Estatísticas Básicas
| CIK | 1172706 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Uniroyal Global Engineered Products, Inc.
SEC Filings (Chronological Order)
Esta página fornece uma lista completa e cronológica de Arquivamentos da SEC, excluindo os arquivamentos de propriedade que fornecemos em outro lugar.
| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Number: 3235-0167 Expires: July 31, 2024 Estimated average burden hours per response.......1.50 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2022 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission F |
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| June 1, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2022 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50081 UNIROYAL GLOB |
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| May 13, 2022 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Financial Results For the First Quarter Ended April 3, 2022 SARASOTA, FL, May 13, 2022 (GLOBE NEWSWIRE)?Uniroyal Global Engineered Products, Inc. (OTCQB:UNIR) today reported financial results for the first quarter of fiscal 2022 ended April 3, 2022. Financial Summary ? Net Sales of $20,070,551 declined 8.3% from the first |
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| May 13, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 13, 2022 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File |
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| May 13, 2022 |
Amendment to Senior Secured Promissory Note dated March 25, 2022 Exhibit 10.69 PROMISSORY NOTE FIFTH AMENDMENT AGREEMENT THIS PROMISSORY NOTE FIFTH AMENDMENT AGREEMENT (this “Agreement”) is entered into as of the 25th day of March 2022 by and between Uniroyal Global Engineered Products, Inc., a Nevada corporation (the “Company”), and Howard R. Curd, an individual residing at 1111 Ritz Carlton Drive, Apartment 1703, Sarasota, Florida 34236 (“Lender”). WHEREAS, t |
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| April 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitiv |
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| April 1, 2022 |
Exhibit 21.1 Uniroyal Global Engineered Products, Inc. Subsidiaries of the Registrant as of January 2, 2022 Name Jurisdiction of Organization Status at January 2, 2022 UEP Holdings, LLC Delaware Active Uniroyal Engineered Products, LLC (1) Delaware Active Uniroyal Global (Europe) Limited England and Wales Active Wardle Storeys (Group) Limited (2) England and Wales Active Uniroyal Global Limited (3 |
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| April 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2022 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission Fil |
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| April 1, 2022 |
Description of Registered Securities Exhibit 4.11 Uniroyal Global Engineered Products, Inc. Description of Registered Securities Pursuant to Section 12 of the Securities Exchange Act of 1934 As of March 16, 2022, Uniroyal Global Engineered Products, Inc. (the ?Company?) has 92,000,000 authorized shares of ordinary common stock (?common stock?), $0.001 par value that are registered under Section 12 of the Securities Exchange Act of 19 |
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| April 1, 2022 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Financial Results For the Fiscal Year Ended January 2, 2022 SARASOTA, FL, April 1, 2022 (GLOBE NEWSWIRE)?Uniroyal Global Engineered Products, Inc. (OTCQB:UNIR) today reported financial results for the Fiscal Year Ended January 2, 2022. Financial Summary ? Net Sales increased 19.1% to $71,704,995 versus prior year of $60,2 |
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| April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the fiscal year ended: January 2, 2022 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission File Number) Uniroyal Global Engineered P |
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| November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 3, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50081 UNIROYAL GL |
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| November 16, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2021 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission |
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| November 16, 2021 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Financial Results For the Third Quarter Ended October 3, 2021 SARASOTA, FL, November 16, 2021 (GLOBE NEWSWIRE)?Uniroyal Global Engineered Products, Inc. (OTCQB:UNIR) today reported financial results for the third quarter of 2021 ended October 3, 2021. Financial Summary ? Net Sales of $16,385,914 increased 8.0% versus prio |
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| August 17, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 17, 2021 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission F |
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| August 17, 2021 |
EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Financial Results for the Second Quarter Ended July 4, 2021 SARASOTA, FL, August 17, 2021 (GLOBE NEWSWIRE)—Uniroyal Global Engineered Products, Inc. (OTCQB:UNIR) today reported its financial results for the second quarter of 2021 ending July 4, 2021. Financial Summary • Net Sales of $17,74 |
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| August 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 4, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50081 UNIROYAL GLOBA |
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| June 2, 2021 |
Submission of Matters to a Vote of Security Holders 8-K 1 p612108k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2021 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdicti |
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| May 14, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2021 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File |
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| May 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 unir5521110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 4, 2021 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |
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| May 14, 2021 |
Amendment to Senior Secured Promissory Note dated March 26, 2021 Exhibit 10.68 PROMISSORY NOTE FOURTH AMENDMENT AGREEMENT THIS PROMISSORY NOTE FOURTH AMENDMENT AGREEMENT (this ?Agreement?) is entered into as of the 26th day of March 2021 by and between Uniroyal Global Engineered Products, Inc., a Nevada corporation (the ?Company?), and Howard R. Curd, an individual residing at 1111 Ritz Carlton Drive, Apartment 1703, Sarasota, Florida 34236 (?Lender?). WHEREAS, |
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| May 14, 2021 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Financial Results for the First Quarter Ended April 4, 2021 SARASOTA, FL, May 14, 2021 (GLOBE NEWSWIRE)? Uniroyal Global Engineered Products, Inc. (OTCQB:UNIR) today reported its financial results for the first fiscal quarter of 2021 ending April 4, 2021. Financial Summary ? Net Sales of $21,896,001 increased 31.2% quarte |
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| April 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitiv |
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| April 1, 2021 |
Exhibit 21.1 Uniroyal Global Engineered Products, Inc. Subsidiaries of the Registrant as of January 3, 2021 Name Jurisdiction of Organization Status at January 3, 2021 UEP Holdings, LLC Delaware Active Uniroyal Engineered Products, LLC (1) Delaware Active Uniroyal Global (Europe) Limited England and Wales Active Wardle Storeys (Group) Limited (2) England and Wales Active Uniroyal Global Limited (3 |
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| April 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the fiscal year ended: January 3, 2021 o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission File Number) Uniroyal Global Engineered P |
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| April 1, 2021 |
Exhibit 99.1 Press Release UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. REPORTS FINANCIAL RESULTS FOR THE FISCAL YEAR ENDED JANUARY 3, 2021 SARASOTA, FL, April 1, 2021 (GLOBAL NEWSWIRE)?Uniroyal Global Engineered Products, Inc. (OTCQB:UNIR) today reported its financial results for the Fiscal Year Ended January 3, 2021. Financial Summary ? Net Sales of $60,218,355 decline 33.9% from prior year; increa |
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| April 1, 2021 |
Description of Registered Securities Exhibit 4.11 Uniroyal Global Engineered Products, Inc. Description of Registered Securities Pursuant to Section 12 of the Securities Exchange Act of 1934 As of March 1, 2021, Uniroyal Global Engineered Products, Inc. (the ?Company?) has 92,000,000 authorized shares of ordinary common stock (?common stock?), $0.001 par value that are registered under Section 12 of the Securities Exchange Act of 193 |
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| April 1, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 p412198k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2021 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdict |
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| November 18, 2020 |
EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Financial Results for the Third Quarter Ended October 4, 2020 SARASOTA, Fla—November 18, 2020—Uniroyal Global Engineered Products, Inc. (OTCQB:UNIR) today reported its third quarter financial results for the period ended October 4, 2020. Financial Summary · Net Sales up 110.2% to $15,171,8 |
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| November 18, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2020 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission |
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| November 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 d111020110q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 4, 2020 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| August 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 5, 2020 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50081 UNIROYAL GLOBA |
