Estatísticas Básicas
| LEI | 549300I57Q6QWPFYIK27 |
| CIK | 1716621 |
SEC Filings
SEC Filings (Chronological Order)
| May 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2026 Catheter Precision, Inc. |
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| May 18, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2026 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 001-38677 Catheter Precision, Inc. (Exact name of |
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| May 18, 2026 |
UNSECURED CONVERTIBLE NOTE DUE [ ]1 Exhibit 10.14 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISS ION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1 933 , AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE R |
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| May 18, 2026 |
EXCLUSIVE AIRCRAFT DRY LEASE AGREEMENT Exhibit 10.10 EXCLUSIVE AIRCRAFT DRY LEASE AGREEMENT This EXCLUSIVE AIRCRAFT DRY LEASE AGREEMENT, dated as of September 9, 2025 (this "Lease"), is by and between SEG JETS LLC, a Delaware Limited Liability Company (the "Lessor") and Ponderosa Air LLC a New York limited liability company (the "Lessee"). The effective date of the start of the 24 monthly lease payments will begin when actual receipt o |
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| May 18, 2026 |
EXCLUSIVE AIRCRAFT DRY LEASE AGREEMENT Exhibit 10.11 EXCLUSIVE AIRCRAFT DRY LEASE AGREEMENT This EXCLUSIVE AIRCRAFT DRY LEASE AGREEMENT, dated as of February 11, 2026 (this "Lease"), is by and between SEG JETS LLC, a Delaware Limited Liability Company (the "Lessor") and Ponderosa Air LLC a New York limited liability company (the "Lessee"). The effective date of the start of the 24 monthly lease payments will begin when actual receipt o |
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| May 18, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form N-CEN ☐ Form N-SAR For Period Ended: March 31, 2026 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition Period Ended: Rea |
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| May 18, 2026 |
FLEWBER GLOBAL INC. UNSECURED 10% DISCOUNT CONVERTIBLE NOTE Exhibit 10.13 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGI |
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| May 18, 2026 |
Exhibit 10.9 SECURED PROMISSORY NOTE February 27, 2025 $ 365,000 FOR VALUE RECEIVED, Creatd, Inc., a Nevada corporation located at 169 Madison Avenue, Ste. 2774, New York NY 10016 (the “Borrower”), hereby promises to pay to the order of Marc Sellouk, an individual, and his successors or assignees (the “Holder”), the principal amount of Three Hundred and Sixty Five Thousand and 00/100 United States |
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| May 18, 2026 |
EXCLUSIVE AIRCRAFT DRY LEASE AGREEMENT Exhibit 10.12 EXCLUSIVE AIRCRAFT DRY LEASE AGREEMENT This EXCLUSIVE AIRCRAFT DRY LEASE AGREEMENT, dated as of March 16, 2026 (this "Lease"), is by and between SEG JETS LLC, a Delaware Limited Liability Company (the "Lessor") and Ponderosa Air LLC a New York limited liability company (the "Lessee"). The effective date of the start of the 24 monthly lease payments will begin when actual receipt of t |
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| May 18, 2026 |
FLEWBER GLOBAL INC. UNSECURED SUBORDINATED PROMISSORY NOTE Exhibit 10.15 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAWS AND NEITHER THIS NOTE, SUCH SECURITIES NOR ANY INTEREST THEREIN MAY BE OFFERED, SOLD, TRANSFERRED, PLEDGED OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT OR SUCH LAWS OR AN EXEMPTION FROM REGISTRATION UNDER SUCH ACT AND SUCH LAWS |
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| May 18, 2026 |
CATHETER PRECISION REPORTS 200% REVENUE GROWTH AND COMPLETES TRANSFORMATIVE FLYTE ACQUISITION Exhibit 99.1 CATHETER PRECISION REPORTS 200% REVENUE GROWTH AND COMPLETES TRANSFORMATIVE FLYTE ACQUISITION Medical Device Momentum Accelerates Globally While Flyte Establishes High-Growth Aviation Platform with Immediate Revenue Traction Dramatic Reduction in Net Loss and Expanding Multi-Segment Growth Position Company for Scalable, High-Impact Expansion FORT MILL, S.C., May 18, 2026— Catheter Pre |
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| April 30, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission file numbe |
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| April 23, 2026 |
Exhibit 3.2 CATHETER PRECISION, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES D CONVERTIBLE PREFERRED STOCK The undersigned, Philip Anderson, does hereby certify that: 1. I am the Chief Financial Officer of Catheter Precision, Inc., a Delaware corporation (the “Corporation”). 2. The Corporation is authorized to issue 10,000,000 shares of preferred stock, of which |
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| April 23, 2026 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2026 Catheter Precision, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38677 38-3661826 (State or other jurisdiction of incorporation) (Com |
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| April 23, 2026 |
Exhibit 3.1 CATHETER PRECISION, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C-2 CONVERTIBLE PREFERRED STOCK The undersigned, Philip Anderson, does hereby certify that: 1. I am the Chief Financial Officer of Catheter Precision, Inc., a Delaware corporation (the “Corporation”). 2. The Corporation is authorized to issue 10,000,000 shares of preferred stock, of whi |
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| April 15, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2026 Catheter Precision, Inc. |
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| March 31, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2026 Catheter Precision, Inc. |
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| March 31, 2026 |
Exhibit 99.1 Catheter Precision Reports 2025 Results and Updates on Strategic Expansion Clinical, Commercial and Regulatory Milestones Achieved in 2025 Establish a Strong Foundation in Life Sciences as Revenue Increases 95% Year Over Year Acquisition of Flyte and Strengthened Capital Position Unlock Multi-Segment Growth Strategy with Multiple Near-Term Catalysts FORT MILL, S.C., March 31, 2026 – C |
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| March 31, 2026 |
Exhibit 10.14.5 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of March 9, 2026, is by and among Catheter Precision, Inc., a Delaware corporation (the “Company”), and the undersigned buyers (each, a “Buyer,” and collectively, the “Buyers”). RECITALS A. In connection with (i) the Securities Purchase Agreement by and among the parties thereto, dated |
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| March 31, 2026 |
SERIES M COMMON STOCK PURCHASE WARRANT CATHETER PRECISION, INC. Exhibit 4.13 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, THEY MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE R |
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| March 31, 2026 |
Exhibit 4.1 DESCRIPTION OF CAPITAL STOCK General The following description summarizes certain terms of our capital stock and certain provisions of our amended and restated certificate of incorporation. We have adopted an amended and restated certificate of incorporation and amended and restated bylaws, and this description summarizes certain of the provisions that are included in those documents. |
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| March 31, 2026 |
Subsidiaries of Catheter Precision, Inc. EXHIBIT 21.1 Subsidiaries of Catheter Precision, Inc. Subsidiary Jurisdiction Catheter Precision, LLC Delaware KardioNav, Inc. Nevada Cardionomix, Inc. Nevada |
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| March 31, 2026 |
Exhibit 3.1.3C CERTIFICATE OF AMENDMENT OF CERTIFICATE OF DESIGNATIONS OF SERIES C-1 CONVERTIBLE PREFERRED STOCK OF CATHETER PRECISION, INC. PURSUANT TO SECTION 242 OF THE DELAWARE GENERAL CORPORATION LAW This Certificate of Amendment to the Certificate of Designations of Series C-1 Convertible Preferred Stock (the “Amendment”) is dated as of March 6, 2026. WHEREAS, the board of directors (the “Bo |
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| March 31, 2026 |
Exhibit 3.1.3B CATHETER PRECISION, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C-1 CONVERTIBLE PREFERRED STOCK The undersigned, Philip Anderson, does hereby certify that: 1. I am the Chief Financial Officer of Catheter Precision, Inc., a Delaware corporation (the “Corporation”). 2. The Corporation is authorized to issue 10,000,000 shares of preferred stock, of |
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| March 31, 2026 |
SERIES M COMMON STOCK PURCHASE WARRANT CATHETER PRECISION, INC. Exhibit 4.13.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, THEY MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE |
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| March 23, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
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| March 23, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive |
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| March 13, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive |
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| March 9, 2026 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2026 Catheter Precision, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38677 38-3661826 (State or other jurisdiction of incorporation) (Comm |
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| March 9, 2026 |
Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement, dated as of March 9, 2026 (this “Agreement”), among Catheter Precision, Inc., a Delaware corporation (“Buyer”), and Creatd, Inc., a Nevada corporation (“Seller”). RECITALS WHEREAS, Buyer owns 199,800 shares of the issued and outstanding shares of common stock par value $0.001 per share (the “Common Stock”) of Fly Flyte, |
