Estatísticas Básicas
| CIK | 814286 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Halo Companies Inc
SEC Filings (Chronological Order)
Esta página fornece uma lista completa e cronológica de Arquivamentos da SEC, excluindo os arquivamentos de propriedade que fornecemos em outro lugar.
| February 9, 2023 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 96849 / February 8, 2023 Admin. Proc. File No. 3-20974 In the Matter of HALO COMPANIES, INC. OPINION OF THE COMMISSION SECTION 12(j) PROCEEDING Grounds for Remedial Action Failure to Comply with Periodic Filing Requirements Company failed to file periodic reports in violation of Section 13(a) of the Sec |
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| April 3, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) [X] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form 10-D [] Form N-SAR [] N-CSR For Period Ended: December 31, 2016 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Re |
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| April 3, 2017 |
HALN / Halo Companies, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in its charter) Delaware 000-15862 1 |
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| April 3, 2017 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name of Subsidiary State of Incorporation Percentage of Ownership by Registrant Halo Group, Inc. Texas 98.9% Halo Benefits, Inc. Texas 100% Halo Portfolio Advisors, LLC Texas 100% Halo Asset Management, LLC Texas 100% |
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| November 14, 2016 |
Halo Companies FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-15 |
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| August 15, 2016 |
Halo Companies FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-15862 1 |
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| August 15, 2016 |
Halo Companies FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-15862 1 |
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| May 16, 2016 |
Halo Companies FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-15862 |
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| March 30, 2016 |
HALN / Halo Companies, Inc. 10-K - Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in its charter) Delaware 000-15862 1 |
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| March 30, 2016 |
EX-21.1 2 halo10k-ex2101.htm SUBSIDIARIES OF REGISTRANT Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name of Subsidiary State of Incorporation Percentage of Ownership by Registrant Halo Group, Inc. Texas 98.9% Halo Benefits, Inc. Texas 100% Halo Portfolio Advisors, LLC Texas 100% Halo Asset Management, LLC Texas 100% |
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| November 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q 10-Q 1 haln10q93015.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as speci |
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| October 13, 2015 |
8-K 1 haln8k101315.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2015 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Com |
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| August 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-1586 |
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| May 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-158 |
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| March 31, 2015 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name of Subsidiary State of Incorporation Percentage of Ownership by Registrant Halo Group, Inc. Texas 98.9% Halo Benefits, Inc. Texas 100% Halo Portfolio Advisors, LLC Texas 100% Halo Asset Management, LLC Texas 100% |
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| March 31, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in its charter) Delaware 000-1586 |
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| November 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000 |
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| August 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-1586 |
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| May 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-158 |
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| March 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in its charter) Delaware 000-1586 |
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| March 31, 2014 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name of Subsidiary State of Incorporation Percentage of Ownership by Registrant Halo Group, Inc. Texas 98.9% Halo Benefits, Inc. Texas 100% Halo Portfolio Advisors, LLC Texas 100% Halo Asset Management, LLC Texas 100% |
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| November 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000 |
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| August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-1586 |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-15862 |
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| April 1, 2013 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name of Subsidiary State of Incorporation Percentage of Ownership by Registrant Halo Group, Inc. Texas 98.9% Halo Group Mortgage, LLC Texas 100% Halo Loan Modification Services, LLC Texas 100% Halo Select Insurance Services, LLC Texas 100% Halo Benefits, Inc. Texas 100% Halo Portfolio Advisors, LLC Texas 100% Halo Asset Management, LLC Texas 100% Equitas Hou |
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| April 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in its charter) Delaware 000-15862 1 |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-15 |
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| September 4, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2012 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS E |
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| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-15862 1 |
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| May 22, 2012 |
HALO COMPANIES, INC. ANNOUNCES PROFITABLE FIRST QUARTER 2012 RESULTS Exhibit 99.1 Contact Information: Paul Williams Vice Chairman & Chief Financial Officer 214-644-0065 [email protected] FOR IMMEDIATE RELEASE HALO COMPANIES, INC. ANNOUNCES PROFITABLE FIRST QUARTER 2012 RESULTS ALLEN, TX (May 22, 2012) – Halo Companies, Inc. (OTCQB: HALN) announced profitable first quarter results with revenue of $1.9 million and a net income of $279,000 for the quarter ended Ma |
