AQ / Aquantia Corp. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Aquantia Corp.
US ˙ NYSE
ESTE SÍMBOLO NÃO ESTÁ MAIS ATIVO

Ações de Insider16,419,102 shares
Pontuação de Sentimento de Insider

A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.

É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com a maior acumulação de insiders.

Veja as Ações de Maior Classificação
Pontuação de Sentimento dos Oficiais

A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.

Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.

Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com maior sentimento dos insiders.

Veja as Ações de Maior Classificação
Principais Métricas de Insider

Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.

Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).

Número Líquido de Insiders Comprando (Classificação)

N/A

Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).

Percentual do Float Comprado por Insiders (Classificação)

N/A

Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.

Gráfico de Negociação de Insider

Aquantia Corp. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.

Roster de Insider e Métricas de Lucratividade

Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.

See our leaderboard of most profitable insider traders.

Insider Lucro Médio (%) Ações
Possuídas		 Ajuste
de Divisão

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Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em AQ / Aquantia Corp.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custo Dias até
Máx		 Preço em
Máx		 Lucro
Máximo ($)		 Retorno Máximo (%)
Não há negociações de mercado aberto não planejadas conhecidas para este insider

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

AQ / Aquantia Corp. Insider Trades
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo

Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em AQ / Aquantia Corp.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custo Dias até
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2018-08-20 Pelowski Ken 13,103 12.1978 13,103 12.1978 159,828 199
2018-08-20 Pelowski Ken 13,103 12.1978 13,103 12.1978 159,828
2018-08-17 Pelowski Ken 6,608 12.1785 6,608 12.1785 80,476
2018-08-17 Pelowski Ken 6,608 12.1785 6,608 12.1785 80,476
2018-03-28 Pelowski Ken 16,865 16.6000 16,865 16.6000 279,959
2018-03-09 Pelowski Ken 17,362 15.5500 17,362 15.5500 269,979

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

AQ / Aquantia Corp. Insider Trades
Histórico de Transações

Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.

