Estatísticas Básicas
| LEI | 549300VET627YPCK1T69 |
| CIK | 1728688 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to i3 Verticals, Inc.
SEC Filings (Chronological Order)
Esta página fornece uma lista completa e cronológica de Arquivamentos da SEC, excluindo os arquivamentos de propriedade que fornecemos em outro lugar.
| June 2, 2026 |
presentationq2fy2026 Fiscal Year 2026 Quarter 2 2 Except as otherwise indicated or unless the context otherwise requires, all references in this presentation to “we,” “our,” “us,” “i3,” the “Company” or “i3 Verticals” refer to i3 Verticals, Inc. |
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| June 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 2, 2026 i3 Verticals, Inc. |
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| May 12, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2026 i3 Verticals, Inc. |
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| May 8, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. ( |
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| May 7, 2026 |
i3 VERTICALS REPORTS SECOND QUARTER 2026 FINANCIAL RESULTS i3 VERTICALS REPORTS SECOND QUARTER 2026 FINANCIAL RESULTS NASHVILLE, Tenn. (May 7, 2026) – i3 Verticals, Inc. (Nasdaq: IIIV) (“i3 Verticals” or the “Company”) today reported its financial results for the fiscal second quarter ended March 31, 2026. Highlights from continuing operations1 for the three and six months ended March 31, 2026 vs. 2025 •Second quarter revenue from continuing operations1 w |
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| May 7, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2026 i3 Verticals, Inc. |
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| May 7, 2026 |
supplementalpresentation 1 Supplemental Information Q2 FISCAL YEAR 2026 2 ($ in thousands) Quarter Ended March 31, 2026 December 31, 2025 September 30, 2025 June 30, 2025 March 31, 2025 December 31, 2024 September 30, 2024 June 30, 2024 March 31, 2024 Recurring revenue SaaS(2) $ 12,658 $ 10,959 $ 10,375 $ 9,299 $ 9,209 $ 8,812 $ 8,331 $ 7,517 $ 7,500 Transaction-based(3) 22,359 20,399 19,971 19,32 |
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| March 3, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 3, 2026 i3 Verticals, Inc. |
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| February 18, 2026 |
Table 1: Newly Registered Securities Calculation of Filing Fee Tables S-8 i3 Verticals, Inc. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Class A common stock, par value $0.0001 per share Other 2,632,896 $ 21.58 $ 56,817,895.68 0.0001381 $ 7,846.55 Tot |
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| February 18, 2026 |
As Filed With the Securities and Exchange Commission on February 18, 2026 As Filed With the Securities and Exchange Commission on February 18, 2026 Registration No. |
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| February 6, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc |
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| February 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2026 i3 Verticals, Inc. |
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| February 5, 2026 |
i3 VERTICALS REPORTS FIRST QUARTER 2026 FINANCIAL RESULTS Completes Acquisition of Motor Vehicle Insurance Verification Software Company NASHVILLE, Tenn. |
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| February 5, 2026 |
supplementalpresentation 1 Supplemental Information Q1 FISCAL YEAR 2026 2 ($ in thousands) Quarter Ended December 31, 2025 September 30, 2025 June 30, 2025 March 31, 2025 December 31, 2024 September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 Software and related service revenue SaaS(2) $ 10,959 $ 10,375 $ 9,299 $ 9,209 $ 8,812 $ 8,331 $ 7,517 $ 7,500 $ 7,419 Transaction-based(3) 4,040 |
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| January 15, 2026 |
Annual Report 2025Leadership Team Greg Daily Chairman & Chief Executive Officer Clay Whitson Chief Strategy Officer Rick Stanford President Paul Christians Chief Revenue Officer Paul Maple General Counsel & Secretary Geoff Smith Chief Financial Officer Clay Whitson Director Timothy McKenna Former President of Fidelity Capital Markets Fidelity Investment John Harrison Director, Harbert Management Corporation David Morgan Chairman & Vice President, LBMC Financial Services, LLC Greg Daily Chairman David Wilds Managing Partner, First Avenue Partners Decosta Jenkins Former Chief Executive Officer, Nashville Electric Service Elizabeth Seigenthaler Courtney Managing Partner, Southeast, Finn Partners Inc. |
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| January 15, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| January 15, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| November 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (Exac |
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| November 21, 2025 |
i3 Verticals, Inc. LIST OF SUBSIDIARIES Exhibit 21.1 i3 Verticals, Inc. LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation Doing Business As Name (Including d/b/a name, if applicable) 3V ImageSoft (CAN) B.C. Ltd. Canada Ad Valorem Records, Inc. Texas AVR, Inc. AccuFund, Inc. Colorado AccuFund Celtic Cross Holdings, Inc. Arizona Celtic Celtic Nominee Holdings, LLC Delaware Celtic Systems Private Limited India CP-DBS, L |
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| November 17, 2025 |
i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2025 FINANCIAL RESULTS i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2025 FINANCIAL RESULTS NASHVILLE, Tenn. |
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| November 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2025 (November 12, 2025) i3 Verticals, Inc. |
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| November 17, 2025 |
supplementalpresentation 1 Q4 FISCAL YEAR 2025 Supplemental Information 2 Revenue Composition(1) ($ in thousands) Quarter Ended September 30, 2025 June 30, 2025 March 31, 2025 December 31, 2024 September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 Software and related service revenue SaaS(2) $ 10,375 $ 9,299 $ 9,209 $ 8,812 $ 8,331 $ 7,517 $ 7,500 $ 7,419 Transaction-based(3) 4,294 4,0 |
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| September 11, 2025 |
144 0001737439 XXXXXXXX LIVE 0001728688 i3 Verticals, Inc. 001-38532 40 BURTON HILLS BLVD. SUITE 415 NASHVILLE TN 37215 800-203-7981 MAPLE PAUL Officer Common Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716 2500 77462.50 23877023 09/11/2025 NASDAQ Common 06/21/2018 IPO Purchaser Issuer N 2500 06/21/2018 Cash Y 09/11/2025 Maressia Rooks-Bailey, as duly authorized representat |
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| August 29, 2025 |
144 0001954402 XXXXXXXX LIVE 0001728688 I3 VERTICALS, INC 001-38532 40 Burton Hills Blvd. |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (E |
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| August 7, 2025 |
i3 VERTICALS REPORTS THIRD QUARTER 2025 FINANCIAL RESULTS i3 VERTICALS REPORTS THIRD QUARTER 2025 FINANCIAL RESULTS NASHVILLE, Tenn. (August 7, 2025) – i3 Verticals, Inc. (Nasdaq: IIIV) (“i3 Verticals” or the “Company”) today reported its financial results for the fiscal third quarter ended June 30, 2025. Highlights from continuing operations1 for the three and nine months ended June 30, 2025 vs. 2024 •Third quarter revenue from continuing operations was |
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| August 7, 2025 |
supplementalpresentation 1 Supplemental Information Q3 FISCAL YEAR 2025 2 ($ in thousands) Quarter Ended June 30, 2025 March 31, 2025 December 31, 2024 September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 Software and related service revenue SaaS(2) $ 9,299 $ 9,209 $ 8,812 $ 8,331 $ 7,517 $ 7,500 $ 7,419 $ 7,665 $ 7,215 Transaction-based(3) 4,052 3,830 |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 i3 Verticals, Inc. |
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| May 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. ( |
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| May 9, 2025 |
, by and among i3 Verticals, LLC, the guarantors and lenders party Exhibit 10.2 February 11, 2025 i3 Verticals, LLC 40 Burton Hills Boulevard, Suite 415 Nashville, TN 37215 Re: Credit Agreement, dated as of May 8, 2023 (as amended, restated, amended and restated, extended, supplemented or otherwise modified in writing from time to time, the “Credit Agreement”), among i3 Verticals, LLC, a Delaware limited liability company (the “Borrower”), the Guarantors from tim |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2025 i3 Verticals, Inc. |
