Estatísticas Básicas
| CIK | 725394 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Dalrada Technology Group Inc.
SEC Filings (Chronological Order)
Esta página fornece uma lista completa e cronológica de Arquivamentos da SEC, excluindo os arquivamentos de propriedade que fornecemos em outro lugar.
| May 21, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA TECHNOLOGY GROUP, INC. (Nam |
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| May 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ ] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-CEN [] Form N-CSR For Period Ended: March 31, 2026 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q For the Trans |
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| May 1, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 24, 2026 Date of Report (Date of earliest event reported) Dalrada Technology Group, Inc. (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS |
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| February 23, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2025 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA TECHNOLOGY GROUP, INC. ( |
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| February 17, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [ ] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-CEN [] Form N-CSR For Period Ended: December 31, 2025 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q For the Tr |
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| February 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 21, 2026 Date of Report (Date of earliest event reported) Dalrada Technology Group, Inc. (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File ( |
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| January 27, 2026 |
MASTER CREDIT, SECURITY, AND ACCOUNT PURCHASE AGREEMENT Exhibit 10.2 |
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| January 27, 2026 |
MASTER PERFORMANCE STANDBY LETTER OF CREDIT AND GUARANTY AGREEMENT Exhibit 10.1 |
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| January 27, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 21, 2026 Date of Report (Date of earliest event reported) Dalrada Technology Group, Inc. (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IR |
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| January 20, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 20, 2026 Date of Report (Date of earliest event reported) Dalrada Technology Group, Inc. (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IR |
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| January 20, 2026 |
Dalrada Technology Group, Inc.. Shareholder Letter from the Chairman and CEO, Brian Bonar Exhibit 99.1 Dalrada Technology Group, Inc.. Shareholder Letter from the Chairman and CEO, Brian Bonar I want to take this moment to speak to our shareholders as we enter a new era as Dalrada Technology Group, Inc. (OTC:DHTI). It is important to reflect on events and lessons we have learned from this past year, whilst continuing our efforts and focus as we streamline the business and drive with vi |
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| November 14, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION ( |
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| November 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 31, 2025 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS |
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| September 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [X] Form 10-K [] Form 20-F [] Form 11-K [ ] Form 10-Q [] Form 10-D [] Form N-CEN [] Form N-CSR For Period Ended: June 30, 2025 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q For the Transi |
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| September 30, 2025 |
DALRADA TECHNOLOGY GROUP, INC. CODE OF BUSINESS CONDUCT AND ETHICS EXHIBIT 14 DALRADA TECHNOLOGY GROUP, INC. CODE OF BUSINESS CONDUCT AND ETHICS POLICY It is the policy of Dalrada Technology Group, Inc. (‘the Company’, ‘Company’, ‘We’) to manage and operate its business activities in conformity with applicable laws and high ethical standards. Both the Board of Directors and management are determined to comply fully with the law, and to maintain the Company’s repu |
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| September 30, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2025 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (Name of Small |
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| August 1, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (Name |
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| July 21, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (N |
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| June 23, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION ( |
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| June 6, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPOR |
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| June 6, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION |
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| June 6, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (Na |
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| January 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 13, 2025 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS |
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| January 13, 2025 |
DALRADA FINANCIAL CORPORATION 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 30, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (Na |
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| December 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 19, 2024 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IR |
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| November 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 23, 2024 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS |
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| October 22, 2024 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 18, 2024 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS |
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| October 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 11, 2024 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS |
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| October 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 October 11, 2024 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS |
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| October 15, 2024 |
Letter from Assurance Dimensions Exhibit 16.1 October 15, 2024 Office of the Chief Accountant Securities and Exchange Commission 100 F Street NE Washington, DC 20549 We have read the statements under item 4.01 in the Form 8-K dated October 15, 2024 of Dalrada Financial Corporation. to be filed with the Securities and Exchange Commission and we concur with such statements made regarding our firm. We have no basis to agree or disag |
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| September 30, 2024 |
NT 10-K 1 dalradaext.htm FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [X] Form 10-K [] Form 20-F [] Form 11-K [ ] Form 10-Q [] Form 10-D [] Form N-CEN [] Form N-CSR For Period Ended: June 30, 2024 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transiti |
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| May 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (Name |
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| April 3, 2024 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 18, 2024 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS E |
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| March 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 March 12, 2024 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS E |
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| March 13, 2024 |
Exhibit 3.1 • - - - - - - - - - = - = - - = - - - = - = - - = - - = - - = - = - = - = - = = - - = - = - = - = - = , Wyoming Secretary of State Herschler Building East, Suite 101 122 W 25th Street Cheyenne, WY 82002 - 0020 Ph. 307.777.7311 Email: [email protected] WY Secretary of State FILED: 03/12/2024 07:43 AM Original ID: 2020 - 000914861 Amendment ID: 2024 - 004664680 Profit Corporation Articles |
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| February 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 20, 2024 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IR |
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| February 26, 2024 |
Exhibit 16.1 February 20, 2024 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Ladies and Gentlemen: We have read the statements by Dalrada Financial Corporation (the “Company”) included under Item 4.01 of its Current Report on Form 8-K dated February 20, 2024, to be filed with Securities and Exchange Commission. We agree with the statements concerning our firm containe |
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| February 14, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (N |
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| February 9, 2024 |
Exhibit 20.1 Dalrada Financial Corp. Open Shareholder Letter from the Chairman and CEO, Brian Bonar I would like to take this time to address our valued shareholders about the events of 2023 and our expectations for 2024. I will share how two of our leading businesses —within the healthcare and climate technology sectors—formed a solid foundation for Dalrada’s overall progress and success not just |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 8, 2024 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS |
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| February 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 16, 2024 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (I |
