Urban One, Inc.
US ˙ NasdaqCM ˙ US91705J2042

Introdução

Esta página fornece uma análise abrangente do histórico conhecido de negociações internas de BlueMountain Long/Short Credit Master Fund L.P.. Insiders são oficiais, diretores ou investidores significativos em uma empresa. É ilegal para insiders realizarem negociações em suas próprias empresas baseados em informações específicas, não públicas. Isso não significa que seja ilegal para eles realizarem qualquer negociação em suas próprias empresas. No entanto, eles devem reportar todas as negociações à SEC através de um Formulário 4. Apesar dessas restrições, pesquisas acadêmicas sugerem que insiders - em geral - tendem a superar o mercado em suas próprias empresas.

Rentabilidade Média de Negociação

A rentabilidade média de negociação é o retorno médio de todas as compras de mercado abertas feitas pelo insider nos últimos três anos. Para calcular isso, examinamos cada compra de mercado aberto, não planejada, feita pelo insider, excluindo todas as negociações que foram marcadas como parte de um plano de negociação 10b5-1. Em seguida, calculamos o desempenho médio dessas negociações ao longo de 3, 6 e 12 meses, fazendo a média de cada uma dessas durações para gerar uma métrica de desempenho final para cada negociação. Finalmente, fazemos a média de todas as métricas de desempenho para calcular uma métrica de desempenho para o insider. Esta lista inclui apenas insiders que fizeram pelo menos três negociações nos últimos dois anos.

Se a rentabilidade de negociação deste insider é "N/A", então o insider ou não fez quaisquer compras de mercado aberto nos últimos três anos, ou as negociações que eles fizeram são muito recentes para calcular uma métrica de desempenho confiável.

Frequência de Atualização: Diariamente

Veja a lista dos negociantes internos mais rentáveis.

Veja os Insiders com Maior Classificação
Empresas com Posições Internas Reportadas

As declarações à SEC indicam que BlueMountain Long/Short Credit Master Fund L.P. reportou posses ou negociações nas seguintes empresas:

Ativo Título Últimas Posições Reportadas
US:KODK / Eastman Kodak Company 10% Owner 6,570
10% Owner 0
10% Owner 0
US:ROIAK / Radio One, Inc. 10% Owner 2,423,118
Como Interpretar os Gráficos

Os gráficos a seguir mostram o desempenho das ações dos a ativos ubsequentes a cada transação de mercado aberto, não planejada feita por BlueMountain Long/Short Credit Master Fund L.P.. Transações não planejadas são negociações que não foram feitas como parte de um plano de negociação 10b5-1. O desempenho das ações é representado como mudança percentual cumulativa no preço das ações. Por exemplo, se uma transação interna foi feita em 1 de janeiro de 2019, o gráfico mostrará a mudança percentual diária da segurança até o dia presente. Se o preço da ação passasse de $10 para $15 durante este período, a mudança percentual cumulativa no preço das ações seria de 50%. Uma mudança no preço de $10 para $20 seria de 100%, e uma mudança no preço de $10 para $5 seria de -50%.

Ultimamente, estamos tentando determinar quão estreitamente as negociações do interno correlacionam-se a retornos excessivos (positivos ou negativos) no preço da ação para ver se o interno está cronometrando suas transações para lucrar com informações internas. Considere a situação onde um interno estava fazendo isso. Nesta situação, esperaríamos (a) retornos positivos após compras, ou (b) retornos negativos após vendas. No caso de (a), o gráfico de COMPRA mostraria uma série de curvas ascendentes, indicando retornos positivos após cada transação de compra. No caso de (b), o gráfico de VENDA mostraria uma série de curvas descendentes, indicando retornos negativos após cada transação de venda.

No entanto, isso sozinho não é suficiente para tirar conclusões. Se, por exemplo, o preço da ação da empresa estivesse em uma escalada não cíclica ao longo de muitos anos, então esperaríamos que todos os gráficos pós-compra tivessem uma inclinação ascendente. Da mesma forma, declínios não cíclicos ao longo de muitos anos resultariam em gráficos pós-negociação inclinados para baixo. Nenhum desses gráficos sugeriria atividade de negociação interna.

O indicador mais forte seria uma situação em que o preço da ação fosse extremamente cíclico, e houvesse sinais positivos no gráfico de COMPRA e gráficos negativos no gráfico de VENDA. Esta situação seria altamente sugestiva de um interno que estava cronometrando transações para sua vantagem financeira.

