First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
US ˙ NasdaqGM ˙ US33735K1088

SecurityFTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
InstitutionAdvisory Services Network, LLC
Latest Disclosed Ownership1,256 shares
Latest Disclosed Value $ 193,559
Advisory Services Network, LLC reports 18.81% decrease in ownership of FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund

On May 15, 2026 - Advisory Services Network, LLC filed a 13F-HR form disclosing ownership of 1,256 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund (US:FTC) valued at $193,603 USD as of March 31, 2026. The entity filed a previous 13F-HR on February 17, 2026 disclosing 1,547 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund. This represents a change in shares of -18.81% during the quarter. The current value of the position is $235,422 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TRUST LARGE CAP GROWTH ALPHADEX FUND ETF 33735K108 1,256 -291 -18.81 194 -21.86 0.0018
2026-02-17 2025-12-31 13F FIRST TRUST LARGE CAP GROWTH ALPHADEX FUND ETF 33735K108 1,547 -71 -4.39 247 -4.63 0.0035
2025-11-18 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP ETF 33735K108 1,618 21 1.31 260 4.02 0.0038
2025-08-19 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP ETF 33735K108 1,597 1,597 249 0.0040
2024-05-06 2024-03-31 13F FIRST TRUST LRGCP GWT ALPHAD ETF 33735K108 0 -1,450 -100.00 0 -100.00
2024-02-09 2023-12-31 13F FIRST TRUST LRGCP GWT ALPHAD ETF 33735K108 1,450 1,450 159 0.0039
2023-08-09 2023-06-30 13F FIRST TRUST LRGCP GWT ALPHAD ETF 33735K108 0 -510 -100.00 0 -100.00
2023-05-17 2023-03-31 13F FIRST TRUST LRGCP GWT ALPHAD ETF 33735K108 510 30 6.25 47 9.30 0.0013
2023-02-13 2022-12-31 13F FIRST TRUST LRGCP GWT ALPHAD ETF 33735K108 480 480 44 0.0013
2021-05-24 2021-03-31 13F FIRST TRUST LRGCP GWT ALPHAD ETF 33735K108 0 -2,537 -100.00 0 -100.00
2021-02-09 2020-12-31 13F FIRST TRUST LRGCP GWT ALPHAD ETF 33735K108 2,537 -135 -5.05 245 9.38 0.0098
2020-11-16 2020-09-30 13F FIRST TRUST LRGCP GWT ALPHAD ETF 33735K108 2,672 -105 -3.78 224 5.16 0.0105
2020-08-10 2020-06-30 13F FIRST TRUST LARGE CAP GROWTH OPPORTUNITIES ALPHADEX FUND ETF 33735K108 2,777 -79 -2.77 213 24.56 0.0117
2020-05-15 2020-03-31 13F FIRST TR LARGE CAP GROWTH A ETF 33735K108 2,856 297 11.61 171 -8.56 0.0112
2020-02-04 2019-12-31 13F FIRST TR LRG CP GRWTH ALPHAD ETF 33735K108 2,559 -30 -1.16 187 2.75 0.0098
2019-11-04 2019-09-30 13F FIRST TR LRG CP GRWTH ALPHAD ETF 33735K108 2,589 0 0.00 182 0.00 0.0111
2019-08-01 2019-06-30 13F FIRST TR LRG CP GRWTH ALPHAD ETF 33735K108 2,589 214 9.01 182 14.47 0.0112
2019-05-20 2019-03-31 13F FIRST TR LRG CP GRWTH ALPHAD ETF 33735K108 2,375 238 11.14 159 30.33 0.0112
2019-02-15 2018-12-31 13F FIRST TR LRG CP GRWTH ALPHAD ETF 33735K108 2,137 1 0.05 122 -18.67 0.0106
2018-11-02 2018-09-30 13F FIRST TR LRG CP GRWTH ALPHAD ETF 33735K108 2,136 462 27.60 150 30.43 0.0109
2018-07-27 2018-06-30 13F FIRST TR LRG CP GRWTH ALPHAD ETF 33735K108 1,674 520 45.06 115 55.41 0.0088
2018-04-23 2018-03-31 13F FIRST TR LRG CP GRWTH ALPHAD ETF 33735K108 1,154 0 0.00 74 4.23 0.0059
2018-02-08 2017-12-31 13F FIRST TR LRG CP GRWTH ALPHAD ETF 33735K108 1,154 1,154 71 0.0062
2017-04-28 2017-03-31 13F FIRST TR LRG CP GRWTH ALPHAD ETF 33735K108 0 -260 -100.00 0 -100.00
2016-10-07 2016-09-30 13F FIRST TR LRG CP GRWTH ALPHAD ETF 33735K108 260 260 13 0.0024
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.