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| May 22, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2012 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS Empl |
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| May 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2012 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-158 |
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| May 10, 2012 |
Montgomery Coscia Greilich LLP EX-16 2 halo8k051012ex16.htm EXHIBIT 16 Exhibit 16 Montgomery Coscia Greilich LLP Certified Public Accountants 2500 Dallas Parkway, Suite 300 Plano, Texas 75093 972.748.0300 p 972.748.0700 f Thomas A. Montgomery, CPA Matthew R. Coscia, CPA Paul E. Greilich, CPA Jeanette A. Musacchio James M. Lyngholm Christopher C. Johnson, CPA J. Brian Simpson, CPA Rene E. Balli, CPA Erica D. Rogers, CPA Dustin W |
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| May 10, 2012 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - 8-K/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2012 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS Em |
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| May 1, 2012 |
Unregistered Sales of Equity Securities, Changes in Registrant's Certifying Accountant - 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2012 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS Em |
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| April 12, 2012 |
Halo Companies, Inc. Announces Profitable Fourth Quarter Results Exhibit 99.1 Press Release For Further Information Contact: Paul Williams Vice Chairman & Chief Financial Officer 214-644-0065 [email protected] Halo Companies, Inc. Announces Profitable Fourth Quarter Results ALLEN, TX (April 12, 2012) – Halo Companies, Inc. (OTCQB: HALN) announced profitable fourth quarter results with revenue of $3.2 million and a net income of $461,000 for the quarter ended |
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| April 12, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2012 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS Em |
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| March 30, 2012 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name of Subsidiary State of Incorporation Percentage of Ownership by Registrant Halo Group, Inc. Texas 98.9% Halo Group Mortgage, LLC Texas 100% **Halo Group Realty, LLC Texas 100% Halo Credit Solutions, LLC Texas 100% Halo Debt Solutions, Inc. Texas 100% Halo Loan Modification Services, LLC Texas 100% Halo Select Insurance Services, LLC Texas 100% Halo Bene |
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| March 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in its charter) Delaware 000-1586 |
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| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2011 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000 |
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| October 13, 2011 |
October 12, 2011 Brandon Cade Thompson Chief Executive Officer Halo Companies, Inc. |
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| October 4, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2011 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IR |
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| September 22, 2011 |
Halo Companies, Inc. One Allen Center, Suite 500 700 Central Expressway South Allen, TX 75013 o: 214.644.0065 f: 214.644.0070 September 20, 2011 Mr. Larry Spirgel, Assistant Director Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Halo Companies, Inc. (the “Company”) Form 10-K for fiscal year ended December 31, 2010 Filed March |
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| August 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-1586 |
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| July 26, 2011 |
Halo Companies, Inc. One Allen Center, Suite 500 700 Central Expressway South Allen, TX 75013 o: 214.644.0065 f: 214.644.0070 July 25, 2011 Mr. Larry Spirgel, Assistant Director Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Halo Companies, Inc. (the “Company”) Form 10-K for fiscal year ended December 31, 2010 Filed March 31, 2 |
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| June 28, 2011 |
June 28, 2011 Brandon Cade Thompson Chief Executive Officer Halo Companies, Inc. One Allen Center, Suite 500 700 Central Expressway South Allen, Texas 75013 Re: Halo Companies, Inc. Form 10-K for fiscal year ended December 31, 2010 Filed March 31, 2011 File No. 000-15862 Dear Mr. Thompson: We have reviewed your response letter dated June 17, 2011 and your filings and have the following comments. P |
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| June 17, 2011 |
Halo Companies, Inc. One Allen Center, Suite 500 700 Central Expressway South Allen, TX 75013 o: 214.644.0065 f: 214.644.0070 June 17, 2011 Mr. Larry Spirgel, Assistant Director Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Halo Companies, Inc. (the “Company”) Form 10-K for fiscal year ended December 31, 2010 Filed March 31, 2 |
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| May 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE May 31, 2011 Brandon Cade Thompson Chief Executive Officer Halo Companies, Inc. One Allen Center, Suite 500 700 Central Expressway South Allen, Texas 75013 Re: Halo Companies, Inc. Form 10-K for fiscal year ended December 31, 2010 Filed March 31, 2011 File No. 000-15862 Dear Mr. Thompson: We hav |
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| May 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-158 |
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| March 31, 2011 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name of Subsidiary State of Incorporation Percentage of Ownership by Registrant Halo Group, Inc. Texas 98.4% Halo Group Mortgage, LLC Texas 100% Halo Group Realty, LLC Texas 100% Halo Credit Solutions, LLC Texas 100% Halo Debt Solutions, Inc. Texas 100% Halo Loan Modification Services, LLC Texas 100% Halo Select Insurance Services, LLC Texas 100% Halo Benefi |
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| March 31, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2010 [] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in its charter) Delaware 000-1586 |
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| December 17, 2010 |