Compras Internas UONEK / Urban One, Inc. - Análise de Lucro de Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra interna de mercado aberto, não planejada, feita em UONEK / Urban One, Inc.. Esta análise ajuda a entender se o interno gera consistentemente retornos anormais, e vale a pena seguir. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as compras de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Máx		 Preço em
Máx		 Lucro
Máx ($)		 Retorno Máx (%)
2012-11-12 ROIAK BlueMountain Capital Management, LLC 18,445 0.8300 18,445 0.8300 15,309 730
2012-11-12 ROIAK BlueMountain Capital Management, LLC 6,577 0.8300 6,577 0.8300 5,459
2012-11-12 ROIAK BlueMountain Capital Management, LLC 834 0.8300 834 0.8300 692
2012-11-12 ROIAK BlueMountain Capital Management, LLC 738 0.8300 738 0.8300 613
2012-11-12 ROIAK BlueMountain Capital Management, LLC 26,594 0.8300 26,594 0.8300 22,073

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

UONEK / Urban One, Inc. Insider Trades
Vendas Internas UONEK / Urban One, Inc. - Análise de Perda de Curto Prazo

Nesta seção, analisamos a evitação de perdas de curto prazo de cada venda interna de mercado aberto, não planejada feita em UONEK / Urban One, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações futuras de venda possam prever declínios no preço. Esta análise é para um ano seguinte a cada transação, e os resultados são teóricos.

A tabela a seguir mostra as vendas de mercado aberto mais recentes que não faziam parte de um plano de negociação automático.

Data de Negociação Ticker Insider Ações
Reportadas		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custos Dias para
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2013-06-24 ROIAK BlueMountain Capital Management, LLC 80,254 2.3000 80,254 2.3000 184,584 730
2013-06-24 ROIAK BlueMountain Capital Management, LLC 8,679 2.3000 8,679 2.3000 19,962
2013-06-24 ROIAK BlueMountain Capital Management, LLC 28,612 2.3000 28,612 2.3000 65,808
2013-06-24 ROIAK BlueMountain Capital Management, LLC 8,673 2.3000 8,673 2.3000 19,948
2013-06-24 ROIAK BlueMountain Capital Management, LLC 3,629 2.3000 3,629 2.3000 8,347
2013-06-24 ROIAK BlueMountain Capital Management, LLC 6,943 2.3000 6,943 2.3000 15,969
2013-06-24 ROIAK BlueMountain Capital Management, LLC 3,210 2.3000 3,210 2.3000 7,383
2013-06-24 ROIAK BlueMountain Capital Management, LLC 140,000 2.3000 140,000 2.3000 322,000
2013-06-21 ROIAK BlueMountain Capital Management, LLC 1,146 2.3575 1,146 2.3575 2,702
2013-06-21 ROIAK BlueMountain Capital Management, LLC 124 2.3575 124 2.3575 292
2013-06-21 ROIAK BlueMountain Capital Management, LLC 409 2.3575 409 2.3575 964
2013-06-21 ROIAK BlueMountain Capital Management, LLC 124 2.3575 124 2.3575 292
2013-06-21 ROIAK BlueMountain Capital Management, LLC 52 2.3575 52 2.3575 123
2013-06-21 ROIAK BlueMountain Capital Management, LLC 99 2.3575 99 2.3575 233
2013-06-21 ROIAK BlueMountain Capital Management, LLC 46 2.3575 46 2.3575 108
2013-06-21 ROIAK BlueMountain Capital Management, LLC 2,000 2.3575 2,000 2.3575 4,715
2013-06-21 ROIAK BlueMountain Capital Management, LLC 229 2.3600 229 2.3600 540
2013-06-21 ROIAK BlueMountain Capital Management, LLC 25 2.3600 25 2.3600 59
2013-06-21 ROIAK BlueMountain Capital Management, LLC 82 2.3600 82 2.3600 194
2013-06-21 ROIAK BlueMountain Capital Management, LLC 25 2.3600 25 2.3600 59
2013-06-21 ROIAK BlueMountain Capital Management, LLC 10 2.3600 10 2.3600 24
2013-06-21 ROIAK BlueMountain Capital Management, LLC 20 2.3600 20 2.3600 47
2013-06-21 ROIAK BlueMountain Capital Management, LLC 9 2.3600 9 2.3600 21
2013-06-21 ROIAK BlueMountain Capital Management, LLC 400 2.3600 400 2.3600 944

O Preço Ajustado é o preço ajustado pela divisão. Ações Ajustadas são as ações ajustadas pela divisão.