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| August 14, 2020 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Financial Results for the Second Quarter Ended July 5, 2020 SARASOTA, Fla.-August 14, 2020—Uniroyal Global Engineered Products, Inc. (OTCQB:UNIR) today reported its second quarter financial results for the period ended July 5, 2020. Financial Summary • Net Sales declined 70.1% to $7,216,371 • Operating Loss was $2,227,943 |
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| August 14, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 f8132078k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2020 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisd |
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| June 3, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2020 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File |
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| May 15, 2020 |
Amendment to Senior Secured Promissory Note dated March 20, 2020 EX-10.67 2 ex1067.htm EXHIBIT 10.67 Exhibit 10.67 PROMISSORY NOTE THIRD AMENDMENT AGREEMENT THIS PROMISSORY NOTE THIRD AMENDMENT AGREEMENT (this “Agreement”) is entered into as of the 20th day of March 2020 by and between Uniroyal Global Engineered Products, Inc., a Nevada corporation (the “Company”), and Howard R. Curd, an individual residing at 1111 Ritz Carlton Drive, Apartment 1703, Sarasota, |
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| May 15, 2020 |
EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Financial Results for the First Quarter Ended April 5, 2020 SARASOTA, Fla.—May 15, 2020—Uniroyal Global Engineered Products, Inc. (OTCQB:UNIR) today reported its first quarter financial results for the period ended April 5, 2020. Financial Summary • Net Sales declined 16.8% to $21,140,124 |
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| May 15, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2020 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 5, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50081 UNIROYAL GLOB |
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| April 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitiv |
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| March 20, 2020 |
UNIR / Uniroyal Global Engineered Products, Inc. 10-K - Annual Report - 10-K 1 u31120110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the fiscal year ended: December 29, 2019 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission File Number) Unir |
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| March 20, 2020 |
Exhibit 21.1 Uniroyal Global Engineered Products, Inc. Subsidiaries of the Registrant as of December 29, 2019 Name Jurisdiction of Organization Status at December 29, 2019 UEP Holdings, LLC Delaware Active Uniroyal Engineered Products, LLC (1) Delaware Active Uniroyal Global (Europe) Limited England and Wales Active Wardle Storeys (Group) Limited (2) England and Wales Active Uniroyal Global Limite |
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| March 20, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2020 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission Fi |
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| March 20, 2020 |
Description of Registered Securities Exhibit 4.11 Uniroyal Global Engineered Products, Inc. Description of Registered Securities Pursuant to Section 12 of the Securities Exchange Act of 1934 As of March 2, 2020, Uniroyal Global Engineered Products, Inc. (the “Company”) has 95,000,000 authorized shares of ordinary common stock (“common stock”), $0.001 par value that are registered under Section 12 of the Securities Exchange Act of 193 |
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| March 20, 2020 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Financial Results for the Fiscal Year Ended December 29, 2019 SARASOTA, Fla.—March 20, 2020—Uniroyal Global Engineered Products, Inc. (OTCQB: UNIR) today reported financial results for the Fiscal Year Ended December 29, 2019. Financial Summary • Net Sales declined 8.5% to $91.1 million vs. $99.6 million in the prior year. |
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| March 20, 2020 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2020 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission Fi |
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| March 20, 2020 |
Uniroyal Global Engineered Products, Inc. Reverts Back to Pre-Split Trading Symbol Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reverts Back to Pre-Split Trading Symbol SARASOTA, FL – March 20, 2020 – Uniroyal Global Engineered Products, Inc. (OTCQB: UNIRD), a leading global provider of vinyl-coated fabrics and soft trim technologies serving the automotive, recreational, industrial, contract, hospitality and healthcare markets, announced today that effect |
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| February 21, 2020 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2020 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission |
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| February 21, 2020 |
Uniroyal Global Engineered Products, Inc. Announces Effective Date of Reverse Stock Split Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Announces Effective Date of Reverse Stock Split SARASOTA, FL, February 20, 2020 - Uniroyal Global Engineered Products, Inc. (OTCQB: UNIR), a manufacturer of coated fabrics, today announced that the Company’s Board of Directors has approved an effective date of February 24, 2020 for a 1-for-5 reverse stock split of shares of the C |
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| January 27, 2020 |
Articles of Amendment to the Articles of Incorporation of Uniroyal Global Engineered Products, Inc. Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. Know all men by these presents: That we, the undersigned, have this day voluntarily associated ourselves together for the purpose of forming a corporation under and pursuant to the provisions of Nevada Revised Statutes 78.010 to Nevada Revised Statutes 78.090 inclusive, as amended, and certify t |
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| January 27, 2020 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 21, 2020 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada (State or Other Jurisdiction of Incorporation or Organization) |
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| January 27, 2020 |
Uniroyal Global Engineered Products, Inc. Announces 1-For-5 Reverse Stock Split Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Announces 1-For-5 Reverse Stock Split SARASOTA, FL, January 27, 2020 - Uniroyal Global Engineered Products, Inc. (OTCQB:UNIR), a manufacturer of coated fabrics, today announced that it filed a Certificate of Amendment to its Amended and Restated Articles of Incorporation with the Secretary of State of the State of Nevada to effec |
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| November 4, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2019 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission |
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| November 4, 2019 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Financial Results for the Third Quarter Ended September 29, 2019 Sarasota, Fla.-November 4, 2019—Uniroyal Global Engineered Products, Inc. (OTCQB:UNIR) today reported its third quarter financial results for the three months ended September 29, 2019. Financial Summary For the Quarter Net Sales declined 9.4% to $22.0 millio |
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| November 4, 2019 |
UNIR / Uniroyal Global Engineered Products, Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 29, 2019 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50081 UNIROYAL |
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| August 5, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2019 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission Fi |
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| August 5, 2019 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Financial Results for the Second Quarter Ended June 30, 2019 Sarasota, Fla. - August 5, 2019—Uniroyal Global Engineered Products, Inc. (OTCQB: UNIR) today reported its second quarter financial results for the three months ended June 30, 2019. Financial Highlights · Net Sales declined 7.4 % to $24.1 million versus $26.0 mi |
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| August 5, 2019 |
UNIR / Uniroyal Global Engineered Products, Inc. 10-Q - Quarterly Report - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50081 UNIROYAL GLOB |
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| June 5, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2019 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File |
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| May 10, 2019 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Financial Results for the First Quarter Ended March 31, 2019 SARASOTA, Fla.—May 10, 2019—Uniroyal Global Engineered Products, Inc. (OTCQB: UNIR or the “Company”) today reported its financial results for the Three Months Ended March 31, 2019. Financial Highlights · Net Sales of $25.4 million versus prior year of $26.4 mill |
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| May 10, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2019 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File |
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| May 10, 2019 |
UNIR / Uniroyal Global Engineered Products, Inc. 10-Q Quarterly Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50081 UNIROYAL GLO |
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| April 26, 2019 |
UNIR / Uniroyal Global Engineered Products, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitiv |
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| April 23, 2019 |
April 23, 2019 Howard R. Curd Chief Executive Officer Uniroyal Global Engineered Products, Inc. 1800 2nd Street, Suite 970 Sarasota, Florida 34236 Re: Uniroyal Global Engineered Products, Inc. Preliminary Proxy Statement on Schedule 14A Filed April 16, 2019 File No. 000-50081 Dear Mr. Curd: We have completed our review of your filing. We remind you that the company and its management are responsib |