Exhibit 2.1 ASSIGNMENT AND CONTRIBUTION AGREEMENT BY AND AMONG HALO COMPANIES, INC. (“HALO”) AND HALO ASSET MANAGEMENT, LLC (“ASSIGNEE”) AND THE UNDERSIGNED BEING ALL THE MEMBERS OF EQUITAS ASSET MANAGEMENT, LLC (“COLLECTIVELY ASSIGNORS”) AND EQUITAS ASSET MANAGEMENT, LLC (“EQUITAS”) December 13, 2010 ASSIGNMENT AND CONTRIBUTION AGREEMENT THIS ASSIGNMENT AND CONTRIBUTION AGREEMENT (the “Agreement” |
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| December 17, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2010 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS |
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| November 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2010 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 00 |
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| August 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-158 |
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| August 6, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2010 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS Em |
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| July 15, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2010 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS Empl |
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| June 16, 2010 |
Unregistered Sales of Equity Securities SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2010 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS Emp |
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| May 20, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2010 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS Empl |
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| May 20, 2010 |
Exhibit 99.1 2010 ANNUAL LETTER TO SHAREHOLDERS 2010 Annual Letter to Shareholders by Executive Committee of Halo Companies, Inc. (OTCBB: HALN) May 5, 2010 Dear Fellow Shareholders: With the completion and public filing of the 2009 year-end financials, we are pleased to report Halo Companies, Inc. has achieved key milestones essential to executing Halo’s aggressive business strategy. However, even |
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| May 14, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in Charter) Delaware 000-15 |
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| April 23, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2010 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS Em |
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| April 1, 2010 |
Unregistered Sales of Equity Securities SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2010 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS |
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| March 25, 2010 |
Exhibit 21.1 SUBSIDIARIES OF REGISTRANT Name of Subsidiary State of Incorporation Percentage of Ownership by Registrant Halo Group, Inc. Texas 97.4% Halo Group Mortgage, LLC Texas 100% Halo Group Realty, LLC Texas 100% Halo Credit Solutions, LLC Texas 100% Halo Debt Solutions, Inc. Texas 100% Halo Loan Modification Services, LLC Texas 100% Halo Select Insurance Services, LLC Texas 100% Halo Benefi |
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| March 25, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 HALO COMPANIES, INC. (Exact name of registrant as specified in its charter) Delaware 000-158 |
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| March 3, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2010 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS |
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| January 4, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2009 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS |
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| December 15, 2009 |
EXHIBIT 3.1 RESTATED CERTIFICATE OF INCORPORATION OF GVC VENTURE CORP. (Pursuant to Sections 245 and 242 of the General Corporation Law of the State of Delaware) GVC VENTURE CORP., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), does hereby, pursuant to the provisions of Sections 245 and 242 of the General Corpor |
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| December 15, 2009 |
BY-LAWS HALO COMPANIES, INC. ARTICLE I EXHIBIT 3.3 BY-LAWS HALO COMPANIES, INC. ARTICLE I Stockholders SECTION 1. Annual Meeting. A regular annual meeting of the stockholders shall be held for the election of directors and the transaction of such other business as may come before the stockholders for action on the last Thursday in October at 10:00 a.m. or at such other time and at such place, within or without the State of Delaware, as |
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| December 15, 2009 |
Halo Group, Inc. Parent Company, GVC Venture Corp., Announces Change in Name EXHIBIT 99.1 Halo Group, Inc. Parent Company, GVC Venture Corp., Announces Change in Name GVC Venture Corp. Changes Name to Halo Companies, Inc. Allen, TX. – Halo Group, Inc., a nationwide consumer financial services company and a subsidiary of GVC Venture Corp. (OTCBB: GPAX), announces today that the company is proceeding with the initiatives that were authorized by the stockholders and made avai |
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| December 15, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2009 HALO COMPANIES, INC. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS |
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| December 15, 2009 |
EXHIBIT 3.2 AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION OF HALO COMPANIES, INC. (Pursuant to Section 242 of the General Corporation Law of the State of Delaware) Halo Companies, Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify: FIRST: The Board of Directors of the Corporation duly |
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| November 20, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION (Rule 14c-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statemen |
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| November 12, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 GVC Venture Corp. (Exact name of registrant as specified in Charter) Delaware 000-1 |
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| November 6, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION (Rule 14c-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. ) Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statemen |