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| March 9, 2026 |
Exhibit 10.3 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF DESIGNATIONS OF SERIES C-1 CONVERTIBLE PREFERRED STOCK OF CATHETER PRECISION, INC. PURSUANT TO SECTION 242 OF THE DELAWARE GENERAL CORPORATION LAW This Certificate of Amendment to the Certificate of Designations of Series C-1 Convertible Preferred Stock (the “Amendment”) is dated as of March 6, 2026. WHEREAS, the board of directors (the “Boar |
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| March 9, 2026 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of March 9, 2026, is by and among Catheter Precision, Inc., a Delaware corporation (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”). RECITALS A. The Company has authorized four series of convert |
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| March 9, 2026 |
Exhibit 3.1 CATHETER PRECISION, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES [C][D] CONVERTIBLE PREFERRED STOCK The undersigned, Philip Anderson, does hereby certify that: 1. I am the Chief Financial Officer of Catheter Precision, Inc., a Delaware corporation (the “Corporation”). 2. The Corporation is authorized to issue 10,000,000 shares of preferred stock, of |
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| February 12, 2026 |
Exhibit 99.1 Catheter Precision, Inc. Secures up to $36.5 Million in Strategic Institutional Financing to Accelerate Growth VTAK has Agreed to Terminate its At-The-Market (“ATM”) Equity Offering Program Company Strengthens Balance Sheet and Aligns Institutional Capital for Long-Term Value Creation Fort Mill, SC, February 12, 2026 – Catheter Precision, Inc. (NYSE American: VTAK) (“Catheter Precisio |
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| February 12, 2026 |
Exhibit 10.1 SERIES J EXCHANGE AGREEMENT THIS SERIES J EXCHANGE AGREEMENT (this “Agreement”), dated as of February 12, 2026, is entered into by and between Catheter Precision, Inc., a Delaware corporation (the “Company”), and David A. Jenkins (the “Holder”). BACKGROUND WHEREAS, the Company and the Holder are parties to that certain Debt Settlement Agreement and Release dated January 9, 2023 (the “ |
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| February 12, 2026 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2026 Catheter Precision, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38677 38-3661826 (State or other jurisdiction of incorporation) (C |
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| February 12, 2026 |
Exhibit 3.1 CATHETER PRECISION, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES J CONVERTIBLE PREFERRED STOCK The undersigned, Philip Anderson does hereby certify that: 1. He is the Chief Financial Officer of Catheter Precision, Inc., a Delaware corporation (the “Corporation”). 2. The Corporation is authorized to issue 10,000,000 shares of preferred stock, of which |
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| February 12, 2026 |
Exhibit 3.2 CATHETER PRECISION, INC. CERTIFICATE OF CORRECTION OF CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES J CONVERTIBLE PREFERRED STOCK Catheter Precision, Inc., a corporation organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), in accordance with the provisions of Section 103 thereof, DOES HEREBY CERTIFY: 1. The |
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| February 12, 2026 |
Exhibit 10.2 SERIES J EXCHANGE AGREEMENT THIS SERIES J EXCHANGE AGREEMENT (this “Agreement”), dated as of February 12, 2026, is entered into by and between Catheter Precision, Inc., a Delaware corporation (the “Company”), and Fatboy Capital, L.P. (the “Holder”). BACKGROUND WHEREAS, the Company and the Holder are parties to that certain Debt Settlement Agreement and Release dated January 9, 2023 (t |
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| February 6, 2026 |
Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of February 6, 2026, is by and among Catheter Precision, Inc., a Delaware corporation (the “Company”), and each of the investors listed on the Schedule of Buyers attached hereto (individually, a “Buyer” and collectively, the “Buyers”). RECITALS A. The Company has authorized four new series of |
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| February 6, 2026 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of February 6, 2026, is by and among Catheter Precision, Inc., a Delaware corporation (the “Company”), and the undersigned buyers (each, a “Buyer,” and collectively, the “Buyers”). RECITALS A. In connection with (i) the Securities Purchase Agreement by and among the parties hereto, dated a |
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| February 6, 2026 |
Exhibit 3.1 CATHETER PRECISION, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C-1 CONVERTIBLE PREFERRED STOCK The undersigned, Philip Anderson, does hereby certify that: 1. I am the Chief Financial Officer of Catheter Precision, Inc., a Delaware corporation (the “Corporation”). 2. The Corporation is authorized to issue 10,000,000 shares of preferred stock, of whi |
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| February 6, 2026 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2026 Catheter Precision, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38677 38-3661826 (State or other jurisdiction of incorporation) (C |
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| February 6, 2026 |
Exhibit 10.2 SECURITIES PURCHASE AGREEMENT This SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of February 6, 2026, is by and between Catheter Precision, Inc., a Delaware corporation (the “Company”) and SEG Jets LLC (the “Buyer”). RECITALS A. The Company has authorized a new series of convertible preferred stock of the Company, designated as Series D Convertible Preferred Stock, with a |
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| February 6, 2026 |
Exhibit 3.2 CATHETER PRECISION, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES [C][D] CONVERTIBLE PREFERRED STOCK The undersigned, Philip Anderson, does hereby certify that: 1. I am the Chief Financial Officer of Catheter Precision, Inc., a Delaware corporation (the “Corporation”). 2. The Corporation is authorized to issue 10,000,000 shares of preferred stock, of |
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| January 8, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2025 Catheter Precision, Inc. |
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| January 8, 2026 |
CATHETER PRECISION, INC. SECOND AMENDMENT TO 8% SHORT TERM PROMISSORY NOTE Exhibit 10.2 THE NOTE OR NOTES AMENDED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES, AND HAVE BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT THEY HAVE BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. SUCH NOTE OR NOTES ARE SUBJECT TO RESTRICTION |
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| January 8, 2026 |
CATHETER PRECISION, INC. SECOND AMENDMENT TO 8% SHORT TERM PROMISSORY NOTE Exhibit 10.3 THE NOTE OR NOTES AMENDED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES, AND HAVE BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT THEY HAVE BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. SUCH NOTE OR NOTES ARE SUBJECT TO RESTRICTION |
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| January 8, 2026 |
CATHETER PRECISION, INC. SECOND AMENDMENT TO 8% SHORT TERM PROMISSORY NOTES Exhibit 10.1 THE NOTE OR NOTES AMENDED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES, AND HAVE BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT THEY HAVE BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. SUCH NOTE OR NOTES ARE SUBJECT TO RESTRICTION |
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| November 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2025 Catheter Precision, Inc. |
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| November 14, 2025 |
Exhibit 99.1 Catheter Precision (VTAK) Reports Third Quarter and First Nine Months 2025 Results of Operations Sales Revenue Up 135% over Q3 2024 Fort Mill, SC, November 13, 2025 – Catheter Precision, Inc. (NYSE American: VTAK), a U.S.-based innovative medical device company focused on the cardiac electrophysiology marketplace, today reported its results of operations for the quarter and nine month |
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| November 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2025 Catheter Precision, Inc. |
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| November 13, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2025 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 001-38677 Catheter Precision, Inc. (Exact name |
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| November 13, 2025 |
Exhibit 3.1.3E CATHETER PRECISION, INC. CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Catheter Precision, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), certifies that: 1. The name of the Corporation is Catheter Precision, Inc. The original Certificate of Incorporation of the Corporation was filed with the Sec |
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| November 13, 2025 |
4.2% SHORT TERM PROMISSORY NOTE DUE JULY 11, 2026 DATED JULY 11, 2025 Exhibit 10.1 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES. THIS NOTE HAS BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT IT HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. THIS NOTE IS SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE |
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| November 13, 2025 |
4.2% SHORT TERM PROMISSORY NOTE DUE JULY 11, 2026 DATED JULY 11, 2025 Exhibit 10.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES. THIS NOTE HAS BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT IT HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. THIS NOTE IS SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE |
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| October 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2025 Catheter Precision, Inc. |
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| September 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☒ Definitive |
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| September 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive |
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| September 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive |
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| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2025 Catheter Precision, Inc. |
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| August 18, 2025 |
Exhibit 99.1 Catheter Precision Receives Approval for LockeT in the United Kingdom Fort Mill, SC, August 18, 2025 – Catheter Precision, Inc. (VTAK - NYSE/American), a US based medical device company focused on developing technologically advanced products for the cardiac electrophysiology market announced registration and approval in the United Kingdom for its LockeT product. LockeT is a suture ret |
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| August 15, 2025 |
Exhibit 3.1 CATHETER PRECISION, INC. CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Catheter Precision, Inc., a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), certifies that: 1. The name of the Corporation is Catheter Precision, Inc. The original Certificate of Incorporation of the Corporation was filed with the Secret |
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| August 15, 2025 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 13, 2025 Catheter Precision, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38677 38-3661826 (State or other jurisdiction of incorporation) (Co |
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| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2025 Catheter Precision, Inc. |
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| August 11, 2025 |
Exhibit 10.6 Strictly Confidential February 11, 2025 Catheter Precision. Inc. 1670 Highway 160 West Suite 205 Fort Mill, SC 29708 Attention: David Jenkins, Chief Executive Officer INVESTMENT BANKING AGREEMENT Dear Mr. Jenkins: We are pleased to confirm our mutual understanding regarding the retention of Ladenburg Thalmann & Co. Inc. (“Ladenburg”) by Catheter Precision, Inc., its subsidiaries, affi |
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| August 11, 2025 |
Exhibit 2.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN OMITTED FROM THIS EXHIBIT PURSUANT TO ITEM 601(a)(6) OF REGULATION S-K BECAUSE DISCLOSURE OF SUCH INFORMATION WOULD CONSTITUTE A CLEARLY UNWARRANTED INVASION OF PERSONAL PRIVACY. THESE OMISSIONS ARE IDENTIFIED AS [***] ASSET PURCHASE AGREEMENT EXHIBIT LIST [included for SEC filing purposes only] EXHIBIT 1 General Assignment [omitted] EXHIBIT 1.1 |
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| August 11, 2025 |
Exhibit 10.1 Strictly Confidential April 16, 2025 Catheter Precision, Inc. 1670 Highway 160 West Suite 205 Fort Mill SC 29708 Attention: David A Jenkins Chief Executive Officer AMENDMENT TO INVESTMENT BANKING AGREEMENT Dear Mr. Jenkins: Reference is made to that certain Investment Banking Agreement ("Original Agreement") dated May 9, 2024, by and between Ladenburg Thalmann & Co. Inc. (''Ladenburg" |
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| August 11, 2025 |
Exhibit 99.1 Catheter Precision, Inc. Reports Results of Operations for Second Quarter 2025 Revenue Increased 128% Year Over Year and 48% Sequentially Fort Mill, SC, AUGUST 11, 2025 – Catheter Precision, Inc. (VTAK - NYSE/American), a US based medical device company focused on developing technologically advanced products for the cardiac electrophysiology market, today announced its results of oper |
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| August 11, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2025 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 001-38677 Catheter Precision, Inc. (Exact name of r |
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| August 7, 2025 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-284217 PROSPECTUS SUPPLEMENT To Prospectus Supplement dated May 19, 2025 (To Prospectus dated January 22, 2025) Up to $1,534,372 Common Stock This prospectus supplement (the “Prospectus Supplement”) amends and supplements certain information in the prospectus supplement, dated May 19, 2025, to the prospectus dated January 22, 2025, filed with t |
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| July 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2025 Catheter Precision, Inc. |
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| June 26, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) Catheter Precision, Inc. |
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| June 26, 2025 |
As filed with the Securities and Exchange Commission on June 26, 2025 As filed with the Securities and Exchange Commission on June 26, 2025 Registration Statement No. |
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| June 13, 2025 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2025 Catheter Precision, Inc. |
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| June 13, 2025 |
Exhibit 99.1 Catheter Precision (VTAK) Anticipates Highest LockeT Sales to Date in Q2 2025 Fort Mill, SC, June 12, 2025 – Catheter Precision, Inc. (VTAK - NYSE/American), a US based medical device company focused on developing technologically advanced products for the cardiac electrophysiology market announced that LockeT sales for Q2 2025 are on track to be the highest to date. Second quarter 202 |
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| June 13, 2025 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-284217 PROSPECTUS SUPPLEMENT To Prospectus Supplement dated May 19, 2025 (To Prospectus dated January 22, 2025) Up to $1,895,679 Common Stock This prospectus supplement (the “Prospectus Supplement”) amends and supplements certain information in the prospectus supplement, dated May 19, 2025, to the prospectus dated January 22, 2025, filed with t |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2025 Catheter Precision, Inc. |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e) |
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| June 9, 2025 |
Placement Agent Common Stock Purchase Warrant dated June 6, 2025 Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, THEY MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e) |
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| June 9, 2025 |
Placement Agent Common Stock Purchase Warrant dated June 6, 2025 Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, THEY MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE |
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| June 9, 2025 |
81,7('67$7(6 6(&85,7,(6$1'(;&+$1*(&200,66,21 :DVKLQJWRQ'& )250. |
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| June 9, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2025 Catheter Precision, Inc. |
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| June 9, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2025 Catheter Precision, Inc. |
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| May 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 30, 2025 Catheter Precision, Inc. |
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| May 30, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitte |
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| May 30, 2025 |
12,859,716 Shares of Common Stock Filed Pursuant to Rule 424(b)(3) Registration No. 333-287483 PROSPECTUS 12,859,716 Shares of Common Stock This prospectus covers the offer and resale from time to time of up to 12,859,716 shares (the “Shares”) of common stock, par value $0.0001 per share, of Catheter Precision, Inc., a Delaware corporation (the “Company”), by the Selling Stockholders identified in this prospectus, including their |
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| May 28, 2025 |
CATHETER PRECISION, INC. 1670 Highway 160 West Suite 205 Fort Mill, SC 29708 CATHETER PRECISION, INC. 1670 Highway 160 West Suite 205 Fort Mill, SC 29708 May 28, 2025 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Margaret Sawicki Re: Catheter Precision, Inc. Registration Statement on Form S-3 File No. 333-287483 Acceleration Request Requested Date: May 30, 2025 Reques |
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| May 27, 2025 |
May 27, 2025 David A. Jenkins Chief Executive Officer Catheter Precision, Inc. 1670 Highway 160 West, Suite 205 Fort Mill, SC 29708 Re: Catheter Precision, Inc. Registration Statement on Form S-3 Filed May 21, 2025 File No. 333-287483 Dear David A. Jenkins: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding r |
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| May 21, 2025 |
Exhibit 107 Calculation of Filing Fee Table Form S-3 (Form Type) Catheter Precision, Inc. |
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| May 21, 2025 |
As filed with the Securities and Exchange Commission on May 21, 2025 Table of Contents As filed with the Securities and Exchange Commission on May 21, 2025 Registration No. |
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| May 20, 2025 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-284217 PROSPECTUS SUPPLEMENT (to Prospectus dated January 22, 2025) $1,300,000 Common Stock This prospectus supplement relates to the issuance and sale of shares of our common stock, par value $0.0001 per share, having an aggregate offering price of up to $1.3 million, from time to time solely through Ladenburg Thalmann & Co. |
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| May 19, 2025 |