Arquivo
Data		 Data da
Operação		 Formulário Insider Ticker Título de Segurança Código 10b5-1 Direto Preço de Exercício
Preço Unitário		 Preço por
Unidade		 Unidades
Alteradas		 Valor
Alterado (1K)		 Opções
Restantes		 Ações
Restantes
2019-08-14 3/A PARVARANDEH PIROOZ AQ Common stock D 4,000
2019-08-14 2019-08-13 4 PARVARANDEH PIROOZ AQ Common stock D - Sale to Issuer D 13.1500 -23,125 -304 155,463
2019-06-28 2019-06-27 4 Swahn Anders AQ Stock option (right to buy) J - Other D 4.40 4.4000 -4,000 -18 19,000
2019-06-28 2019-06-27 4 Swahn Anders AQ Stock option (right to buy) J - Other D 2.60 2.6000 -2,500 -6 23,000
2019-06-28 2019-06-27 4 Swahn Anders AQ Stock option (right to buy) J - Other D 2.60 2.6000 -2,500 -6 23,000
2019-06-28 2019-06-27 4 Swahn Anders AQ Stock option (right to buy) J - Other D 2.00 2.0000 -2,500 -5 25,500
2019-06-28 2019-06-27 4 Swahn Anders AQ Stock option (right to buy) J - Other D 2.30 2.3000 -2,500 -6 30,500
2019-06-28 2019-06-27 4 Swahn Anders AQ Stock option (right to buy) J - Other D 2.30 2.3000 -2,500 -6 30,500
2019-06-28 2019-06-27 4 Swahn Anders AQ Stock option (right to buy) J - Other D 1.10 1.1000 -2,500 -3 35,500
2019-06-21 2019-06-19 4 RIBAR GEOFFREY G AQ Common Stock A - Award D 4,594 13,122
2019-06-21 2019-06-19 4 Straub Maximiliane C AQ Common Stock A - Award D 4,594 4,594
2019-06-21 2019-06-19 4 SRINIVASAN SAM AQ Common Stock A - Award D 4,594 198,896
2019-06-21 2019-06-19 4 Akhanov Dmitry AQ Common Stock A - Award D 4,594 19,622
2019-06-21 2019-06-19 4 BASTANI BAMI AQ Common Stock A - Award D 4,594 22,017
2019-06-21 2019-06-19 4 Swahn Anders AQ Common Stock A - Award D 4,594 9,775
2019-04-19 2019-04-17 4 AALAEI FARAJ By: Lindenwood Trust dated 8/13/2014 AQ Common stock D - Sale to Issuer I 10.0000 -100 -1 1,197,860
2019-04-02 2019-04-01 4 VOLL MARK AQ Common stock F - Taxes D 9.0597 -3,802 -34 160,464
2019-04-02 2019-04-01 4 AALAEI FARAJ AQ Common stock F - Taxes D 9.0597 -16,481 -149 373,519
2019-03-12 2019-03-08 4 AALAEI FARAJ AQ Common stock A - Award D 200,000 390,000
2019-02-26 2019-02-22 4 QUARLES DAVID A AQ Common Stock A - Award D 25,000 100,000
2019-02-26 2019-02-22 4 PARVARANDEH PIROOZ AQ Common stock A - Award D 91,463 174,588
2019-02-26 2019-02-22 4 VOLL MARK AQ Common stock A - Award D 73,171 164,266
2019-02-21 2019-02-19 4 Swahn Anders AQ Common Stock D - Sale to Issuer D 8.2700 -3,347 -28 5,181
2019-01-16 2019-01-15 4 PARVARANDEH PIROOZ AQ Common stock F - Taxes D 8.0670 -12,875 -104 83,125
2018-11-14 2018-11-12 4 Swahn Anders AQ Stock Option (right to buy) M - Exercise D 2.10 -5,000 38,000
2018-11-14 2018-11-12 4 Swahn Anders AQ Common Stock D - Sale to Issuer D 10.0001 -5,000 -50 8,528
2018-11-14 2018-11-12 4 Swahn Anders AQ Common Stock M - Exercise D 2.1000 5,000 10 13,528
2018-11-06 2018-11-05 4 VOLL MARK AQ Stock option (right to buy) M - Exercise D 7.10 7.1000 -1,467 -10 23,544
2018-11-06 2018-11-05 4 VOLL MARK AQ Common stock M - Exercise D 7.1000 1,467 10 46,595
2018-11-05 2018-11-01 4 AALAEI FARAJ By: Lindenwood Trust dated 8/13/2014 AQ Common stock D - Sale to Issuer I 10.0157 -15,000 -150 1,068,460
2018-10-25 2018-10-24 4 QUARLES DAVID A AQ Restricted Stock Units A - Award D 75,000 75,000
2018-10-02 2018-10-01 4 AALAEI FARAJ By: Lindenwood Trust dated 8/13/2014 AQ Common stock D - Sale to Issuer I 12.5911 -15,000 -189 1,218,460
2018-09-28 2018-09-13 4 Pelowski Ken AQ Common Stock Warrant (Right to Buy) S - Sale I 14.31 0.9373 -64,012 -60 0
2018-09-25 2018-09-24 4 TAN LIP BU AQ Common Stock D - Sale to Issuer I 12.8399 -20,000 -257 2,680,632
2018-09-14 2018-08-20 4/A Pelowski Ken See Footnotes AQ Common Stock S - Sale I 12.1978 -13,103 -160 164,646
2018-09-14 2018-08-17 4/A Pelowski Ken See Footnotes AQ Common Stock S - Sale I 12.1785 -6,608 -80 177,749