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| October 16, 2009 |
Exhibit 99.1 AGREEMENT TO JOINTLY FILE SCHEDULE 13D The undersigned hereby agree to jointly prepare and file with regulatory authorities a Schedule 13D and any future amendments thereto reporting each of the undersigned’s ownership of securities of GVC Venture Corp. and hereby affirm that such Schedule 13D is being filed on behalf of each of the undersigned. Dated: October 15, 2009 /s/ Paul Willia |
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| October 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* GVC Venture Corp. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 36237L102 (CUSIP Number) Reif O. Chron, Esq. 700 Central Expressway South, Suite 110 Allen, Texas 75013 214.644.0583 (Name, Address and Telephone Number of Pers |
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| October 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* GVC Venture Corp. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 36237L102 (CUSIP Number) Reif O. Chron, Esq. 700 Central Expressway South, Suite 110 Allen, Texas 75013 214.644.0583 (Name, Address and Telephone Number of Pers |
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| October 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* GVC Venture Corp. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 36237L102 (CUSIP Number) Reif O. Chron, Esq. 700 Central Expressway South, Suite 110 Allen, Texas 75013 214.644.0583 (Name, Address and Telephone Number of Pers |
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| October 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* GVC Venture Corp. (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 36237L102 (CUSIP Number) Reif O. Chron, Esq. 700 Central Expressway South, Suite 110 Allen, Texas 75013 214.644.0583 (Name, Address and Telephone Number of Pers |
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| October 6, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2009 GVC VENTURE CORP. (Exact name of Company as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS E |
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| October 6, 2009 |
HALO GROUP, INC. 2007 STOCK PLAN Exhibit 10.1 HALO GROUP, INC. 2007 STOCK PLAN 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentive to Employees, Directors and Consultants and to promote the success of the Company’s business. Options granted under the Plan may be Incentive Stock Options or Nonstatutory |
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| October 6, 2009 |
(Consolidated) GVC Venture Corp. Exhibit 99.3 (Consolidated) GVC Venture Corp. Unaudited Combined Pro Forma Balance Sheet Halo Group, Inc. and Subsidiaries GVC Venture Corp. Pro Forma (Consolidated) GVC Venture Corp. 6/30/2009 6/30/2009 Adjustments 6/30/2009 ASSETS CURRENT ASSETS Cash and cash equivalents $ 233,727 $ 44,000 $ 277,727 Restricted Cash 228,828 - 228,828 Trade accounts receivable, net of allowance for doubtful accoun |
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| October 6, 2009 |
GVC VENTURE CORP. CERTIFICATE OF DESIGNATION OF SERIES Z CONVERTIBLE PREFERRED STOCK Exhibit 3.2 GVC VENTURE CORP. CERTIFICATE OF DESIGNATION OF SERIES Z CONVERTIBLE PREFERRED STOCK GVC VENTURE CORP., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), does hereby certify that, pursuant to the authority conferred upon the Board of Directors of the Corporation by its Certificate of Incorporation, as amended and restated to date (the “Ce |
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| October 6, 2009 |
Exhibit 99.2 HALO GROUP, INC. AND SUBSIDIARIES Financial Statements Together With Accountant’s Review Report Thereon June 30, 2009 and 2008 Montgomery Coscia Greilich LLP Certified Public Accountants 2500 Dallas Parkway, Suite 300 Plano, Texas 75093 972.378.0400 p 972.378.0416 f Thomas A. Montgomery, CPA Matthew R. Coscia, CPA Paul E. Greilich, CPA Jeanette A. Musacchio James M. Lyngholm Christoph |
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| October 6, 2009 |
REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS Exhibit 99.1 REPORT OF INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS To the Shareholders of Halo Group, Inc. and Subsidiaries We have audited the accompanying consolidated balance sheets of Halo Group, Inc. and Subsidiaries (the “Company”) as of December 31, 2008 and 2007 and the related consolidated statements of operations, changes in shareholders’/members’ equity (deficit) and cash flows for the yea |
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| October 6, 2009 |
Exhibit 16 October 5, 2009 U.S. Securities and Exchange Commission Office of the Chief Accountant 450 Fifth Street, NW Washington, DC 20549 Dear Sir or Madam: We have read Item 4.01 of Form 8-K of GVC Venture, Corp. dated October 5, 2009 and agree with the statements concerning our Firm contained in the first, third and fourth paragraphs therein. We agree with the statements made in response to th |
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| October 6, 2009 |
EX-3.1 2 gvcventure8k100609ex31.htm EXHIBIT 3.1 Exhibit 3.1 CERTIFICATE OF MERGER OF GVC MERGER CORP., A TEXAS CORPORATION WITH AND INTO HALO GROUP, INC., A TEXAS CORPORATION In accordance with the provisions of Section 10.151 of the Texas Business Organizations Code, GVC Merger Corp., a Texas corporation (the “Non-Surviving Corporation”) and Halo Group, Inc., a Texas corporation (the “Surviving C |
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| September 18, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INFORMATION STATEMENT PURSUANT TO SECTION 14(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 14f-1 THEREUNDER Commission File No. 000-15862 GVC VENTURE CORP. (Exact name of registrant as specified in its charter) Delaware 13-3018466 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identificati |
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| September 17, 2009 |
AGREEMENT AND PLAN OF MERGER BY AND AMONG HALO GROUP, INC. GVC VENTURE CORP. AND GVC MERGER CORP. September 17, 2009 TABLE OF CONTENTS Page Article I DEFINITIONS 1 Article II MERGER 4 2.1 Effects of Merger 5 2.2 Effect on Halo Capital Stock and GVC Merger Corp Capital Stock 6 2.3 Rights of Holders of Halo Common Stock 6 2.4 Procedure for Exchange of Halo Common Stock 6 2.5 Dissenting Shares 7 2.6 |
