NWK / Network Equipment Technologies Inc - Arquivamentos da SEC, Relatório Anual, Declaração de Procuração

Network Equipment Technologies Inc
US ˙ US650367KL85
ESTE SÍMBOLO NÃO ESTÁ MAIS ATIVO

Estatísticas Básicas
CIK 752431
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Network Equipment Technologies Inc
SEC Filings (Chronological Order)
Esta página fornece uma lista completa e cronológica de Arquivamentos da SEC, excluindo os arquivamentos de propriedade que fornecemos em outro lugar.
September 5, 2012 SC 13G

NWK / Network Equipment Technologies Inc / STAFFORD CAPITAL MANAGEMENT LLC - NWK 13G STAFFORD CAPITAL MGMT Passive Investment

CUSIP No. 641208103 SC 13/G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE SC 13G Under the Securities Exchange Act of 1934 NETWORK EQUIPMENT TECHNOLOGIES Common Stock, Par Value $0.01 per Share Cusip 641208103 STAFFORD CAPITAL MANAGEMENT LLC ROBERT M. STAFFORD 275 BATTERY STREET, SUITE 1600 SAN FRANCISCO, CA. 94111 415-362-6120 August 31, 2012 Rule pursuant to wh

September 4, 2012 15-12G

- 15-12G

15-12G 1 a12-1964311512g.htm 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-10255 Network Equipment Technologie

August 27, 2012 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on August 27, 2012 Registration No.

August 27, 2012 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on August 27, 2012 Registration No.

August 27, 2012 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on August 27, 2012 Registration No.

August 27, 2012 EX-4.1

Article 1

Supplemental Indenture Exhibit 4.1 EXECUTION COPY FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of August 24, 2012, between Network Equipment Technologies, Inc., a Delaware corporation (the “Company”), and U.S. Bank National Association (successor to Morgan Guaranty Trust Company of New York), as trustee under the Indenture referred to below (the “Trustee”). WITNESSE

August 27, 2012 EX-4.2

Article 1

Supplemental Indenture Exhibit 4.2 EXECUTION COPY FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of August 24, 2012, between Network Equipment Technologies, Inc., a Delaware corporation (the “Company”), and U.S. Bank National Association, as trustee under the Indenture referred to below (the “Trustee”). WITNESSETH: WHEREAS, the Company has heretofore executed and deli

August 27, 2012 8-K

Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2012 Network Equipment Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-10255 94-2904044 (State of incorporation) (Commission File Num

August 27, 2012 EX-3.1

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION NETWORK EQUIPMENT TECHNOLOGIES, INC.

Amended and Restated Certificate Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF NETWORK EQUIPMENT TECHNOLOGIES, INC. FIRST: The name of the Corporation is: Network Equipment Technologies, Inc. SECOND: The address of the Corporation’s registered office in the State of Delaware is 1209 Orange Street, Wilmington, County of New Castle, Delaware, 19801, and the name of its registered

August 27, 2012 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on August 27, 2012 Registration No.

August 27, 2012 S-8 POS

- S-8 POS

S-8 POS 1 a12-189644s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on August 27, 2012 Registration No. 333-178429 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 POST EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Network Equipment Technologies, Inc. (Exact name of registrant as specified in its charter) D

August 27, 2012 POS AM

- POS AM

As filed with the Securities and Exchange Commission on August 27, 2012 Registration No.

August 27, 2012 S-8 POS

- S-8 POS

As filed with the Securities and Exchange Commission on August 27, 2012 Registration No.

August 24, 2012 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2012 Network Equipment Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-10255 94-2904044 (State of incorporation) (Commission File Num

August 16, 2012 8-K

Other Events - FORM 8-K

Form 8-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 16, 2012 DEFA14A

- DEFINITIVE ADDITIONAL MATERIALS

Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 10, 2012 10-Q

Quarterly Report - NETWORK EQUIPMENT TECHNOLOGIES INC 10-Q 6-29-2012

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 29, 2012. OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number 001-10255 NETWORK

August 9, 2012 SC 13G/A

NWK / Network Equipment Technologies Inc / Clearbridge Investments, LLC - NET2Q12 Passive Investment

SC 13G/A 1 net2q12.txt NET2Q12 Securities and Exchange Commission Washington, D. C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 ) Network Equipment Technologies Inc Common Stock CUSIP Number 641208103 Date of Event Which Requires Filing of this Statement: 07/31/2012 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ X ] Rul