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| May 8, 2025 |
i3 VERTICALS REPORTS SECOND QUARTER 2025 FINANCIAL RESULTS Completes Acquisition of Utility Billing Software Company Completes Divestiture of Healthcare RCM Business NASHVILLE, Tenn. |
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| May 8, 2025 |
supplementalpresentation 1 Supplemental Information Q2 FISCAL YEAR 2025 2 ($ in thousands) Quarter Ended March 31, 2025 December 31, 2024 September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 Software and related service revenue SaaS(2) $ 10,585 $ 10,182 $ 9,677 $ 8,834 $ 8,809 $ 8,742 $ 8,977 $ 8,523 $ 8,244 Transaction-based(3) 4,043 3, |
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| May 6, 2025 |
, by and among i3 Verticals, LLC, i3 Healthcare Solutions, LLC and Infinx, Inc. Exhibit 2.1 SECURITIES PURCHASE AGREEMENT BY AND AMONG i3 VERTICALS, LLC, i3 HEALTHCARE SOLUTIONS, LLC, AND INFINX, INC. DATED AS OF MAY 5, 2025 TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Cross-References to Other Defined Terms 11 ARTICLE II PURCHASE AND SALE 14 Section 2.1 Purchase and Sale 14 Section 2.2 Purchase Price; Payments by Buyer. 14 Section 2.3 Closi |
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| May 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2025 (May 5, 2025) i3 Verticals, Inc. |
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| May 6, 2025 |
i3 Verticals Divests Healthcare RCM Business Exhibit 99.1 i3 Verticals Divests Healthcare RCM Business NASHVILLE, Tenn. (May 6, 2025) - i3 Verticals, Inc. (“i3 Verticals” or the “Company”) (NASDAQ: IIIV), and Infinx, Inc. (“Infinx”), a leader in AI-powered revenue cycle management solutions, today announced the entry into a definitive agreement and the contemporaneous closing of the sale of i3 Verticals’ Healthcare Revenue Cycle Management ( |
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| May 6, 2025 |
Exhibit 10.1 SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of May 5, 2025 (the “Second Amendment Effective Date”) is entered into by and among I3 VERTICALS, LLC, a Delaware limited liability company (the “Borrower”), the Guarantors party hereto, the Lenders party hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent. RECITALS WH |
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| April 23, 2025 |
April 23, 2025 Geoff Smith Chief Financial Officer i3 Verticals, Inc. 40 Burton Hills Blvd., Suite 415 Nashville, TN 37215 Re: i3 Verticals, Inc. Form 10-K for Fiscal Year Ended September 30, 2024 File No. 001-38532 Dear Geoff Smith: We have completed our review of your filing. We remind you that the company and its management are responsible for the accuracy and adequacy of their disclosures, not |
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| March 21, 2025 |
March 21, 2025 Via EDGAR and Federal Express United States Securities and Exchange Commission Division of Corporation Finance, Office of Trade & Services 100 F Street, NE Washington, D. |
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| March 12, 2025 |
March 12, 2025 Geoff Smith Chief Financial Officer i3 Verticals, Inc. 40 Burton Hills Blvd., Suite 415 Nashville, TN 37215 Re: i3 Verticals, Inc. Form 10-K for Fiscal Year Ended September 30, 2024 Form 8-K dated February 6, 2025 File No. 001-38532 Dear Geoff Smith: We have limited our review of your filing to the financial statements and related disclosures and have the following comment(s). Pleas |
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| February 25, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 25, 2025 i3 Verticals, Inc. |
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| February 7, 2025 |
Amendment No. 1 to Limited Liability Company Agreement of i3 Verticals, LLC, dated January 23, 2025 AMENDMENT NO. 1 TO LIMITED LIABILITY COMPANY AGREEMENT OF i3 VERTICALS, LLC This Amendment No. 1 to the Limited Liability Company Agreement (this “Amendment”) of i3 Verticals, LLC, a Delaware limited liability company (the “Company”), is entered into as of January 23, 2025, by and among the Company, i3 Verticals, Inc., a Delaware corporation (the “Corporation” and, in its capacity as Manager under |
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| February 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc |
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| February 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2025 i3 Verticals, Inc. |
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| February 6, 2025 |
i3 VERTICALS REPORTS FIRST QUARTER 2025 FINANCIAL RESULTS Reiterates Guidance i3 VERTICALS REPORTS FIRST QUARTER 2025 FINANCIAL RESULTS Reiterates Guidance NASHVILLE, Tenn. |
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| February 6, 2025 |
1 Supplemental Information Q1 FISCAL YEAR 2025 2 ($ in thousands) Quarter Ended December 31, 2024 September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 Software and related service revenue SaaS(2) $ 10,182 $ 9,677 $ 8,834 $ 8,809 $ 8,742 $ 8,977 $ 8,523 $ 8,244 $ 7,713 Transaction-based(3) 3,836 4,121 3,928 3,538 3,651 3 |
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| January 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2025 (January 23, 2025) i3 Verticals, Inc. |
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| January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| January 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| January 10, 2025 |
Annual Report 2024Each year I write this letter during the holiday season. It is the season of gratitude, reflection, and above all, new beginnings. I feel these in a very special way this year. When we founded i3 in 2012, we envisioned a company that would integrate payments functionality into software products in a seamless manner. As a first step, and before our focus shifted to the software si |
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| November 25, 2024 |
Insider Trading Policy of i3 Verticals, Inc. INSIDER TRADING POLICY i3 VERTICALS, INC. I.INTRODUCTION This Insider Trading Policy (this “Policy”) governs transactions involving the securities of i3 Verticals, Inc. (“i3 Verticals” or the “Company”), and certain related matters as specified herein. This Policy is intended to ensure compliance with applicable laws and ethical business practices. For purpose of this Policy, “i3 Verticals Securit |
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| November 25, 2024 |
supplementalpresentation 1 Q4 FISCAL YEAR 2024 Supplemental Information 2 Revenue Composition - Continuing Operations(1) ($ in thousands) Quarter Ended September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 Software and related service revenue SaaS(2) $ 9,677 $ 8,834 $ 8,809 $ 8,742 $ 8,977 $ 8,523 $ 8,244 $ 7,713 Transac |
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| November 25, 2024 |
Form of Restricted Stock Unit Award Agreement under 2018 Equity Incentive Plan Exhibit 99.4 i3 VERTICALS, INC. 2018 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD i3 Verticals, Inc. (the “Company”), pursuant to its 2018 Equity Incentive Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) an award (the “Award”) of Restricted Stock Units (the “Restricted Stock Units”), each of which represents the right to rece |
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| November 25, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2024 i3 Verticals, Inc. |
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| November 25, 2024 |
Exhibit 99.5 i3 VERTICALS, INC. 2020 ACQUISITION EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD i3 Verticals, Inc. (the “Company”), pursuant to its 2020 Acquisition Equity Incentive Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) an award (the “Award”) of Restricted Stock Units (the “Restricted Stock Units”), each of which repr |
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| November 25, 2024 |
Explanatory Note: i3 Verticals, Inc. (the “Company”) is updating the press release issued by the Company on November 19, 2024, as reflected below to correct an error in the allocation of net income attributable to non-controlling interests between continuing operations and discontinued operations for the three months and years ended September 30, 2024 and 2023, which was identified by management w |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (Exac |
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| November 25, 2024 |