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| April 23, 2019 |
UNIR / Uniroyal Global Engineered Products, Inc. TEXT-EXTRACT - - April 23, 2019 Howard R. Curd Chief Executive Officer Uniroyal Global Engineered Products, Inc. 1800 2nd Street, Suite 970 Sarasota, Florida 34236 Re: Uniroyal Global Engineered Products, Inc. Preliminary Proxy Statement on Schedule 14A Filed April 16, 2019 File No. 000-50081 Dear Mr. Curd: We have completed our review of your filing. We remind you that the company and its management are responsib |
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| April 16, 2019 |
UNIR / Uniroyal Global Engineered Products, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitiv |
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| March 18, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 p3181908k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2019 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdi |
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| March 18, 2019 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Financial Results for the Fiscal Year Ended December 30, 2018 SARASOTA, Fla.—March 18, 2019—Uniroyal Global Engineered Products, Inc. (OTCQB: UNIR or the “Company”) today reported its financial results for the Fiscal Year Ended December 30, 2018. Financial Highlights · Net Sales increase 1.4% to $99,560,721 · Net Income i |
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| March 18, 2019 |
Amendment to Senior Secured Promissory Note dated December 15, 2018 Exhibit 10.66 PROMISSORY NOTE SECOND AMENDMENT AGREEMENT THIS PROMISSORY NOTE SECOND AMENDMENT AGREEMENT (this “Agreement”) is entered into as of the 15th day of December, 2018 by and between Uniroyal Global Engineered Products, Inc., a Nevada corporation (the “Company”), and Howard R. Curd, an individual residing at 1111 Ritz Carlton Drive, Apartment 1703, Sarasota, Florida 34236 (“Lender”). WHER |
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| March 18, 2019 |
UNIR / Uniroyal Global Engineered Products, Inc. (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the fiscal year ended: December 30, 2018 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission File Number) Uniroyal Global Engineered |
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| March 18, 2019 |
Exhibit 21.1 Uniroyal Global Engineered Products, Inc. Subsidiaries of the Registrant as of December 30, 2018 Name Jurisdiction of Organization Status at December 30, 2018 UEP Holdings, LLC Delaware Active Uniroyal Engineered Products, LLC (1) Delaware Active Uniroyal Global (Europe) Limited England and Wales Active Wardle Storeys (Group) Limited (2) England and Wales Active Uniroyal Global Limite |
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| February 22, 2019 |
February 20, 2019 Howard Curd Chief Executive Officer Uniroyal Global Engineered Products, Inc. |
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| February 22, 2019 |
UNIR / Uniroyal Global Engineered Products, Inc. February 20, 2019 Howard Curd Chief Executive Officer Uniroyal Global Engineered Products, Inc. |
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| December 6, 2018 |
UNIR / Uniroyal Global Engineered Products, Inc. CORRESP 1 filename1.htm November 26, 2018 Scott Anderegg Division of Corporation Finance Office of Consumer Products United States Securities and Exchange Commission Washington, D.C. 20549 RE: UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. Form 10-K Filed March 19, 2018 Definitive Proxy Statement on Schedule 14A Filed April 27, 2018 File No. 000-50081 Dear Mr. Anderegg, We have reviewed the comments in |
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| November 20, 2018 |
November 20, 2018 Howard Curd Chief Executive Officer UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. |
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| November 20, 2018 |
UNIR / Uniroyal Global Engineered Products, Inc. November 20, 2018 Howard Curd Chief Executive Officer UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. |
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| November 5, 2018 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. for the Third Quarter Ended September 30, 2018 Reports Net Sales Increases of 8.1%, Operating Income Increases of 30.2% and Earnings (Loss) Per Share at Breakeven versus a Loss of $0.03 for the Third Quarter Ended October 1, 2017 SARASOTA, Fla.—November 5, 2018—Uniroyal Global Engineered Products, Inc. (OTCQB: UNIR or the “Compan |
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| November 5, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2018 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission |
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| November 5, 2018 |
UNIR / Uniroyal Global Engineered Products, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50081 UNIROYAL |
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| August 6, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2018 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission Fi |
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| August 6, 2018 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Net Sales of $26,023,233 and Net Income Available to Common Shareholders of $148,389 or $0.01 per Diluted Share for the Second Quarter Ended July 1, 2018 SARASOTA, Fla.—August 6, 2018—Uniroyal Global Engineered Products, Inc. (OTCQB: UNIR or the “Company”) today reported its financial results for the second quarter and si |
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| August 6, 2018 |
UNIR / Uniroyal Global Engineered Products, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 1, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50081 UNIROYAL GLOBA |
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| June 7, 2018 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders 8-K 1 r671828k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2018 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdicti |
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| May 7, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2018 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File |
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| May 7, 2018 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Net Sales of $26,429,687 and A Net Loss Available to Common Shareholders of $294,820 or a Loss of $0.02 per Diluted Share for the First Quarter Ended April 1, 2018 SARASOTA, Fla.– May 7, 2018 - Uniroyal Global Engineered Products, Inc. (OTCQB:UNIR or the “Company”) today reported its financial results for the first quarte |
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| May 7, 2018 |
UNIR / Uniroyal Global Engineered Products, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 1, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50081 UNIROYAL GLOB |
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| April 27, 2018 |
UNIR / Uniroyal Global Engineered Products, Inc. DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitiv |
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| March 19, 2018 |
UNIR / Uniroyal Global Engineered Products, Inc. 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the fiscal year ended: December 31, 2017 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission File Number) Uniroyal Global Engineered |
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| March 19, 2018 |
Exhibit 21.1 Uniroyal Global Engineered Products, Inc. Subsidiaries of the Registrant as of December 31, 2017 Name Jurisdiction of Organization Status at December 31, 2017 UEP Holdings, LLC Delaware Active Uniroyal Engineered Products, LLC (1) Delaware Active Uniroyal Global (Europe) Limited England and Wales Active Wardle Storeys (Group) Limited (2) England and Wales Active Uniroyal Global Limite |
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| March 19, 2018 |
Amendment to Senior Secured Promissory Note dated October 1, 2017 EX-10.65 2 ex1065.htm EXHIBIT 10.65 Exhibit 10.65 PROMISSORY NOTE AMENDMENT AGREEMENT THIS PROMISSORY NOTE AMENDMENT AGREEMENT (this “Agreement”) is entered into as of the first day of October, 2017 by and between Uniroyal Global Engineered Products, Inc., a Nevada corporation (the “Company”), and Howard R. Curd, an individual residing at 1111 Ritz Carlton Drive, Apartment 1703, Sarasota, Florida |
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| March 19, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 s3191808k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2018 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdi |
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| March 19, 2018 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Financial Results for the Fiscal Year Ended December 31, 2017 SARASOTA, Fla.– March 19, 2018 - Uniroyal Global Engineered Products, Inc. (OTCQB:UNIR or the “Company”) today reported its financial results for the fiscal year ended December 31, 2017. Financial Highlights *Net Sales of $98,138,060 decline 2.2% versus $100,37 |
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| November 6, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2017 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission |
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| November 6, 2017 |
EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Net Sales of $22,498,456 and A Net Loss Available to Common Shareholders of $477,553 or a Loss of $0.03 per Diluted Share for the Third Quarter Ended October 1, 2017 SARASOTA, Fla.– November 6, 2017 - Uniroyal Global Engineered Products, Inc. (OTCQB:UNIR or the “Company”) today reported it |
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| November 6, 2017 |
UNIR / Uniroyal Global Engineered Products, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 1, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50081 UNIROYAL GL |
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| August 7, 2017 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Net Sales of $26,077,549 and Net Income Available to Common Shareholders of $214,466 or $0.01 per Diluted Share for the Quarter Ended July 2, 2017 SARASOTA, Fla. - (BUSINESS WIRE) ? August 7, 2017 - Uniroyal Global Engineered Products, Inc. (OTCQB:UNIR or the ?Company?) today reported its financial results for the second |
