First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
MX ˙ BMV ˙ US33737M3007
SecurityMX:FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund
InstitutionMorgan Stanley
Latest Disclosed Ownership394,547 shares
Latest Disclosed Value $ 38,263,227
Morgan Stanley reports 34.52% increase in ownership of FYC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund

On May 15, 2026 - Morgan Stanley filed a 13F-HR form disclosing ownership of 394,547 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund (MX:FYC) valued at $38,263,227 USD as of March 31, 2026. The entity filed a previous 13F-HR/A on May 27, 2026 disclosing 293,292 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Small Cap Growth AlphaDEX Fund. This represents a change in shares of 34.52% during the quarter.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 394,547 101,255 34.52 38,263 35.73 0.0023
2026-05-27 2025-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 293,292 41,469 16.47 28,191 23.41 0.0017
2026-02-13 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 293,292 41,469 28,191 0.0017
2026-05-27 2025-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 251,823 -225,892 -47.29 22,844 -39.91 0.0014
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 251,823 -225,892 22,844 0.0014
2025-08-15 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 477,715 -5,460 -1.13 38,017 14.36 0.0025
2025-05-15 2025-03-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 483,175 -241,145 -33.29 33,242 -40.73 0.0024
2025-05-15 2024-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 724,320 531,585 275.81 56,084 291.29 0.0039
2025-02-14 2024-12-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 724,320 531,585 56,084 0.0039
2025-05-14 2024-09-30 13F/A-2 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 192,735 25,137 15.00 14,334 29.79 0.0010
2025-02-14 2024-09-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 192,735 25,137 14,334 0.0010
2024-11-14 2024-09-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 192,735 25,137 14,334 0.0001
2025-05-14 2024-06-30 13F/A-2 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 167,598 9,027 5.69 11,043 6.01 0.0009
2024-10-17 2024-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 167,598 9,027 11,043 0.0009
2024-08-14 2024-06-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 167,598 9,027 11,043 0.0009
2024-10-17 2024-03-31 13F/A-2 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 158,571 -7,060 -4.26 10,417 -0.04 0.0008
2024-08-16 2024-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 158,571 -7,060 10,417 0.0001
2024-05-15 2024-03-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 158,571 -7,060 10,417 0.0008
2024-08-16 2023-12-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 165,631 6,761 4.26 10,422 16.40 0.0009
2024-02-13 2023-12-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 165,631 6,761 10,422 0.0009
2023-11-15 2023-09-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 158,870 -21,974 -12.15 8,954 -17.76 0.0009
2023-08-14 2023-06-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 180,844 -30,095 -14.27 10,888 -10.78 0.0011
2023-05-15 2023-03-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 210,939 44,914 27.05 12,203 32.96 0.0013
2023-02-14 2022-12-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 166,025 -397 -0.24 9,178 2.33 0.0010
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 166,422 641 0.39 8,968 -0.12 0.0012
2022-10-27 2022-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 165,781 -24,199 -12.74 8,979 -30.84 0.0012
2022-08-15 2022-06-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 165,781 -24,199 8,979 0.0002
2022-10-27 2022-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 189,980 -44,530 -18.99 12,982 -25.75 0.0018
2022-05-13 2022-03-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 189,980 -44,530 12,982 0.0018
2022-02-14 2021-12-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 234,510 -17,524 -6.95 17,485 -3.09 0.0022
2021-11-15 2021-09-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 252,034 -4,840 -1.88 18,043 -4.15 0.0024
2021-08-23 2021-06-30 13F/A-1 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 256,874 -137,971 -34.94 18,824 -31.57 0.0025
2021-08-16 2021-06-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 256,874 -137,971 18,824 0.0005
2021-05-17 2021-03-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 394,845 106,136 36.76 27,509 54.46 0.0040