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| January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 January 16, 2024 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS |
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| November 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION ( |
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| October 19, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (Name of Small |
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| October 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 September 18, 2023 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (I |
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| September 29, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [X] Form 10-K [] Form 20-F [] Form 11-K [ ] Form 10-Q [] Form 10-D [] Form N-CEN [] Form N-CSR For Period Ended: June 30, 2023 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q For the Transi |
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| September 5, 2023 |
Crown Glory: Amendment to Agreement Exhibit 10.2 APPENDIX NO 1 TO THE MOU SIGNED ON [29th] AUGUST 2023 between DALRADA CORPORATION (USA) and/or DALRADA TECHNOLOGY SPAIN, S.L. and CROWN GLORY HOLDING 1 THIS AGREEMENT is made the 29th August 2023 BETWEEN: (1) DALRADA CORPORATION (USA) and/or DALRADA TECHNOLOGY SPAIN, S.L., a company incorporated in Spain, having its principal office at C/ Parroquia de Cortinan Nave F-14 - Poligono Ind |
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| September 5, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 August 30, 2023 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS |
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| September 5, 2023 |
Exhibit 10.1 MEMORANDUM OF UNDERSTANDING This Memorandum of Understanding (hereinafter referred to as "MOU") made and entered into on 8th, August, 2023 by and among DALRADA CORPORATION (USA) and or DALRADA TECHNOLOGY SPAIN, S.L. (hereinafter the "Supplier" or "DALRADA"), a corporation registered in Spain, having its principal office at Cl Parroquia de Cortifian Nave F-14 - Poligono Industrial Berg |
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| September 5, 2023 |
Exhibit 10.3 DISTRIBUTION AGREEMENT DALRADA CORPORATION (USA) and/or DALRADA TECHNOLOGY SPAIN, S.L. (hereinafter referred to as the "Supplier" or "DALRADA ") A company registered in Spain, with registered office at C/ Parroquia de Cortifién Nave F-14 - Poligono Industrial Bergondo 15165, Bergondo (A Coruäa), Spain, with VAT number B 13847777, and JBS Consulting A duly constituted company existing |
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| September 5, 2023 |
JBS Consulting: Amendment to Agreement Exhibit 10.4 APPENDIX NO 1 TO THE DISTRIBUTION AGREEMENT SIGNED ON 15th AUGUST 2023 between DALRADA CORPORATION (USA) and/or DALRADA TECHNOLOGY SPAIN, S.L. and JBS CONSULTING 1 THIS AGREEMENT is made the 30th August 2023 BETWEEN: (1) DALRADA CORPORATION (USA) and/or DALRADA TECHNOLOGY SPAIN, S.L., a company incorporated in Spain, having its principal office at C/ Parroquia de Cortinan Nave F-14 - |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 27, 2023 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS Em |
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| May 15, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (Name |
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| May 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 4, 2023 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS Empl |
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| April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 21, 2023 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS E |
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| February 14, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (N |
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| December 22, 2022 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 December 19, 2022 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IR |
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| December 22, 2022 |
Letter from dbbmckennon to the Securities and Exchange Commission EX-16 2 dalradaex1601.htm LETTER FROM DBBMCKENNON TO THE SECURITIES AND EXCHANGE COMMISSION Exhibit 16 December 22, 2022 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Dear Commissioners: We have read the statements made by Dalrada Financial Corporation (the “Company”), which we understand will be filed with the Securities and Exchange Commission. Pursuant to Item 4.01 of |
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| November 29, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION ( |
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| November 15, 2022 |
NT 10-Q 1 dalradaext.htm EXTENSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-CEN [] Form N-CSR For Period Ended: September 30, 2022 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transi |
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| November 1, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (Name of Small |
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| September 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [X] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form 10-D [] Form N-CEN [] Form N-CSR For Period Ended: June 30, 2022 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q For the Transit |
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| July 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 27, 2022 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS Em |
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| July 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 14, 2022 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS Em |
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| June 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 June 1, 2022 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS Emp |
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| June 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 28, 2022 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS Emp |
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| May 23, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (Name |
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| May 16, 2022 |
NT 10-Q 1 dalradaext.htm 10-Q EXTENSION UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-CEN [] Form N-CSR For Period Ended: March 31, 2022 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Trans |
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| April 29, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 April 14, 2022 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IRS E |
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| April 20, 2022 |
April 20, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| March 16, 2022 |
Carter, Terry & Company Agreement Exhibit 10.10 Carter, Terry & Company 3060 Peachtree Rd, Suite 1200, Atlanta GA 30305 Phone: 404-364-3070-Member FINRA SIPC December 10, 2021 Brian Bonar Dalrada Financial Corp 600 La Terraza Blvd. Escondido, CA 92025 Subject: Private Placement Offering for Dalrada Financial Corp (DFCO-OTCQB) It is our understanding that Dalrada Financial Corp, the ?Company?, desires to raise capital, as well as t |
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| March 16, 2022 |
EX-FILING FEES 5 dalradaex107.htm CALCULATION OF FILING FEE TABLES Exhibit 107 Calculation of Filing Fee Tables S-1 Amendment No. 1 (Form Type) Dalrada Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering |
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| March 16, 2022 |
As filed with the Securities and Exchange Commission on March 16, 2022 Table of Contents As filed with the Securities and Exchange Commission on March 16, 2022 Registration No: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 16, 2022 |
As filed with the Securities and Exchange Commission on March 15, 2022 Table of Contents As filed with the Securities and Exchange Commission on March 15, 2022 Registration No: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 11, 2022 |
United States securities and exchange commission logo March 11, 2022 Brian Bonar Chief Executive Officer Dalrada Financial Corp 600 La Terraza Blvd. |
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| March 4, 2022 |
Exhibit 107 Calculation of Filing Fee Tables S-1 (Form Type) Dalrada Financial Corporation (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial effective date Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward Newly Registered Securities Equity Common Stock underlying conversion of Convertible Notes (as hereinafter defined) (1) 457(c) 14,000,000 (3) $0. |
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| March 4, 2022 |
As filed with the Securities and Exchange Commission on March 4, 2022 Table of Contents As filed with the Securities and Exchange Commission on March 4, 2022 Registration No: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 4, 2022 |
Certificate of Designation Series G Preferred Exhibit 3.5 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES G CONVERTIBLE PREFERRED STOCK OF DALRADA FINANCIAL CORPORATION Pursuant to Section 17-16-602 of the Wyoming Business Corporation Act Dalrada Financial Corporation, a Wyoming corporation (the ?Corporation? or ?DFCO?), DOES HEREBY CERTIFY: Pursuant to the authority expressly granted and vested in the Board of Directors of the |
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| February 14, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (N |
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| February 9, 2022 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (this ?Agreement?), dated as of February 4, 2022, is between DALRADA FINANCIAL COPORATION, a company incorporated under the laws of the State of Wyoming, with principal executive offices located at 600 La Terraza Blvd., Escondido, California 92025 (the ?Company?), and each of the investors listed on the Schedule of Buyer |
