Estatísticas Básicas
| LEI | 5493004ZY1PEJR3C0A81 |
| CIK | 916620 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Northern Funds - Northern Ultra-Short Fixed Income Fund
SEC Filings (Chronological Order)
Esta página fornece uma lista completa e cronológica de Arquivamentos da SEC, excluindo os arquivamentos de propriedade que fornecemos em outro lugar.
| May 19, 2026 |
Northern Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C (Rule 14c-101) Schedule 14C Information Information Statement pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary information statement. |
|
| March 20, 2026 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com March 20, 2026 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the shares of beneficial interest, no par value per share, of N |
|
| March 19, 2026 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Funds (Exact Name of Registrant as Specified in Its Charter) Delaware (State of Incorporation or Organization) (See Below) (I.R.S. Employer Identification No.) 50 South LaSalle St |
|
| October 7, 2025 |
N-MFP3 0000916620 XXXXXXXX 2025-09-30 Northern Funds 0000916620 5493004ZY1PEJR3C0A81 U. |
|
| October 7, 2025 |
N-MFP3 0000916620 XXXXXXXX 2025-09-30 Northern Funds 0000916620 5493004ZY1PEJR3C0A81 U. |
|
| September 8, 2025 |
N-MFP3 0000916620 XXXXXXXX 2025-08-31 Northern Funds 0000916620 5493004ZY1PEJR3C0A81 U. |
|
| September 8, 2025 |
N-MFP3 0000916620 XXXXXXXX 2025-08-31 Northern Funds 0000916620 5493004ZY1PEJR3C0A81 U. |
|
| August 18, 2025 | ||
| August 15, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com August 15, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the following Shares of beneficial interest, par value $0.0001 |
|
| August 11, 2025 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Funds (Exact Name of Registrant as Specified in Its Charter) Delaware (See Below) (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 50 South LaSalle St |
|
| August 11, 2025 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 Northern Funds (Exact Name of Registrant as Specified in Its Charter) Delaware (See Below) (State of Incorporation or Organization) (I.R.S. Employer Identification No.) 50 South LaSalle St |
|
| May 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C (Rule 14c-101) Schedule 14C Information Information Statement pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary information statement. |
|
| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C (Rule 14c-101) Schedule 14C Information Information Statement pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary information statement. |
|
| February 8, 2024 |
February 8, 2024 Via EDGAR Transmission Filing Desk U.S. Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Northern Funds (the “Registrant”) File Nos. 033-73404 and 811-08236 Dear Sir or Madam: Pursuant to Rule 477 under the Securities Act of 1933, the Registrant respectfully requests withdrawal of the following Post-Effective Amendments to the Registration S |
|
| April 20, 2023 |
Northern Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C (Rule 14c-101) Schedule 14C Information Information Statement pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary information statement. |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
NPORT-EX 2 fixedincome.htm Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97.3% Arizona – 97.3% Arizona Board of Regents Revenue Bonds, Series A, Green Bonds, 5.00%, 7/1/43 $850 $939 Arizona Board of Regents State University System Revenue Bonds, Series A, 5.00%, 7/1/34 750 768 5.00%, 7/1/35 750 768 Arizona Board |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
NPORT-EX 2 fixedincome.htm Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97.3% Arizona – 97.3% Arizona Board of Regents Revenue Bonds, Series A, Green Bonds, 5.00%, 7/1/43 $850 $939 Arizona Board of Regents State University System Revenue Bonds, Series A, 5.00%, 7/1/34 750 768 5.00%, 7/1/35 750 768 Arizona Board |
|
| February 28, 2023 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97. |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97. |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND NPORT-EX 2 equity.htm Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95.5% (1) Austria – 0.1% Erste Group Bank A.G. 4,779 $152 Brazil – 7.1% Ambev S.A. ADR* 656,730 1,786 Arezzo Industria e Comercio S.A. 11,900 176 B3 S.A. - Brasil Bolsa Balcao 135,800 340 Banco do Brasil S.A. 96,000 630 BB Seguridade Partic |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97. |
|
| February 28, 2023 |
NPORT-EX 2 fixedincome.htm Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97.3% Arizona – 97.3% Arizona Board of Regents Revenue Bonds, Series A, Green Bonds, 5.00%, 7/1/43 $850 $939 Arizona Board of Regents State University System Revenue Bonds, Series A, 5.00%, 7/1/34 750 768 5.00%, 7/1/35 750 768 Arizona Board |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97. |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97. |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97. |
|
| February 28, 2023 |
NPORT-EX 2 fixedincome.htm Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97.3% Arizona – 97.3% Arizona Board of Regents Revenue Bonds, Series A, Green Bonds, 5.00%, 7/1/43 $850 $939 Arizona Board of Regents State University System Revenue Bonds, Series A, 5.00%, 7/1/34 750 768 5.00%, 7/1/35 750 768 Arizona Board |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97. |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97. |
|
| February 28, 2023 |