Exhibit 99.1 Catheter Precision, Inc. Announces First Quarter 2025 Update and Financial Results Fort Mill, SC, May 14, 2025 – Catheter Precision, Inc. (NYSE American: VTAK), a U.S.-based innovative medical device company focused on electrophysiology products, today announced its financial results and operational update for the period ending March 31, 2025. Highlights of the first quarter include: |
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| May 19, 2025 |
At the Market Offering Agreement by and between the Company and Ladenburg Thalmann & Co. Inc. Exhibit 10.1 AT THE MARKET OFFERING AGREEMENT May 19, 2025 Ladenburg Thalmann & Co. Inc. 640 Fifth Avenue, 4th Floor New York, NY 10019 Ladies and Gentlemen: Catheter Precision, Inc., a corporation organized under the laws of Delaware (the “Company”), confirms its agreement (this “Agreement”) with Ladenburg Thalmann & Co. Inc. (the “Manager”) as follows: 1. Definitions. The terms that follow, when |
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| May 19, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2025 Catheter Precision, Inc. |
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| May 19, 2025 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2025 Catheter Precision, Inc. |
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| May 14, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2025 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 001-38677 Catheter Precision, Inc. (Exact name of |
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| May 13, 2025 |
QHSLab Promissory Note dated August 10, 2021 Exhibit 10.4 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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| May 13, 2025 |
QHSLab Promissory Note dated July 19, 2022 Exhibit 10.5 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS |
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| May 13, 2025 |
Assignment Agreement dated May 12, 2025 Exhibit 10.3 ASSIGNMENT AGREEMENT This Assignment Agreement (the "Assignment"), dated as of May 12, 2025, between Mercer Capital Global Opportunity Fund LLC (the "Assignor"), and Catheter Precision, Inc. (the "Assignee”). Capitalized terms used and not otherwise defined herein shall have the meanings set forth in that certain Securities Purchase Agreement (the “Purchase Agreement”), dated May 12, |
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| May 13, 2025 |
Certificate of Designation of Series B Preferred Stock. Exhibit 3.1 CATHETER PRECISION, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES B CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION 151 OF THE DELAWARE GENERAL CORPORATION LAW The undersigned, David A. Jenkins, hereby certifies that: 1. He is the Chief Executive Officer of Catheter Precision, Inc., a Delaware corporation (the “Corporation”). 2. The Corporation is aut |
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| May 13, 2025 |
Form of Series L Warrant offered in May 2025. Exhibit 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, THEY MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE |
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| May 13, 2025 |
Registration Rights Agreement dated May 12, 2025 Exhibit 10.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of May 12, 2025, between Catheter Precision, Inc., a Delaware corporation (the “Company”), and each of the several purchasers signatory hereto (each such purchaser, a “Purchaser” and, collectively, the “Purchasers”). This Agreement is made pursuant to the Securities Purchase |
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| May 13, 2025 |
Securities Purchase Agreement dated May 12, 2025 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of May 12, 2025, between Catheter Precision, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHEREAS, subject to the terms and conditions |
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| May 13, 2025 |
-12-31 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2025 Catheter Precision, Inc. |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2025 Catheter Precision, Inc. |
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| April 30, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission file numbe |
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| April 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2025 Catheter Precision, Inc. |
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| April 23, 2025 |
Asset Purchase Agreement dated April 22, 2025* Exhibit 2.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN OMITTED FROM THIS EXHIBIT PURSUANT TO ITEM 601(a)(6) OF REGULATION S-K BECAUSE DISCLOSURE OF SUCH INFORMATION WOULD CONSTITUTE A CLEARLY UNWARRANTED INVASION OF PERSONAL PRIVACY. THESE OMISSIONS ARE IDENTIFIED AS [***] ASSET PURCHASE AGREEMENT EXHIBIT LIST [included for SEC filing purposes only] EXHIBIT 1 General Assignment [omitted] EXHIBIT 1.1 |
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| April 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2025 Catheter Precision, Inc. |
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| April 1, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2025 Catheter Precision, Inc. |
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| April 1, 2025 |
EXHIBIT 99.1 Catheter Precision, Inc. Announces Fourth Quarter and Full Year 2024 Update and Financial Results Fort Mill, SC, March 28, 2025 – Catheter Precision, Inc. (NYSE American: VTAK), a U.S.-based innovative medical device company focused on electrophysiology products, today announced its financial results and operational update for the period ending December 31, 2024. Highlights of 2024 an |
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| March 31, 2025 |
Insider Trading Policy dated March 21, 2025 Exhibit 19.1 CATHETER PRECISION, INC. INSIDER TRADING POLICY and Guidelines with Respect to Certain Transactions in Securities (Adopted on March 21, 2025) TABLE OF CONTENTS Page INTRODUCTION 1 Legal prohibitions on insider trading 1 Detection and prosecution of insider trading 1 Penalties for violation of insider trading laws and this Policy 2 Compliance Officers 2 Reporting violations 2 Personal |
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| March 31, 2025 |
Exhibit 3.1.3.B Delaware The First State Page 1 I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “CATHETER PRECISION, INC.”, FILED IN THIS OFFICE ON THE THIRTEENTH DAY OF JANUARY, A.D. 2025, AT 1:14 O`CLOCK P.M. AND I DO HEREBY FURTHER CERTIFY THAT THE EFFECTIVE DATE OF THE AFORESAID CER |
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| March 31, 2025 |
Non-plan Stock Option Award granted January 6, 2025 to Philip Anderson Exhibit 10.31.8 Inducement Award Nonstatutory Stock Option Agreement This Stock Option Agreement (this "Agreement") is made and entered into as of January 6, 2025 by and between Catheter Precision, Inc., a Delaware corporation (the "Company") and Philip Anderson (the "Participant"). Grant Number: NP-002 Grant Date: January 6, 2025 Exercise Price per Share: $ 0.53 Number of Option Shares: 500,000 E |
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| March 31, 2025 |
Offer Letter to Philip Anderson dated January 3, 2025 Exhibit 10.31.9 January 3, 2025 CONFIDENTIAL Philip Anderson 175 Remontado Rd. PO Box 322 Boiceville, NY 12412 Dear Philip, On behalf of Catheter Precision, Inc. (the “Company” or CPI”), we are very pleased to offer you the position of Chief Financial Officer. This position reports to David Jenkins. Your targeted start date will be January 6, 2025. This is a full-time, exempt position and your sal |
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| March 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2025 |
Subsidiaries of the Registrant EXHIBIT 21.1 Subsidiaries of Catheter Precision, Inc. Subsidiary Jurisdiction Catheter Precision, LLC Delaware PeriKard, LLC Delaware Cardionomix, Inc. Nevada |
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| March 31, 2025 |
Offer Letter to Marie-Claude Jacques dated April 24, 2024 Exhibit 10.31.10 April 24, 2024 CONFIDENTIAL Marie-Claude Jacques 151B Pleasant St. Melrose, MA 02176 Dear Marie-Claude, On behalf of Catheter Precision, Inc. (the “Company” or CPI”), we are very pleased to offer you the position of Chief Commercial Officer. This position reports to the Chief Executive Officer. Your targeted start date will be May 1, 2024. This is a full-time, exempt position and |
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| March 31, 2025 |
Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK General The following description summarizes certain terms of our capital stock and certain provisions of our amended and restated certificate of incorporation. We have adopted an amended and restated certificate of incorporation and amended and restated bylaws, and this description summarizes certain of the provisions that are included in those documents. |
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| March 12, 2025 |
Investor Presentation Dated March 2025 Exhibit 99.1 |
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| March 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2025 Catheter Precision, Inc. |
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| February 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2025 Catheter Precision, Inc. |
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| February 3, 2025 |
Incentive Stock Option Agreement EX-10.2 2 ex773702.htm EXHIBIT 10.2 Exhibit 10.2 Incentive Stock Option Agreement This Stock Option Agreement (this "Agreement") is made and entered into as of January 29, 2025 by and between Catheter Precision, Inc., a Delaware corporation (the "Company") and David Jenkins (the "Participant"). Grant Number: 2023-030 Grant Date: January 29, 2025 Exercise Price per Share: $0.42 Number of Option Sha |
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| February 3, 2025 |