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| February 9, 2022 |
Exhibit 10.4 WARRANT THE SECURITIES REPRESENTED BY THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES HAVE BEEN ACQUIRED FOR INVESTMENT AND MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDE |
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| February 9, 2022 |
Exhibit 10.3 NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. THESE SECURITIES HAVE BEEN SOLD IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EX |
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| February 9, 2022 |
EX-10.2 3 dalradaex1002.htm REGISTRATION RIGHTS AGREEMENT Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of February 4, 2022, by and among DALRADA FINANCIAL CORPORATION, a Wyoming corporation (the “Company”), and YA II PN, Ltd., a Cayman Islands exempt limited partnership (the “Investor”). WHEREAS: A. In connection with the Securities Pur |
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| February 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 08, 2022 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IR |
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| December 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 30, 2021 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) wyoming 000-12641 38-3713274 (State or other jurisdiction of (Commission File (IR |
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| November 19, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION ( |
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| November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: September 30, 2021 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Per |
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| October 13, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2021 ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (Name of Small |
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| September 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [X] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form 10-D [] Form N-CEN [] Form N-CSR For Period Ended: June 30, 2021 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q For the Transit |
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| July 27, 2021 |
8-K 1 dalrada8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 July 26, 2021 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) WYOMING 000-12641 13-0021693 (State or other jurisdictio |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 26, 2021 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) WYOMING 000-12641 13-0021693 (State or other jurisdiction of (Commission File (IRS Emp |
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| May 17, 2021 |
10-Q 1 dalrada10q-033121.htm QUARTERLY REPORT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: |
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| February 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 February 8, 2021 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) WYOMING 000-12641 13-0021693 (State or other jurisdiction of (Commission File (IRS |
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| February 12, 2021 |
Quarterly Report - QUARTERLY REPORT 10-Q 1 dalrada10q-123120.htm QUARTERLY REPORT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Numb |
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| November 18, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 ? QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ? TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINAN |
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| November 16, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION ( |
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| November 5, 2020 |
Change in Shell Company Status, Completion of Acquisition or Disposition of Assets - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 5, 2020 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) WYOMING 000-12641 13-0021693 (State or other jurisdiction of (Commission File (IRS |
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| November 4, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) Wyoming 38-3713274 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identificatio |
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| October 29, 2020 |
October 29, 2020 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F. |
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| October 21, 2020 |
Fletcher Robbe International Attorneys At Law 9465 Wilshire Blvd. Suite 300, Beverly Hills CA 9021 (562) 818 3751 Email: [email protected] October 21, 2020 United States Securities and Exchange Commission Division of Corporate Finance Office of Natural Resources Washington, DC 20549 Re: Dalrada Financial Corporation Amendment No. 1 to Registration on Form S-1 Filed August 19, 2020 File No. 333 |
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| October 21, 2020 |
Table of Contents As filed with the Securities and Exchange Commission on October 21, 2020 Registration No: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 15, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2020 ☐TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (Name of Small |
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| September 28, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [X] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form 10-D [] Form N-CEN [] Form N-CSR For Period Ended: June 30, 2020 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q For the Transit |
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| August 24, 2020 |
United States securities and exchange commission logo August 24, 2020 Brian Bonar Chief Executive Officer Dalrada Financial Corporation 600 La Terraza Blvd. |
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| August 19, 2020 |
Table of Contents As filed with the Securities and Exchange Commission on August 18, 2020 Registration No: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 19, 2020 |
FLETCHER ROBBE INTERNATIONAL Attorneys at Law HEAD OFFICE & ACCOUNTS 18101 VON KARMAN AVE. Suite 220 IRVINE, CALIFORNIA, 92612 562-818-3751 WWW.FROBBEINTL.COM FLETCHER ROBBE INTERNATIONAL Attorneys at Law 600 LA TERRAZA BLVD. THIRD FLOOR ESCONDIDO, CALIFORNIA, 92025 This message, including attachments, is confidential and may contain information protected by the attorney-client privilege or work product doctrine. If you are not the addressee, |
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| August 14, 2020 |
United States securities and exchange commission logo August 14, 2020 Brian Bonar Chief Executive Officer Dalrada Financial Corporation 600 La Terraza Blvd. |
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| August 6, 2020 |
EX-3.4 5 dalradaex0304.htm BYLAWS Exhibit 3.4 FIRST AMENDED BYLAWS OF DALRADA FINANCIAL CORP. A Delaware Corporation 1 ARTICLE I SHAREHOLDERS Section 1. TIME. An annual meeting for the election of directors and for the transaction of any other proper business and any special Directors shall from time to time fix. Time of Meeting: 1:00 o’clock P.M. Date of Meeting: The 17th day of April. Section 2. |
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| August 6, 2020 |
Acquisition Agreement between the Company and Shark Innovative Technologies Corp. EX-10.5 11 dalradaex1005.htm ACQUISITION AGREEMENT - SHARK INNOVATIVE TECHOLOGIES CORP. Exhibit 10.5 STOCK PURCHASE AGREEMENT between DALRADA HEALTH PRODUCTS and SHARK INNOVATIVE TECHNOLOGIES CORP. dated as of March 23, 2020 1 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this "Agreement"), dated as of March 23, 2020, is entered into between Gregg Silvers, sole shareholder of Shark Innov |
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| August 6, 2020 |
Exhibit 3.3 CERTIFICATE OF DESIGNATIONS, PREFERENCES AND RIGHTS OF SERIES F SUPER VOTING PREFERRED STOCK OF DALRADA FINANCIAL CORPORATION (“DFCO”) Dalrada Financial Corporation, a Delaware corporation (the “Corporation” or “DFCO”), DOES HEREBY CERTIFY: Pursuant to the authority expressly granted and vested in the Board of Directors of the Corporation by the provisions in the Corporation’s Certific |
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| August 6, 2020 |
Exhibit 10.1 DALRADA FINANCIAL CORPORATION 2020 NON-QUALIFIED EMPLOYEE STOCK PURCHASE PLAN 1. Purpose of Plan. The purpose of the Dalrada Financial Corporation 2020 Non-Qualified Employee Stock Purchase Plan (the “Stock Purchase Plan”)) is to enhance employee interest in the success and progress of Dalrada Financial Corporation (the “Company”) by encouraging employee ownership of Common Stock, $.0 |
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| August 6, 2020 |
Articles of Incorporation of the Registrant - Delaware Exhibit 3.1 CERTIFICATE OF INCORPORATION OF PERSONAL COMPUTER PRODUCTS, INC. I, the undersigned, in order to form a corporation for the purposes hereinafter stated, under and pursuant to the provisions of the General Corporation law of the State of Delaware, do hereby certify as follows: FIRST: the name of the corporation is: PERSONAL COMPUTER PRODUCTS, INC. SECOND: The registered office of the co |
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| August 6, 2020 |
Employment Agreement between the Company and the Chief Executive Officer EX-10.2 8 dalradaex1002.htm EXECUTIVE EMPLOYMENT AGREEMENT Exhibit 10.2 EXECUTIVE EMPLOYMENT AGREEMENT THIS AGREEMENT is entered into as of July 1, 2019, by and between Dalrada Financial Corporation, it's subsidiaries and successors in interest (the Companies) joint and several, with its principal executive offices at 600 La Terraza Blvd., Suite 110, Escondido, California 92025 and Brian Bonar, an |
