Estatísticas Básicas
| CIK | 1819974 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to SkyWater Technology, Inc.
SEC Filings (Chronological Order)
Esta página fornece uma lista completa e cronológica de Arquivamentos da SEC, excluindo os arquivamentos de propriedade que fornecemos em outro lugar.
| June 1, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report SkyWater Technology, Inc. (Exact name of the registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-40345 (Commission file number) 2401 East 86th Street, Bloomington, Minnesota 55425 (Address of principal executive offices) (Zip code) Christophe |
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| June 1, 2026 |
SkyWater Technology, Inc. Conflict Minerals Report for the year ended December 31, 2025 Exhibit 1.01 SkyWater Technology, Inc. Conflict Minerals Report for the year ended December 31, 2025 I.Introduction SkyWater Technology, Inc. (collectively with its subsidiaries, “we,” “our” or “us”) is a U.S.-based, independent, pure-play semiconductor foundry providing foundational-node manufacturing, advanced technology development, and advanced packaging services through an integrated, multi-s |
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| May 8, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2026 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission F |
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| May 8, 2026 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 29, 2026 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyW |
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| May 8, 2026 |
SKYWATER TECHNOLOGY, INC. EMPLOYEE RETENTION PLAN SKYWATER TECHNOLOGY, INC. EMPLOYEE RETENTION PLAN The purpose of this SkyWater Technology, Inc. Employee Retention Plan (the “Plan”) is to provide an incentive for certain key employees of SkyWater Technology, Inc., a Delaware corporation (including any successor thereto, the “Company”), to remain employed with either the Company, IonQ, Inc., a Delaware corporation (“Parent”), or their Affiliates |
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| May 8, 2026 |
SKYWATER TECHNOLOGY, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT SKYWATER TECHNOLOGY, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT Restricted Stock Units This Agreement evidences an award of RSUs in the number set forth on the cover sheet and subject to the terms and conditions set forth in the Agreement and the Plan. Transferability Your RSUs may not be sold, assigned, transferred, pledged, hypothecated, or otherwise encumbered, whether by o |
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| May 8, 2026 |
Exhibit 2.1 EXECUTION VERSION MEMBERSHIP INTEREST PURCHASE AGREEMENT by and between SPANSION LLC and SKYWATER TECHNOLOGY, INC. dated as of February 25, 2025 TABLE OF CONTENTS Section 1.1. Definitions 6 Section 1.2. Other Definitions 20 ARTICLE II. PURCHASE AND SALE 22 Section 2.1. Sale and Purchase of Interests 22 Section 2.2. Purchase Price 22 Section 2.3. Closing 22 Section 2.4. Sample Net Worki |
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| April 28, 2026 |
THE IMPORTANT SPECIAL MEETING IS JUST DAYS AWAY! 425 Filed by SkyWater Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Act of 1934 Subject Company: SkyWater Technology, Inc. Commission File No.: 001-40345 Date: April 28, 2026 April 28, 2026 THE IMPORTANT SPECIAL MEETING IS JUST DAYS AWAY! Dear Fellow Stockholder: According to our latest records, we have not yet |
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| April 27, 2026 |
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| April 27, 2026 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as pe |
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| April 27, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| April 24, 2026 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2026 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commi |
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| April 24, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2026 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| April 21, 2026 |
425 Filed by SkyWater Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Act of 1934 Subject Company: SkyWater Technology, Inc. Commission File No.: 001-40345 Date: April 21, 2026 April 21, 2026 The important Special Meeting of SkyWater Technology, Inc. Stockholders is fast approaching—please take a moment of your ti |
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| April 14, 2026 |
425 Filed by SkyWater Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Act of 1934 Subject Company: SkyWater Technology, Inc. Commission File No.: 001-40345 Date: April 14, 2026 April 14, 2026 Dear Fellow Stockholder: We have previously sent you proxy material for the important Special Meeting of SkyWater Technolog |
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| March 31, 2026 |
DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 26, 2026 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2026 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commi |
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| March 26, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2026 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| March 11, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 28, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWater Techn |
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| March 11, 2026 |
SUBSIDIARIES OF SKYWATER TECHNOLOGY, INC. Exhibit 21.1 SUBSIDIARIES OF SKYWATER TECHNOLOGY, INC. Subsidiary Jurisdiction of Incorporation SkyWater Technology Foundry, Inc. Delaware SkyWater Federal, LLC Wyoming SkyWater Florida, Inc. Delaware Fab 25 Delaware |
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| February 26, 2026 |
IonQ SkyWater Announcement FAQ 425 Filed by SkyWater Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Act of 1934 Subject Company: SkyWater Technology, Inc. Commission File No.: 001-40345 Date: February 26, 2026 IonQ SkyWater Announcement FAQ Updated 2/26/26 General How will this transaction impact me? • There are no immediate changes to roles, |
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| February 25, 2026 |
Exhibit 99.1 SkyWater Technology Reports Fourth Quarter and Full Fiscal Year 2025 Results Record revenues and 29% year-over-year growth for fiscal year 2025 reflect acquisition of Fab 25 and strong momentum in quantum computing BLOOMINGTON, Minn., – February 25, 2026 – SkyWater Technology, Inc. (NASDAQ: SKYT) today announced financial results for the fourth quarter and full fiscal year 2025 ended |
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| February 25, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2026 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| February 25, 2026 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2026 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Co |
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| February 9, 2026 |
425 FILED BY IONQ, INC. PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14a-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: SKYWATER TECHNOLOGY, INC. COMMISSION FILE NO. 001-40345 The following is a transcript of the CNBC interview held on February 9, 2026: PARTICIPANTS Niccolo de Masi – Chairman and CEO, IonQ Morgan Brennan – Anchor Morgan Bre |
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| February 2, 2026 |
425 FILED BY IONQ, INC. PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14a-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: SKYWATER TECHNOLOGY, INC. COMMISSION FILE NO. 001-40345 The following communication was sent to employees of SkyWater Technology, Inc. on February 2, 2026: From: Niccolo de Masi To: All SkyWater Technology Employees Subjec |
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| January 30, 2026 |
425 FILED BY IONQ, INC. PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14a-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: SKYWATER TECHNOLOGY, INC. COMMISSION FILE NO. 001-40345 The following communications were distributed and are included herein: • Press release in The Technology Letter published on January 28, 2026 • Investor Presentation |
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| January 26, 2026 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2026 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Com |
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| January 26, 2026 |
425 FILED BY IONQ, INC. PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14a-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: SKYWATER TECHNOLOGY, INC. COMMISSION FILE NO. 001-40345 The following communication was posted on LinkedIn and X by IonQ, Inc. on January 26, 2026. LINKEDIN: X: Important Information and Where to Find It In connection with |
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| January 26, 2026 |
425 FILED BY IONQ, INC. PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14a-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: SKYWATER TECHNOLOGY, INC. COMMISSION FILE NO. 001-40345 The following communication was published in The Wall Street Journal on January 26, 2026: Quantum-Computing Company IonQ to Buy Chip Maker SkyWater for $1.8 Billion I |