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| August 7, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2017 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission Fi |
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| August 7, 2017 |
UNIR / Uniroyal Global Engineered Products, Inc. 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 2, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50081 UNIROYAL GLOBA |
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| June 9, 2017 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders 8-K 1 p691708k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2017 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdicti |
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| June 9, 2017 |
EXHIBIT 14.1 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. REVISED CODE OF BUSINESS CONDUCT AND ETHICS (Revised June 8, 2017) The Board of Directors of Uniroyal Global Engineered Products, Inc. has adopted the following Code of Ethics (the ?Code?) for directors, officers and other employees of the Company and all of its subsidiaries (collectively (the ?Company?), including the Chief Executive Officer |
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| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 2, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50081 UNIROYAL GLOB |
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| April 28, 2017 |
Uniroyal Global Engineered Products 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitiv |
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| March 31, 2017 |
Exhibit 21.1 Uniroyal Global Engineered Products, Inc. Subsidiaries of the Registrant as of January 1, 2017 Name Jurisdiction of Organization Status at January 3, 2016 UEP Holdings, LLC Delaware Active Uniroyal Engineered Products, LLC (1) Delaware Active Uniroyal Global (Europe) Limited England and Wales Active Wardle Storeys (Group) Limited (2) England and Wales Active Uniroyal Global Limited (3 |
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| March 31, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☑ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the fiscal year ended: January 1, 2017 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission File Number) Uniroyal |
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| March 20, 2017 |
Exhibit 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Net Sales of $100,377,278 and Net Income of $4,499,664 or $0.24 per Diluted Share for the Fiscal Year Ended January 1, 2017 Financial Highlights for the Fiscal Year Ended January 1, 2017 versus Prior Year: *Net Sales increase 0.6% (3.6% ex-currency) *Gross Margins expand to 22.8% *Operating Income increases 11.1% *Income |
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| March 20, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2017 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission Fi |
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| March 20, 2017 |
Exhibit 21.1 Uniroyal Global Engineered Products, Inc. Subsidiaries of the Registrant as of January 1, 2017 Name Jurisdiction of Organization Status at January 3, 2016 UEP Holdings, LLC Delaware Active Uniroyal Engineered Products, LLC (1) Delaware Active Uniroyal Global (Europe) Limited England and Wales Active Wardle Storeys (Group) Limited (2) England and Wales Active Uniroyal Global Limited (3 |
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| March 20, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K 10-K 1 u31617010k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☑ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the fiscal year ended: January 1, 2017 ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission File Number) Uniroy |
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| January 30, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 p1261728k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2017 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other juris |
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| January 30, 2017 |
Exhibit 99.1 UNIROYAL GLOBAL ENGINEERED PRODUCTS, Inc.OTCQB: ?UNIR? January 2017 Disclaimer The information contained in this presentation is for background purposes only and is subject to amendment, revision and updating. Certain statements contained in this presentation may be statements of future expectations and other forward-looking statements that are based on management's current views and |
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| November 4, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2016 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission |
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| November 4, 2016 |
EXHIBIT 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Net Income of $1,300,044, or $0.07 per Diluted Share, before Dividends, for the Quarter Ended 10/2/16 vs $837,803, or $0.04 per Diluted Share, before Dividends, for the Quarter Ended 10/4/15 Financial Highlights Third Quarter Ended October 2, 2016: *Net Sales increase 6.2% versus prior year *Net Income increases 55.2% *Di |
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| November 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 2, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000 |
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| August 4, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2016 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission Fi |
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| August 4, 2016 |
EXHIBIT 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Net Income of $1,181,726, or $0.06 per Diluted Share for the Quarter Ended July 3, 2016 vs $958,940, or $0.05 per Diluted Share for the Quarter Ended July 5, 2015 Financial Highlights Second Quarter Ended July 3, 2016: *Net Sales increase 6.2% *Gross Margin increases 13.7% to a record 24.4% *Operating Income increases 15. |
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| August 4, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 3, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50 |
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| June 24, 2016 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 23, 2016 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission Fil |
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| May 13, 2016 |
Uniroyal Global Engineered Products 2016 PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitiv |
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| May 5, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2016 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File |
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| May 5, 2016 |
EXHIBIT 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Net Income of $1,153,004, or $0.06 per Diluted Share, before Dividends, for the 13-Week Qtr Ended April 3, 2016 vs $1,410,657, or $0.07 per Diluted Share, before Dividends for the 14-Week Qtr Ended April 5, 2015 Financial Highlights First Quarter Ended April 3, 2016: • Net Sales decline 9.3% • Operating Income increases 7 |
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| May 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 3, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-5 |
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| April 29, 2016 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the fiscal year ended: January 3, 2016 ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission Fil |
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| March 28, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 28, 2016 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission Fi |
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| March 28, 2016 |
EXHIBIT 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Net Income of $7,753,843, or $0.54 per Share, before Dividends, for the Year Ended 2015 versus $4,640,450, or $0.33 per Share, before Dividends for the Year Ended 2014 Financial Highlights Fiscal Year 2015 versus 2014: Net Sales increased 8.2% (excluding currency impact) Net Income available to Common Shareholders increas |
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| March 24, 2016 |
Uniroyal Global Engineered Products, Inc. Subsidiaries of the Registrant as of January 3, 2016 Exhibit 21.1 Uniroyal Global Engineered Products, Inc. Subsidiaries of the Registrant as of January 3, 2016 Name Jurisdiction of Organization Status at January 3, 2016 UEP Holdings, LLC Delaware Active Uniroyal Engineered Products, LLC (1) Delaware Active Engineered Products Acquisition Limited England and Wales Active Wardle Storeys (Group) Limited (2) England and Wales Active Wardle Storeys (Ear |
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| March 24, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the fiscal year ended: January 3, 2016 ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission File Number) Uniroyal G |
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| January 26, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Name of Issuer) Common Stock, Par Value $0.001 per share (Title of Class of Securities) 90916COMB (CUSIP Number) Howard R. Curd Centurian Investors, Inc. 1800 2nd Street, Suite 970 Sarasota, Florida 34236 (941) |
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| November 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended October 4, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000 |
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| November 4, 2015 |
UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. CONSOLIDATED STATEMENTS OF OPERATIONS EXHIBIT 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Net Income of $837,803, or $0.06 Per Share for the Third Quarter 2015 Versus $527,481 or $0.04 Per Share for the Third Quarter 2014 Before Dividends of $698,499 For the first nine months of 2015, net income was $3,904,169, or $0.27 per share versus $2,006,458, or $0.14 per share for the first nine months of 2014 before di |