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| September 17, 2009 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2009 GVC VENTURE CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IR |
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| August 28, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2009 or o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-15862 GVC VENTURE CORP. |
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| May 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended March 31, 2009 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 000-15862 GVC VENTURE CORP. (Exac |
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| February 9, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended December 31, 2008 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. (Exa |
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| November 7, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended September 30, 2008 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. (Ex |
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| August 7, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-KSB UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-KSB (Mark One) x ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2008 OR o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-15862 GVC VENTURE CORP. |
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| May 12, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended March 31, 2008 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. (Exact name of small business |
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| February 4, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended December 31, 2007 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. (Exact name of small bu |
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| January 4, 2008 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2007 GVC VENTURE CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS |
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| January 4, 2008 |
Letter dated January 3, 2008 from Mahoney Sabol, LLP. Exhibit 16 |
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| November 8, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended September 30, 2007 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. (Exact name of small busin |
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| November 8, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2007 GVC VENTURE CORP. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 000-15862 13-3018466 (Commission File Number) (IRS |
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| November 8, 2007 |
BY-LAWS GVC VENTURE CORP. (as amended through November 5, 2007) ARTICLE I Stockholders BY-LAWS GVC VENTURE CORP. (as amended through November 5, 2007) ARTICLE I Stockholders SECTION 1. Annual Meeting. A regular annual meeting of the stockholders shall be held for the election of directors and the transaction of such other business as may come before the stockholders for action on the last Thursday in October at 10:00 a.m. or at such other time and at such place, within or without th |
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| August 27, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-KSB (Mark One) ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2007 OR TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-15862 GVC VENTURE CORP. |
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| May 8, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended March 31, 2007 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. (Exact name of small business |
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| February 2, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended December 31, 2006 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. (Exact name of small busine |
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| November 3, 2006 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended September 30, 2006 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. (Exact name of small business |
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| August 4, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-KSB (Mark One) ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2006 OR TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-15862 GVC VENTURE CORP. |
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| May 4, 2006 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended March 31, 2006 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. (Exact name of small business |
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| February 13, 2006 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended December 31, 2005 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - - (Exact name of smal |
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| February 2, 2006 |
================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| January 5, 2006 |
Exhibit 2.1(c) SECOND AMENDMENT TO AGREEMENT AND PLAN OF MERGER THIS SECOND AMENDMENT TO AGREEMENT AND PLAN OF MERGER (the "Amendment") is dated as of December 30, 2005, by and among Cougar Biotechnology, Inc., a Delaware corporation ("Cougar"), GVC Venture Corp., a Delaware corporation ("GVC"), and GVC Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Parent ("GVC Acquisiti |
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| January 5, 2006 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 7, 2005 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended September 30, 2005 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - - (Exact name of sma |
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| October 11, 2005 |
EXHIBIT 2.1(b) FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER THIS FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER (the "Amendment") is dated as of October 7, 2005, by and among Cougar Biotechnology, Inc., a Delaware corporation ("Cougar"), GVC Venture Corp., a Delaware corporation ("GVC"), and GVC Acquisition Corp., a Delaware corporation and wholly-owned subsidiary of Parent ("GVC Acquisition") |
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| October 11, 2005 |
================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| September 28, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 - FORM 10-KSB (Mark One) [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2005 OR [] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-15862 GVC VENTURE CORP. |
