Estatísticas Básicas
| LEI | 549300KS6ADDKL326F25 |
| CIK | 1435064 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Cemtrex, Inc. - Preferred Stock
SEC Filings (Chronological Order)
Esta página fornece uma lista completa e cronológica de Arquivamentos da SEC, excluindo os arquivamentos de propriedade que fornecemos em outro lugar.
| June 2, 2026 |
FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF CEMTREX, INC. Exhibit 3.1 FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF CEMTREX, INC. 1. Name of corporation: Cemtrex, Inc. 2. The articles have been amended as follows (provide article numbers, if available): Fourth Article: Effective at 12:01 a.m. on June 5, 2026 (the “Effective Time”), every ten (10) shares of common stock issued and outstanding immediately prior to the Effective Time ( |
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| June 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 2, 2026 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 15, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant |
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| May 15, 2026 |
SUBSIDIARIES OF THE REGISTRANT EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT Name of consolidated State or other jurisdiction of Date of incorporation or Attributable subsidiary or entity incorporation or organization formation (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100% Advanced Industrial Leasing, Inc. Pennsylvania July 20, 1984 (December 1 |
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| May 15, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2026 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| March 26, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 CEMTREX INC (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ☒ No fee required. |
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| March 24, 2026 |
INVOCON, INC. TABLE OF CONTENTS Exhibit 99.2 INVOCON, INC. TABLE OF CONTENTS Page Balance Sheet as of September 30, 2025 2 Statement of Operations for the nine months Ended September 30, 2025 3 Statement of Stockholder’s Equity for the nine months Ended September 30, 2025 4 Statement of Cash Flow for the nine months Ended September 30, 2025 5 Notes to Financial Statements 6 1 INVOCON, INC. BALANCE SHEET (unaudited) September 30, |
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| March 24, 2026 |
Invocon, Inc TABLE OF CONTENTS Exhibit 99.1 Invocon, Inc TABLE OF CONTENTS Page Independent Auditors’ Report 3 Balance Sheet as of December 31, 2024 4 Statement of Operations for the Year Ended December 31, 2024 5 Statement of Stockholder’s Equity for the Year Ended December 31, 2024 6 Statement of Cash Flow for the Year Ended December 31, 2024 7 Notes to Financial Statements 8 2 INDEPENDENT AUDITORS’ REPORT To the Board of Dir |
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| March 24, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 8, 2026 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (C |
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| March 24, 2026 |
Cemtrex, Inc. Unaudited Proforma Condensed Combined Financial Information Exhibit 99.3 Cemtrex, Inc. Unaudited Proforma Condensed Combined Financial Information The following unaudited proforma condensed combined balance sheet of Cemtrex, Inc. (“the Company”) for the fiscal year ended September 30, 2025, is presented as if the acquisition of Invocon, Inc.. (“Invocon”) referred to herein as the “Acquisition” had occurred on October 1, 2024. The accompanying unaudited pro |
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| March 19, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2026 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number |
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| March 16, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT March 16, 2026 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permi |
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| March 6, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT March [*], 2026 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as perm |
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| February 17, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registr |
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| January 16, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its |
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| January 9, 2026 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of January 9, 2026, between Cemtrex Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set forth |
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| January 9, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 9, 2026 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| January 9, 2026 |
Cemtrex, Inc. Announces $4 Million Registered Direct Offering Exhibit 99.1 January 9, 2026 Cemtrex, Inc. Announces $4 Million Registered Direct Offering Hauppauge, NY, Jan. 09, 2026 (GLOBE NEWSWIRE) - Cemtrex, Inc. (NASDAQ: CETX) (the “Company”), an advanced security technology and industrial services company, today announced that it has entered into a definitive agreement for the purchase of approximately 1,469,507 shares and / or pre funded warrants with a |
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| January 9, 2026 |
PRE-FUNDED COMMON STOCK PURCHASE WARRANT CEMTREX INC. Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT CEMTREX INC. Warrant Shares: 1,069,507 Initial Exercise Date: January 9, 2026 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Avondale Capital, LLC, a Utah limited liability company, or its assigns (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the cond |
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| January 9, 2026 |
CEMTREX, INC. $4,000,000 of Common Stock (or Pre-Funded Warrants in Lieu Thereof) Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-283995 Prospectus Supplement (To Prospectus dated February 3, 2025) CEMTREX, INC. $4,000,000 of Common Stock (or Pre-Funded Warrants in Lieu Thereof) Cemtrex, Inc. (the “Company,” “we,” “us,” or ‘our”) is offering and selling up to $4,000,000 in aggregate offering price of shares of our common stock, par value $0.001 per share (the “C |
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| January 8, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2026 CEMTREX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| January 8, 2026 |
Exhibit 99.1 Cemtrex Completes Acquisition of Invocon, Launches Aerospace & Defense Segment and Expands Participation in Missile Defense Modernization Hauppauge, NY – January 8, 2026 – Cemtrex, Inc. (Nasdaq: CETX), a diversified industrial and technology company, today announced the completion of its acquisition of Invocon, Inc., a Texas based aerospace and defense engineering firm. The closing fo |
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| December 30, 2025 |
Exhibit 99.1 December 30, 2025 Cemtrex, Inc. Announces $2 Million Registered Direct Offering Hauppauge, NY, Dec. 30, 2025 (GLOBE NEWSWIRE) — Cemtrex, Inc. (NASDAQ: CETX) (the “Company”), an advanced security technology and industrial services company, today announced that it has entered into a definitive agreement for the purchase of approximately 888,889 shares and / or pre funded warrants with a |
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| December 30, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 30, 2025, between Cemtrex Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set for |
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| December 30, 2025 |
CEMTREX, INC. $2,000,000 of Common Stock (or Pre-Funded Warrants in Lieu Thereof) Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-283995 Prospectus Supplement (To Prospectus dated February 3, 2025) CEMTREX, INC. $2,000,000 of Common Stock (or Pre-Funded Warrants in Lieu Thereof) Cemtrex, Inc. (the “Company,” “we,” “us,” or ‘our”) is offering and selling up to $2,000,000 in aggregate offering price of shares of our common stock, par value $0.001 per share (the “C |
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| December 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 30, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num |
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| December 30, 2025 |
PRE-FUNDED COMMON STOCK PURCHASE WARRANT CEMTREX INC. Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT CEMTREX INC. Warrant Shares: 548,889 Initial Exercise Date: December 30, 2025 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Avondale Capital, LLC, a Utah limited liability company, or its assigns (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the cond |
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| December 29, 2025 |
Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT State or other jurisdiction of Date of incorporation or Name of consolidated subsidiary or entity incorporation or organization formation (date of acquisition, if applicable) Attributable interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Advanced Industrial Leasing, Inc. Pennsylvania July 20, 1984 (December |
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| December 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its |
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| December 23, 2025 |
