Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionFayez Sarofim & Co
Latest Disclosed Ownership68,191 shares
Latest Disclosed Value $ 48,310,816
Fayez Sarofim & Co reports 0.96% decrease in ownership of CAT / Caterpillar Inc.

On May 15, 2026 - Fayez Sarofim & Co filed a 13F-HR form disclosing ownership of 68,191 shares of Caterpillar Inc. (MX:CAT) valued at $48,310,816 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 13, 2026 disclosing 68,853 shares of Caterpillar Inc.. This represents a change in shares of -0.96% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F CATERPILLAR Common Stock 149123101 68,191 -662 -0.96 48,311 22.48 0.0392
2026-02-13 2025-12-31 13F CATERPILLAR Common Stock 149123101 68,853 121 0.18 39,444 20.27 0.0947
2025-11-14 2025-09-30 13F CATERPILLAR INC COM COM 149123101 68,732 -50 -0.07 32,796 22.82 0.0761
2025-08-14 2025-06-30 13F CATERPILLAR COM 149123101 68,782 7,018 11.36 26,702 31.09 0.0641
2025-05-12 2025-03-31 13F CATERPILLAR COM 149123101 61,764 1,265 2.09 20,370 -7.19 0.0507
2025-02-14 2024-12-31 13F CATERPILLAR COM 149123101 60,499 4,697 8.42 21,947 0.55 0.0533
2024-11-14 2024-09-30 13F CATERPILLAR COM 149123101 55,802 2,843 5.37 21,825 23.72 0.0555
2024-08-14 2024-06-30 13F CATERPILLAR COM 149123101 52,959 12,549 31.05 17,641 19.13 0.0476
2024-05-14 2024-03-31 13F CATERPILLAR COM 149123101 40,410 -114 -0.28 14,808 15.21 0.0441
2024-02-15 2023-12-31 13F CATERPILLARINC COM 149123101 40,524 -2,021 -4.75 12,853 10.66 0.0393
2023-11-15 2023-09-30 13F CATERPILLAR COM 149123101 42,545 3,371 8.61 11,615 20.50 0.0392
2023-08-14 2023-06-30 13F CATERPILLAR COM 149123101 39,174 1,576 4.19 9,639 12.03 0.0338
2023-05-11 2023-03-31 13F CATERPILLAR COM 149123101 37,598 1,619 4.50 8,604 -0.19 0.0301
2023-02-13 2022-12-31 13F CATERPILLAR COM 149123101 35,979 500 1.41 8,619 48.04 0.0318
2022-11-15 2022-09-30 13F CATERPILLAR COM 149123101 35,479 691 1.99 5,822 -6.38 0.0230
2022-08-12 2022-06-30 13F CATERPILLAR COM 149123101 34,788 4,961 16.63 6,219 -6.42 0.0227
2022-05-16 2022-03-31 13F CATERPILLAR COM 149123101 29,827 4,539 17.95 6,646 27.15 0.0210
2022-02-11 2021-12-31 13F CATERPILLAR COM 149123101 25,288 1,987 8.53 5,227 16.88 0.0157
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 23,301 -929 -3.83 4,472 -15.21 0.0148
2021-08-13 2021-06-30 13F CaterpillarInc COMMON 149123101 24,230 2,998 14.12 5,274 7.15 0.0177
2021-05-13 2021-03-31 13F CaterpillarInc COMMON 149123101 21,232 -3,330 -13.56 4,922 10.11 0.0181
2021-02-11 2020-12-31 13F CaterpillarInc COMMON 149123101 24,562 500 2.08 4,470 24.55 0.0172
2020-11-13 2020-09-30 13F CaterpillarInc COMMON 149123101 24,062 757 3.25 3,589 21.74 0.0154
2020-08-11 2020-06-30 13F CaterpillarInc COMMON 149123101 23,305 -195 -0.83 2,948 8.10 0.0136
