Estatísticas Básicas
| CIK | 1160142 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to InterMetro Communications, Inc.
SEC Filings (Chronological Order)
Esta página fornece uma lista completa e cronológica de Arquivamentos da SEC, excluindo os arquivamentos de propriedade que fornecemos em outro lugar.
| March 30, 2015 |
InterMetro Communications 15-12G intermetro-1512g032715.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-51384 Intermetro Communications, Inc. (Exact name of registrant as |
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| January 26, 2015 |
IMTO / InterMetro Communications, Inc. / Levy Charles M - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) INTERMETRO COMMUNICATIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 45882L 10 1 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing This Statement) Check the appropriate box to designate the Rule pursuant to which this Schedu |
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| December 3, 2014 |
Certificate of Designation of Series C Preferred Stock EXHIBIT 3.1 INTERMETRO COMMUNICATIONS, INC. CERTIFICATE OF DESIGNATION BEFORE ISSUANCE OF CLASS OR SERIES There is hereby designated a Series C Preferred Stock. The number of authorized shares of Series C Preferred Stock is 1,300,000 shares. The rights, preferences, restrictions and privileges of the Series C Preferred Stock are as follows: I. Dividends The holders of the Series C Preferred Stock |
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| December 3, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2014 Commission file number 000-51384 INTERMETRO COMMUNICATIONS, INC. |
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| November 19, 2014 |
InterMetro Communications 10-Q (Quarterly Report) intermetro10q093014.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2014 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Nam |
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| November 18, 2014 |
Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2014 Commission file number 000-51384 INTERMETRO COMMUNICATIONS, INC. |
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| November 14, 2014 |
IMTO / InterMetro Communications, Inc. NT 10-Q - - NT 10-Q NT 10-Q 1 intermetro-nt10q093014.htm NT 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 000-51384 CUSIP: (Check One): o Form 10-K o Form 10-KSB o Form 20-F o Form 11-K x Form 10-Q o Form 10-QSB o Form N-SAR For Period Ended: September 30, 2014 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Rep |
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| October 15, 2014 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2014 Commission file number 000-51384 INTERMETRO COMMUNICATIONS, INC. |
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| October 15, 2014 |
16.1 Letter of Gumbiner Savett, Inc., dated October 15, 2014 Exhibit 16.1 October 15, 2014 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549-7561 Ladies and Gentlemen: We have read Item 4.01 of lnterMetro Communications, Inc. (the "Company") Form 8-K dated October 14, 2014, captioned "Changes in Registrant's Certifying Accountant," as provided by the Company and have the following comments: 1. We agree with the statements made in t |
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| October 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2014 Commission file number 000-51384 INTERMETRO COMMUNICATIONS, INC. |
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| August 19, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2014 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified |
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| August 15, 2014 |
IMTO / InterMetro Communications, Inc. NT 10-Q - - NT 10-Q U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 000-51384 CUSIP: (Check One): o Form 10-K o Form 10-KSB o Form 20-F o Form 11-K x Form 10-Q o Form 10-QSB o Form N-SAR For Period Ended: June 30, 2014 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q |
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| August 12, 2014 |
IMTO / InterMetro Communications, Inc. / Benson Douglas LeRoy Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 1) Under the Securities Exchange Act of 1934 INTERMETRO COMMUNICATIONS, INC. - (Name of Issuer) COMMON STOCK - (Title of Class of Securities) 45882 L 10 1 - (CUSIP Number) Douglas LeRoy Benson InterMetro Communications, Inc. 2685 Park Center Dr., Bldg A Simi Valley, CA 93065 805.433.8000 (main) - (N |
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| August 12, 2014 |
EX-99.1 2 ex99.1benson13da.txt EXHIBIT 99.1 VOTING AGREEMENT THIS VOTING AGREEMENT ("AGREEMENT") is made and entered into as of June 26, 2014 by and among InterMetro Communications, Inc., a Nevada corporation ("COMPANY"), Mr. Charles Rice in his capacity as a shareholder of the Company ("RICE"), and Douglas L. Benson ("SUBSCRIBER"). WHEREAS, the Subscriber is purchasing shares of Series B preferre |
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| August 7, 2014 |
Certificate of Designation of Series B Preferred Stock EX-3.1 2 ex3-1.htm EX-3.1 EXHIBIT 3.1 INTERMETRO COMMUNICATIONS, INC. CERTIFICATE OF DESIGNATION BEFORE ISSUANCE OF CLASS OR SERIES There is hereby designated a Series B Preferred Stock. The number of authorized shares of Series B Preferred Stock is 4,250,000. This Certificate of Designation replaces and supersedes the prior Certificate of Designation governing Series B Preferred Stock. The rights |
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| August 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2014 Commission file number 000-51384 INTERMETRO COMMUNICATIONS, INC. |
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| June 25, 2014 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2014 Commission file number 000-51384 INTERMETRO COMMUNICATIONS, INC. |
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| May 20, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2014 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified |
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| May 16, 2014 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 000-51384 CUSIP: (Check One): o Form 10-K o Form 10-KSB o Form 20-F o Form 11-K x Form 10-Q o Form 10-QSB o Form N-SAR For Period Ended: March 31, 2014 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q |
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| April 15, 2014 |
Subsidiaries of InterMetro Communications, Inc. EXHIBIT 21.1 SUBSIDIARIES Name Jurisdiction InterMetro Communications, Inc. Delaware Advanced Tel, Inc. California |
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| April 15, 2014 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS Employer Identifi |
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| April 1, 2014 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 000-51384 CUSIP: (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q |
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| January 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2014 Commission file number 000-51384 INTERMETRO COMMUNICATIONS, INC. |
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| January 17, 2014 |
Certificate of Designation of Series B Preferred Stock Exhibit 3.1 INTERMETRO COMMUNICATIONS, INC. CERTIFICATE OF DESIGNATION BEFORE ISSUANCE OF CLASS OR SERIES There is hereby designated a Series B Preferred Stock. The number of authorized shares of Series B Preferred Stock is 2,000,000. The rights, preferences, restrictions and privileges of the Series B Preferred Stock are as follows: I. Dividends The holders of the Series B Preferred Stock shall b |
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| January 16, 2014 |
IMTO / InterMetro Communications, Inc. / Levy Charles M - FORM SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 Schedule 13G Under the Securities Exchange Act of 1934 INTERMETRO COMMUNICATIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 45882L 10 1 (CUSIP Number) January 15, 2014 (Date of Event which Requires Filing This Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is filed. ¨ Rule 1 |
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| November 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2013 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Speci |
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| October 11, 2013 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 7, 2013 Commission file number 000-51384 INTERMETRO COMMUNICATIONS, INC. |
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| August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2013 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified |
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| July 5, 2013 |
Unregistered Sales of Equity Securities, Financial Statements and Exhibits - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 28, 2013 Commission file number 000-51384 INTERMETRO COMMUNICATIONS, INC. |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2013 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified |
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| April 1, 2013 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS Employer Identifi |
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| April 1, 2013 |
Subsidiaries of InterMetro Communications, Inc. EXHIBIT 21.1 SUBSIDIARIES Name Jurisdiction InterMetro Communications, Inc. Delaware Advanced Tel, Inc. California |