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| August 6, 2020 |
Acquisition Agreement between the Company and Prakat Inc Exhibit 10.4 STOCK PURCHASE EXCHANGE AGREEMENT BY AND BETWEEN DALRADA FINANCIAL CORPORATION And SELLING SHAREHOLDERS OF PRAKAT INC. (Texas) THIS STOCK PURCHASE EXCHANGE AGREEMENT, (the “Agreement”) is made as of the day of January, 2020, (the “Effective Date”), by and between DALRADA FINANCIAL CORPORATI0N, a public company and Delaware corporation which maintains a business address at 600 La Terra |
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| August 6, 2020 |
Articles of Incorporation – Wyoming EX-3.2 3 dalradaex0302.htm ARTICLES OF INCORPORATION - WYOMING Exhibit 3.2 Foreign Profit Corporation Articles of Domestication Pursuant to W.S. 17-16-1801 the undersigned hereby applies for a Certificate of Domestication. 1. Corporation name: Dalrada Financial Corporation 2. Incorporated under the laws of: Delaware 3. Date of incorporation: 05/12/1983 4. Period of duration: perpetual 5. Mailing a |
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| August 6, 2020 |
Registration Statement - REGISTRATION STATEMENT Table of Contents As filed with the Securities and Exchange Commission on August 5, 2020 Registration No: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 6, 2020 |
Acquisition Agreement between the Company and Likido Limited Exhibit 10.3 STOCK PURCHASE AGREEMENT BY AND BETWEEN DALRADA FINANCIAL CORPORATION And LIKIDO LIMITED (HQ) And LIKIDO SELLING SHAREHOLDER THIS STOCK PURCHASE AGREEMENT, (the “Agreement”) is made as of the 6th day of December, 2019, (the “Effective Date”), by and between DALRADA PRECISION CORP., a California corporation which maintains a business address at 600 La Terraza Blvd., Escondido, Californ |
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| July 14, 2020 |
Quarterly Report - AMENDMENT NO. 1 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Amendment No. 1 þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL C |
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| June 30, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (Name |
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| May 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (AMENDMENT NO.1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 14, 2020 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) WYOMING 000-12641 13-0021693 (State or other jurisdiction of (Commi |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 May 14, 2020 Date of Report (Date of earliest event reported) DALRADA FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) WYOMING 000-12641 13-0021693 (State or other jurisdiction of (Commission File (IRS Emp |
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| April 14, 2020 |
DFCO / Dalrada Financial Corp. 10-Q - Quarterly Report - QUARTERLY REPORT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (N |
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| February 26, 2020 |
DFCO / Dalrada Financial Corp. 10-Q - Quarterly Report - FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q þ QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 ☐ TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION ( |
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| January 30, 2020 |
DFCO / Dalrada Financial Corp. 10-K - Annual Report - ANNUAL REPORT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2019 ☐TRANSITION REPORT UNDER SECTION 13 OR 15 (d) OF THE EXCHANGE ACT For the transition period from to Commission File Number: 000-12641 DALRADA FINANCIAL CORPORATION (Name of Small |
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| October 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0167 Expires: November 30, 2010 Estimated average burden hours per response 1.50 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE A |
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| September 28, 2007 |
EX-17.6 2 resignationletter.htm HIRSCHMAN RESIGNATION LETTER Exhibit 17.6 5960 West Parker Road Suite 278 PMB 279 Plano, TX 75093 September 26, 2007 Mr. Brian Bonar, Chairman Dalrada Financial Corporation 9449 Balboa Avenue, Suite 210 San Diego, CA 92123 Dear Mr. Bonar: This is to confirm my resignation from the Board of Directors of Dalrada Financial Corporation effective this date. Sincerely, /s |
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| September 28, 2007 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 26, 2007 Dalrada Financial Corporation - - (Exact Name of Registrant as Specified in its Charter) Delaware 0-12641 0; 33-0021693 - - (State or Other Jurisdiction (Commission (IRS Emplo |
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| September 26, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number 3235-0058 Expires April 30, 2009 Estimated average burden hours per response?2.50 SEC FILE NUMBER 0-12641 CUSIP NUMBER 236496 403 Check One: [X ]Form 10-K [ ]Form 20-F [ ]Form 11-K [ ]Form 10-Q [ ]Form N-SAR For Period Ended: June 30, 2007 [ ]Transition Report on |
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| September 14, 2007 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 14, 2007 Dalrada Financial Corporation - - (Exact Name of Registrant as Specified in its Charter) Delaware 7363 & #160; 38-3713274 - - (State or Other Jurisdiction (Commission ( |
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| September 11, 2007 |
Exhibit 17.2 Date: September 5, 2007 Brian Bonar Dalrada Financial Corporation 9449 Balboa Ave San Diego, CA Re: Resignation Dear Mr. Bonar: This letter is to notify you that I am resigning from Dalrada Financial as Chief Operating Officer, effective immediately. Thank you, /s/ Angela L. Costello Angela L. Costello Cc: Board of Directors |
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| September 11, 2007 |
Exhibit 17.1 Date: September 4, 2007 Brian Bonar, Chairman & CEO Dalrada Financial Corp. 9449 Balboa Avenue, Suite 210 San Diego, CA 92123 Re: Resignation from Dalrada Board of Directors Effective September 4, 2007 Brian: Please accept this letter as resignation on behalf of Archway Insurance Group, LLC and its designated member effective today, Tuesday September 4, 2007, as a member of the Dalrad |
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| September 11, 2007 |
Exhibit 17.3 Date: September 7, 2007 Brian Bonar, CEO Dalrada Financial Corporation 9449 Balboa Ave. Suite 210 San Diego, CA 92123 Re: Resignation Mr. Bonar, Please be advised I am resigning as a Board of Director of Dalrada Financial Corporation effective immediately. Thank you, /s/ Stanley J. Costello Jr. Stanley J. Costello Jr. |
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| September 11, 2007 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 10, 2007 Dalrada Financial Corporation - (Exact Name of Registrant as Specified in its Charter) Delaware 0-12641 38-3713274 - (State or Other Jurisdiction (Commission (IRS Employer of In |
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| September 11, 2007 |
EX-17.5 6 exhibit17-5.htm RESIGNATION OF DAVID P. LIEBERMAN Exhibit 17.5 September 10, 2007 Mr. Brian Bonar Chief Executive Officer and Chairman Dalrada Financial Corporation 9449 Balboa Avenue, Suite 210 San Diego, CA 92123 Dear Brian, Please accept my resignation effective September 14, 2007 as a member of the Board of Directors of Dalrada Financial Corporation as I pursue other business opportu |
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| September 11, 2007 |
DALRADA FINANCIAL CORPORATION 9449 BALBOA AVENUE, SUITE 210 SAN DIEGO, CA 92123 (858) 277-5300 DALRADA FINANCIAL CORPORATION 9449 BALBOA AVENUE, SUITE 210 SAN DIEGO, CA 92123 (858) 277-5300 September 10, 2007 VIA EDGAR Securities and Exchange Commission Judiciary Plaza 450 Fifth Street, N. |
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| September 11, 2007 |
Exhibit 17.4 September 7, 2007 Mr. Brian Bonar Chief Executive Officer Dalrada Financial Corporation 9449 Balboa Avenue, Suite 210 San Diego, CA 92123 Dear Brian: Please accept my resignation as Chief Financial Officer of Dalrada Financial Corporation. Based upon recent events I have accepted a position with another company. Thank you for the opportunity that you afforded me. Very truly yours, /s/ |
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| September 5, 2007 |
AGREEMENT TO ACCEPT COLLATERAL IN SATISFACTION OF OBLIGATIONS Exhibit 10.03 AGREEMENT TO ACCEPT COLLATERAL IN SATISFACTION OF OBLIGATIONS THIS AGREEMENT TO ACCEPT COLLATERAL IN SATISFACTION OF OBLIGATIONS (the "Agreement") is made as of August , 2007, by and among, Dalrada Financial Corp., a Delaware corporation (the "Debtor"), Barbara R. Mittman, as collateral agent ("Collateral Agent"), Longview Fund, L.P. ("Longview") and the other parties identified on S |
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| September 5, 2007 |
Exhibit 10.04 HORIZON LAW GROUP LLP [email protected] August 21, 2007 VIA OVERNIGHT MAIL and ELECTRONIC MAIL Mr. Brian Bonar CEO and Mr. David Lieberman CFO Dalrada Financial Corporation 9449 Balboa, Suite 210 San Diego, CA 92123 Re: The Solvis Group v. Dalrada Financial Corporation, et al. Our File No. : SOL01-02 Gentlemen: This firm represents The Solvis Group, Inc. (?Solvis?) with r |
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| September 5, 2007 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 30, 2007 Dalrada Financial Corporation - - (Exact Name of Registrant as Specified in its Charter) Delaware 7363 ; 38-3713274 - - (State or Other Jurisdiction (Commission (IRS Employer of In |
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| August 3, 2007 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) August 1, 2007 Dalrada Financial Corporation - - (Exact Name of Registrant as Specified in its Charter) Delaware 0-12641 38-3713274 - - (State or Other Jurisdiction (Commission (IRS Employer of In |