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| January 26, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2026 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commiss |
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| January 26, 2026 |
425 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2026 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Com |
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| January 26, 2026 |
425 FILED BY IONQ, INC. PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14a-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: SKYWATER TECHNOLOGY, INC. COMMISSION FILE NO. 001-40345 The following communication was sent to all employees of IonQ, Inc. on January 26, 2026: IonQers, This morning, we announced the next pivotal step in IonQ’s drive to |
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| January 26, 2026 |
EX-2.1 EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER dated as of January 25, 2026 among IONQ, INC., IRIS MERGER SUBSIDIARY 1 INC., IRIS MERGER SUBSIDIARY 2 LLC and SKYWATER TECHNOLOGY, INC. TABLE OF CONTENTS ARTICLE I THE MERGERS 2 Section 1.1 The Mergers 2 Section 1.2 Certificate of Incorporation and By-Laws of the First Surviving Corporation and the Surviving Company 3 Section 1.3 Directors and Offic |
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| January 26, 2026 |
EX-99.1 Exhibit 99.1 IonQ to Acquire SkyWater Technology, Creating the Only Vertically Integrated Full-Stack Quantum Platform Company Accelerates IonQ’s Fault-Tolerant Quantum Computing Roadmap through Embedded Access to a Trusted U.S. Foundry, Positioning IonQ as the Quantum Partner for the U.S. Government, Allies, and Partners 200,000 Qubit QPUs Enabling 8,000 Ultra-High Fidelity Logical Qubits |
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| January 26, 2026 |
425 FILED BY IONQ, INC. PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14a-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: SKYWATER TECHNOLOGY, INC. COMMISSION FILE NO. 001-40345 The following communication was sent to certain customers of IonQ, Inc. on January 26, 2026: From: Dean Acosta To: Customers Subject: HEADS UP: Sharing breaking news- |
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| January 26, 2026 |
425 FILED BY IONQ, INC. PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14a-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: SKYWATER TECHNOLOGY, INC. COMMISSION FILE NO. 001-40345 The following is a transcript of the investor call held on January 26, 2026: IonQ-SkyWater Technology Investor Call Monday, January 26, 2026, 8:30 AM ET CORPORATE PAR |
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| January 26, 2026 |
425 FILED BY IONQ, INC. PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14a-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: SKYWATER TECHNOLOGY, INC. COMMISSION FILE NO. 001-40345 The following is a transcript of the Bloomberg interview held on January 26, 2026: PARTICIPANTS Niccolo de Masi – Chairman and CEO, IonQ Carolyn Hyde – Journalist, Bl |
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| January 26, 2026 |
425 Filed by SkyWater Technology, Inc. Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed pursuant to Rule 14a-12 under the Securities Act of 1934 Subject Company: SkyWater Technology, Inc. Commission File No.: 001-40345 Date: January 26, 2026 EXPLANATORY NOTE This filing relates to the proposed transaction between SkyWater Technology, Inc. (the “Company”) and IonQ, Inc. (“IonQ |
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| January 26, 2026 |
EX-10.1 EXHIBIT 10.1 VOTING AGREEMENT This Voting Agreement (“Agreement”), dated as of January 25, 2026, is by and among IonQ, Inc., a Delaware corporation (“Parent”), Iris Merger Subsidiary 1 Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Subsidiary 1”), Iris Merger Subsidiary 2 LLC, a Delaware limited liability company and a wholly-owned subsidiary of Parent (“Merg |
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| January 26, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2026 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commiss |
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| January 26, 2026 |
425 FILED BY IONQ, INC. PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933 AND DEEMED FILED PURSUANT TO RULE 14a-12 UNDER THE SECURITIES EXCHANGE ACT OF 1934 SUBJECT COMPANY: SKYWATER TECHNOLOGY, INC. COMMISSION FILE NO. 001-40345 The following communication was sent to certain investors of IonQ, Inc. on January 26, 2026: This morning, we announced the next pivotal step in IonQ’s drive to cemen |
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| December 4, 2025 |
EX-24 Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints Thomas Sonderman, Steve Manko, and Christopher Hilberg, and each of them individually (so long as each individual is an officer of SkyWater Technology, Inc. |
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| December 4, 2025 |
As filed with the Securities and Exchange Commission on December 4, 2025 S-3ASR Table of Contents As filed with the Securities and Exchange Commission on December 4, 2025 Registration No. |
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| December 4, 2025 |
Calculation of Filing Fee Tables S-3 SkyWater Technology, Inc Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Fees to be Paid 1 Debt Debt Securities 457(r) 0. |
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| November 25, 2025 |
RW November 25, 2025 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: SkyWater Technology, Inc. Request to Withdraw Registration Statement on Form S-3 (File No. 333-290701) Ladies and Gentlemen: SkyWater Technology, Inc., a Delaware corporation (the “Company”), filed a Registration Statement on Form S-3 (File No. 333-29 |
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| November 12, 2025 |
Exhibit 2.1 EXECUTION VERSION MEMBERSHIP INTEREST PURCHASE AGREEMENT by and between SPANSION LLC and SKYWATER TECHNOLOGY, INC. dated as of February 25, 2025 TABLE OF CONTENTS Section 1.1. Definitions 6 Section 1.2. Other Definitions 20 ARTICLE II. PURCHASE AND SALE 22 Section 2.1. Sale and Purchase of Interests 22 Section 2.2. Purchase Price 22 Section 2.3. Closing 22 Section 2.4. Sample Net Worki |
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| November 12, 2025 |
SkyWater Technology, Inc. Non-Employee Director Compensation Policy Exhibit 10.1 SkyWater Technology, Inc. Non-Employee Director Compensation Policy The Board of Directors (“Board”) of SkyWater Technology, Inc. (the “Company”) has adopted this SkyWater Technology, Inc. Non-Employee Director Compensation Policy (the “Policy”) to assist the Compensation Committee of the Board (or its successor, the “Committee”) in establishing retainers, fees, and equity grants (and |
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| November 12, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 28, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 |
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| November 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form N-CSR ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN For Period Ended: September 28, 2025 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q For the Transition P |
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| November 5, 2025 |
SkyWater Technology Reports Record Third Quarter 2025 Results SkyWater Technology Reports Record Third Quarter 2025 Results BLOOMINGTON, Minn., – November 5, 2025 – SkyWater Technology, Inc. (NASDAQ: SKYT), the largest exclusively U.S.-based, pure-play semiconductor foundry, today announced financial results for the third quarter 2025 ended September 28, 2025. “We’re pleased to report financial results for the third quarter that exceeded our expectations acr |
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| November 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commiss |
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| October 3, 2025 |
Calculation of Filing Fee Tables S-3 SkyWater Technology, Inc Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective Date Filing Fee Previously Paid in Connection with Unsold Securities to be Carried Forward Newly Registered Securities Debt Debt Securities 457(o) Equity Common Stock, $0. |
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| October 3, 2025 |
As filed with the Securities and Exchange Commission on October 3, 2025 S-3 Table of Contents As filed with the Securities and Exchange Commission on October 3, 2025 Registration No. |
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| October 3, 2025 |
EX-24 Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints Thomas Sonderman, Steve Manko, and Christopher Hilberg, and each of them individually (so long as each individual is an officer of SkyWater Technology, Inc. |
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| September 26, 2025 |
144 0001856680 XXXXXXXX LIVE 0001819974 SkyWater Technology, Inc 001-40345 2401 EAST 86TH STREET BLOOMINGTON MN 55425 952-851-5200 Manko Steve Officer Common Jefferies LLC 520 Madison Ave New York NY 10022 60829 1058493. |
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| September 26, 2025 |