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| November 4, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2015 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission |
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| September 30, 2015 |
Uniroyal Global Engineered Products FORM S-8 REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on September 30, 2015 Registration No. |
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| September 2, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2015 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission |
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| September 2, 2015 |
EXHIBIT 99.1 Press Release Uniroyal Global Engineered Products, Inc. Completes commissioning of new production line adding 6.4 million yards in capacity to meet current and projected growth SARASOTA, FL ? September 2, 2015- Uniroyal Global Engineered Products, Inc. (OTCQB: UNIR) (?Uniroyal Global Engineered Products, Inc.? or the ?Company?), a leading supplier of vinyl coated fabric materials for |
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| August 5, 2015 |
EXHIBIT 4.1 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. 2015 STOCK OPTION PLAN AMENDED AND RESTATED EFFECTIVE JULY 30, 2015 Purpose. This Uniroyal Global Engineered Products, Inc. 2015 Stock Option Plan (the “Plan”) is adopted effective as of the date indicated below, by Uniroyal Global Engineered Products, Inc., a Nevada corporation (the “Company”). The purpose of this Plan is to further and promot |
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| August 5, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2015 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission Fi |
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| August 5, 2015 |
EXHIBIT 99.1 Press Release Uniroyal Global Engineered Products, Inc. Reports Second Quarter 2015 Financial Results Revenues surpass $25.7 million with EPS of $0.05 for the second quarter; Revenues surpass $53.3 million with EPS of $0.09 for the six months SARASOTA, FL - August 5, 2015- Uniroyal Global Engineered Products, Inc. (OTCQB: UNIR) (?Uniroyal Global Engineered Products, Inc.? or the ?Comp |
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| August 5, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended July 5, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-50 |
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| July 16, 2015 |
EX-99.1 3 p0723ex99-1.htm PRESS RELEASE EXHIBIT 99.1 Press Release Invisa, Inc. Changes its Name to Uniroyal Global Engineered Products, Inc. Company adopts globally recognized brand SARASOTA, FL., July 16, 2015- Uniroyal Global Engineered Products, Inc. (OTCQB: UNIR) (“Uniroyal Global Engineered Products” or the “Company”) today announced that the effective date for the previously announced chang |
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| July 16, 2015 |
EXHIBIT 3.1 |
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| July 16, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2015 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission Fil |
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| July 1, 2015 |
UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. 2015 U.S. STOCK OPTION PLAN EXHIBIT 4.1 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. 2015 U.S. STOCK OPTION PLAN Purpose. This Uniroyal Global Engineered Products, Inc. 2015 U.S. Stock Option Plan (the “Plan”) is adopted effective as of the date indicated below, by Uniroyal Global Engineered Products, Inc., a Nevada corporation (the “Company”). The purpose of this Plan is to further and promote the interest of the Company and i |
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| July 1, 2015 |
AMENDED AND RESTATED ARTICLES OF INCORPORATION OF UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. EXHIBIT 3.3 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. Know all men by these presents: That we, the undersigned, have this day voluntarily associated ourselves together for the purpose of forming a corporation under and pursuant to the provisions of Nevada Revised Statutes 78.010 to Nevada Revised Statutes 78.090 inclusive, as amended, and certify t |
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| July 1, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 25, 2015 INVISA, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File Number) (IRS Employer of In |
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| July 1, 2015 |
Invisa, Inc. Announces Results of Annual Meeting of Stockholders EXHIBIT 99.1 Press Release Invisa, Inc. Announces Results of Annual Meeting of Stockholders with Overwhelming Support for all Resolutions, Including Change of Name to Uniroyal Global Engineered Products, Inc. SARASOTA, FL July 1, 2015- Invisa, Inc. (OTCQB: INSA) (?Invisa? or the ?Company?) today announced the results from its annual meeting of stockholders held on June 25, 2015. The Company is ple |
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| July 1, 2015 |
EXHIBIT 14.1 UNIROYAL GLOBAL ENGINEERED PRODUCTS, INC. Code of BUSINESS CONDUCT AND Ethics The Board of Directors of Uniroyal Global Engineered Products, Inc. (the ?Company?) has adopted the following Code of Ethics (the ?Code?) for directors and officers, including the Chief Executive Officer and the Chief Financial Officer of the Company. The purpose of the Code is to: 1. ensure that the conduct |
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| May 15, 2015 |
Uniroyal Global Engineered Products DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitiv |
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| May 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended April 5, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-5 |
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| May 4, 2015 |
EXHIBIT 99.1 Press Release Invisa, Inc. Reports First Quarter 2015 Financial Results Revenues surpass $27 million and Net Income exceeds $1.4 million SARASOTA, FL- May 4, 2015 - Invisa, Inc. (OTCQB: INSA) today announced its financial results for the first quarter of 2015. The following is a brief summary of the results and should be read in conjunction with the complete filing on form 10-Q. Reven |
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| May 4, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2015 INVISA, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File Number) (IRS Employer of Inco |
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| April 30, 2015 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) þ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the fiscal year ended: December 31, 2014 ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission F |
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| April 30, 2015 |
Uniroyal Global Engineered Products PRELIMINARY PROXY STATEMENT FOR ANNUAL MEETING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitiv |
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| April 30, 2015 |
8-K 1 p04498-k.htm FORM 8-K FOR EVENT DATED APRIL 29, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2015 INVISA, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or oth |
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| March 31, 2015 |
EXHIBIT 99.1 Press Release Press Release Invisa reports revenue of $98 million and net income to common shareholders of $4.2 million for fiscal year 2014 versus revenue of $26,819 and a net loss of $357,855 reported in 2013 10K SARSOTA, FL March 31, 2015- Invisa, Inc. (OTCQB: INSA) (?Invisa? or the ?Company?) filed its Form 10-K yesterday March 30, 2015 reporting its results for the year ending De |
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| March 31, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2015 INVISA, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File Number) (IRS Employer of I |
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| March 30, 2015 |
Exhibit 10.63 AGREEMENT THIS AGREEMENT is made this 31st day of December 2014, by and between Centurian Investors, Inc., a Delaware corporation (?Lender?), and Invisa, Inc., a Nevada corporation (?Invisa?). WHEREAS, Lender has made series of loans to Invisa; and WHEREAS, the loans that are in effect as of the date hereof are evidenced by senior secured promissory notes, which are listed on Exhibit |
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| March 30, 2015 |
[Remainder of page intentionally left blank; signature page(s) follow] Exhibit 10.62 GUARANTY THIS GUARANTY (this “Guaranty”), dated as of January 19, 2015, is made by Invisa, Inc., a Nevada corporation (the “Guarantor”), in favor of Lloyds Bank Commercial Finance Limited (the “Lender”). Wardle Storeys (Earby) Limited, a company incorporated under the laws of England and Wales with company number 04710820 (the “Obligor”), and the Lender are parties to (i) a Receivabl |
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| March 30, 2015 |
Exhibit 10.65 AMENDMENT TO GENERAL SECURITY AGREEMENT THIS AGREEMENT is made this 31st day of December, 2014, by and between Centurian Investors, Inc., a Delaware corporation having an office at 1800 2nd Street, Suite 970, Sarasota, Florida 34236 (“Secured Party”), and Invisa, Inc., a Nevada corporation having a place of business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (“Debtor”). W |
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| March 30, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the fiscal year ended: December 31, 2014 ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission File Number) Invisa, |
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| March 30, 2015 |
Exhibit 10.64 SENIOR SECURED PROMISSORY NOTE $ 1,470,057.27 December 31, 2014 Sarasota, Florida FOR VALUE RECEIVED, the undersigned, INVISA, INC., a Nevada corporation (?Borrower?) having an address at 1800 Second Street, Suite 965 Sarasota, Florida, 34236, promises to pay to the order of Centurian Investors, Inc., a Delaware corporation (?Lender?), having an office at 1800 Second Street, Suite 97 |
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| March 30, 2015 |