List of subsidiaries of i3 Verticals, Inc. Exhibit 21.1 i3 Verticals, Inc. LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation Doing Business As Name (Including d/b/a name, if applicable) 3V ImageSoft (CAN) B.C. Ltd. Canada ACS-Medical Business Solutions, LLC Delaware ACS Ad Valorem Records, Inc. Texas AVR, Inc. AccuFund, Inc. Colorado AccuFund Celtic Cross Holdings, Inc. Arizona Celtic Celtic Global, Inc. Arizona Celtic |
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| November 19, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2024 i3 Verticals, Inc. |
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| November 19, 2024 |
i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2024 FINANCIAL RESULTS Company Reaffirms 2025 Outlook NASHVILLE, Tenn. |
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| November 19, 2024 |
1 Q4 FISCAL YEAR 2024 Supplemental Information 2 Revenue Composition - Continuing Operations(1) ($ in thousands) Quarter Ended September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 Software and related service revenue SaaS(2) $ 9,677 $ 8,834 $ 8,809 $ 8,742 $ 8,977 $ 8,523 $ 8,244 $ 7,713 Transaction-based(3) 4,121 3,928 |
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| November 14, 2024 |
IIIV / i3 Verticals, Inc. / Hood River Capital Management LLC Passive Investment SC 13G 1 z102243sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* i3 VERTICALS, INC (Name of Issuer) Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pu |
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| September 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 23, 2024 (September 20, 2024) i3 Verticals, Inc. |
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| September 23, 2024 |
UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS On September 20, 2024, i3 Verticals, LLC (“LLC Seller”), a Delaware limited liability company and subsidiary of i3 Verticals, Inc., a Delaware corporation (the “Company”), i3 Holdings Sub, Inc., a Delaware corporation and wholly-owned subsidiary of LLC Seller (“Corporation Seller,” and collectively with LLC Seller, the “S |
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| September 23, 2024 |
i3 Verticals Completes Sale of Merchant Services Business Announces Chief Financial Officer Transition and Appointment of Chief Strategy Officer NASHVILLE, Tenn. |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (E |
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| August 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2024 i3 Verticals, Inc. |
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| August 8, 2024 |
i3 VERTICALS REPORTS THIRD QUARTER 2024 FINANCIAL RESULTS Completes Public Sector Acquisition Authorizes $50 Million Share Repurchase Program NASHVILLE, Tenn. |
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| August 8, 2024 |
1 Supplemental Information Q3 FISCAL YEAR 2024 2 ($ in thousands) Quarter Ended June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 Software and related service revenue SaaS(2) $ 8,834 $ 8,809 $ 8,742 $ 8,977 $ 8,523 $ 8,244 $ 7,713 $ 7,438 $ 7,001 Transaction-based(3) 3,928 3,538 3,651 3,706 3,291 3,174 |
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| June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2024 i3 Verticals, Inc. |
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| June 26, 2024 |
i3 Verticals Enters Into Definitive Agreement to Sell Merchant of Record Payments Business i3 Verticals Enters Into Definitive Agreement to Sell Merchant of Record Payments Business NASHVILLE, Tenn. |
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| June 26, 2024 |
Execution Version * Certain personally identifiable information has been omitted from this exhibit pursuant to Item 601(a)(6) under Regulation S-K. |
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| June 26, 2024 |
FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of June 26, 2024 (the “First Amendment Effective Date”) is entered into by and among I3 VERTICALS, LLC, a Delaware limited liability company (the “Borrower”), the Guarantors party hereto, the Lenders party hereto and JPMORGAN CHASE BANK, N. |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2024 (May 14, 2024) i3 Verticals, Inc. |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2024 (May 10, 2024) i3 Verticals, Inc. |
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| May 10, 2024 |
1 Supplemental Information Q2 FISCAL YEAR 2024 2 ($ in thousands) Quarter Ended March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 Software and related service revenue SaaS(1) $ 10,843 $ 10,453 $ 10,864 $ 10,170 $ 9,901 $ 9,230 $ 8,833 $ 8,450 $ 7,899 Transaction-based(2) 3,656 3,776 3,827 3,461 3,319 3 |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. ( |
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| May 10, 2024 |
i3 VERTICALS REPORTS SECOND QUARTER 2024 FINANCIAL RESULTS i3 VERTICALS REPORTS SECOND QUARTER 2024 FINANCIAL RESULTS NASHVILLE, Tenn. (May 10, 2024) – i3 Verticals, Inc. (Nasdaq: IIIV) (“i3 Verticals” or the “Company”) today reported its financial results for the fiscal second quarter ended March 31, 2024. Highlights for the second quarter and six months ended March 31, 2024 vs. 2023 •Second quarter revenue was $94.5 million, an increase of 0.7% over the |
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| February 23, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 23, 2024 (February 22, 2024) i3 Verticals, Inc. |
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| February 14, 2024 |
As Filed With the Securities and Exchange Commission on February 14, 2024 As Filed With the Securities and Exchange Commission on February 14, 2024 Registration No. |
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| February 14, 2024 |
IIIV / i3 Verticals, Inc. / DAILY GREGORY S - SC 13G/A Passive Investment SC 13G/A 1 a2024gregdailyform13-g.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) i3 Verticals, Inc. (Name of Issuer) Class A common stock, $0.0001 par value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Ch |
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| February 14, 2024 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) i3 Verticals, Inc. |
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| February 13, 2024 |
IIIV / i3 Verticals, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: i3 Verticals, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 46571Y107 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is f |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc |
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| February 8, 2024 |
i3 VERTICALS REPORTS FIRST QUARTER 2024 FINANCIAL RESULTS Company to Explore Sale of Its Merchant Services Business NASHVILLE, Tenn. |
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| February 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2024 (February 8, 2024) i3 Verticals, Inc. |
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| February 8, 2024 |
supplementalpresentation 1 Supplemental Information Q1 FISCAL YEAR 2024 2 ($ in thousands) Quarter Ended December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 Software and related service revenue SaaS(1) $ 10,453 $ 10,864 $ 10,170 $ 9,901 $ 9,230 $ 8,833 $ 8,450 $ 7,899 $ 6,310 Transaction-based(2) 3,77 |
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| January 26, 2024 |
IIIV / i3 Verticals, Inc. / BlackRock Inc. Passive Investment SC 13G/A 1 us46571y1073012624.txt us46571y1073012624.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 3) i3 Verticals Inc - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 46571Y107 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| January 9, 2024 |
WATCH THE VIDE O One Company. One Brand.At i3, we continue to focus on evolving our software technology to exceed market and client expectations. In 2023 we successfully unified our product offerings and increased collaboration across our functional groups. Our employees have readily embraced our accelerating vision and produced market leading solutions in Justice Tech, Motor Carrier, Motor Vehicl |
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| January 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| January 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2023 i3 Verticals, Inc. |
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| November 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (Exac |
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| November 22, 2023 |
i3 Verticals, Inc. Compensation Recoupment Policy i3 VERTICALS, INC. COMPENSATION RECOUPMENT POLICY 1. Purpose. The purpose of this Compensation Recoupment Policy of the Company (as amended from time to time, the “Policy”), dated as of November 14, 2023, is to describe the circumstances in which current and former Executive Officers will be required to repay or return Erroneously Awarded Compensation to members of the Company Group. The Company h |