144 0001857392 XXXXXXXX LIVE 0001819974 SkyWater Technology, Inc 001-40345 2401 EAST 86TH STREET BLOOMINGTON MN 55425 952-851-5200 CMI Oxbow Partners, LLC 10% Stockholder Common Needham and Company LLC 250 Park Avenue, 10th Floor New York NY 10017 120370 2166660. |
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| September 24, 2025 |
144/A 0000764900-25-000031 0001857392 XXXXXXXX LIVE 0001819974 SkyWater Technology, Inc 001-40345 2401 EAST 86TH STREET BLOOMINGTON NY 55425 952-851-5200 CMI Oxbow Partners, LLC 10% Stockholder Common Needham and Company LLC 250 Park Avenue, 10th Floor New York NY 10017 240000 3120000. |
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| September 22, 2025 |
144 0001856680 XXXXXXXX LIVE 0001819974 SkyWater Technology, Inc 001-40345 2401 EAST 86TH STREET BLOOMINGTON MN 55425 952-851-5200 Manko Steve Officer Common Jefferies LLC 520 Madison Ave New York NY 10022 43383 656302. |
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| September 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 30, 2025 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 Sk |
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| September 18, 2025 |
144 0001857392 XXXXXXXX LIVE 0001819974 SkyWater Technology, Inc 001-40345 2401 EAST 86TH STREET BLOOMINGTON MN 55425 952-851-5200 CMI Oxbow Partners, LLC 10% Stockholder Common Needham and Company LLC 250 Park Avenue, 10th Floor New York NY 10017 240000 3120000. |
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| September 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorpor |
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| September 15, 2025 |
Exhibit 99.2 Fab 25 Business of Infineon Technologies AG Combined Abbreviated Financial Statements as of and for the Interim Period Ended June 30, 2025 and 2024 FAB 25 BUSINESS OF INFINEON TECHNOLOGIES AG TABLE OF CONTENTS Page COMBINED ABBREVIATED FINANCIAL STATEMENTS AS OF AND FOR THE INTERIM PERIOD ENDED JUNE 30, 2025 AND 2024 Statements of Assets Acquired and Liabilities Assumed 2 Statements o |
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| September 15, 2025 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Exhibit 99.3 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL INFORMATION Introduction On June 30, 2025 (the “Closing Date”), SkyWater Technology, Inc. (“the Company” or “SkyWater”) completed its previously announced acquisition of Spansion Fab 25 LLC (“Fab 25”), a newly formed limited liability company that received, pursuant to a pre-closing restructuring, substantially all of the property, plan |
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| September 15, 2025 |
Exhibit 99.1 Fab 25 Business of Infineon Technologies AG Combined Abbreviated Financial Statements as of and for the Years Ended September 30, 2024 and 2023, and Independent Auditor’s Report 1 FAB 25 BUSINESS OF INFINEON TECHNOLOGIES AG TABLE OF CONTENTS Page INDEPENDENT AUDITOR’S REPORT 1–2 COMBINED ABBREVIATED FINANCIAL STATEMENTS AS OF AND FOR THE YEARS ENDED SEPTEMBER 30, 2024 AND 2023 Stateme |
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| September 10, 2025 |
144 0001611597 XXXXXXXX LIVE 0001819974 SkyWaterTechnology, Inc. 001-40345 2401 E.86th Street Bloomington MN 55425 952-851-5200 Thomas Sonderman Affiliate Common Stock J.P. Morgan Securities LLC 390 Madison Avenue Floor 6 New York NY 10017 8355 88392.86 47655998 09/10/2025 NASDAQ Common Stock 07/17/2025 Restricted Stock Vesting Skywater Technology Inc. (Issuer) N 8355 09/11/2025 Equity Compensatio |
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| August 27, 2025 |
144 0001857392 XXXXXXXX LIVE 0001819974 SkyWater Technology, Inc 001-40345 2401 EAST 86TH STREET BLOOMINGTON MN 55425 952-851-5200 CMI Oxbow Partners, LLC 10% Stockholder Common Needham and Company LLC 250 Park Avenue, 10th Floor New York NY 10017 1000000 12000000. |
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| August 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 29, 2025 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWa |
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| August 7, 2025 |
Exhibit 10.1 SkyWater Technology, Inc. Non-Employee Director Compensation Policy The Board of Directors (“Board”) of SkyWater Technology, Inc. (the “Company”) has adopted this SkyWater Technology, Inc. Non-Employee Director Compensation Policy (the “Policy”) to assist the Compensation Committee of the Board (or its successor, the “Committee”) in establishing retainers, fees, and equity grants (and |
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| August 7, 2025 |
Exhibit 2.1 EXECUTION VERSION MEMBERSHIP INTEREST PURCHASE AGREEMENT by and between SPANSION LLC and SKYWATER TECHNOLOGY, INC. dated as of February 25, 2025 TABLE OF CONTENTS Section 1.1. Definitions 6 Section 1.2. Other Definitions 20 ARTICLE II. PURCHASE AND SALE 22 Section 2.1. Sale and Purchase of Interests 22 Section 2.2. Purchase Price 22 Section 2.3. Closing 22 Section 2.4. Sample Net Worki |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| August 6, 2025 |
SkyWater Technology Reports Second Quarter 2025 Results Exhibit 99.1 SkyWater Technology Reports Second Quarter 2025 Results BLOOMINGTON, Minn., – August 6, 2025 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the second quarter 2025 ended June 29, 2025. “We’re pleased to report second-quarter financial results at the upper end of our expectations entering the quarter and the |
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| July 3, 2025 |
Exhibit 2.2 Execution Version AMENDMENT NO. 1 TO MEMBERSHIP INTEREST PURCHASE AGREEMENT This AMENDMENT NO. 1 (this “Amendment”) to the Membership Interest Purchase Agreement (the “Purchase Agreement”), dated as of February 25, 2025, by and between Spansion LLC, a Delaware limited liability company (“Seller”), and SkyWater Technology, Inc., a Delaware corporation (“Buyer”), is being entered into by |
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| July 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| July 3, 2025 |
Exhibit 10.1 EXECUTION VERSION AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT Dated as of June 30, 2025 among SIENA LENDING GROUP LLC, as Agent, SIENA LENDING GROUP LLC, GRC SPV INVESTMENTS, LLC, BENEFIT STREET PARTNERS SMA-K L.P., FRANKLIN BSP PRIVATE CREDIT FUND, BSP DEBT FUND V L.P., BENEFIT STREET PARTNERS SMA-OS L.P., BENEFIT STREET PARTNERS CAPITAL OPPORTUNITY FUND III-A L.P., BSP DF V 202 |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report SkyWater Technology, Inc. (Exact name of the registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-40345 (Commission file number) 2401 East 86th Street, Bloomington, Minnesota 55425 (Address of principal executive offices) (Zip code) Christophe |
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| June 3, 2025 |
SkyWater Technology, Inc. Conflict Minerals Report for the year ended December 31, 2024 Exhibit 1.01 SkyWater Technology, Inc. Conflict Minerals Report for the year ended December 31, 2024 I.Introduction SkyWater Technology, Inc. (collectively with its subsidiaries, “we,” “our” or “us”) is a U.S.-based, independent, pure-play technology foundry that offers advanced semiconductor development and manufacturing services from our fabrication facility, or fab, in Minnesota and advanced pa |
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| May 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| May 8, 2025 |
on-Employee Director Compensation Policy Exhibit 10.1 SkyWater Technology, Inc. Non-Employee Director Compensation Policy The Board of Directors (“Board”) of SkyWater Technology, Inc. (the “Company”) has adopted this SkyWater Technology, Inc. Non-Employee Director Compensation Policy (the “Policy”) to assist the Compensation Committee of the Board (or its successor, the “Committee”) in establishing retainers, fees, and equity grants (and |
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| May 8, 2025 |
dated as of February 25, 2025, between SkyWater Technology, Inc. and Spansion LLC Exhibit 2.1 EXECUTION VERSION MEMBERSHIP INTEREST PURCHASE AGREEMENT by and between SPANSION LLC and SKYWATER TECHNOLOGY, INC. dated as of February 25, 2025 TABLE OF CONTENTS Section 1.1. Definitions 6 Section 1.2. Other Definitions 20 ARTICLE II. PURCHASE AND SALE 22 Section 2.1. Sale and Purchase of Interests 22 Section 2.2. Purchase Price 22 Section 2.3. Closing 22 Section 2.4. Sample Net Worki |
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| May 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 30, 2025 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyW |
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| May 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission F |
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| May 7, 2025 |
SkyWater Technology Reports First Quarter 2025 Results Exhibit 99.1 SkyWater Technology Reports First Quarter 2025 Results BLOOMINGTON, Minn., – May 7, 2025 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the first quarter 2025 ended March 30, 2025. “We’re pleased to report that our financial results for the first quarter reflect modest upside to our expectations entering th |
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| April 8, 2025 |
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| April 8, 2025 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as pe |