Invisa, Inc. Subsidiaries of the Registrant as of December 31, 2014 Exhibit 21.1 Invisa, Inc. Subsidiaries of the Registrant as of December 31, 2014 The following list of subsidiaries of Invisa, Inc. indicates the jurisdiction of organization. Name Jurisdiction of Organization Status at December 31, 2014 UEP Holdings, LLC Delaware Active Uniroyal Engineered Products, LLC (1) Delaware Active Engineered Products Acquisition Limited England and Wales Active Wardle St |
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| March 30, 2015 |
Exhibit 3.2 BYLAWS OF INVISA, INC. (a Nevada corporation) AS AMENDED AND RESTATED TO MARCH 25, 2015 ARTICLE I Stockholders SECTION 1. Annual Meetings. The annual meeting of stockholders for the election of directors and for the transaction of such other business as may properly come before the meeting shall be held each year at such date and time, within or without the State of Nevada, as the Boar |
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| January 20, 2015 |
EXHIBIT 99.3 Unaudited Supplemental Information for Engineered Products Acquisition Limited as of December 31, 2013 (US Presentation) Unaudited Supplemental Information for Engineered Products Acquisition Limited as of December 31, 2013 (US Presentation) The audited financial statements of Engineered Products Acquisition Limited (“EPAL”) included as Exhibit 99.2 as of and for the year ended Decemb |
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| January 20, 2015 |
Exhibit 99.1 UNIROYAL ENGINEERED PRODUCTS, LLC Stoughton, Wisconsin FINANCIAL STATEMENTS Including Independent Auditors' Report As of and for the Years Ended December 29, 2013 and December 30, 2012 UNIROYAL ENGINEERED PRODUCTS, LLC TABLE OF CONTENTS Independent Auditors' Report 1-2 Financial Statements Balance Sheets 3-4 Statements of Comprehensive Income (Loss) 5 Statements of Members' Equity 6 S |
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| January 20, 2015 |
EXHIBIT 99.6 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS On November 10th, 2014 Invisa, Inc. (“Invisa” or the “Company”) filed with the Securities and Exchange Commission a Current Report on Form 8-K (the “Initial 8-K”) to report that it acquired all of the ownership interests in Uniroyal Engineered Products, LLC (“Uniroya |
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| January 20, 2015 |
EX-2.1 2 p0137ex2-1.htm GUARANTY Exhibit 2.1 GUARANTY THIS GUARANTY (this “Guaranty”), dated as of January 19, 2015, is made by Invisa, Inc., a Nevada corporation (the “Guarantor”), in favor of Lloyds Bank Commercial Finance Limited (the “Lender”). Wardle Storeys (Earby) Limited, a company incorporated under the laws of England and Wales with company number 04710820 (the “Obligor”), and the Lender |
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| January 20, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2014 INVISA, INC. (Exact name of registrant as specified in its Charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File Number) (IRS Employer |
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| January 20, 2015 |
EXHIBIT 99.4 UNIROYAL ENGINEERED PRODUCTS, LLC UNAUDITED CONDENSED FINANCIAL STATEMENTS For the Six Months Ended June 29, 2014 and June 30, 2013 UNIROYAL ENGINEERED PRODUCTS, LLC BALANCE SHEETS As of June 29, 2014 and June 30, 2013 (Unaudited) June 29, 2014 June 30, 2013 CURRENT ASSETS Cash and cash equivalents $ 9,415 $ 37,064 Marketable Securities 247,922 27,131 Accounts receivable, net 7,415,45 |
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| January 20, 2015 |
Exhibit 99.2 AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF ENGINEERED PRODUCTS ACQUISITION LIMITED for the Year Ended December 31, 2013 Engineered Products Acquisition Limited Consolidated Financial Statements 31 December 2013 Contents Independent Auditor’s Report 1 Consolidated profit and loss account 3 Consolidated balance sheet 4 Consolidated cash flow statement 5 Reconciliation of movements in |
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| January 20, 2015 |
EXHIBIT 99.5 ENGINEERED PRODUCTS ACQUISITION LIMITED UNAUDITED CONDENSED FINANCIAL STATEMENTS For the Six Months Ended June 29, 2014 and June 30, 2013 ENGINEERED PRODUCTS ACQUISITION LIMITED BALANCE SHEETS As of June 29, 2014 and June 30, 2013 (Unaudited) June 29, 2014 June 30, 2013 CURRENT ASSETS Cash and cash equivalents $ 676,210 $ 1,092,226 Accounts receivable, net 10,043,586 10,898,041 Invent |
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| November 13, 2014 |
EXHIBIT 99.1 Invisa Announces the Completion of the Acquisition of Uniroyal Engineered Products and Wardle Storeys Limited and Files Corresponding 8-K November 11, 2014 08:39 AM Eastern Standard Time SARASOTA, Fla.-(BUSINESS WIRE)-Invisa, Inc (OTCQB: INSA) (“Invisa” or the “Company”) announced today the acquisition of Uniroyal Engineered Products, LLC (“Uniroyal”) and Engineered Products Acquisiti |
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| November 13, 2014 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2014 INVISA, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File Number) (IRS Employer o |
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| November 10, 2014 |
EXHIBIT 3.2 Limited Liability Company Agreement of UEP HOLDINGS, LLC This Limited Liability Company Agreement ("Agreement") of UEP HOLDINGS, LLC, a Delaware limited liability company (the "Company"), effective as of November 5, 2014 (the "Effective Date"), is entered into by Invisa, Inc., a Nevada corporation, as the sole member of the Company (the "Member"). WHEREAS, the Company was formed as a l |
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| November 10, 2014 |
EXHIBIT 2.2 ASSET CONTRIBUTION AGREEMENT THIS ASSET CONTRIBUTION AGREEMENT (the “Agreement”) is made as of November 10, 2014, by and between Invisa, Inc., a Nevada corporation (“Invisa”), and UEP Holdings, LLC, a Delaware limited liability company (the “Company; Invisa and the Company being jointly referred to as the “Parties” and individually as a “Party”). RECITALS A. Invisa (defined terms used |
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| November 10, 2014 |
EXHIBIT 2.1 SHARE CONTRIBUTION AGREEMENT This Share Contribution Agreement (this “Agreement”) is made and entered into as of November 10, 2014, by and between (i) Invisa, Inc., a Nevada corporation (“Transferee”) and (ii) Howard R. Curd, individually (“Transferor”). Transferee and Transferor are sometimes individually referred to herein as a “Party” and collectively referred to herein as the “Part |
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| November 10, 2014 |
EXHIBIT 2.3 CONTRIBUTION AGREEMENT by and among Invisa, Inc., UEP Holdings, LLC and Howard R. Curd, Howard F. Curd, Mark Kunz, George L. Sanchez and Ted Torres as Members of Uniroyal Engineered Products, LLC Dated as of November 10, 2014 1 TABLE OF CONTENTS ARTICLE I DEFINITIONS 5 ARTICLE 2 FORMATION OF COMPANY; CLOSING; RELATED TRANSACTIONS 12 2.1 Formation of the Company 12 2.2 Transactions Prio |
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| November 10, 2014 |
EX-3.1 5 p1122ex3-1.htm CERTIFICATE OF FORMATION OF UEP HOLDINGS, LLC EXHIBIT 3.1 CERTIFICATE OF FORMATION OF UEP HOLDINGS, LLC 1. The name of the limited liability company is: UEP HOLDINGS, LLC. 2. The address of its registered office in the State of Delaware is Corporation Trust Center, 1209 Orange Street, in the City of Wilmington, County of New Castle. The name of its registered agent at such |
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| November 10, 2014 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2014 INVISA, INC. (Exact name of registrant as specified in its Charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File Number) (IRS Employer o |
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| November 10, 2014 |
EX-3.3 7 p1122ex3-3.htm AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT EXHIBIT 3.3 AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF UEP HOLDINGS, LLC This AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of UEP HOLDINGS, LLC, a Delaware limited liability company (the “Company”), is entered into as of November 10, 2014 (the “Effective Date”), and shall be effective as o |
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| October 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |
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| October 15, 2014 |
As filed with the Securities and Exchange Commission on October 15, 2014 Registration No. |
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| October 9, 2014 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2014 INVISA, INC. (Exact name of registrant as specified in its Charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File Number) (IRS Employer of |
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| October 9, 2014 |
October 9, 2014 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Ladies and Gentlemen: We have read Item 4.01 of the Form 8-K dated October 9, 2014, of Invisa, Inc. and are in agreement with the statements contained therein. Kingery & Crouse, P.A. /s/ Kingery & Crouse, P.A. Tampa, Florida 2801 WEST BUSCH BOULEVARD, SUITE 200, TAMPA, FLORIDA 33618 PHONE: 813.874.1280 ■ FAX |
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| July 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-5 |
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| May 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2014 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000- |
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| May 5, 2014 |
EX-4.6 4 p0511ex4-6.htm SERIES C PREFERRED AMENDMENT EXHIBIT 4.6 SECOND AMENDED AND RESTATED DESIGNATIONS OF PREFERENCES AND RIGHTS OF SERIES C CONVERTIBLE PREFERRED STOCK OF INVISA, INC. The undersigned, Edmund C. King, certifies that: 1. He is the President and Chief Executive Officer of Invisa, Inc., a corporation organized and existing under the laws of the State of Nevada (the "Corporation"). |
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| May 5, 2014 |
Material Modification to Rights of Security Holders, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2014 INVISA, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File Number) (IRS Employer of I |
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| May 5, 2014 |
