First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
MX ˙ BMV ˙ US33737M3007
SecurityMX:FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
InstitutionAdvisory Services Network, LLC
Latest Disclosed Ownership2,122 shares
Latest Disclosed Value $ 205,792
Advisory Services Network, LLC reports 1.14% increase in ownership of FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund

On May 15, 2026 - Advisory Services Network, LLC filed a 13F-HR form disclosing ownership of 2,122 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund (MX:FYC) valued at $205,792 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 2,098 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund. This represents a change in shares of 1.14% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND ETF 33737M300 2,122 24 1.14 206 1.99 0.0019
2026-02-17 2025-12-31 13F FIRST TRUST SMALL CAP GROWTH ALPHADEX FUND ETF 33737M300 2,098 1,000 91.07 202 103.03 0.0029
2025-11-18 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP ETF 33737M300 1,098 1,098 100 0.0015
2023-08-09 2023-06-30 13F FIRST TR EXCHANGE-TRADED ALP ETF 33737M300 0 -320 -100.00 0 -100.00
2023-05-17 2023-03-31 13F FIRST TR EXCHANGE-TRADED ALP ETF 33737M300 320 0 0.00 19 5.88 0.0005
2023-02-13 2022-12-31 13F FIRST TR EXCHANGE-TRADED ALP ETF 33737M300 320 320 18 0.0005
2022-05-23 2022-03-31 13F FIRST TR EXCHANGE-TRADED ALP ETF 33737M300 0 -4,232 -100.00 0 -100.00
2022-02-14 2021-12-31 13F FIRST TR EXCHANGE-TRADED ALP ETF 33737M300 4,232 318 8.12 316 12.86 0.0091
2021-11-05 2021-09-30 13F FIRST TR EXCHANGE-TRADED ALP ETF 33737M300 3,914 0 0.00 280 -2.44 0.0089
2021-08-12 2021-06-30 13F FIRST TR EXCHANGE-TRADED ALP ETF 33737M300 3,914 116 3.05 287 8.30 0.0091
2021-05-24 2021-03-31 13F FIRST TR EXCHANGE-TRADED ALP ETF 33737M300 3,798 216 6.03 265 19.91 0.0098
2021-02-09 2020-12-31 13F FIRST TR EXCHANGE-TRADED ALP ETF 33737M300 3,582 3,582 221 0.0089
2020-05-15 2020-03-31 13F FIRST TR EXCNGE TRD ALPHADEX ETF 33737M300 0 -7,727 -100.00 0 -100.00
2020-02-04 2019-12-31 13F FIRST TR EXCNGE TRD ALPHADEX ETF 33737M300 7,727 8 0.10 361 0.56 0.0190
2019-11-04 2019-09-30 13F FIRST TR EXCNGE TRD ALPHADEX ETF 33737M300 7,719 0 0.00 359 0.00 0.0220
2019-08-01 2019-06-30 13F FIRST TR EXCNGE TRD ALPHADEX ETF 33737M300 7,719 4,636 150.37 359 152.82 0.0220
2019-05-20 2019-03-31 13F FIRST TR EXCNGE TRD ALPHADEX ETF 33737M300 3,083 166 5.69 142 21.37 0.0100
2019-02-15 2018-12-31 13F FIRST TR EXCNGE TRD ALPHADEX ETF 33737M300 2,917 0 0.00 117 -23.53 0.0102
2018-11-02 2018-09-30 13F FIRST TR EXCNGE TRD ALPHADEX ETF 33737M300 2,917 539 22.67 153 27.50 0.0112
2018-07-27 2018-06-30 13F FIRST TR EXCNGE TRD ALPHADEX ETF 33737M300 2,378 706 42.22 120 64.38 0.0091
2018-04-23 2018-03-31 13F FIRST TR EXCNGE TRD ALPHADEX ETF 33737M300 1,672 0 0.00 73 2.82 0.0058
2018-02-08 2017-12-31 13F FIRST TR EXCNGE TRD ALPHADEX ETF 33737M300 1,672 1,672 71 0.0062
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.