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| April 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| April 1, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| March 14, 2025 |
SkyWater Technology, Inc. Securities Trading Policy SkyWater Technology, Inc. Securities Trading Policy Purpose This Securities Trading Policy (the “Policy”) provides guidelines with respect to transactions in the securities of SkyWater Technology, Inc. (the “Company”) and transactions in the securities of public companies with which the Company or any of its subsidiaries conducts business or may engage in acquisitions, joint ventures or other tran |
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| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 29, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWater Techn |
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| March 14, 2025 |
Exhibit 21.1 SUBSIDIARIES OF SKYWATER TECHNOLOGY, INC. Subsidiary Jurisdiction of Incorporation SkyWater Technology Foundry, Inc. Delaware SkyWater Federal, LLC Wyoming SkyWater Florida, Inc. Delaware |
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| February 26, 2025 |
Exhibit 99.1 SkyWater Technology Reports Fourth Quarter and Full Fiscal Year 2024 Results Record Fiscal Year Revenue, Gross Profit and EPS BLOOMINGTON, Minn., – February 26, 2025 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the fourth quarter and full fiscal year 2024 ended December 29, 2024. Financial Highlights for |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2025 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| February 14, 2025 |
JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing with all other Reporting Persons (as such term is defined in the Schedule 13G referred to below) on behalf of each of them of a Statement on Schedule 13G and any necessary amendments thereto with respect to the common stock of SkyWater Technology, Inc. |
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| January 8, 2025 |
AMENDMENT NO. 3 TO JOINT FILING AGREEMENT Exhibit 99.1 AMENDMENT NO. 3 TO JOINT FILING AGREEMENT The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy |
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| November 25, 2024 |
Exhibit 10.1 Execution Version AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT (this “Amendment”), dated as of November 19, 2024, to that certain Loan and Security Agreement, dated as of December 28, 2022 (as amended, restated or otherwise modified, renewed, extended, or replaced from time to time, the “Loan Agreement”), among Siena Lending Group LLC ( |
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| November 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): November 19, 2024 SkyWater Technology, Inc. (Exact name of Registrant as Specified in its Charter) Delaware 001-40345 37-1839853 (State or Other Jurisdiction of Incorporation) (Commis |
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| November 12, 2024 |
SKYT / SkyWater Technology, Inc. / Unterseher Loren A - SC 13G/A Passive Investment SC 13G/A 1 oxbow241187sc13g.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 3)* Under the Securities Exchange Act of 1934 SkyWater Technology, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83089J108 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: September 29, 2024 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 |
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| November 7, 2024 |
Exhibit 99.1 SkyWater Technology Reports Third Quarter 2024 Results Record Revenues with Increased Gross Margin and Earnings BLOOMINGTON, Minn., – November 7, 2024 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the third quarter 2024 ended September 29, 2024. Financial Highlights for Q3 2024: •Revenue increased 31% year |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commiss |
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| September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commi |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: June 30, 2024 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWa |
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| August 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| August 7, 2024 |
Exhibit 99.1 SkyWater Technology Reports Second Quarter 2024 Results Eighth Straight Quarter of Record Revenue and 34% Growth Year-Over-Year BLOOMINGTON, Minn., – August 7, 2024 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the second quarter 2024 ended June 30, 2024. Financial Highlights for Q2 2024: •Revenue increase |
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| June 26, 2024 |
June 26, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Dear Sirs/Madams: We have read Item 4.01 of SkyWater Technology, Inc.’s Form 8-K dated June 26, 2024, and have the following comments: 1.We agree with statements made in section (a) paragraphs 2, 3, 4, 6, and 7 therein. 2.We have no basis on which to agree or disagree with the statements made in section |
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| June 26, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report SkyWater Technology, Inc. (Exact name of the registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-40345 (Commission file number) 2401 East 86th Street, Bloomington, Minnesota 55425 (Address of principal executive offices) (Zip code) Christophe |
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| May 30, 2024 |
SkyWater Technology, Inc. Conflict Minerals Report for the year ended December 31, 2023 Exhibit 1.01 SkyWater Technology, Inc. Conflict Minerals Report for the year ended December 31, 2023 I.Introduction SkyWater Technology, Inc. (collectively with its subsidiaries, “we,” “our” or “us”) is a U.S.-based, independent, pure-play technology foundry that offers advanced semiconductor development and manufacturing services from our fabrication facility, or fab, in Minnesota and advanced pa |
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| May 24, 2024 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: March 31, 2024 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyW |
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| May 8, 2024 |
Exhibit 99.1 SkyWater Technology Reports First Quarter 2024 Results Seventh Straight Quarter of Record Revenue and 20% Growth Year-Over-Year BLOOMINGTON, Minn., – May 8, 2024 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the first quarter 2024 ended March 31, 2024. Financial Highlights for Q1 2024: •Revenue increased 2 |
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| May 8, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission F |
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| April 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Def |
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| April 10, 2024 |
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| April 10, 2024 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| March 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWater Techn |
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| March 15, 2024 |
ater Technology, Inc. Clawback Policy SkyWater Technology, Inc. Clawback Policy Amended and Restated August 16, 2023 Introduction The Compensation Committee of the Board of Directors (the “Committee”) of SkyWater Technology, Inc. (the “Company”) has adopted this policy to provide for the recoupment of certain executive compensation in the event either (1) the Company is required to prepare an accounting restatement resulting from mate |
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| March 15, 2024 |
Exhibit 21.1 SUBSIDIARIES OF SKYWATER TECHNOLOGY, INC. Subsidiary Jurisdiction of Incorporation SkyWater Technology Foundry, Inc. Delaware SkyWater Federal, LLC Wyoming SkyWater Florida, Inc. Delaware |
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| March 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| February 26, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2024 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| February 26, 2024 |
Exhibit 99.1 SkyWater Technology Reports Fourth Quarter and Full Fiscal Year 2023 Results Sixth Straight Quarter of Record Revenue Culminates in 35% Growth Year for Fiscal 2023 BLOOMINGTON, Minn., – February 26, 2024 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the fourth quarter and full fiscal year 2023 ended Decemb |
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| February 14, 2024 |
SKYT / SkyWater Technology, Inc. / CMI Oxbow Partners, LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 2)* Under the Securities Exchange Act of 1934 SkyWater Technology, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83089J108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th |
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| January 5, 2024 |
AMENDMENT NO. 2 TO JOINT FILING AGREEMENT EX-1 2 ex1.htm EXHIBIT 1 Exhibit 1 AMENDMENT NO. 2 TO JOINT FILING AGREEMENT The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the com |
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| January 5, 2024 |
SKYT / SkyWater Technology, Inc. / Zibrowski Bart L - AMENDMENT NO. 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* SkyWater Technology, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83089J108 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate th |
