Estatísticas Básicas
| LEI | 549300D8PFP62QX00223 |
| CIK | 8146 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AstroNova, Inc.
SEC Filings (Chronological Order)
Esta página fornece uma lista completa e cronológica de Arquivamentos da SEC, excluindo os arquivamentos de propriedade que fornecemos em outro lugar.
| June 1, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-13200 AstroNova |
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| May 21, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AstroNova, Inc. (Exact name of the registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 600 East Greenwich Avenue, West Warwick, Rhode Island 02893 ( |
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| May 18, 2026 |
Requerimento para levantamento de depósitos pelo senhorio EX-10.1 Exhibit 10.1 Certain identified information has been omitted from this exhibit because it is not material and of the type that the registrant treats as private or confidential. [***] indicates that information has been omitted. TRANSAÇÃO SETTLEMENT ENTRE: BETWEEN: ELÓI SERAFIM ALVES FERREIRA, casado, [***], com [***], natural de [***], com o NIF [***], com domicílio na [***] (“Elói Ferreir |
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| May 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 15, 2026 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 12, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 12, 2026 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Num |
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| April 16, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 10, 2026 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| April 15, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-13200 AstroNova, Inc. (Exact name o |
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| April 15, 2026 |
LIST OF SUBSIDIARIES OF THE COMPANY Exhibit 21 LIST OF SUBSIDIARIES OF THE COMPANY Name Jurisdiction of Organization AstroNova GmbH Germany AstroNova (Shanghai) Trading Co. |
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| April 14, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 13, 2026 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| April 14, 2026 |
AstroNova Reports Fourth-Quarter and Full-Year Fiscal 2026 Financial Results EX-99.1 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE AstroNova Reports Fourth-Quarter and Full-Year Fiscal 2026 Financial Results • Fourth quarter revenue of $37.5 million and fiscal 2026 revenue of $150.5 million, in line with guidance • Fourth quarter net loss was $1.1 million, or $0.15 per diluted share; adjusted EBITDA1 was $3.3 million, or 8.8% of sales • Product Identification turnaround |
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| December 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 10, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission Fil |
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| December 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-13200 AstroNova, |
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| December 10, 2025 |
AstroNova Reports 8.5% Sequential Growth in Revenue for Third Quarter Fiscal 2026 EX-99.1 Exhibit 99.1 News Release AstroNova Reports 8.5% Sequential Growth in Revenue for Third Quarter Fiscal 2026 • Achieved revenue of $39.2 million in the quarter driven by sequential quarter growth in both Aerospace and Product Identification (“Product ID”) • Net income was $0.4 million, or $0.05 per diluted share; Non-GAAP net income was $1.5 million, or $0.20 per diluted share • Adjusted EB |
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| December 10, 2025 |
AMENDMENT TO EMPLOYMENT CONTRACT Exhibit 10.7 AMENDMENT TO EMPLOYMENT CONTRACT This Employment Contract Amendment (the “Amendment”), is made on August 11, 2025, by and between: Employer: AstroNova, Inc. (the “Employer”) with a mailing address of 600 East Greenwich Ave., West Warwick, Rhode Island, U.S.A., and Employee: Padraig Finn (the “Employee”) with a mailing address of 15 Gauntlet Drive, Cambourne, Cambridgeshire, United Kin |
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| December 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 2, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File |
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| November 6, 2025 |
SIXTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT EX-10.1 Exhibit 10.1 EXECUTION VERSION SIXTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This SIXTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), dated as of October 31, 2025 (the “Effective Date”), is among AstroNova, Inc., a Rhode Island corporation (the “Borrower”), the Guarantor party hereto, and Bank of America, N.A. (the “Lender”). Capitalized terms used but n |
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| November 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): October 31, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File |
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| October 22, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| October 22, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted b |
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| October 22, 2025 |
ANNUAL REPORT YEAR ENDING JANUARY 31 2025CORPORATE PROFILE Who We Are AstroNova (Nasdaq: ALOT) is a global provider of printing technologies that enable data visualization. |
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| September 9, 2025 |
AstroNova Reports Second-Quarter Fiscal 2026 Financial Results EX-99.1 Exhibit 99.1 AstroNova Reports Second-Quarter Fiscal 2026 Financial Results • Revenue of $36.1 million reflects challenges in Product Identification shipments • Shipped redesigned Product Identification MTEX professional label presses in the quarter; started shipping MTEX direct-to-packaging printers in August 2025 • Aerospace began shipping ToughWriter® to a major OEM, advancing t |
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| September 9, 2025 |
FIFTH AMENDMENT to amended and restated credit AGREEMENT and WAIVER AGREEMENT Exhibit 10.4 EXECUTION VERSION FIFTH AMENDMENT to amended and restated credit AGREEMENT and WAIVER AGREEMENT This FIFTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT AND WAIVER AGREEMENT (this “Agreement”), dated as of September 8, 2025 (the “Effective Date”), is among AstroNova, Inc., a Rhode Island corporation (the “Borrower”), the Guarantor party hereto, and Bank of America, N.A. (the “Len |
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| September 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 9, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission Fil |
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| September 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-13200 AstroNova, In |
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| September 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 28, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File |
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| August 21, 2025 |
AstroNova Appoints Shawn Kravetz to Board of Directors EX-99.1 Exhibit 99.1 AstroNova Appoints Shawn Kravetz to Board of Directors WEST WARWICK, R.I., August 21, 2025 — AstroNova, Inc. (Nasdaq: ALOT), a leading innovator in specialized print technology solutions that enable data visualization, announced today that its Board of Directors has appointed Shawn Kravetz to the Board of Directors effective immediately, pursuant to the execution of a Cooperat |
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| August 21, 2025 |
EX-10.1 Exhibit 10.1 Execution Version COOPERATION AGREEMENT This Cooperation Agreement (this “Agreement”), dated August 21, 2025, is by and among AstroNova, Inc., a Rhode Island corporation (the “Company”), Samir Patel (“Patel”) and Askeladden Capital Management LLC, a Texas limited liability company (“Askeladden;” each of Patel and Askeladden and “Askeladden Party” and, collectively, the “Askela |
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| August 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 21, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File |
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| August 4, 2025 |