August 3, 2012 DEFA14A

- DEFINITIVE ADDITIONAL MATERIALS

Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

August 3, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 net20120801form8k.htm NETWORK EQUIPMENT TECHNOLOGIES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2012 Network Equipment Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 00

August 3, 2012 EX-99

NETWORK EQUIPMENT TECHNOLOGIES, INC. NOTICE TO HOLDERS OF 3.75% CONVERTIBLE SENIOR NOTES DUE 2014 (CUSIP NO. 641208 AC7)

Converted by EDGARwiz Exhibit 99.2 NETWORK EQUIPMENT TECHNOLOGIES, INC. NOTICE TO HOLDERS OF 3.75% CONVERTIBLE SENIOR NOTES DUE 2014 (CUSIP NO. 641208 AC7) Ladies and Gentlemen: Reference is made to that certain Indenture, dated as of December 18, 2007 (the “Indenture”), by and between Network Equipment Technologies, Inc. (the “Company”) and U.S. Bank National Association, as trustee (the “Trustee

August 3, 2012 SC 13D/A

NWK / Network Equipment Technologies Inc / KOPP INVESTMENT ADVISORS LLC Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11)* NETWORK EQUIPMENT TECHNOLOGIES INC. (Name of Issuer) Common Stock (Title of Class of Securities) 641208103 (CUSIP Number) John P. Flakne Kopp Investment Advisors, LLC 8400 Normandale Lake Boulevard, Suite 1450 Bloomington, MN 55437 (952) 841-0400 Copy to: Christopher

August 3, 2012 EX-99

NETWORK EQUIPMENT TECHNOLOGIES, INC. NOTICE TO HOLDERS OF 7 ¼% CONVERTIBLE SUBORDINATED DEBENTURES DUE 2014 (CUSIP NO. 641208 AA1)

Converted by EDGARwiz Exhibit 99.1 NETWORK EQUIPMENT TECHNOLOGIES, INC. NOTICE TO HOLDERS OF 7 ¼% CONVERTIBLE SUBORDINATED DEBENTURES DUE 2014 (CUSIP NO. 641208 AA1) Ladies and Gentlemen: Reference is made to that certain Indenture, dated as of May 15, 1989 (the “Indenture”), by and between Network Equipment Technologies, Inc. (the “Company”) and U.S. Bank National Association (successor to Morgan

August 2, 2012 EX-99

NETWORK EQUIPMENT TECHNOLOGIES ANNOUNCES FINANCIAL RESULTS FOR FIRST QUARTER OF FISCAL 2013

EX-99 2 net20120801ex99.htm NETWORK EQUIPMENT TECHNOLOGIES, INC. Exhibit 99.1 NETWORK EQUIPMENT TECHNOLOGIES ANNOUNCES FINANCIAL RESULTS FOR FIRST QUARTER OF FISCAL 2013 Fremont, CA, August 1, 2012 – Telecommunications equipment maker Network Equipment Technologies, Inc. (“NET”, NASDAQ:NWK) reported results for its first quarter of fiscal 2013, ended June 29, 2012. Total revenue in the first quart

August 2, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - NETWORK EQUIPMENT TECHNOLOGIES, INC.

Network Equipment Technologies, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2012 Network Equipment Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-10255 94-2904044 (State of

July 27, 2012 10-K/A

Annual Report - NETWORK EQUIPMENT TECHNOLOGIES, INC.

Network Equipment Technolgies, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended March 30, 2012. OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period fr

July 24, 2012 DEFR14A

- AMENDMENT NO. 1 TO THE DEFINITIVE PROXY STATEMENT

Amendment No. 1 to the Definitive Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confid

July 24, 2012 DEFM14A

- DEFINITIVE PROXY STATEMENT

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e

July 20, 2012 SC 13D/A

NWK / Network Equipment Technologies Inc / KOPP INVESTMENT ADVISORS LLC Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* NETWORK EQUIPMENT TECHNOLOGIES INC. (Name of Issuer) Common Stock (Title of Class of Securities) 641208103 (CUSIP Number) John P. Flakne Kopp Investment Advisors, LLC 8400 Normandale Lake Boulevard, Suite 1450 Bloomington, MN 55437 (952) 841-0400 Copy to: Christopher