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| June 28, 2005 |
================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| June 28, 2005 |
EXECUTION VERSION Exhibit 99.1 AGREEMENT AND PLAN OF MERGER BY AND AMONG COUGAR BIOTECHNOLOGY, INC. GVC VENTURE CORP. AND GVC ACQUISITION CORP. JUNE 27, 2005 TABLE OF CONTENTS Page - ARTICLE I DEFINITIONS..........................................................1 ARTICLE II MERGER..............................................................5 2.1 Effects of Merger.................................. |
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| May 12, 2005 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended March 31, 2005 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - - (Exact name of small b |
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| February 4, 2005 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended December 31, 2004 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - - (Exact name of smal |
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| November 5, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended September 30, 2004 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - - (Exact name of sma |
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| September 28, 2004 |
3.1(d) CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GVC VENTURE CORP. It is hereby certified that: 1. The name of the corporation (hereinafter called the "Corporation") is GVC Venture Corp. 2. The Certificate of Incorporation of the Corporation is hereby amended by striking out the first paragraph of Article FOURTH thereof and by substituting in lieu of said paragraph the following |
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| September 28, 2004 |
3.1(a) RESTATED CERTIFICATE OF INCORPORATION OF GVC VENTURE CORP. (PURSUANT TO SECTIONS 245 AND 242 OF THE GENERAL CORPORATION LAW OF THE STATE OF DELAWARE) GVC VENTURE CORP. (the "Corporation"), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware, does hereby, pursuant to the provisions of Sections 245 and 242 of the General Corporation |
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| September 28, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 10-KSB (Mark One) [X] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended June 30, 2004 OR [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-15862 GVC VENTURE CORP. |
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| September 28, 2004 |
14.1 GVC VENTURE CORP. CODE OF ETHICS I. INTRODUCTION: This Code of Ethics for principal executive officer (the "CEO"), principal financial officer and principal accounting officer or controller, or persons performing similar functions, (collectively, the "Covered Officers") (this "Code") has been adopted by the Company's Board of Directors (the "Board") of GVC Venture Corp. (the "Company") to pro |
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| September 28, 2004 |
3.1(c) CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GVC VENTURE CORP. It is hereby certified that: 1. The name of the corporation (hereinafter called the "Corporation") is GVC Venture Corp. 2. The Certificate of Incorporation of the Corporation is hereby amended by striking out the first paragraph of Article FOURTH thereof and by substituting in lieu of said paragraph the following |
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| September 28, 2004 |
3.1(b) CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GROW VENTURES CORP. - It is hereby certified that: 1. The name of the corporation (hereinafter called the "Corporation") is GROW VENTURES CORP. 2. The certificate of incorporation of the Corporation is hereby amended by striking out Article FIRST thereof and substituting in lieu of said Article the following new Article: "FIRST: Th |
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| September 15, 2004 |
================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 15, 2004 |
EXHIBIT 16 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Gentlemen: We have read Item 4.01 of Form 8-K/A dated (date of earliest event reported) August 17, 2004, of GVC Venture Corp. and are in agreement with the statements contained in the second paragraph on page 2. We have no basis to agree or disagree with other statements of the registrant contained therein. / |
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| August 31, 2004 |
COMMENT LETTER - ITEM 4, FORM 8-K - ISSUED 8/31/2004 August 31, 2004 Mail Stop 0305 Via U.S. Mail and facsimile Marc J. Hanover Vice-President Finance and Treasurer and Accounting Officer The Chrysler Building 405 Lexington Avenue 26th Floor New York, NY 10174 Re: Form 8-K filed August 24, 2004 File No.: 0-15862 Dear Mr. Hanover: We have reviewed the above referenced filing and have the following comments. We welcome any questions you may have about |
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| August 24, 2004 |
J.H. COHN LLP Accountants & Consultants Your Source for Business Solutions - - 117 Great Neck Road. Suite 201 . Great Neck, NY 71021 . 516-482-4200 . fax 516.487-7049 . www.jhcohn.com EXHIBIT 16 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Gentlemen: We have read Item 4 of Form 8-K dated August 20, 2004, of GVC Venture Corp. and are in agreement with the statement |
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| August 24, 2004 |
================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| July 8, 2004 |
AMENDMENT NO. 2 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* GVC VENTURE CORP. (Name of Issuer) Common Stock (Title of Class of Securities) 36237L102 (CUSIP Number) Steven E. Berman Palisade Capital One Bridge Plaza Fort Lee, New Jersey 07024 (201) 585-7733 (Name, Address and Telephone Number of Persons Authorized to Receive N |
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| July 8, 2004 |
Exhibit 1(b) Joint Filing Agreement Pursuant to Rule 13d-1(k)(1) of Regulation 13D-G under the Securities Exchange Act of 1934, as amended, we, the signatories of the statement on Schedule 13D to which this Agreement is an exhibit, do hereby agree that such statement is, and any amendments thereto filed by any of us will be, filed on behalf of each of us. |