AstroNova Appoints Jorik E. Ittmann as President and Chief Executive Officer EX-99.1 Exhibit 99.1 News Release AstroNova Appoints Jorik E. Ittmann as President and Chief Executive Officer • Leverages Mr. Ittmann’s extensive print industry and international business experience • Padraig Finn, with over 16 years in the print industry, promoted to Senior Vice President, Product Identification • Tom Carll, Senior Vice President, Aerospace, Thomas DeByle, CFO, and Michael Natal |
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| August 4, 2025 |
EX-10.2 Exhibit 10.2 August 2, 2025 Thomas DeByle [****************] [****************] Dear Tom: We are very pleased to offer you the following changes to the terms of your employment as Vice President, Chief Financial Officer, and Treasurer of AstroNova, Inc. (the “Company”). The effective date of the changes proposed herein will be August 15, 2025 or such other date upon which we shall mutually |
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| August 4, 2025 |
EX-10.4 Exhibit 10.4 August 2, 2025 Michael Natalizia [****************] [****************] Dear Mike: We are very pleased to offer you the following changes to the terms of your employment as Vice President Technology & Strategic Alliances of AstroNova, Inc. (the “Company”). The effective date of the changes proposed herein will be August 15, 2025 or such other date upon which we shall mutually a |
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| August 4, 2025 |
EX-10.3 Exhibit 10.3 August 2, 2025 Thomas Carll [****************] [****************] Dear Tom: We are very pleased to offer you the following changes to the terms of your employment as Senior Vice President and General Manager – Aerospace of AstroNova, Inc. (the “Company”). The effective date of the changes proposed herein will be August 15, 2025 or such other date upon which we shall mutually a |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 4, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| August 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 4, 2025 |
EX-10.1 Exhibit 10.1 August 2, 2025 Jorik Ittmann [****************] [****************] Dear Jorik: We are very pleased to offer you the position of President and Chief Executive Officer of AstroNova, Inc. (the “Company”). Your start date will be August 15, 2025. On that date, you will be appointed as a member of the Board. You will report to the Board and work in collaboration with me, as I assum |
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| July 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 23, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Nu |
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| July 29, 2025 |
EX-10.1 Exhibit 10.1 600 East Greenwich Avenue West Warwick, RI 02893 July 23, 2025 Darius G. Nevin VIA EMAIL TO: [email protected] Dear Darius, I am pleased to confirm your appointment as Interim President and Chief Executive Officer of AstroNova, Inc. (the “Company”), effective June 29, 2025 (the “Start Date”). The Board of Directors (the “Board”) looks forward to your leadership in this i |
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| July 21, 2025 |
EX-10.1 Exhibit 10.1 Certain identified information has been omitted from this exhibit because it is not material and of the type that the company treats as private or confidential. [***] indicates that information has been omitted. July 16, 2025 Gregory A. Woods [***] [***] Re: SEPARATION AGREEMENT AND GENERAL RELEASE Dear Greg: This letter sets forth the terms of a Separation Agreement and Gener |
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| July 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 16, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| June 30, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 29, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 30, 2025 |
AstroNova Announces Executive Leadership Change EX-99.1 Exhibit 99.1 News Release FOR IMMEDIATE RELEASE AstroNova Announces Executive Leadership Change WEST WARWICK, R.I., June 30, 2025 — AstroNova, Inc. (Nasdaq: ALOT), a leading innovator in data visualization technology, announced today that Darius G. Nevin, a member of the AstroNova Board of Directors, has been appointed as Interim President and Chief Executive Officer, effective June 29, 2 |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| June 26, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☐ Filed by a Party other than the Registrant ☒ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| June 24, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 15, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 13, 2025 |
A Global Leader in Data Visualization Technologies June 13, 2025 DRIVING GROWTH & PROFITABILITY Exhibit 99. |
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| June 13, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 13, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 13, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 13, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 12, 2025 |
ASTRONOVA, INC. 2018 EQUITY INCENTIVE PLAN STOCK-SETTLED PERFORMANCE AWARD AGREEMENT EX-10.1 Exhibit 10.1 ASTRONOVA, INC. 2018 EQUITY INCENTIVE PLAN STOCK-SETTLED PERFORMANCE AWARD AGREEMENT THIS STOCK-SETTLED PERFORMANCE AWARD AGREEMENT (the “Agreement”) is made and entered into as of (the “Grant Date”) by and between AstroNova, Inc. (the “Company”) and (the “Grantee”). WHEREAS, the Company has adopted the Company’s 2018 Equity Incentive Plan (the “Plan”) pursuant to which stock- |
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| June 12, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 12, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction (Commission (I.R.S. Employer of incor |
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| June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| June 9, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-13200 AstroNova, I |
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| June 6, 2025 |
EXHIBIT 10.2 March 24, 2025 Stephen Petrarca Re: SEPARATION & CONSULTING AGREEMENT AND GENERAL RELEASE Dear Steve: This letter sets forth the terms of a Separation Agreement and General Release (“Agreement”) between you and AstroNova, Inc. (“AstroNova”). Your employment with AstroNova will be terminated effective June 28, 2025 (the “Termination Date”). AstroNova will pay you your base salary, less |
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| June 5, 2025 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE AstroNova Reports First-Quarter Fiscal 2026 Revenue Grew 14% Driven by Double Digit Growth in Both Aerospace and Product Identification Segments • Revenue grew 14.4% year-over-year to $37.7 million, driven by 16.8% growth in Aerospace and 13.4% growth in Product Identification • Executed on $1.9 million of annualized cost savings in first quarter as part |
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| June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 5, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| May 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ¨ Confid |
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| May 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confid |
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| May 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ¨ Confide |
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| May 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 19, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 19, 2025 |
AstroNova Sends Letter to Shareholders Highlighting Growth Strategy and Strength of Board Exhibit 99.1 News Release FOR IMMEDIATE RELEASE AstroNova Sends Letter to Shareholders Highlighting Growth Strategy and Strength of Board AstroNova is at critical inflection point in its strategic progress to create meaningful competitive advantages for the Product Identification segment and drive strong, sustainable growth, improved profitability and address measurably larger addressable markets |
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| May 19, 2025 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 19, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission |
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| May 19, 2025 |
ANN RE YEAR END R DING JANUARY 31 2025CUSTOMER FIRST CU CUST STO E E ME OMER R R R ER T T T T ST FI FI F F R R FI S S ST T RST FIR IRST INNOVATION ONE GLOBAL TEAM CONTINUOUS IMPROVEMENT BUILDING VALUE AOS Tools Data Visualization Technology Integrity and Mutual Respect Superior Quality, Delivery, Cost & Growth CORPORATE PROFILE WhoWeAre AstroNova ® isagloballeaderindatavisualizationtechnologies. |
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| May 19, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted b |
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| May 15, 2025 |
REVISED PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION DATED MAY 14, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AstroNova, Inc. (Exact name of the registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 600 East Greenwich Avenue, West Warwick, Rhode Island 02893 ( |
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| May 13, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted b |
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| May 9, 2025 |
Table of Contents PRELIMINARY PROXY STATEMENT – SUBJECT TO COMPLETION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 6, 2025 |
AstroNova to Nominate Six Highly Qualified Directors for Election at 2025 Shareholder Meeting Exhibit 99.1 News Release AstroNova to Nominate Six Highly Qualified Directors for Election at 2025 Shareholder Meeting • AstroNova Board brings a mix of highly relevant executive leadership and public company directorship experience as well as a breadth of knowledge in mergers and acquisitions, finance, capital markets and global operations • Board adamantly rejects dissident nominees who bring |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2025 ASTRONOVA, INC. (Exact name of Registrant as Specified in Its Charter) Rhode Island 0-13200 05-0318215 (State or Other Jurisdiction of Incorporation) ( |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2025 ASTRONOVA, INC. (Exact name of Registrant as Specified in Its Charter) Rhode Island 0-13200 05-0318215 (State or Other Jurisdiction of Incorporation) ( |
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| May 5, 2025 |
AstroNova to Nominate Six Highly Qualified Directors for Election at 2025 Shareholder Meeting Exhibit 99.1 News Release AstroNova to Nominate Six Highly Qualified Directors for Election at 2025 Shareholder Meeting • AstroNova Board brings a mix of highly relevant executive leadership and public company directorship experience as well as a breadth of knowledge in mergers and acquisitions, finance, capital markets and global operations • Board adamantly rejects dissident nominees who bring n |
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| May 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 5, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 5, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Numb |
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| April 29, 2025 |
Exhibit 99.1 News Release AstroNova Awarded $10 Million Multi-Year Defense Industry Contract Approximately $1.7 million in product orders are expected to be recognized in fiscal 2026 WEST WARWICK, R.I., April 29, 2025 — AstroNova, Inc. (Nasdaq: ALOT), a leading innovator in data visualization technology, today announced that it was awarded a renewed multi-year agreement with a leading defense in |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 29, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 29, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| April 29, 2025 |
PRELIMINARY PROXY STATEMENT SUBJECT TO COMPLETION DATED APRIL 29, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 22, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| April 21, 2025 |
Exhibit 99.1 News Release AstroNova Launches High Performance Digital Label Presses and Direct-to-Package Printer Under AstroNova Brand; Validates Further Advancements in Product Identification Segment • Breakthrough print engine technology, intelligent machine monitoring, and significantly lower operating costs • New product lineup enables disruptive force for label converters and print shops whi |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 21, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| April 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 21, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| April 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 14, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction (Commission (I.R.S. Employer of inco |
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| April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2025 ASTRONOVA, INC. (Exact name of Registrant as Specified in Its Charter) Rhode Island 0-13200 05-0318215 (State or Other Jurisdiction of Incorporation |
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| April 17, 2025 |
EX-99.1 Exhibit 99.1 News Release CORRECTING and REPLACING AstroNova Reports Fiscal 2025 Fourth-Quarter and Full-Year Financial Results; Advancing Restructuring, Operational Realignment and Product Simplification Plans to Drive Improved Earnings Power CORRECTION...by AstroNova WEST WARWICK, R.I.—(BUSINESS WIRE)—The Condensed Consolidated Statements of Cash Flows and Reconciliation of GAAP to Non-G |
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| April 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Defini |
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| April 15, 2025 |
List of Subsidiaries of the Company. Exhibit 21 LIST OF SUBSIDIARIES OF THE COMPANY Name Jurisdiction of Organization AstroNova GmbH Germany AstroNova (Shanghai) Trading Co. |
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| April 15, 2025 |
Statement of Policy Regarding Transaction in Securities of AstroNova, Inc. Exhibit 19 ASTRONOVA, INC. Statement of Company Policy Regarding Transactions in AstroNova, Inc. Securities Purpose This Statement of Company Policy Regarding Transactions in AstroNova, Inc. Securities ( the “Policy”) provides guidelines with respect to transactions in the securities of AstroNova, Inc. (the “Company”) and the handling of confidential information about the Company and the companies |
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| April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-13200 AstroNova, Inc. (Exact name o |
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| April 15, 2025 |
AstroNova, Inc. Amended and Restated Non-Employee Director Annual Compensation Program.** Exhibit 10.19 ASTRONOVA, INC. AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR ANNUAL COMPENSATION PROGRAM This Amended and Restated Non-Employee Director Annual Compensation Program (the “Program”), effective as of June 5, 2023 (the “Effective Date”), sets forth the annual compensation payable to members of the Board of Directors (the “Board) of AstroNova, Inc. (the “Company”) who are not also officers |
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| April 14, 2025 |
Exhibit 99.1 News Release AstroNova Reports Fiscal 2025 Fourth-Quarter and Full-Year Financial Results; Advancing Restructuring, Operational Realignment and Product Simplification Plans to Drive Improved Earnings Power • Fourth quarter revenue of $37.4 million in line with preliminary expectations; fiscal 2025 revenue of $151.3 million comprised of 71% recurring revenue • Restructuring plan expect |
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| April 14, 2025 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2025 ASTRONOVA, INC. (Exact name of Registrant as Specified in Its Charter) Rhode Island 0-13200 05-0318215 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| April 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| April 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ¨ Filed by a Party other than the Registrant x Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy State |
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| March 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 28, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| March 28, 2025 |