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| November 9, 2023 |
Powers of Attorney of Directors of SkyWater Technology, Inc. Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints Thomas Sonderman, Steve Manko, and Christopher Hilberg, and each of them individually (so long as each individual is an officer of SkyWater Technology, Inc. |
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| November 9, 2023 |
Registration No. 333- As filed with the Securities and Exchange Commission on November 8, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SKYWATER TECHNOLOGY, INC. (Exact name of registrant as specified in its charter) Delaware 37-1839853 (State or other jurisdiction of incorporation or organization) (I.R |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: October 1, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 Sky |
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| November 9, 2023 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SKYWATER TECHNOLOGY, INC. |
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| November 8, 2023 |
Exhibit 99.1 SkyWater Technology Reports Third Quarter 2023 Results Record Revenues and Continued Year-over-Year Increase in Gross Margin BLOOMINGTON, Minn., – November 8, 2023 – SkyWater Technology, Inc. (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the third quarter of 2023, ended October 1, 2023. Financial Highlights for Q3 2023: •Revenue incr |
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| November 8, 2023 |
United States securities and exchange commission logo November 8, 2023 Steve Manko Chief Financial Officer SkyWater Technology, Inc. |
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| November 8, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commiss |
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| November 6, 2023 |
SkyWater Technology, Inc. 2401 East 86th Street Bloomington, Minnesota 55425 November 6, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Dale Welcome Anne McConnell Re: SkyWater Technology, Inc. Form 10-K for the Fiscal Year Ended January 1, 2023 Response dated September 25, 2023 File No. 001-40345 Dear M |
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| November 1, 2023 |
United States securities and exchange commission logo November 1, 2023 Steve Manko Chief Financial Officer SkyWater Technology, Inc. |
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| September 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: April 2, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 Sky |
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| September 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40 |
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| September 26, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: July 2, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyW |
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| September 25, 2023 |
SkyWater Technology, Inc. 2401 East 86th Street Bloomington, Minnesota 55425 September 25, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attn: Dale Welcome Anne McConnell Re: SkyWater Technology, Inc. Form 10-K for the Fiscal Year Ended January 1, 2023 Filed March 15, 2023 Form 10-Q for the Fiscal Quarter End |
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| September 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commi |
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| September 1, 2023 |
United States securities and exchange commission logo September 1, 2023 Steve Manko Chief Financial Officer SkyWater Technology, Inc. |
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| August 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissi |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: July 2, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWat |
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| August 7, 2023 |
Exhibit 99.1 SkyWater Technology Reports Second Quarter 2023 Results Record Revenues and Continued Year-over-Year Increase in Gross Margin BLOOMINGTON, Minn., – August 7, 2023 – SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the second quarter of 2023, ended July 2, 2023. Highlights for Q2 2023: •Revenue increased 47% year-over |
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| August 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| August 4, 2023 |
EX-10.1 Exhibit 10.1 CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (“Agreement”) is made and entered into as of August 1, 2023 (the “Effective Date”) by and between SkyWater Technology Foundry, Inc., having its principal place of business located at 2401 East 86th Street, Bloomington, MN 55425 (“SkyWater”), and Oxbow Industries, LLC, having its principal place of business located at 4450 Excelsio |
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| June 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| May 31, 2023 |
SkyWater Technology, Inc. Conflict Minerals Report for the year ended December 31, 2022 EX-1.01 2 ex-101.htm EX-1.01 Exhibit 1.01 SkyWater Technology, Inc. Conflict Minerals Report for the year ended December 31, 2022 I.Introduction SkyWater Technology, Inc. (collectively with its subsidiaries, “we,” “our” or “us”) is a U.S.-based, independent, pure-play technology foundry that offers advanced semiconductor development and manufacturing services from our fabrication facilities, or fa |
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| May 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM SD Specialized Disclosure Report SkyWater Technology, Inc. (Exact name of the registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 001-40345 (Commission file number) 2401 East 86th Street, Bloomington, Minnesota 55425 (Address of principal executive offices) (Zip code) Christophe |
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| May 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: April 2, 2023 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWa |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission F |
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| May 8, 2023 |
SkyWater Technology Reports First Quarter 2023 Results Record Revenues for Q1 2023 Exhibit 99.1 SkyWater Technology Reports First Quarter 2023 Results Record Revenues for Q1 2023 BLOOMINGTON, Minn., – May 8, 2023 – SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the first quarter 2023, ended April 2, 2023. Highlights for Q1 2023: •Revenue increased 37% year-over-year to a record $66.1 million. •Gross margin in |
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| April 25, 2023 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule |
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| April 25, 2023 |
(! '&''& &(% ' &!+!" && "! */A67<5B=< "% (9JC*F= ))0 '- +*-/+0-. |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| March 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 1, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWater Technol |
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| March 15, 2023 |
Exhibit 21.1 SUBSIDIARIES OF SKYWATER TECHNOLOGY, INC. Subsidiary Jurisdiction of Incorporation SkyWater Technology Foundry, Inc. Delaware SkyWater Federal, LLC Wyoming SkyWater Florida, Inc. Delaware SkyWater Foundation Fund, Inc. Delaware |
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| February 14, 2023 |
SKYT / SkyWater Technology, Inc. / CMI Oxbow Partners, LLC - SC 13G/A Passive Investment SC 13G/A 1 cmi230190sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 SkyWater Technology, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83089J108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) C |
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| February 13, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2023 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| February 13, 2023 |
Exhibit 99.1 SkyWater Technology Reports Fourth Quarter and Full Year 2022 Results Record Revenues for both Q4 and Fiscal Year BLOOMINGTON, Minn., – February 13, 2023 – SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the fourth quarter and full year 2022, ended January 1, 2023. Highlights for Q4 2022: •Revenue increased 69% year |
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| February 9, 2023 |
SKYT / SkyWater Technology, Inc. / Zibrowski Bart L - AMENDMENT NO. 1 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SkyWater Technology, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83089J108 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate th |
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| February 9, 2023 |
AMENDMENT NO.1 TO JOINT FILING AGREEMENT EX-1 2 ex1.htm EXHIBIT 1 Exhibit 1 AMENDMENT NO.1 TO JOINT FILING AGREEMENT The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the comp |
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| January 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 28, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| January 4, 2023 |
EXHIBIT 10.1 LOAN AND SECURITY AGREEMENT Dated as of December 28, 2022 among SIENA LENDING GROUP LLC, as Agent, SIENA LENDING GROUP LLC, GRC SPV INVESTMENTS, LLC, and the other financial institutions party hereto from time to time, as Lenders SKYWATER TECHNOLOGY FOUNDRY, INC., SKYWATER FEDERAL, LLC, SKYWATER FLORIDA, INC., and each other Person that becomes a Borrower from time to time, as Borrowe |
