Hawthorn Bancshares, Inc.
US ˙ NasdaqGS ˙ US4204761039

SecurityHWBK / Hawthorn Bancshares, Inc.
InsiderPhilip D Freeman
This page shows the track record and history of FREEMAN PHILIP D insider trades in Hawthorn Bancshares, Inc.. The SEC defines Insiders as officers, directors, or significant investors (greater than 10% ownership) in a company. It is illegal for insiders to make trades in their companies based on material, non-public information ("MNPI"). This does not mean it is illegal for them to make any trades in their own companies. However, they must report all trades to the SEC via a Form 4.
Insider Purchases - Short Term Profit Analysis

In this section, we analyze the profitability of every unplanned, open-market insider purchase made by Philip D Freeman in HWBK / Hawthorn Bancshares, Inc.. This analysis helps to understand if the insider consistently generates abnormal returns, and is worth following. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Max		 Price at
Max		 Max
Profit ($)		 Max Return (%)
2023-05-08 500 18.4843 520 17.7734 9,242 239 25.5000 4,018 43.48
2020-05-14 1,000 15.6896 1,040 15.0862 15,690
2020-05-13 2,500 15.9900 2,600 15.3750 39,975
2018-12-19 500 23.3100 520 22.4135 11,655
2018-08-03 329 21.7000 342 20.8654 7,139
2018-05-17 429 22.0000 446 21.1538 9,438
2017-11-28 333 20.2500 346 19.4712 6,743
2017-07-26 375 20.7500 390 19.9519 7,781
2017-02-23 500 19.9500 520 19.1827 9,975
2016-09-30 457 14.4000 475 13.8462 6,581
2016-04-05 375 14.9600 390 14.3846 5,610
2015-12-21 333 15.0100 346 14.4327 4,998
2015-11-25 438 14.2000 456 13.6538 6,220
2015-06-26 375 13.9700 390 13.4327 5,239
2014-12-10 429 13.8000 446 13.2692 5,920
2014-09-19 500 13.5000 520 12.9808 6,750
2014-04-22 600 13.9400 624 13.4038 8,364
2014-01-10 275 13.6500 286 13.1250 3,754
2013-10-30 600 13.7500 624 13.2212 8,250
2013-06-25 1,200 11.7500 1,248 11.2981 14,100
2013-01-08 462 7.8600 480 7.5577 3,631
2012-08-10 880 9.0000 915 8.6538 7,920

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HWBK / Hawthorn Bancshares, Inc. Insider Trades
Insider Sales - Short Term Loss Analysis

In this section, we analyze the short-term loss avoidance of every unplanned, open-market insider sale made by Philip D Freeman in HWBK / Hawthorn Bancshares, Inc.. A consistent pattern of loss avoidance may suggest that future sale transactions may predict declines in price. This analysis is for one-year following each trade, and the results are theoretical.

The following table shows the most recent open market purchases that were not part of an automatic trading plan.

Trade Date Reported
Shares		 Reported
Price		 Adjusted
Shares		 Adjusted
Price		 Cost Basis Days to
Min		 Price at
Min		 Max Loss
Avoided ($)		 Max Loss
Avoided (%)
There are no known unplanned open-market trades for this insider

Adjusted Price is the split-adjusted price. Adjusted Shares is the split-adjusted shares.

HWBK / Hawthorn Bancshares, Inc. Insider Trades
Insider Transaction History
File
Date		 Trade
Date		 Form Insider Ticker Security Title Code 10b5-1 Direct Exercise
Price		 Unit
Price		 Units
Changed		 Value
Changed (1K)		 Remaining
Options		 Remaining
Shares
2026-06-04 2026-06-02 4 FREEMAN PHILIP D HWBK Common Stock A - Award D 500 500
2023-06-15 2023-06-13 4 FREEMAN PHILIP D Trust HWBK Common Stock G - Gift I -500 94,888
2023-05-09 2023-05-08 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 18.4843 500 9 95,388
2020-08-04 2020-08-03 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 16.5000 500 8 87,730
2020-08-04 2020-07-31 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 16.7500 500 8 87,230
2020-07-13 2020-07-09 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 17.5000 500 9 86,730
2020-05-15 2020-05-14 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 15.6896 1,000 16 82,913
2020-05-15 2020-05-13 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 15.9900 2,500 40 81,913
2018-12-19 2018-12-19 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 23.3100 500 12 76,359
2018-08-07 2018-08-03 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 21.7000 329 7 75,858,665
2018-05-17 2018-05-17 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 22.0000 429 9 72,625
2017-11-29 2017-11-28 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 20.2500 333 7 72,196
2017-07-28 2017-07-26 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 20.7500 375 8 71,863
2017-02-24 2017-02-23 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 19.9500 500 10 68,738
2016-10-04 2016-09-30 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 14.4000 457 7 68,238
2016-04-05 2016-04-05 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 14.9600 375 6 65,174
2015-12-22 2015-12-21 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 15.0100 333 5 64,799
2015-11-30 2015-11-25 4/A FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 14.2000 438 6 64,466
2015-06-30 2015-06-26 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 13.9700 375 5 61,580
2014-12-12 2014-12-10 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 13.8000 429 6 61,205
2014-09-22 2014-09-19 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 13.5000 500 7 60,776
2014-04-25 2014-04-22 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 13.9400 600 8 57,958
2014-01-13 2014-01-10 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 13.6500 275 4 57,357
2013-11-01 2013-10-30 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 13.7500 600 8 57,082
2013-06-26 2013-06-25 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 11.7500 1,200 14 56,482
2013-01-10 2013-01-08 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 7.8600 462 4 53,156
2012-08-10 2012-08-10 4 FREEMAN PHILIP D Trust HWBK Common Stock P - Purchase I 9.0000 880 8 52,694
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)