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| August 3, 2007 |
Exhibit 17.1 Date: July 25, 2007 Brian Bonar, Chairman & CEO Dalrada Financial Corp. 9449 Balboa Avenue Suite 210 San Diego, CA 92123 Dear Brian: Effective immediately, at the request of Management, I hereby resign as a Director of Dalrada Financial and as the Chairman of the Board Audit Committee pursuant to a proposed funding and management agreement which requires slots be available for new dir |
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| August 3, 2007 |
Exhibit 99.01 DALRADA FINANCIAL CORPORATION - - FOR IMMEDIATE RELEASE: CONTACT: Brian Bonar Dalrada Financial Corporation 858-427-8700 858-277-3448 [email protected] www.dalrada.com DALRADA FINANCIAL APPOINTS NEW BOARD MEMBERS SAN DIEGO, CA, July 31, 2007 - Dalrada Financial Corporation (OTCBB: DFCO) today announced that Stanley J. Costello, Jr. and H. James Agnew have been elected as new boar |
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| August 3, 2007 |
Exhibit 17.2 Date: July 25, 2007 Brian Bonar Chairman & CEO Dalrada Financial Corp. 9449 Balboa Avenue Suite 210 San Diego, CA 92123 Dear Brian: Effective immediately, at the request of Management, I hereby resign as a Director of Dalrada Financial and as the Chairman of the Board Compensation Committee pursuant to a proposed funding and management agreement which requires slots be available for n |
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| August 3, 2007 |
Exhibit 17.3 Date: July 25, 2007 Brian Bonar Chairman & CEO Dalrada Financial Corp. 9449 Balboa Avenue Suite 210 San Diego, CA 92123 Dear Brian: Effective immediately, at the request of Management, I hereby resign as a Director of Dalrada Financial pursuant to a proposed funding and management agreement which requires slots be available for new directors to be appointed. Sincerely, /s/ Robert T. B |
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| June 20, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 4) Dalrada Financial Corp - - (Name of Issuer) ORDINARY SHARES, PAR VALUE NIS 0.01 PER SHARE - - (Title of Class of Securities) 235 99081900 - - (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule |
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| May 21, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2007 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO. 0-12641 DALRADA FINANCIAL CORPORATION (Exact name of registrant as specifi |
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| May 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number 3235-0058 Expires April 30, 2009 Estimated average burden hours per response…2.50 SEC FILE NUMBER 0-12641 CUSIP NUMBER 452440 40 1 Check One: [ ]Form 10-K [ ]Form 20-F [ ]Form 11-K [x ]Form 10-Q [ ]Form N-SAR For Period Ended: March 31, 2007 [ ]Transition Report o |
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| April 2, 2007 |
Exhibit 2 {For operator; do not remove this hidden text: ToC is made up of Headings 1 and 2 plus the field codes from Heading 3. |
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| April 2, 2007 |
DALRADA FINANCIAL CORPORATION PROMISSORY NOTE NOTE 1 Exhibit 10.01 DALRADA FINANCIAL CORPORATION PROMISSORY NOTE NOTE 1 $3,240,000.00 San Diego, California &# 160; March 29, 2007 DALRADA FINANCIAL CORPORATION, a Delaware corporation (the ?Company?), the principal office of which is located at 9449 Balboa Avenue, San Diego, California 92123, for value received, evidenced by the terms of a Separation Agreement dated March 29, 2007 and attached hereto |
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| April 2, 2007 |
Exhibit 10.02 DALRADA FINANCIAL CORPORATION PROMISSORY NOTE NOTE 2 $8,060,000.00 San Diego, California March 29, 2007 DALRADA FINANCIAL CORPORATION, a Delaware corporation (the ?Company?), the principal office of which is located at 9449 Balboa Avenue, San Diego, California 92123, for value received, evidenced by the terms of a Separation Agreement dated March 29, 2007 and attached hereto as Exhib |
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| April 2, 2007 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 29, 2007 Dalrada Financial Corporation - (Exact Name of Registrant as Specified in its Charter) Delaware 7363 38-3713274 - (State or Other Jurisdiction (Commission (IRS Employer of Incorpora |
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| March 23, 2007 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) March 23, 2007 Dalrada Financial Corporation - (Exact Name of Registrant as Specified in its Charter) Delaware 7363 38-3713274 - (State or Other Jurisdiction (Commission (IRS Employer of Incorpora |
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| February 27, 2007 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 20, 2006 Dalrada Financial Corporation - - (Exact Name of Registrant as Specified in its Charter) Delaware 0-12641 33-0021693 - - (State or Other Jurisdiction (Commission (IRS Employer of |
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| February 27, 2007 |
Exhibit 17 February 20, 2007 Brian Bonar Chairman & CEO Dalrada Financial 9449 Balboa Avenue Suite 210 San Diego, CA 92123 Dear Brian: Effective immediately, I hereby resign as a Director of Dalrada Financial and as a member of the Board Audit Committee. Sincerely, /s/ Paul Muscenti Paul Muscenti |
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| February 20, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2006 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO. 0-12641 DALRADA FINANCIAL CORPORATION (Exact name of registrant as spec |
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| February 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number 3235-0058 Expires March 31, 2006 Estimated average burden hours per response…2.50 SEC FILE NUMBER 0-12641 CUSIP NUMBER 452440 40 1 Check One: [ ]Form 10-K [ ]Form 20-F [ ]Form 11-K [x ]Form 10-Q [ ]Form N-SAR For Period Ended: December 31, 2006 [ ]Transition Repor |
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| February 13, 2007 |
Exhibit 99.1 ALL STAFFING, INC. AUDITED FINANCIAL STATEMENTS FOR THE YEARS ENDED DECEMBER 31, 2005 AND 2004 AND SIX MONTHS ENDED JUNE 30, 2006 AND 2005 All Staffing, Inc Index to Financial Statements CONTENTS - Page - Report of Independent Registered Public Accounting Firm........................1 FINANCIAL STATEMENTS: - - Balance Sheets............................................................. |
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| February 13, 2007 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 6, 2007 Dalrada Financial Corporation - - (Exact Name of Registrant as Specified in its Charter) Delaware 7363 38-3713274 - - (State or Other Jurisdiction (Commission (IRS Employer of Inc |
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| February 5, 2007 |
EX-16 2 exhibit16letter.htm NOTIFICATION LETTER FROM AUDITOR OF NAME CHANGE PMB+CO. Pohl, McNabola, Berg + Company, LLP. www.pmbcpas.com Exhibit 16 January 30, 2007 Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Commissioners: We have read the statements made Dalrada Financial Corporation, (copy attached), which we understand will be filed with the Commission, pursuant |
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| February 5, 2007 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 5, 2007 Dalrada Financial Corporation - (Exact Name of Registrant as Specified in its Charter) Delaware 7363 38-3713274 - (State or Other Jurisdiction (Commission (IRS Employer of Incorpo |
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| January 31, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) DALRADA FINANCIAL CORPORATION - - (Name of Issuer) COMMON STOCK - - (Title of Class of Securities) 235 990819000 - - - (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(c) *The remainde |
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| January 31, 2007 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SB-2 Registration Statement Under The Securities Act of 1933 DALRADA FINANCIAL CORPORATION (FORMERLY IMAGING TECHNOLOGIES CORPORATION) (Name of small business issuer in its charter) DELAWARE 38-3713274 - - (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 7363 - (Primary Standard Indust |
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| December 26, 2006 |
Exhibit 17 November 22, 2006 To the Board of Directors of Dalrada Financial Corporation Gentlemen: Due to other commitments I have made, please accept this letter as my resignation, effective this date, as a member of the Dalrada Financial Corporation Board of Directors and as Secretary of the corporation. |
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| December 26, 2006 |
Exhibit 99.1 DALRADA PRESS RELEASE - DRAFT Dalrada Announces Organization Changes Spin-Off of Solvis Group subsidiary to reduce operating expenses and improve operating efficiency SAN DIEGO, Dec. 19 /PRNewswire-FirstCall/ - Dalrada Financial Corporation ( OTC Bulletin Board: DFCO), a financial services company devoted to assisting small to medium size businesses announced today that it has made ce |
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| December 26, 2006 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) December 1, 2006 Dalrada Financial Corporation - - (Exact Name of Registrant as Specified in its Charter) Delaware & #160; 0-12641 33-0021693 - - (State or Other Jurisdiction (C |
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| November 20, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2006 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO. 0-12641 DALRADA FINANCIAL CORPORATION (Exact name of registrant as spe |