Exhibit 99.1 News Release AstroNova Appoints Darius G. Nevin to Board of Directors Seasoned Executive Brings Additional Financial Acumen and Governance Experience to Expanded Board West Warwick, R.I., March 28, 2025 – AstroNova, Inc. (Nasdaq: ALOT), a global leader in data visualization technologies, today announced that it has expanded its Board of Directors to six members with the appointment of |
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| March 21, 2025 |
ASTRONOVA ANNOUNCES KEY ACTIVITIES IN ADVANCE OF ITS APRIL EARNINGS RELEASE Exhibit 99.1 CORRECTING AND REPLACING ASTRONOVA ANNOUNCES KEY ACTIVITIES IN ADVANCE OF ITS APRIL EARNINGS RELEASE March 21, 2025 WEST WARWICK, R.I.—(BUSINESS WIRE)— Please replace the release dated March 20, 2025 with the following corrected version. Three mentions of “EBITDA” have been updated to read “Adjusted EBITDA” and the definition of Adjusted EBITDA margin has been revised. The updated rel |
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| March 21, 2025 |
Exhibit 10.1 EXECUTION VERSION FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This FOURTH AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Agreement”), dated as of March 20, 2025 (the “Effective Date”), is among AstroNova, Inc., a Rhode Island corporation (the “Borrower”), the Guarantor party hereto, and Bank of America, N.A. (the “Lender”). Capitalized terms used but not defin |
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| March 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 20, 2025 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| December 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended November 2, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-13200 AstroNova, |
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| December 12, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 12, 2024 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission Fil |
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| December 12, 2024 |
Exhibit 99.1 AstroNova Reports Third Quarter Fiscal Year 2025 Financial Results Company to host earnings conference call at 9:00 a.m. ET today WEST WARWICK, R.I., December 12, 2024 – AstroNova, Inc. (Nasdaq: ALOT), a global leader in data visualization technologies, today announced financial results for its fiscal 2025 third quarter ended November 2, 2024. Third Quarter FY 2025 Summary • Net rev |
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| October 15, 2024 |
ALOT / AstroNova, Inc. / ROYCE & ASSOCIATES LP Passive Investment SC 13G/A 1 alot6.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.6) AstroNova, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 04638F108 (CUSIP Number) Date of Event Which Requires Filing of this Statement: September 30, 2024 *T |
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| September 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 3, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-13200 AstroNova, I |
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| September 16, 2024 |
Exhibit 99.1 News Release AstroNova Reports Fiscal 2025 Second Quarter Financial Results Company to host conference call at 9:30 a.m. ET today • Revenue of $40.5 million, up 14.1% year over year • Gross margin of 35.3%, up 800 basis points year over year; non-GAAP gross margin of 35.6%, unchanged year over year • Operating income of $1.1 million; non-GAAP operating income of $2.2 million • Net los |
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| September 16, 2024 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 16, 2024 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission Fi |
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| September 12, 2024 |
SEC FILE NUMBER: 000-13200 CUSIP NUMBER: 04638F108 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 5, 2024 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| August 8, 2024 |
Exhibit 10.1 August 5, 2024 Amendment to: SEPARATION AGREEMENT AND GENERAL RELEASE Between: AstroNova, Inc (the “Company”) and David S. Smith Dated: June 17, 2024 (the “Original Separation Agreement”) Whereas the Company recognizes that COBRA coverage is not considered creditable coverage under Medicare Part A or B and that David Smith has opted to elect Medicare Part B as his primary coverage, t |
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| June 27, 2024 |
Separation Agreement dated June 25, 2024 between the Company and David S. Smith* Exhibit 10.1 Certain identified information has been omitted from this exhibit because it is not material and of the type that the company treats as private or confidential. [***] indicates that information has been omitted. June 17, 2024 David Smith [***] [***] Re: SEPARATION AGREEMENT AND GENERAL RELEASE Dear David: This letter sets forth the terms of a Separation Agreement and General Release ( |
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| June 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 25, 2024 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 20, 2024 |
Exhibit 99.1 News Release AstroNova Appoints Thomas DeByle as Chief Financial Officer Seasoned financial executive with experience in financial strategy, international expansion and M&A Former CFO David Smith has retired West Warwick, R.I. – June 19, 2024 — AstroNova, Inc. (Nasdaq: ALOT), a global leader in data visualization technologies, today announced the appointment of Thomas DeByle as the Co |
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| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 17, 2024 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 20, 2024 |
Offer Letter dated May 31, 2024 between the Company and Thomas DeByle* Exhibit 10.1 Certain identified information has been omitted from this exhibit because it is not material and of the type that the company treats as private or confidential. [***] indicates that information has been omitted. May 31, 2024 Thomas D. DeByle [***] [***] Dear Tom: We are very pleased to offer you the position of Vice President, CFO and Treasurer. Your start date will be June 17, 2024 o |
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| June 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2024 Astronova, Inc. (Exact name of Registrant as Specified in Its Charter) Rhode Island 0-13200 05-0318215 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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| June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 27, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-13200 AstroNova, I |
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| June 6, 2024 |
EX-99.1 Exhibit 99.1 News Release AstroNova Reports Fiscal 2025 First Quarter Financial Results Company Reiterates Fiscal 2025 Full-Year Outlook • Bookings of $33.1 million • Revenue of $33.0 million • Operating income of $1.3 million • Net income of $1.2 million • Earnings per diluted share of $0.15 • Adjusted EBITDA of $2.5 million • Earnings conference call at 9:00 a.m. ET today West Warwick, R |
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| June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 6, 2024 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AstroNova, Inc. (Exact name of the registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 600 East Greenwich Avenue, West Warwick, Rhode Island 02893 ( |
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| May 9, 2024 |
Exhibit 99.1 News Release AstroNova Strengthens its Position in the Color Digital Package Printing Market with the Acquisition of MTEX NS Adds Portugal-based Leader in Label, Packaging, and Direct-to-Film Printing Solutions Highlights • Transaction adds key market adjacencies to Product Identification segment • MTEX NS becomes a wholly owned subsidiary of AstroNova • Company to host conference cal |
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| May 9, 2024 |
Exhibit 2.1 Certain identified information has been omitted from this exhibit because it is not material and of the type that the registrant treats as private or confidential. [***] indicates that information has been omitted. SHARE PURCHASE AGREEMENT for the sale and purchase of 100% of the issued and outstanding shares in MTEX NEW SOLUTION S.A. Between ASTRONOVA PORTUGAL, UNIPESSOAL, LDA. as Pur |
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| May 9, 2024 |