2018-09-14 2018-09-12 4 Pelowski Ken See Footnotes AQ Common Stock S - Sale I 12.7000 -10,221 -130 154,425
2018-09-04 2018-08-31 4 AALAEI FARAJ By: Lindenwood Trust dated 8/13/2014 AQ Common stock D - Sale to Issuer I 12.4802 -15,000 -187 1,233,460
2018-08-31 2018-08-30 4 TAN LIP BU AQ Common Stock D - Sale to Issuer I 12.4477 -20,000 -249 2,700,632
2018-08-30 2018-08-29 4 BASTANI BAMI AQ Common Stock D - Sale to Issuer D 12.8329 -1,105 -14 17,423
2018-08-22 2018-07-30 4 Pelowski Ken AQ Common Stock Warrant (Right to Buy) M - Exercise I 9.28 -64,655 0
2018-08-22 2018-07-30 4 Pelowski Ken AQ Common Stock F - Taxes I 13.3500 -44,944 -600 309,316
2018-08-22 2018-07-30 4 Pelowski Ken AQ Common Stock M - Exercise I 9.2800 64,655 600 354,260
2018-08-22 2018-08-20 4 Pelowski Ken See Footnotes AQ Common Stock S - Sale I 12.1978 -13,103 -160 163,223
2018-08-22 2018-08-17 4 Pelowski Ken See Footnotes AQ Common Stock S - Sale I 12.1785 -6,608 -80 176,326
2018-08-01 2018-07-31 4 AALAEI FARAJ By: Lindenwood Trust dated 8/13/2014 AQ Common stock D - Sale to Issuer I 12.7509 -15,000 -191 1,248,460
2018-07-03 2018-07-02 4 AALAEI FARAJ By: Lindenwood Trust dated 8/13/2014 AQ Common stock D - Sale to Issuer I 11.6370 -15,000 -175 1,263,460
2018-07-02 2018-06-29 4 Pelowski Ken AQ Common Stock A - Award D 5,181 8,528
2018-07-02 2018-06-29 4 Akhanov Dmitry AQ Common Stock A - Award D 5,181 15,028
2018-07-02 2018-06-29 4 BASTANI BAMI AQ Common Stock A - Award D 5,181 18,528
2018-07-02 2018-06-29 4 RIBAR GEOFFREY G AQ Common Stock A - Award D 5,181 8,528
2018-07-02 2018-06-29 4 SRINIVASAN SAM AQ Common Stock A - Award D 5,181 253,125
2018-07-02 2018-06-29 4 Swahn Anders AQ Common Stock A - Award D 5,181 8,528
2018-07-02 2018-06-29 4 TAN LIP BU AQ Common Stock A - Award D 5,181 18,528
2018-06-15 2018-06-13 4 AALAEI FARAJ By: Lindenwood Trust dated 8/13/2014 AQ Common stock D - Sale to Issuer I 11.7105 -15,000 -176 1,278,460
2018-06-15 2018-06-12 4 AALAEI FARAJ By: Lindenwood Trust dated 8/13/2014 AQ Common stock G - Gift I -8,461 1,293,460
2018-06-08 2018-06-07 4 VOLL MARK AQ Stock option (right to buy) M - Exercise D 7.10 7.1000 -4,988 -35 25,011
2018-06-08 2018-06-07 4 VOLL MARK AQ Common stock M - Exercise D 7.1000 4,988 35 45,128
2018-04-27 2018-04-25 4 VOLL MARK AQ Restricted Stock Units A - Award D 44,500 44,500
2018-04-27 2018-04-25 4 Dalmia Kamal AQ Restricted Stock Units A - Award D 60,000 60,000
2018-04-27 2018-04-25 4 AALAEI FARAJ AQ Restricted Stock Units A - Award D 190,000 190,000
2018-03-30 2018-03-28 4 Pelowski Ken See Footnotes AQ Common Stock Warrant (Right to Buy) C - Conversion I 6.66 -42,016 42,016
2018-03-30 2018-03-28 4 Pelowski Ken See Footnotes AQ Common Stock S - Sale I 16.6000 -16,865 -280 2,632,570
2018-03-30 2018-03-28 4 Pelowski Ken See Footnotes AQ Common Stock C - Conversion I 6.6600 42,016 280 2,649,435
2018-03-13 2018-03-09 4 Pelowski Ken AQ Common Stock Warrant (Right to Buy) C - Conversion I 6.66 -40,516 40,516
2018-03-13 2018-03-09 4 Pelowski Ken AQ Common Stock S - Sale I 15.5500 -17,362 -270 2,607,419
2018-03-13 2018-03-09 4 Pelowski Ken AQ Common Stock C - Conversion I 6.6600 40,516 270 2,624,781
2018-02-08 2018-02-06 4 PARVARANDEH PIROOZ AQ Common stock A - Award D 96,000 96,000
2017-12-08 2017-11-03 4 Akhanov Dmitry AQ Common stock A - Award D 9.0000 6,500 58 9,847
2017-12-08 2017-11-03 4 BASTANI BAMI AQ Common stock A - Award D 9.0000 10,000 90 13,347
2017-12-08 2017-11-03 4 TAN LIP BU AQ Common stock A - Award D 9.0000 10,000 90 13,347
2017-12-04 2017-11-30 4 TAN LIP BU AQ Common Stock A - Award D 3,347 3,347
2017-12-04 2017-11-30 4 Akhanov Dmitry AQ Common Stock A - Award D 3,347 3,347
2017-12-04 2017-11-30 4 BASTANI BAMI AQ Common Stock A - Award D 3,347 3,347