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| November 15, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number 3235-0058 Expires March 31, 2006 Estimated average burden hours per response…2.50 SEC FILE NUMBER 0-12641 CUSIP NUMBER 236496 403 Check One: [ ]Form 10-K [ ]Form 20-F [ ]Form 11-K [x ]Form 10-Q [ ]Form N-SAR For Period Ended: September 30, 2006 [ ]Transition Repor |
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| October 17, 2006 |
EXHIBIT 31.2 - CERTIFICATIONS I, David Lieberman, certify that: 1. I have reviewed this annual report on Form 10-KSB of Dalrada Financial Corporation (the "Company"); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of circumstances under which such statements were made, n |
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| October 17, 2006 |
EXHIBIT 32.1 - CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (18 U.S.C. SECTION 1350) In connection with the Annual Report of Dalrada Financial Corporation, a Delaware corporation (the "Company"), on Form 10-KSB for the year ending June 30, 2006, as filed with the Securities and Exchange Commission (the "Report"), I, Brian Bonar, Chief Executive Officer of the Company do |
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| October 17, 2006 |
EXHIBIT 32.2 - CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (18 U.S.C. SECTION 1350) In connection with the Annual Report of Dalrada Financial Corporation, a Delaware corporation (the "Company"), on Form 10-KSB for the year ending June 30, 2006, as filed with the Securities and Exchange Commission (the "Report"), I, David Lieberman, Chief Financial Officer of the Company |
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| October 17, 2006 |
EXHIBIT 31.1 - CERTIFICATIONS I, Brian Bonar, certify that: The undersigned certifies that: 1. I have reviewed this annual report on Form 10-KSB of Dalrada Financial Corporation (the "Company"); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of circumstances under which |
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| October 17, 2006 |
Exhibit 10 (bb) EXECUTIVE EMPLOYMENT AGREEMENT -' THIS AGREEMENT is entered into as of January 1, 2006, by and between Dalrada Financial Corporation, it's subsidiaries and successors in interest (the Companies) joint and several, with its principal executive offices at 9449 Balboa Ave. |
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| October 17, 2006 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark One) [X] ANNUAL REPORT PURSUANT SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended June 30, 2006. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to COMMISSION FILE NUMBER 0-12641 DALRADA FINANCIAL CORPORATI |
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| October 16, 2006 |
DALRADA FINANCIAL ADDS TO BOARD OF DIRECTORS Board expanded to 8 members DALRADA FINANCIAL CORPORATION PRESS RELEASE FOR RELEASE: Market Open, Monday, October 16, 2006 CONTACT: Eric Gaer, VP Investor Relations 858-277-5300 egaer@dalrada. |
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| October 16, 2006 |
DALRADA FINANCIAL CORPORATION PRESS RELEASE FOR RELEASE: Market Open, Thursday, October 12, 2006 CONTACT: Eric Gaer, VP Investor Relations 858-277-5300 egaer@dalrada. |
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| October 16, 2006 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 16, 2006 Dalrada Financial Corporation - - (Exact Name of Registrant as Specified in its Charter) Delaware 0-12641 33-0021693 - - (State or Other Jurisdiction (Commission (IRS Employer of |
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| October 16, 2006 |
8-K 1 body.htm DFCO FORM 8-K LIEBERMAN SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) October 11, 2006 Dalrada Financial Corporation - - (Exact Name of Registrant as Specified in its Charter) Delaware 0-12641 33-0021693 - - (State or Other Jur |
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| September 28, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) DALRADA FINANCIAL CORPORATION - - (Name of Issuer) COMMON STOCK - - (Title of Class of Securities) 235 990819000 - - (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(c) *The remainder |
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| September 27, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number 3235-0058 Expires March 31, 2006 Estimated average burden hours per response…2.50 SEC FILE NUMBER 0-12641 CUSIP NUMBER 236496 403 Check One: [X ]Form 10-K [ ]Form 20-F [ ]Form 11-K [ ]Form 10-Q [ ]Form N-SAR For Period Ended: June 30, 2006 [ ]Transition Report on |
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| September 18, 2006 |
STOCK PURCHASE AND SALE AGREEMENT EX-99.1 2 agreement.htm AGREEMENT Exhibit 99.1 STOCK PURCHASE AND SALE AGREEMENT STOCK PURCHASE AND SALE AGREEMENT dated September , 2006, by and among the shareholders of All Staffing, Inc. a Tennessee corporation (“Sellers”) and Dalrada Financial Services Inc., a Delaware corporation (“Purchaser”). PRELIMINARY STATEMENT Sellers (Exhibit 1) owns all of the issued and outstanding shares of capital |
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| September 18, 2006 |
EX-99.2 3 newsrelease.htm NEWS RELEASE Exhibit 99.2 DALRADA FINANCIAL CORPORATION PRESS RELEASE FOR RELEASE: Market Open, September 18, 2006 CONTACT: Eric Gaer, VP Marketing and Investor Relations 858-277-5300 [email protected] DALRADA FINANCIAL ACQUIRES PENNSYLVANIA-BASED STAFFING COMPANY Consolidated annual revenues expected to exceed $200 million SAN DIEGO, CA, September 18, 2006 - Dalrada Fina |
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| September 18, 2006 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 18, 2006 Dalrada Financial Corporation - - (Exact Name of Registrant as Specified in its Charter) Delaware < /font>0-12641 33-0021693 - - (State or Other Jurisdictio |
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| September 15, 2006 |
Other Events, Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 15, 2006 Dalrada Financial Corporation - - (Exact Name of Registrant as Specified in its Charter) Delaware 0-12641 33-0021693 - - (State or Other Jurisdiction (Commission (IRS Employer o |
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| September 15, 2006 |
EXHIBIT 99.1 DALRADA FINANCIAL CORPORATION 0; PRESS RELEASE FOR RELEASE: Market Open, September 15, 2006 CONTACT: Eric Gaer, VP Marketing and Investor Relations 858-277-5300 [email protected] DALRADA FINANCIAL IMPLEMENTS REVERSE SPLIT 1:200 reverse split effective September 15th, 2006 New trading symbol: DFCO SAN DIEGO, CA, September 15, 2006 - Dalrada Financial Corporation (OTCBB: DFCO) today a |
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| May 22, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2006 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO. 0-12641 DALRADA FINANCIAL CORPORATION (Exact name of registrant as specifi |
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| May 15, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number 3235-0058 Expires March 31, 2006 Estimated average burden hours per response?2.50 SEC FILE NUMBER 0-12641 CUSIP NUMBER 452440 40 1 Check One: [ ]Form 10-K [ ]Form 20-F [ ]Form 11-K [x ]Form 10-Q [ ]Form N-SAR For Period Ended: March 31, 2006 [ ]Transition Report o |
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| May 5, 2006 |
EX-99.2 5 exhibitnewcfo.htm EXHIBIT 99.2 Exhibit 99b DALRADA FINANCIAL CORPORATION PRESS RELEASE FOR RELEASE: Market Open, May 5, 2006 CONTACT: Eric Gaer, VP Marketing and Investor Relations 858-277-5300 [email protected] DALRADA FINANCIAL APPOINTS CHIEF ACCOUNTING OFFICER Management and board changes detailed in 8-K filing SAN DIEGO, CA, May 5, 2006 - Dalrada Financial Corporation (OTCBB: DRDF) t |
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| May 5, 2006 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 15, 2006 Dalrada Financial Corporation - - (Exact Name of Registrant as Specified in its Charter) Delaware 0-12641 33-0021693 - - (State or Other Jurisdiction (Commission (IRS Employer of In |
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| May 5, 2006 |
EX-17.1 2 exhibit17dietrich.htm EXHIBIT 17.1 Exhibit 17.1 Date: March 1, 2006 Mr. Brian Bonar Chief Executive Officer and Director Dalrada Financial Corporation. 9449 Balboa Avenue, Suite 211 San Diego, CA 92123 Via Fax: (858) 277-5379 Pages including cover: 1 Dear Mr. Bonar Please let this letter be official notice of my resignation from the Board of Directors of Dalrada Financial Corporation for |
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| May 5, 2006 |
Exhibit 99a DALRADA FINANCIAL CORPORATION PRESS RELEASE FOR RELEASE: Market Open, March 7, 2006 CONTACT: Brian Bonar, Chairman & CEO 858-277-5300 bbonar@dalrada. |
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| May 5, 2006 |
Exhibit 17b Date: March 1, 2006 Mr. Brian Bonar Chief Executive Officer and Director Dalrada Financial Corporation. 9449 Balboa Avenue, Suite 211 San Diego, CA 92123 Via Fax: (858) 277-5379 Pages including cover: 1 Dear Mr. Bonar Please let this letter be official notice of my resignation from the Board of Directors of Dalrada Financial Corporation for personal reasons, effective immediately. /s/ |
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| April 24, 2006 |
April 24, 2006 Mail Stop 4561 VIA U.S. MAIL AND FAX (858) 277-5379 Mr. Brian Bonar Chief Executive Officer Dalrada Financial Corporation 9449 Balboa Avenue, Suite 210 San Diego, CA 92123 Re: Dalrada Financial Corporation Form 10-KSB for the year ended June 30, 2005 Filed October 13, 2005 File No. 000-12641 Dear Mr. Bonar: We have completed our review of your Form 10-KSB and related filings and do |
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| April 6, 2006 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [X] Filed by the Registrant [ ] Filed by a party other than the Registrant Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [x] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to §240. |