CEMTREX, INC. $2,000,000 of Common Stock (or Pre-Funded Warrants in Lieu Thereof) Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-283995 Prospectus Supplement (To Prospectus dated February 3, 2025) CEMTREX, INC. $2,000,000 of Common Stock (or Pre-Funded Warrants in Lieu Thereof) Cemtrex, Inc. (the “Company,” “we,” “us,” or ‘our”) is offering and selling up to $2,000,000 in aggregate offering price of shares of our common stock, par value $0.001 per share (the “C |
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| December 23, 2025 |
Cemtrex, Inc. Announces $2 Million Registered Direct Offering Exhibit 99.1 December 23, 2025 Cemtrex, Inc. Announces $2 Million Registered Direct Offering Hauppauge, NY, Dec. 23, 2025 (GLOBE NEWSWIRE) - Cemtrex, Inc. (NASDAQ: CETX, CETXP) (the “Company”), an advanced security technology and industrial services company, today announced that it has entered into a definitive agreement for the purchase of approximately 800,000 shares and / or pre funded warrants |
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| December 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 23, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num |
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| December 23, 2025 |
PRE-FUNDED COMMON STOCK PURCHASE WARRANT CEMTREX INC. Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT CEMTREX INC. Warrant Shares: 470,000 Initial Exercise Date: December 23, 2025 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Avondale Capital, LLC, a Utah limited liability company, or its assigns (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the cond |
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| December 23, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 23, 2025, between Cemtrex Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set for |
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| December 11, 2025 |
PRE-FUNDED COMMON STOCK PURCHASE WARRANT CEMTREX INC. Exhibit 4.1 PRE-FUNDED COMMON STOCK PURCHASE WARRANT CEMTREX INC. Warrant Shares: 356,667 Initial Exercise Date: December 11, 2025 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Avondale Capital, LLC, a Utah limited liability company, or its assigns (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the cond |
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| December 11, 2025 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of December 11, 2025, between Cemtrex Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions set for |
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| December 11, 2025 |
Cemtrex, Inc. Announces $2 Million Registered Direct Offering Exhibit 99.1 Cemtrex, Inc. Announces $2 Million Registered Direct Offering HAUPPAUGE, NY, December 11, 2025 - Cemtrex, Inc. (NASDAQ: CETX) (the “Company”), an advanced security technology and industrial services company, today announced that it has entered into a definitive agreement for the purchase of approximately 666,667 shares with a single institutional investor, at a purchase price of $3 pe |
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| December 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 8, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb |
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| December 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num |
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| December 11, 2025 |
CEMTREX, INC. $2,000,000 of Common Stock (or Pre-Funded Warrants in Lieu Thereof) Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-283995 Prospectus Supplement (To Prospectus dated February 3, 2025) CEMTREX, INC. $2,000,000 of Common Stock (or Pre-Funded Warrants in Lieu Thereof) Cemtrex, Inc. (the “Company,” “we,” “us,” or ‘our”) is offering and selling up to $2,000,000 in aggregate offering price of shares of our common stock, par value $0.001 per share (the “C |
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| November 19, 2025 |
Exhibit 10.1 Share Purchase Agreement This Share Purchase Agreement (this “Agreement”) is entered into as of November 13, 2025 (the “Effective Date”), by and among Cemtrex Inc., a Delaware corporation (the “Buyer”), Karl F. Kiefer, an individual resident of Texas (the “Seller”), and Invocon, Inc., a Texas corporation (the “Company”). The Buyer, Seller, and Company are collectively referred to as t |
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| November 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2025 CEMTREX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37464 30-0399914 (State or other jurisdiction (Commission (IRS Employer of incorporatio |
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| November 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2025 CEMTREX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| September 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 24, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu |
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| September 24, 2025 |
FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF CEMTREX, INC. Exhibit 3.1 FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF CEMTREX, INC. 1. Name of corporation: Cemtrex, Inc. 2. The articles have been amended as follows (provide article numbers, if available): Fourth Article: Effective at 12:01 a.m. on September 29, 2025 (the “Effective Time”), every fifteen (15) shares of common stock issued and outstanding immediately prior to the Effect |
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| September 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 19, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| June 9, 2025 |
Sent via Electronic Delivery to: Exhibit 99.1 Sent via Electronic Delivery to: [email protected] June 4, 2025 Mr. Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Court Hauppauge, NY 11788 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETX Dear Mr. Govil: On February 21, 2025, Staff notified the Company that it did not comply with the minimum $2.5 million stockholders’ equity, or $35 million market value of listed se |
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| June 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Comm |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 29, 2025 |
Cemtrex, Inc. Announces Pricing of $1.25 Million Underwritten Public Offering Exhibit 99.1 Cemtrex, Inc. Announces Pricing of $1.25 Million Underwritten Public Offering HAUPPAUGE, NY, MAY 28, 2025 (GLOBE NEWSWIRE) — Cemtrex, Inc. (NASDAQ: CETX) (the “Company”), an advanced security technology and industrial services company, today announced the pricing of a firm commitment underwritten public offering with gross proceeds to the Company expected to be approximately $1.25 mil |
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| May 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 28, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 29, 2025 |
Underwriting Agreement, dated May 28, 2025 with Aegis Capital Corp Exhibit 1.1 UNDERWRITING AGREEMENT May 28, 2025 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, NY 10105 Ladies and Gentlemen: Cemtrex, Inc., a Delaware corporation (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of 1,250,000 of the Company’s shares of |
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| May 29, 2025 |
Cemtrex, Inc. Announces Closing of $1.25 Million Underwritten Public Offering Exhibit 99.2 Cemtrex, Inc. Announces Closing of $1.25 Million Underwritten Public Offering HAUPPAUGE, NY, MAY 29, 2025 (GLOBE NEWSWIRE) - Cemtrex, Inc. (NASDAQ: CETX) (the “Company”), an advanced security technology and industrial services company, today announced the closing of its previously announced firm commitment underwritten public offering. Gross proceeds to the Company were approximately |
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| May 29, 2025 |
CEMTREX, INC. 1,250,000 Shares of Common Stock Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-283995 Prospectus Supplement (To Prospectus dated February 3, 2025) CEMTREX, INC. 1,250,000 Shares of Common Stock We are offering 1,250,000 shares of our common stock pursuant to this prospectus supplement and the accompanying prospectus at a price per share of $1.00. Our common stock is traded on the Nasdaq Capital Market, or NASDAQ |
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| May 28, 2025 |
Filed pursuant to Rule 424(b)(5) Registration Statement No. 333-283995 This preliminary prospectus supplement and the accompanying prospectus relate to an effective registration statement under the Securities Act of 1933, but the information in this prospectus supplement is not complete and may be changed. This prospectus supplement and the accompanying prospectus are not an offer to sell these se |
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| May 16, 2025 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant |
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| April 23, 2025 |
Sent via Electronic Delivery to: [email protected] Exhibit 99.1 Sent via Electronic Delivery to: [email protected] April 22, 2025 Mr. Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Court Hauppauge, NY 11788 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETX Dear Mr. Govil: On February 21, 2025, Staff notified the Company that it did not comply with Listing Rule 5550(b) (the “Rule”), which requires a minimum $2,500,000 stockholders’ |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 22, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number |