2021-02-16 2020-12-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 288,709 24,681 9.35 17,810 42.73 0.0028
2020-11-13 2020-09-30 13F FIRST TR EXCH TRD ALPHDX FD SML CP GRW ALP 33737M300 264,028 -10,909 -3.97 12,478 7.00 0.0024
2020-08-14 2020-06-30 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 274,937 -9,371 -3.30 11,662 25.79 0.0026
2020-05-26 2020-03-31 13F/A-1 FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 284,308 -116,819 -29.12 9,271 -50.48 0.0025
2020-05-15 2020-03-31 13F FIRST TR EXCHANGE-TRADED ALP SML CP GRW ALP 33737M300 284,308 -116,819 9,271 712.2061
2020-02-14 2019-12-31 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 401,127 -45,815 -10.25 18,721 -4.52 0.0044
2019-11-14 2019-09-30 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 446,942 -159,965 -26.36 19,607 -30.60 0.0052
2019-08-14 2019-06-30 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 606,907 -78,090 -11.40 28,252 -10.65 0.0075
2019-05-15 2019-03-31 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 684,997 68,061 11.03 31,619 27.75 0.0090
2019-02-14 2018-12-31 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 616,936 -953,322 -60.71 24,751 -69.87 0.0074
2019-04-23 2018-09-30 13F/A-2 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 1,570,258 617,440 64.80 82,156 77.71 0.0206
2018-11-20 2018-09-30 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 1,570,258 0 82,156 0.0206
2018-11-14 2018-09-30 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 1,570,258 617,440 82,156
2019-04-23 2018-06-30 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 952,818 381,080 66.65 46,230 86.40 0.0125
2018-08-14 2018-06-30 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 952,818 381,080 46,230
2019-04-23 2018-03-31 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 571,738 -107,704 -15.85 24,801 -14.13 0.0069
2018-05-14 2018-03-31 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 571,738 -107,704 24,801
2019-04-23 2017-12-31 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 679,442 86,850 14.66 28,883 18.30 0.0079
2018-02-14 2017-12-31 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 679,442 86,850 28,883
2017-11-14 2017-09-30 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 592,592 91,723 18.31 24,415 26.71 0.0073
2017-08-11 2017-06-30 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 500,869 61,062 13.88 19,269 20.23 0.0058
2017-05-22 2017-03-31 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 439,807 43,875 11.08 16,027 16.98 0.0049
2017-05-12 2017-03-31 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 439,807 16,027
2017-02-22 2016-12-31 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 395,932 164,794 71.30 13,701 75.32 0.0045
2017-02-13 2016-12-31 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 395,932 13,701
2016-11-10 2016-09-30 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 231,138 -7,810 -3.27 7,815 4.49 0.0027
2016-08-12 2016-06-30 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 238,948 -18,130 -7.05 7,479 -3.47 0.0027
2016-05-12 2016-03-31 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 257,078 -239,133 -48.19 7,748 -48.81 0.0030
2016-02-09 2015-12-31 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 496,211 204,023 69.83 15,135 77.70 0.0055
2016-02-08 2015-09-30 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 292,188 3,843 1.33 8,517 -7.05 0.0031
2015-11-09 2015-09-30 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 292,188 8,517
2015-08-12 2015-06-30 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 288,345 76,277 35.97 9,163 36.95 0.0032
2015-05-14 2015-03-31 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 212,068 48,213 29.42 6,691 35.20 0.0025
2015-02-13 2014-12-31 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 163,855 12,978 8.60 4,949 18.54 0.0018
2014-12-16 2014-09-30 13F/A-1 FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 150,877 9,295 6.57 4,175 -1.18 0.0016
2014-11-14 2014-09-30 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 150,877 4,175
2014-05-13 2014-03-31 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 141,582 42,368 42.70 4,225 39.39 0.0018
2014-02-13 2013-12-31 13F FIRST TR EXCNGE TRD ALPHADEX SML CP GRW ALP 33737M300 99,214 50,475 103.56 3,031 126.19 0.0013
2013-11-13 2013-09-30 13F FT SMALL CAP VAL SEE CUS COM 33737M300 48,739 -3,257 -6.26 1,340 5.10 0.0006
2013-08-08 2013-06-30 13F FT SMALL CAP VAL SEE CUS COM 33737M300 51,996 51,996 1,275 0.0006
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.