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| February 13, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3) INTERMETRO COMMUNICATIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 45882L 10 1 (CUSIP Number) December 31, 2012 (Date of Event which Requires Filing This Statement) Check the appropriate box to designate the Rule pursuant to which this Schedu |
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| November 14, 2012 |
Form of 2008/2009 Bridge Lender Early Conversion Warrant EXHIBIT 4.15 FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT OR AMENDED AND RESTATED SHORT-TERM LOAN AND SECURITY AGREEMENT Form of Warrant EARLY CONVERSION WARRANT THE WARRANT EVIDENCED OR CONSTITUTED HEREBY, AND ALL SHARES OF COMMON STOCK DELIVERABLE UPON EXERCISE HEREUNDER, HAVE BEEN AND WILL BE ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“THE A |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2012 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Speci |
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| November 14, 2012 |
Form of Promissory Note with 2008/2009 Bridge Lenders - Plan B EXHIBIT 10.25 FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT OR AMENDED AND RESTATED SHORT-TERM LOAN AND SECURITY AGREEMENT Form of Promissory Note THIS AMENDED AND RESTATED NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION OF THIS AMENDED AND RESTATED NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), NOR UNDER ANY STATE SECURITIES LAWS AND |
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| November 14, 2012 |
Loan Payoff Agreement with Moriah Capital, dated as of October 9, 2012 EXHIBIT 10.16 MORIAH CAPITAL L.P. LOAN PAYOFF AGREEMENT THIS LOAN PAYOFF AGREEMENT (“Agreement”) is made and entered into as of the 9th day of October, 2012, by and among INTERMETRO COMMUNICATIONS, INC., a Nevada corporation, with its principal place of business located at 2685 Park Center Drive, Building A, Simi Valley, California 93065 (“Holdings”), INTERMETRO COMMUNICATIONS, INC., a Delaware co |
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| November 14, 2012 |
Form of Preferred Series A2 Warrant EXHIBIT 4.16 PREFERRED SERIES A2 FORM OF COMMON STOCK PURCHASE WARRANT THE WARRANT EVIDENCED OR CONSTITUTED HEREBY, AND ALL SHARES OF COMMON STOCK DELIVERABLE UPON EXERCISE HEREUNDER, HAVE BEEN AND WILL BE ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“THE ACT”) AND MAY NOT BE SOLD, OFFERED FOR SALE, TRANSFERRED, PLEDGED OR HYPOTHECATED WITHOUT REGISTRATION UNDER THE AC |
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| November 14, 2012 |
Form of Voting Agreement between Charles Rice and Lenders EXHIBIT 9.3 FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT and FIRST AMENDMENT TO AMENDED AND RESTATED SHORT-TERM LOAN AND SECURITY AGREEMENT and MORIAH CAPITAL SECURITY AGREEMENT & NOTE CONVERSION AGREEMENT Form of Voting Agreement VOTING AGREEMENT THIS VOTING AGREEMENT (“Agreement”) is made and entered into as of October 9, 2012 by and among InterMetro Communications, Inc., |
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| November 14, 2012 |
Amended and Restated Intercreditor Agreement, dated as of October 9, 2012 EXHIBIT 10.26 AMENDED AND RESTATED INTERCREDITOR AGREEMENT THIS AMENDED AND RESTATED INTERCREDITOR AGREEMENT (this “Agreement”) is entered into as of the 9th day of October, 2012, by and among TRANSPORTATION ALLIANCE BANK INC., dba TAB BANK, a Utah corporation with offices at 4185 Harrison Boulevard, Suite 200, Ogden, Utah 84403 (“TAB”), GLENHAVEN CORPORATION, a California corporation with an offi |
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| November 14, 2012 |
Note Conversion Agreement with Moriah Capital, dated as of October 9, 2012 EXHIBIT 10.19 MORIAH L.P. SECURITY AGREEMENT NOTE CONVERSION AGREEMENT NOTE CONVERSION AGREEMENT, dated as of October 9, 2012 (this “Agreement”), between InterMetro Communications, Inc., a Nevada corporation (the “Company”), and Moriah Capital, L.P., a Delaware limited partnership (together with its successors and any assignees, “Moriah”). WHEREAS, the Company and certain of its affiliated entitie |
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| November 14, 2012 |
Promissory Note to TAB Bank, dated as of October 9, 2012 EXHIBIT 10.21 TAB BANK LOAN AND SECURITY AGREEMENT Form of Promissory Note PROMISSORY NOTE $3,000,000.00 October 9, 2012 FOR VALUE RECEIVED, the undersigned, InterMetro Communications, Inc., a Delaware corporation, and Advanced Tel, Inc., a California corporation (individually and collectively referred to hereinafter as “Borrower”), hereby promises to pay to Transportation Alliance Bank Inc. dba T |
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| November 14, 2012 |
TAB Bank Loan and Security Agreement, dated as of October 9, 2012 EXHIBIT 10.20 LOAN AND SECURITY AGREEMENT Between TRANSPORTATION ALLIANCE BANK INC. dba TAB BANK as Lender and INTERMETRO COMMUNICATIONS, INC. AND ADVANCED TEL, INC. as Borrowers LOAN AND SECURITY AGREEMENT (ABL/AEI) THIS LOAN AND SECURITY AGREEMENT (this “Agreement”) is entered into and made as of October 9, 2012 (the “Effective Date”), by Transportation Alliance Bank Inc. dba TAB Bank, a Utah in |
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| November 14, 2012 |
EXHIBIT 10.23 FIRST AMENDMENT TO AMENDED AND RESTATED SHORT-TERM LOAN AND SECURITY AGREEMENT This First Amendment to Amended and Restated Short-Term Loan and Security Agreement (“First Amendment”) is made and entered into as of October 1, 2012 among InterMetro Communications, Inc., a Nevada corporation (the “Borrower,” “Pledgor” or the “Company”), each Subsidiary of Borrower (together with the Bor |
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| November 14, 2012 |
Form of Promissory Note with 2008/2009 Bridge Lenders - Plan A EXHIBIT 10.24 FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT OR AMENDED AND RESTATED SHORT-TERM LOAN AND SECURITY AGREEMENT Form of Promissory Note SECOND AMENDED AND RESTATED SECURED PROMISSORY NOTE (PLAN A) $[INSERT AMOUNT] [date or original note] FOR VALUE RECEIVED, InterMetro Communications, Inc., a Nevada corporation (the "Company"), promises to pay to the order of [INSER |
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| November 14, 2012 |
EXHIBIT 10.22 FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT This First Amendment to Amended and Restated Loan and Security Agreement (“First Amendment”) is made and entered into as of October 1, 2012 among InterMetro Communications, Inc., a Nevada corporation (the “Borrower,” “Pledgor” or the “Company”), each Subsidiary of Borrower (together with the Borrower, the “Pledgors” |
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| November 14, 2012 |
Form of 2008/2009 Bridge Lender Extension Warrant EXHIBIT 4.13 FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT OR AMENDED AND RESTATED SHORT-TERM LOAN AND SECURITY AGREEMENT Form of Warrant 2012 EXTENSION WARRANT THE WARRANT EVIDENCED OR CONSTITUTED HEREBY, AND ALL SHARES OF COMMON STOCK DELIVERABLE UPON EXERCISE HEREUNDER, HAVE BEEN AND WILL BE ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“THE ACT |
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| November 14, 2012 |
Promissory Note to Moriah Capital L.P., dated as of October 9, 2012 EXHIBIT 10.18 MORIAH CAPITAL L.P. SECURITY AGREEMENT PROMISSORY NOTE $987,500.00 Simi Valley, California October 9, 2012 FOR VALUE RECEIVED, each of the undersigned, INTERMETRO COMMUNICATIONS, INC., a Nevada corporation, with its principal place of business located at 2685 Park Center Drive, Building A, Simi Valley, California 93065 (“Holdings”), INTERMETRO COMMUNICATIONS, INC., a Delaware corpora |
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| November 14, 2012 |
Security Agreement between InterMetro and Moriah Capital, dated as of October 9, 2012 EXHIBIT 10.17 MORIAH CAPITAL L.P. SECURITY AGREEMENT THIS SECURITY AGREEMENT (“Agreement”) is made and entered into as of this 9th day of October, 2012, by and between INTERMETRO COMMUNICATIONS, INC., a Nevada corporation (“Holdings”), INTERMETRO COMMUNICATIONS, INC., a Delaware corporation, (“IM-Delaware”), and ADVANCED TEL, INC., a California corporation (“Advanced” and, together with Holdings a |
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| November 14, 2012 |
Form of 2008/2009 Bridge Lender Deferred Payment Warrant EXHIBIT 4.14 FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT OR AMENDED AND RESTATED SHORT-TERM LOAN AND SECURITY AGREEMENT Form of Warrant DEFERRED PAYMENT WARRANT THE WARRANT EVIDENCED OR CONSTITUTED HEREBY, AND ALL SHARES OF COMMON STOCK DELIVERABLE UPON EXERCISE HEREUNDER, HAVE BEEN AND WILL BE ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“THE A |
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| October 25, 2012 |
IMTO / InterMetro Communications, Inc. / Touber Joshua Samuel Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 3) INTERMETRO COMMUNICATIONS, INC. - (Name of Issuer) COMMON STOCK - (Title of Class of Securities) 45882L 10 1 - (CUSIP Number) JOSHUA TOUBER 578 WASHINGTON BLVD, SUITE 270 MARINA DEL REY, CA 90292 (323) 993-5995 - (Name, Address and Telephone Number of Person Authorized |
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| October 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2012 Commission file number 000-51384 INTERMETRO COMMUNICATIONS, INC. |
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| October 17, 2012 |