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| April 11, 2025 |
Exhibit 97.1 CEMTREX, INC. Clawback Policy The Board of Directors (the “Board”) of Cemtrex, Inc. (the “Company”) has determined that it is in the best interests of the Company to adopt this Clawback Policy (this “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting Restatement (as defined below). This Policy is designed to comply with, and shall |
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| April 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its |
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| March 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 CEMTREX INC (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ☒ No fee required. |
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| March 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 19, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number |
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| February 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 21, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num |
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| February 24, 2025 |
Exhibit 99.1 By Electronic Delivery to: [email protected] February 21, 2025 Mr. Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Court Hauppauge, NY 11788 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETX Dear Mr. Govil: I am following up on our recent telephone conversation, in which I explained that companies listed on the Nasdaq Capital Market (the “Capital Market”) are required t |
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| February 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registr |
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| January 30, 2025 |
CEMTREX, INC. 135 Fell Court Hauppauge, NY 11788 Phone: (631) 756-9116 CEMTREX, INC. 135 Fell Court Hauppauge, NY 11788 Phone: (631) 756-9116 January 30, 2025 THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Attn: Bradley Ecker Division of Corporation Finance Mail Stop 7010 100 F. Street NE Washington, D.C. 20549-7010 Re: Cemtrex, Inc. Registration Statement on Form S-3/A File No. 333-283995 Dear Mr. Ecker: Pursuant to Rule 461 under the Securities Act of 1933, a |
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| January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT January 28, 2025 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as per |
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| January 28, 2025 |
January 28, 2025 Saagar Govil Chief Executive Officer CEMTREX INC 153 Fell Court Hauppauge, NY 11788 Re: CEMTREX INC Schedule 14C Information Statement Filed January 13, 2025 File No. |
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| January 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT Amendment No. 1 [*], 2025 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Onl |
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| January 24, 2025 |
CEMTREX INC 135 Fell Court Hauppauge, NY 11788 CEMTREX INC 135 Fell Court Hauppauge, NY 11788 Via EDGAR January 24, 2025 United States Securities and Exchange Commission 100 F Street, N. |
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| January 23, 2025 |
January 23, 2025 Saagar Govil Chief Executive Officer CEMTREX INC 153 Fell Court Hauppauge, NY 11788 Re: CEMTREX INC Schedule 14C Information Statement Filed January 13, 2025 File No. |
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| January 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT January [*], 2025 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as pe |
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| January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its |
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| January 10, 2025 |
Cemtrex, Inc. 135 Fell Court Hauppauge, NY 11788 Cemtrex, Inc. 135 Fell Court Hauppauge, NY 11788 Via EDGAR January 10, 2025 United States Securities and Exchange Commission 100 F Street, N.E. Mailstop 3720 Washington D.C., 20549-7010 Attention: Bradley Ecker CEMTREX INC Registration Statement on Form S-3 Filed on December 20, 2024 File No. 333-283995 Dear Mr. Ecker: I write on behalf of Cemtrex, Inc. (the “Company”) in response to Staff’s lette |
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| January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3/A Amendment No. 1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of registrant as specified in its charter) Delaware 30-0399914 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 135 Fell Court Hauppauge, NY 11788 (631) 756-9116 (Addre |
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| January 8, 2025 |
January 8, 2025 Saagar Govil Chief Executive Officer CEMTREX INC 135 Fell Court Hauppauge, NY 11788 Re: CEMTREX INC Registration Statement on Form S-3 Filed on December 20, 2024 File No. |
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| January 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 2, 2025 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| January 6, 2025 |
Sent via Electronic Delivery to: [email protected] EXHIBIT 99.1 Sent via Electronic Delivery to: [email protected] January 2, 2025 Mr. Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Court Hauppauge, NY 11788 Re: Cemtrex Inc. (the “Company”) Dear Mr. Govil: On August 21, 2024, Staff notified the Company that it did not comply with the minimum $2.5 million stockholders’ equity, or $35 million market value of listed securities, or $500,0 |
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| January 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 6, 2025 CEMTREX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37464 30-0399914 (State or other jurisdiction (Commission (IRS Employer of incorporation) |
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| December 30, 2024 |
Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT Name of consolidated State or other jurisdiction of Date of incorporation or formation Attributable subsidiary or entity incorporation or organization (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Advanced Industrial Leasing, Inc. Pennsylvania July 20, 1984 (December |
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| December 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its charter) Delaware |
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| December 30, 2024 |
EXHIBIT 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 General Our authorized capital stock consists of 70,000,000 shares of common stock, par value $0.001 per share, and 10,000,000 shares of preferred stock, par value $0.001 per share, of which 1,000,000 shares are designated as series A preferred stock, 100,000 are designat |
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| December 20, 2024 |
Exhibit 107 Calculation of Filing Fee Tables S-3 (Form Type) CEMTREX, INC. (Exact Name of Registrant as Specified in its Charter) Registrant Name in English, if applicable (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities CALCULATION OF REGISTRATION FEE Title of each class of securities to be registered Amount to be Registered(1) Proposed Maximu |
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| December 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of registrant as specified in its charter) Delaware 30-0399914 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 135 Fell Court Hauppauge, NY 11788 (631) 756-9116 (Address, including zip |
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| December 13, 2024 |
Sent via Electronic Delivery to: [email protected] EXHIBIT 99.9 Sent via Electronic Delivery to: [email protected] December 11, 2024 Mr. Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Court Hauppauge, NY 11788 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETX Dear Mr. Govil: On June 14, 2024, Staff notified the Company that its common stock failed to maintain a minimum bid price of $1.00 over the previous 30 consecutive business da |
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| December 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 11, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num |
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| December 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 4, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb |
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| November 21, 2024 |
Certificate of Amendment, dated November 21, 2024 Exhibit 3.1 FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF CEMTREX, INC. 1. Name of corporation: Cemtrex, Inc. 2. The articles have been amended as follows (provide article numbers, if available): Fourth Article: Effective at 12:01 a.m. on November 26, 2024 (the “Effective Time”), every thirty-five (35) shares of common stock issued and outstanding immediately prior to the Eff |
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| November 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num |
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| November 14, 2024 |
CETXP / Cemtrex, Inc. - Preferred Stock / Anson Funds Management LP - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) (Amendment No. |
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| November 14, 2024 |