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| November 22, 2023 |
List of subsidiaries of i3 Verticals, Inc. Exhibit 21.1 i3 Verticals, Inc. LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation Doing Business As Name (Including d/b/a name, if applicable) 3V ImageSoft (CAN) B.C. Ltd. Canada ACS-Medical Business Solutions, LLC Delaware ACS Ad Valorem Records, Inc. Texas AVR, Inc. AccuFund, Inc. Colorado AccuFund Celtic Cross Holdings, Inc. Arizona Celtic Celtic Global, Inc. Arizona Celtic |
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| November 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2023 i3 Verticals, Inc. |
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| November 15, 2023 |
1 Q4 FISCAL YEAR 2023 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 Software and related service revenue SaaS(1) $ 10,864 $ 10,170 $ 9,901 $ 9,230 $ 8,833 $ 8,450 $ 7,899 $ 6,310 Transaction-based(2) 3,827 3,461 3,319 3,331 3,137 3,253 |
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| November 15, 2023 |
i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2023 FINANCIAL RESULTS Introduces 2024 Outlook NASHVILLE, Tenn. |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (E |
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| August 8, 2023 |
supplementalpresentation Q3 Fiscal 2023 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended June 30, 2023 March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 Software and related service revenue SaaS(1) $ 10,170 $ 9,901 $ 9,230 $ 8,833 $ 8,450 $ 7,899 $ 6,310 $ 6,173 $ 6,107 Transaction-based( |
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| August 8, 2023 |
i3 VERTICALS REPORTS THIRD QUARTER 2023 FINANCIAL RESULTS Secures state level contracts in Public Sector NASHVILLE, Tenn. |
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| August 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2023 (August 8, 2023) i3 Verticals, Inc. |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. ( |
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| May 9, 2023 |
supplementalpresentation Q2 Fiscal 2023 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 Software and related service revenue SaaS(1) $ 9,901 $ 9,230 $ 8,833 $ 8,450 $ 7,899 $ 6,310 $ 6,173 $ 6,107 $ 5,632 Transaction-based( |
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| May 9, 2023 |
i3 VERTICALS REPORTS SECOND QUARTER 2023 FINANCIAL RESULTS Refinances Credit Facility with Lower Rates, Higher Capacity and Improved Covenants NASHVILLE, Tenn. |
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| May 9, 2023 |
Execution Version Published CUSIP Numbers: Deal: 44932JAF6 Revolver: 44932JAG4 CREDIT AGREEMENT Dated as of May 8, 2023 among i3 VERTICALS, LLC, as the Borrower, i3 VERTICALS, INC. |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2023 (May 8, 2023) i3 Verticals, Inc. |
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| May 9, 2023 |
Execution Version SECURITY AND PLEDGE AGREEMENT THIS SECURITY AND PLEDGE AGREEMENT (this “Agreement”) is entered into as of May 8, 2023 among i3 VERTICALS, LLC, a Delaware limited liability company (the “Borrower”), the other parties identified as “Obligors” on the signature pages hereto and such other parties that may become Obligors hereunder after the date hereof (together with the Borrower, individually an “Obligor”, and collectively the “Obligors”) and JPMorgan Chase Bank, N. |
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| February 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2023 (February 24, 2023) i3 Verticals, Inc. |
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| February 14, 2023 |
IIIV / i3 Verticals Inc / PRICE T ROWE ASSOCIATES INC /MD/ Passive Investment SC 13G/A 1 iiiv13gadec22.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) I3 VERTICALS INC-CLASS A (Name of Issuer) COMMON STOCK (Title of Class of Securities) 46571Y107 (CUSIP NUMBER) December 31, 2022 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rul |
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| February 10, 2023 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) i3 Verticals, Inc. |
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| February 10, 2023 |
IIIV / i3 Verticals Inc / GENEVA CAPITAL MANAGEMENT LLC Passive Investment SC 13G/A 1 i3verticals13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) i3 Verticals, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 10, 2023 |
As Filed With the Securities and Exchange Commission on February 10, 2023 As Filed With the Securities and Exchange Commission on February 10, 2023 Registration No. |
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| February 9, 2023 |
IIIV / i3 Verticals Inc / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv01120-i3verticalsincclassa.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: I3 Verticals Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 46571Y107 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pu |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc |
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| February 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2023 (February 8, 2023) i3 Verticals, Inc. |
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| February 8, 2023 |
Q1 Fiscal 2023 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 Software and related service revenue SaaS(1) $ 9,230 $ 8,833 $ 8,450 $ 7,899 $ 6,310 $ 6,173 $ 6,107 $ 5,632 Transaction-based(2) 3,331 3,137 3,253 2,642 2,325 2,081 2,144 1,3 |
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| February 8, 2023 |
i3 VERTICALS REPORTS FIRST QUARTER 2023 FINANCIAL RESULTS Reports Record Revenue and Annualized Recurring Revenue2 NASHVILLE, Tenn. |
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| February 1, 2023 |
IIIV / i3 Verticals Inc / BlackRock Inc. Passive Investment SC 13G/A 1 us46571y1073013123.txt us46571y1073013123.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2) i3 Verticals Inc - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 46571Y107 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropria |
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| January 23, 2023 |
Annual Report 2022 i3verticals.comI am a milestone person. Anniversaries and achieved goals mark our journey and encourage reflection, but they also reveal possibilities. As Shakespeare wrote, “what’s past is prologue” - meaning, the past foreshadows the future. September 2022 marked the 10th anniversary of i3’s founding, and this coming June will mark five years since our IPO. With these mileston |
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| January 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State |
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| November 18, 2022 |
Exhibit 10.30 FIRST AMENDMENT TO TAX RECEIVABLE AGREEMENT THIS FIRST AMENDMENT TO TAX RECEIVABLE AGREEMENT (this ?Amendment?), dated as of November 16, 2022 is entered into by and among I3 VERTICALS, INC., a Delaware corporation (the ?Corporation?), I3 VERTICALS, LLC, a Delaware limited liability company (the ?LLC?), and each of the Members party hereto. RECITALS WHEREAS, the Corporation, the LLC |
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| November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (Exac |
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| November 18, 2022 |
Form of Performance-based Restricted Stock Unit Award Agreement under 2018 Equity Incentive Plan Exhibit 10.29 i3 VERTICALS, INC. RESTRICTED STOCK UNIT AWARD AGREEMENT (2018 EQUITY INCENTIVE PLAN) This RESTRICTED STOCK UNIT AWARD AGREEMENT (this ?Agreement?) is made the day of 2022 (the ?Grant Date?), by and between i3 Verticals, Inc., a Delaware corporation (together with its Subsidiaries and any successor or surviving entity following a Change in Control, the ?Company?), and , (the ?Grantee |
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| November 18, 2022 |
List of subsidiaries of i3 Verticals, Inc. Exhibit 21.1 i3 Verticals, Inc. LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation Doing Business As Name (Including d/b/a name, if applicable) 3V ImageSoft (CAN) B.C. Ltd. Canada ACS-Medical Business Solutions, LLC Delaware ACS Ad Valorem Records, Inc. Texas AVR, Inc. Celtic Cross Holdings, Inc. Arizona Celtic Celtic Global, Inc. Arizona Celtic Nominee Holdings, LLC Delaware Ce |
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| November 16, 2022 |