Certificate of Designation of Series A2 Preferred Stock EXHIBIT 3.1 CERTIFICATE OF DESIGNATION BEFORE ISSUANCE OF CLASS OR SERIES There is hereby designated a Series A2 Series Preferred Stock. The number of authorized shares of Series A2 Preferred Stock is 1,000,000. The rights, preferences, restrictions and privileges of the Series A2 Preferred Stock are as follows: I. Dividends The holders of the Series A2 Preferred Stock shall be entitled to receive |
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| October 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2012 Commission file number 000-51384 INTERMETRO COMMUNICATIONS, INC. |
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| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 10-Q 1 intermetro10q063012.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2012 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact N |
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| May 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2012 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified |
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| April 2, 2012 |
IMTO / InterMetro Communications, Inc. / MARSHALL DAVID M - SCHEDULE 13-G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) INTERMETRO COMMUNICATIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 45882L 10 1 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing This Statement) Check the appropriate box to designate the Rule pursuant to which this Schedu |
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| April 2, 2012 |
IMTO / InterMetro Communications, Inc. / Baradaran Sharyar - SCHEDULE 13-G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3) INTERMETRO COMMUNICATIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 45882L 10 1 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing This Statement) Check the appropriate box to designate the Rule pursuant to which this Schedu |
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| March 30, 2012 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS Employer Identifi |
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| March 30, 2012 |
IMTO / InterMetro Communications, Inc. / Touber Joshua Samuel Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 2) INTERMETRO COMMUNICATIONS, INC. - (Name of Issuer) COMMON STOCK - (Title of Class of Securities) 45882L 10 1 - (CUSIP Number) JOSHUA TOUBER 578 WASHINGTON BLVD, SUITE 270 MARINA DEL REY, CA 90292 (323) 993-5995 - (Name, Address and Telephone Number of Person Authorized |
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| March 30, 2012 |
Subsidiaries of InterMetro Communications, Inc. EXHIBIT 21.1 SUBSIDIARIES Name Jurisdiction InterMetro Communications, Inc. Delaware Advanced Tel, Inc. California |
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| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Speci |
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| August 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified |
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| May 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2011 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified |
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| April 8, 2011 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2011 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS |
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| March 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2010 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS Employe |
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| March 30, 2011 |
AMENDED AND RESTATED SHORT-TERM LOAN AND SECURITY AGREEMENT Form of Warrant 2010 EXTENSION WARRANT EXHIBIT 4.12.1 AMENDED AND RESTATED SHORT-TERM LOAN AND SECURITY AGREEMENT Form of Warrant 2010 EXTENSION WARRANT THE WARRANT EVIDENCED OR CONSTITUTED HEREBY, AND ALL SHARES OF COMMON STOCK DELIVERABLE UPON EXERCISE HEREUNDER, HAVE BEEN AND WILL BE ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“THE ACT”) AND MAY NOT BE SOLD, OFFERED FOR SALE, TRANSFERRED, PLEDGED OR HYP |
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| March 30, 2011 |
EXHIBIT 21.1 SUBSIDIARIES Name Jurisdiction InterMetro Communications, Inc. Delaware Advanced Tel, Inc. California |
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| February 11, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) INTERMETRO COMMUNICATIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 45882L 10 1 (CUSIP Number) December 31, 2010 (Date of Event which Requires Filing This Statement) Check the appropriate box to designate the Rule pursuant to which this Schedu |
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| February 11, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2) INTERMETRO COMMUNICATIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 45882L 10 1 (CUSIP Number) December 31, 2010 (Date of Event which Requires Filing This Statement) Check the appropriate box to designate the Rule pursuant to which this Schedu |
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| November 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2010 oTRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specif |
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| November 15, 2010 |
EX-10.1 3 ex10-1.htm Exhibit 10.1 AMENDMENT NO. 6 TO LOAN AND SECURITY AGREEMENT AND LOAN DOCUMENTS Amendment No. 6, dated September , 2010, effective as of April 30, 2010 (“Sixth Amendment”), to that certain Loan and Security Agreement, dated as of April 30, 2008, as amended by Amendment No. 1 on September 10, 2008, by Amendment No. 2 on November 6, 2008, by Amendment No. 3 as of March 25, 2009, |
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| November 15, 2010 |
Form of Warrant for warrants issued to Moriah Capital, L.P. Exhibit 4.1 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS. THIS WARRANT AND THE COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THIS WARRANT |
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| October 18, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO.) INTERMETRO COMMUNICATIONS, INC. - (Name of Issuer) COMMON STOCK - (Title of Class of Securities) 45882L 10 1 - (CUSIP Number) JOSHUA TOUBER 578 WASHINGTON BLVD, SUITE 270 MARINA DEL REY, CA 90292 (323) 993-5995 - (Name, Address and Telephone Number of Person Authorized to |
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| October 18, 2010 | ||
| October 13, 2010 |
8-K 1 intermetro8k2-101210.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 29, 2010 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-047 |
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| October 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 5, 2010 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS |
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| October 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 5, 2010 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS |
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| August 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended June 30, 2010 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 000-51384 InterMetro Communications |
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| August 16, 2010 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 000-51384 CUSIP: (Check One): o Form 10-K o Form 10-KSB o Form 20-F o Form 11-K o Form 10-Q x Form 10-Q o Form N-SAR For Period Ended: June 30, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o |
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| May 24, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the Quarterly Period Ended March 31, 2010 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission file number 000-51384 InterMetro Communication |
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| May 17, 2010 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 000-51384 CUSIP: (Check One): o Form 10-K o Form 10-KSB o Form 20-F o Form 11-K o Form 10-Q x Form 10-Q o Form N-SAR For Period Ended: March 31, 2010 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o |
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| April 15, 2010 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2009 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS Employer Identifi |
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| April 1, 2010 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 000-51384 CUSIP: (Check One): x Form 10-K o Form 10-KSB o Form 20-F o Form 11-K o Form 10-Q o Form 10-QSB o Form N-SAR For Period Ended: December 31, 2009 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 1 |
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| February 12, 2010 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 12, 2010 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (I |
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| February 11, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) INTERMETRO COMMUNICATIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 45882L 10 1 (CUSIP Number) December 31, 2009 (Date of Event which Requires Filing This Statement) Check the appropriate box to designate the Rule pursuant to which this Schedu |
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| January 21, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE Mail Stop 3720 January 21, 2010 Via U.S. Mail and facsimile to (805) 582-1006 Mr. Charles Rice Chief Executive Officer InterMetro Communications, Inc. 2685 Park Center Drive, Building A Simi Valley, California 93065 Re: InterMetro Communications, Inc. Form 10-K for the year ended December 31, 20 |
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| January 20, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (MARK ONE) AMENDMENT No. 1 TO x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission file number 000-51384 |