EX-99.1 2 d909908dex991.htm EX-99.1 EXHIBIT 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the Common Stock, $0.001 par value, of Cemtrex, Inc., a Delaware corporation, and |
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| October 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 23, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb |
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| October 28, 2024 |
Sent via Electronic Delivery to: [email protected] Exhibit 99.1 Sent via Electronic Delivery to: [email protected] October 23, 2024 Mr. Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Court Hauppauge, NY 11788 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETX Dear Mr. Govil: On August 21, 2024, Staff notified the Company that it did not comply with Listing Rule 5550(b) (the “Rule”), which requires a minimum $2,500,000 stockholders’ |
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| October 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT October 28, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as per |
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| October 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT October [*], 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as pe |
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| October 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb |
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| October 11, 2024 |
PRIVILEGED & CONFIDENTIAL SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 Cemtrex Inc. (Name of Issuer) COMMON STOCK, (Title of Class of Securities) 15130G808 (CUSIP Number) Octob |
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| October 10, 2024 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 Cemtrex Inc. (Name of Issuer) COMMON STOCK, (Title of Class of Securities) 15130G808 (CUSIP Number) October 8, 2024 (Date of Even |
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| September 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu |
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| September 30, 2024 |
Certificate of Amendment, dated October 3, 2024 Exhibit 3.1 FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF CEMTREX, INC. 1. Name of corporation: Cemtrex, Inc. 2. The articles have been amended as follows (provide article numbers, if available): Fourth Article: Effective at 12:01 a.m. on October 3, 2024 (the “Effective Time”), every sixty (60) shares of common stock issued and outstanding immediately prior to the Effective T |
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| September 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 18, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu |
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| September 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT September 9, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as pe |
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| August 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT September [*], 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as |
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| August 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 21, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| August 23, 2024 |
Exhibit 99.1 By Electronic Delivery to: [email protected] August 21, 2024 Mr. Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Court Hauppauge, NY 11788 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETX Dear Govil: I am following up on our recent telephone conversation, in which I explained that companies listed on the Nasdaq Capital Market (the “Capital Market”) are required to main |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant |
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| August 2, 2024 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number |
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| August 2, 2024 |
Amendment to Certificate of Incorporation EXHIBIT 3.1 CERTIFICATE OF AMENDMENT OF THE CERTIFICATE OF INCORPORATION OF CEMTREX INC. (a Delaware corporation) The undersigned, Saagar Govil, hereby certifies that: 1. He is the Chief Executive Officer of Cemtrex Inc. (the “Corporation”), a Delaware corporation, and is duly authorized by the resolutions adopted and approved at a meeting of the Board of Directors of the Corporation to execute th |
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| August 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT August 2, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permi |
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| July 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT July , 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| July 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT July 8, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitt |
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| June 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT July [*], 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permi |
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| June 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 14, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| June 17, 2024 |
Exhibit 99.1 Sent via Electronic Delivery to: [email protected] June 14, 2024 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the “Company”) Nasdaq Security: Common Stock Nasdaq Symbol: CETX Dear Mr. Govil: As we discussed, our Listing Rules (the “Rules”) require listed securities to maintain a |
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| May 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT May 23, 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permitt |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant |
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| May 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT May [*], 2024 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as permit |
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| May 13, 2024 |
CETX / Cemtrex, Inc. / S.H.N. Financial Investments Ltd. - FORM 13G Passive Investment SC 13G 1 shn13g.htm FORM 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Cemtrex, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 15130G 709 (CUSIP Number) May 1, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| May 10, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Cemtrex, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 15130G 709 (CUSIP Number) May 1, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |
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| May 8, 2024 |
EX-1 2 ex1.htm JOINT ACQUISITION STATEMENT CEMTREX, INC. SC 13G Page 9 of 9 EXHIBIT 1 JOINT ACQUISITION STATEMENT PURSUANT TO SECTION 240.13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned wit |
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| May 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CEMTREX, INC. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 15130G709 (CUSIP Number) May 1, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| May 3, 2024 |
Form of Series A Common Stock Purchase Warrant Exhibit 4.2 SERIES A WARRANT TO PURCHASE COMMON STOCK CEMTREX INC. Warrant Shares: [●] Initial Exercise Date: [●], 2024 CUSIP: [●] Issuance Date: [●], 2024 ISIN: [●] THIS SERIES A WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter |
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| May 3, 2024 |
Form of Series B Common Stock Purchase Warrant Exhibit 4.3 SERIES B WARRANT TO PURCHASE COMMON STOCK CEMTREX INC. Warrant Shares: [●] Initial Exercise Date: [●], 2024 CUSIP: [●] ISIN: [●] Issuance Date: [●], 2024 THIS SERIES B WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter |
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| May 3, 2024 |
Form of Underwriting Agreement Exhibit 1.1 Underwriting Agreement May 1, 2024 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, NY 10105 Ladies and Gentlemen: Cemtrex Inc., a Delaware corporation (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of 11,764,705 of the Company’s units (each |
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| May 3, 2024 |
Filed pursuant to Rule 424(b)(4) Registration No. 333-276556 PROSPECTUS Cemtrex, Inc. 11,764,705 Units, Each Unit Consisting of One Share of Common Stock or One Pre-Funded Warrant to Purchase One Share of Common Stock, One Series A Warrant to Purchase One Share of Common Stock and One Series B Warrant to Purchase One Share of Common Stock 23,529,410 Shares of Common Stock Underlying the Series A a |
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| May 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) ( |
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| May 3, 2024 |
Exhibit 4.1 PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK CEMTREX INC. Warrant Shares: [●] Initial Exercise Date: May 1, 2024 Issue Date: May 3, 2024 THIS PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at a |
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| May 2, 2024 |
EXHIBIT 107 EX-FILING FEES Calculation of Filing Fee Tables S-1 (Form Type) CEMTREX, INC. |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of Registrant as specified in its charter) Delaware 3829 30-0399914 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification No.) 135 Fell Cou |
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| May 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number |