i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2022 FINANCIAL RESULTS Introduces 2023 Outlook NASHVILLE, Tenn. |
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| November 16, 2022 |
Q4 Fiscal 2022 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 Software and related service revenue SaaS(1) $ 8,833 $ 8,450 $ 7,899 $ 6,310 $ 6,173 $ 6,107 $ 5,632 Transaction-based(2) 3,137 3,253 2,642 2,325 2,081 2,144 1,393 Maintenance(3) 5,600 5,720 5, |
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| November 16, 2022 |
Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF i3 VERTICALS, INC. Effective as of November 16, 2022 CONTENTS Page ARTICLE I. MEETINGS OF STOCKHOLDERS 1 Section 1.01 Place of Meetings 1 Section 1.02 Annual Meetings 1 Section 1.03 Special Meetings 1 Section 1.04 Notice of Meetings 1 Section 1.05 Adjournments 2 Section 1.06 Quorum 2 Section 1.07 Organization 2 Section 1.08 Voting; Proxies 2 Section 1.09 |
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| November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 16, 2022 (November 16, 2022) i3 Verticals, Inc. |
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| October 4, 2022 |
i3 VERTICALS COMPLETES PUBLIC SECTOR ACQUISITION; UPSIZES CREDIT FACILITY i3 VERTICALS COMPLETES PUBLIC SECTOR ACQUISITION; UPSIZES CREDIT FACILITY NASHVILLE, TN (October 4, 2022) - i3 Verticals, Inc. |
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| October 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 4, 2022 (September 30, 2022) i3 Verticals, Inc. |
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| October 4, 2022 |
THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT Dated as of October 3, 2022 among i3 VERTICALS, LLC, as the Borrower, i3 VERTICALS, INC. |
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| October 4, 2022 |
LIBOR TRANSITION AMENDMENT THIS LIBOR TRANSITION AMENDMENT (this ?Agreement?), dated as of September 30, 2022 (the ?Amendment Effective Date?), is entered into among i3 VERTICALS, LLC, a Delaware limited liability company (the ?Borrower?), the Guarantors party hereto, and BANK OF AMERICA, N. |
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| August 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (E |
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| August 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2022 (August 8, 2022) i3 Verticals, Inc. |
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| August 8, 2022 |
i3 VERTICALS REPORTS THIRD QUARTER 2022 FINANCIAL RESULTS Third Quarter Revenue Grows 27. |
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| August 8, 2022 |
Q3 Fiscal 2022 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended June 30, 2022 March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 Software and related service revenue SaaS(1) $ 8,450 $ 7,899 $ 6,310 $ 6,173 $ 6,107 $ 5,632 Transaction-based(2) 3,253 2,642 2,325 2,081 2,144 1,393 Maintenance(3) 5,720 5,672 5,897 5,776 5,644 2,849 Recurring s |
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| May 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. ( |
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| May 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2022 (May 9, 2022) i3 Verticals, Inc. |
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| May 9, 2022 |
Q2 Fiscal 2022 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 December 31, 2020 Software and related service revenue SaaS(1) $ 7,899 $ 6,310 $ 6,173 $ 6,107 $ 5,632 $ 5,115 Transaction-based(2) 2,642 2,325 2,081 2,144 1,393 394 Maintenance(3) 5,672 5,897 5,776 5,644 2,849 5,249 Recurring |
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| May 9, 2022 |
i3 VERTICALS REPORTS SECOND QUARTER 2022 FINANCIAL RESULTS Raises 2022 Outlook i3 VERTICALS REPORTS SECOND QUARTER 2022 FINANCIAL RESULTS Raises 2022 Outlook NASHVILLE, Tenn. |
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| February 28, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2022 (February 25, 2022) i3 Verticals, Inc. |
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| February 14, 2022 |
As Filed With the Securities and Exchange Commission on February 14, 2022 Registration No. |
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| February 14, 2022 |
IIIV / i3 Verticals Inc / PRICE T ROWE ASSOCIATES INC /MD/ Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) i3 Verticals, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 46571Y107 (CUSIP NUMBER) December 31, 2021 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule i |
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| February 14, 2022 |
Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) i3 Verticals, Inc. |
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| February 14, 2022 |
Exhibit 99.5 i3 VERTICALS, INC. 2020 ACQUISITION EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD i3 Verticals, Inc. (the ?Company?), pursuant to its 2020 Acquisition Equity Incentive Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?) an award (the ?Award?) of Restricted Stock Units (the ?Restricted Stock Units?), each of which repr |
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| February 14, 2022 |
As filed with the Securities and Exchange Commission on February 14, 2022 As filed with the Securities and Exchange Commission on February 14, 2022 Registration No. |
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| February 14, 2022 |
IIIV / i3 Verticals Inc / INTEGRATED CORE STRATEGIES (US) LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1) I3 VERTICALS, INC. (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 46571Y107 (CUSIP Number) DECEMBER 31, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate |
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| February 14, 2022 |
Form of i3 Verticals, Inc. Restricted Stock Unit Award Agreement under 2018 Equity Incentive Exhibit 99.4 i3 VERTICALS, INC. 2018 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD i3 Verticals, Inc. (the ?Company?), pursuant to its 2018 Equity Incentive Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?) an award (the ?Award?) of Restricted Stock Units (the ?Restricted Stock Units?), each of which represents the right to rece |
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| February 11, 2022 |
IIIV / i3 Verticals Inc / TimesSquare Capital Management, LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of l934 (Amendment No. 2)1 I3 Verticals, Inc. (Name of Issuer) Common Stock, $.0001 par value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
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| February 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) i3 Verticals, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
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| February 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc |
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| February 9, 2022 |
IIIV / i3 Verticals Inc / DAILY GREGORY S - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) i3 Verticals, Inc. (Name of Issuer) Class A common stock, $0.0001 par value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| February 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2022 (February 8, 2022) i3 Verticals, Inc. |
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| February 8, 2022 |
Q1 Fiscal 2022 Supplemental Information 2 Annualized Recurring Revenue (?ARR?) ($ in thousands) Quarter Ended December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 December 31, 2020 September 30, 2020 June 30, 2020 March 31, 2020 December 31, 2019 Software and related service revenue SaaS(1) $ 6,310 $ 6,173 $ 6,107 $ 5,632 $ 5,115 $ 2,764 $ 2,332 $ 2,407 $ 2,075 Transaction-based(2) 2, |
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| February 8, 2022 |
i3 VERTICALS REPORTS FIRST QUARTER 2022 FINANCIAL RESULTS Raises 2022 Outlook i3 VERTICALS REPORTS FIRST QUARTER 2022 FINANCIAL RESULTS Raises 2022 Outlook NASHVILLE, Tenn. |
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| February 4, 2022 |
IIIV / i3 Verticals Inc / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* i3 Verticals, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 4, 2022 |
IIIV / i3 Verticals Inc / WELLINGTON TRUST Co N A - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* i3 Verticals, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 3, 2022 |
IIIV / i3 Verticals Inc / BlackRock Inc. Passive Investment us46571y1073020322.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) i3 Verticals Inc - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 46571Y107 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