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| January 5, 2010 |
InterMetro Communications, Inc. 2685 Park Center Drive, Building A Simi Valley, California 93065 (805) 433-8000 January 5, 2010 VIA EDGAR Mr. Larry Spirgel Assistant Director Mail Stop 3720 Division of Corporation Finance Untied States Securities and Exchange Commission Washington, D.C. 20549 RE: InterMetro Communications, Inc. File No. 000-51384 Dear Mr. Spirgel: InterMetro Communications, Inc. ( |
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| December 18, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE Mail Stop 3720 December 18, 2009 Via U.S. Mail and facsimile to (805) 582-1006 Mr. Charles Rice Chief Executive Officer InterMetro Communications, Inc. 2685 Park Center Drive, Building A Simi Valley, California 93065 Re: InterMetro Communications, Inc. Form 10-K for the year ended December 31, 2 |
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| December 11, 2009 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A AMENDMENT No. 1 TO ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS Employer |
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| December 4, 2009 |
InterMetro communications, Inc. 2685 Park Center Drive, Building A Simi Valley, California 93065 InterMetro communications, Inc. 2685 Park Center Drive, Building A Simi Valley, California 93065 December 4, 2009 VIA EDGAR TRANSMISSION Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Mail Stop 3720 Washington, D.C. 20549-3561 Attention of Larry Spirgel, Assistant Director Re: InterMetro Communications, Inc. Form 10-K for the fiscal year ended December 31, 20 |
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| November 20, 2009 |
InterMetro Communications, Inc. 2685 Park Center Drive, Building A Simi Valley, California 93065 (805) 433-8000 November 20, 2009 VIA EDGAR Mr. Larry Spirgel Assistant Director Mail Stop 3720 Division of Corporation Finance Untied States Securities and Exchange Commission Washington, D.C. 20549 RE: InterMetro Communications, Inc. File No. 000-51384 Dear Mr. Spirgel: InterMetro Communications, Inc. |
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| November 19, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission file number 000-51384 InterMetro Communica |
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| November 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No. |
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| November 6, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE Mail Stop 3720 November 6, 2009 Via U.S. Mail and facsimile to (805) 582-1006 Mr. Charles Rice Chief Executive Officer InterMetro Communications, Inc. 2685 Park Center Drive, Building A Simi Valley, California 93065 Re: InterMetro Communications, Inc. Form 10-K for the fiscal year ended December |
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| August 19, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (MARK ONE) x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT For the transition period from to Commission file number 000-51384 InterMetro Communications |
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| August 14, 2009 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 000-51384 CUSIP: (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR For Period Ended: June 30, 2009 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form |
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| July 21, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 INTERMETRO COMMUNICATIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 45882 L 10 1 (CUSIP Number) Mark Richardson Richardson & Associates 233 Wilshire Blvd, Suite 800 Santa Monica, CA 90401 (310) 393-9992 (Name, Address and Telephone Number of Person |
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| June 26, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.) INTERMETRO COMMUNICATIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 45882L 10 1 (CUSIP Number) May 31, 2009 (Date of Event which Requires Filing This Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule is fil |
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| June 25, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No.) INTERMETRO COMMUNICATIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 45882L 10 1 (CUSIP Number) Helen W. Melman, Esq. 815 Moraga Drive Los Angeles, California 90049 (310) 472-4421 (Name, Address and Telephone Number of Person Authorized to Receive |
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| June 25, 2009 |
EXHIBIT 1 VOTING AGREEMENT THIS VOTING AGREEMENT (the “Agreement”) is entered into as of the 31st day of December, 2008 in Simi Valley, California by and between Charles Rice (the “Rice”), and Joshua Touber (the “Shareholder”). |
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| June 24, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.) INTERMETRO COMMUNICATIONS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 45882L 10 1 (CUSIP Number) December 29, 2006 (Date of Event which Requires Filing This Statement) Check the appropriate box to designate the Rule pursuant to which this Schedule i |
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| June 9, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 8, 2009 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS Em |
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| May 20, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2009 r TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified |
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| May 15, 2009 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 000-51384 CUSIP: (Check One): r Form 10-K r Form 10-KSB r Form 20-F r Form 11-K r Form 10-Q x Form 10-Q r Form N-SAR For Period Ended: March 31, 2009 r Transition Report on Form 10-K r Transition Report on Form 20-F r Transition Report on Form 11-K r Transition Report on Form 10-Q r |
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| May 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2009 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS Emp |
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| April 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2008 or r TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 000-51384 InterMetro Comm |
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| April 15, 2009 |
Loan and Security Agreement, dated April 20, 2008 Exhibit 10.14 LOAN AND SECURITY AGREEMENT by and between MORIAH CAPITAL, L.P., as Lender, and INTERMETRO COMMUNICATIONS, INC. (NEVADA), INTERMETRO COMMUNICATIONS, INC. (DELAWARE) and ADVANCED TEL, INC. as Borrowers Dated: As of April 30, 2008 LOAN AND SECURITY AGREEMENT LOAN AND SECURITY AGREEMENT, dated as of April 30, 2008, by and among INTERMETRO COMMUNICATIONS, INC., a Nevada corporation, with |
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| March 31, 2009 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 000-51384 CUSIP: (Check One): x Form 10-K o Form 20-F o Form 11-K o Form 10-QSB o Form N-SAR o Form N-CSR For the Period Ended: December 31, 2008 o Transition Report on Form 10-K o Transition Report on Form 10-Q o Transition Report on Form 20-F o Transition Report on Form N-SAR o Tran |
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| December 10, 2008 |
InterMetro Communications Inc. Appoints New CFO Exhibit 99.1 FOR IMMEDIATE RELEASE: Lynne Gilbert InterMetro Communications, Inc. 2685 Park Center Drive, Bldg A Simi Valley, CA 93065 (805) 433-8000 [email protected] InterMetro Communications Inc. Appoints New CFO Simi Valley, CA Dec. 10, 2008 InterMetro Communications, Inc. (IMTO.OB) announced today that Kenneth Fish has been appointed as its new Chief Financial Officer. Mr. Fis |
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| December 10, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 10, 2008 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (I |
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| December 9, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 8, 2008 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IR |
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| December 9, 2008 |
Exhibit 99.1 FOR IMMEDIATE RELEASE: Lynne Gilbert InterMetro Communications, Inc. 2685 Park Center Drive, Bldg A Simi Valley, CA 93065 (805) 433-8000 [email protected] InterMetro CFO Resigns Simi Valley, CA, Dec. 9, 2008 InterMetro Communications, Inc. (IMTO.OB) announced today that Vincent Arena has resigned as Chief Financial Officer and director of InterMetro Communications, Inc |
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| November 20, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2008 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Speci |
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| November 17, 2008 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 000-51384 CUSIP: (Check One): || Form 10-K || Form 10-KSB || Form 20-F || Form 11-K |X| Form 10-Q || Form 10-QSB || Form N-SAR For Period Ended: September 30, 2008 || Transition Report on Form 10-K || Transition Report on Form 20-F || Transition Report on Form 11-K || Transition Rep |
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| November 6, 2008 |
Exhibit 16.1 November 3, 2008 Securities and Exchange Commission 100 F Street, N.E. Washington D.C. 20549 Ladies and Gentlemen, We have read the statements included under Item 4.01, Changes in Registrant’s Certifying Accountant, in the Form 8-K dated November 3, 2008 of InterMetro Communications, Inc. to be filed with the Securities and Exchange Commission and are in agreement with the statement t |
