Caterpillar Inc.
MX ˙ BMV ˙ US1491231015
SecurityMX:CAT / Caterpillar Inc.
InstitutionLyell Wealth Management, Lp
Latest Disclosed Ownership36,994 shares
Latest Disclosed Value $ 26,208,947
Lyell Wealth Management, Lp reports 0.67% decrease in ownership of CAT / Caterpillar Inc.

On May 7, 2026 - Lyell Wealth Management, Lp filed a 13F-HR form disclosing ownership of 36,994 shares of Caterpillar Inc. (MX:CAT) valued at $26,208,947 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 11, 2026 disclosing 37,245 shares of Caterpillar Inc.. This represents a change in shares of -0.67% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-07 2026-03-31 13F CATERPILLAR INC COM Stock 149123101 36,994 -251 -0.67 26,209 22.83 1.9260
2026-02-11 2025-12-31 13F CATERPILLAR INC COM Stock 149123101 37,245 -610 -1.61 21,337 18.13 1.5450
2025-11-06 2025-09-30 13F CATERPILLAR INC COM Stock 149123101 37,855 492 1.32 18,063 24.53 1.3416
2025-07-29 2025-06-30 13F CATERPILLAR INC COM Stock 149123101 37,363 1,445 4.02 14,505 22.45 1.1456
2025-05-08 2025-03-31 13F CATERPILLAR INC COM Stock 149123101 35,918 516 1.46 11,846 -7.76 1.1073
2025-02-03 2024-12-31 13F CATERPILLAR INC COM Stock 149123101 35,402 52 0.15 12,842 -7.12 1.1512
2024-10-23 2024-09-30 13F CATERPILLAR INC COM Stock 149123101 35,350 -17 -0.05 13,826 17.37 1.2572
2024-08-08 2024-06-30 13F CATERPILLAR INC COM Stock 149123101 35,367 820 2.37 11,781 -6.94 1.1248
2024-05-03 2024-03-31 13F CATERPILLAR INC COM Stock 149123101 34,547 82 0.24 12,659 24.23 1.2871
2024-02-02 2023-12-31 13F CATERPILLAR INC COM Stock 149123101 34,465 1,271 3.83 10,190 12.46 1.1585
2023-10-31 2023-09-30 13F CATERPILLAR INC COM Stock 149123101 33,194 -337 -1.01 9,062 9.83 1.2187
2023-08-04 2023-06-30 13F CATERPILLAR INC COM Stock 149123101 33,531 2,363 7.58 8,250 15.68 1.0544
2023-05-03 2023-03-31 13F CATERPILLAR INC COM Stock 149123101 31,168 2,705 9.50 7,132 4.61 0.9984
2023-01-24 2022-12-31 13F CATERPILLAR INC COM Stock 149123101 28,463 8,028 39.29 6,819 103.34 1.0769
2022-10-24 2022-09-30 13F CATERPILLAR INC COM Stock 149123101 20,435 237 1.17 3,353 -7.14 0.5709
2022-07-28 2022-06-30 13F CATERPILLAR COM 149123101 20,198 1,757 9.53 3,611 -12.12 0.5889
2022-05-04 2022-03-31 13F CATERPILLAR COM 149123101 18,441 16,793 1,018.99 4,109 1,104.99 0.5288
2022-02-08 2021-12-31 13F CATERPILLAR COM 149123101 1,648 0 0.00 341 7.91 0.0389
2021-11-10 2021-09-30 13F CATERPILLAR COM 149123101 1,648 0 0.00 316 -11.98 0.0384
2021-08-09 2021-06-30 13F CATERPILLAR COM 149123101 1,648 109 7.08 359 0.56 0.0444
2021-05-07 2021-03-31 13F CATERPILLAR COM 149123101 1,539 18 1.18 357 28.88 0.0520
2021-02-04 2020-12-31 13F CATERPILLAR COM 149123101 1,521 21 1.40 277 23.66 0.0442
2020-11-04 2020-09-30 13F CATERPILLAR INC DEL COM 149123101 1,500 1,500 -1.38 224 -19.13 0.0420
2020-05-11 2020-03-31 13F CATERPILLAR INC DEL COM 149123101 0 -1,500 -100.00 0 -100.00
2020-02-05 2019-12-31 13F CATERPILLAR INC DEL COM 149123101 1,500 1,500 222 0.0593
2019-11-06 2019-09-30 13F CATERPILLAR INC DEL COM 149123101 0 -1,500 -100.00 0 -100.00
2019-08-01 2019-06-30 13F CATERPILLAR INC DEL COM 149123101 1,500 0 0.00 204 0.49 0.0615
2019-05-06 2019-03-31 13F CATERPILLAR INC DEL COM 149123101 1,500 1,500 0.00 203 -0.49 0.0678
2019-02-09 2018-12-31 13F Caterpillar COM 149123101 0 -1,500 -100.00 0 -100.00
2018-10-30 2018-09-30 13F Caterpillar COM 149123101 1,500 1,500 229 0.0771
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.