July 11, 2012 PREM14A

- PRELIMINARY PROXY STATEMENT

Preliminary Proxy Statement Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

July 10, 2012 SC 13G/A

NWK / Network Equipment Technologies Inc / MORGAN STANLEY - ST MSSB EXIT Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* NETWORK EQUIPMENT TECHNOLOGIES INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 641208103 - (CUSIP Number) June 29, 2012 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

June 29, 2012 SC 13D/A

NWK / Network Equipment Technologies Inc / KOPP INVESTMENT ADVISORS LLC Activist Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 9)* NETWORK EQUIPMENT TECHNOLOGIES INC. (Name of Issuer) Common Stock (Title of Class of Securities) 641208103 (CUSIP Number) John P. Flakne Kopp Investment Advisors, LLC 8400 Normandale Lake Boulevard, Suite 1450 Bloomington, MN 55437 (952) 841-0400 Copy to: Christopher

June 20, 2012 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among Sonus Networks, Inc., Navy Acquisition Subsidiary, Inc. Network Equipment Technologies, Inc. Dated as of June 18, 2012 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Closing 1 1.3 Effectiv

Agreement and Plan of Merger Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER by and among Sonus Networks, Inc., Navy Acquisition Subsidiary, Inc. and Network Equipment Technologies, Inc. Dated as of June 18, 2012 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Closing 1 1.3 Effective Time 1 1.4 Effects of the Merger 2 1.5 Certificate of Incorporation and By-Laws 2 1.6 Di

June 20, 2012 DEFA14A

- FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 18, 2012 Network Equipment Technologies, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-10255 94-2904044 (State or Other Jurisdiction of Incorporation)

June 20, 2012 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among Sonus Networks, Inc., Navy Acquisition Subsidiary, Inc. Network Equipment Technologies, Inc. Dated as of June 18, 2012 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Closing 1 1.3 Effectiv

EX-2.1 2 d369512dex21.htm AGREEMENT AND PLAN OF MERGER Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER by and among Sonus Networks, Inc., Navy Acquisition Subsidiary, Inc. and Network Equipment Technologies, Inc. Dated as of June 18, 2012 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Closing 1 1.3 Effective Time 1 1.4 Effects of the Merger 2 1.5 Certificate of Incorpor

June 20, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 18, 2012 Network Equipment Technologies, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-10255 94-2904044 (State or Other Jurisdiction of Incorp

June 19, 2012 EX-99.1

Sonus Networks Announces Definitive Agreement to Acquire Network Equipment Technologies Acquisition Would Bring Branch Office and Small Office Solutions to Expand Sonus’ Portfolio for the Enterprise Market

Joint Press Release Exhibit 99.1 Sonus Networks Announces Definitive Agreement to Acquire Network Equipment Technologies Acquisition Would Bring Branch Office and Small Office Solutions to Expand Sonus’ Portfolio for the Enterprise Market Key Takeaways: • Intended purchase of Network Equipment Technologies, Inc. (NET) is expected to accelerate Sonus’ ability to serve the enterprise market • Sonus’

June 19, 2012 EX-99.1

Sonus Networks Announces Definitive Agreement to Acquire Network Equipment Technologies Acquisition Would Bring Branch Office and Small Office Solutions to Expand Sonus’ Portfolio for the Enterprise Market

Exhibit 99.1 Sonus Networks Announces Definitive Agreement to Acquire Network Equipment Technologies Acquisition Would Bring Branch Office and Small Office Solutions to Expand Sonus’ Portfolio for the Enterprise Market Key Takeaways: · Intended purchase of Network Equipment Technologies, Inc. (NET) is expected to accelerate Sonus’ ability to serve the enterprise market · Sonus’ Session Border Cont

June 19, 2012 DEFA14A

- FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 19, 2012 Network Equipment Technologies, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-10255 94-2904044 (State or Other Jurisdiction of Incorporation)

June 19, 2012 EX-99.1

1

Exhibit 99.1 SONUS — N.E.T. CONFERENCE CALL 19 June 2012 PATTI LEAHY Welcome everyone and thank you for joining us on short notice. As announced this morning, we are here today to discuss Sonus Networks’ proposed acquisition of Network Equipment Technologies, also referred to as N.E.T. A presentation with supporting information is available in the Investor Relations section of our website and has

June 19, 2012 DFAN14A

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2012 SONUS NETWORKS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34115 04-3387074 (State or Other Juris- diction of Incorporation (Commission Fil

June 19, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - NETWORK EQUIPMENT TECHNOLOGIES, INC.