Exhibit 10.2 EXECUTION VERSION THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Third Amendment”), dated as of May 6, 2024 (the “Effective Date”), is among AstroNova, Inc., a Rhode Island corporation (the “Borrower”), the Guarantor party hereto, and Bank of America, N.A. (the “Lender”). Capitalized terms used but not defi |
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| May 9, 2024 |
Exhibit 10.1 Certain identified information has been omitted from this exhibit because it is not material and of the type that the registrant treats as private or confidential. [***] indicates that information has been omitted. TRANSITIONAL MANAGEMENT AGREEMENT Between: ASTRONOVA PORTUGAL, UNIPESSOAL, LDA., a private limited company, incorporated under the laws of Portugal with its corporate seat |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 4, 2024 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 9, 2024 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Numb |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin |
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| April 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-13200 AstroNova, Inc. (Exact name o |
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| April 12, 2024 |
List of Subsidiaries of the Company. Exhibit 21 LIST OF SUBSIDIARIES OF THE COMPANY Name Jurisdiction of Organization AstroNova GmbH Germany AstroNova (Shanghai) Trading Co., Ltd China AstroNova Aerospace, Inc. Delaware Astro Machine Corporation Delaware AstroNova Scandinavia ApS (formally TrojanLabel ApS) Denmark AstroNova (Singapore) Pte Ltd. Singapore AstroNova SAS France AstroDigital Data de México, S.A. de C.V. Mexico |
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| April 12, 2024 |
AstroNova, Inc. Compensation Recovery Policy Exhibit 97 ASTRONOVA, INC. Compensation Recovery Policy November 29, 2023 This Compensation Recovery Policy (the “Policy”) has been adopted by the Human Capital and Compensation Committee (the “Committee”) of the Board of Directors of AstroNova, Inc. (the “Corporation”). Certain capitalized terms used in this Policy are defined at the end of this Policy. 1. Introduction. This Policy is intended to |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 1, 2024 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Nu |
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| March 22, 2024 |
ASTRONOVA, INC. Condensed Consolidated Statements of Income In Thousands Except for Per Share Data Exhibit 99.1 News Release AstroNova Reports Fiscal 2024 Fourth-Quarter and Full-Year Financial Results • Posts Company Record Full-Year GAAP Operating Income of $8.8 Million; Non-GAAP Operating Income of $12.0 Million • Delivers Full-Year GAAP Net Income of $4.7 Million, or $0.63 Per Diluted Share; Non-GAAP Net Income of $7.2 Million, or $0.97 Per Diluted Share • Generates Full-Year Adjusted EBITD |
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| March 22, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2024 Astronova, Inc. (Exact name of Registrant as Specified in Its Charter) Rhode Island 0-13200 05-0318215 (State or Other Jurisdiction of Incorporation) (Commission File N |
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| February 14, 2024 |
ALOT / AstroNova, Inc. / ASKELADDEN CAPITAL MANAGEMENT LLC - TXT Passive Investment SC 13G/A 1 acmalot.txt TXT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* AstroNova, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 04638F108 (CUSIP Number) June 11, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| February 14, 2024 |
ALOT / AstroNova, Inc. / PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 6)* AstroNova, Inc. (Name of Issuer) Common (Title of Class of Securities) 04638F108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of |
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| February 9, 2024 |
ALOT / AstroNova, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11 )* AstroNova Inc (Name of Issuer) Common Stock (Title of Class of Securities) 04638F108 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| January 23, 2024 |
ALOT / AstroNova, Inc. / ROYCE & ASSOCIATES LP Passive Investment SC 13G/A 1 alot5.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.5) AstroNova, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 04638F108 (CUSIP Number) Date of Event Which Requires Filing of this Statement: December 31, 2023 *Th |
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| December 6, 2023 |
AstroNova Reports Fiscal 2024 Third-Quarter Financial Results Exhibit 99.1 AstroNova Reports Fiscal 2024 Third-Quarter Financial Results Company to Host Conference Call at 9:00 a.m. ET Today Third-Quarter Fiscal 2024 Financial Highlights Revenue of $37.5 million, down 4.7% year over year (YoY) Gross margin of 39.4%, up 770 basis points YoY Operating margin of 12.3%, up 890 basis points YoY Diluted EPS of $0.37, up 825% YoY Record quarterly Adjusted EBITDA of |
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| December 6, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 6, 2023 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File |
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| December 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 28, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-13200 AstroNova, |
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| September 22, 2023 |
As filed with the Securities and Exchange Commission on September 22, 2023 S-8 As filed with the Securities and Exchange Commission on September 22, 2023 Registration No. |
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| September 22, 2023 |
EXHIBIT 107 Calculation Of Filing Fee Tables Form S-8 (Form Type) AstroNova, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common Stock, $0.05 par value p |
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| September 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 29, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-13200 AstroNova, In |
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| September 6, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 6, 2023 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission Fil |
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| September 6, 2023 |
AstroNova Announces Fiscal Second-Quarter 2024 Financial Results Exhibit 99.1 AstroNova Announces Fiscal Second-Quarter 2024 Financial Results Company to Host Conference Call at 9:00 a.m. ET Today WEST WARWICK, R.I.-(BUSINESS WIRE)-September 6, 2023-AstroNova, Inc. (Nasdaq: ALOT), a global leader in data visualization technologies, today announced financial results for the second quarter ended July 29, 2023. Summary Second-quarter revenue of $35.5 million, up 1 |
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| August 1, 2023 |
AstroNova Announces Strategic Realignment of Product Identification Segment to Improve Cost and Operational Efficiencies Restructuring Actions Expected to Generate Cost Savings of More than $2. |
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| August 1, 2023 |
Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 26, 2023 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 6, 2023 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction (Commission (I.R.S. Employer of incorp |
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| June 8, 2023 |
AstroNova Announces Fiscal First-Quarter 2024 Financial Results Exhibit 99.1 AstroNova Announces Fiscal First-Quarter 2024 Financial Results Company to Host Conference Call at 9:00 a.m. ET Today Fiscal First-Quarter 2024 Summary (Comparisons with Q1 FY 2023) Bookings of $38.4 million, up 18.2% Revenue of $35.4 million, up 14.2% Operating income of $1.5 million, up 91.2% Net income of $0.8 million, up 99.5% Earnings per diluted share of $0.11, up 83.3% Adjusted |
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| June 8, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 29, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0- |
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| June 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 8, 2023 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 4, 2023 |
SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AstroNova, Inc. (Exact name of the registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 600 East Greenwich Avenue, West Warwick, Rhode Island 0289 |
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| April 27, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 27, 2023 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| April 27, 2023 |
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| April 17, 2023 |
List of Subsidiaries of the Company. EX-21 Exhibit 21 LIST OF SUBSIDIARIES OF THE COMPANY Name Jurisdiction of Organization AstroNova GmbH Germany AstroNova (Shanghai) Trading Co., Ltd China AstroNova Aerospace, Inc. Delaware Astro Machine, LLC Delaware AstroNova Scandinavia ApS (formally TrojanLabel ApS) Denmark AstroNova (Singapore) Pte Ltd. Singapore AstroNova SAS France AstroDigital Data de México, S.A. de C.V. Mexico |
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| April 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-13200 AstroNova, Inc. (Exact name o |
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| March 31, 2023 |
ALOT / AstroNova Inc / Juniper Investment Company, LLC - AMENDMENT NO. 1 Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) AstroNova, Inc. (Name of Issuer) Common Stock, $0.05 par value per share (Title of Class of Securities) 04638F108 (CUSIP Number) John A. Bartholdson Juniper Investment Company, LLC 555 Madison Avenue, 24th Floor New York, New York 10022 (212) 339-8500 (Na |
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| March 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 21, 2023 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction (Commission (I.R.S. Employer of inco |
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| March 23, 2023 |
AstroNova Announces Fiscal Fourth-Quarter and Full-Year 2023 Financial Results Exhibit 99.1 AstroNova Announces Fiscal Fourth-Quarter and Full-Year 2023 Financial Results Company to Host Conference Call at 9:00 a.m. ET Today Fiscal Fourth-Quarter 2023 Summary Bookings of $36.3 million Revenue of $39.9 million Operating income of $2.1 million Net income of $1.4 million, or $0.18 per diluted share Adjusted EBITDA of $3.9 million, or 9.7% of revenue Fiscal Full-Year 2023 Summar |
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| March 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 23, 2023 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| February 13, 2023 |
ALOT / Astro-Med, Inc. / PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Passive Investment SC 13G/A 1 fp0082241-5sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 5)* AstroNova, Inc. (Name of Issuer) Common (Title of Class of Securities) 04638F108 (CUSIP Number) December 31, 2022 (Date |
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| February 10, 2023 |
ALOT / Astro-Med, Inc. / ASKELADDEN CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* AstroNova, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 04638F108 (CUSIP Number) June 11, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 10, 2023 |
ALOT / Astro-Med, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10 )* AstroNova Inc (Name of Issuer) Common Stock (Title of Class of Securities) 04638F108 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| January 23, 2023 |
ALOT / Astro-Med, Inc. / ROYCE & ASSOCIATES LP Passive Investment SC 13G/A 1 alot4.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.4) AstroNova, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 04638F108 (CUSIP Number) Date of Event Which Requires Filing of this Statement: December 31, 2022 *Th |
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| December 13, 2022 |
ALOT / Astro-Med, Inc. / Kamin Peter Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) AstroNova, Inc (Name of Issuer) Common Stock, $0.05 Par Value (Title of Class of Securities) 04638F108 (CUSIP Number) Peter H. Kamin 2720 Donald Ross Road, #311 Palm Beach Gardens, FL 33410 (Name, Address and Telephone Number of Person Authorized to Receiv |
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| December 7, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 7, 2022 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File |
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| December 7, 2022 |
AstroNova Announces Third-Quarter Fiscal 2023 Financial Results Exhibit 99.1 AstroNova Announces Third-Quarter Fiscal 2023 Financial Results Record Quarterly Revenue of $39.4 Million, Up 36.6% on Acquisition of Astro Machine and Base Business Growth in Both Segments GAAP Operating Income of $1.3 Million, Margin Up 240 Basis Points; Adjusted Operating Income of $2.1 Million, Margin Up 420 Basis Points GAAP Earnings Per Diluted Share Improves to $0.04, Non-GAAP |
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| December 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 29, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-13200 AstroNova, In |
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| September 8, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-1 |
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| September 7, 2022 |
AstroNova Announces Second-Quarter Fiscal 2023 Financial Results Exhibit 99.1 AstroNova Announces Second-Quarter Fiscal 2023 Financial Results Company to Host Conference Call at 9:00 a.m. ET Today Second-Quarter Fiscal 2023 Summary Bookings of $34.8 million Revenue of $32.3 million Operating income of $1.2 million GAAP net income of $0.6 million, or $0.08 per diluted share Adjusted EBITDA of $2.2 million WEST WARWICK, R.I.-(BUSINESS WIRE)-September 7, 2022-Astr |
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| September 7, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 7, 2022 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission Fil |
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| August 9, 2022 |
Exhibit 10.2 REAL ESTATE PURCHASE AGREEMENT This REAL ESTATE PURCHASE AGREEMENT (this ?Agreement?) is made and entered into by and between ASTRO MACHINE LLC, a Delaware limited liability company (?Purchaser?), and SELAK REAL ESTATE LIMITED PARTNERSHIP, an Illinois limited partnership (?Seller?), effective as of the 4th day of August, 2022 (the ?Effective Date?). RECITALS WHEREAS, Seller owns the ? |
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| August 9, 2022 |
Exhibit 99.1 News Release AstroNova Acquires Astro Machine, a Leader in Printing Technology for Labeling and Mailing Applications $17.1 Million Transaction Adds U.S.-based Engineering and Manufacturing Capacity NEWS HIGHLIGHTS ? Astro Machine adds a synergistic adjacency to the Product Identification portfolio, significant inkjet printing and material handling expertise, and new market channels ? |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 4, 2022 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| August 9, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 9, 2022 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| August 9, 2022 |
Exhibit 10.1 EQUITY INTEREST PURCHASE AGREEMENT by and among ASTRONOVA, INC. as Buyer and ASTRO MACHINE LLC as the Company and GSND HOLDING CORPORATION as the Seller dated as of August 4, 2022 TABLE OF CONTENTS ARTICLE I DEFINITIONS 2 Section 1.01 Certain Matters of Construction 9 ARTICLE II PURCHASE AND SALE 10 Section 2.01 Purchase and Sale 10 Section 2.02 Purchase Price 10 Section 2.03 Transact |
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| August 9, 2022 |
Exhibit 10.3 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT, dated as of August 4, 2022 (this ?Second Amendment?), is among the following: (i) AstroNova, Inc., a Rhode Island corporation (the ?Borrower?) and (ii) Bank of America, N.A. (the ?Lender?). Capitalized terms used but not defined in this Second Amendment shall have |
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| August 9, 2022 |
Acquisition of Astro Machine August 9, 2022 Astro Nova Exhibit 99.1 Acquisition of Astro Machine August 9, 2022 Astro Nova Safe Harbor Statement Information included in this presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These include financial expectations relating to the Astro Machine acquisition. Forward-looking statements are not statements of historical fact, but rather |