UONEK / Urban One, Inc. Insider Trades
Histórico de Negociações Insider

Esta tabela mostra a lista completa de negociações insider realizadas por BlueMountain Long/Short Credit Master Fund L.P. conforme divulgadas para a Comissão de Valores Mobiliários (SEC).

Data do Arquivo Data da Transação Formulário Ticker Ativo Código 10b5-1 Ações Ações Restantes Variação
Percentual		 Preço
da Ação		 Valor
da Transação		 Valor
Restante
2015-08-17 2015-08-13 4 KODK EASTMAN KODAK CO
135% Warrants 		S - Sale -33,628 6,570 -83.66 2.88 -96,849 18,922
2015-08-17 2015-08-13 4 KODK EASTMAN KODAK CO
135% Warrants 		S - Sale -33,628 6,570 -83.66 2.88 -96,849 18,922
2015-08-17 2015-08-13 4 KODK EASTMAN KODAK CO
125% Warrants 		S - Sale -33,628 6,570 -83.66 3.61 -121,397 23,718
2015-08-17 2015-08-13 4 KODK EASTMAN KODAK CO
125% Warrants 		S - Sale -33,628 6,570 -83.66 3.61 -121,397 23,718
2015-08-17 2015-08-13 4 KODK EASTMAN KODAK CO
Common Stock 		S - Sale -979,773 191,428 -83.66 14.71 -14,412,461 2,815,906
2015-08-17 2015-08-13 4 KODK EASTMAN KODAK CO
Common Stock 		S - Sale -979,773 191,428 -83.66 14.71 -14,412,461 2,815,906
2015-06-19 2015-06-18 4 CACGU Chart Acquisition Corp.
Warrants 		J - Other -75,768 0 -100.00 10.00 -757,680
2015-06-19 2015-06-18 4 CACGU Chart Acquisition Corp.
Warrants 		J - Other -75,768 0 -100.00 10.00 -757,680
2015-06-19 2015-06-18 4 CACGU Chart Acquisition Corp.
Warrants 		J - Other -75,768 19,020 -79.93 10.00 -757,680 190,200
2015-06-19 2015-06-18 4 CACGU Chart Acquisition Corp.
Warrants 		J - Other -75,768 448,814 -14.44 10.00 -757,680 4,488,140
2015-06-19 2015-06-18 4 CACGU Chart Acquisition Corp.
Common Stock 		J - Other -75,768 0 -100.00 10.00 -757,680
2015-06-19 2015-06-18 4 CACGU Chart Acquisition Corp.
Common Stock 		J - Other -75,768 0 -100.00 10.00 -757,680
2015-06-19 2015-06-18 4 CACGU Chart Acquisition Corp.
Common Stock 		J - Other -75,768 0 -100.00 10.00 -757,680
2015-06-19 2015-06-18 4 CACGU Chart Acquisition Corp.
Common Stock 		J - Other -75,768 0 -100.00 10.00 -757,680
2015-06-03 2015-06-01 4 DUNR DUNE ENERGY INC
Common Stock 		S - Sale -2,846,056 0 -100.00
2015-06-03 2015-06-01 4 DUNR DUNE ENERGY INC
Common Stock 		S - Sale -2,846,056 0 -100.00
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,334,527
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,255,794
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,109,301
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,806,980
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,749,232
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,770,203
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,744,926
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,752,860
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,788,297
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,334,527
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,255,794
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,109,301
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,806,980
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,749,232
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,770,203
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,744,926
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,752,860
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,788,297
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,334,527
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,255,794
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,109,301
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,806,980
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,749,232
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,770,203
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,744,926
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,752,860
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,788,297
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,334,527
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,255,794
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,109,301
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,806,980
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,749,232
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,770,203
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,744,926
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,752,860
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,788,297
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,334,527
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,255,794
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,109,301
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,806,980
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,749,232
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,770,203
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,744,926
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,752,860
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,788,297
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,334,527
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,255,794
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,109,301
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,806,980