Network Equipment Technologies, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2012 Network Equipment Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-10255 94-2904044 (State of

June 19, 2012 EX-99.2

Sonus Networks Acquisition of Network Equipment Technologies June 19, 2012

Exhibit 99.2 Sonus Networks Acquisition of Network Equipment Technologies June 19, 2012 In connection with the proposed merger, NET plans to file a proxy statement with the Securities and Exchange Commission (the “SEC”). Additionally, NET and Sonus will file other relevant materials in connection with the proposed acquisition of NET by Sonus pursuant to the terms of the Merger Agreement by and amo

June 19, 2012 EX-2.1

AGREEMENT AND PLAN OF MERGER by and among Sonus Networks, Inc., Navy Acquisition Subsidiary, Inc. Network Equipment Technologies, Inc. Dated as of June 18, 2012

EX-2.1 2 a12-149641ex2d1.htm EX-2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among Sonus Networks, Inc., Navy Acquisition Subsidiary, Inc. and Network Equipment Technologies, Inc. Dated as of June 18, 2012 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 1.1 The Merger 1 1.2 Closing 1 1.3 Effective Time 1 1.4 Effects of the Merger 2 1.5 Certificate of Incorporation and By-Laws 2 1.6 Directors

June 19, 2012 DFAN14A

- 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2012 SONUS NETWORKS, INC. (Exact Name of Registrant as Specified in its Charter) Delaware 001-34115 04-3387074 (State or Other Juris- diction of Incorporation (Commission Fil

June 19, 2012 EX-99.3

Sonus Networks Enters into a Definitive Agreement to Acquire NET

Exhibit 99.3 Sonus Networks Enters into a Definitive Agreement to Acquire NET FAQ 1. What Has Been Announced? Sonus entered into a definitive agreement to acquire Network Equipment Technologies (NET), a leading provider of enterprise-class networking solutions optimized for secure real-time communications in Unified Communications, SIP trunking and Cloud-based deployments. 2. Who is NET? NET provi

June 19, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 19, 2012 Network Equipment Technologies, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-10255 94-2904044 (State or Other Jurisdiction of Incorp

June 19, 2012 EX-99.1

Sonus Networks Announces Definitive Agreement to Acquire Network Equipment Technologies Acquisition Would Bring Branch Office and Small Office Solutions to Expand Sonus’ Portfolio for the Enterprise Market

Joint Press Release Exhibit 99.1 Sonus Networks Announces Definitive Agreement to Acquire Network Equipment Technologies Acquisition Would Bring Branch Office and Small Office Solutions to Expand Sonus’ Portfolio for the Enterprise Market Key Takeaways: • Intended purchase of Network Equipment Technologies, Inc. (NET) is expected to accelerate Sonus’ ability to serve the enterprise market • Sonus’

June 15, 2012 10-K

Annual Report - NETWORK EQUIPMENT TECHNOLOGIES, INC 10-K 3-30-2012

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended March 30, 2012. OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number 001-10255 NETWORK EQUIPME

June 15, 2012 EX-21.1

Network Equipment Technologies, Inc. Subsidiaries of the Company as of May 25,2012

EXHIBIT 21.1 Network Equipment Technologies, Inc. Subsidiaries of the Company as of May 25,2012 NAME JURISDICTION OF INCORPORATION N.E.T. Europe Ltd. United Kingdom (with a branch registered in Dubai) NET Europe SAS France N.E.T. Federal, Inc. Delaware N.E.T. Japan, Inc. Delaware (with a branch registered in Japan) Network Equipment Technologies Australia Pty Limited Australia N.E.T. Southeast Asi

June 15, 2012 EX-10.4

NETWORK EQUIPMENT TECHNOLOGIES, INC. 2008 EQUITY INCENTIVE PLAN [as last amended August 9, 2011]

EX-10.4 2 ex104.htm EXHIBIT 10.4 EXHIBIT 10.4 NETWORK EQUIPMENT TECHNOLOGIES, INC. 2008 EQUITY INCENTIVE PLAN [as last amended August 9, 2011] 1.Purposes of the Plan. (a) The purpose of this Plan is to encourage ownership in Network Equipment Technologies, Inc., a Delaware corporation (the “Company”), by key personnel whose long-term employment or other service relationship with the Company is con

June 12, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - NETWORK EQUIPMENT TECHNOLOGIES, INC.