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| January 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| January 6, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 6, 2022 (January 4, 2022) i3 Verticals, Inc. |
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| December 17, 2021 |
IIIV / i3 Verticals Inc / INTEGRATED CORE STRATEGIES (US) LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 I3 VERTICALS, INC. (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 46571Y107 (CUSIP Number) DECEMBER 13, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant |
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| December 7, 2021 |
IIIV / i3 Verticals Inc / JPMORGAN CHASE & CO - FILING I3 VERTICALS, INC. Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* i3 Verticals, Inc. (Name of Issuer) Class A Common Stock, $0.0001 Par Value (Title of Class of Securities) 46571Y107 (CUSIP Number) November 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig |
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| November 22, 2021 |
As filed with the Securities and Exchange Commission on November 22, 2021 Registration No. |
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| November 22, 2021 |
List of subsidiaries of i3 Verticals, Inc. Exhibit 21.1 i3 Verticals, Inc. LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation Doing Business As Name (Including d/b/a name, if applicable) ACS-Medical Business Solutions, LLC Delaware ACS Ad Valorem Records, Inc. Texas AVR, Inc. CP-DBS, LLC Delaware PaySchools CP-PS, LLC Delaware DuxWare, LLC Delaware DuxWare Fairway Payments, LLC Virginia Fairway Payments H-Pac Computer Sy |
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| November 22, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (Exac |
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| November 22, 2021 |
Exhibit 1.3 AMENDMENT NO. 1 TO ATM OFFERING SALES AGREEMENT November 22, 2021 This Amendment No. 1 (?Amendment No. 1?) amends that certain ATM Offering Sales Agreement, dated as of August 20, 2021 (the ?Agreement?), by and among i3 Verticals, Inc., a Delaware corporation (the ?Company?), and i3 Verticals, LLC, a Delaware limited liability company (?i3 Verticals, LLC? and, together with the Company |
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| November 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2021 (November 16, 2021) i3 Verticals, Inc. |
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| November 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2021 (November 17, 2021) i3 Verticals, Inc. |
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| November 17, 2021 |
i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2021 FINANCIAL RESULTS Introduces 2022 Outlook Decosta Jenkins to Join Board of Directors NASHVILLE, Tenn. |
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| November 17, 2021 |
Q4 Fiscal 2021 Supplemental Information 2 Updates to Acquisition Revenue Adjustments Under GAAP, companies historically were required to adjust, as necessary, beginning balances of acquired deferred revenue to fair value as part of acquisition accounting. |
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| August 20, 2021 |
As filed with the Securities and Exchange Commission on August 20, 2021 Registration No. |
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| August 20, 2021 |
Sales Agreement by and between i3 Verticals, Inc. and Raymond James & Associates, Inc., Exhibit 1.2 i3 Verticals, Inc. Class A Common Stock ($0.0001 par value) ATM OFFERING SALES AGREEMENT August 20, 2021 Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, Florida 33716 Morgan Stanley & Co. LLC 1585 Broadway, 29th Floor New York, NY 10036 BTIG, LLC 65 East 55th Street New York, New York 10022 Ladies and Gentlemen: i3 Verticals, Inc., a Delaware corporation (the ?Com |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| August 10, 2021 |
i3 VERTICALS REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS Raises 2021 Outlook i3 VERTICALS REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS Raises 2021 Outlook NASHVILLE, Tenn. |
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| August 10, 2021 |
Q3 Fiscal 2021 Supplemental Information 2 Q3 Fiscal 2021 GAAP Measures ($ in thousands) Three months ended June 30, 2021 Three months ended June 30, 2020(1) Merchant Services Proprietary Software and Payments Other Total Merchant Services Proprietary Software and Payments Other Total Income (loss) from operations $ 5,518 $ 1,940 $ (9,458) $ (2,000) $ 4,975 $ 1,265 $ (5,803) $ 437 ($ in thousands) |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (E |
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| August 9, 2021 |
i3 VERTICALS REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS Raises 2021 Outlook i3 VERTICALS REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS Raises 2021 Outlook NASHVILLE, Tenn. |
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| August 9, 2021 |
Q3 Fiscal 2021 Supplemental Information 2 Q3 Fiscal 2021 GAAP Measures ($ in thousands) Three months ended June 30, 2021 Three months ended June 30, 2020(1) Merchant Services Proprietary Software and Payments Other Total Merchant Services Proprietary Software and Payments Other Total Income (loss) from operations $ 5,518 $ 1,940 $ (9,458) $ (2,000) $ 4,975 $ 1,265 $ (5,803) $ 437 ($ in thousands) |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2021 (August 9, 2021) i3 Verticals, Inc. |
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| June 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 23, 2021 (June 22, 2021) i3 Verticals, Inc. |
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| June 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2021 i3 Verticals, Inc. |
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| May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2021 (May 4, 2021) i3 Verticals, Inc. |
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| May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. ( |
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| May 10, 2021 |
First Amendment to the i3 Verticals, Inc. 2020 Acquisition Equity Incentive Plan. FIRST AMENDMENT TO THE I3 VERTICALS, INC. 2020 ACQUISITION EQUITY INCENTIVE PLAN WHEREAS, i3 Verticals, Inc., a Delaware corporation (the "Company"), has previously adopted the Company?s 2020 Acquisition Equity Incentive Plan (the "Plan"); WHEREAS, pursuant to Section 12.1 of the Plan, the Company's Board of Directors has retained the right to amend the Plan; and WHEREAS, the Company's Board of Di |
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| May 10, 2021 |
Q2 Fiscal 2021 Supplemental Information 2 Q2 Fiscal 2021 GAAP Measures ($ in thousands) Three months ended March 31, 2021 Three months ended March 31, 2020(1) Merchant Services Proprietary Software and Payments Other Total Merchant Services Proprietary Software and Payments Other Total Revenue $ 25,992 $ 22,549 $ (678) $ 47,863 $ 25,729 $ 13,980 $ (531) $ 39,178 Income (loss) from operations $ 4,5 |
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| May 10, 2021 |
i3 VERTICALS REPORTS SECOND QUARTER 2021 FINANCIAL RESULTS Announces Latest Public Sector Acquisition Raises 2021 Outlook NASHVILLE, Tenn. |
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| April 29, 2021 |
United States securities and exchange commission logo April 29, 2021 Clay Whitson Chief Financial Officer i3 Verticals, Inc. |
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| April 28, 2021 |
150 Third Avenue South, Suite 2800 Nashville, TN 37201 (615) 742-6200 150 Third Avenue South, Suite 2800 Nashville, TN 37201 (615) 742-6200 April 28, 2021 Via EDGAR and Federal Express United States Securities and Exchange Commission Division of Corporation Finance, Office of Trade & Services 100 F Street, NE Washington, D. |
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| April 19, 2021 |
United States securities and exchange commission logo April 19, 2021 Clay Whitson Chief Financial Officer i3 Verticals, Inc. |
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| April 8, 2021 |
150 Third Avenue South, Suite 2800 Nashville, TN 37201 (615) 742-6200 150 Third Avenue South, Suite 2800 Nashville, TN 37201 (615) 742-6200 April 8, 2021 Via EDGAR and Federal Express United States Securities and Exchange Commission Division of Corporation Finance, Office of Trade & Services 100 F Street, NE Washington, D. |
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| March 29, 2021 |