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| April 4, 2006 |
DALRADA FINANCIAL CORPORATION 9449 Balboa Avenue, Suite 211 San Diego, California 92123 Office: (858) 277-5300 Fax: (858) 277-5379 April 4, 2006 Steven Jacobs Accounting Branch Chief Division of Corporate Finance Securities and Exchange Commission Division of Corporate Finance 100 F. |
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| March 28, 2006 |
March 27, 2006 Mail Stop 4561 VIA U.S. MAIL AND FAX (858) 277-5379 Mr. Brian Bonar Chief Executive Officer Dalrada Financial Corporation 9449 Balboa Avenue, Suite 210 San Diego, CA 92123 Re: Dalrada Financial Corporation Form 10-KSB for the year ended June 30, 2005 Filed October 13, 2005 File No. 000-12641 Dear Mr. Bonar: We have reviewed your response letter dated March 23, 2006 and have the foll |
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| March 23, 2006 |
PREM14A 1 body.htm DALRADA FINANCIAL CORPORATION FORM 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 [X] Filed by the Registrant [ ] Filed by a party other than the Registrant Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Pro |
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| March 23, 2006 |
DALRADA FINANCIAL CORPORATION 9449 Balboa Avenue, Suite 210 San Diego, California 92123 Office: (858) 277-5300 Fax: (858) 277-5379 March 23, 2006 Steven Jacobs Accounting Branch Chief Division of Corporate Finance Securities and Exchange Commission Division of Corporate Finance 100 F. |
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| March 7, 2006 |
March 7, 2006 Mail Stop 4561 VIA U.S. MAIL AND FAX (858) 277-3448 Mr. Randall Jones Chief Financial Officer Dalrada Financial Corporation 9449 Balboa Avenue, Suite 210 San Diego, CA 92123 Re: Dalrada Financial Corporation Form 10-KSB for the year ended June 30, 2005 Filed October 13, 2005 File No. 000-12641 Dear Mr. Jones: We have reviewed your filing and have the following comments. We have limit |
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| February 24, 2006 |
EX-10.46 7 liefconvertiblenote.htm EXHIBIT 10.46 LONGVIEW INT'L EQUITY FUND CONVERTIBLE NOTE 2-13-06 Exhibit 10.46 THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE |
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| February 24, 2006 |
Exhibit 10.49 THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS NOTE UNDER SAID ACT OR AN OPINION OF COUNSEL REASON |
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| February 24, 2006 |
EXHIBIT 10.41 SUBSCRIPTION AGREEMENT THIS SUBSCRIPTION AGREEMENT (this ?Agreement?), dated as of February 13, 2006, by and among Dalrada Financial Corp. (formerly Imaging Technologies Corporation), a Delaware corporation (the ?Company?), and the subscribers identified on the signature page hereto (each a ?Subscriber? and collectively ?Subscribers?). WHEREAS, the Company and the Subscribers are exe |
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| February 24, 2006 |
Exhibit 10.44 THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS NOTE UNDER SAID ACT OR AN OPINION OF COUNSEL REASON |
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| February 24, 2006 |
FORM OF CLASS A COMMON STOCK PURCHASE WARRANT EX-10.50 11 warrantlf.htm EXHIBIT 10.50 WARRANT LONGVIEW FUND LP 2-13-06 Exhibit 10.50 THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGI |
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| February 24, 2006 |
EX-10.48 9 balmoreconvertnote.htm EXHIBIT 10.48 BALMORE SA CONVERT NOTE 2-13-06 Exhibit 10.48 THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGIS |
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| February 24, 2006 |
FORM OF CLASS A COMMON STOCK PURCHASE WARRANT Exhibit 10.53 THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SAT |
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| February 24, 2006 |
EX-10.42 3 escrowagreement.htm EXHIBIT 10.42 ESCROW AGREEMENT 2-13-06 EXHIBIT 10.42 FUNDS ESCROW AGREEMENT This Agreement is dated as of the 13th day of February, 2006 among Dalrada Financial Corp., a Delaware corporation (the "Company"), the Subscribers identified on Schedule A hereto (each a “Subscriber” and collectively “Subscribers”), and Grushko & Mittman, P.C. (the "Escrow Agent"): W I T N E |
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| February 24, 2006 |
FORM OF CLASS A COMMON STOCK PURCHASE WARRANT EX-10.54 15 warrantbalmore.htm EXHIBIT 10.54 WARRANT BALMORE SA 2-13-06 Exhibit 10.54 THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGIS |
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| February 24, 2006 |
FORM OF CLASS A COMMON STOCK PURCHASE WARRANT Exhibit 10.55 THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SAT |
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| February 24, 2006 |
FORM OF CLASS A COMMON STOCK PURCHASE WARRANT Exhibit 10.52 THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT UNDER SAID ACT OR AN OPINION OF COUNSEL REASONABLY SAT |
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| February 24, 2006 |
FORM OF CLASS A COMMON STOCK PURCHASE WARRANT EX-10.51 12 warrantlef.htm EXHIBIT 10.51 WARRANT LONGVIEW EQUITY FUND 2-13-06 Exhibit 10.51 THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS WARRANT AND THE COMMON SHARES ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE |
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| February 24, 2006 |
EX-10.45 6 lfconvertiblenote.htm EXHIBIT 10.45 LONGVIEW FUND LP CONVERTIBLE NOTE #2 2-13-06 Exhibit 10.45 THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFF |
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| February 24, 2006 |
[THIS SPACE INTENTIONALLY LEFT BLANK] Exhibit 10.56 SECURITY AGREEMENT 1. Identification. This Security Agreement (the "Agreement"), dated as of February 13, 2006, is entered into by and between Dalrada Financial Corp., a Delaware corporation ("Parent"), The Solvis Group, Inc., a Nevada corporation, The Solvis Group, Inc., a Michigan corporation, Sourceone Group, Inc., a Delaware corporation (each a "Guarantor" and together with Paren |
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| February 24, 2006 |
Exhibit 10.59 FINANCIAL CONSULTING AGREEMENT THIS AGREEMENT (the "Agreement") is made effective as of February 9, 2006 between GHILLIE FINANZ, S.A., a Swiss corporation, maintaining an office at Bundesstrasse 3, 6304 Zug CH, Switzerland, telecopier: (415) 981-5301(hereinafter the "Consultant") and DALRADA FINANCIAL CORP., a Delaware corporation, maintaining an office at 9449 Balboa Avenue, Suite 2 |
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| February 24, 2006 |
Exhibit 10.47 THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS NOTE UNDER SAID ACT OR AN OPINION OF COUNSEL REASON |
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| February 24, 2006 |
COLLATERAL AGENT AGREEMENT COLLATERAL AGENT AGREEMENT (this "Agreement") dated as of February 13, 2006, among Barbara R. |
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| February 24, 2006 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) February 13, 2006 Dalrada Financial Corporation - - (Exact Name of Registrant as Specified in its Charter) Delaware 0-12641 33-0021693 - - (State or Other Jurisdiction (Commission (IRS Employer of |
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| February 24, 2006 |
Exhibit 10.57 FORM OF GUARANTY 1. Identification. This Guaranty (the "Guaranty"), dated as of February 13, 2006, is entered into by The Solvis Group, Inc., a Nevada corporation, The Solvis Group, Inc., a Michigan corporation, Sourceone Group, Inc., a Delaware corporation (each a ?Guarantor?), for the benefit of the parties identified on Schedule A hereto (each a ?Lender? and collectively, the "Len |
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| February 24, 2006 |
EX-10.43 4 convertiblenote.htm EXHIBIT 10.43 CONVERTIBLE NOTE LONGVIEW FUND LP 2-13-06 Exhibit 10.43 THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED. THIS NOTE AND THE COMMON SHARES ISSUABLE UPON CONVERSION OF THIS NOTE MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIV |
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| February 21, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2005 or || TRANSITION REPORT UNDER SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file No. 0-12641 DALRADA FINANCIAL CORPORATION (EXACT NAME OF REGISTRANT AS SPECI |
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| February 14, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number 3235-0058 Expires March 31, 2006 Estimated average burden hours per response?2.50 SEC FILE NUMBER 0-12641 CUSIP NUMBER 452440 40 1 Check One: [ ]Form 10-K [ ]Form 20-F [ ]Form 11-K [x ]Form 10-Q [ ]Form N-SAR For Period Ended: December 31, 2005 [ ]Transition Repor |
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| December 22, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SB-2 AMENDMENT NO. 5 Registration Statement Under The Securities Act of 1933 DALRADA FINANCIAL CORPORATION (FORMERLY IMAGING TECHNOLOGIES CORPORATION) (Name of small business issuer in its charter) DELAWARE 33-0021693 - - (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 7363 - (Primary |
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| December 22, 2005 |
DALRADA FINANCIAL CORPORATION 9449 Balboa Avenue, Suite 211 San Diego, California 92123 OFFICE: (858) 277-5300 FAX: (858) 277-5379 ================================================================================ December 22, 2005 Daniel Lee Attorney-Advisor Division of Corporate Finance Securities and Exchange Commission Division of Corporate Finance 100 F. |
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| December 12, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SB-2 AMENDMENT NO. 4 Registration Statement Under The Securities Act of 1933 DALRADA FINANCIAL CORPORATION (FORMERLY IMAGING TECHNOLOGIES CORPORATION) (Name of small business issuer in its charter) DELAWARE 33-0021693 - - (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 7363 - (Primary |