Network Equipment Technologies, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2012 Network Equipment Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-10255 94-2904044 (State of i

May 9, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - NETWORK EQUIPMENT TECHNOLOGIES, INC.

Network Equipment Technologies, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2012 Network Equipment Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-10255 94-2904044 (State of in

May 9, 2012 EX-99

NETWORK EQUIPMENT TECHNOLOGIES ANNOUNCES FINANCIAL RESULTS FOR FOURTH QUARTER OF FISCAL 2012

EX-99 2 net20120509ex99.htm NETWORK EQUIPMENT TECHNOLOGIES, INC.-EARNINGS PRESS RELEASE Exhibit 99.1 NETWORK EQUIPMENT TECHNOLOGIES ANNOUNCES FINANCIAL RESULTS FOR FOURTH QUARTER OF FISCAL 2012 Fremont, CA, May 9, 2012 – Telecommunications equipment maker Network Equipment Technologies, Inc. (“NET”, NASDAQ:NWK) today reported its results for the fiscal fourth quarter and year ended March 30, 2012.

May 2, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - NETWORK EQUIPMENT TECHNOLOGIES, INC.

Network Equipment Technologies, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2012 Network Equipment Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-10255 94-2904044 (State of

April 11, 2012 8-K

Other Events - NETWORK EQUIPMENT TECHNOLOGIES, INC.

Network Equipment Technologies, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2012 Network Equipment Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-10255 94-2904044 (State of

April 2, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Costs Associated with Exit or Disposal Activities - NETWORK EQUIPMENT TECHNOLOGIES, INC.

Network Equipment Technologies, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2012 Network Equipment Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-10255 94-2904044 (State of

April 2, 2012 EX-99

INDEPENDENT CONTRACTOR AGREEMENT

EX-99 3 net20120402exh102.htm INDEPENDENT CONTRACTOR AGREEMENT Exhibit 99.2 INDEPENDENT CONTRACTOR AGREEMENT This Independent Contractor Agreement (“Agreement”) is made effective April 3, 2012 by and between NETWORK EQUIPMENT TECHNOLOGIES, INC., located at 6900 Paseo Padre Parkway, Fremont, California 94555-3660, U.S.A. (the "Company"); and C. Nicholas Keating, Jr., having an office located at San

April 2, 2012 EX-99

SEPARATION AGREEMENT

Exhibit 99.1 SEPARATION AGREEMENT This Separation Agreement (this “Agreement”) is entered into by and between C. Nicholas Keating, Jr. (“Employee”) and Network Equipment Technologies, Inc. (“NET”). 1. Last Day of Work. Employee was employed by NET as President and Chief Executive Officer, until April 2, 2012, when Employee’s employment terminated (the “Termination Date”). 2. Final Regular Pay. Reg

March 28, 2012 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - NETWORK EQUIPMENT TECHNOLOGIES, INC.

Network Equipment Technologies, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2012 Network Equipment Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-10255 94-2904044 (State of

March 9, 2012 SC 13G

NWK / Network Equipment Technologies Inc / Nelson John K Passive Investment

CUSIP No. 641208103 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Network Equipment Technologies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 641208103 (CUSIP Number) March 5, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

February 28, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - NETWORK EQUIPMENT TECHNOLOGIES, INC.

Network Equipment Technologies, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2012 Network Equipment Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-10255 94-2904044 (State

February 10, 2012 SC 13G

NWK / Network Equipment Technologies Inc / MORGAN STANLEY - ST MSSB INITIAL Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* NETWORK EQUIPMENT TECHNOLOGIES INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 641208103 - (CUSIP Number) December 31, 2011 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu

February 10, 2012 SC 13G/A

NWK / Network Equipment Technologies Inc / Clearbridge Investments, LLC - ZNETWORKEQUIP Passive Investment

Securities and Exchange Commission Washington, D. C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 3 ) Network Equipment Technologies Inc Common Stock CUSIP Number 641208103 Date of Event Which Requires Filing of this Statement: January 31, 2012 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ X ] Rule 13d-1(b) [ ] Rule 13d-1