2017-12-04 2017-11-30 4 Pelowski Ken AQ Common Stock A - Award D 3,347 3,347
2017-12-04 2017-11-30 4 RIBAR GEOFFREY G AQ Common Stock A - Award D 3,347 3,347
2017-12-04 2017-11-30 4 SRINIVASAN SAM AQ Common Stock A - Award D 3,347 247,944
2017-12-04 2017-11-30 4 Swahn Anders AQ Common Stock A - Award D 3,347 3,347
2017-11-09 3/A AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Common Stock I 0
2017-11-09 3/A AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Common Stock I 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Common Stock Warrant (Right to Buy) C - Conversion I 14.31 64,012 64,012
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Common Stock Warrant (Right to Buy) C - Conversion I 9.28 64,655 64,655
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Common Stock Warrant (Right to Buy) C - Conversion I 6.66 42,016 42,016
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Common Stock Warrant (Right to Buy) C - Conversion I 6.66 40,516 40,516
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Common Stock Warrant (Right to Buy) C - Conversion I 21.50 3,197 3,197
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series G Preferred Warrant (Right to Buy) C - Conversion I 1.43 -640,129 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series F Preferred Warrant (Right to Buy) C - Conversion I 0.93 -646,551 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series D Preferred Warrant (Right to Buy) C - Conversion I 0.67 -420,168 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series D Preferred Warrant (Right to Buy) C - Conversion I 0.67 -405,164 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series B Preferred Warrant (Right to Buy) C - Conversion I 2.15 -31,973 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series G Preferred Stock C - Conversion I -918,594 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series F Preferred Stock C - Conversion I -538,787 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series E Preferred Stock C - Conversion I -3,944,552 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series D Preferred Stock C - Conversion I -15,455,494 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series B Preferred Stock C - Conversion I -4,650,563 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series A Preferred Stock C - Conversion I -334,998 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Common Stock C - Conversion I 2,584,265 2,584,265
2017-11-09 2017-11-07 4 RUSNANO AQ Series G Preferred Stock C - Conversion D -1,397,204 0
2017-11-09 2017-11-07 4 RUSNANO AQ Series F Preferred Stock C - Conversion D -26,939,655 0
2017-11-09 2017-11-07 4 RUSNANO AQ Common Stock C - Conversion D 2,833,685 2,833,685
2017-11-09 2017-11-07 4 Aquan LLC AQ Series G Preferred Stock C - Conversion D -1,083,940 0
2017-11-09 2017-11-07 4 Aquan LLC AQ Series F Preferred Stock C - Conversion D -1,726,430 0
2017-11-09 2017-11-07 4 Aquan LLC AQ Series E Preferred Stock C - Conversion D -4,048,979 0
2017-11-09 2017-11-07 4 Aquan LLC AQ Series D Preferred Stock C - Conversion D -14,124,453 0
2017-11-09 2017-11-07 4 Aquan LLC AQ Series B Preferred Stock C - Conversion D -2,432,686 0
2017-11-09 2017-11-07 4 Aquan LLC AQ Series A Preferred Stock C - Conversion D -5,611,057 0
2017-11-09 2017-11-07 4 Aquan LLC AQ Common Stock C - Conversion D 2,902,752 2,902,752
2017-11-09 2017-11-07 4 SRINIVASAN SAM AQ Series G Preferred Stock C - Conversion D -69,372 0
2017-11-09 2017-11-07 4 SRINIVASAN SAM AQ Series F Preferred Stock C - Conversion D -110,491 0
2017-11-09 2017-11-07 4 SRINIVASAN SAM AQ Series E Preferred Stock C - Conversion D -259,135 0
2017-11-09 2017-11-07 4 SRINIVASAN SAM AQ Series D Preferred Stock C - Conversion D -903,965 0