EX-99 3 ex773347.htm EXHIBIT 99 EXHIBIT 99 The undersigned each hereby certifies and agrees that the above Amendment to Schedule 13D concerning securities issued by Catheter Precision, Inc. is being filed on behalf of each of the undersigned. /s/ David Jenkins Date: February 3, 2025 DAVID JENKINS FATBOY CAPITAL, L.P. By: SEACAP MANAGEMENT LLC, General Partner By: /s/ David Jenkins Date: February 3 |
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| January 17, 2025 |
CATHETER PRECISION, INC. 1670 Highway 160 West Suite 205 Fort Mill, SC 29708 CATHETER PRECISION, INC. 1670 Highway 160 West Suite 205 Fort Mill, SC 29708 January 17, 2025 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Nicholas O’Leary Re: Catheter Precision, Inc. Registration Statement on Form S-3 File No. 333-284217 Acceleration Request Requested Date: January 22, 202 |
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| January 17, 2025 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 Catheter Precision, Inc. |
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| January 16, 2025 |
January 16, 2025 David Jenkins Chief Executive Officer Catheter Precision, Inc. 1670 Highway 160 West, Suite 205 Fort Mill, SC 29708 Re: Catheter Precision, Inc. Registration Statement on Form S-3 Filed January 10, 2025 File No. 333-284217 Dear David Jenkins: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding |
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| January 10, 2025 |
As filed with the Securities and Exchange Commission on January 10, 2025 As filed with the Securities and Exchange Commission on January 10, 2025 Registration No. |
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| January 10, 2025 |
Proposed Form of Amendment to Certificate of Incorporation EXHIBIT 3.2.3 CATHETER PRECISION, INC. CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Catheter Precision, Inc. , a corporation organized and existing under the laws of the State of Delaware (the “Corporation”), certifies that: 1. The name of the Corporation is Catheter Precision, Inc. The original Certificate of Incorporation of the Corporation was filed with the Sec |
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| January 10, 2025 |
EXHIBIT 107 Calculation of Filing Fee Table Form S-3 (Form Type) Catheter Precision, Inc. |
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| January 10, 2025 |
1670 Highway 160 West Suite 205 Fort Mill, SC 29708 USA Main: 973-691-2000 Fax: 973-691-7573 January 10, 2025 VIA EDGAR TRANSMISSION U. |
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| January 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2025 Catheter Precision, Inc. |
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| January 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive |
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| January 3, 2025 |
EXHIBIT A The undersigned each hereby certifies and agrees that the above Amendment to Schedule 13D concerning securities issued by Catheter Precision, Inc. is being filed on behalf of each of the undersigned. JENKINS FAMILY CHARITABLE INSTITUTE By: /s/ Casey A. Jenkins Date: January 3, 2025 Casey A. Jenkins, Trustee /s/ Casey A. Jenkins Date: January 3, 2025 CASEY A. JENKINS |
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| November 27, 2024 |
November 27, 2024 David Jenkins Chief Executive Officer Catheter Precision, Inc. 1670 Highway 160 West, Suite 205 Fort Mill, SC 29708 Re: Catheter Precision, Inc. Registration Statement on Form S-1 Filed November 21, 2024 File No. 333-283392 Dear David Jenkins: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regardi |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☒ Definitive |
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| November 25, 2024 | ||
| November 21, 2024 |
November 21, 2024 VIA EDGAR TRANSMISSION U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street NE Washington, D.C. 20549 RE: Catheter Precision, Inc. Form S-1 Registration Statement To Whom It May Concern: On behalf of Catheter Precision, Inc. (the "Company"), we respectfully submit this Registration Statement on Form S-1 registering the resale of up to 10,695,962 shar |
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| November 21, 2024 |
EXHIBIT 107 Calculation of Filing Fee Table Form S-1 (Form Type) Catheter Precision, Inc. |
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| November 21, 2024 |
As filed with the Securities and Exchange Commission on November 21, 2024 As filed with the Securities and Exchange Commission on November 21, 2024 Registration No. |
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| November 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e)(2)) ☐ Definitive |
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| November 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 001-38677 Catheter Precision, Inc. (Exact name of registrant as |
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| November 14, 2024 |
EXHIBIT 99.1 Catheter Precision, Inc. Announces Third Quarter Update and Financial Results Fort Mill, SC, November 13, 2024 – Catheter Precision, Inc. (NYSE American: VTAK), a U.S.-based innovative medical device company focused on electrophysiology products, today announced its financial results and operational update for the period ending September 30, 2024. Highlights of the third quarter inclu |
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| November 14, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2024 Catheter Precision, Inc. |
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| November 14, 2024 |
VTAK / Catheter Precision, Inc. / ARMISTICE CAPITAL, LLC Passive Investment SC 13G/A 1 armistice-vtak093024a1.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Catheter Precision, Inc. (Name of Issuer) Common Stock, par value $0.0001 per shar (Title of Class of Securities) 74933X609 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Ch |
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| November 13, 2024 |
SC 13G/A 1 ea022071814-13ga1intracathe.htm AMENDMENT NO. 1 TO SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Catheter Precision, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 74933X609 (CUSIP Number) September 30, 2024 (Date of Event Which |
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| November 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2024 Catheter Precision, Inc. |
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| November 4, 2024 |
Form of placement agent warrant offered in October 2024 EXHIBIT 4.2 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, THEY MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE |
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| November 4, 2024 |
Investment Banking Agreement dated May 9, 2024 EXHIBIT 10.2 Strictly Confidential May 9, 2024 Catheter Precision, Inc. 1670 Highway 160 West Suite 205 Fort Mill, SC 29708 Attention: David A. Jenkins, Chief Executive Officer INVESTMENT BANKING AGREEMENT Dear Mr. Jenkins: We are pleased to confirm our mutual understanding regarding the retention of Ladenburg Thalmann & Co. Inc. (“Ladenburg”) by Catheter Precision, Inc. and its subsidiaries, affi |
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| October 30, 2024 |
VTAK / Catheter Precision, Inc. / Jenkins Family Charitable Institute - SC 13D/A Activist Investment SC 13D/A 1 cathetersc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Catheter Precision, Inc. (Name of Issuer) Common Stock, $0.0001 Par Value (Title of Class of Securities) 74933X 609 (CUSIP Number) B. Joseph Alley, Jr. Arnall Golden Gregory LLP 171 17th Street NW, Suite 2100 Atlanta |
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| October 30, 2024 |
Waiver Agreement Dated October 29, 2024 EXHIBIT 10.1 WAIVER AGREEMENT This Waiver Agreement is entered into between Catheter Precision, Inc., a Delaware corporation (the “Company”), and the Jenkins Family Charitable Institute, a family charitable entity formed in the state of Louisiana (the “Institute”), effective October 29, 2024. The Institute is the holder of 235,000 pre-funded warrants (the “Warrants”) of the Company which were acqu |
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| October 30, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 29, 2024 Catheter Precision, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38677 38-3661826 (State or other jurisdiction of incorporation) (Commissi |
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| October 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2024 Catheter Precision, Inc. |
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| October 25, 2024 |
Form of Series K Warrant offered in October 2024 EXHIBIT 4.1 NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, THEY MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE |
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| October 25, 2024 |
Warrant Inducement Letter Dated October 24, 2024 EXHIBIT 10.1 CATHETER PRECISION, INC. October , 2024 Holder of Common Stock Purchase Warrants Re: Inducement Offer to Exercise Common Stock Purchase Warrants Dear Holder: Catheter Precision, Inc. (the “Company”) is pleased to offer to you the opportunity to exercise all of the Series E Common Stock Purchase Warrants (the “Series E Warrants”), Series F Common Stock Purchase Warrants (the “Series F |
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| October 25, 2024 |
Catheter Precision, Inc. Announces Exercise of Warrants for $4.9 Million of Gross Proceeds EXHIBIT 99.1 Catheter Precision, Inc. Announces Exercise of Warrants for $4.9 Million of Gross Proceeds Fort Mill, SC, October 25, 2024 – Catheter Precision, Inc. (NYSE American: VTAK), a U.S.-based innovative medical device company, today announced the entry into a definitive agreement for the immediate exercise of certain outstanding Series E, Series F, Series G, Series H and Series I warrants ( |