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,749,232
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,770,203
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,744,926
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,752,860
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,788,297
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,334,527
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,255,794
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,109,301
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,806,980
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,749,232
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,770,203
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,744,926
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,752,860
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,788,297
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,334,527
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,255,794
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,109,301
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,806,980
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,749,232
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,770,203
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,744,926
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,752,860
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,788,297
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,334,527
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,255,794
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,109,301
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,806,980
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,749,232
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,770,203
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,744,926
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,752,860
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,788,297
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,334,527
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,255,794
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,109,301
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,806,980
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,749,232
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,770,203
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,744,926
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,752,860
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,788,297
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,334,527
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,255,794
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		2,109,301
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,806,980
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,749,232
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,770,203
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,744,926
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,752,860
2015-05-14 3 CACGU Chart Acquisition Corp.
Common Stock 		1,788,297
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
125% Warrants 		J - Other 26,309 261,563 11.18
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
135% Warrants 		J - Other 26,309 261,563 11.18
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
125% Warrants 		J - Other 582 5,884 10.98
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
135% Warrants 		J - Other 582 5,884 10.98
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
125% Warrants 		J - Other 899 9,090 10.98
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
135% Warrants 		J - Other 899 9,090 10.98
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
125% Warrants 		J - Other 623 6,304 10.97
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
135% Warrants 		J - Other 623 6,304 10.97
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
125% Warrants 		J - Other 1,242 12,133 11.40
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
135% Warrants 		J - Other 1,242 12,133 11.40
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
125% Warrants 		J - Other 6,477 65,478 10.98
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
135% Warrants 		J - Other 6,477 65,478 10.98
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
125% Warrants 		J - Other 856 8,648 10.99
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
135% Warrants 		J - Other 856 8,648 10.99
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
125% Warrants 		J - Other 1,140 11,159 11.38
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
135% Warrants 		J - Other 1,140 11,159 11.38
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
125% Warrants 		J - Other 666 6,570 11.28
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
135% Warrants 		J - Other 666 6,570 11.28
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
125% Warrants 		J - Other 3,407 33,628 11.27
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
135% Warrants 		J - Other 3,407 33,628 11.27
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
125% Warrants 		J - Other 10,417 102,669 11.29
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
135% Warrants 		J - Other 10,417 102,669 11.29