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| November 6, 2008 |
Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2008 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IR |
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| August 19, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2008 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-51384 INTERMETRO COMMUNICATIONS, INC. (Exact Name of Registrant as Specified |
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| August 15, 2008 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 000-51384 CUSIP: (Check One): o Form 10-K o Form 10-KSB o Form 20-F o Form 11-K x Form 10-Q o Form 10-QSB o Form N-SAR For Period Ended: June 30, 2008 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q |
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| July 28, 2008 |
BUSINESS UPDATE FOR INTERMETRO COMMUNICATIONS, INC. EXHIBIT 99.1 BUSINESS UPDATE FOR INTERMETRO COMMUNICATIONS, INC. July 2008 This business update includes forward-looking statements that are made pursuant to the "safe harbor" provisions of the Private Securities Litigation Reform Act of 1995. While these statements are made to convey to the public the company's progress, business opportunities and growth prospects, readers and listeners are cauti |
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| July 28, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 28, 2008 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS E |
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| May 20, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2008 o TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified |
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| May 16, 2008 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 000-51384 CUSIP: (Check One): [] Form 10-K [] Form 10-KSB [] Form 20-F [] Form 11-K [] Form 10-Q [X] Form 10-QSB [] Form N-SAR For Period Ended: March 31, 2008 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report |
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| May 7, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 or 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2008 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS |
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| April 15, 2008 |
SECURED CONVERTIBLE PROMISSORY NOTE $__0,000 JANUARY 16, 2008 EXHIBIT 10.13 THIS NOTE AND THE SECURITIES ISSUABLE UPON CONVERSION OF THIS NOTE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), NOR UNDER ANY STATE SECURITIES LAWS AND MAY NOT BE PLEDGED, SOLD, ASSIGNED OR OTHERWISE TRANSFERRED UNTIL (1) A REGISTRATION STATEMENT UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAW HAS BECOME EFFECTIVE WITH RESPECT THERETO, OR ( |
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| April 15, 2008 |
EXHIBIT 4.12.1 INITIAL WARRANT THE WARRANT EVIDENCED OR CONSTITUTED HEREBY, AND ALL SHARES OF COMMON STOCK DELIVERABLE UPON EXERCISE HEREUNDER, HAVE BEEN AND WILL BE ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“THE ACT”) AND MAY NOT BE SOLD, OFFERED FOR SALE, TRANSFERRED, PLEDGED OR HYPOTHECATED WITHOUT REGISTRATION UNDER THE ACT UNLESS EITHER (A) THE COMPANY HAS RECE |
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| April 15, 2008 |
U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2007 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS Employer Identi |
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| April 15, 2008 |
EXHIBIT 10.12 LOAN AND SECURITY AGREEMENT This Loan and Security Agreement ("Agreement") is entered into on January 16, 2008, among InterMetro Communications, Inc., a Nevada corporation (the “Borrower,” “Pledgor” or the “Company”), each Subsidiary of Borrower (together with the Borrower, the “Pledgors” or individually a “Pledgor”) and the lenders signing the signature page hereto (each individuall |
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| April 15, 2008 |
EXHIBIT 4.12.2 ADDITIONAL WARRANT THE WARRANT EVIDENCED OR CONSTITUTED HEREBY, AND ALL SHARES OF COMMON STOCK DELIVERABLE UPON EXERCISE HEREUNDER, HAVE BEEN AND WILL BE ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“THE ACT”) AND MAY NOT BE SOLD, OFFERED FOR SALE, TRANSFERRED, PLEDGED OR HYPOTHECATED WITHOUT REGISTRATION UNDER THE ACT UNLESS EITHER (A) THE COMPANY HAS R |
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| April 1, 2008 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 000-51384 CUSIP: (Check One): || Form 10-K |X| Form 10-KSB || Form 20-F || Form 11-K || Form 10-Q || Form 10-QSB || Form N-SAR For Period Ended: December 31, 2007 || Transition Report on Form 10-K || Transition Report on Form 20-F || Transition Report on Form 11-K || Transition Repo |
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| February 5, 2008 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-148511 Prospectus Filed Pursuant to Rule 424(b)(3) Registration No. 333-148511 Prospectus INTERMETRO COMMUNICATIONS, INC. 11,194,000 Shares Common Stock This prospectus relates to the offering from time to time of up to 11,194,000 shares of our common stock, par value $.001 per share, by the selling security holders named in this prospectus or their transferees, pledgees, donees or successors. These shares include |
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| January 29, 2008 |
As filed with the Securities and Exchange Commission on January 28, 2008 As filed with the Securities and Exchange Commission on January 28, 2008 Registration No. |
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| January 8, 2008 |
As filed with the Securities and Exchange Commission on January 7, 2008 As filed with the Securities and Exchange Commission on January 7, 2008 Registration No. |
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| December 31, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): December 24, 2007 InterMetro Communications, Inc. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation or organization) 000-51384 (Commis |
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| December 24, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB/A QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2007 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS Employer Ident |
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| November 21, 2007 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2007 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IR |
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| November 15, 2007 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 000-51384 CUSIP: (Check One): [ ] Form 10-K [ ] Form 10-KSB [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [X] Form 10-QSB [ ] Form N-SAR For Period Ended: September 30, 2007 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Tran |
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| August 14, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2007 Commission file number 000-51384 InterMetro Communications, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS Employer Identificati |
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| July 3, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Act of 1934 Date of Report (Date of earliest event reported): June 28, 2007 InterMetro Communications, Inc. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation or organization) 000-51384 (Commission |
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| July 3, 2007 |
TABLE OF CONTENTS Page ARTICLE I OFFICES 1 Section 1.1. Registered Office 1 Section 1.2. Other Offices 1 ARTICLE II STOCKHOLDERS’ MEETINGS 1 Section 2.1. Place of Meetings 1 Section 2.2. Annual Meetings 1 Section 2.3. Notice of Annual Meeting 1 Section 2.4. Stockholders’ List 2 Section 2.5. Special Meetings 2 Section 2.6. Notice of Special Meetings 2 Section 2.7. Quorum; Adjournment 3 Section 2.8. |
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| May 21, 2007 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2007 Commission file number 333-88278 LUCY’S CAFE, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS Employer Identificat |
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| May 16, 2007 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.: 333-88278 CUSIP: (Check One): [ ] Form 10-K [ ] Form 10-KSB [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [X] Form 10-QSB [ ] Form N-SAR For Period Ended: March 31, 2007 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transiti |
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| May 11, 2007 |
LUCY’S CAFE, INC. 10,235,000 Shares Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-140591 Prospectus LUCY’S CAFE, INC. 10,235,000 Shares Common Stock —————— This prospectus relates to the offering from time to time of up to 10,235,000 shares of our common stock, par value $.001 per share, by the selling security holders named in this prospectus or their transferees, pledges, donees or successors. The resale of the shares is n |
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| May 9, 2007 |
SCHEDULE 14C INFORMATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 9, 2007 |
Lucy’s Cafe, Inc. 2685 Park Center Drive, Building A Simi Valley, California 93065 (805) 433-8000 Lucy’s Cafe, Inc. 2685 Park Center Drive, Building A Simi Valley, California 93065 (805) 433-8000 May 9, 2007 VIA EDGAR AND FACSIMILE (202) 772-9204 Mr. Larry Spirgel Assistant Director Mail Stop 3561 Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Lucy’s Cafe, Inc. Form SB-2 Registration Statement, as amended File No. |