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| July 2, 2004 |
================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| July 2, 2004 |
- OMB APPROVAL - OMB Number 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response . |
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| July 2, 2004 |
Exhibit 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GVC VENTURE CORP. It is hereby certified that: 1. The name of the corporation (hereinafter called the "Corporation") is GVC Venture Corp. 2. The Certificate of Incorporation of the Corporation is hereby amended by striking out the first paragraph of Article FOURTH thereof and by substituting in lieu of said paragraph the follo |
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| July 2, 2004 |
- OMB APPROVAL - OMB Number 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response . |
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| May 25, 2004 |
SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [X] Definitive Information Statement GVC Venture Corp. |
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| May 14, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended March 31, 2004 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - - (Exact name of registr |
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| May 10, 2004 |
- OMB APPROVAL - OMB Number 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response . |
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| May 7, 2004 |
- OMB APPROVAL - OMB Number 3235-0145 Expires: December 31, 2005 Estimated average burden hours per response . |
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| May 7, 2004 |
Exhibit 1 Joint Filing Agreement Pursuant to Rule 13d-1(k)(1) of Regulation 13D-G under the Securities Exchange Act of 1934, as amended, we, the signatories of the statement on Schedule 13D to which this Agreement is an exhibit, do hereby agree that such statement is, and any amendments thereto filed by any of us will be, filed on behalf of each of us. |
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| May 7, 2004 |
SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statement GVC Venture Corp. |
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| May 7, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* GVC VENTURE CORP. (Name of Issuer) Common Stock (Title of Class of Securities) 36237L102 (CUSIP Number) Steven E. Berman Palisade Capital One Bridge Plaza Fort Lee, New Jersey 07024 (201) 585-7733 (Name, Address and Telephone Number of Persons Authorized to Receive N |
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| April 30, 2004 |
Exhibit 99.1 STOCK PURCHASE AGREEMENT - STOCK PURCHASE AGREEMENT, dated as of April 29, 2004 (this "Agreement"), by and among GVC Venture Corp., a Delaware corporation (the "Company"), Bernard Zimmerman & Company, Inc. a Connecticut corporation ("Zimmerman Company"), Berman Industries, Inc., a Florida corporation ("Berman Industries"), and Gordon Banks ("Banks" and collectively with Zimmerman Comp |
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| April 30, 2004 |
STOCKHOLDERS AGREEMENT This Agreement is made as of April 29, 2004 by and among Bernard Zimmerman & Company, Inc. |
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| April 30, 2004 |
================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 30, 2004 |
SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Information Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) [ ] Definitive Information Statement GVC Venture Corp. |
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| February 17, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended December 31, 2003 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - - (Exact name of regi |
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| December 12, 2003 |
EXHIBIT 16 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Gentlemen: We have read Item 4 of Form 8-K dated (December 11, 2003), of (GVC Venture Corp.) and are in agreement with the statements contained in the first, third, fourth, fifth and sixth paragraphs on pages 1 and 2 therein. We have no basis to agree or disagree with other statements of the registrant contai |
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| December 12, 2003 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2003 GVC VENTURE CORP. - (Exact Name of Registrant as Specified in Charter) Delaware 0-15862 13-3018466 - - - (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) |
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| December 9, 2003 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended September 30, 2003 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - - (Exact name of reg |
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| December 3, 2003 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (X) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended June 30, 2003. ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - (Exact name of registra |
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| September 29, 2003 |
- UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION - Washington, D.C. 20549 OMB Number: 3235-0058 Expires: March 31, 2006 Estimated average burden FORM 12b-25 hours per response ..... 2.50 - NOTIFICATION OF LATE FILING SEC FILE NUMBER - CUSIP NUMBER - (Check One):|X|Form 10-K | |Form 20-F | |Form 11-K | |Form 10-Q | |Form N-SAR For Period Ended: June 30, 2003 - [ ] Transition Report o |
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| May 20, 2003 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 - FORM 10-QSB QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarterly period ended March 31, 2003 Commission File No. 0-15862 GVC VENTURE CORP. - (Exact name of registrant as specified in its charter) Delaware 13-3018466 - - - (State or other jurisdiction of (I.R.S. Employer i |
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| May 20, 2003 |
Exhibit 99.1 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the filing of the Quarterly Report on Form 10-QSB for the Quarter Ended March 31, 2003 (the "Report"), by GVC Venture Corp. (the "Registrant"), the undersigned hereby certifies that, to the best of his knowledge: 1. The Report fully complies with the requirements of Section 13(a) or 15(d) of the |
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| May 20, 2003 |