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
Common Stock 		J - Other 75,375 7,620,877 1.00
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
Common Stock 		J - Other 1,668 171,471 0.98
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
Common Stock 		J - Other 2,576 264,865 0.98
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
Common Stock 		J - Other 1,786 183,709 0.98
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
Common Stock 		J - Other 3,560 353,537 1.02
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
Common Stock 		J - Other 18,554 1,907,698 0.98
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
Common Stock 		J - Other 2,450 251,971 0.98
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
Common Stock 		J - Other 3,268 325,159 1.02
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
Common Stock 		J - Other 1,908 191,428 1.01
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
Common Stock 		J - Other 9,761 979,773 1.01
2015-02-17 2015-01-29 4 KODK EASTMAN KODAK CO
Common Stock 		J - Other 29,844 2,991,266 1.01
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
135% Warrants 		J - Other 26,879 235,254 12.90
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
125% Warrants 		J - Other 26,879 235,254 12.90
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
135% Warrants 		J - Other 614 5,302 13.10
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
125% Warrants 		J - Other 614 5,302 13.10
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
135% Warrants 		J - Other 949 8,191 13.10
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
125% Warrants 		J - Other 949 8,191 13.10
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
135% Warrants 		J - Other 658 5,681 13.10
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
125% Warrants 		J - Other 658 5,681 13.10
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
135% Warrants 		J - Other 1,226 10,891 12.68
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
125% Warrants 		J - Other 1,226 10,891 12.68
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
135% Warrants 		J - Other 6,838 59,001 13.11
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
125% Warrants 		J - Other 6,838 59,001 13.11
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
135% Warrants 		J - Other 903 7,792 13.11
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
125% Warrants 		J - Other 903 7,792 13.11
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
135% Warrants 		J - Other 1,129 10,019 12.70
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
125% Warrants 		J - Other 1,129 10,019 12.70
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
135% Warrants 		J - Other 670 5,904 12.80
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
125% Warrants 		J - Other 670 5,904 12.80
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
135% Warrants 		J - Other 3,431 30,221 12.81
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
125% Warrants 		J - Other 3,431 30,221 12.81
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
135% Warrants 		J - Other 10,461 92,252 12.79
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
125% Warrants 		J - Other 10,461 92,252 12.79
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
Common Stock 		J - Other 77,347 7,545,502 1.04
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
Common Stock 		J - Other 1,768 169,803 1.05
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
Common Stock 		J - Other 2,732 262,289 1.05
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
Common Stock 		J - Other 1,895 181,923 1.05
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
Common Stock 		J - Other 3,525 349,977 1.02
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
Common Stock 		J - Other 19,676 1,889,144 1.05
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
Common Stock 		J - Other 2,599 249,521 1.05
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
Common Stock 		J - Other 3,248 321,891 1.02
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
Common Stock 		J - Other 1,928 189,520 1.03
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
Common Stock 		J - Other 9,874 970,012 1.03
2014-12-01 2014-07-15 4/A KODK EASTMAN KODAK CO
Common Stock 		J - Other 30,102 2,961,422 1.03
2014-02-05 2014-02-03 4 KODK EASTMAN KODAK CO
125% Warrants 		J - Other -5,234 26,790 -16.34
2014-02-05 2014-02-03 4 KODK EASTMAN KODAK CO
135% Warrants 		J - Other -5,234 26,790 -16.34
2014-02-05 2014-02-03 4 KODK EASTMAN KODAK CO
Common Stock 		J - Other -187,592 960,138 -16.34
2014-02-05 2014-02-03 4 DUNR DUNE ENERGY INC
Common Stock 		J - Other -556,062 2,846,056 -16.34
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
125% Warrants 		J - Other 208,375 208,375
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
135% Warrants 		J - Other 208,375 208,375
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
125% Warrants 		J - Other 9,665 9,665
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
135% Warrants 		J - Other 9,665 9,665
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
125% Warrants 		J - Other 5,023 5,023
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
135% Warrants 		J - Other 5,023 5,023
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
