Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionFlaharty Asset Management, LLC
Latest Disclosed Ownership3,867 shares
Latest Disclosed Value $ 2,739,912
Flaharty Asset Management, LLC reports 9.01% decrease in ownership of CAT / Caterpillar Inc.

On May 4, 2026 - Flaharty Asset Management, LLC filed a 13F-HR form disclosing ownership of 3,867 shares of Caterpillar Inc. (MX:CAT) valued at $2,739,912 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 6, 2026 disclosing 4,250 shares of Caterpillar Inc.. This represents a change in shares of -9.01% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-04 2026-03-31 13F CATERPILLAR COM 149123101 3,867 -383 -9.01 2,740 12.53 0.3401
2026-02-06 2025-12-31 13F CATERPILLAR COM 149123101 4,250 0 0.00 2,435 20.02 0.3041
2025-11-04 2025-09-30 13F CATERPILLAR COM 149123101 4,250 -42 -0.98 2,028 21.73 0.2577
2025-11-10 2025-06-30 13F/A-1 CATERPILLAR COM 149123101 4,292 -50 -1.15 1,666 16.34 0.2279
2025-08-08 2025-06-30 13F CATERPILLAR COM 149123101 4,292 -50 1,666 0.3433
2025-05-20 2025-03-31 13F CATERPILLAR COM 149123101 4,342 -255 -5.55 1,432 -14.10 0.2067
2025-02-05 2024-12-31 13F CATERPILLAR COM 149123101 4,597 -40 -0.86 1,668 -8.05 0.2435
2024-10-18 2024-09-30 13F CATERPILLAR COM 149123101 4,637 0 0.00 1,814 17.42 0.2550
2024-08-01 2024-06-30 13F CATERPILLAR COM 149123101 4,637 0 0.00 1,545 -9.12 0.2282
2024-05-14 2024-03-31 13F CATERPILLAR COM 149123101 4,637 -61 -1.30 1,699 22.32 0.2522
2024-02-05 2023-12-31 13F CATERPILLAR COM 149123101 4,698 0 0.00 1,389 8.35 0.2194
2023-11-14 2023-09-30 13F CATERPILLAR COM 149123101 4,698 -487 -9.39 1,283 0.55 0.2146
2023-08-11 2023-06-30 13F CATERPILLAR COM 149123101 5,185 -223 -4.12 1,276 3.07 0.2185
2023-05-10 2023-03-31 13F CATERPILLAR COM 149123101 5,408 23 0.43 1,238 -4.11 0.2209
2023-02-14 2022-12-31 13F CATERPILLAR COM 149123101 5,385 -400 -6.91 1,290 35.93 0.2414
2022-11-03 2022-09-30 13F CATERPILLAR COM 149123101 5,785 0 0.00 949 -8.22 0.1953
2022-07-11 2022-06-30 13F CATERPILLAR COM 149123101 5,785 1,650 39.90 1,034 12.27 0.2102
2022-05-03 2022-03-31 13F CATERPILLAR COM 149123101 4,135 -500 -10.79 921 -3.86 0.1691
2022-02-15 2021-12-31 13F CATERPILLAR COM 149123101 4,635 0 0.00 958 7.64 0.1763
2021-11-02 2021-09-30 13F CATERPILLAR COM 149123101 4,635 -80 -1.70 890 -13.26 0.1836
2021-08-11 2021-06-30 13F CATERPILLAR COM 149123101 4,715 -120 -2.48 1,026 -8.47 0.2192
2021-05-11 2021-03-31 13F CATERPILLAR COM 149123101 4,835 900 22.87 1,121 56.56 0.2587
2021-02-03 2020-12-31 13F CATERPILLAR COM 149123101 3,935 3,935 -18.61 716 -36.13 0.1788
2019-04-26 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 0 -2,076 -100.00 0 -100.00
2019-02-01 2018-12-31 13F CATERPILLAR INC DEL COM 149123101 2,076 126 6.46 264 -11.11 0.1126
2018-11-13 2018-09-30 13F CATERPILLAR INC DEL COM 149123101 1,950 -90 -4.41 297 7.22 0.1153
2018-08-14 2018-06-30 13F CATERPILLAR INC DEL COM 149123101 2,040 -1,860 -47.69 277 -50.62 0.1081
2018-05-14 2018-03-31 13F CATERPILLAR INC DEL COM 149123101 3,900 816 26.46 561 9.57 0.2365
2018-02-14 2017-12-31 13F/A-1 CATERPILLAR INC DEL COM 149123101 3,084 3,084 512 0.2244
2018-02-14 2017-12-31 13F CATERPILLAR INC DEL COM 149123101 5,949 238 0.1046
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.