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| June 24, 2022 |
EX-FILING FEES 4 d360624dexfilingfees.htm EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-8 (Form Type) AstroNova, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount o |
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| June 24, 2022 |
Power of Attorney (included in the signature page of this registration statement) As filed with the Securities and Exchange Commission on June 24, 2022 Registration No. |
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| June 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 14, 2022 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 8, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 8, 2022 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Num |
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| June 8, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0- |
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| June 8, 2022 |
AstroNova Announces First Quarter Fiscal 2023 Financial Results Exhibit 99.1 AstroNova Announces First Quarter Fiscal 2023 Financial Results Company to Host Conference Call at 9:00 a.m. ET Today First Quarter Fiscal 2023 Summary Bookings of $28.4 million Revenue of $31.0 million Operating income of $0.8 million Net income of $0.4 million, or $0.06 per diluted share Adjusted EBITDA of $1.9 million WEST WARWICK, R.I.-(BUSINESS WIRE)-June 8, 2022-AstroNova, Inc. |
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| May 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AstroNova, Inc. (Exact name of the registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 600 East Greenwich Avenue, West Warwick, Rhode Island 02893 ( |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 22, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 22, 2022 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| April 22, 2022 |
Exhibit 99.1 AstroNova Reports Fiscal Fourth-Quarter and Full-Year 2022 Financial Results Company to Host Conference Call at 9:00 a.m. ET Today Fiscal Fourth-Quarter 2022 Financial Summary ? Bookings of $32.9 million ? Backlog at quarter end of $27.8 million ? Revenue of $29.7 million ? Operating loss of $0.2 million ? Net loss of $0.8 million, or $0.10 per share ? Adjusted EBITDA of $0.8 million, |
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| April 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 13, 2022 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| April 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-13200 AstroNova, |
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| April 18, 2022 |
Exhibit 10.33 LIBOR TRANSITION AMENDMENT THIS LIBOR TRANSITION AMENDMENT (this ?Amendment?), dated as of December 14, 2021 (the ?Amendment Effective Date?), is entered into among ASTRONOVA, INC., a Rhode Island corporation (the ?Borrower?), and BANK OF AMERICA, N.A., as lender (the ?Lender?). RECITALS WHEREAS, the Borrower and the Lender have entered into that certain Amended and Restated Credit A |
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| April 18, 2022 |
List of Subsidiaries of the Company. Exhibit 21 LIST OF SUBSIDIARIES OF THE COMPANY Name Jurisdiction of Organization AstroNova GmbH Germany AstroNova (Shanghai) Trading Co., Ltd China AstroNova Aerospace, Inc. Delaware AstroNova Scandinavia ApS (formally TrojanLabel ApS) Denmark AstroNova (Singapore) Pte Ltd. Singapore AstroNova SAS France AstroDigital Data de M?xico, S.A. de C.V. Mexico |
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| April 14, 2022 |
AstroNova Reports Fiscal Fourth-Quarter and Full-Year 2022 Financial Results Exhibit 99.1 AstroNova Reports Fiscal Fourth-Quarter and Full-Year 2022 Financial Results Company to Host Conference Call at 9:00 a.m. ET Today Fiscal Fourth-Quarter 2022 Financial Summary Bookings of $32.9 million Backlog at quarter end of $27.8 million Revenue of $29.7 million Operating loss of $0.2 million Net loss of $0.8 million, or $0.10 per share Adjusted EBITDA of $0.8 million, or 2.6% of |
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| April 14, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 14, 2022 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File N |
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| February 14, 2022 |
ALOT / Astro-Med, Inc. / PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. Passive Investment SC 13G/A 1 fp0073045sc13ga.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 4)* AstroNova, Inc. (Name of Issuer) Common (Title of Class of Securities) 04638F108 (CUSIP Number) December 31, 2021 (Date of |
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| February 14, 2022 |
ALOT / Astro-Med, Inc. / ASKELADDEN CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* AstroNova, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 04638F108 (CUSIP Number) June 11, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 9, 2022 |
ALOT / Astro-Med, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SC 13G/A 1 tv0328-astronovainc.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: AstroNova Inc. Title of Class of Securities: Common Stock CUSIP Number: 04638F108 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rul |
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| February 8, 2022 |
ALOT / Astro-Med, Inc. / DIMENSIONAL FUND ADVISORS LP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9 )* AstroNova Inc (Name of Issuer) Common Stock (Title of Class of Securities) 04638F108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| January 14, 2022 |
ALOT / Astro-Med, Inc. / ROYCE & ASSOCIATES LP Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.3) AstroNova, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 04638F108 (CUSIP Number) Date of Event Which Requires Filing of this Statement: December 31, 2021 *The remainder of this c |
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| December 9, 2021 |
Exhibit 10.1 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (the ?Agreement?) is made and entered into as of [DATE] between AstroNova, Inc., a Rhode Island corporation (the ?Company?), and [NAME] (the ?Indemnitee?). WITNESSETH THAT: WHEREAS, highly competent persons have become more reluctant to serve corporations as directors or officers or in other capacities unless they are provided w |
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| December 9, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| December 8, 2021 |
AstroNova Reports Financial Results for the Third Quarter of Fiscal 2022 Exhibit 99.1 AstroNova Reports Financial Results for the Third Quarter of Fiscal 2022 Continued Recovery of Commercial Air Travel Drives 35% YoY Increase in Test & Measurement Revenue Third-Quarter Fiscal 2022 Summary Bookings of $32.3 million, up 16% year-over-year Revenue of $28.9 million, up 3% year-over-year Backlog of $26.8 million, up 16% year-over-year GAAP operating income of $0.3 million |
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| December 8, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 8, 2021 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File |
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| September 14, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-1 |
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| September 14, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 14, 2021 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission Fi |
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| September 14, 2021 |
Exhibit 99.1 News Release Contact: Scott Solomon Senior Vice President Sharon Merrill Associates (617) 542-5300 [email protected] AstroNova Reports Strong Financial Results for the Second Quarter of Fiscal 2022 Commercial Air Travel?s Continued Recovery and the Product Identification Segment?s Solid Performance Drive Sequential and Year-Over-Year Growth Second-Quarter Fiscal 2022 Summary |
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| June 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 15, 2021 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 10, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended May 1, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0-132 |
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| June 10, 2021 |
