Estatísticas Básicas
| CIK | 908785 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to
SEC Filings (Chronological Order)
Esta página fornece uma lista completa e cronológica de Arquivamentos da SEC, excluindo os arquivamentos de propriedade que fornecemos em outro lugar.
| September 15, 2014 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 26, 2014, pursuant to the provisions of Rule 12d2-2 (a). |
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| July 18, 2014 |
FGUXX / First American Government Obligations Fund CORRESP - - CORRESP U.S. Bancorp Asset Management, Inc. 800 Nicollet Mall BC-MN-H04N Minneapolis, MN 55402 Richard J. Ertel General Counsel Direct line: (612) 303-7987 Fax: (612) 303-4767 July 18, 2014 VIA EDGAR Mr. Chad Eskildsen Disclosure Review and Accounting Division of Investment Management U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: Response to Staff Comments Rel |
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| February 12, 2014 |
SLA / / Commonwealth Equity Services, Inc - COMMONWEALTH 13G SLA Passive Investment SC 13G/A 1 SLA13g-a12312013.txt COMMONWEALTH 13G SLA Page 1 of 6 pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* AMERICAN SELECT PORTFOLIO, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 029570108 (CUSIP Number) 12/31/2013 (Date of Event Which Requires Filing of this Statement |
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| January 29, 2014 |
I, Joseph M. Ulrey III, certify that: EX-99.CERT CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of American Select Portfolio Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| January 29, 2014 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-07838) American Select Portfolio Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. S |
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| December 3, 2013 |
40-17F2 1 faf134968s84017f2.htm 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811 |
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| October 9, 2013 |
40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, 811-21824 Dat |
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| August 5, 2013 |
40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, 811-21824 Dat |
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| July 30, 2013 |
I, Joseph M. Ulrey III, certify that: EX-99.CERT CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of American Select Portfolio Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| July 30, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-07838) American Select Portfolio Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. S |
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| May 3, 2013 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| February 11, 2013 |
SLA / / Commonwealth Equity Services, Inc - COMMONWEALTH 13G/A AS OF 12312012 Passive Investment Page 1 of 6 pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* AMERICAN SELECT PORTFOLIO, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 029570108 (CUSIP Number) 12/31/2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| February 7, 2013 |
SLA / / Advisors Asset Management, Inc. - AMENDED SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* American Select Portfolio - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 029570108 - (CUSIP NUMBER) December 31, 2012 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to |
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| February 1, 2013 |
SLA / / Roumell Asset Management, LLC - AMERICAN SELECT PORTFOLIO 13G/A Passive Investment SC 13G/A 1 scd13g-a.htm AMERICAN SELECT PORTFOLIO 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A (Amendment No. 1) Under the Securities Exchange Act of 1934 American Select Portfolio, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 029570108 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check |
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| January 29, 2013 |
I, Joseph M. Ulrey III, certify that: EX-99.CERT CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of American Select Portfolio Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| January 29, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-07838) American Select Portfolio Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. Steve |
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| October 5, 2012 |
SLA / / Advisors Asset Management, Inc. - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* American Select Portfolio - (NAME OF ISSUER) Common Stock - (TITLE OF CLASS OF SECURITIES) 029570108 - (CUSIP NUMBER) September 30, 2012 - (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) Check the appropriate box to designate the rule pursuant to |
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| October 2, 2012 |
40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, 811-21824 Dat |
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| July 30, 2012 |
I, Joseph M. Ulrey III, certify that: EX-99.CERT CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of American Select Portfolio Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| July 30, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-07838) American Select Portfolio Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. S |
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| July 16, 2012 |