2020-05-12 2020-03-31 13F CaterpillarInc COMMON 149123101 23,500 409 1.77 2,727 -20.05 0.0168
2020-02-14 2019-12-31 13F CaterpillarInc COMMON 149123101 23,091 -1,775 -7.14 3,411 8.60 0.0164
2019-11-13 2019-09-30 13F CaterpillarInc COMMON 149123101 24,866 -285 -1.13 3,141 -8.37 0.0162
2019-08-09 2019-06-30 13F CaterpillarInc COMMON 149123101 25,151 -1,527 -5.72 3,428 -5.17 0.0177
2019-05-14 2019-03-31 13F CaterpillarInc COMMON 149123101 26,678 -100 -0.37 3,615 6.26 0.0191
2019-02-13 2018-12-31 13F CaterpillarInc COMMON 149123101 26,778 -593 -2.17 3,402 -18.48 0.0205
2018-11-14 2018-09-30 13F CaterpillarInc COMMON 149123101 27,371 3 0.01 4,173 12.39 0.0218
2018-08-14 2018-06-30 13F CaterpillarInc COMMON 149123101 27,368 319 1.18 3,713 -6.85 0.0200
2018-05-10 2018-03-31 13F CaterpillarInc COMMON 149123101 27,049 -50 -0.18 3,986 -6.67 0.0216
2018-02-13 2017-12-31 13F CaterpillarInc COMMON 149123101 27,099 -1,869 -6.45 4,271 18.21 0.0221
2017-11-08 2017-09-30 13F CaterpillarInc COMMON 149123101 28,968 -1,420 -4.67 3,613 10.66 0.0190
2017-08-11 2017-06-30 13F CaterpillarInc COMMON 149123101 30,388 -2,250 -6.89 3,265 7.83 0.0174
2017-05-12 2017-03-31 13F CaterpillarInc COMMON 149123101 32,638 -9,976 -23.41 3,028 -23.40 0.0165
2017-02-14 2016-12-31 13F CaterpillarInc COMMON 149123101 42,614 -7,989 -15.79 3,953 -12.02 0.0217
2016-11-21 2016-09-30 13F/A-1 CaterpillarInc COMMON 149123101 50,603 -10,355 -16.99 4,493 -2.79 0.0245
2016-11-14 2016-09-30 13F CaterpillarInc COMMON 149123101 50,603 4,493
2016-08-10 2016-06-30 13F CaterpillarInc COMMON 149123101 60,958 -147,315 -70.73 4,622 -71.01 0.0253
2016-05-13 2016-03-31 13F CaterpillarInc COMMON 149123101 208,273 -192,436 -48.02 15,941 -41.46 0.0914
2016-02-12 2015-12-31 13F CaterpillarInc COMMON 149123101 400,709 -184,423 -31.52 27,231 -28.79 0.1568
2015-11-12 2015-09-30 13F CaterpillarInc COMMON 149123101 585,132 -882,440 -60.13 38,241 -69.24 0.2209
2015-08-13 2015-06-30 13F CaterpillarInc COMMON 149123101 1,467,572 -65,442 -4.27 124,314 1.39 0.6327
2015-05-12 2015-03-31 13F CaterpillarInc COMMON 149123101 1,533,014 -35,431 -2.26 122,608 -14.64 0.6012
2015-02-13 2014-12-31 13F CaterpillarInc COMMON 149123101 1,568,445 -79,728 -4.84 143,632 -11.84 0.6810
2014-11-14 2014-09-30 13F CaterpillarInc COMMON 149123101 1,648,173 -42,623 -2.52 162,918 -11.38 0.7608
2014-08-14 2014-06-30 13F CaterpillarInc COMMON 149123101 1,690,796 -59,564 -3.40 183,849 5.64 0.8412
2014-05-14 2014-03-31 13F CaterpillarInc COMMON 149123101 1,750,360 -114,538 -6.14 174,034 2.77 0.8293
2014-02-14 2013-12-31 13F CaterpillarInc COMMON 149123101 1,864,898 -389,227 -17.27 169,351 -8.92 0.7860
2013-08-13 2013-06-30 13F CaterpillarInc COMMON 149123101 2,254,125 2,254,125 185,942 0.9331
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.