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| May 8, 2007 |
SCHEDULE 14C INFORMATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 8, 2007 |
McDermott Will & Emery LLP 2049 Century Park East, 34th Floor Los Angeles, California 90067 (310) 788-4182 aturney@mwe. |
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| May 8, 2007 |
Lucy’s Cafe, Inc. 2685 Park Center Drive, Building A Simi Valley, California 93065 (805) 433-8000 Lucy’s Cafe, Inc. 2685 Park Center Drive, Building A Simi Valley, California 93065 (805) 433-8000 May 8, 2007 VIA EDGAR AND FACSIMILE (202) 772-9204 Mr. Larry Spirgel Assistant Director Mail Stop 3561 Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Lucy’s Cafe, Inc. Form SB-2 Registration Statement, as amended File No. |
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| May 8, 2007 |
As filed with the Securities and Exchange Commission on May 8, 2007 As filed with the Securities and Exchange Commission on April 17, 2007 As filed with the Securities and Exchange Commission on May 8, 2007 Registration No. |
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| May 3, 2007 |
As filed with the Securities and Exchange Commission on May 3, 2007 As filed with the Securities and Exchange Commission on April 17, 2007 As filed with the Securities and Exchange Commission on May 3, 2007 Registration No. |
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| May 3, 2007 |
McDermott Will & Emery LLP 2049 Century Park East, 34th Floor Los Angeles, California 90067 (310) 788-4182 aturney@mwe. |
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| April 26, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE Mail Stop 3720 April 26, 2007 Mr. Charles Rice Chief Executive Officer and President Lucy’s Cafe, Inc. 2685 Park Center Drive, Building A Simi Valley, CA 93065 Re: Lucy’s Cafe, Inc. Registration Statement on Form SB-2 Amended April 20, 2007 File No. 333-140591 Dear Mr. Rice: We have reviewed you |
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| April 25, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. 2 ) Filed by the Registrant: ý Filed by a Party other than the Registrant: ¨ Check the appropriate box: ý Preliminary Information Statement ¨ Confidential, for Use of the Commission Only (as permitted |
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| April 20, 2007 |
McDermott Will & Emery LLP 2049 Century Park East, 34th Floor Los Angeles, California 90067 (310) 788-4182 aturney@mwe. |
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| April 20, 2007 |
As filed with the Securities and Exchange Commission on April 19, 2007 As filed with the Securities and Exchange Commission on April 17, 2007 As filed with the Securities and Exchange Commission on April 19, 2007 Registration No. |
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| April 17, 2007 |
Converted by EDGARwiz U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2006 Commission file number 333-88278 LUCY’S CAFE, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 88-0476779 (State of Incorporation) (IRS Employe |
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| April 17, 2007 |
LUCY’S CAFE, INC. to be renamed INTERMETRO COMMUNICATIONS, INC. CODE OF CONDUCT (Adopted January 19, 2007) OUR COMMITMENT TO ETHICAL BUSINESS PRACTICES The Lucy’s Cafe, Inc. to be renamed InterMetro Communications, Inc. Code of Conduct (this “Code”) is a guide for our directors, officers, and employees to the application of legal and ethical practices to their services for Lucy’s Cafe, Inc. to be |
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| April 3, 2007 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File No.:333-88278 CUSIP: (Check One): [] Form 10-K [X] Form 10-KSB [] Form 20-F [] Form 11-K [] Form 10-Q [] Form 10-QSB [] Form N-SAR For Period Ended: December 31, 2006 [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Repor |
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| March 7, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE Mail Stop 3720 March 7, 2007 Mr. Charles Rice Chief Executive Officer and President Lucy’s Cafe, Inc. 2685 Park Center Drive, Building A Simi Valley, CA 93065 Re: Lucy’s Cafe, Inc. Registration Statement on Form SB-2 Filed on February 9, 2007 File No. 333-140591 Dear Mr. Rice: We have reviewed y |
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| March 6, 2007 |
SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 9, 2007 |
INTERMETRO COMMUNICATIONS, INC. FORM OF INDEMNIFICATION AGREEMENT Exhibit 10.9 INTERMETRO COMMUNICATIONS, INC. FORM OF INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is made as of April , 2006 by and between InterMetro Communications, Inc., a Delaware corporation (the “Company”), and (“Indemnitee”). RECITALS A. The Company and Indemnitee recognize the significant cost of directors’ and officers’ liability insurance and the general reducti |
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| February 9, 2007 |
EXHIBIT 4.5 FORM OF WARRANT THE WARRANT EVIDENCED OR CONSTITUTED HEREBY, AND ALL SHARES OF COMMON STOCK DELIVERABLE UPON EXERCISE HEREUNDER, HAVE BEEN AND WILL BE ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“THE ACT”) AND MAY NOT BE SOLD, OFFERED FOR SALE, TRANSFERRED, PLEDGED OR HYPOTHECATED WITHOUT REGISTRATION UNDER THE ACT UNLESS EITHER (A) THE COMPANY HAS RECEIVE |
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| February 9, 2007 |
EXHIBIT 10.2 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made as of the 1st day of January, 2004 by and between InterMetro Communications, Inc., a California corporation (the “Company”), and Jon deOng, an individual (“Employee”), and is made with respect to the following facts: RE ITALS A. The Company and the Employee wish to ensure that the Company will receive the benefi |
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| February 9, 2007 |
STANDARD INDUSTRIAL/COMMERCIAL MULTI-TENANT LEASE - NET AIR COMMERCIAL REAL ESTATE ASSOCIATION Exhibit 10.7 STANDARD INDUSTRIAL/COMMERCIAL MULTI-TENANT LEASE - NET AIR COMMERCIAL REAL ESTATE ASSOCIATION 1. Basic Provisions (“Basic Provisions”). 1.1 Parties: This Lease (“Lease”), dated for reference purposes only April 6, 2006 is made by and between Pacific Simi Associates, LLC, a California Limited Liability Company (“Lessor”) and InterMetro Communications, a California Corporation (“Lessee |
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| February 9, 2007 |
Exhibit 10.4 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made as of the 31st day of March 2006, by and between Advanced Tel, Inc., a California corporation (the “Company”), and David Singer, an individual (“Employee”), and is made with respect to the following facts: R E C I T A L S A. The Company and the Employee wish to ensure that the Company will receive the benefit of |
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| February 9, 2007 |
EXHIBIT 10.3 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made as of the 1st day of January, 2004 by and between InterMetro Communications, Inc., a California corporation (the “Company”), and Vincent Arena, an individual (“Employee”), and is made with respect to the following facts: R E C I T A L S A. The Company and the Employee wish to ensure that the Company will receive |
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| February 9, 2007 |
EXHIBIT 4.6 FORM OF WARRANT THE WARRANT EVIDENCED OR CONSTITUTED HEREBY, AND ALL SHARES OF COMMON STOCK DELIVERABLE UPON EXERCISE HEREUNDER, HAVE BEEN AND WILL BE ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (“THE ACT”) AND MAY NOT BE SOLD, OFFERED FOR SALE, TRANSFERRED, PLEDGED OR HYPOTHECATED WITHOUT REGISTRATION UNDER THE ACT UNLESS EITHER (A) THE COMPANY HAS RECEIVE |
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| February 9, 2007 |
EXHIBIT 21.1 SUBSIDIARIES Name Jurisdiction InterMetro Communications, Inc. Delaware Advanced Tel, Inc. California |
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| February 9, 2007 |
Exhibit 10.5 Confidential Treatment Requested: Confidential portions of this document have been redacted and have been filed separately with the Commission. STRATEGIC AGREEMENT This Strategic Agreement (the “Agreement”) is made and entered into as of the 21st day of May 2004 by and between InterMetro Communications, Inc., a California corporation (“IMC”), and Qualitek Services, Inc., a California |
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| February 9, 2007 |
As filed with the Securities and Exchange Commission of February 9, 2007 Registration No. |
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| February 9, 2007 |
Exhibit 10.6 Confidential Treatment Requested: Confidential portions of this document have been redacted and have been filed separately with the Commission. CONFIDENTIAL TERM SHEET BETWEEN CANTATA TECHNOLOGY, INC. AND INTERMETRO COMMUNICATIONS, INC. May 2, 2006 This proposal (the “Term Sheet”) summarizes the principal terms with respect to a business relationship between Cantata Technology, Inc. a |
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| February 9, 2007 |
EXHIBIT 10.1 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this “Agreement”) is made as of the 1st day of January 2004 by and between InterMetro Communications, Inc., a California corporation (the “Company”), and Charles Rice, an individual (“Employee”), and is made with respect to the following facts: R E C I T A L S A. The Company and the Employee wish to ensure that the Company will receive t |