2017-11-09 2017-11-07 4 SRINIVASAN SAM AQ Series B Preferred Stock C - Conversion D -155,692 0
2017-11-09 2017-11-07 4 SRINIVASAN SAM AQ Series A Preferred Stock C - Conversion D -359,108 0
2017-11-09 2017-11-07 4 SRINIVASAN SAM AQ Common Stock C - Conversion D 185,774 185,774
2017-11-09 2017-11-07 4 Pelowski Ken AQ Common Stock Warrant (Right to Buy) C - Conversion I 14.31 64,012 64,012
2017-11-09 2017-11-07 4 Pelowski Ken AQ Common Stock Warrant (Right to Buy) C - Conversion I 9.28 64,655 64,655
2017-11-09 2017-11-07 4 Pelowski Ken AQ Common Stock Warrant (Right to Buy) C - Conversion I 6.66 42,016 42,016
2017-11-09 2017-11-07 4 Pelowski Ken AQ Common Stock Warrant (Right to Buy) C - Conversion I 6.66 40,516 40,516
2017-11-09 2017-11-07 4 Pelowski Ken AQ Common Stock Warrant (Right to Buy) C - Conversion I 21.50 3,197 3,197
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series G Preferred Warrant (Right to Buy) C - Conversion I 1.43 -640,129 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series F Preferred Warrant (Right to Buy) C - Conversion I 0.93 -646,551 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series D Preferred Warrant (Right to Buy) C - Conversion I 0.67 -420,168 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series D Preferred Warrant (Right to Buy) C - Conversion I 0.67 -405,164 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series B Preferred Warrant (Right to Buy) C - Conversion I 2.15 -31,973 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series G Preferred Stock C - Conversion I -918,594 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series F Preferred Stock C - Conversion I -538,787 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series E Preferred Stock C - Conversion I -3,944,552 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series D Preferred Stock C - Conversion I -15,455,494 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series B Preferred Stock C - Conversion I -4,650,563 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series A Preferred Stock C - Conversion I -334,998 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Common Stock C - Conversion I 2,584,265 2,584,265
2017-11-09 2017-11-07 4 VOLL MARK AQ Series G Preferred Stock C - Conversion D -6,504 0
2017-11-09 2017-11-07 4 VOLL MARK AQ Series F Preferred Stock C - Conversion D -10,359 0
2017-11-09 2017-11-07 4 VOLL MARK AQ Series E Preferred Stock C - Conversion D -24,294 0
2017-11-09 2017-11-07 4 VOLL MARK AQ Series D Preferred Stock C - Conversion D -84,747 0
2017-11-09 2017-11-07 4 VOLL MARK AQ Series B Preferred Stock C - Conversion D -14,596 0
2017-11-09 2017-11-07 4 VOLL MARK AQ Series A Preferred Stock C - Conversion D -33,666 0
2017-11-09 2017-11-07 4 VOLL MARK AQ Common Stock C - Conversion D 17,413 40,140
2017-11-09 2017-11-07 4 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Series G Preferred Stock C - Conversion I -6,503 0
2017-11-09 2017-11-07 4 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Series F Preferred Stock C - Conversion I -10,359 0
2017-11-09 2017-11-07 4 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Series E Preferred Stock C - Conversion I -24,294 0
2017-11-09 2017-11-07 4 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Series D Preferred Stock C - Conversion I -84,747 0
2017-11-09 2017-11-07 4 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Series B Preferred Stock C - Conversion I -14,596 0
2017-11-09 2017-11-07 4 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Series A Preferred Stock C - Conversion I -33,666 0
2017-11-09 2017-11-07 4 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Common Stock C - Conversion I 17,413 17,413
2017-11-09 2017-11-07 4 Global Foundries U.S. Inc. AQ Series H Preferred Stock C - Conversion D -23,728,204 0