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| October 25, 2024 |
Prospectus Supplement No. 1 Dated October 25, 2024 Filed Pursuant to Rule 424(b)(3) Registration Nos. 333-279930 and 333-281849 Prospectus Supplement dated October 25, 2024 (To the Prospectus Dated August 29, 2024) Catheter Precision, Inc. This prospectus supplement No. 1 (“Supplement”) modifies, supersedes and supplements information contained in, and should be read in conjunction with, that certain prospectus (the “Prospectus”), dated August 29, |
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| September 12, 2024 |
VTAK / Catheter Precision, Inc. / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment SC 13G 1 ea0214376-13gintracatheter.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Catheter Precision, Inc. (Name of Issuer) Common stock, par value $0.0001 per share (Title of Class of Securities) 74933X609 (CUSIP Number) September 3, 2024 (Date of Event Which Requires Filing of this |
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| September 12, 2024 |
EX-99.1 2 ea021437601ex99-1catheter.htm JOINT FILING AGREEMENT Exhibit 1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing |
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| September 9, 2024 |
VTAK / Catheter Precision, Inc. / Jenkins Casey A. - SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) Catheter Precision, Inc. (Name of Issuer) Common Stock, $0.0001 Par Value (Title of Class of Securities) 74933X 609 (CUSIP Number) B. Joseph Alley, Jr. Arnall Golden Gregory LLP 171 17th Street NW, Suite 2100 Atlanta, GA 30363 (404) 473-8500 (Name, Address |
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| September 6, 2024 |
EXHIBIT 4.5 CATHETER PRECISION, INC. and EQUINITI TRUST COMPANY, LLC (f/k/a AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC) as Warrant Agent Warrant Agency Agreement Dated as of September 3, 2024 1 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of September 3, 2024 (“Agreement”), between Catheter Precision, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (f |
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| September 6, 2024 |
EXHIBIT 1.1 347,277 SHARES OF COMMON STOCK SERIES H WARRANTS EXERCISABLE INTO 3,120,277 SHARES OF COMMON STOCK SERIES I WARRANTS EXERCISABLE INTO 3,120,277 SHARES OF COMMON STOCK SERIES J WARRANTS EXERCISABLE INTO 3,120,277 SHARES OF COMMON STOCK PRE-FUNDED WARRANTS EXERCISABLE INTO 2,773,000 SHARES OF COMMON STOCK OF CATHETER PRECISION, INC. UNDERWRITING AGREEMENT August 30, 2024 Ladenburg Thalma |
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| September 6, 2024 |
Form of Series I Warrant offered in September 2024 EXHIBIT 4.2 SERIES I COMMON STOCK PURCHASE WARRANT CATHETER PRECISION, INC. Warrant Shares: 3,578,900 Issue Date: September 3, 2024 THIS SERIES I COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, CEDE & CO. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or |
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| September 6, 2024 |
EXHIBIT 99.2 Catheter Precision, Inc. Announces Closing of $3.6 Million Underwritten Public Offering and Exercise of Overallotment Option FORT MILL, SC / ACCESSWIRE / September 3, 2024 / Catheter Precision, Inc. (NYSE American: VTAK), a U.S.-based innovative medical device company, today announced the closing of its previously announced public offering of 805,900 common stock units, including 458, |
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| September 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2024 Catheter Precision, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38677 38-3661826 (State or other jurisdiction of incorporation) (Commissio |
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| September 6, 2024 |
Form of Pre-Funded Warrant offered in September 2024 EXHIBIT 4.4 FORM OF PRE-FUNDED COMMON STOCK PURCHASE WARRANT Catheter Precision, Inc. Warrant Shares: 2,773,000 CUSIP: 74933X 179 ISIN: Initial Exercise Date: September 3, 2024 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, CEDE & CO. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the condi |
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| September 6, 2024 |
Form of Series H Warrant offered in September 2024 EXHIBIT 4.1 SERIES H COMMON STOCK PURCHASE WARRANT CATHETER PRECISION, INC. Warrant Shares: 3,578,900 Issue Date: September 3, 2024 THIS SERIES H COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, CEDE & CO. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or |
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| September 6, 2024 |
Form of Series J Warrant offered in September 2024 EXHIBIT 4.3 SERIES J COMMON STOCK PURCHASE WARRANT CATHETER PRECISION, INC. Warrant Shares: 3,578,900 Issue Date: September 3, 2024 THIS SERIES J COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, CEDE & CO. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or |
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| September 6, 2024 |
EXHIBIT 99.1 Catheter Precision, Inc. Announces Pricing of $3.1 Million Underwritten Public Offering FORT MILL, SC / ACCESSWIRE / August 30, 2024 /Catheter Precision, Inc. (NYSE American: VTAK), a U.S.-based innovative medical device company, today announced the pricing of its underwritten public offering of common stock units and pre-funded units for aggregate gross proceeds of approximately $3.1 |
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| September 3, 2024 |
Filed Pursuant to Rule 424(b)(1) Registration Nos. 333-279930 and 333-281849 PROSPECTUS 347,277 Common Stock Units Each Common Stock Unit Consisting of One Share of Common Stock, One Series H Warrant to Purchase One Share of Common Stock, One Series I Warrant to Purchase One Share of Common Stock, and One Series J Warrant to Purchase One Share of Common Stock 1,041,831 Shares of Common Stock Under |
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| August 30, 2024 |
As filed with the Securities and Exchange Commission on August 30, 2024 As filed with the Securities and Exchange Commission on August 30, 2024 Registration No. |
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| August 30, 2024 |
EXHIBIT 107 Calculation of Filing Fee Table Form S-1 (Form Type) Catheter Precision, Inc. |
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| August 28, 2024 |
CATHETER PRECISION, INC. 1670 Highway 160 West Suite 205 Fort Mill, SC 29708 CATHETER PRECISION, INC. 1670 Highway 160 West Suite 205 Fort Mill, SC 29708 August 28, 2024 VIA EDGAR TRANSMISSION United States Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attn: Benjamin Richie Re: Catheter Precision, Inc. Registration Statement on Form S-1 File No. 333-279930 Acceleration Request Requested Date: August 29, 2024 R |
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| August 28, 2024 |
Ladenburg Thalmann & Co. Inc. 640 Fifth Avenue, 4th Floor New York, New York 10019 Ladenburg Thalmann & Co. Inc. 640 Fifth Avenue, 4th Floor New York, New York 10019 August 28, 2024 VIA FACSIMILE AND EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: CATHETER PRECISION, INC. Registration Statement on Form S-1 (Registration No. 333-279930) Concurrence in Acceleration Request Ladies and Gentlemen: Ladenburg Thalm |
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| August 27, 2024 |
Form of Series H Warrant offered hereby EXHIBIT 4.15.1 SERIES H COMMON STOCK PURCHASE WARRANT CATHETER PRECISION, INC. Warrant Shares: Issue Date: August [], 2024 THIS SERIES H COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereo |
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| August 27, 2024 |
As filed with the Securities and Exchange Commission on August 26, 2024 As filed with the Securities and Exchange Commission on August 26, 2024 Registration No. |
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| August 27, 2024 |
Form of Series J Warrant offered hereby EXHIBIT 4.15.3 SERIES J COMMON STOCK PURCHASE WARRANT CATHETER PRECISION, INC. Warrant Shares: Issue Date: August [], 2024 THIS SERIES J COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereo |
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| August 27, 2024 |
First Amendment to Promissory Notes dated June 25, 2024, July 1, 2024 and July 18, 2024 EXHIBIT 10.33.6 THE NOTE OR NOTES AMENDED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES, AND HAVE BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT THEY HAVE BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. SUCH NOTE OR NOTES ARE SUBJECT TO RESTRICT |
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| August 27, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2024 Catheter Precision, Inc. |
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| August 27, 2024 |
First Amendment to Promissory Note dated July 25, 2024 EXHIBIT 10.33.7 THE NOTE OR NOTES AMENDED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES, AND HAVE BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT THEY HAVE BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. SUCH NOTE OR NOTES ARE SUBJECT TO RESTRICT |
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| August 27, 2024 |
Form of Series I Warrant offered hereby EXHIBIT 4.15.2 SERIES I COMMON STOCK PURCHASE WARRANT CATHETER PRECISION, INC. Warrant Shares: Issue Date: August [], 2024 THIS SERIES I COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereo |
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| August 27, 2024 |
First Amendment to Promissory Note dated May 30, 2024 EXHIBIT 10.33.5 THE NOTE OR NOTES AMENDED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES, AND HAVE BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT THEY HAVE BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. SUCH NOTE OR NOTES ARE SUBJECT TO RESTRICT |
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| August 27, 2024 |