United States securities and exchange commission logo March 29, 2021 Clay Whitson Chief Financial Officer i3 Verticals, Inc. |
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| March 1, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2021 (February 26, 2021) i3 Verticals, Inc. |
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| February 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) i3 Verticals, Inc. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 46571Y107 (CUSIP NUMBER) December 31, 2020 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule i |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) I3 Verticals, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities 46571Y107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this |
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| February 12, 2021 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of l934 (Amendment No.1)1 I3 Verticals, Inc. (Name of Issuer) Common Stock, $.0001 par value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| February 10, 2021 |
1,386,413 Shares Class A Common Stock Filed pursuant to Rule 424(b)(3) Registration No. 333-251386 PROSPECTUS 1,386,413 Shares of Class A Common Stock This prospectus relates to the resale, from time to time, of up to 1,386,413 shares of our Class A common stock, which are being offered by the selling stockholders named in this prospectus. The shares being offered for resale, from time to time, include up to 183,499 shares issuable up |
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| February 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc |
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| February 8, 2021 |
As Filed With the Securities and Exchange Commission on February 8, 2021 Registration No. |
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| February 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2021 (February 8, 2021) i3 Verticals, Inc. |
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| February 8, 2021 |
i3 VERTICALS REPORTS FIRST QUARTER 2021 FINANCIAL RESULTS Plans to Discuss BIS Acquisition on Earnings Conference Call NASHVILLE, Tenn. |
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| February 8, 2021 |
As Filed With the Securities and Exchange Commission on February 8, 2021 Registration No. |
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| February 8, 2021 |
i3 Verticals, Inc. 40 Burton Hills Blvd., Suite 415 Brentwood, Tennessee 37215 February 8, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Consumer Products 100 F Street, NE Washington, D.C. 20549 Attention: Donald Field Re: i3 Verticals, Inc. Registration Statement on Form S-3 File No. 333-251386 Acceleration Request Requested Date: Februa |
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| February 8, 2021 |
supplementalpresentation Q1 Fiscal 2021 Supplemental Information 2 Q1 Fiscal 2021 Segment Performance(1) ($ in thousands) Three months ended December 31, Period over period growth2020 2019(3) Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 24,126 $ 26,906 (10)% Purchased Portfolios 935 1,333 (30)% Merchant Services 25,061 28,239 (11)% Proprietary Software and Payments 20,280 13,795 47% Other (433) (410) 6% Total $ 44,908 $ 41,624 8% Adjusted EBITDA(2) Merchant Services $ 7,783 $ 9,206 (15)% Proprietary Software and Payments 6,128 5,246 17% Other (3,033) (2,593) 17% Total $ 10,878 $ 11,859 (8)% Adjusted EBITDA as a percentage of Net Revenue 24. |
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| February 5, 2021 |
Regulation FD Disclosure, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2021 (February 1, 2021) i3 Verticals, Inc. |
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| February 5, 2021 |
i3 VERTICALS REPORTS PUBLIC SECTOR ACQUISITION Intends to Issue Fiscal 2021 Guidance in Connection with Quarterly Earnings NASHVILLE, Tenn. |
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| February 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* i3 Verticals, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched |
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| February 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* I3 Verticals Inc (Name of Issuer) Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul |
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| February 2, 2021 |
us46571y1073020221.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) i3 Verticals Inc - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 46571Y107 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) i3 Verticals, Inc. (Name of Issuer) Class A common stock, $0.0001 par value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| January 22, 2021 |
DEF 14A 1 i3verticals-2021proxystate.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permit |
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| January 7, 2021 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* i3 Verticals, Inc. (Name of Issuer) Class A Common Stock, $0.0001 Par Value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| December 21, 2020 |
United States securities and exchange commission logo December 21, 2020 Gregory Daily Chief Executive Officer i3 Verticals, Inc. |
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| December 21, 2020 |
United States securities and exchange commission logo December 21, 2020 Gregory Daily Chief Executive Officer i3 Verticals, Inc. |
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| December 16, 2020 |
As Filed With the Securities and Exchange Commission on December 16, 2020 Registration No. |
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| December 1, 2020 |
IIIV / i3 Verticals, Inc. / DRIEHAUS CAPITAL MANAGEMENT LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* i3 Verticals, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) November 05, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| November 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (Exac |
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| November 23, 2020 |
List of subsidiaries of i3 Verticals, Inc. Exhibit 21.1 i3 Verticals, Inc. LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation Doing Business As Name (Including d/b/a name, if applicable) Ad Valorem Records, Inc. Texas AVR, Inc. CP-DBS, LLC Delaware PaySchools CP-PS, LLC Delaware Fairway Payments, LLC Virginia Fairway Payments i3-Aero, LLC Delaware i3-Axia, LLC Delaware Axia Payments i3-Bearcat, LLC Delaware NETData; GHS |
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| November 20, 2020 |
CORRECTING AND REPLACING i3 Verticals Reports Fourth Quarter and Full Fiscal Year 2020 Financial Results Announces Public Sector Acquisition and Inducement Equity Grants CORRECTION. |
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| November 20, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No. |
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| November 19, 2020 |
i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2020 FINANCIAL RESULTS Announces Public Sector Acquisition and Inducement Equity Grants NASHVILLE, Tenn. |
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| November 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2020 (November 19, 2020) i3 Verticals, Inc. |
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| November 19, 2020 |
supplementalpresentation Q4 Fiscal 2020 Supplemental Information Q4 Fiscal 2020 Segment Performance(1)(3) ($ in thousands) Three months ended September 30, Period over period 2020 2019 growth Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 23,882 $ 27,421 (13)% Purchased Portfolios 877 1,273 (31)% Merchant Services 24,759 28,694 (14)% Proprietary Software and Payments 14,078 11,871 19% Other (411) — nm Total $ 38,426 $ 40,565 (5)% Adjusted EBITDA(2) Merchant Services $ 7,525 $ 9,810 (23)% Proprietary Software and Payments 4,937 4,845 2% Other (2,780) (2,929) 5% Total $ 9,682 $ 11,726 (17)% Adjusted EBITDA as a percentage of Net Revenue 25. |
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| October 9, 2020 |
IIIV / i3 Verticals, Inc. / BlackRock Inc. Passive Investment us46571y1073100820.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2) i3 Verticals Inc - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 46571Y107 - (CUSIP Number) September 30, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| October 5, 2020 |
As Filed With the Securities and Exchange Commission on October 5, 2020 Registration No. |
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| September 15, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2020 (September 10, 2020) i3 Verticals, Inc. |