SLA / / NEWGATE CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) AMERICAN SELECT PORTFOLIO (Name of Issuer) COMMON STOCK (Title of Class of Securities) 029570108 - (CUSIP Number) JUNE 30, 2012 Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| July 10, 2012 |
40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 Certificate of Accounting of Securities and Similar Investments in the Custody of Management Investment Companies Pursuant to Rule 17f-2 [17 CFR 270.17f-2] 1. Investment Company Act File Number: 811-03313, 811-07680, 811-21193, 811-07678, 811-05642, 811-06404, 811-06640, 811-07444, 811-07838, 811-21824 Dat |
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| June 7, 2012 |
SLA / / Commonwealth Equity Services, Inc - COMMONWEALTH13GSLA06072012 Passive Investment Page 1 of 6 pages UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* AMERICAN SELECT PORTFOLIO, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 029570108 (CUSIP Number) 07/30/2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| April 30, 2012 |
ANNUAL MEETING RESULTS An annual meeting of the funds shareholders was held on December 6, 2011 for ASP, BSP, CSP, and SLA. |
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| February 9, 2012 |
SLA / / Roumell Asset Management, LLC - SCHEDULE 13G Passive Investment SC 13G 1 americanselect13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Under the Securities Exchange Act of 1934 American Select Portfolio, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 029570108 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 2, 2012 |
SLA / / NEWGATE CAPITAL MANAGEMENT LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) AMERICAN SELECT PORTFOLIIO (Name of Issuer) COMMON STOCK (Title of Class of Securities) 029570108 - (CUSIP Number) December 31, 2011 Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
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| January 30, 2012 |
I, Joseph M. Ulrey III, certify that: EX-99.CERT CERTIFICATION I, Joseph M. Ulrey III, certify that: 1. I have reviewed this report on Form N-Q of American Select Portfolio Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with res |
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| January 30, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number (811-07838) American Select Portfolio Inc. (Exact name of registrant as specified in charter) 800 Nicollet Mall Minneapolis, MN 55402 (Address of principal executive offices) (Zip code) Jill M. S |
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| December 15, 2011 |
RESPONSE LETTER U.S. Bancorp Asset Management, Inc. 800 Nicollet Mall BC-MN-HO4N Richard J. Ertel General Counsel Minneapolis, MN 55402 Direct line: (612) 303-7987 Fax: (612) 303-4223 December 15, 2011 VIA EDGAR Mr. Dominic Minore Division of Investment Management Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549 Re: American Strategic Income Portfolio Inc. (“ASP”) (81 |
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| October 17, 2011 |
Legal Department 800 Nicollet Mall Minneapolis, MN 55402 October 17, 2011 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 450 Fifth Street NW Washington, DC 20549 Re: Preliminary Proxy Materials for American Strategic Income Portfolio Inc. |
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| October 17, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defin |
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| November 5, 2010 |
FAF Advisors, Inc. 800 Nicollet Mall Minneapolis, Minnesota 55402 November 5, 2010 Mr. Dominic Minore Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: American Strategic Income Portfolio Inc. (ASP), File No. 811-06404 American Strategic Income Portfolio Inc.—II (BSP), File No. 811-06640 American Strategic Income Portfolio Inc.—III (CSP) |
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| November 5, 2010 |
corresp1 VEDDER PRICE P.C. 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 312-609-7500 FAX: 312-609-5005 CHICAGO • NEW YORK CITY • WASHINGTON, D.C. COREY L. ZARSE 312-609-7785 [email protected] November 5, 2010 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attn: Mr. Dominic Minore Re: American Strategic Income Portfoli |
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| November 5, 2010 |
cover COREY L. ZARSE ATTORNEY AT LAW 312-609-7785 [email protected] November 5, 2010 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 ATTN: Mr. Dominic Minore Re: Proxy Materials for: American Strategic Income Portfolio Inc. (ASP), File No. 811-06404 American Strategic Income Portfolio Inc.—II (BSP), File No. 811-06640 American Strategic Income Portfolio Inc. |
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| November 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Defin |
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| October 22, 2010 |
corresp VEDDER PRICE P.C. 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 312-609-7500 FAX: 312-609-5005 COREY L. ZARSE CHICAGO • NEW YORK CITY • WASHINGTON, D.C. 312-609-7785 [email protected] October 22, 2010 Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Preliminary Proxy Materials for: American Strategic Income Portfolio Inc. (ASP) (811-06404) American Strat |
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| October 22, 2010 |
pre14a UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