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| November 15, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-266981 PROSPECTUS SUPPLEMENT (To Prospectus dated September 1, 2022) 1,666,667 Shares Common Stock We are offering 1,666,667 shares of our common stock, par value $0.01 per share, as described in this prospectus supplement and the accompanying prospectus. Our common stock is listed on the Nasdaq Capital Market under the symbol |
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| November 15, 2022 |
EX-1.1 Exhibit 1.1 1,666,667 Shares SKYWATER TECHNOLOGY, INC. Common Stock, par value $0.01 per share UNDERWRITING AGREEMENT November 14, 2022 NEEDHAM & COMPANY, LLC 250 Park Avenue New York, New York 100177 Ladies and Gentlemen: SkyWater Technology, Inc., a Delaware corporation (the “Company”), proposes to issue and sell 1,666,667 shares (the “Firm Shares”) of the Company’s common stock, $0.01 pa |
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| November 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| November 14, 2022 |
SUBJECT TO COMPLETION, DATED NOVEMBER 14, 2022 424B5 1 d414292d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-266981 The information in this preliminary prospectus supplement is not complete and may be changed. A registration statement relating to these securities has been filed with the Securities and Exchange Commission and is effective. This preliminary prospectus supplement and the accompanying pros |
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| November 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: October 2, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 Sky |
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| November 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commiss |
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| November 7, 2022 |
Exhibit 99.1 SkyWater Technology Reports Third Quarter 2022 Results Record Quarterly Revenues Up 10% Sequentially and Nearly 50% Year-over-Year BLOOMINGTON, Minn., ? NOVEMBER 7, 2022 ? SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the third quarter of 2022, ended October 2, 2022. ?Total revenue of $52.3 million, up 49% year ov |
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| September 12, 2022 |
SKYT / SkyWater Technology, Inc. / Zibrowski Bart L Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* SkyWater Technology, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83089J108 (CUSIP Number) September 2, 2022 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the |
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| September 12, 2022 |
Joint Filing Agreement dated September 9, 2022. Exhibit 1 JOINT FILING AGREEMENT The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. |
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| September 2, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| September 2, 2022 |
Exhibit 10.1 OPEN MARKET SALE AGREEMENTSM September 2, 2022 JEFFERIES LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: SkyWater Technology, Inc., a Delaware corporation (the ?Company?), proposes, subject to the terms and conditions stated herein, to issue and sell from time to time through Jefferies LLC, as sales agent and/or principal (the ?Agent?), shares of the Company?s co |
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| September 2, 2022 |
SkyWater Technology, Inc. Up to $100,000,000 Common Stock 424B5 1 d397598d424b5.htm 424B5 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-266981 PROSPECTUS SUPPLEMENT (to Prospectus dated September 1, 2022) SkyWater Technology, Inc. Up to $100,000,000 Common Stock We have entered into an Open Market Sale AgreementSM, dated as of September 2, 2022, or the sales agreement, with Jefferies LLC, or Jefferies, relating to the sale of sh |
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| August 30, 2022 |
SKYWATER TECHNOLOGY, INC. 2401 East 86th Street Bloomington, Minnesota 55425 SKYWATER TECHNOLOGY, INC. 2401 East 86th Street Bloomington, Minnesota 55425 August 30, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Gregory Herbers Re: SkyWater Technology, Inc. - Registration Statement on Form S-3 Registration No. 333-266981 Ladies and Gentlemen: Pursuant to Rule 461 under the |
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| August 25, 2022 |
United States securities and exchange commission logo August 25, 2022 Steve Manko Chief Financial Officer SkyWater Technology, Inc 2401 East 86th Street Bloomington, Minnesota 55425 Re: SkyWater Technology, Inc Registration Statement on Form S-3 Filed August 19, 2022 File No. |
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| August 19, 2022 |
Powers of Attorney of Directors of SkyWater Technology, Inc. Exhibit 24 POWER OF ATTORNEY KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned constitutes and appoints Thomas Sonderman, Steve Manko, and Christopher Hilberg, and each of them individually (so long as each individual is an officer of SkyWater Technology, Inc. |
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| August 19, 2022 |
As filed with the Securities and Exchange Commission on August 19, 2022 Table of Contents As filed with the Securities and Exchange Commission on August 19, 2022 Registration No. |
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| August 19, 2022 |
Form of Subordinated Indenture. Exhibit 4.5 SKYWATER TECHNOLOGY, INC. TO Trustee FORM OF SUBORDINATED INDENTURE Dated as of Debt Securities SKYWATER TECHNOLOGY, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of ss.310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 (c) Not Applicable ss.311(a) 613 (b) 613 ss.312(a) 701, 702(a) (b) 702(b) (c) 702(c) |
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| August 19, 2022 |
ATTORNEYS AT LAW 777 EAST WISCONSIN AVENUE MILWAUKEE, WI 53202-5306 414.271.2400 TEL 414.297.4900 FAX www.foley.com August 19, 2022 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: SkyWater Technology, Inc.— Registration Statement on Form S-3 Ladies and Gentlemen: On behalf of SkyWater Technology, Inc., a Delaware corporation (the “Company”), we are tran |
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| August 19, 2022 |
Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) SKYWATER TECHNOLOGY, INC. |
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| August 19, 2022 |
Exhibit 4.4 SKYWATER TECHNOLOGY, INC. TO Trustee FORM OF INDENTURE Dated as of Debt Securities SKYWATER TECHNOLOGY, INC. Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of ss.310(a)(1) 609 (a)(2) 609 (a)(3) Not Applicable (a)(4) Not Applicable (a)(5) 609 (b) 608, 610 (c) Not Applicable ss.311(a) 613 (b) 613 ss.312(a) 701, 702(a) (b) 702(b) (c) 702(c) ss.313(a) 70 |
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| August 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: July 3, 2022 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWat |
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| August 15, 2022 |
Exhibit 99.1 SkyWater Technology Reports Second Quarter 2022 Results Strong Progress Toward 2022 Revenue Growth Objectives; Continued Gross Margin Expansion BLOOMINGTON, Minn., ? AUGUST 15, 2022 ? SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the second quarter of 2022, ended July 3, 2022. ?Total revenue of $47.4 million, up 1 |
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| August 15, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissi |
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| June 7, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| May 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: April 3, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWa |
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| May 3, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission F |
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| May 3, 2022 |
Exhibit 99.1 SkyWater Technology Reports First Quarter 2022 Results Results Demonstrate Increasing Revenue Momentum and Gross Margin Improvement BLOOMINGTON, Minn., ? MAY 3, 2022 ? SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the first quarter of 2022, ended April 3, 2022. ?Total revenue of $48.1 million, up 25% sequentially |
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| April 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ?? Check the appropriate box: ? ? Preliminary Proxy Statement ? ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? |
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| April 19, 2022 |
DEF 14A 1 ny20002114x1def14a.htm DEF14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of th |
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| April 4, 2022 |
Exhibit 10.1 Legend: [***] Certain information in this document has been omitted from this exhibit pursuant to Instruction 6 of Item 1.01 of Form 8-K because it is both (i) not material and (ii) information that SkyWater Technology, Inc. treats as private or confidential. Frame Agreement for the Purchase of Wafers and Services - the ?Agreement? - by and between Infineon Technologies AG Am Campeon |
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| April 4, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| March 10, 2022 |