Exhibit 99.2 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the filing of the Quarterly Report on Form 10-QSB for the Quarter Ended March 31, 2003 (the "Report"), by GVC Venture Corp. (the "Registrant"), the undersigned hereby certifies that, to the best of his knowledge: 1. The Report fully complies with the requirements of Section 13(a) or 15(d) of the |
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| May 14, 2003 |
- UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION - Washington, D.C. 20549 OMB Number: 3235-0058 Expires: March 31, 2006 Estimated average burden FORM 12b-25 hours per response ..... 2.50 - NOTIFICATION OF LATE FILING SEC FILE NUMBER - CUSIP NUMBER - (Check One):| |Form 10-K | |Form 20-F | |Form 11-K |X|Form 10-Q | |Form N-SAR For Period Ended: March 31, 2003 - [ ] Transition Report |
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| May 14, 2003 |
SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* GVC VENTURE CORP. (Name of Issuer) Common Stock (Title of Class of Securities) 36237L102 (CUSIP Number) Ms. Stephney Costello Palisade Capital One Bridge Plaza Fort Lee, New Jersey 07024 (201) 585-7733 (Name, Address and Telephone Number of Persons Authorized to Recei |
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| February 13, 2003 |
Exhibit 99.1 - CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of GVC Venture Corp. (the "Company") on Form 10-QSB for the period ended December 31, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Marc Hanover, Vice President Finance and Treasur |
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| February 13, 2003 |
Exhibit 99.2 - CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of GVC Venture Corp. (the "Company") on Form 10-QSB for the period ended December 31, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Russell Banks, Chairman of the Board of Director |
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| February 13, 2003 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended December 31, 2002 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - (Exact name of regist |
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| November 14, 2002 |
CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of GVC Venture Corp. (the "Company") on Form 10-QSB for the period ended September 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Marc Hanover, Chief Financial Officer of the Company, certify, |
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| November 14, 2002 |
CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of GVC Venture Corp. (the "Company") on Form 10-QSB for the period ended September 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Marc Hanover, Chief Financial Officer of the Company, certify, |
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| November 14, 2002 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended September 30, 2002 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - (Exact name of regis |
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| September 30, 2002 |
EXHIBIT 99.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report on Form 10-K of GVC Venture Corp. (the "Company") for the fiscal year ended June 30, 2002 (the "Report"), certifies, (1) The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 19 |
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| September 30, 2002 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (X) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the fiscal year ended June 30, 2002. () TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - (Exact name of registrant |
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| August 9, 2002 |
================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 13, 2002 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended March 31, 2002 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - - (Exact name of registran |
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| March 15, 2002 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q/A (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended December 31, 2001 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - (Exact name of regist |
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| February 14, 2002 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended December 31, 2001 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - (Exact name of registra |
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| November 14, 2001 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended September 30, 2001. ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. (Exact name of registra |
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| September 28, 2001 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (X) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SURITIES EXCHANGE ACT OF 1934. For the fiscal year ended June 30, 2001. ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - (Exact name of registrant a |
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| May 15, 2001 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended March 31, 2001 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. (Exact name of registrant as |
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| February 14, 2001 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended December 31, 2000 ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - (Exact name of registra |
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| November 3, 2000 |
FORM 10-K FOR GVC VENTURE CORP. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the Quarter ended September 30, 2000. ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the transition period from to Commission File No. 0-15862 GVC VENTURE CORP. - - (Exact name of regi |
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| October 24, 2000 |
PRELIMINARY PROXY FOR GVC VENTURE CORP. NoSuchKey The specified key does not exist. edgar/data/814286/000091068000000720/0001.txt 21PRYMNZXGADZEZ3 daLeEikdHQu/OFmeqndzlfPnoNNQnH4JMNJSYhhfRJeMifCxKR2RMKffXzKoSKR+Z5AWQAz6RPY= |
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| September 25, 2000 |
FORM 10-K FOR GVC VENTURE CORP. NoSuchKey The specified key does not exist. edgar/data/814286/000091068000000658/0001.txt DGZMZ89H9DAYFTQF Iq1pfVeA+oF6eq+BhgWre8O2SGvg9hZWesOiC6JHGjTdeyne6Wi+5hT6TQvQ4FR4v6kRdrfjsyp92lE4nq2bMQ== |