EXHIBIT 4.4 THIRD AMENDED AND RESTATED DESIGNATIONS OF PREFERENCES AND RIGHTS OF SERIES A CONVERTIBLE PREFERRED STOCK OF INVISA, INC. The undersigned, Edmund C. King, certifies that: 1. He is the President and Chief Executive Officer of Invisa, Inc., a corporation organized and existing under the laws of the State of Nevada (the "Corporation"). 2. Pursuant to authority conferred upon the Board of |
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| May 5, 2014 |
EX-4.5 3 p0511ex4-5.htm SERIES B PREFERRED AMENDMENT EXHIBIT 4.5 THIRD AMENDED AND RESTATED DESIGNATIONS OF PREFERENCES AND RIGHTS OF SERIES B CONVERTIBLE PREFERRED STOCK OF INVISA, INC. The undersigned, Edmund C. King, certifies that: 1. He is the President and Chief Executive Officer of Invisa, Inc., a corporation organized and existing under the laws of the State of Nevada (the "Corporation"). |
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| March 14, 2014 |
Invisa Announces Non-binding Letter of Intent to Acquire Uniroyal EXHIBIT 99.1 PRESS RELEASE Invisa Announces Non-binding Letter of Intent to Acquire Uniroyal SARASOTA, FL – March 14, 2014 – Invisa, Inc. (OTCQB: “INSA”), Uniroyal Engineered Products, LLC and Engineered Products Acquisition Limited jointly announced today the execution of a non-binding Letter of Intent. Under the Letter of Intent, Invisa will acquire all of the outstanding capital stock of Uniroy |
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| March 14, 2014 |
Financial Statements and Exhibits, Other Events - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2014 INVISA, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File Number) (IRS Employer of I |
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| March 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* INVISA, INC. (Name of Issuer) Common Stock, Par Value $0.001 per share (Title of Class of Securities) 461993909 (CUSIP Number) Centurian Investors, Inc. 1800 2nd Street, Suite 970 Sarasota, FL 34236 (941) 906-8580 (Name, Address and Telephone Number of P |
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| March 10, 2014 |
8-K 1 p03378-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2014 INVISA, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction (Commission File |
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| March 10, 2014 |
EXHIBIT 10.2 AGREEMENT TO AMEND THE LINE OF CREDIT This AGREEMENT TO AMEND LINE OF CREDIT (this "AGREEMENT"), is made and entered into by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the “Borrower”), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34 |
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| March 10, 2014 |
EXHIBIT 4.1 SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF PREFERENCES AND RIGHTS OF SERIES A CONVERTIBLE PREFERRED STOCK OF INVISA, INC. a Nevada corporation The undersigned, Edmund C. King, certifies that: 1. He is the President and Chief Executive Officer of Invisa, Inc., a corporation organized and existing under the Corporation Code of the State of Nevada (the "CORPORATION"). 2. P |
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| March 10, 2014 |
EX-10.9 13 p0337ex10-9.htm NOTE EXTENSION AGREEMENT (NOTE 11) EXHIBIT 10.9 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the “Borrower”), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite |
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| March 10, 2014 |
EXHIBIT 10.6 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the “Borrower”), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the “Lender”) is entered into as |
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| March 10, 2014 |
EXHIBIT 4.3 AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF PREFERENCES AND RIGHTS OF SERIES C CONVERTIBLE PREFERRED STOCK OF INVISA, INC. a Nevada corporation The undersigned, Edmund C. King, certifies that: 1. He is the President and Chief Executive Officer of Invisa, Inc., a corporation organized and existing under the Corporation Code of the State of Nevada (the “CORPORATION”). 2. Pursuant |
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| March 10, 2014 |
EXHIBIT 10.1 AGREEMENT THIS AGREEMENT is made and entered into by and between Invisa, Inc. (“Invisa”) and Centurian Investors, Inc. (“Lender”) as of this 7th day of March, 2014 for good and valuable consideration in hand received including but not limited to the promises and covenants contained herein. WITNESSETH: WHEREAS, Invisa is engaged in the business of manufacturing and marketing safety sen |
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| March 10, 2014 |
EXHIBIT 4.2 SECOND AMENDED AND RESTATED CERTIFICATE OF DESIGNATIONS OF PREFERENCES AND RIGHTS OF SERIES B CONVERTIBLE PREFERRED STOCK OF INVISA, INC. a Nevada corporation The undersigned, Edmund C. King, certifies that: 1. He is the President and Chief Executive Officer of Invisa, Inc., a corporation organized and existing under the Corporation Code of the State of Nevada (the "CORPORATION"). 2. P |
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| March 10, 2014 |
EXHIBIT 10.3 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the “Borrower”), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the “Lender”) is entered into as |
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| March 10, 2014 |
EXHIBIT 10.5 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the “Borrower”), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the “Lender”) is entered into as |
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| March 10, 2014 |
EXHIBIT 10.4 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the “Borrower”), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the “Lender”) is entered into as |
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| March 10, 2014 |
EXHIBIT 10.7 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the “Borrower”), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the “Lender”) is entered into as |
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| March 10, 2014 |
EXHIBIT 10.8 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the “Borrower”), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the “Lender”) is entered into as |
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| January 15, 2014 |
SENIOR SECURED PROMISSORY NOTE EXHIBIT 10.94 SENIOR SECURED PROMISSORY NOTE $ 232,109.00 December 31st, 2013 Sarasota, Florida FOR VALUE RECEIVED, the undersigned, INVISA, INC., a Nevada corporation (“Borrower”) having an address at 1800 Second Street, Suite 965 Sarasota, Florida, 34236 promises to pay to the order of Centurian Investors, Inc, a Delaware corporation (“Lender”), having an office at 1800 Second Street, Suite 970 |
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| January 15, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the fiscal year ended: December 31, 2013 ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission File Number) Invisa, |
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| November 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |
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| July 29, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-5 |
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| May 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000- |
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| February 21, 2013 |
EXHIBIT 10.93 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the ?Borrower?), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the ?Lender?) is entered into a |
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| February 21, 2013 |
EXHIBIT 10.92 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the “Borrower”), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the “Lender”) is entered into a |
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| February 21, 2013 |
EXHIBIT 10.91 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the ?Borrower?), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the ?Lender?) is entered into a |
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| February 21, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K þ Annual Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the fiscal year ended: December 31, 2012 ¨ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission File Number) Invisa, |
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| February 21, 2013 |
EXHIBIT 10.88 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the ?Borrower?), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the ?Lender?) is entered into a |
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| February 21, 2013 |
EXHIBIT 10.90 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the ?Borrower?), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the ?Lender?) is entered into a |
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| February 21, 2013 |
EXHIBIT 10.89 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the “Borrower”), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the “Lender”) is entered into a |
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| February 21, 2013 |
EXHIBIT 10.87 SENIOR SECURED PROMISSORY NOTE $ 225,000.00 December 31st, 2012 Sarasota, Florida FOR VALUE RECEIVED, the undersigned, INVISA, INC., a Nevada corporation (“Borrower”) having an address at 1800 Second Street, Suite 965 Sarasota, Florida, 34236 promises to pay to the order of Centurian Investors, Inc, a Delaware corporation (“Lender”), having an office at 1800 Second Street, Suite 970 |
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| November 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2012 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: |
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| August 24, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2012 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbers 00 |
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| August 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2012 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbers 000-50081 INVISA, INC. |
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| May 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbers 000-50081 INVISA, INC |
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| March 30, 2012 |