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| May 1, 2024 |
Standstill Agreement, dated April 30, 2024 EXHIBIT 10.1 STANDSTILL AGREEMENT This Standstill Agreement (this “Agreement”) is entered into as of April 30, 2024 (the “Effective Date”) by and between Streeterville Capital, LLC, a Utah limited liability company (“Lender”), and Cemtrex, Inc., a Delaware corporation (“Borrower”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Notes (defin |
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| April 30, 2024 |
Standstill Agreement between Cemtrex Inc. and Streeterville Capital, LLC dated January 12, 2023 Exhibit 10.18 STANDSTILL AGREEMENT This Standstill Agreement (this “Agreement”) is entered into as of January 12, 2023 (the “Effective Date”) by and between Streeterville Capital, LLC, a Utah limited liability company (“Lender”), and Cemtrex, Inc., a Delaware corporation (“Borrower”). Capitalized terms used in this Agreement without definition shall have the meanings given to them in the Notes (de |
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| April 30, 2024 |
Exhibit 10.16 AMENDMENT TO PROMISSORY NOTE This Amendment to Promissory Note (this “Amendment”) is entered into as of September 14, 2022, by and between Streeterville Capital, LLC, a Utah limited liability company (“Lender”), and Cemtrex Inc., a Delaware corporation (“Borrower”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Note (as |
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| April 30, 2024 |
Exhibit 10.15 N o t e P u r c h a s e A g r e e m e n t THIS NOTE PURCHASE AGREEMENT (this “Agreement”), dated as of September 30, 2021, is entered into by and between CEMTREX INC., a Delaware corporation (“Company”), and STREETERVILLE CAPITAL, LLC, a Utah limited liability company, its successors and/or assigns (“Investor”). A. Company and Investor are executing and delivering this Agreement in r |
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| April 30, 2024 |
Exhibit 10.17 AMENDMENT #2 TO PROMISSORY NOTE This Amendment #2 to Promissory Note (this “Amendment #2”) is entered into as of August 30, 2023, by and between STREETERVILLE CAPITAL, LLC, a Utah limited liability company (“Lender”), and CEMTREX, INC., a Delaware corporation (“Borrower”). Capitalized terms used in this Amendment #2 without definition shall have the meanings given to them in the Note |
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| April 30, 2024 |
CEMTREX, INC. 135 Fell Court Hauppauge, NY 11788 Phone: (631) 756-9116 CEMTREX, INC. 135 Fell Court Hauppauge, NY 11788 Phone: (631) 756-9116 April 30, 2024 THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Attn: Patrick Fullem Division of Corporation Finance Mail Stop 7010 100 F. Street NE Washington, D.C. 20549-7010 Re: Cemtrex, Inc. Registration Statement on Form S-1 File No. 333-276556 Dear Mr. Fullem: Pursuant to Rule 461 under the Securities Act of 1933, as |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 2 to FORM S-1/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of Registrant as specified in its charter) Delaware 3829 30-0399914 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identificat |
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| April 30, 2024 |
April 30, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| April 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to FORM S-1/A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of Registrant as specified in its charter) Delaware 3829 30-0399914 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identificat |
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| April 23, 2024 |
EXHIBIT 107 Calculation of Filing Fee Tables S-1 (Form Type) CEMTREX, INC. (Exact Name of Registrant as Specified in its Charter) Registrant Name in English, if applicable (Translation of Registrant’s Name into English) Table 1: Newly Registered and Carry Forward Securities Fee Calculation Proposed Maximum or Carry Maximum Aggregate Amount of Security Security Forward Amount Offering Offering Regi |
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| April 23, 2024 |
Form of Underwriting Agreement Exhibit 1.1 Underwriting Agreement [●], 2024 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, NY 10105 Ladies and Gentlemen: Cemtrex Inc., a Delaware corporation (the “Company”), agrees, subject to the terms and conditions in this agreement (this “Agreement”), to issue and sell to Aegis Capital Corp. (the “Underwriter”) an aggregate of [●] of the Company’s units (each, a “Clos |
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| April 23, 2024 |
Form of Series B Common Stock Purchase Warrant Exhibit 4.7 SERIES B WARRANT TO PURCHASE COMMON STOCK CEMTREX INC. Warrant Shares: [●] Initial Exercise Date: [●], 2024 CUSIP: [●] ISIN: [●] Issuance Date: [●], 2024 THIS SERIES B WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter |
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| April 23, 2024 |
Form of Series A Common Stock Purchase Warrant Exhibit 4.6 SERIES A WARRANT TO PURCHASE COMMON STOCK CEMTREX INC. Warrant Shares: [●] Initial Exercise Date: [●], 2024 CUSIP: [●] ISIN: [●] Issuance Date: [●], 2024 THIS SERIES A WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter |
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| April 23, 2024 |
Exhibit 4.5 PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK CEMTREX INC. Warrant Shares: [●] Initial Exercise Date: [●], 2024 Issue Date: [●], 2024 THIS PRE-FUNDED WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, [●] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any t |
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| April 23, 2024 |
Exhibit 10.14 Cemtrex Inc. - Lock-Up Agreement [●], 2024 Aegis Capital Corp. 1345 Avenue of the Americas, 27th Floor New York, NY 10105 Ladies and Gentlemen: The undersigned understands that Aegis Capital Corp. (the “Underwriter”) proposes to enter into an Underwriting Agreement (the “Underwriting Agreement”) with Cemtrex Inc., a Delaware corporation (the “Company”), providing for the public offer |
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| March 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 CEMTREX INC (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ☒ No fee required. |
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| March 21, 2024 |
Delisting Determination, The Nasdaq Stock Market, LLC, March 21, 2024, Cemtrex Inc. |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 18, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number |
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| February 14, 2024 |
Credit and Security Agreement and Promissory Note, dated October 5, 2023 EXHIBIT 10.1 CREDIT AND SECURITY AGREEMENT PATHWARD, NATIONAL ASSOCIATION (together with its successors and assigns, “Lender”) and Vicon Industries, Inc., a New York corporation (“Vicon”; and together with each other person that joins this Agreement as a Borrower (each a “Borrower” and collectively the “Borrowers”) into this Credit and Security Agreement (as the same may be amended, restated, supp |
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| February 14, 2024 |
Subsidiaries of the Registrant EXHIBIT 21.1 Name of consolidated State or other jurisdiction of Date of incorporation or Attributable subsidiary or entity incorporation or organization formation (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100% Advanced Industrial Leasing, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100% Cemtrex Technolog |
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| February 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registr |
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| January 23, 2024 |
United States securities and exchange commission logo January 23, 2024 Saagar Govil Chief Executive Officer Cemtrex, Inc. |
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| January 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 18, 2024 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb |
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| January 22, 2024 |
EXHIBIT 99.1 Sent via electronic delivery January 18, 2024 Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Ct Hauppauge, NY 11788 RE: Cemtrex Inc. (Symbol: CETXP) Nasdaq Listing Qualifications Hearings Docket No. NQ 6651C-23 Dear Mr. Govil: The Nasdaq Stock Market LLC’s (“Nasdaq” or the “Exchange”) Hearings Panel (“Panel”) has determined to delist Cemtrex Inc.’s (the “Company”) shares o |
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| January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 CEMTREX, INC. (Exact name of Registrant as specified in its charter) Delaware 3590 30-0399914 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification No.) 135 Fell Cou |
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| January 17, 2024 |
Exhibit 21.1 Name of consolidated subsidiary or entity State or other jurisdiction of incorporation or organization Date of incorporation or formation (date of acquisition, if applicable) Attributable interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100% Advanced Industrial Leasing, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100% Cemtrex Technolog |
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| January 17, 2024 |
EXHIBIT 107 EX-FILING FEES Calculation of Filing Fee Tables S-1 (Form Type) CEMTREX, INC. |