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| December 12, 2005 |
DALRADA FINANCIAL CORPORATION 9449 Balboa Avenue, Suite 211 San Diego, California 92123 Office: (858) 277-5300 Fax: (858) 277-5379 - - December 9, 2005 Daniel Lee Attorney-Advisor Division of Corporate Finance Securities and Exchange Commission Division of Corporate Finance 450 Fifth Street, N. |
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| November 21, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2005 or || TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file No. 0-12641 DALRADA FINANCIAL CORPORATION (EXACT NAME OF REGISTRANT AS SPEC |
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| November 14, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number 3235-0058 Expires March 31, 2006 Estimated average burden hours per response?2.50 SEC FILE NUMBER 0-12641 CUSIP NUMBER 452440 40 1 Check One: [ ]Form 10-K [ ]Form 20-F [ ]Form 11-K [x ]Form 10-Q [ ]Form N-SAR For Period Ended: September 30, 2005 [ ]Transition Repo |
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| November 10, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB Amendment 2 [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2005 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file No. 0-12641 DALRADA FINANCIAL CORPORATION (EXACT NAME OF REGISTRAN |
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| November 10, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB Amendment 3 [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2004 or || TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file No. 0-12641 DALRADA FINANCIAL CORPORATION (EXACT NAME OF REGISTR |
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| October 13, 2005 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark One) [X] ANNUAL REPORT PURSUANT SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended June 30, 2005. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission file number 0-12641 DALRADA FINANCIAL CORPORATI |
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| October 11, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SB-2 AMENDMENT NO. 3 Registration Statement Under The Securities Act of 1933 DALRADA FINANCIAL CORPORATION (FORMERLY IMAGING TECHNOLOGIES CORPORATION) (Name of small business issuer in its charter) DELAWARE 33-0021693 - - (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 7363 - (Primary |
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| September 28, 2005 |
DALRADA FINANCIAL CORPORATION 9449 Balboa Avenue, Suite 211 San Diego, California 92123 Office: (858) 277-5300 Fax: (858) 277-5379 - - September 27, 2005 Daniel Lee Attorney-Advisor Division of Corporate Finance Securities and Exchange Commission Division of Corporate Finance 450 Fifth Street, N. |
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| September 28, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SB-2 AMENDMENT NO. 3 Registration Statement Under The Securities Act of 1933 DALRADA FINANCIAL CORPORATION (FORMERLY IMAGING TECHNOLOGIES CORPORATION) (Name of small business issuer in its charter) DELAWARE 33-0021693 - - (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 7363 - (Primary |
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| September 27, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number 3235-0058 Expires March 31, 2006 Estimated average burden hours per response?2.50 SEC FILE NUMBER 0-12641 CUSIP NUMBER 452440 40 1 Check One: [X ]Form 10-K [ ]Form 20-F [ ]Form 11-K [ ]Form 10-Q [ ]Form N-SAR For Period Ended: June 30, 2005 [ ]Transition Report on |
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| September 20, 2005 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB Amendment II (Mark One) [X] ANNUAL REPORT PURSUANT SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended June 30, 2004. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission file number 0-12641 DALRADA FINANC |
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| September 20, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB Amendment II [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2004 or || TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file No. 0-12641 DALRADA FINANCIAL CORPORATION (EXACT NAME OF REGIST |
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| September 20, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) September 19, 2005 Dalrada Financial Corporation - - (Exact Name of Registrant as Specified in its Charter) Delaware 0-12641 33-0021693 - - (State or Other Jurisdiction (Commission (IRS Employer o |
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| September 20, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB Amendment 1 [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2005 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file No. 0-12641 DALRADA FINANCIAL CORPORATION (EXACT NAME OF REGISTRAN |
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| July 26, 2005 |
Room 4561 June 7, 2005 Mr. Brian Bonar Chief Executive Officer Dalrada Financial Corporation 9449 Balboa Avenue, Suite 211 San Diego, California 92123 Re: Dalrada Financial Corporation (formerly Imaging Technologies Corporation) Amendment No. 2 to Registration Statement on Form SB-2 File No. 333-120019 Form 10-KSB for the fiscal year ended June 30, 2004, as amended Form 10-QSB for the fiscal quart |
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| June 3, 2005 |
Exhibit 10(aq) STOCK PURCHASE AND SALE AGREEMENT among QUIK PIX INCORPORATED, and DALRADA FINANCIAL CORPORATION Dated as of December 31st, 2004 1 STOCK PURCHASE AND SALE AGREEMENT STOCK PURCHASE AND SALE AGREEMENT, dated December 31, 2004, by and among DALRADA FINANCIAL CORPORATION, a Delaware corporation (?Seller?), QUIK PIX INCORPORATED, a Nevada corporation, (?Buyer?). |
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| June 3, 2005 |
Completion of Acquisition or Disposition of Assets SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) May 25, 2005 Dalrada Financial Corporation - - - (Exact Name of Registrant as Specified in its Charter) Delaware 0-12641 33-0021693 - - - (State or Other Jurisdiction (Commission (IRS Employer of |
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| June 3, 2005 |
DALRADA FINANCIAL CORPORATION ANNOUNCES TRANSFER OF THE SOLVIS GROUP INTO QUIK PIX INC. CONTACT: Brian Bonar, CEO Dalrada Financial Corp. 9449 Balboa Avenue San Diego, CA 92123 (858) 277-5300 [email protected] Paul Knopick E & E Communications 949/707-5365 [email protected] DALRADA FINANCIAL CORPORATION ANNOUNCES TRANSFER OF THE SOLVIS GROUP INTO QUIK PIX INC. SAN DIEGO, CA, June 2, 2005 - (PR NEWSWIRE) - Dalrada Financial Corporation ( OTC BB: DRDF), which provides a |
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| May 24, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2005 or [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file No. 0-12641 DALRADA FINANCIAL CORPORATION (EXACT NAME OF REGISTRANT AS SPECIFI |
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| May 16, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-QSB Amendment one [X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2004 or || TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file No. 0-12641 DALRADA FINANCIAL CORPORATION (EXACT NAME OF REGIS |
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| May 16, 2005 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB Amendment I (Mark One) [X] ANNUAL REPORT PURSUANT SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended June 30, 2004. [ ] TRANSITION REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission file number 0-12641 DALRADA FINANCI |
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| May 16, 2005 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SB-2 AMENDMENT NO. 2 Registration Statement Under The Securities Act of 1933 DALRADA FINANCIAL CORPORATION (FORMERLY IMAGING TECHNOLOGIES CORPORATION) (Name of small business issuer in its charter) DELAWARE 33-0021693 - - (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 7363 - (Primary |
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| May 16, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING OMB APPROVAL OMB Number 3235-0058 Expires March 31, 2006 Estimated average burden hours per response?2.50 SEC FILE NUMBER 0-12641 CUSIP NUMBER 452440 40 1 Check One: [ ]Form 10-K [ ]Form 20-F [ ]Form 11-K [x ]Form 10-Q [ ]Form N-SAR For Period Ended: March 31, 2005 [ ]Transition Report o |
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| May 13, 2005 |
DALRADA FINANCIAL CORPORATION 9449 Balboa Avenue, Suite 211 San Diego, California 92123 Office: (858) 277-5300 Fax: (858) 277-5379 May 13, 2005 Daniel Lee Attorney-Advisor Division of Corporate Finance Securities and Exchange Commission Division of Corporate Finance 450 Fifth Street, N. |
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| May 11, 2005 |
Mail Stop 4-6 April 26, 2005 Mr. Brian Bonar Chief Executive Officer Dalrada Financial Corporation 9449 Balboa Avenue, Suite 211 San Diego, California 92123 Re: Dalrada Financial Corporation Amendment No. 1 to Registration Statement on Form SB-2 File No. 333-120019 Form 10-KSB for the fiscal year ended June 30, 2004 Form 10-QSB for the fiscal quarter ended December 31, 2004 File No. 0-12641 Dear M |
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| May 11, 2005 |
Mail Stop 4-6 November 24, 2004 Mr. Brian Bonar Chief Executive Officer Dalrada Financial Corporation 9449 Balboa Avenue, Suite 211 San Diego, California 92123 Re: Dalrada Financial Corporation Registration Statement on Form SB-2 filed October 28, 2004 File No. 333-120019 Form 10-KSB for the fiscal year ended June 30, 2004 File No. 0-12641 Dear Mr. Bonar: This is to advise you that we have limited |