Exhibit 99.1 AstroNova Reports Fiscal First-Quarter 2022 Financial Results Product Identification bookings hit all time high First-Quarter Fiscal 2022 Summary ? Bookings of $32.8 million ? Backlog at quarter end of $24.8 million ? Revenue of $29.1 million ? Operating income of $0.7 million ? Net income of $0.6 million, or $0.08 per diluted share ? Adjusted EBITDA of $2.5 million, or 8.6% of revenu |
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| June 10, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 10, 2021 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Nu |
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| June 9, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 8, 2021 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Num |
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| May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD SPECIALIZED DISCLOSURE REPORT AstroNova, Inc. (Exact name of the registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 600 East Greenwich Avenue, West Warwick, Rhode Island 02893 ( |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| April 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 AstroNova, Inc. (Name of Issuer) Common Stock, $0.05 par value per share (Title of Class of Securities) 04638F108 (CUSIP Number) John A. Bartholdson Juniper Investment Company, LLC 555 Madison Avenue, 24th Floor New York, New York 10022 (212) 339-8500 (Name, Address and Te |
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| April 13, 2021 |
Exhibit 10.34 Execution Version FIRST AMENDMENT TO CREDIT AGREEMENT This FIRST AMENDMENT TO CREDIT AGREEMENT, dated as of March 24, 2021 (this ?First Amendment?), is among the following: (i) AstroNova, Inc., a Rhode Island corporation (the ?Borrower?); (ii) ANI APS, a Danish private liability company (?ANI APS?); (iii) Trojan Label APS, a Danish private liability company (?Trojan Label?, and toget |
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| April 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 7, 2021 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File Nu |
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| April 13, 2021 |
Exhibit 10.35 FIRST AMENDMENT TO OPEN-END MORTGAGE DEED TO SECURE PRESENT AND FUTURE LOANS UNDER CHAPTER 25 OF TITLE 34 OF THE RHODE ISLAND GENERAL LAWS, ASSIGNMENT OF LEASES AND RENTS, SECURITY AGREEMENT AND FIXTURE FILING by ASTRONOVA, INC., a Rhode Island corporation, as Mortgagor and BANK OF AMERICA, N.A., a national banking association, as Mortgagee This document serves as a Fixture Filing un |
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| April 13, 2021 |
Table of Contents Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 13, 2021 |
List of Subsidiaries of the Company. Exhibit 21 LIST OF SUBSIDIARIES OF THE COMPANY Name Jurisdiction of Organization AstroNova GmbH Germany AstroNova (Shanghai) Trading Co., Ltd China AstroNova Aerospace, Inc. Delaware ANI ApS Denmark AstroNova Scandinavia ApS (formally TrojanLabel ApS) Denmark AstroNova SAS France AstroDigital Data de M?xico, S.A. de C.V. Mexico |
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| March 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 23, 2021 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction (Commission (I.R.S. Employer of inco |
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| March 25, 2021 |
EX-99.1 Exhibit 99.1 AstroNova Reports Fiscal Fourth-Quarter and Full-Year 2021 Financial Results Product Identification Segment Posts Record Revenue and Profits Fiscal Fourth-Quarter 2021 Financial Summary • Bookings of $29.2 million • Backlog at quarter end of $22.5 million • Revenue of $29.4 million • Operating income of $1.1 million • Net income of $0.8 million, or $0.12 per diluted share • Ad |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* AstroNova, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 04638F108 (CUSIP Number) June 11, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| February 16, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (AMENDMENT NO. 3)* AstroNova, Inc. (Name of Issuer) Common (Title of Class of Securities) 04638F108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8 )* AstroNova Inc (Name of Issuer) Common Stock (Title of Class of Securities) 04638F108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 10, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: AstroNova Inc. Title of Class of Securities: Common Stock CUSIP Number: 04638F108 Date of Event Which Requires Filing of this Statement: December 31, 2020 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule |
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| January 14, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.2) AstroNova, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 04638F108 (CUSIP Number) Date of Event Which Requires Filing of this Statement: December 31, 2020 *The remainder of this c |
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| December 9, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| December 9, 2020 |
Letter Agreement dated December 3, 2020 between AstroNova, Inc. and Bank of America, N.A. EX-10.2 Exhibit 10.2 Global Banking & Markets RI1-536-10-01 100 Westminster St Providence, RI 02903 December 3, 2020 AstroNova, Inc. 600 East Greenwich Avenue West Warwick, RI 02893 Attention: David Smith, Chief Financial Officer Email: [email protected] Ladies and Gentlemen: Reference is made to that certain Credit Agreement dated July 30, 2020 (as amended, modified, supplemented or restate |
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| December 7, 2020 |
EX-99.1 Exhibit 99.1 AstroNova Reports Third-Quarter Fiscal 2021 Financial Results • Bookings of $27.9 million • Backlog of $23.2 million • Revenue of $28.0 million • Operating income of $0.4 million • Net income of $0.0 million, or $0.00 per diluted share • EBITDA of $1.7 million, or 6.1% of revenue WEST WARWICK, R.I. — December 7, 2020 — AstroNova, Inc. (NASDAQ: ALOT), a global leader in data vi |
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| December 7, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 7, 2020 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction of incorporation) (Commission File |
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| September 9, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): September 9, 2020 ASTRONOVA, INC. (Exact name of registrant as specified in its charter) Rhode Island 0-13200 05-0318215 (State or other jurisdiction (Commission (I.R.S. Employer |
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| September 9, 2020 |
AstroNova Announces Financial Results for the Second Quarter of Fiscal 2021 EX-99.1 Exhibit 99.1 News Release Contact: Scott Solomon Senior Vice President Sharon Merrill Associates (617) 542-5300 [email protected] AstroNova Announces Financial Results for the Second Quarter of Fiscal 2021 Second-Quarter Fiscal 2021 Summary • Bookings of $25.3 million • Backlog of $23.7 million • Revenue of $27.7 million • Operating income breakeven • Net income of $0.0 million, o |
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| September 9, 2020 |
EX-10.7 Exhibit 10.7 CHANGE IN CONTROL AGREEMENT THIS CHANGE IN CONTROL AGREEMENT (the “Agreement”) is effective as of September 8th, 2020 (the “Effective Date”) by and between AstroNova, Inc., a Rhode Island corporation (the “Company”), and David S. Smith (the “Executive”). RECITALS WHEREAS, the possibility of a Change in Control (as hereinafter defined) exists and the threat or the occurrence of |
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| September 9, 2020 |
EX-10.4 Ehibit 10.4 AMENDED AND RESTATED CREDIT AGREEMENT Dated as of July 30, 2020 among ASTRONOVA, INC., as the Borrower, CERTAIN SUBSIDIARIES OF THE BORROWER PARTY HERETO, as the Guarantors and BANK OF AMERICA, N.A., as the Lender TABLE OF CONTENTS Page Article I DEFINITIONS AND ACCOUNTING TERMS 1 1.01 Defined Terms 32 1.02 Other Interpretive Provisions 33 1.03 Accounting Terms 34 1.04 Rounding |
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| September 9, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended August 1, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 0- |
