Hawthorn Bancshares, Inc.
US ˙ NasdaqGS ˙ US4204761039

SecurityHWBK / Hawthorn Bancshares, Inc.
InsiderBurkhead Frank E.
This page shows the track record and history of Burkhead Frank E. insider trades in Hawthorn Bancshares, Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company. It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Burkhead Frank E. in HWBK / Hawthorn Bancshares, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2024-08-22 100 21.8450 100 21.8450 2,184 175 35.3600 1,352 61.90
2024-04-29 500 19.0951 500 19.0951 9,548
2022-06-06 1,000 26.9465 1,040 25.9101 26,946
2021-05-18 1,000 23.3993 1,040 22.4993 23,399
2020-08-28 500 19.0532 520 18.3204 9,527
2020-05-12 1,000 16.9071 1,040 16.2568 16,907
2019-08-27 2,000 21.7149 2,080 20.8797 43,430
2018-08-03 329 21.7000 342 20.8654 7,139
2018-05-17 429 22.0000 446 21.1538 9,438
2017-11-28 334 20.2500 347 19.4712 6,764
2017-07-26 375 20.7500 390 19.9519 7,781
2017-02-23 500 19.9500 520 19.1827 9,975
2016-11-30 500 17.4000 520 16.7308 8,700
2016-11-30 1,506 17.3070 1,566 16.6413 26,064
2016-11-30 15 17.1386 16 16.4794 257
2016-11-29 502 15.8500 522 15.2404 7,957
2016-08-19 1,600 14.1230 1,664 13.5798 22,597
2016-04-05 375 14.9600 390 14.3846 5,610
2015-11-25 438 14.2000 456 13.6538 6,220
2015-06-26 375 13.9700 390 13.4327 5,239
2014-12-10 429 13.8000 446 13.2692 5,920
2014-09-19 500 13.5000 520 12.9808 6,750

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HWBK / Hawthorn Bancshares, Inc. Insider Trades
Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Burkhead Frank E. in HWBK / Hawthorn Bancshares, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
2024-12-04 3,000 31.8651 3,000 31.8651 95,595 121 25.7800 -18,255 -19.10

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HWBK / Hawthorn Bancshares, Inc. Insider Trades
Insider Transaction History
File
Date		 Trade
Date		 Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price		 Unit
Price		 Units
Changed		 Value
Changed (1K)		 Remaining
Options		 Remaining
Shares
2026-06-04 2026-06-02 4 Burkhead Frank E. HWBK Common Stock A - Award D 500 500
2024-12-06 2024-12-04 4 Burkhead Frank E. HWBK Common Stock S - Sale D 31.8651 -3,000 -96 11,477
2024-08-26 2024-08-22 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 21.8450 100 2 14,467
2024-05-01 2024-04-29 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 19.0951 500 10 14,134
2022-06-07 2022-06-06 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 26.9465 1,000 27 17,417
2021-05-19 2021-05-18 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 23.3993 1,000 23 15,408
2020-09-01 2020-08-28 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 19.0532 500 10 14,146
2020-05-14 2020-05-12 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 16.9071 1,000 17 13,046
2019-08-27 2019-08-27 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 21.7149 2,000 43 11,851
2018-08-07 2018-08-03 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 21.7000 329 7 9,308
2018-05-17 2018-05-17 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 22.0000 429 9 8,597
2017-11-29 2017-11-28 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 20.2500 334 7 8,112
2017-07-28 2017-07-26 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 20.7500 375 8 7,752
2017-02-24 2017-02-23 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 19.9500 500 10 7,051
2016-11-30 2016-11-30 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 17.1386 15 0 6,529
2016-11-30 2016-11-30 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 17.3070 1,506 26 6,514
2016-11-30 2016-11-30 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 17.4000 500 9 5,008
2016-11-30 2016-11-29 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 15.8500 502 8 4,508
2016-08-19 2016-08-19 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 14.1230 1,600 23 3,992
2016-04-05 2016-04-05 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 14.9600 375 6 2,293
2015-11-30 2015-11-25 4/A Burkhead Frank E. HWBK Common Stock P - Purchase D 14.2000 438 6 1,905
2015-06-30 2015-06-26 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 13.9700 375 5 1,417
2014-12-12 2014-12-10 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 13.8000 429 6 1,034
2014-09-22 2014-09-19 4 Burkhead Frank E. HWBK Common Stock P - Purchase D 13.5000 500 7 605
2014-08-12 3 Burkhead Frank E. HWBK Hawthorn Bank D 210
2014-08-12 3 Burkhead Frank E. HWBK Hawthorn Bank D 210
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)