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| January 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num |
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| January 3, 2024 |
EXHIBIT 99.1 Sent via electronic delivery January 3, 2024 Saagar Govil Chief Executive Officer Cemtrex Inc. 135 Fell Ct Hauppauge, NY 11788 RE: Cemtrex Inc. (Symbol: CETXP) Nasdaq Listing Qualifications Hearings Docket No. NQ 6651C-23 Dear Mr. Govil: The Nasdaq Stock Market LLC’s (“Nasdaq” or the “Exchange”) Hearings Panel (“Panel”) has determined to amend the exception granted on September 8, 202 |
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| December 28, 2023 |
Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT Name of consolidated subsidiary or entity State or other jurisdiction of incorporation or organization Date of incorporation or formation (date of acquisition, if applicable) Attributable interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Advanced Industrial Leasing, Inc. Pennsylvania July 20, 1984 (December |
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| December 28, 2023 |
EXHIBIT 4.5 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 General Our authorized capital stock consists of 50,000,000 shares of common stock, par value $0.001 per share, and 10,000,000 shares of preferred stock, par value $0.001 per share, of which 1,000,000 shares are designated as series A preferred stock, 100,000 are designat |
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| December 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its charter) Delaware |
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| December 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 26, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num |
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| December 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Comm |
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| December 6, 2023 |
HEISEY MECHANICAL, LTD. TABLE OF CONTENTS EXHIBIT 99.1 HEISEY MECHANICAL, LTD. TABLE OF CONTENTS Page Independent Auditors’ Report 3 Balance Sheet as of December 31, 2022 4 Statement of Operations for the Year Ended December 31, 2022 5 Statement of Stockholder’s Equity for the Year Ended December 31, 2022 6 Statement of Cash Flow for the Year Ended December 31, 2022 7 Notes to Consolidated Financial Statements 8 2 INDEPENDENT AUDITORS’ RE |
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| December 6, 2023 |
Unaudited Pro Forma Condensed Combined Financial Information Exhibit 99.3 Unaudited Pro Forma Condensed Combined Financial Information The following unaudited pro forma condensed combined balance sheet of Cemtrex, Inc. (“the Company”) for the fiscal year ended September 30, 2022, is presented as if the acquisition of Heisey Mechanical, Ltd. (“Heisey”) referred to herein as the “Acquisition” had occurred on September 30, 2021. The unaudited pro forma condens |
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| December 6, 2023 |
Asset Purchase Agreement, dated as of June 7, 2023 EXHIBIT 10.1 ASSET PURCHASE AGREEMENT This Asset Purchase Agreement (this “Agreement”), dated as of June 7, 2023, is entered into by and among HEISEY MECHANICAL, LTD., a Pennsylvania corporation (“Seller”), and ANDREAS HEISEY, an individual residing in the Commonwealth of Pennsylvania (“the “Shareholder” and collectively with the Seller, the “Seller Parties”) and ADVANCED INDUSTRIAL SERVICES, INC. |
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| December 6, 2023 |
HEISEY MECHANICAL, LTD. TABLE OF CONTENTS EXHIBIT 99.2 HEISEY MECHANICAL, LTD. TABLE OF CONTENTS Page Balance Sheet as of June 30, 2023 2 Statement of Operations for the three and six months Ended June 30, 2023 3 Statement of Stockholder’s Equity for the six months Ended June 30, 2023 4 Statement of Cash Flow for the six months Ended June 30, 2023 5 Notes to Consolidated Financial Statements 6 1 HEISEY MECHANICAL, LTD. BALANCE SHEET (unau |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 CEMTREX INC (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ☒ No fee required. |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 CEMTREX INC (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ☒ No fee required. |
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| September 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 18, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu |
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| September 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num |
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| September 12, 2023 |
EXHIBIT 99.1 Sent via electronic delivery September 8, 2023 Saagar Govil CEO/Cemtrex, Inc. Cemtrex Inc. 135 Fell Ct Hauppauge, NY 11788 RE: Cemtrex Inc. (Symbol: CETXP) Nasdaq Listing Qualifications Hearings Docket No. NQ 6651C-23 Dear Mr. Govil: Based on its review of the written record, the Nasdaq Hearings Panel (“Panel”) has determined to grant Cemtrex Inc. (the “Company”) a temporary exception |
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| August 23, 2023 |
Cemtrex Announces Share Repurchase Program for Series 1 Preferred EXHIBIT 99.1 Cemtrex Announces Share Repurchase Program for Series 1 Preferred Brooklyn, NY – August 23, 2023 – Cemtrex Inc. (Nasdaq: CETX, CETXP), an advanced security technology and industrial services company, announced today that its Board of Directors has authorized a share repurchase program under which the Company may repurchase up 2,300,000 shares of its outstanding Series 1 Preferred Stoc |
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| August 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 22, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numbe |
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| August 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant |
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| August 10, 2023 |
Subsidiaries of the Registrant EXHIBIT 21.1 Name of consolidated State or other jurisdiction of incorporation or Date of incorporation or formation (date of acquisition, if Attributable subsidiary or entity organization applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Advanced Industrial Leasing, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Technol |
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| August 4, 2023 |
EXHIBIT 99.1 Sent via electronic delivery July 25, 2023 Saagar Govil CEO/Cemtrex, Inc. Cemtrex Inc. 135 Fell Ct Hauppauge, NY 11788 RE: Cemtrex Inc. (Symbol: CETX) Nasdaq Listing Qualifications Hearings Docket No. NQ 6651C-23 Dear Saagar Govil, We have received your request on behalf of Cemtrex Inc.(the “Company”), to appeal the Nasdaq Listing Qualification Staff determination to delist the Compan |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| July 28, 2023 |
EXHIBIT 99.1 By Electronic Delivery to: [email protected] July 25, 2023 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the “Company”) – Staff Determination Nasdaq Symbol: CETXP Dear Mr. Govil: As you are aware, on July 29, 2022, Staff notified the Company that the bid price of its Series 1 Pre |
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| July 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| July 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| July 7, 2023 |
EXHIBIT 99.1 Cemtrex Closes Acquisition of Heisey Mechanical Ltd. to Expand AIS Industrial Segment Highly Synergistic Acquisition Adds Approximately $11 Million in Revenue, Positive Cash Flow and Expands Capabilities and Customers into New Markets Transaction Accretive in Fourth Quarter of Fiscal Year 2023 Brooklyn, NY – July 7, 2023 - Cemtrex Inc. (NASDAQ: CETX, CETXP), an advanced security techn |
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| May 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 26, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| May 11, 2023 |
Amendment to Loan Documents Between Advanced Industrial Services, Inc. and Fulton Bank, N.A. EXHIBIT 10.2 2023 AMENDMENT TO LOAN DOCUMENTS TIDS 2023 AMENDMENT TO LOAN DOCUMENTS (this “Amendment”) is made as of February 15, 2023, by and between FULTON BANK, N.A., a national banking association (the “Bank”), with a mailing address at 30 South George Street, York, Pennsylvania 1740 I, and ADVANCED INDUSTRIAL SERVICES, INC., a Pennsylvania corporation, and AIS LEASING COMPANY, a Pennsylvania |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant |
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| May 11, 2023 |
Amendment to Promissory Note Between Cemtrex, Inc. and Streeterville Capital, LL EXHIBIT 10.3 AMENDMENT TO PROMISSORY NOTE This Amendment to Promissory Note (this “Amendment”) is entered into as of May 3, 2023, by and between STREETERVILLE CAPITAL, LLC, a Utah limited liability company (“Lender”), and CEMTREX, INC., a Delaware corporation (“Borrower”). Capitalized terms used in this Amendment without definition shall have the meanings given to them in the Note (as defined belo |
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| May 11, 2023 |
Subsidiaries of the Registrant EXHIBIT 21.1 Name of consolidated State or other jurisdiction of Date of incorporation or formation Attributable subsidiary or entity incorporation or organization (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Advanced Industrial Leasing, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Technol |