125% Warrants 		J - Other 52,163 52,163
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
135% Warrants 		J - Other 52,163 52,163
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
125% Warrants 		J - Other 7,242 7,242
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
135% Warrants 		J - Other 7,242 7,242
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
125% Warrants 		J - Other 4,688 4,688
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
135% Warrants 		J - Other 4,688 4,688
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
125% Warrants 		J - Other 8,890 8,890
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
135% Warrants 		J - Other 8,890 8,890
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
125% Warrants 		J - Other 6,889 6,889
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
135% Warrants 		J - Other 6,889 6,889
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
125% Warrants 		J - Other 32,024 32,024
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
135% Warrants 		J - Other 32,024 32,024
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
125% Warrants 		J - Other 81,791 81,791
2013-10-09 2013-10-01 4 EKOD EASTMAN KODAK CO
135% Warrants 		J - Other 81,791 81,791
2013-10-09 2013-09-30 4 EKOD EASTMAN KODAK CO
Common Stock 		J - Other 599,655 7,468,155 8.73
2013-10-09 2013-09-30 4 EKOD EASTMAN KODAK CO
Common Stock 		J - Other 27,817 346,452 8.73
2013-10-09 2013-09-30 4 EKOD EASTMAN KODAK CO
Common Stock 		J - Other 14,455 180,028 8.73
2013-10-09 2013-09-30 4 EKOD EASTMAN KODAK CO
Common Stock 		J - Other 150,110 1,869,468 8.73
2013-10-09 2013-09-30 4 EKOD EASTMAN KODAK CO
Common Stock 		J - Other 20,841 259,557 8.73
2013-10-09 2013-09-30 4 EKOD EASTMAN KODAK CO
Common Stock 		J - Other 13,492 168,035 8.73
2013-10-09 2013-09-30 4 EKOD EASTMAN KODAK CO
Common Stock 		J - Other 25,584 318,643 8.73
2013-10-09 2013-09-30 4 EKOD EASTMAN KODAK CO
Common Stock 		J - Other 19,826 246,922 8.73
2013-10-09 2013-09-30 4 EKOD EASTMAN KODAK CO
Common Stock 		J - Other 92,158 1,147,730 8.73
2013-10-09 2013-09-30 4 EKOD EASTMAN KODAK CO
Common Stock 		J - Other 235,372 2,931,320 8.73
2013-09-13 3 KODK EASTMAN KODAK CO
Common Stock 		2,695,948
2013-09-13 3 KODK EASTMAN KODAK CO
Common Stock 		1,055,572
2013-09-13 3 KODK EASTMAN KODAK CO
Common Stock 		318,635
2013-09-13 3 KODK EASTMAN KODAK CO
Common Stock 		238,716
2013-09-13 3 KODK EASTMAN KODAK CO
Common Stock 		293,059
2013-09-13 3 KODK EASTMAN KODAK CO
Common Stock 		1,719,358
2013-09-13 3 KODK EASTMAN KODAK CO
Common Stock 		227,096
2013-09-13 3 KODK EASTMAN KODAK CO
Common Stock 		154,543
2013-09-13 3 KODK EASTMAN KODAK CO
Common Stock 		165,573
2013-09-13 3 KODK EASTMAN KODAK CO
Common Stock 		6,868,500
2013-07-01 2013-06-28 4 DUNR DUNE ENERGY INC
Call Option (right to buy) 		E - Other -1,375,684 0 -100.00
2013-07-01 2013-06-28 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 42,328 464,253 10.03 1.60 67,725 742,805
2013-07-01 2013-06-28 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 280,463 3,076,102 10.03 1.60 448,741 4,921,763
2013-07-01 2013-06-28 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 310,188 3,402,118 10.03 1.60 496,301 5,443,389
2013-07-01 2013-06-28 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 317,857 3,486,242 10.03 1.60 508,571 5,577,987
2013-07-01 2013-06-28 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 274,105 3,006,362 10.03 1.60 438,568 4,810,179
2013-07-01 2013-06-28 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 1,375,684 15,088,416 10.03 1.60 2,201,094 24,141,466
2013-06-26 3 ROIAK RADIO ONE, INC.
Class D Common Stock 		2,423,118
2013-06-26 3 ROIAK RADIO ONE, INC.
Class D Common Stock 		817,273
2013-06-26 3 ROIAK RADIO ONE, INC.
Class D Common Stock 		233,435
2013-06-26 3 ROIAK RADIO ONE, INC.
Class D Common Stock 		247,845
2013-06-26 3 ROIAK RADIO ONE, INC.
Class D Common Stock 		182,860
2013-06-26 3 ROIAK RADIO ONE, INC.
Class D Common Stock 		128,700
2013-06-26 3 ROIAK RADIO ONE, INC.
Class D Common Stock 		113,850
2013-06-26 3 ROIAK RADIO ONE, INC.
Class D Common Stock 		4,147,081
2013-06-26 2013-06-24 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -140,000 4,854,999 -2.80 2.30 -322,000 11,166,498
2013-06-26 2013-06-24 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -3,210 111,323 -2.80 2.30 -7,383 256,043
2013-06-26 2013-06-24 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -6,943 240,783 -2.80 2.30 -15,969 553,801
2013-06-26 2013-06-24 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -3,629 125,843 -2.80 2.30 -8,347 289,439
2013-06-26 2013-06-24 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -8,673 300,779 -2.80 2.30 -19,948 691,792
2013-06-26 2013-06-24 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -28,612 992,225 -2.80 2.30 -65,808 2,282,118
2013-06-26 2013-06-24 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -8,679 300,973 -2.80 2.30 -19,962 692,238
2013-06-26 2013-06-24 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -80,254 2,783,073 -2.80 2.30 -184,584 6,401,068
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -400 4,994,999 -0.01 2.36 -944 11,788,198
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -9 114,533 -0.01 2.36 -21 270,298
