Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionLowe Brockenbrough & Co Inc
Latest Disclosed Ownership10,564 shares
Latest Disclosed Value $ 7,484,171
Lowe Brockenbrough & Co Inc reports 3.47% increase in ownership of CAT / Caterpillar Inc.

On May 7, 2026 - Lowe Brockenbrough & Co Inc filed a 13F-HR form disclosing ownership of 10,564 shares of Caterpillar Inc. (MX:CAT) valued at $7,484,171 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 11, 2026 disclosing 10,210 shares of Caterpillar Inc.. This represents a change in shares of 3.47% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-07 2026-03-31 13F CATERPILLAR COM 149123101 10,564 354 3.47 7,484 27.95 0.3732
2026-02-11 2025-12-31 13F CATERPILLAR COM 149123101 10,210 -242 -2.32 5,849 17.28 0.2880
2025-11-05 2025-09-30 13F CATERPILLAR COM 149123101 10,452 392 3.90 4,987 27.71 0.2566
2025-08-11 2025-06-30 13F CATERPILLAR COM 149123101 10,060 2,255 28.89 3,905 51.71 0.2196
2025-05-13 2025-03-31 13F CATERPILLAR COM 149123101 7,805 4 0.05 2,574 -9.01 0.1694
2025-02-11 2024-12-31 13F CATERPILLAR COM 149123101 7,801 -293 -3.62 2,830 -10.62 0.1814
2024-10-28 2024-09-30 13F CATERPILLAR COM 149123101 8,094 -778 -8.77 3,166 7.11 0.2021
2024-08-12 2024-06-30 13F CATERPILLAR COM 149123101 8,872 -18 -0.20 2,955 -9.27 0.1967
2024-05-15 2024-03-31 13F CATERPILLAR COM 149123101 8,890 1,020 12.96 3,258 40.03 0.2200
2024-02-14 2023-12-31 13F CATERPILLAR COM 149123101 7,870 -1,565 -16.59 2,327 -9.67 0.1802
2023-11-14 2023-09-30 13F CATERPILLAR COM 149123101 9,435 -2,474 -20.77 2,576 -12.12 0.2000
2023-08-10 2023-06-30 13F CATERPILLAR COM 149123101 11,909 -54 -0.45 2,930 7.05 0.2210
2023-05-12 2023-03-31 13F CATERPILLAR COM 149123101 11,963 2,478 26.13 2,738 20.47 0.2219
2023-02-14 2022-12-31 13F CATERPILLAR COM 149123101 9,485 -2,731 -22.36 2,272 13.37 0.1977
2022-11-01 2022-09-30 13F CATERPILLAR COM 149123101 12,216 -3 -0.02 2,004 -8.24 0.1930
2022-07-27 2022-06-30 13F CATERPILLAR COM 149123101 12,219 -105 -0.85 2,184 -20.47 0.1910
2022-05-04 2022-03-31 13F CATERPILLAR COM 149123101 12,324 -87 -0.70 2,746 7.01 0.2027
2022-02-14 2021-12-31 13F CATERPILLAR COM 149123101 12,411 -155 -1.23 2,566 6.38 0.1873
2021-11-15 2021-09-30 13F CATERPILLAR COM 149123101 12,566 1,950 18.37 2,412 4.42 0.1878
2021-08-13 2021-06-30 13F CATERPILLAR COM 149123101 10,616 -150 -1.39 2,310 -7.45 0.2079
2021-05-14 2021-03-31 13F CATERPILLAR COM 149123101 10,766 -210 -1.91 2,496 24.92 0.2425
2021-02-04 2020-12-31 13F CATERPILLAR COM 149123101 10,976 -74 -0.67 1,998 21.24 0.2163
2020-10-26 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 11,050 792 7.72 1,648 26.96 0.2049
2020-08-13 2020-06-30 13F CATERPILLAR INC DEL COM COM 149123101 10,258 -700 -6.39 1,298 2.04 0.1745
2020-05-21 2020-03-31 13F CATERPILLAR INC DEL COM COM 149123101 10,958 -150 -1.35 1,272 -22.44 0.2095