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| May 11, 2023 |
Amendment of the Term Loan Agreement between Vicon and NIL Funding, dated March 3, 2023 EXHIBIT 10.1 THIS FOURTH AMENDMENT TO TERM LOAN AGREEMENT AND RELATED LOAN DOCUMENTS WITH CONSENT OF GUARANTORS IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR §15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS {1976), AS AMENDED. FOURTH AMENDMENT TO TERM LOAN AGREEMENT AND RELATED LOAN DOCUMENTS WITH CONSENT OF GUARANTORS THIS FOURTH AMENDMENT TO TERM LOAN AGREEMENT AND RELATED |
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| April 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to Rule14a-12 CEMTREX INC (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ☒ No fee required. |
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| March 23, 2023 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 23, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number |
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| March 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 20, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number |
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| February 14, 2023 |
Subsidiaries of the Registrant EXHIBIT 21.1 Name of consolidated State or other jurisdiction of Date of incorporation or formation Attributable subsidiary or entity incorporation or organization (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Technologies Pvt Ltd. India December 21, 2017 100 % Vicon Industries, Inc. New York March 23, |
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| February 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registr |
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| February 9, 2023 |
Cemtrex Regains Compliance with Nasdaq Listing Requirements EXHIBIT 99.2 Cemtrex Regains Compliance with Nasdaq Listing Requirements Brooklyn, NY - February 9, 2022 - Cemtrex Inc. (NASDAQ: CETX, CETXP), an advanced security technology and industrial services company, announced today that it has received notice from the Nasdaq Stock Market LLC (Nasdaq) on February 8, 2023 informing the Company that it’s common stock has regained full compliance with the min |
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| February 9, 2023 |
EXHIBIT 99.1 Sent via electronic delivery February 8, 2023 Mr. Saagar Govil CEO Cemtrex Inc. 276 Greenpoint Ave Bld. 8, Suite 208 Brooklyn, NY 11222 RE: Cemtrex Inc. (Symbol: CETX) Nasdaq Listing Qualifications Hearings Docket No. NQ 6560C-23 Dear Mr. Govil: This is to advise you that we have been informed by Staff that the bid price deficiency of Cemtrex Inc. (the “Company”) has been cured, and t |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb |
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| January 30, 2023 |
EXHIBIT 99.2 Stanley Higgins Associate Vice President Listing Qualifications The Nasdaq Stock Market LLC +1 301 978 8041 By Electronic Delivery to: [email protected] January 26, 2023 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the “Company”) – Staff Determination Nasdaq Symbol: CETX Dear Mr |
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| January 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb |
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| January 30, 2023 |
EXHIBIT 99.1 Sent via Electronic Delivery to: [email protected] January 26, 2023 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the “Company”) Nasdaq Symbol: CETXP Dear Mr. Govil: As you are aware, on July 29, 2022, we notified you that, based on the previous 30 consecutive business days, the |
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| January 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 23, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb |
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| January 23, 2023 |
Cemtrex Postpones Reverse Split to January 25th, 2023 Exhibit 99.1 Cemtrex Postpones Reverse Split to January 25th, 2023 Brooklyn, NY - January 23, 2023 - Cemtrex Inc. (NASDAQ: CETX, CETXP), an advanced security technology and industrial services company, today announced that the planned split of its outstanding common stock that was to be effective on January 23, 2023 has been postponed until January 25th 2023. The reverse stock split is primarily i |
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| January 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 20, 2023 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb |
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| January 20, 2023 |
Amendment to Certificate of Incorporation State of Delaware EXHIBIT 3.1 Secretary of State Division of Corporations Delivered 04:50 PM 01112/2023 FILED 04:50 PM 01/12/2023 SR 20230121567 - File Number 2888556 FORM OF CERTIFICATE OF AMENDMENT TO CERTIFICATE OF INCORPORATION OF CEMTREX, INC. 1. Name of corporation: Cemtrex, Inc. 2. The articles have been amended as follows (provide article numbers, if available): Article 4 of the Certificat |
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| December 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its charter) Delaware |
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| December 28, 2022 |
Subsidiaries of the Registrant EXHIBIT 21.1 SUBSIDIARIES OF THE REGISTRANT Date of incorporation or Name of consolidated subsidiary or entity State or other jurisdiction of incorporation or organization formation (date of acquisition, if applicable) Attributable interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Advanced Technologies, Inc. New York July 11, 2017 100 % Cemtre |
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| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT December 23, 2022 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☐ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as pe |
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| December 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) SCHEDULE 14C INFORMATION STATEMENT December , 2022 Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 ☒ Filed by the registrant ☐ Filed by a party other than the registrant ☒ Preliminary Information Statement ☐ Confidential, for Use of the Commission Only (as perm |
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| November 29, 2022 |
Asset Purchase agreement between Cemtrex, Inc. and Saagar Govil, dated November 22, 2022 EXHIBIT 10.1 ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this “Agreement”) dated as of November 22, 2022, is by and between CEMTREX, INC., a Delaware corporation (“Seller”), and SAAGAR GOVIL, through a company to be formed by Mr. Govil (“Purchaser”). Purchaser and Seller are referred to collectively herein as the “Parties”. WHEREAS, Purchaser desires to acquire the Acquired Assets (as |
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| November 29, 2022 |
Asset Purchase agreement between Cemtrex, Inc. and Saagar Govil, dated November 22, 2022 EXHIBIT 10.2 ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this “Agreement”) dated as of November 22, 2022, is by and between CEMTREX, INC., a Delaware corporation (“Seller”), and SAAGAR GOVIL, through a company to be formed by Mr. Govil (“Purchaser”). Purchaser and Seller are referred to collectively herein as the “Parties”. WHEREAS, Purchaser desires to acquire the Acquired Assets (as |
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| November 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 22, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Num |
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| November 29, 2022 |
EXHIBIT 10.3 THIS INSTRUMENT AND ANY SECURITIES ISSUABLE PURSUANT HERETO HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), OR UNDER THE SECURITIES LAWS OF CERTAIN STATES. THESE SECURITIES MAY NOT BE OFFERED, SOLD OR OTHERWISE TRANSFERRED, PLEDGED OR HYPOTHECATED EXCEPT AS PERMITTED UNDER THE ACT AND APPLICABLE STATE SECURITIES LAWS PURSUANT TO AN EFFECTI |
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| November 29, 2022 |
EXHIBIT 99.1 Cemtrex Completes Divestiture of Non-Core Assets to Focus on Accelerating Its Vicon and AIS Brands Transformative Business Restructuring to Result in Cost Savings of $2.5-$3 Million Per Year Building a Dominant Security Technology Brand Focused on VSaaS Solutions Leveraging AI and Cloud Technology Solutions for Commercial, Industrial, and Government Applications Monetizing the Increas |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 8, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb |
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| October 4, 2022 |
UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION EXHIBIT 99.1 UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release No. 11114 / September 30, 2022 SECURITIES EXCHANGE ACT OF 1934 Release No. 95953 / September 30, 2022 ADMINISTRATIVE PROCEEDING File No. 3-21189 In the Matter of CEMTREX, INC. and SAAGAR GOVIL, Respondents. ORDER INSTITUTING CEASE-AND- DESIST PROCEEDINGS, PURSUANT TO SECTION 8A OF THE |
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| October 4, 2022 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu |
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| September 30, 2022 |
Submission of Matters to a Vote of Security Holders, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu |
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| September 20, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 20, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Nu |
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| August 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule14a-12 CEMTREX INC (Name of Registrant as Specified In Its Charter) (Name of Person(s) Filing Proxy Statement if other than the Registrant) Payment of Filing Fee (Check the appropriate box): ? No fee required. |
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| August 15, 2022 |
Subsidiaries of the Registrant EX-21.1 2 ex21-1.htm EXHIBIT 21.1 Name of consolidated State or other jurisdiction of Date of incorporation or formation Attributable subsidiary or entity incorporation or organization (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Advanced Technologies, Inc. New York July 11, 2017 100 % Cemtrex Technolo |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant |
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| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| August 3, 2022 |
EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Sent via Electronic Delivery to: [email protected] July 29, 2022 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the “Company”) Nasdaq Security: Series 1 Preferred Stock Nasdaq Symbol: CETXP Dear Mr. Govil: As we discussed, our Listing Rules (the “Rules”) requi |
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| July 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| July 27, 2022 |
EXHIBIT 99.1 Sent via Electronic Delivery to: [email protected] July 26, 2022 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the ?Company?) Nasdaq Symbol: CETX Dear Mr. Govil: As you are aware, on January 24, 2022, we notified you that, based on the previous 30 consecutive business days, the C |
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| May 16, 2022 |
Amendment of the Term Loan Agreement between Vicon and NIL Funding, dated March 30, 2022 EXHIBIT 10.7 THIS THIRD AMENDMENT TO TERM LOAN AGREEMENT AND RELATED LOAN DOCUMENTS WITH CONSENT OF GUARANTORS IS SUBJECT TO ARBITRATION PURSUANT TO THE FEDERAL ARBITRATION ACT AND/OR ?15-48-10 OF THE SOUTH CAROLINA CODE OF LAWS (1976), AS AMENDED. THIRD AMENDMENT TO TERM LOAN AGREEMENT AND RELATED LOAN DOCUMENTS WITH CONSENT OF GUARANTORS THIS THIRD AMENDMENT TO TERM LOAN AGREEMENT AND RELATED LO |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant |
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| May 16, 2022 |
Securities Purchase Agreement dated February 22, 2022 EXHIBIT 10.6 SE C U R IT IE S PU R C H A S E AG R E E M E N T THIS SECURITIES PURCHASE AGREEMENT (this ?Agreement?), dated as of February 22, 2022, is entered into by and between CEMTREX INC., a Delaware corporation (?Company?), and STREETERVILLE CAPITAL, LLC, a Utah limited liability company, its successors and/or assigns (?Investor?). A. Company and Investor are executing and delivering this Agr |
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| May 16, 2022 |
Subsidiaries of the Registrant EXHIBIT 21.1 Name of consolidated State or other jurisdiction of Date of incorporation or Attributable subsidiary or entity incorporation or organization formation (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Advanced Technologies, Inc. New York July 11, 2017 100 % Cemtrex Technologies Pvt Ltd. India D |
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| May 3, 2022 |
CETX / Cemtrex Inc / Streeterville Capital LLC - NONE Passive Investment SC 13G 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Cemtrex, Inc. (Name of Issuer) Common stock, $0.001 par value (Title of Class of Securities) 15130G600 (CUSIP Number) May 03, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| March 29, 2022 |
CEMTREX, INC. 276 Greenpoint Ave Bld. 8 Suite 208 Brooklyn, NY 11222 CEMTREX, INC. 276 Greenpoint Ave Bld. 8 Suite 208 Brooklyn, NY 11222 March 28, 2022 VIA EDGAR Geoff Kruczek Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Request to Withdraw the Registration Statement on Form S-1 Registration Number 333-262753 Ladies and Gentlemen: On February 15, 2022, Cemtrex, Inc., a Delaware corporation (the ?C |
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| March 22, 2022 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 21, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number |
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| March 1, 2022 |
United States securities and exchange commission logo March 1, 2022 Paul J. Wyckoff Interim Chief Financial Officer Cemtrex, Inc. 276 Greenpoint Ave., Suite 208 Brooklyn, NY 11222 Re: Cemtrex, Inc. Form 10-K for the Year Ended September 30, 2021 Filed January 21, 2022 File No. 001-37464 Dear Mr. Wyckoff: We have completed our review of your filing. We remind you that the company and its management |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 2 ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its |
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| February 28, 2022 |
February 28, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Mail Stop 3030 100 F Street, N.E. Washington, D.C. 20549 Attention: Mr. Jeffrey Gordon Mr. John Cash Office of Manufacturing Re: Cemtrex, Inc. Form 10-K for the Year Ended September 30, 2021 Filed January 21, 2022 File No. 001-37464 Gentlemen: This letter responds to the comments received from the s |
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| February 22, 2022 |
United States securities and exchange commission logo February 22, 2022 Paul J. Wyckoff Interim Chief Financial Officer Cemtrex, Inc. 276 Greenpoint Ave., Suite 208 Brooklyn, NY 11222 Re: Cemtrex, Inc. Form 10-K for the Year Ended September 30, 2021 Filed January 21, 2022 File No. 001-37464 Dear Mr. Wyckoff: We have limited our review of your filing to the financial statements and related disclosu |
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| February 18, 2022 |
Subsidiaries of the Registrant EXHIBIT 21.1 State or other jurisdiction of Date of incorporation or Attributable Name of consolidated subsidiary or entity incorporation or organization formation (date of acquisition, if applicable) interest Advanced Industrial Services, Inc. Pennsylvania July 20, 1984 (December 15, 2015) 100 % Cemtrex Advanced Technologies, Inc. New York July 11, 2017 100 % Cemtrex Technologies Pvt Ltd. India D |
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| February 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the quarterly period ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the transition period from to Commission File Number 001-37464 CEMTREX, INC. (Exact name of registr |
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| February 15, 2022 |
NT 10-Q 1 formnt10-q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transiti |
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| February 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Cemtrex, Inc. (Exact name of registrant as specified in its charter) Delaware 3829 30-0399914 (State or other jurisdiction of incorporation or organization) (Primary Standard Industrial Classification Code Number) (I.R.S. Employer Identification Number) 276 Green |
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| February 15, 2022 |
Exhibit 107 Title of Each Class of Securities to be Registered Amount to be Registered(1)(2) Maximum Offering Price Per Share (3) Maximum Aggregate Offering Price (3) Amount of Registration Fee(3) Series 1 Preferred Stock, par value $0. |
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| February 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2022 CEMTREX, INC. (Exact Name of Registrant as Specified in Charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Number) |
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| January 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 For the fiscal year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ACT OF 1934 Commission File Number 001-37464 CEMTREX, INC. (Exact name of registrant as specified in its |
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| January 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 19, 2022 Cemtrex Inc. (Exact name of registrant as specified in its charter) Delaware 001-37464 30-0399914 (State or other jurisdiction of incorporation) (Commission File Numb |
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| January 26, 2022 |
Exhibit 99.3 Cemtrex Announces Receipt of Nasdaq Listing Delinquency Letter and Has Subsequently Regained Compliance Brooklyn, NY ? January 25, 2021 ? Cemtrex Inc. (NASDAQ: CETX, CETXP, CETXW), a technology company driving innovation in Internet of Things (IoT), security, machine vision & artificial intelligence, and augmented & virtual reality, announced today that it received a letter from Listi |
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| January 26, 2022 |
December 9, 2021 to January 21, 2022 EXHIBIT 99.1 By Electronic Delivery to: [email protected] January 24, 2022 Mr. Saagar Govil Chairman of the Board, CEO, President & Secretary Cemtrex Inc. 276 Greenpoint Ave, Bld 8, Ste 208 Brooklyn, NY 11222 Re: Cemtrex Inc. (the ?Company?) Nasdaq Symbol: CETX Dear Mr. Govil: As discussed, our Listing Rules (the ?Rules?) require listed securities to maintain a minimum bid price of $1 per share. |