February 9, 2012 SC 13G

NWK / Network Equipment Technologies Inc / STAFFORD CAPITAL MANAGEMENT LLC Passive Investment

SC 13G 1 NWK13GDec2011.txt CUSIP No. 641208103 SC 13/G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE SC 13G Under the Securities Exchange Act of 1934 NETWORK EQUIPMENT TECHNOLOGIES (Name of Issuer) Common Stock, Par Value $0.01 per Share (Title of Class Securities) 641208103 (CUSIP Number) STAFFORD CAPITAL MANAGEMENT LLC ROBERT M. STAFFORD 275 BATTERY STREET, SUI

February 8, 2012 10-Q

Quarterly Report - NETWORK EQUIPMENT TECHNOLOGIES INC 10-Q 12-30-2011

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended December 30, 2011. OR o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to . Commission File Number 001-10255 NETW

February 1, 2012 EX-99

NETWORK EQUIPMENT TECHNOLOGIES ANNOUNCES FINANCIAL RESULTS FOR THIRD QUARTER OF FISCAL 2012

EX-99 2 net20120201ex99.htm NETWORK EQUIPMENT TECHNOLOGIES, INC.-EARNINGS PRESS RELEASE Exhibit 99.1 NETWORK EQUIPMENT TECHNOLOGIES ANNOUNCES FINANCIAL RESULTS FOR THIRD QUARTER OF FISCAL 2012 Fremont, CA, February 1, 2012 – Telecommunications equipment maker Network Equipment Technologies, Inc. (“NET”, NASDAQ: NWK) today reported results for its fiscal 2012 third quarter, ended December 30, 2011.

February 1, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - NETWORK EQUIPMENT TECHNOLOGIES, INC.

Network Equipment Technologies, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 1, 2012 Network Equipment Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-10255 94-2904044 (State

January 19, 2012 SC 13G/A

NWK / Network Equipment Technologies Inc / ROYCE & ASSOCIATES LP Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information statement pursuant to Rules 13d-1 and 13d-2 Under the Securities Exchange Act of 1934 (Amendment No.10) Network Equipment Technologies (Name of Issuer) Common Stock (Title of Class of Securities) 641208103 (CUSIP Number) Date of Event Which Requires Filing of this Statement: December 31, 2011 *The rem

January 9, 2012 8-K

Costs Associated with Exit or Disposal Activities

8-K 1 net20120109form8k.htm NETWORK EQUIPMENT TECHNOLOGIES, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2012 Network Equipment Technologies, Inc. (Exact name of registrant as specified in its charter) Delaware 0

October 6, 2011 LETTER

LETTER

October 6, 2011 Via E-mail David Wagenseller VP and Chief Financial Officer Network Equipment Technologies, Inc.

October 5, 2011 CORRESP

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Network Equipment Technologies, Inc. [NETWORK EQUIPMENT TECHNOLOGIES, INC. – LETTERHEAD] October 5, 2011 VIA EDGAR Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Kathleen Collins, Accounting Branch Chief Re: Network Equipment Technologies, Inc. Annual Report on Form 10-K for Fiscal Year Ended March 25, 2011 Filed June 08, 2011 Fi

September 22, 2011 CORRESP

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Network Equipment Technologies, Inc. [NETWORK EQUIPMENT TECHNOLOGIES, INC. – LETTERHEAD] September 22, 2011 VIA EDGAR Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Kathleen Collins, Accounting Branch Chief Re: Network Equipment Technologies, Inc. Annual Report on Form 10-K for Fiscal Year Ended March 25, 2011 Filed June 08, 2011

September 8, 2011 LETTER

LETTER

September 8, 2011 Via E-mail David Wagenseller VP and Chief Financial Officer Network Equipment Technologies, Inc.

August 24, 2011 CORRESP

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CORRESP 1 filename1.htm [NETWORK EQUPMENT TECHNOLOGIES, INC – LETTERHEAD] August 24, 2011 VIA EDGAR Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Kathleen Collins, Accounting Branch Chief Re: Network Equipment Technologies, Inc. Annual Report on Form 10-K for Fiscal Year Ended March 25, 2011 Filed June 08, 2011 File No. 001-1025

August 11, 2011 LETTER

LETTER

August 11, 2011 Via E-mail David Wagenseller VP and Chief Financial Officer Network Equipment Technologies, Inc.

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