EXHIBIT 4.18 CATHETER PRECISION, INC. and EQUINITI TRUST COMPANY, LLC (f/k/a AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC) as Warrant Agent Warrant Agency Agreement Dated as of August , 2024 1 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of August , 2024 (“Agreement”), between Catheter Precision, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (f/k/a Am |
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| August 27, 2024 |
First Amendment to 8% Short Term Promissory Notes Payable to FatBoy Capital, L.P. EXHIBIT 10.1 THE NOTE OR NOTES AMENDED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES, AND HAVE BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT THEY HAVE BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. SUCH NOTE OR NOTES ARE SUBJECT TO RESTRICTION |
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| August 27, 2024 |
Form of Underwriting Agreement EXHIBIT 1.1 COMMON STOCK UNITS EACH COMMON STOCK UNIT CONSISTING OF: ONE SHARE OF COMMON STOCK, ONE SERIES H WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK, ONE SERIES I WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK AND ONE SERIES J WARRANT TO PURCHASE ONE SHARE OF COMMON STOCK PRE-FUNDED WARRANT UNITS EACH PRE-FUNDED WARRANT UNIT CONSISTING OF: ONE PRE-FUNDED WARRANT TO PURCHASE ONE SHARE OF COMMO |
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| August 27, 2024 |
First Amendment to 8% Short Term Promissory Note Payable to David A. Jenkins EXHIBIT 10.2 THE NOTE OR NOTES AMENDED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES, AND HAVE BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT THEY HAVE BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. SUCH NOTE OR NOTES ARE SUBJECT TO RESTRICTION |
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| August 27, 2024 |
EXHIBIT 107 Calculation of Filing Fee Table Form S-1 (Form Type) Catheter Precision, Inc. |
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| August 27, 2024 |
First Amendment to 8% Short Term Promissory Note Payable to Jenkins Family Charitable Institute EXHIBIT 10.3 THE NOTE OR NOTES AMENDED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES, AND HAVE BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT THEY HAVE BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. SUCH NOTE OR NOTES ARE SUBJECT TO RESTRICTION |
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| August 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2024 Catheter Precision, Inc. |
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| August 15, 2024 |
EXHIBIT 99.1 Catheter Precision, Inc. (NYSE American: VTAK) Reports Q2 2024 Highlights and Operational Performance Report. Fort Mill, SC, August 14, 2024 – Catheter Precision, Inc. (NYSE American: VTAK), a MedTech company pioneering products in the growing field of cardiac electrophysiology, including its VIVO™ and LockeT product(s), releases Q2 Financials and Operational Report. Operational highl |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 001-38677 Catheter Precision, Inc. (Exact name of registrant as speci |
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| July 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 Catheter Precision, Inc. |
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| July 30, 2024 |
Promissory Note dated July 25, 2024 EXHIBIT 10.1 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES. THIS NOTE HAS BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT IT HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. THIS NOTE IS SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2024 Catheter Precision, Inc. |
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| July 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 18, 2024 Catheter Precision, Inc. |
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| July 23, 2024 |
Promissory Note dated July 18, 2024 EXHIBIT 10.1 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES. THIS NOTE HAS BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT IT HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. THIS NOTE IS SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE |
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| July 12, 2024 |
EXHIBIT 3.1 State of Delaware Secretary of State Division of Corporations Delivered 12:32 PM 07/11/2024 FILED 12:32 FM 07/11/2024 SR 20243113811 - File Number 6788771 CATHETER PRECISION, INC. CERTIFICATE OF AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION Catheter Precision, Inc., a corporation organized and existing under the laws of the State of Delaware (the "Corporation"), certif |
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| July 12, 2024 |
As filed with the Securities and Exchange Commission on July 12, 2024 As filed with the Securities and Exchange Commission on July 12, 2024 Registration Statement No. |
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| July 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 11, 2024 Catheter Precision, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38677 38-3661826 (State or other jurisdiction of incorporation) (Commission |
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| July 12, 2024 |
EXHIBIT 107 Calculation of Filing Fee Table Form S-8 (Form Type) Catheter Precision, Inc. |
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| July 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 3, 2024 Catheter Precision, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38677 38-3661826 (State or other jurisdiction of incorporation) (Commission F |
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| July 3, 2024 |
EXHIBIT 99.1 Catheter Precision, Inc. (NYSE American: VTAK) Reports Preliminary Unaudited Revenue for the Second Quarter and Six Months Ended June 30, 2024 15% Quarter Over Quarter Growth – Initial Sales of LockeT Recorded Fort Mill, SC, July 1, 2024 – Catheter Precision, Inc. (NYSE/American: VTAK) a MedTech company pioneering products in the growing field of cardiac electrophysiology, including i |
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| July 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2024 Catheter Precision, Inc. |
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| July 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2024 Catheter Precision, Inc. |
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| July 1, 2024 |
Promissory Note dated July 1, 2024 EXHIBIT 10.1 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES. THIS NOTE HAS BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT IT HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. THIS NOTE IS SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE |
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| June 26, 2024 |
As filed with the Securities and Exchange Commission on June 26, 2024 As filed with the Securities and Exchange Commission on June 26, 2024 Registration No. |
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| June 26, 2024 |
Promissory Note dated June 25, 2024 EXHIBIT 10.1 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES. THIS NOTE HAS BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT IT HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. THIS NOTE IS SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE |
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| June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2024 Catheter Precision, Inc. |
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| June 26, 2024 |
EXHIBIT 4.18 Catheter Precision, Inc. and Equiniti Trust Company, LLC (formerly known as American Stock Transfer and Trust Company), as Warrant Agent Warrant Agency Agreement Dated as of June , 2024 1 WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENT, dated as of June , 2024 (“Agreement”), between Catheter Precision, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC (fo |
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| June 26, 2024 |
Form of Underwriters' Warrant offered in September 2024 EXHIBIT 1.1 SHARES of Common Stock pre-funded warrants to purchase shares of common stock OF CATHETER PRECISION, INC. UNDERWRITING AGREEMENT June , 2024 Ladenburg Thalmann & Co. Inc. As the Representative of the Several underwriters, if any, named in Schedule I hereto 640 Fifth Avenue, 4th Floor New York, NY 10019 Ladies and Gentlemen: The undersigned, Catheter Precision, Inc., a Delaware corporat |
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| June 26, 2024 |
Form of Pre-Funded Warrant offered hereby EXHIBIT 4.16 FORM OF PRE-FUNDED COMMON STOCK PURCHASE WARRANT Catheter Precision, Inc. Warrant Shares: CUSIP: ISIN: Initial Exercise Date: , 2024 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, CEDE & CO. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at |
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| June 26, 2024 |
Form of Underwriters’ Warrant Offered in September 2024 EXHIBIT 4.17 UNDERWRITER COMMON STOCK PURCHASE WARRANT CATHETER PRECISION, INC. Warrant Shares: Issue Date: , 2024 THIS UNDERWRITER COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date that is si |
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| June 17, 2024 |
Appendix A Description of embedded animation Appendix A Description of embedded animation Slide 15 of the Presentation includes an embedded animation, without audio, that illustrates how VIVO works through a simulation of the user interface, including a 3D model of a patient, the patient’s heart, an EKG, and a user panel. |
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| June 14, 2024 |
As filed with the Securities and Exchange Commission on June 14, 2024 As filed with the Securities and Exchange Commission on June 14, 2024 Registration No. |
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| June 11, 2024 |
