First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
US ˙ ARCA ˙ US33734X1019

SecurityFXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund
InstitutionCommonwealth Equity Services, Inc
Latest Disclosed Ownership19,156 shares
Latest Disclosed Value $ 736,000
Commonwealth Equity Services, Inc reports 2.86% decrease in ownership of FXD / First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund

On February 16, 2018 - Commonwealth Equity Services, Inc filed a 13F-HR/A form disclosing ownership of 19,156 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund (US:FXD) valued at $736,357 USD as of September 30, 2017. The entity filed a previous 13F-HR/A on February 16, 2018 disclosing 19,719 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Consumer Discretionary AlphaDEX Fund. This represents a change in shares of -2.86% during the quarter. The current value of the position is $1,275,732 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2018-02-16 2017-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 19,156 -563 -2.86 736 0.82 0.0044
2017-11-07 2017-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 19,155 -564 736
2018-02-16 2017-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 19,719 1,568 8.64 730 9.28 0.0046
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 19,719 1,568 729
2018-02-16 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 18,151 -2,581 -12.45 668 -9.24 0.0045
2017-05-15 2017-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 18,151 -2,581 668
2018-02-16 2016-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 20,732 -11,445 -35.57 736 -35.10 0.0054
2017-02-01 2016-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 20,732 -11,445 736
2016-10-25 2016-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 32,177 -2,715 -7.78 1,134 -3.65 0.0090
2016-08-04 2016-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 34,892 -4,320 -11.02 1,177 -14.65 0.0099
2016-04-27 2016-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 39,212 -642 -1.61 1,379 1.47 0.0123
2016-01-19 2015-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 39,854 1,398 3.64 1,359 3.11 0.0129
2015-10-27 2015-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 38,456 603 1.59 1,318 -4.63 0.0139
2015-07-28 2015-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 37,853 1,123 3.06 1,382 0.88 0.0137
2015-04-28 2015-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 36,730 3,602 10.87 1,370 15.51 0.0142
2015-01-13 2014-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 33,128 3,733 12.70 1,186 24.45 0.0133
2014-10-17 2014-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 29,395 2,764 10.38 953 7.68 0.0116
2014-07-23 2014-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 26,631 1,833 7.39 885 11.46 0.0108
2014-05-07 2014-03-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 24,798 971 4.08 794 3.39 0.0110
2014-02-11 2013-12-31 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 23,827 945 4.13 768 13.27 0.0112
2013-11-04 2013-09-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 22,882 1,554 7.29 678 17.10 0.0110
2013-07-29 2013-06-30 13F FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 21,328 21,328 579 0.0102
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.