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| September 15, 2020 |
EXECUTION VERSION i3 Verticals, Inc. 3,250,000 Class A Common Stock UNDERWRITING AGREEMENT September 10, 2020 BOFA SECURITIES, INC. 1 Bryant Park New York, NY 10036 MORGAN STANLEY & CO. LLC 1585 Broadway, 29th Floor New York, NY 10036 As Representatives of the several Underwriters Ladies and Gentlemen: 1.Introductory. i3 Verticals, Inc., a Delaware corporation (the “Company”), proposes to sell, pu |
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| September 11, 2020 |
3,250,000 Shares i3 Verticals, Inc. Class A common stock Filed Pursuant to Rule 424(b)(2) Registration No. 333-233126 PROSPECTUS SUPPLEMENT (To Prospectus dated August 9, 2019) 3,250,000 Shares i3 Verticals, Inc. Class A common stock We are offering 3,250,000 shares of our Class A common stock. We will use the net proceeds from the offering to purchase (1) 3,250,000 Common Units (as defined herein) of i3 Verticals, LLC directly from i3 Verticals, LLC an |
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| September 10, 2020 |
Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 9, 2020 i3 Verticals, Inc. |
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| September 10, 2020 |
i3 Verticals, Inc. 2020 Acquisition Equity Incentive Plan i3 VERTICALS, INC. 2020 ACQUISITION EQUITY INCENTIVE PLAN i3 VERTICALS, INC. 2020 ACQUISITION EQUITY INCENTIVE PLAN Section 1.Purpose. This plan shall be known as the i3 Verticals, Inc. 2020 Acquisition Equity Incentive Plan (the “Plan”). The purpose of the Plan is to promote the interests of i3 Verticals, Inc., a Delaware corporation (the “Company”), its Subsidiaries and its stockholders by enabl |
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| September 10, 2020 |
i3 VERTICALS, INC. 2020 ACQUISITION EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”) is made and entered into as of the day of , 20 (the “Grant Date”), between i3 Verticals, Inc., a Delaware corporation (together with its Subsidiaries, the “Company”), and , (the “Grantee”). Capitalized terms not otherwise defined herein shall have the |
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| September 10, 2020 |
Form of Stock Option Award Agreement under 2020 Acquisition Equity Incentive Plan i3 VERTICALS, INC. 2020 ACQUISITION EQUITY INCENTIVE PLAN NOTICE OF STOCK OPTION GRANT i3 Verticals, Inc. (the “Company”), pursuant to its 2020 Acquisition Equity Incentive Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) a non-qualified stock option (the “Option”) to purchase the number of shares of Class A common stock of the Company (“Sha |
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| September 9, 2020 |
3,250,000 Shares i3 Verticals, Inc. Class A common stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-233126 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they seek an offer to buy these securities in any state or other jurisdiction where the offer or sale is not permitted. Subject to Completion, |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2020 (August 10, 2020) i3 Verticals, Inc. |
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| August 10, 2020 |
i3 VERTICALS REPORTS THIRD QUARTER 2020 FINANCIAL RESULTS i3 VERTICALS REPORTS THIRD QUARTER 2020 FINANCIAL RESULTS NASHVILLE, Tenn. (August 10, 2020) – i3 Verticals, Inc. (Nasdaq: IIIV) (“i3 Verticals” or the “Company”) today reported its financial results for the fiscal third quarter ended June 30, 2020. Highlights for the fiscal third quarter and nine months ended June 30, 2020 vs. 2019 •Third quarter revenue was $31.6 million, a decrease of 68% over |
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| August 10, 2020 |
supplementalpresentation Q3 Fiscal 2020 Supplemental Information Q3 Fiscal 2020 Segment Performance(1) ($ in thousands) Three months ended June 30, Period over period 2020 2019 growth Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 20,676 $ 24,133 (14)% Purchased Portfolios 855 1,387 (38)% Merchant Services 21,531 25,520 (16)% Proprietary Software and Payments 10,482 10,494 —% Other (416) — nm Total $ 31,597 $ 36,014 (12)% Adjusted EBITDA(2) Merchant Services $ 6,618 $ 8,761 (24)% Proprietary Software and Payments 2,690 3,525 (24)% Other (2,257) (2,592) 13% Total $ 7,051 $ 9,694 (27)% Adjusted EBITDA as a percentage of Net Revenue 22. |
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| August 10, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (E |
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| May 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. ( |
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| May 7, 2020 |
segmentspresentation-q2f Q2 Fiscal 2020 Supplemental Segment Information Q2 Fiscal 2020 Segment Performance(1) ($ in thousands) Three months ended March 31, Period over period 2020 2019 growth Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 23,984 $ 22,213 8% Purchased Portfolios 1,034 1,541 (33)% Merchant Services 25,018 23,754 5% Proprietary Software and Payments 14,824 7,694 93% Other (531) — nm Total $ 39,311 $ 31,448 25% Adjusted EBITDA(2) Merchant Services $ 7,255 $ 7,826 (7)% Proprietary Software and Payments 5,919 3,555 66% Other (3,209) (2,634) (22)% Total $ 9,965 $ 8,747 14% Adjusted EBITDA as a percentage of Net Revenue 25. |
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| May 7, 2020 |
i3 VERTICALS REPORTS SECOND QUARTER 2020 FINANCIAL RESULTS i3 VERTICALS REPORTS SECOND QUARTER 2020 FINANCIAL RESULTS NASHVILLE, Tenn. (May 7, 2020) – i3 Verticals, Inc. (Nasdaq: IIIV) (“i3 Verticals” or the “Company”) today reported its financial results for the fiscal second quarter ended March 31, 2020. Highlights for the fiscal second quarter and six months ended March 31, 2020 vs. 2019 •Second quarter revenue was $39.2 million, a decrease of 54% over |
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| May 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2020 (May 7, 2020) i3 Verticals, Inc. |
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| April 3, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2020 (April 1, 2020) i3 Verticals, Inc. |
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| February 28, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2020 (February 28, 2020) i3 Verticals, Inc. |
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| February 19, 2020 |
EX-4.1 Exhibit 4.1 I3 VERTICALS, LLC, as Issuer AND I3 VERTICALS, INC. as Guarantor AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of February 18, 2020 1.00% Exchangeable Senior Notes due 2025 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. References to Interest 14 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES |
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| February 19, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 18, 2020 (February 12, 2020) i3 Verticals, Inc. |
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| February 19, 2020 |
Form of Exchangeable Note Hedge Transaction Confirmation. EX-10.3 Exhibit 10.3 [Dealer Name] [Dealer Address] February [12]1[13]2, 2020 To: i3 Verticals, LLC 40 Burton Hills Blvd., Suite 415 Nashville, TN 37215 Attention: Chief Financial Officer Telephone No.: 615-988-9890 E-mail: [email protected] Re: [Base][Additional] Call Option Transaction The purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the |
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| February 19, 2020 |
Form of Warrant Transaction Confirmation EX-10.4 Exhibit 10.4 [Dealer Name] [Dealer Address] February [12]1[13]2, 2020 To: i3 Verticals, Inc. 40 Burton Hills Blvd., Suite 415 Nashville, TN 37215 Attention: Chief Financial Officer Telephone No.: 615-988-9890 E-mail: [email protected] Re: [Base][Additional] Warrants The purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the Warrants issu |
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| February 19, 2020 |
EX-10.1 Exhibit 10.1 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), dated as of February 18, 2020 is entered into by and among I3 VERTICALS, LLC, a Delaware limited liability company (the “Borrower”), the Guarantors party hereto, the Lenders party hereto and BANK OF AMERICA, N.A., as Administrative Agent. |
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| February 19, 2020 |
EX-10.2 Exhibit 10.2 i3 Verticals, Inc. i3 Verticals, LLC 1.00% Exchangeable Senior Notes due 2025 REGISTRATION RIGHTS AGREEMENT February 18, 2020 BofA Securities, Inc., as representative of the several Initial Purchasers referred to below c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: i3 Verticals, LLC, a Delaware limited liability company (the “Issuer”), |