United States securities and exchange commission logo June 11, 2024 David A. Jenkins Chief Executive Officer Catheter Precision, Inc. 1670 Highway 160 West, Suite 205 Fort Mill, SC 29708 Re: Catheter Precision, Inc. Registration Statement on Form S-1 Filed June 4, 2024 File No. 333-279930 Dear David A. Jenkins: This is to advise you that we have not reviewed and will not review your registration s |
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| June 4, 2024 |
EXHIBIT 10.34 Quality Agreement 1. Administrative Elements 1.1. Scope This document defines the Quality Agreement between the parties identified below. It defines the commitment between both parties to ensure that their respective products and services satisfy the quality and regulatory requirements called out in this agreement. Both parties agree to cooperate in the success of this agreement. Thi |
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| June 4, 2024 |
Assignment and Agreement from David A. Jenkins in relation to LockeT dated January 24, 2023 EXHIBIT 10.28.3 ASSIGNMENT AND AGREEMENT WHEREAS, David Jenkins (hereinafter referred to singly and collectively as "ASSIGNOR") have invented a certain invention entitled "VESSEL CLOSING DEVICE", for which a U.S. Design Patent Application was filed on December 12, 2022 as Application No. 29/862,677. WHEREAS, Catheter Precision, Inc., having its principal place of business at 500 International Driv |
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| June 4, 2024 |
As filed with the Securities and Exchange Commission on June 3, 2024 As filed with the Securities and Exchange Commission on June 3, 2024 Registration No. |
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| June 4, 2024 |
Assignment and Agreement from Auston Locke in relation to LockeT dated July 15, 2022 EXHIBIT 10.28.2 ASSIGNMENT AND AGREEMENT WHEREAS, Auston LOCKE (hereinafter referred to singly and collectively as “ASSIGNOR”) have invented a certain invention entitled “SURGICAL VESSEL CLOSING PRESSURE DEVICE”, for which a U.S. Provisional Application was filed on February 25, 2022 as Application No. 63/314,030 and a U.S. Non Provisional Patent Application was filed on July 18, 2022 as Applicati |
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| June 4, 2024 |
EXHIBIT 107 Calculation of Filing Fee Table Form S-1 (Form Type) Catheter Precision, Inc. |
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| June 4, 2024 |
Non-plan Stock Option Award granted May 1, 2024, to Marie-Claude Jacques EXHIBIT 10.31.7 Inducement Award Nonstatutory Stock Option Agreement This Stock Option Agreement (this "Agreement") is made and entered into as of May 1, 2024 by and between Catheter Precision, Inc., a Delaware corporation (the "Company") and Marie-Claude Jacques (the "Participant"). Grant Number: NP-001 Grant Date: May 1, 2024 Exercise Price per Share: $ 0.5321 Number of Option Shares: 250,000 Ex |
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| June 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 28, 2024 Catheter Precision, Inc. |
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| June 3, 2024 |
Promissory Note dated May 30, 2024 EXHIBIT 10.2 THIS NOTE HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER THE SECURITIES LAWS OF ANY STATES. THIS NOTE HAS BEEN ISSUED IN RELIANCE UPON THE REPRESENTATION OF THE HOLDER THAT IT HAS BEEN ACQUIRED FOR INVESTMENT PURPOSES AND NOT WITH A VIEW TOWARDS THE RESALE OR OTHER DISTRIBUTION THEREOF. THIS NOTE IS SUBJECT TO RESTRICTIONS ON TRANSFERABILITY AND RESALE |
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| June 3, 2024 |
EXHIBIT 10.1 Invention Assignment and Royalty Agreement This Agreement is made and entered into as of the Effective Date by and between Mr. Auston Locke, an individual residing at 4123 Costero Risco, San Clemente, CA 92673 (hereinafter “Auston”), and Catheter Precision, Inc., a corporation organized and existing under the laws of Delaware, with its principal place of business located at 1670 Highw |
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| May 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2024 Catheter Precision, Inc. |
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e) |
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| May 16, 2024 |
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| May 16, 2024 | ||
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| May 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission file number: 001-38677 Catheter Precision, Inc. |
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| May 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2024 Catheter Precision, Inc. |
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| May 7, 2024 |
EXHIBIT 99.1 Catheter Precision, Inc. (NYSE American: VTAK) Reports Q1 2024 Highlights and Operational Performance Report. Fort Mill, SC, May 6, 2024 – Catheter Precision, Inc. (NYSE/American: VTAK) a MedTech company pioneering products in the growing field of cardiac electrophysiology, including its VIVO™ and LockeT product(s), releases Q1 Financials, Operational Report for the quarter ending Mar |
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| May 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a‑6(e) |
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| May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2024 OR ☐ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission File No. 001-38677 Catheter Precision, Inc. (Exact name of registrant as spec |
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| April 3, 2024 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2024 Catheter Precision, Inc. |
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| April 2, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2024 Catheter Precision, Inc. |
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| April 2, 2024 |
EXHIBIT 99.1 Catheter Precision, Inc. (NYSE American: VTAK) Releases Operational Performance Report, Q4 and Annual 2023 Financials for Year Ending December 31, 2023 Fort Mill, SC, April 1, 2024 – Catheter Precision, Inc. (NYSE-American: VTAK), a MedTech company pioneering products in the growing field of cardiac electrophysiology, including its VIVO™ and LockeT product(s), releases Q4 and Annual F |
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| April 1, 2024 |
EXHIBIT 10.31.3 Nonstatutory Stock Option Agreement For Non-Employee Directors This Stock Option Agreement (this "Agreement") is made and entered into as of by and between Catheter Precision, Inc., a Delaware corporation (the "Company") and (the "Participant"). Grant Date: Exercise Price per Share: Number of Option Shares: Expiration Date: 1. Grant of Option. 1.1 Grant; Type of Option. The Company |
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| April 1, 2024 |
Policy Relating to the Recovery of Erroneously Awarded Compensation EXHIBIT 97 CATHETER PRECISION, INC. POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION 1. Purpose. The purpose of this Policy is to describe the circumstances in which Executive Officers will be required to repay or return Erroneously Awarded Compensation to members of the Company Group. Each Executive Officer shall be required to sign and return to the Company the Acknowledgement Form at |
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| April 1, 2024 |
EXHIBIT 10.31.6 Employer Copy CATHETER PRECISION, INC. 2009 EQUITY INCENTIVE PLAN NOTICE OF STOCK OPTION AWARD Unless otherwise defined herein, the terms defined in the 2009 Equity Incentive Plan shall have the same defined meanings in this Notice of Stock Option Award and the attached Stock Option Award Terms, which is incorporated herein by reference (together, the “Award Agreement”). Participan |
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| April 1, 2024 |
EXHIBIT 4.2 DESCRIPTION OF CAPITAL STOCK General The following description summarizes certain terms of our capital stock and certain provisions of our amended and restated certificate of incorporation. We have adopted an amended and restated certificate of incorporation and amended and restated bylaws, and this description summarizes certain of the provisions that are included in those documents. |
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| April 1, 2024 |
2023 Form of Incentive Stock Option Agreement Under 2023 Equity Incentive Plan EXHIBIT 10.31.5 Incentive Stock Option Agreement This Stock Option Agreement (this "Agreement") is made and entered into as of by and between Catheter Precision, Inc., a Delaware corporation (the "Company") and (the "Participant"). Grant Date: Exercise Price per Share: Number of Option Shares: Expiration Date: 1. Grant of Option. 1.1 Grant; Type of Option. The Company hereby grants to the Particip |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission file number: 001-38677 Catheter Precision, Inc. |
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| April 1, 2024 |
2023 Form of Nonstatutory Stock Option Agreement Under 2023 Equity Incentive Plan EXHIBIT 10.31.4 Nonstatutory Stock Option Agreement For Employees This Stock Option Agreement (this "Agreement") is made and entered into as of by and between Catheter Precision, Inc., a Delaware corporation (the "Company") and (the "Participant"). Grant Date: Exercise Price per Share: Number of Option Shares: Expiration Date: 1. Grant of Option. 1.1 Grant; Type of Option. The Company hereby grant |
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| February 14, 2024 |
VTAK / Catheter Precision, Inc. / ARMISTICE CAPITAL, LLC Passive Investment SC 13G 1 armistice-vtak123123.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Catheter Precision, Inc. (Name of Issuer) Common Stock, par value $0.0001 per shar (Title of Class of Securities) 74933X302 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the |
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| January 25, 2024 |
Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2024 Catheter Precision, Inc. |