2017-11-09 2017-11-07 4 Global Foundries U.S. Inc. AQ Series G Preferred Stock C - Conversion D -2,692,321 0
2017-11-09 2017-11-07 4 Global Foundries U.S. Inc. AQ Common Stock C - Conversion D 2,642,052 2,642,052
2017-11-09 2017-11-07 4 TAN LIP BU AQ Series H Preferred Stock C - Conversion I -3,493,011 0
2017-11-09 2017-11-07 4 TAN LIP BU AQ Series G Preferred Stock C - Conversion I -398,787 0
2017-11-09 2017-11-07 4 TAN LIP BU AQ Series F Preferred Stock C - Conversion I -549,005 0
2017-11-09 2017-11-07 4 TAN LIP BU AQ Series E Preferred Stock C - Conversion I -8,665,227 0
2017-11-09 2017-11-07 4 TAN LIP BU AQ Series D Preferred Stock C - Conversion I -6,742,484 0
2017-11-09 2017-11-07 4 TAN LIP BU AQ Series B Preferred Stock C - Conversion I -773,594 0
2017-11-09 2017-11-07 4 TAN LIP BU AQ Series A Preferred Stock C - Conversion I -1,784,317 0
2017-11-09 2017-11-07 4 TAN LIP BU AQ Common Stock C - Conversion I 2,240,632 2,720,632
2017-11-09 2017-11-07 4 Aquan LLC AQ Series G Preferred Stock C - Conversion D -1,083,940 0
2017-11-09 2017-11-07 4 Aquan LLC AQ Series F Preferred Stock C - Conversion D -1,726,430 0
2017-11-09 2017-11-07 4 Aquan LLC AQ Series E Preferred Stock C - Conversion D -4,048,979 0
2017-11-09 2017-11-07 4 Aquan LLC AQ Series D Preferred Stock C - Conversion D -14,124,453 0
2017-11-09 2017-11-07 4 Aquan LLC AQ Series B Preferred Stock C - Conversion D -2,432,686 0
2017-11-09 2017-11-07 4 Aquan LLC AQ Series A Preferred Stock C - Conversion D -5,611,057 0
2017-11-09 2017-11-07 4 Aquan LLC AQ Common Stock C - Conversion D 2,902,752 2,902,752
2017-11-09 2017-11-07 4 Global Foundries U.S. Inc. AQ Series H Preferred Stock C - Conversion D -23,728,204 0
2017-11-09 2017-11-07 4 Global Foundries U.S. Inc. AQ Series G Preferred Stock C - Conversion D -2,692,321 0
2017-11-09 2017-11-07 4 Global Foundries U.S. Inc. AQ Common Stock C - Conversion D 2,642,052 2,642,052
2017-11-09 2017-11-07 4 RUSNANO AQ Series G Preferred Stock C - Conversion D -1,397,204 0
2017-11-09 2017-11-07 4 RUSNANO AQ Series F Preferred Stock C - Conversion D -26,939,655 0
2017-11-09 2017-11-07 4 RUSNANO AQ Common Stock C - Conversion D 2,833,685 2,833,685
2017-11-09 2017-11-07 4 Pelowski Ken AQ Common Stock Warrant (Right to Buy) C - Conversion I 14.31 64,012 64,012
2017-11-09 2017-11-07 4 Pelowski Ken AQ Common Stock Warrant (Right to Buy) C - Conversion I 9.28 64,655 64,655
2017-11-09 2017-11-07 4 Pelowski Ken AQ Common Stock Warrant (Right to Buy) C - Conversion I 6.66 42,016 42,016
2017-11-09 2017-11-07 4 Pelowski Ken AQ Common Stock Warrant (Right to Buy) C - Conversion I 6.66 40,516 40,516
2017-11-09 2017-11-07 4 Pelowski Ken AQ Common Stock Warrant (Right to Buy) C - Conversion I 21.50 3,197 3,197
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series G Preferred Warrant (Right to Buy) C - Conversion I 1.43 -640,129 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series F Preferred Warrant (Right to Buy) C - Conversion I 0.93 -646,551 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series D Preferred Warrant (Right to Buy) C - Conversion I 0.67 -420,168 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series D Preferred Warrant (Right to Buy) C - Conversion I 0.67 -405,164 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series B Preferred Warrant (Right to Buy) C - Conversion I 2.15 -31,973 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series G Preferred Stock C - Conversion I -918,594 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series F Preferred Stock C - Conversion I -538,787 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series E Preferred Stock C - Conversion I -3,944,552 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series D Preferred Stock C - Conversion I -15,455,494 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series B Preferred Stock C - Conversion I -4,650,563 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Series A Preferred Stock C - Conversion I -334,998 0