2020-01-31 2019-12-31 13F CATERPILLAR INC DEL COM COM 149123101 11,108 -64 -0.57 1,640 16.23 0.2033
2019-11-21 2019-09-30 13F CATERPILLAR INC DEL COM COM 149123101 11,172 1,690 17.82 1,411 9.21 0.1894
2019-08-12 2019-06-30 13F CATERPILLAR INC DEL COM COM 149123101 9,482 -50 -0.52 1,292 0.08 0.1760
2019-05-21 2019-03-31 13F/A-1 CATERPILLAR INC DEL COM COM 149123101 9,532 0 0.00 1,291 6.61 0.1805
2019-05-21 2019-03-31 13F CATERPILLAR INC DEL COM COM 149123101 9,532 1,291
2019-02-15 2018-12-31 13F CATERPILLAR INC DEL COM COM 149123101 9,532 100 1.06 1,211 -15.79 0.1979
2018-11-15 2018-09-30 13F CATERPILLAR INC DEL COM COM 149123101 9,432 0 0.00 1,438 12.34 0.2010
2018-08-10 2018-06-30 13F CATERPILLAR INC DEL COM COM 149123101 9,432 0 0.00 1,280 -7.91 0.1881
2018-04-30 2018-03-31 13F CATERPILLAR INC DEL COM COM 149123101 9,432 -460 -4.65 1,390 -10.84 0.2056
2018-01-30 2017-12-31 13F CATERPILLAR INC DEL COM COM 149123101 9,892 175 1.80 1,559 28.63 0.2237
2017-11-07 2017-09-30 13F CATERPILLAR INC DEL COM COM 149123101 9,717 -85 -0.87 1,212 15.10 0.1859
2017-07-31 2017-06-30 13F CATERPILLAR INC DEL COM COM 149123101 9,802 -10 -0.10 1,053 15.71 0.1654
2017-05-17 2017-03-31 13F CATERPILLAR INC DEL COM COM 149123101 9,812 -315 -3.11 910 -3.09 0.1452
2017-02-15 2016-12-31 13F CATERPILLAR INC DEL COM COM 149123101 10,127 0 0.00 939 4.45 0.1571
2016-11-15 2016-09-30 13F CATERPILLAR INC DEL COM COM 149123101 10,127 775 8.29 899 26.80 0.1550
2016-08-17 2016-06-30 13F CATERPILLAR INC DEL COM COM 149123101 9,352 -16,046 -63.18 709 -63.53 0.1233
2016-05-18 2016-03-31 13F CATERPILLAR INC DEL COM COM 149123101 25,398 1,585 6.66 1,944 20.15 0.3343
2016-02-11 2015-12-31 13F CATERPILLAR INC DEL COM COM 149123101 23,813 -1,765 -6.90 1,618 -3.23 0.2758
2015-11-03 2015-09-30 13F CATERPILLAR INC DEL COM COM 149123101 25,578 3,475 15.72 1,672 -10.83 0.2924
2015-08-17 2015-06-30 13F CATERPILLAR INC DEL COM COM 149123101 22,103 -20 -0.09 1,875 5.87 0.3020
2015-05-14 2015-03-31 13F CATERPILLAR INC DEL COM COM 149123101 22,123 13,425 154.35 1,771 122.49 0.2793
2015-02-17 2014-12-31 13F CATERPILLAR INC DEL COM COM 149123101 8,698 -150 -1.70 796 -9.13 0.1265
2014-11-20 2014-09-30 13F CATERPILLAR INC DEL COM COM 149123101 8,848 25 0.28 876 -8.65 0.1398
2014-08-15 2014-06-30 13F CATERPILLAR INC DEL COM COM 149123101 8,823 -155 -1.73 959 7.51 0.1530
2014-06-17 2014-03-31 13F CATERPILLAR INC DEL COM COM 149123101 8,978 -70 -0.77 892 8.52 0.1486
2014-02-26 2013-12-31 13F CATERPILLAR INC DEL COM COM 149123101 9,048 -160 -1.74 822 7.03 0.1360
2013-11-15 2013-09-30 13F CATERPILLAR INC DEL COM COM 149123101 9,208 0 0.00 768 1.05 0.1396
2013-08-14 2013-06-30 13F CATERPILLAR INC DEL COM COM 149123101 9,208 9,208 760 0.1411
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.