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| February 9, 2007 |
Exhibit 4.11 Confidential Treatment Requested: Confidential portions of this document have been redacted and have been filed separately with the Commission. STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (the “Agreement”) is made and entered into as of the 30th day of March 2006 by and between Advanced Tel, Inc., a California corporation (“ATI”), David Singer, an individual and sole shareh |
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| February 9, 2007 |
Exhibit 10.8 Confidential Treatment Requested: Confidential portions of this document have been redacted and have been filed separately with the Commission. CONFIDENTIAL LETTER AGREEMENT BETWEEN INTERMETRO COMMUNICATIONS, INC. AND 99¢ ONLY STORES June 30, 2005 This proposal sets forth the principal terms with respect to a vendor relationship between InterMetro Communications, Inc. (“InterMetro”), |
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| February 8, 2007 |
SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: X Preliminary Information Statement ࿇ Confidential, for Use of the Commission Only (as permitted by Rule 14c-5(d)(2)) ࿇ Definitive Information Statement LUCY’S CAFE, INC. |
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| January 31, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2007 LUCY’S CAFE, INC. (Exact name of registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation) 000-51384 88-0476779 (Commission File Number) (I.R.S. |
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| January 31, 2007 |
/s/ Hansen, Barnett & Maxwell HANSEN, BARNETT & MAXWELL Exhibit 16.1 January 31, 2007 Securities and Exchange Commission 100 F Street, N.E. Washington D.C. 20549 Ladies and Gentlemen, We have read the statements included under Item 4.01, Changes in Registrant’s Certifying Accountant, in the Form 8-K dated January 31, 2007, of Lucy’s Cafe, Inc. to be filed with the Securities and Exchange Commission and are in agreement with the statements therein insof |
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| January 9, 2007 |
EXHIBIT 99.7 CONSULTING AGREEMENT This Services Agreement (“Agreement”) is entered into and is effective as of December 29, 2006, by and between Lucy’s Cafe, Inc., a Nevada corporation, (“Company”), and Santa Monica Capital, LLC, a California limited liability company (“SMC”), with reference to the following: RECITALS A. The Company desires to retain SMC for consulting services, and SMC desires to |
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| January 9, 2007 |
INITIAL REGISTRATION RIGHTS AGREEMENT Exhibit 99.4.1 INITIAL REGISTRATION RIGHTS AGREEMENT This Initial Registration Rights Agreement (this “Agreement”) is made and entered into as of December 29, 2006, by and among Lucy’s Cafe, Inc., a Nevada corporation (the “Company”), on the one hand, and the purchasers signatory hereto (each such purchaser, a “Purchaser” and collectively, the “Purchasers”). This Agreement is made pursuant to the |
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| January 9, 2007 |
Exhibit 99.6.2 VOTING AGREEMENT THIS VOTING AGREEMENT (the “Agreement”) is entered into as of the 29th day of December 2006 in Simi Valley, California by and between Charles Rice (the “Rice”), and Mitchell Pindus, Pindus Living Trust, Erin Pindus, Tobias Pindus, and Myles Pindus (collectively, the “Shareholder”). RECITALS WHEREAS, Shareholder is the owner of shares of the common stock of Lucy’s Ca |
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| January 9, 2007 |
EXHIBIT 99.6.1 VOTING AGREEMENT THIS VOTING AGREEMENT (the “Agreement”) is entered into as of the 29th day of December 2006 in Simi Valley, California by and between Charles Rice (the “Rice”), and David Marshall, Santa Monica Capital, LLC, a California limited liability company, David Marshall Pension Trust, David Marshall, Inc., a California corporation, and Glenhaven Corporation, a California co |
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| January 9, 2007 |
Form 8-K (12/29/06) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 9, 2007 |
LUCY’S CAFE, INC. INSTRUCTION SHEET FOR INVESTOR EX-99.5 7 dex995.htm FORM OF SECURITIES PURCHASE AGREEMENT Exhibit 99.5 LUCY’S CAFE, INC. INSTRUCTION SHEET FOR INVESTOR To be read in conjunction with the entire attached Securities Purchase Agreement and Investor Questionnaire. All capitalized terms used but not defined herein shall have the meaning assigned to each such term in the Securities Purchase Agreement. A. Complete the following items |
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| January 9, 2007 |
EX-99.2 3 dex992.htm CREDIT TERM AGREEMENT FOR THE BRIDGE FINANCING Exhibit 99.2 TERM CREDIT AGREEMENT THIS TERM CREDIT AGREEMENT (this “Agreement”) is made and entered into as of December 14, 2006, by and between InterMetro Communications, Inc., a Delaware corporation (“Borrower”), and The Hunter Fund Limited (“Lender”), with reference to the following: A. Lender has agreed to make Borrower a ter |
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| January 9, 2007 |
INTERMETRO COMMUNICATIONS, INC. Exhibit 99.3 INTERMETRO COMMUNICATIONS, INC. Dated as of: December 14, 2006 Hunter World Markets, Inc. 9300 Wilshire Boulevard Penthouse Suite Beverly Hills, CA 90212 Ladies and Gentlemen: The undersigned, InterMetro Communications, Inc. (the “Company”), hereby agrees with Hunter World Markets, Inc. (“Hunter”) as follows: 1. Placement. The Company hereby engages Hunter to act as its exclusive plac |
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| January 9, 2007 |
Information Statement Pursuant to Section 14(f) SECURITIES EXCHANGE COMMISSION Washington, D. |
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| January 9, 2007 |
ADDITIONAL REGISTRATION RIGHTS AGREEMENT Exhibit 99.4.2 ADDITIONAL REGISTRATION RIGHTS AGREEMENT This Additional Registration Rights Agreement (this “Agreement”) is made and entered into as of December 29, 2006, by and among Lucy’s Cafe, Inc., a Nevada corporation (the “Company”), on the one hand, and the purchasers signatory hereto (each such purchaser, a “Purchaser” and collectively, the “Purchasers”) and Hunter World Markets, Inc. (“H |
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| January 9, 2007 |
Exhibit 99.1 EXCHANGE AGREEMENT This Exchange Agreement (the “Agreement”) is entered into as of the 29th day of December 2006 by and between Lucy’s Cafe, Inc., a Nevada corporation (the “Company”), InterMetro Communications, Inc., a Delaware corporation (“InterMetro”), and the stockholder, note holder, and warrant holder, as the case may be, of InterMetro who is listed as the “Investor” in the sig |
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| January 4, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 29, 2006 Lucy’s Cafe, Inc. (Exact name of registrant as specified in its charter) 333-88278 (Commission File Number) Nevada 88-0476779 (State or Other Jurisdiction of (I.R.S. |
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| January 4, 2007 |
Lucy’s Cafe, Inc Acquires InterMetro Communications, Inc. Raises $10,235,000 EXHIBIT 99.1 Press Release Dated December 29, 2006 Lucy’s Cafe, Inc Acquires InterMetro Communications, Inc. Raises $10,235,000 SIMI VALLEY, Calif., Dec. 29, 2006 (PRIMEZONE) - Lucy’s Cafe, Inc. (OTCBB: LCYC) announced today the acquisition of InterMetro Communications, Inc. through an exchange of stock (reverse merger) with the shareholders of InterMetro Communications, Inc. Concurrently with the |
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| November 14, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-QSB OMB APPROVAL OMB Number: 3235-0416 Expires: March 31, 2007 Estimated average burden Hours per response . |
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| August 14, 2006 |
Lucy's Cafe June 30, 2006 10-QSB OMB APPROVAL OMB Number: 3235-0416 Expires: March 31, 2007 Estimated average burden Hours per response…. |
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| May 15, 2006 |
U OMB APPROVAL OMB Number: 3235-0416 Expires: March 31, 2007 Estimated average burden Hours per response…. |
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| April 17, 2006 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-KSB SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 3, 2006 |
ITNG FORM 12B-25 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC File Number 333-88278 CUSIP Number (Check One): S Form 10-K and Form 10-KSB £ Form 20-F £ ] Form 11-K £ Form 10-Q and Form 10-QSB £ Form N-SAR For Period Ended: December 31, 2005 £ Transition Report on Form 10-K £ Transition Report on Form 20-F £ Transition Report on Form 11- |
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| February 1, 2006 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act February 1, 2006 (Date of Report) January 31, 2006 (Date of Earliest Event Reported) Lucy’s Café, Inc. (Exact Name of Registrant as Specified in its Charter) Nevada 333-88278 88-0476779 (State or other jurisdiction of incorporation) Commission File Number |
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| October 9, 2005 |
U.S. Securities and Exchange Commission Washington, D.C. 20549 Form 10-QSB U U.S. Securities and Exchange Commission Washington, D.C. 20549 Form 10-QSB (Mark One) [ X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2005 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number: 333-88278 LUCY’S CAFE, INC. (Exact name of small |
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| September 19, 2005 |