Exhibit 4.2 DESCRIPTION OF CAPITAL STOCK The following description of our capital stock summarizes material terms and provisions that apply to our capital stock. This description is intended as a summary and is qualified in its entirety by our certificate of incorporation and bylaws, copies of which are filed as exhibits to our Annual Report on Form 10-K, as well as the relevant provisions of the |
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| March 10, 2022 |
Exhibit 21.1 SUBSIDIARIES OF SKYWATER TECHNOLOGY, INC. Subsidiary Jurisdiction of Incorporation SkyWater Technology Foundry, Inc. Delaware SkyWater Federal, LLC Wyoming SkyWater Florida, Inc. Delaware |
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| March 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended January 2, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWater Technol |
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| February 22, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| February 22, 2022 |
Exhibit 99.1 SkyWater Technology Reports Fourth Quarter and Full Year 2021 Results 2021 Record Revenue of $162.8 Million BLOOMINGTON, Minn., ? February 22, 2022 ? SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner, today announced financial results for the fourth quarter and full year 2021, ended January 2, 2022. ?Record annual revenue increased 16% year-over-year to $1 |
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| February 11, 2022 |
SKYT / SkyWater Technology, Inc. / CMI Oxbow Partners, LLC Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2. (Amendment No. )* SkyWater Technology, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 83089J108 (CUSIP Number) December 31, 202 |
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| February 10, 2022 |
Other Events, Shareholder Director Nominations UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| February 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2022 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commiss |
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| December 15, 2021 |
Exhibit 10.1 SkyWater Technology, Inc. Non-Employee Director Compensation Policy The Board of Directors (?Board?) of SkyWater Technology, Inc. (the ?Company?) has adopted this SkyWater Technology, Inc. Non-Employee Director Compensation Policy (the ?Policy?) to assist the Compensation Committee of the Board (or its successor, the ?Committee?) in establishing retainers, fees, and equity grants (and |
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| December 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commis |
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| November 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: October 3, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 Sky |
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| November 8, 2021 |
Exhibit 10.1 THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this "Amendment") is entered into as of November 3, 2021 by and among the lenders identified on the signature pages hereof (such lenders, together with their respective successors and permitted assigns, are referred to hereinafter each individually as a "Lender" and |
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| November 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 2, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commiss |
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| November 2, 2021 |
SkyWater Technology Reports Third Quarter 2021 Results Year-over-Year Revenue Growth of 6% Exhibit 99.1 SkyWater Technology Reports Third Quarter 2021 Results Year-over-Year Revenue Growth of 6% BLOOMINGTON, Minn., ? November 2, 2021 ? SkyWater Technology (NASDAQ: SKYT), the trusted technology realization partner today announced financial results for the third quarter of 2021, ended October 3, 2021. ?Revenue grew 6% year-over-year to $35.0 million ?Net loss to shareholders of $13.9 mill |
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| October 8, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 5, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissi |
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| August 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: July 4, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWat |
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| August 4, 2021 |
Exhibit 31.2 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT This SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this "Amendment") is entered into as of August 1st, 2021 by and among the lenders identified on the signature pages hereof (such lenders, together with their respective successors and permitted assigns, are referred to hereinafter each individually as a "Lender" an |
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| August 3, 2021 |
SkyWater Technology Reports Second Quarter 2021 Results Year-over-Year Net Sales Growth of 34% Exhibit 99.1 SkyWater Technology Reports Second Quarter 2021 Results Year-over-Year Net Sales Growth of 34% BLOOMINGTON, Minn., ? August 3, 2021 ? SkyWater Technology (NASDAQ: SKYT) today announced financial results for the second quarter of 2021, ended July 4, 2021. ?Net sales grew 34% year-over-year to $41.2 million ?Net loss to shareholders of $7.0 million, or (17)% of net sales ?Adjusted EBITD |
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| August 3, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| July 26, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| July 26, 2021 |
SkyWater Technology to Strategically Invest $56 Million in Capacity Expansion and Gallium Nitride Technology Company Announces Selected Preliminary 2021 Second Quarter Financial Results; Net Sales Growth of 33%-35% Year-Over-Year BLOOMINGTON, Minn. |
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| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| May 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: April 4, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40345 SkyWa |
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| May 19, 2021 |
Exhibit 10.12 Execution Version REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of April 23, 2021 (the ?Effective Date?), is made by and between SkyWater Technology, Inc., a Delaware corporation (together with any successor thereto, the ?Company?), CMI Oxbow Partners, LLC, a Delaware limited liability company (together with any successors thereto, ?Oxb |
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| May 18, 2021 |
SkyWater Technology Reports First Quarter 2021 Results Record Net Sales of $48 Million Exhibit 99.1 SkyWater Technology Reports First Quarter 2021 Results Record Net Sales of $48 Million BLOOMINGTON, Minn., ? May 18, 2021 ? SkyWater Technology (NASDAQ: SKYT) today announced financial results for the first quarter of 2021, ended April 4, 2021. ? Net sales grew 30% year-over-year to $48.1 million ? Net loss to shareholders of $2.8 million, or (6%) of net sales ? Adjusted EBITDA of $5. |
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| May 18, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commission |
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| April 23, 2021 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2021 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 001-40345 37-1839853 (State or other jurisdiction of incorporation) (Commissio |
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| April 23, 2021 |
SkyWater Technology Completes $112,056,000 Initial Public Offering Exhibit 99.1 SkyWater Technology Completes $112,056,000 Initial Public Offering BLOOMINGTON, Minn., April 23, 2021 ? SkyWater Technology (NASDAQ: SKYT) today announced that it closed its initial public offering of 8,004,000 shares of its common stock, which includes 1,044,000 shares issued pursuant to the exercise by the underwriters of their over-allotment option at the initial public offering pr |
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| April 22, 2021 |
Table of Contents Filed pursuant to Rule 424(b)(4) Registration Nos. 333-254580 and 333-255385 Prospectus 6,960,000 Shares Common Stock This is our initial public offering. We are offering 6,960,000 shares of our common stock. The initial public offering price is $14.00 per share. No public market currently exists for the shares. Our common stock has been approved for listing on the Nasdaq Capital |
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| April 21, 2021 |
As filed with the Securities and Exchange Commission on April 21, 2021 Registration No. |
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| April 21, 2021 |
SkyWater Technology, Inc. 2021 Employee Stock Purchase Plan Exhibit 4.4 SKYWATER TECHNOLOGY INC. 2021 EMPLOYEE STOCK PURCHASE PLAN The following constitute the provisions of the 2021 Employee Stock Purchase Plan (this ?Plan?) of SkyWater Technology Inc., a Delaware corporation (the ?Company?). Capitalized terms are used as defined in Section 2 of this Plan. 1. Purpose. The purpose of the Plan is to provide Employees of the Company and its Designated Parent |
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| April 21, 2021 |
Exhibit 4.1 CERTIFICATE OF INCORPORATION OF SKYWATER TECHNOLOGY, INC. The undersigned, for the purpose of incorporating and organizing a corporation under the General Corporation Law of the State of Delaware, does execute this Certificate of Incorporation and does hereby certify that: ARTICLE I NAME The name of the corporation is SkyWater Technology, Inc. (the ?Corporation?). ARTICLE II REGISTERED |