NPORT-EX 2 fixedincome.htm Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97.3% Arizona – 97.3% Arizona Board of Regents Revenue Bonds, Series A, Green Bonds, 5.00%, 7/1/43 $850 $939 Arizona Board of Regents State University System Revenue Bonds, Series A, 5.00%, 7/1/34 750 768 5.00%, 7/1/35 750 768 Arizona Board |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
NPORT-EX 2 fixedincome.htm Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97.3% Arizona – 97.3% Arizona Board of Regents Revenue Bonds, Series A, Green Bonds, 5.00%, 7/1/43 $850 $939 Arizona Board of Regents State University System Revenue Bonds, Series A, 5.00%, 7/1/34 750 768 5.00%, 7/1/35 750 768 Arizona Board |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97. |
|
| February 28, 2023 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97. |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| February 28, 2023 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97. |
|
| February 28, 2023 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97. |
|
| February 28, 2023 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 97. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2022 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 24, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2022 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| August 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C (Rule 14c-101) Schedule 14C Information Information Statement pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary information statement. |
|
| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C (Rule 14c-101) Schedule 14C Information Information Statement pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ? Preliminary information statement. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| February 25, 2022 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| February 25, 2022 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 96. |
|
| November 26, 2021 |
CORRESP Stradley Ronon Stevens & Young, LLP 100 Park Avenue, Suite 2000 New York, NY 10017 Telephone 212. |
|
| August 26, 2021 |
Schedule of Investments CORE BOND FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 2. |
|
| August 26, 2021 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 95. |
|
| August 26, 2021 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 92. |
|
| August 26, 2021 |
Schedule of Investments CORE BOND FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 2. |
|
| August 26, 2021 |
Schedule of Investments CORE BOND FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 2. |
|
| August 26, 2021 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| August 26, 2021 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| August 26, 2021 |
Schedule of Investments INCOME EQUITY FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 98. |
|
| August 26, 2021 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 95. |
|
| August 26, 2021 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 92. |
|
| August 26, 2021 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| August 26, 2021 |
Schedule of Investments INCOME EQUITY FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 98. |
|
| August 26, 2021 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 92. |
|
| August 26, 2021 |
Schedule of Investments CORE BOND FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 2. |
|
| August 26, 2021 |
Schedule of Investments INCOME EQUITY FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 98. |
|
| August 26, 2021 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| August 26, 2021 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 95. |
|
| August 26, 2021 |
GLOBAL TACTICAL ASSET ALLOCATION FUND Schedule of Investments GLOBAL TACTICAL ASSET ALLOCATION FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) INVESTMENT COMPANIES – 100. |
|
| August 26, 2021 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 95. |
|
| August 26, 2021 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 92. |
|
| August 26, 2021 |
Schedule of Investments BOND INDEX FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 1. |
|
| August 26, 2021 |
Schedule of Investments CORE BOND FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 2. |
|
| August 26, 2021 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 95. |
|
| August 26, 2021 |
Schedule of Investments CORE BOND FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 2. |
|
| August 26, 2021 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 95. |
|
| August 26, 2021 |
Schedule of Investments BOND INDEX FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 1. |
|
| August 26, 2021 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| August 26, 2021 |
Schedule of Investments CORE BOND FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 2. |
|
| August 26, 2021 |
Schedule of Investments INCOME EQUITY FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 98. |
|
| August 26, 2021 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 92. |
|
| August 26, 2021 |
Schedule of Investments INCOME EQUITY FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 98. |
|
| August 26, 2021 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 95. |
|
| August 26, 2021 |
Schedule of Investments CORE BOND FUND June 30, 2021 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 2. |
|
| August 26, 2021 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| August 26, 2021 |
Schedule of Investments INCOME EQUITY FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 98. |
|
