First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
US ˙ NasdaqGM ˙ US33735K1088

SecurityFTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund
InstitutionUBS Group AG
Latest Disclosed Ownership220,814 shares
Latest Disclosed Value $ 34,036,933
UBS Group AG reports 2.76% decrease in ownership of FTC / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund

On May 5, 2026 - UBS Group AG filed a 13F-HR form disclosing ownership of 220,814 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund (US:FTC) valued at $34,036,844 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 29, 2026 disclosing 227,091 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Growth AlphaDEX Fund. This represents a change in shares of -2.76% during the quarter. The current value of the position is $41,388,824 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735K108 220,814 -6,277 -2.76 34,037 -6.25 0.0010
2026-01-29 2025-12-31 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735K108 227,091 -4,897 -2.11 36,306 -2.59 0.0011
2025-11-13 2025-09-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735K108 231,988 -5,817 -2.45 37,271 3.82 0.0058
2025-08-14 2025-06-30 13F FIRST TR EXCHANGE-TRADED ALP COM SHS 33735K108 237,805 -26,407 -9.99 35,901 3.41 0.0062
2025-05-13 2025-03-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 264,212 -1,677 -0.63 34,717 -5.56 0.0064
2025-02-14 2024-12-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 265,889 -3,850 -1.43 36,759 3.68 0.0068
2024-11-14 2024-09-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 269,739 8,565 3.28 35,454 10.79 0.0077
2024-08-14 2024-06-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 261,174 -2,954 -1.12 32,002 -1.72 0.0079
2024-05-13 2024-03-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 264,128 -8,156 -3.00 32,562 9.15 0.0081
2024-02-09 2023-12-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 272,284 -9,401 -3.34 29,831 9.45 0.0089
2023-11-09 2023-09-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 281,685 -9,429 -3.24 27,256 -7.57 0.0094
2023-08-11 2023-06-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 291,114 -56,009 -16.14 29,487 -8.70 0.0100
2023-05-12 2023-03-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 347,123 4,844 1.42 32,296 3.21 0.0118
2023-02-08 2022-12-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 342,279 -2,620 -0.76 31,291 6.05 0.0117
2022-11-10 2022-09-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 344,899 -9,504 -2.68 29,507 -5.54 0.0129
2022-08-10 2022-06-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 354,403 -12,839 -3.50 31,237 -20.28 0.0128
2022-05-16 2022-03-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 367,242 -76,825 -17.30 39,184 -26.62 0.0131
2022-02-14 2021-12-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 444,067 25,727 6.15 53,399 14.90 0.0153
2021-11-15 2021-09-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 418,340 -19,322 -4.41 46,473 -3.27 0.0146
2021-08-13 2021-06-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 437,662 4,692 1.08 48,046 13.63 0.0155
2021-05-12 2021-03-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 432,970 -17,622 -3.91 42,281 -2.90 0.0140
2021-02-11 2020-12-31 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 450,592 -46,879 -9.42 43,546 4.24 0.0147
2020-11-12 2020-09-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 497,471 -35,583 -6.68 41,773 2.29 0.0157
2020-07-31 2020-06-30 13F FIRST TRUST LRGCP GWT ALPHAD COM SHS 33735K108 533,054 -62,624 -10.51 40,839 14.44 0.0172
2020-05-01 2020-03-31 13F FIRST TR LARGE CAP GROWTH A COM SHS 33735K108 595,678 -61,127 -9.31 35,687 -25.49 0.0168
2020-02-14 2019-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 656,805 -24,057 -3.53 47,894 0.52 0.0167
2019-11-14 2019-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 680,862 -42,694 -5.90 47,645 -6.38 0.0183
2019-08-14 2019-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 723,556 -53,927 -6.94 50,893 -2.24 0.0196
2019-05-14 2019-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 777,483 -31,827 -3.93 52,060 12.22 0.0215
2019-02-14 2018-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 809,310 132,195 19.52 46,390 -2.64 0.0210
2018-11-14 2018-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 677,115 -1,970 -0.29 47,647 6.36 0.0189
2018-08-14 2018-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 679,085 8,897 1.33 44,799 4.77 0.0194
2018-05-15 2018-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 670,188 -74,722 -10.03 42,758 -6.19 0.0185
2018-02-14 2017-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 744,910 -7,546 -1.00 45,581 5.42 0.0187
2017-11-14 2017-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 752,456 11,911 1.61 43,236 6.26 0.0200
2017-11-14 2017-06-30 13F/A-1 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 740,545 -53,578 -6.75 40,689 -2.66 0.0211
2017-08-14 2017-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 740,545 40,689
2017-11-14 2017-03-31 13F/A-1 FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 794,123 -206,138 -20.61 41,803 -14.78 0.0228
2017-05-12 2017-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 794,123 -206,138 41,803
2017-02-14 2016-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 1,000,261 24,427 2.50 49,053 -0.46 0.0271
2016-11-14 2016-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 975,834 95,165 10.81 49,280 12.23 0.0294
2016-08-12 2016-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 880,669 72,595 8.98 43,910 12.57 0.0276
2016-05-12 2016-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 808,074 -75,886 -8.58 39,006 -8.47 0.0261
2016-02-16 2015-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 883,960 86,860 10.90 42,616 17.06 0.0277
2015-11-13 2015-09-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 797,100 41,877 5.54 36,404 -0.78 0.0258
2015-08-14 2015-06-30 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 755,223 69,302 10.10 36,689 9.88 0.0244
2015-05-14 2015-03-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 685,921 126,260 22.56 33,391 28.42 0.0231
2015-02-17 2014-12-31 13F FIRST TR LRG CP GRWTH ALPHAD COM SHS 33735K108 559,661 559,661 26,002 0.0182
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.