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -20 247,726 -0.01 2.36 -47 584,633
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -10 129,472 -0.01 2.36 -24 305,554
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -25 309,652 -0.01 2.36 -59 730,779
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -25 309,652 -0.01 2.36 -59 730,779
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -82 1,020,837 -0.01 2.36 -194 2,409,175
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -229 2,863,327 -0.01 2.36 -540 6,757,452
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -2,000 4,995,399 -0.04 2.36 -4,715 11,776,653
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -46 114,542 -0.04 2.36 -108 270,033
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -99 247,746 -0.04 2.36 -233 584,061
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -52 129,482 -0.04 2.36 -123 305,254
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -124 309,477 -0.04 2.36 -292 729,592
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -124 309,477 -0.04 2.36 -292 729,592
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -409 1,020,919 -0.04 2.36 -964 2,406,817
2013-06-26 2013-06-21 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		S - Sale -1,146 2,863,556 -0.04 2.36 -2,702 6,750,833
2013-06-26 2013-03-25 4 ROIAK RADIO ONE, INC.
Equity Total Return Swap 		J - Other 823,724 4,997,399 19.74 1.68 1,383,856 8,395,630
2013-06-26 2013-03-25 4 ROIAK RADIO ONE, INC.
Equity Total Return Swap 		J - Other 76,166 309,601 32.63 1.68 127,959 520,130
2013-06-26 2013-03-25 4 ROIAK RADIO ONE, INC.
Equity Total Return Swap 		J - Other 126,941 309,801 69.42 1.68 213,261 520,466
2013-06-26 2013-03-25 4 ROIAK RADIO ONE, INC.
Equity Total Return Swap 		J - Other 197,478 1,021,328 23.97 1.68 331,763 1,715,831
2013-06-26 2013-03-25 4 ROIAK RADIO ONE, INC.
Equity Total Return Swap 		J - Other 423,139 2,864,702 17.33 1.68 710,874 4,812,699
2013-06-26 2012-11-12 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		P - Purchase 26,594 4,173,675 0.64 0.83 22,073 3,464,150
2013-06-26 2012-11-12 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		P - Purchase 738 114,588 0.65 0.83 613 95,108
2013-06-26 2012-11-12 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		P - Purchase 834 129,534 0.65 0.83 692 107,513
2013-06-26 2012-11-12 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		P - Purchase 6,577 823,850 0.80 0.83 5,459 683,796
2013-06-26 2012-11-12 4 ROIAK RADIO ONE, INC.
Class D Common Stock 		P - Purchase 18,445 2,441,563 0.76 0.83 15,309 2,026,497
2013-05-10 2013-05-08 4 DUNR DUNE ENERGY INC
Call Option (right to buy) 		E - Other -1,375,684 15,088,417 -8.36
2013-05-10 2013-05-08 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 42,328 421,925 11.15 1.60 67,725 675,080
2013-05-10 2013-05-08 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 280,463 2,795,639 11.15 1.60 448,741 4,473,022
2013-05-10 2013-05-08 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 310,188 3,091,930 11.15 1.60 496,301 4,947,088
2013-05-10 2013-05-08 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 317,857 3,168,385 11.15 1.60 508,571 5,069,416
2013-05-10 2013-05-08 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 274,105 2,732,257 11.15 1.60 438,568 4,371,611
2013-05-10 2013-05-08 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 1,375,684 13,712,732 11.15 1.60 2,201,094 21,940,371
2012-12-26 2012-12-20 4 DUNR DUNE ENERGY INC
Call Option (obligation to buy) 		P - Purchase 2,751,369 15,088,417 22.30
2012-12-26 2012-12-20 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 126,985 379,597 50.27 1.60 203,176 607,355
2012-12-26 2012-12-20 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 841,390 2,515,176 50.27 1.60 1,346,224 4,024,282
2012-12-26 2012-12-20 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 930,563 2,781,742 50.27 1.60 1,488,901 4,450,787
2012-12-26 2012-12-20 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 953,573 2,850,528 50.27 1.60 1,525,717 4,560,845
2012-12-26 2012-12-20 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 822,314 2,458,152 50.27 1.60 1,315,702 3,933,043
2012-12-26 2012-12-20 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 4,127,054 12,337,048 50.27 1.60 6,603,286 19,739,277
2012-12-17 2012-10-16 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 762,393 762,393 1.89 1,440,923 1,440,923
2012-12-17 2012-10-16 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase -762,393 0 -100.00 1.89 -1,440,923
2012-09-12 2012-07-31 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 270 8,209,994 0.00 2.05 554 16,830,488
2012-09-12 2012-07-31 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 270 8,209,994 0.00 2.05 554 16,830,488
2012-09-12 2012-07-16 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 389 8,209,724 0.00 2.00 778 16,419,448
2012-09-12 2012-07-16 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 389 8,209,724 0.00 2.00 778 16,419,448
2012-09-12 2012-07-13 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 72 8,209,335 0.00 2.25 162 18,471,004
2012-09-12 2012-07-13 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 72 8,209,335 0.00 2.25 162 18,471,004
