Total Return Securities, Inc.
US ˙ NYSE ˙ US8708751016

SecuritySWZ / Total Return Securities, Inc.
InstitutionUBS Group AG
Latest Disclosed Ownership47,295 shares
Latest Disclosed Value $ 280,459
UBS Group AG reports 124.42% increase in ownership of SWZ / Total Return Securities, Inc.

On May 5, 2026 - UBS Group AG filed a 13F-HR form disclosing ownership of 47,295 shares of Total Return Securities, Inc. (US:SWZ) valued at $280,459 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 29, 2026 disclosing 21,074 shares of Total Return Securities, Inc.. This represents a change in shares of 124.42% during the quarter. The current value of the position is $277,149 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F TOTAL RETURN SECURITIES FUND COM 870875101 47,295 26,221 124.42 280 113.74 0.0000
2026-01-29 2025-12-31 13F TOTAL RETURN SECURITIES FUND COM 870875101 21,074 6,912 48.81 131 52.33 0.0000
2025-11-13 2025-09-30 13F TOTAL RETURN SECURITIES FUND COM 870875101 14,162 -2,334 -14.15 86 -17.31 0.0000
2025-08-14 2025-06-30 13F TOTAL RETURN SECURITIES FUND COM 870875101 16,496 -28,091 -63.00 105 -74.70 0.0000
2025-05-13 2025-03-31 13F SWISS HELVETIA FD COM 870875101 44,587 -14,231 -24.19 411 -6.59 0.0001
2025-02-14 2024-12-31 13F SWISS HELVETIA FD COM 870875101 58,818 -10,716 -15.41 441 -29.26 0.0001
2024-11-14 2024-09-30 13F SWISS HELVETIA FD COM 870875101 69,534 -1,850 -2.59 622 7.99 0.0001
2024-08-14 2024-06-30 13F SWISS HELVETIA FD COM 870875101 71,384 -12,551 -14.95 576 -13.38 0.0001
2024-05-13 2024-03-31 13F SWISS HELVETIA FD COM 870875101 83,935 -6,280 -6.96 666 -10.01 0.0002
2024-02-09 2023-12-31 13F SWISS HELVETIA FD COM 870875101 90,215 16,588 22.53 740 31.49 0.0002
2023-11-09 2023-09-30 13F SWISS HELVETIA FD COM 870875101 73,627 5,486 8.05 563 0.36 0.0002
2023-08-11 2023-06-30 13F SWISS HELVETIA FD COM 870875101 68,141 15,422 29.25 560 33.97 0.0002
2023-05-12 2023-03-31 13F SWISS HELVETIA FD COM 870875101 52,719 16,351 44.96 418 52.55 0.0002
2023-02-08 2022-12-31 13F SWISS HELVETIA FD COM 870875101 36,368 -71 -0.19 275 10.93 0.0001
2022-11-10 2022-09-30 13F SWISS HELVETIA FD COM 870875101 36,439 13 0.04 247 -13.64 0.0001
2022-08-10 2022-06-30 13F SWISS HELVETIA FD COM 870875101 36,426 5,254 16.85 286 -0.35 0.0001
2022-05-16 2022-03-31 13F SWISS HELVETIA FD COM 870875101 31,172 2,961 10.50 287 2.50 0.0001
2022-02-14 2021-12-31 13F SWISS HELVETIA FD COM 870875101 28,211 0 0.00 280 8.11 0.0001
2021-11-15 2021-09-30 13F SWISS HELVETIA FD COM 870875101 28,211 -1,250 -4.24 259 -9.76 0.0001
2021-08-13 2021-06-30 13F SWISS HELVETIA FD COM 870875101 29,461 164 0.56 287 11.67 0.0001