| August 26, 2021 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| August 26, 2021 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 92. |
|
| August 26, 2021 |
Schedule of Investments INCOME EQUITY FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 98. |
|
| August 26, 2021 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2021 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 92. |
|
| March 4, 2021 |
Filed by Northern Funds, pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: Northern Funds File No. |
|
| March 1, 2021 |
Schedule of Investments INCOME EQUITY FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 99. |
|
| March 1, 2021 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| March 1, 2021 |
Schedule of Investments INCOME EQUITY FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 99. |
|
| March 1, 2021 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 91. |
|
| March 1, 2021 |
Schedule of Investments INCOME EQUITY FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 99. |
|
| March 1, 2021 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| March 1, 2021 |
Schedule of Investments CORE BOND FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 3. |
|
| March 1, 2021 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 91. |
|
| March 1, 2021 |
Schedule of Investments BOND INDEX FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 1. |
|
| March 1, 2021 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 91. |
|
| March 1, 2021 |
Schedule of Investments CORE BOND FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 3. |
|
| March 1, 2021 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| March 1, 2021 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| March 1, 2021 |
Schedule of Investments BOND INDEX FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 1. |
|
| March 1, 2021 |
Schedule of Investments CORE BOND FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 3. |
|
| March 1, 2021 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| March 1, 2021 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| March 1, 2021 |
Schedule of Investments INCOME EQUITY FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 99. |
|
| March 1, 2021 |
Schedule of Investments CORE BOND FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 3. |
|
| March 1, 2021 |
Schedule of Investments CORE BOND FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 3. |
|
| March 1, 2021 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 91. |
|
| March 1, 2021 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| March 1, 2021 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| March 1, 2021 |
Schedule of Investments INCOME EQUITY FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 99. |
|
| March 1, 2021 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| March 1, 2021 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 95. |
|
| March 1, 2021 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 91. |
|
| March 1, 2021 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 91. |
|
| March 1, 2021 |
Schedule of Investments INCOME EQUITY FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 99. |
|
| March 1, 2021 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| March 1, 2021 |
Schedule of Investments CORE BOND FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 3. |
|
| March 1, 2021 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| March 1, 2021 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| March 1, 2021 |
Schedule of Investments CORE BOND FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 3. |
|
| March 1, 2021 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 91. |
|
| March 1, 2021 |
Schedule of Investments INCOME EQUITY FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 99. |
|
| March 1, 2021 |
Schedule of Investments CORE BOND FUND December 31, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 3. |
|
| March 1, 2021 |
GLOBAL TACTICAL ASSET ALLOCATION FUND Schedule of Investments GLOBAL TACTICAL ASSET ALLOCATION FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) INVESTMENT COMPANIES – 100. |
|
| March 1, 2021 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND December 31, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 91. |
|
| February 26, 2021 |
Filed by Northern Funds, pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-6 under the Securities Exchange Act of 1934 Subject Company: Northern Funds File No. |
|
| February 23, 2021 |
CORRESP 1 filename1.htm Faegre Drinker Biddle & Reath LLP One Logan Square, Suite 2000 Philadelphia, PA 19103 215-988-1000 (Phone) (215) 988-5757 (Facsimile) www.faegredrinker.com February 23, 2021 Via Edgar Transmission Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Jeff Long RE: Northern Funds (811-08236) Sarbanes-Oxley Review Dear Mr. Long: The following |
|
| February 5, 2021 |
Faegre Drinker Biddle & Reath LLP 191 N. Wacker Dr., Ste. 3700 Chicago, IL 60606-1698 (312) 569-1000 (Phone) (312) 569-3000 (Fax) www.faegredrinker.com February 5, 2021 Via Edgar Transmission Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Samantha Brutlag RE: Northern Funds (the ?Trust? or ?Registrant?) Registration Statement on Form N-14 (File No. 333-2519 |
|
| January 8, 2021 |
EX-99.11 Faegre Drinker Biddle & Reath LLP One Logan Square Suite 2000 Philadelphia, PA 19103 (215) 988-2700 (Phone) (215) 988-2757 (Facsimile) www.faegredrinker.com January 8, 2021 Northern Funds 50 South LaSalle Street Chicago, Illinois 60603 Re: Reorganization of the Money Market Fund into the U.S. Government Money Market Fund Ladies and Gentlemen: We have acted as counsel for Northern Funds (t |