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| April 21, 2021 |
SkyWater Technology, Inc. 2021 Equity Incentive Plan Exhibit 4.3 SKYWATER TECHNOLOGY, INC. 2021 EQUITY INCENTIVE PLAN TABLE OF CONTENTS Page 1.??PURPOSE 1 2.??DEFINITIONS 1 3.??ADMINISTRATION OF THE PLAN 9 3.1 Committee 9 3.2 Board 10 3.3 Terms of Awards 11 3.4 No Repricing Without Stockholder Approval 12 3.5 Deferral Arrangement 12 3.6 Registration; Share Certificates 12 4.??STOCK SUBJECT TO THE PLAN 12 4.1 Number of Shares of Stock Available for A |
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| April 20, 2021 |
As filed with the Securities and Exchange Commission on April 20, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SkyWater Technology, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 3674 37-1839853 (State or other jurisdiction of incorporation or organization) |
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| April 19, 2021 |
begin 644 8ACertskywater.pdf M)5!$1BTQ+C8-)>+CS],-"C0R(# @;V)J#3P\+TQI;F5A:V?@^;2!32]D V2 MGL.;^#.XQ&#&,$[0@AC'-!5N$ L#XZ)K$%'&9( P#28A"C#0IE;F1S=')E M86T-96YD;V)J#30S(# @;V)J#3P\+TQA;F6]U M="]/;F5#;VQU;6XO4&%G97,@-# @,"!2+U-T%LP+C @,"XP(#8Q,BXQ,B W.3(N,3)=+T=R;W5P(#%LP+C @,"XP(#8Q,BXQ,B W.3(N,3)=+U!A8C[B#+;1BX!(T*12Q$C#LP, M,>;!;"'&;0=X"0%')K4K0)P9>E2.)9D"X2 MB0B.2KGZ @4PVU:F:@MYO"ZS''^M=N907^][( |
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| April 16, 2021 |
April 16, 2021 United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| April 16, 2021 |
Registration Statement on Form 8-A, dated April 16, 2021 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 SkyWater Technology, Inc. (Exact name of registrant as specified in its charter) Delaware 37-1839853 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification N |
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| April 16, 2021 |
SkyWater Technology, Inc. 2401 East 86th Street Bloomington, MN 55425 April 16, 2021 SkyWater Technology, Inc. 2401 East 86th Street Bloomington, MN 55425 April 16, 2021 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Sherry Haywood Re: SkyWater Technology, Inc. Registration Statement on Form S-1 File No. 333-254580 Request for Acceleration of Effective Date Ladies and Gentlemen: Pursuant to Rule 461 |
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| April 15, 2021 |
Form of Restricted Stock Unit Agreement for Directors pursuant to 2021 Equity Incentive Plan Exhibit 10.4.1 SKYWATER TECHNOLOGY, INC. 2021 EQUITY INCENTIVE PLAN RESTRICTED STOCK UNIT AGREEMENT COVER SHEET SkyWater Technology, Inc., a Delaware corporation (the ?Company?), hereby grants restricted stock units (the ?RSUs?) relating to shares of the Company?s common stock, par value $0.01 per share (the ?Stock?), to the Grantee named below, subject to the vesting conditions set forth below. A |
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| April 15, 2021 |
As filed with the Securities and Exchange Commission on April 15, 2021 Registration No. |
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| April 12, 2021 |
Form of Underwriting Agreement Exhibit 1.1 [Number of Shares] SkyWater Technology, Inc. UNDERWRITING AGREEMENT [?], 2021 JEFFERIES LLC COWEN AND COMPANY, LLC As Representatives of the several Underwriters c/o JEFFERIES LLC 520 Madison Avenue New York, New York 10022 Ladies and Gentlemen: Introductory. SkyWater Technology, Inc., a [Delaware] corporation (the ?Company?), proposes to issue and sell to the several underwriters name |
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| April 12, 2021 |
Table of Contents As filed with the Securities and Exchange Commission on April 12, 2021 Registration No. |
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| April 12, 2021 |
Exhibit 10.7 Amendment No. 1 to the Process Technology License Agreement between Cypress Semiconductor Corporation and SkyWater Technology Foundry, Inc. (f/k/a Cypress Semiconductor (Minnesota) Inc.) This Amendment Number 1 (?Amendment?) to the Process Technology License Agreement by and between Cypress Semiconductor Corporation (?Licensor?) and SkyWater Technology Foundry, Inc. (f/k/a/ Cypress Se |
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| April 12, 2021 |
[***] CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. |
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| April 12, 2021 |
Form of Registration Rights Agreement Exhibit 4.1 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), dated as of , 2021 (the ?Effective Date?), is made by and between SkyWater Technology, Inc., a Delaware corporation (together with any successor thereto, the ?Company?), CMI Oxbow Partners, LLC, a Delaware limited liability company (together with any successors thereto, ?Oxbow?) and the individuals ide |
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| April 12, 2021 |
Exhibit 3.1 CERTIFICATE OF INCORPORATION OF SKYWATER TECHNOLOGY, INC. The undersigned, for the purpose of incorporating and organizing a corporation under the General Corporation Law of the State of Delaware, does execute this Certificate of Incorporation and does hereby certify that: ARTICLE I NAME The name of the corporation is SkyWater Technology, Inc. (the ?Corporation?). ARTICLE II REGISTERED |
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| April 12, 2021 |
SkyWater Technology, Inc. Non-Employee Director Compensation Policy Exhibit 10.24 SkyWater Technology, Inc. Non-Employee Director Compensation Policy The Board of Directors (?Board?) of SkyWater Technology, Inc. (the ?Company?) has adopted this SkyWater Technology, Inc. Non-Employee Director Compensation Policy (the ?Policy?) to assist the Compensation Committee of the Board (or its successor, the ?Committee?) in establishing retainers, fees, and equity grants (an |
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| April 12, 2021 |
Exhibit 3.2 BYLAWS OF SKYWATER TECHNOLOGY, INC. (THE ?CORPORATION?) ARTICLE I OFFICES Section 1. Registered Office. The address of the Corporation?s registered office and the name of the Corporation?s registered agent are as set forth in the Certificate of Incorporation of the Corporation (as amended from time to time, including the terms of any applicable certificate of designation relating to a |
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| April 12, 2021 |
[***] CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. |
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| April 12, 2021 |
Exhibit 10.22 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT (this ?Agreement?) is made as of the day of , 2021 by and between SkyWater Technology, Inc., a Delaware corporation, (the ?Company?) and (the ?Indemnitee?). This Agreement supersedes and replaces any and all previous Agreements between the Company and Indemnitee covering the subject matter of this Agreement. RECITALS A. The Com |
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| April 12, 2021 |
Exhibit 10.23 SKYWATER TECHNOLOGY INC. EXECUTIVE SEVERANCE AND CHANGE OF CONTROL PLAN 1. Purpose. The purpose of the SkyWater Technology Inc. Executive Severance and Change of Control Plan (the ?Plan?) is to provide reasonable severance protection to certain executive officers and other key employees of the Company and its Affiliates who are expected to make substantial contributions to the succes |
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| March 22, 2021 |
Exhibit 10.14 RESTRICTED UNIT AGREEMENT THIS RESTRICTED UNIT AGREEMENT (this ?Agreement?) is made and entered into as of [], 20[] (the ?Effective Date?), by and between CMI ACQUISITION, LLC, a Delaware limited liability company (the ?Company?), and [], an individual (?Grantee?). RECITALS WHEREAS, Grantee is an employee, an officer or a manager of, or a consultant, advisor or other service provider |
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| March 22, 2021 |
Exhibit 10.17 REDEMPTION AGREEMENT THIS REDEMPTION AGREEMENT (?Agreement?), dated as of December 29, 2020 (the ?Effective Date?), is entered into by and between CMI ACQUISITION, LLC, a Delaware limited liability company (the ?Company?), and Gary Obermiller, an individual and resident of the State of Minnesota (?Seller?). WITNESSETH: WHEREAS, Seller is the holder of 630,103.35 Common Units of the C |
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| March 22, 2021 |
Exhibit 10.15 CMI ACQUISITION, LLC RESTRICTED UNIT UNIT AGREEMENT COVER SHEET CMI Acquisition, LLC, a Delaware limited liability company (the ?Company?), hereby grants restricted unit units (the ?RUUs?) relating to the Company?s Common Units (the ?Units?), to the Grantee named below, subject to the vesting conditions set forth below. Additional terms and conditions of the RUUs are set forth on thi |
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| March 22, 2021 |
Exhibit 10.8 MANAGEMENT FEE AGREEMENT THIS MANAGEMENT FEE AGREEMENT (this ?Agreement??) is made as of March 1, 2017, by and between SkyWater Technology Foundry, Inc. a Delaware C Corporation (the ?Company??), and Oxbow Industries, LLC a Minnesota limited liability company (the ?Manager?). RECITALS WHEREAS, pursuant to that certain Stock Purchase Agreement, dated as of the date hereof (as the same |