2021-05-12 2021-03-31 13F SWISS HELVETIA FD COM 870875101 29,297 15 0.05 257 -1.91 0.0001
2021-02-11 2020-12-31 13F SWISS HELVETIA FD COM 870875101 29,282 -2,424 -7.65 262 0.00 0.0001
2020-11-12 2020-09-30 13F SWISS HELVETIA FD COM 870875101 31,706 -4,734 -12.99 262 -8.39 0.0001
2020-07-31 2020-06-30 13F SWISS HELVETIA FD COM 870875101 36,440 10,359 39.72 286 58.01 0.0001
2020-05-01 2020-03-31 13F SWISS HELVETIA FD COM 870875101 26,081 11,248 75.83 181 44.80 0.0001
2020-02-14 2019-12-31 13F SWISS HELVETIA FD COM 870875101 14,833 8,819 146.64 125 160.42 0.0000
2019-11-14 2019-09-30 13F SWISS HELVETIA FD COM 870875101 6,014 -3,933 -39.54 48 -38.46 0.0000
2019-08-14 2019-06-30 13F SWISS HELVETIA FD COM 870875101 9,947 3,801 61.85 78 65.96 0.0000
2019-05-14 2019-03-31 13F SWISS HELVETIA FD COM 870875101 6,146 -1,232 -16.70 47 -7.84 0.0000
2019-02-14 2018-12-31 13F SWISS HELVETIA FD COM 870875101 7,378 -5,658 -43.40 51 -54.05 0.0000
2018-11-14 2018-09-30 13F SWISS HELVETIA FD COM 870875101 13,036 -2,020 -13.42 111 -40.32 0.0000
2018-08-14 2018-06-30 13F SWISS HELVETIA FD COM 870875101 15,056 2,756 22.41 186 23.18 0.0001
2018-05-15 2018-03-31 13F SWISS HELVETIA FD COM 870875101 12,300 -1,945 -13.65 151 -17.03 0.0001
2018-02-14 2017-12-31 13F SWISS HELVETIA FD COM 870875101 14,245 271 1.94 182 1.68 0.0001
2017-11-14 2017-09-30 13F SWISS HELVETIA FD COM 870875101 13,974 2,295 19.65 179 20.13 0.0001
2017-11-14 2017-06-30 13F/A-1 SWISS HELVETIA FD COM 870875101 11,679 -1,255 -9.70 149 -0.67 0.0001
2017-08-14 2017-06-30 13F SWISS HELVETIA FD COM 870875101 11,679 -1,255 149
2017-11-14 2017-03-31 13F/A-1 SWISS HELVETIA FD COM 870875101 12,934 919 7.65 150 21.95 0.0001
2017-05-12 2017-03-31 13F SWISS HELVETIA FD COM 870875101 12,934 919 150
2017-02-14 2016-12-31 13F SWISS HELVETIA FD COM 870875101 12,015 353 3.03 123 -0.81 0.0001
2016-11-14 2016-09-30 13F SWISS HELVETIA FD COM 870875101 11,662 -2,970 -20.30 124 -18.42 0.0001
2016-08-12 2016-06-30 13F SWISS HELVETIA FD COM 870875101 14,632 1,409 10.66 152 12.59 0.0001
2016-05-12 2016-03-31 13F SWISS HELVETIA FD COM 870875101 13,223 -3,562 -21.22 135 -23.73 0.0001
2016-02-16 2015-12-31 13F SWISS HELVETIA FD COM 870875101 16,785 -1,939 -10.36 177 -12.81 0.0001
2015-11-13 2015-09-30 13F SWISS HELVETIA FD COM 870875101 18,724 5,179 38.24 203 27.67 0.0001
2015-08-14 2015-06-30 13F SWISS HELVETIA FD COM 870875101 13,545 2,067 18.01 159 20.45 0.0001
2015-05-14 2015-03-31 13F SWISS HELVETIA FD COM 870875101 11,478 -6,669 -36.75 132 -34.65 0.0001
2015-02-17 2014-12-31 13F SWISS HELVETIA FD COM 870875101 18,147 18,147 202 0.0001
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.