|
| January 8, 2021 |
Consent of Deliotte & Touche LLP is filed herewith. EX-99.14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated May 22, 2020, relating to the financial statements and financial highlights of the Money Market Fund and U.S. Government Money Market Fund, two separate portfolios of Northern Funds, appearing in the Annual Report on Form N-C |
|
| January 8, 2021 |
Form of Proxy Card is filed herewith. EX-99.17 6 d106554dex9917.htm EX-99.17 PROXY TABULATOR P.O. BOX 9112 FARMINGDALE, NY 11735 To vote by Internet 1) Read the Proxy Statement and have the proxy card below at hand. 2) Go to website proxyvote.com or scan the QR Barcode above 3) Follow the instructions provided on the website. 4) To attend and vote at the meeting, please register by going to Virtual Shareholder Meeting at: https:// |
|
| January 8, 2021 |
Faegre Drinker Biddle & Reath LLP One Logan Square, Suite 2000 Philadelphia, Pennsylvania 19103 +1 215 988 2700 main +1 215 988 2757 fax [ ], 2021 Northern Funds 50 South LaSalle Street Chicago, IL 60603 Re: Plan of Reorganization with respect to the Money Market Fund of Northern Funds and the U. |
|
| January 8, 2021 |
Powers of Attorney are filed herewith. EX-99.16 5 d106554dex9916.htm EX-99.16 NORTHERN FUNDS POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned, being a Trustee of Northern Funds (the “Trust”), a statutory trust organized under the laws of the State of Delaware, does hereby make, constitute and appoint Peter K. Ewing, Kevin O’Rourke and Joshua B. Deringer, and each of them, attorneys-in-fact and agents of the un |
|
| January 8, 2021 |
Faegre Drinker Biddle & Reath LLP One Logan Square Suite 2000 Philadelphia, PA 19103 (215) 988-2700 (Phone) (215) 988-2757 (Facsimile) www. |
|
| January 8, 2021 |
As filed with the Securities and Exchange Commission on January 8, 2021 N-14 1 d106554dn14.htm N-14 As filed with the Securities and Exchange Commission on January 8, 2021 File No. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ☐ Pre-Effective Amendment No. ☐ Post-Effective Amendment No. (Check appropriate box or boxes) NORTHERN FUNDS (Exact Name of Registrant as Specified in Charter) 50 Sout |
|
| November 17, 2020 |
Northern Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Schedule 14C (Rule 14c-101) Schedule 14C Information Information Statement pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: ☐ Preliminary information statement. |
|
| August 21, 2020 |
Schedule of Investments CORE BOND FUND June 30, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 3. |
|
| August 21, 2020 |
Schedule of Investments INCOME EQUITY FUND June 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 99. |
|
| August 21, 2020 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 90. |
|
| August 21, 2020 |
Schedule of Investments BOND INDEX FUND June 30, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 1. |
|
| August 21, 2020 |
Schedule of Investments BOND INDEX FUND June 30, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 1. |
|
| August 21, 2020 |
Schedule of Investments CORE BOND FUND June 30, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 3. |
|
| August 21, 2020 |
Schedule of Investments CORE BOND FUND June 30, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 3. |
|
| August 21, 2020 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND June 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| August 21, 2020 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND June 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| August 21, 2020 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 94. |
|
| August 21, 2020 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND June 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| August 21, 2020 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 94. |
|
| August 21, 2020 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 90. |
|
| August 21, 2020 |
Schedule of Investments CORE BOND FUND June 30, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 3. |
|
| August 21, 2020 |
Schedule of Investments CORE BOND FUND June 30, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 3. |
|
| August 21, 2020 |
Schedule of Investments CORE BOND FUND June 30, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 3. |
|
| August 21, 2020 |
ACTIVE M EMERGING MARKETS EQUITY FUND Schedule of Investments ACTIVE M EMERGING MARKETS EQUITY FUND June 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 90. |
|
| August 21, 2020 |
Schedule of Investments INCOME EQUITY FUND June 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 99. |
|
| August 21, 2020 |
Schedule of Investments INCOME EQUITY FUND June 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 99. |
|
| August 21, 2020 |
Schedule of Investments CORE BOND FUND June 30, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) ASSET-BACKED SECURITIES – 3. |
|
| August 21, 2020 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 94. |
|
| August 21, 2020 |
Schedule of Investments ARIZONA TAX-EXEMPT FUND June 30, 2020 (UNAUDITED) PRINCIPAL AMOUNT (000S) VALUE (000S) MUNICIPAL BONDS – 94. |
|
| August 21, 2020 |
Schedule of Investments INCOME EQUITY FUND June 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 99. |
|
| August 21, 2020 |
EMERGING MARKETS EQUITY INDEX FUND Schedule of Investments EMERGING MARKETS EQUITY INDEX FUND June 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 94. |
|
| August 21, 2020 |
Schedule of Investments INCOME EQUITY FUND June 30, 2020 (UNAUDITED) NUMBER OF SHARES VALUE (000S) COMMON STOCKS – 99. |