2012-09-12 2012-07-12 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 4,000 8,209,263 0.05 2.25 9,000 18,470,842
2012-09-12 2012-07-12 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 4,000 8,209,263 0.05 2.25 9,000 18,470,842
2012-06-01 2012-05-31 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 1,219 8,205,263 0.01 3.00 3,657 24,615,789
2012-06-01 2012-05-31 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 1,219 8,205,263 0.01 3.00 3,657 24,615,789
2012-06-01 2012-05-17 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 6 8,204,044 0.00 3.00 18 24,612,132
2012-06-01 2012-05-17 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 6 8,204,044 0.00 3.00 18 24,612,132
2012-05-16 2012-05-16 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 1,400 8,204,038 0.02 2.95 4,130 24,201,912
2012-05-16 2012-05-16 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 1,400 8,204,038 0.02 2.95 4,130 24,201,912
2012-05-16 2012-05-15 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 5,093 8,202,638 0.06 3.00 15,257 24,572,643
2012-05-16 2012-05-15 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 5,093 8,202,638 0.06 3.00 15,257 24,572,643
2012-05-16 2012-05-15 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 4,907 8,197,545 0.06 2.97 14,576 24,349,988
2012-05-16 2012-05-15 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 4,907 8,197,545 0.06 2.97 14,576 24,349,988
2012-04-09 2012-04-03 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 119,875 8,192,638 1.48 3.43 411,171 28,100,748
2012-04-09 2012-04-02 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 4,700 8,072,763 0.06 3.25 15,275 26,236,480
2012-03-02 2012-02-28 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 757,693 8,068,063 10.36 3.45 2,614,041 27,834,817
2012-02-10 2012-02-09 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 100 7,310,370 0.00 3.00 300 21,931,110
2012-02-10 2012-02-09 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 86 1,635,838 0.01 3.00 258 4,907,514
2012-02-10 2012-02-09 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 14 1,851,179 0.00 3.00 42 5,553,537
2012-02-07 2012-02-03 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 70 7,310,270 0.00 2.95 206 21,565,296
2012-02-07 2012-02-03 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 60 1,635,752 0.00 2.95 177 4,825,468
2012-02-07 2012-02-03 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 10 1,851,165 0.00 2.95 30 5,460,937
2012-02-07 2012-02-02 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 281 7,310,200 0.00 3.00 843 21,930,600
2012-02-07 2012-02-02 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 241 1,635,692 0.01 3.00 723 4,907,076
2012-02-03 2012-02-01 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 24,738 7,309,919 0.34 2.97 73,541 21,730,927
2012-02-03 2012-02-01 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 18,554 1,635,451 1.15 2.97 55,157 4,861,869
2012-02-03 2012-02-01 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 6,184 1,851,115 0.34 2.97 18,384 5,502,995
2012-02-03 2012-01-31 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 10,000 7,285,181 0.14 3.00 30,000 21,855,543
2012-02-03 2012-01-31 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 8,571 1,616,897 0.53 3.00 25,713 4,850,691
2012-02-03 2012-01-31 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 1,429 1,844,931 0.08 3.00 4,287 5,534,793
2012-02-03 2012-01-23 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 11,666 7,275,181 0.16 3.00 34,998 21,825,543
2012-02-03 2012-01-23 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 9,999 1,608,326 0.63 3.00 29,997 4,824,978
2012-02-03 2012-01-23 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 1,667 1,843,502 0.09 3.00 5,001 5,530,506
2012-02-03 2012-01-20 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 3,102 7,263,515 0.04 3.00 9,306 21,790,545
2012-02-03 2012-01-20 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 2,659 1,598,327 0.17 3.00 7,977 4,794,981
2012-02-03 2012-01-20 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 443 1,841,835 0.02 3.00 1,329 5,525,505
2012-02-03 2012-01-17 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 2,206 7,260,413 0.03 3.00 6,618 21,781,239
2012-02-03 2012-01-17 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 1,891 1,595,668 0.12 3.00 5,673 4,787,004
2012-02-03 2012-01-17 4 DUNR DUNE ENERGY INC
Common Stock 		P - Purchase 315 1,841,392 0.02 3.00 945 5,524,176
2012-02-03 2012-01-13 4 DUNR DUNE ENERGY INC
Common Stock 		L - Other 1,599 7,258,207 0.02 3.00 4,797 21,774,621
2012-02-03 2012-01-13 4 DUNR DUNE ENERGY INC
Common Stock 		L - Other 1,371 1,593,777 0.09 3.00 4,113 4,781,331
2012-02-03 2012-01-13 4 DUNR DUNE ENERGY INC
Common Stock 		L - Other 228 1,841,077 0.01 3.00 684 5,523,231
2012-02-03 2012-01-10 4 DUNR DUNE ENERGY INC
Common Stock 		L - Other 500 7,256,608 0.01 3.00 1,500 21,769,824
2012-02-03 2012-01-10 4 DUNR DUNE ENERGY INC
Common Stock 		L - Other 429 1,592,406 0.03 3.00 1,287 4,777,218
2012-02-03 2012-01-10 4 DUNR DUNE ENERGY INC
Common Stock 		L - Other 71 1,840,849 0.00 3.00 213 5,522,547
2012-02-03 3 DUNR DUNE ENERGY INC
Common Stock 		7,256,108
2012-02-03 3 DUNR DUNE ENERGY INC
Common Stock 		7,256,108
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)