SECURITIES AND EXCHANGE COMMISSION SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 15, 2005 |
U.S. Securities and Exchange Commission Washington, D.C. 20549 Form 10-QSB U U.S. Securities and Exchange Commission Washington, D.C. 20549 Form 10-QSB (Mark One) [ X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2005 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number: 333-88278 LUCY’S CAFE, INC. (Exact name of small busin |
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| June 27, 2005 |
UNITED STATES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 LUCY’S CAFÉ, INC. (Exact name of registrant as specified in its charter) Nevada 88-0476779 (State of incorporation or organization) (I.R.S. Employer Identification No.) 2050 Russett W |
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| May 16, 2005 |
U.S. Securities and Exchange Commission Washington, D.C. 20549 Form 10-QSB U U.S. Securities and Exchange Commission Washington, D.C. 20549 Form 10-QSB (Mark One) [ X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2005 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number: 333-88278 LUCY’S CAFE, INC. (Exact name of small busi |
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| April 15, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-KSB [ X ] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXHANGE ACT OF 1934 For the Fiscal Year ended December 31, 2004 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXHANGE ACT OF 1934 for the transition period from to Commission File Number: 333-88278 LUCY'S CAFE, INC. (Name of small bu |
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| March 31, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12B-25 SEC FILE NUMBER 333-88278 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR For Period Ended: December 31, 2004 If the notification relates to a portion of the filing checked above, identify the Item (s) to which the notification relates: PA |
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| March 11, 2005 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act MARCH 9, 2005 (Date of Report) MARCH 8, 2005 (Date of Earliest Event Reported) LUCY'S CAF , INC. (Exact Name of Registrant as Specified in its Charter) NEVADA 333-88278 88-0476779 (State or other jurisdiction Commission File (IRS Employer I.D. No.) of inc |
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| November 22, 2004 |
U.S. Securities and Exchange Commission Washington, D.C. 20549 Form 10-QSB (Mark One) [ X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2004 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number: 333-88278 LUCY'S CAFE, INC. (Exact name of small bu |
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| November 15, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12B-25 SEC FILE NUMBER 333-88278 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X ] Form 10-Q [ ] Form N-SAR For Period Ended: September 30, 2004 If the notification relates to a portion of the filing checked above, identify the Item (s) to which the notification relates: |
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| August 25, 2004 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act AUGUST 25, 2004 (Date of Report) AUGUST 13, 2004 (Date of Earliest Event Reported) LUCY'S CAFE, INC. (Exact Name of Registrant as Specified in its Charter) NEVADA 333-88278 88-0476779 (State or other jurisdiction Commission File (IRS Employer I.D. No.) of |
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| August 18, 2004 |
United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-QSB (Mark One) [ X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2004 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number: 333-88278 LUCY'S CAFE, INC. (Exact name of smal |
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| August 16, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12B-25 SEC FILE NUMBER 333-88278 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: June 30, 2004 If the notification relates to a portion of the filing checked above, identify the Item (s) to which the notification relates: PART I |
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| May 18, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-QSB (Mark One) [ X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2004 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE EXCHANGE ACT For the transition period from to Commission file number: 333-88278 LUCY'S CAFE, INC. (Exact name of sma |
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| May 17, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12B-25 SEC FILE NUMBER 333-88278 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form N-SAR For Period Ended: March 31, 2004 If the notification relates to a portion of the filing checked above, identify the Item (s) to which the notification relates: PART |
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| April 5, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington D.C. 20549 FORM 10-KSB [ X ] ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXHANGE ACT OF 1934 For the Fiscal Year ended December 31, 2003 [ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXHANGE ACT OF 1934 for the transition period from to Commission File Number: 333-88278 LUCY'S CAFE, INC. (Name of small bu |
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| April 5, 2004 |
CODE OF ETHICS AND BUSINESS CONDUCT FOR OFFICERS, DIRECTORS AND EMPLOYEES OF LUCY'S CAFE, INC. |
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| March 30, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12B-25 SEC FILE NUMBER 333-88278 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check One): [X ] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form N-SAR For Period Ended: December 31, 2003 If the notification relates to a portion of the filing checked above, identify the Item (s) to which the notification relates: P |
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| February 3, 2004 |
PROSPECTUS LUCY'S CAFE, INC. 3,470,000 SHARES OF COMMON STOCK $0.50 PER SHARE This prospectus relates to 3,470,000 shares of common stock of Lucy's Cafe, Inc., a Nevada corporation. These shares have already been issued to the selling security holders in private placement transactions which were exempt from the registration and prospectus delivery requirements of the Securities Act of 1933. We wil |
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| January 16, 2004 |
As filed with the Securities and Exchange Commission -, 2000 As filed with the Securities and Exchange Commission, January 15, 2004 File No. |
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| October 24, 2003 |
As filed with the Securities and Exchange Commission, October 24, 2003 File No. 333-88278 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SB-2 AMENDMENT 1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LUCY'S CAFE, INC. (Exact name of registrant as specified in its charter) NEVADA 88-0476779 (State or Other Jurisdiction of (IRS Employer Incorporation or Organi |
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| May 15, 2002 |
LUCY'S CAFE, INC. By-Laws - ARTICLE I MEETINGS OF STOCKHOLDERS - - 1. Stockholders meetings shall be held in the office of the Corporation, at Carson City, NV, or at such other place or places as the directors shall from time to time determine. 2. The annual meeting of the Stockholders of this Corporation shall be held at 11 A.M., on the 30th. day of October of each year beginning in 2001, at whic |
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| May 15, 2002 |
EXHIBIT A PROMISSORY NOTE - - $80,000.00 Sacramento, CA November 2, 2000 FOR VALUE RECEIVED, the undersigned promises to pay to the Lender or order thereof, the principal sum of Eighty Thousand Dollars ($80,000.00), with interest at the rate of ten percent (10%) per annum from the date of disbursement, on the balance remaining from time to time unpaid. The said principal and interest shall be paya |
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| May 15, 2002 |
OFFICE LEASE THIS LEASE is made as of the 18th day of September 1986 by and between Landlord and Tenant WITNESSETH: 1. |
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| May 15, 2002 |
ARTICLES OF INCORPORATION - OF - LUCY'S CAFE, INC - FIRST. The name of the corporation is: - LUCY'S CAFE, INC. SECOND. Its principle office in the State of Nevada is located at 251 - Jeanell Dr. Suite 3, Carson City, NV 89703, although this Corporation may maintain an office, or offices, in such other place within or without the state of Nevada as may from time to time be designated by the Board o |
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| May 15, 2002 |
SB-2 1 doc1.txt As filed with the Securities and Exchange Commission May 15, 2002 File No. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SB-2 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LUCY'S CAFE, INC. (Exact name of registrant as specified in its charter) NEVADA 88-0476779 (State or Other Jurisdiction of (IRS Employer Incorporation or Organization) Ide |
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| May 15, 2002 |
EX-3.2 4 doc3.txt Filed # C29077-00 - November 16, 2000 CERTIFICATE OF AMENDMENT OF ARTICLES OF INCORPORATION (Before payment of Capital or Issuance of Stock) CORPORATE ADVISORY SERVICE, INC. - Name of Incorporator certify that: 1. He constitutes two-thirds of the original Incorporators of LUCY'S CAFE, - INC., a Nevada corporation, - 2. The original Articles were filed in the Office of the Secreta |