Exhibit 10.83 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the “Borrower”), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the “Lender”) is entered into a |
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| March 30, 2012 |
Exhibit 10.86 SENIOR SECURED LINE OF CREDIT PROMISSORY NOTE $ 200,000.00 December 31st, 2011 Sarasota, Florida FOR VALUE RECEIVED, the undersigned, INVISA, INC., a Nevada corporation (“Borrower”) having an address at 1800 Second Street, Suite 965 Sarasota, Florida, 34236 promises to pay to the order of Centurian Investors, Inc, a Delaware corporation (“Lender”), having an office at 1800 Second Str |
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| March 30, 2012 |
United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-K United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-K x Annual Report pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934: For the fiscal year ended: December 31, 2011 o Transition report pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission File Number) Invisa, Inc. (Exact name o |
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| March 30, 2012 |
Exhibit 10.82 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the “Borrower”), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the “Lender”) is entered into a |
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| March 30, 2012 |
Exhibit 10.85 SENIOR SECURED PROMISSORY NOTE $ 225,000.00 December 31st, 2011 Sarasota, Florida FOR VALUE RECEIVED, the undersigned, INVISA, INC., a Nevada corporation (“Borrower”) having an address at 1800 Second Street, Suite 965 Sarasota, Florida, 34236 promises to pay to the order of Centurian Investors, Inc, a Delaware corporation (“Lender”), having an office at 1800 Second Street, Suite 970 |
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| March 30, 2012 |
Exhibit 10.84 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the “Borrower”), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the “Lender”) is entered into a |
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| March 30, 2012 |
Exhibit 10.81 NOTE EXTENSION AGREEMENT This Note Extension Agreement (this "Extension Agreement"), by and between Invisa, Inc., a Nevada corporation, having a business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (the “Borrower”), and Centurian Investors, Inc., a Delaware corporation, having an address at 1800 2nd Street Suite 970, Sarasota, Florida 34236 (the “Lender”) is entered into a |
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| December 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Invisa, Inc. (Name of Issuer) Common Stock, Par Value $0.001 per share (Title of Class of Securities) 461993909 (CUSIP Number) Howard R. Curd 1800 Second Street, Suite 970 Sarasota, FL 34236 (941) 906-8580 (Name, Address and Telephone Number of Person Authorized to Receive |
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| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended September 30, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbers 000-50081 INVISA, |
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| August 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended June 30, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbers 000-50081 INVISA, INC. |
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| July 14, 2011 |
begin 644 filename1.pdf M)5!$1BTQ+C4-)>+CS],-"C$P(#`@;V)J#3P\+TQI;F5AF4@,S$O5'EP92]84F5F+U=;,2`R(#%=/CYS=')E86T-"FC>8F)D$&!@ M8F!*`!(,?D""L1%(,)\`$JQ=0(*[!<0-@1'6IX#$RK<,3(P,,T$Z&!B)(?XS M'O\!$&``[M0*`0T*96YD#]4R[4+ M4*UM8.T,S\(A?$89@``#`$P[".(-"F5N9'-T7!E+T-A=&%L;V<^/@UE;F1O8FH-,3(@,"!O8FH-/#PO0V]N=&5N M=',@,30@,"!2+T-R;W!";WA;,"`P(#8Q,B`W.3)=+TUE9&EA0F]X6S`@,"`V M,3(@-SDR72]087)E;G0@."`P(%(O4F5S |
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| July 5, 2011 |
United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-K/A (Amendment No. 1) x Annual Report pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934: For the fiscal year ended: December 31, 2010 o Transition report pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission File Number) Invisa |
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| July 5, 2011 |
Invisa, Inc. PO Box 49376 Sarasota, FL 34230 (941) 870-3950 – Office (941) 870-3945 - Facsimile July 5, 2011 Via EDGAR Ms. Julie Sherman Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D. C. 20549 Dear Ms Sherman: Re: Invisa, inc. (the “Company”) Form 10-K Filed March 14, 2011 File No. 000-50081 I am Chief Executive Officer of the Com |
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| June 14, 2011 |
begin 644 filename1.pdf M)5!$1BTQ+C4-)>+CS],-"C(W(#`@;V)J#3P\+TQI;F5A<`B6X`TT^G-:EFYQQH*TB,B3:.94@'RP#5 M[/\*I!F!N`N(^1@8SI^!\!D5`0(,`!^R%C8-"F5N9'-T7!E+T-A=&%L;V<^/@UE;F1O8FH-,CD@,"!O8FH- M/#PO0V]N=&5N='-;,S$@,"!2(#,R(#`@4B`S,R`P(%(@,S0@,"!2(#,U(#`@ M4B`S-B`P(%(@,S<@,"!2(#,X(#`@4ETO0W)O<$)O>%LP(#`@-C$R(#7!E+U!A9V4^/@UE;F1O8FH-,S`@,"!O8FH- M/#PO1FEL=&5R+T9L871E1&5C;V1E+T9I7!E+T]B:E-T;3X^X/;#8CF,[4 |
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| June 7, 2011 |
Invisa, Inc. PO Box 49376 Sarasota, FL 34230 (941) 870-3950 ? Office (941) 870-3945 - Facsimile June 7, 2011 Via EDGAR Ms. Julie Sherman Division of Corporation Finance United States Securities and Exchange Commission 100 F Street, N.E. Washington, D. C. 20549 Dear Ms. Sherman: Re: Invisa, inc. (the ?Company?) Form 10-K Filed March 14, 2011 File No. 000-50081 I am Chief Executive Officer of the Co |
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| May 31, 2011 |
begin 644 filename1.pdf M)5!$1BTQ+C4-)>+CS],-"C,U(#`@;V)J#3P\+TQI;F5A8F!@8&9@8-(%D:P3&/@8$(`/*,8"A!Q/&(Z]^"*HT,"@=8'QXIW5 MLJ7!E+T-A=&%L;V<^/@UE;F1O8FH- M,S<@,"!O8FH-/#PO0V]N=&5N='-;,SD@,"!2(#0P(#`@4B`T,2`P(%(@-#(@ M,"!2(#0S(#`@4B`T-"`P(%(@-#4@,"!2(#0V(#`@4ETO0W)O<$)O>%LP(#`@ M-C$R(#7!E+U!A9V4^/@UE;F1O8FH- M,S@@,"!O8FH-/#PO1FEL=&5R+T9L871E1&5C;V1E+T9I7!E+T]B:E-T;3X^V"Q'<=QI`H)VM%-6CO4H'52Q4-&/8@$" |
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| May 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. For the quarterly period ended March 31, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbers 000-50081 INVISA, INC |
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| May 2, 2011 |
INVISA ANNOUNCES NEW OFFICERS TO LEAD GROWTH INITIATIVE Exhibit 10.80 INVISA ANNOUNCES NEW OFFICERS TO LEAD GROWTH INITIATIVE Sarasota, FL: April 19, 2011 Invisa, Inc. (OTC.BB:INSA), announced today that Mr. John F. Zappala has been named President and that Mr. Edmund C. King has been promoted to Chief Executive Officer. Additionally, Ms. Elizabeth Henson was named Vice President of Operations. Mr. Zappala brings significant senior officer experience t |
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| May 2, 2011 |
Exhibit 10.79 CONSULTING AGREEMENT This Consulting Agreement (this “Agreement”), effective April 18, 2001, is made by and between INVISA, INC., a Nevada Corporation having a place of business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (together with its affiliates and subsidiaries, the “Company”), and John F. Zappala, an individual having an address at 17 Fells Drive, Amherst, New Hamp |
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| May 2, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 19, 2011 INVISA, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction of Incorporation) (Comm |
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| April 22, 2011 |
Exhibit 10.78 CONSULTING AGREEMENT This Consulting Agreement (this “Agreement”), effective April 18, 2001, is made by and between INVISA, INC., a Nevada Corporation having a place of business at 1800 2nd Street, Suite 965, Sarasota, Florida 34236 (together with its affiliates and subsidiaries, the “Company”), and John F. Zappala, an individual having an address at 17 Fells Drive, Amherst, New Hamp |
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| April 22, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 19, 2011 INVISA, INC. (Exact name of registrant as specified in its charter) Nevada 000-50081 65-1005398 (State or other jurisdiction of Incorporation) (Commission File Number) |
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| March 14, 2011 |
United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-K United States Securities and Exchange Commission Washington, D.C. 20549 Form 10-K x Annual Report pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934: For the fiscal year ended: December 31, 2010 o Transition report pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934: For the transition period from: 000-50081 (Commission File Number) Invisa, Inc. (Exact name o |
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| January 14, 2011 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2011 INVISA, INC. (Exact name of registrant as specified in its charter) Nevada (State or Other Jurisdiction of Incorporation or Organization) 000-50081 (Commission File N |
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| January 14, 2011 |
INVISA Announces Approval for Reverse Stock Split Exhibit 99.1 INVISA Announces Approval for Reverse Stock Split SARASOTA, Fla., December 22, 2010 - INVISA Inc. (OTCBB:INSA) announced today that in an effort to attract potential investors and potential business combination opportunities, the Company has implemented a reverse split of the Company’s outstanding capital stock on a 5 for 1 basis. When the split is effective each outstanding share of |
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| January 14, 2011 |
Exhibit 10.66 STATE OF NEVADA ROSS MILLER Secretary of State SCOTT W. ANDERSON Deputy Secretary for Commercial Recordings OFFICE OF THE SECRETARY OF STATE Certified Copy January 10, 2011 Job Number: C20110110-0645 Reference Number: Expedite: Through Date: The undersigned filing officer hereby certifies that the attached copies are true and exact copies of all requested statements and related subse |
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| December 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary Information Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14A-6(e)(2)) x Definitive Information Statement INVISA, Inc. (Name of Registrant as |