2017-11-09 2017-11-07 4 Pelowski Ken AQ Common Stock C - Conversion I 2,584,265 2,584,265
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Common Stock Warrant (Right to Buy) C - Conversion I 14.31 64,012 64,012
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Common Stock Warrant (Right to Buy) C - Conversion I 9.28 64,655 64,655
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Common Stock Warrant (Right to Buy) C - Conversion I 6.66 42,016 42,016
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Common Stock Warrant (Right to Buy) C - Conversion I 6.66 40,516 40,516
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Common Stock Warrant (Right to Buy) C - Conversion I 21.50 3,197 3,197
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series G Preferred Warrant (Right to Buy) C - Conversion I 1.43 -640,129 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series F Preferred Warrant (Right to Buy) C - Conversion I 0.93 -646,551 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series D Preferred Warrant (Right to Buy) C - Conversion I 0.67 -420,168 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series D Preferred Warrant (Right to Buy) C - Conversion I 0.67 -405,164 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series B Preferred Warrant (Right to Buy) C - Conversion I 2.15 -31,973 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series G Preferred Stock C - Conversion I -918,594 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series F Preferred Stock C - Conversion I -538,787 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series E Preferred Stock C - Conversion I -3,944,552 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series D Preferred Stock C - Conversion I -15,455,494 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series B Preferred Stock C - Conversion I -4,650,563 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Series A Preferred Stock C - Conversion I -334,998 0
2017-11-09 2017-11-07 4 PINNACLE VENTURES EQUITY FUND I L P AQ Common Stock C - Conversion I 2,584,265 2,584,265
2017-11-09 2017-11-07 4 SRINIVASAN SAM AQ Series G Preferred Stock C - Conversion D -69,372 0
2017-11-09 2017-11-07 4 SRINIVASAN SAM AQ Series F Preferred Stock C - Conversion D -110,491 0
2017-11-09 2017-11-07 4 SRINIVASAN SAM AQ Series E Preferred Stock C - Conversion D -259,135 0
2017-11-09 2017-11-07 4 SRINIVASAN SAM AQ Series D Preferred Stock C - Conversion D -903,965 0
2017-11-09 2017-11-07 4 SRINIVASAN SAM AQ Series B Preferred Stock C - Conversion D -155,692 0
2017-11-09 2017-11-07 4 SRINIVASAN SAM AQ Series A Preferred Stock C - Conversion D -359,108 0
2017-11-09 2017-11-07 4 SRINIVASAN SAM AQ Common Stock C - Conversion D 185,774 185,774
2017-11-09 2017-11-07 4 TAN LIP BU AQ Series H Preferred Stock C - Conversion I -3,493,011 0
2017-11-09 2017-11-07 4 TAN LIP BU AQ Series G Preferred Stock C - Conversion I -398,787 0
2017-11-09 2017-11-07 4 TAN LIP BU AQ Series F Preferred Stock C - Conversion I -549,005 0
2017-11-09 2017-11-07 4 TAN LIP BU AQ Series E Preferred Stock C - Conversion I -8,665,227 0
2017-11-09 2017-11-07 4 TAN LIP BU AQ Series D Preferred Stock C - Conversion I -6,742,484 0
2017-11-09 2017-11-07 4 TAN LIP BU AQ Series B Preferred Stock C - Conversion I -773,594 0
2017-11-09 2017-11-07 4 TAN LIP BU AQ Series A Preferred Stock C - Conversion I -1,784,317 0
2017-11-09 2017-11-07 4 TAN LIP BU AQ Common Stock C - Conversion I 2,240,632 2,720,632
2017-11-09 2017-11-07 4 VOLL MARK AQ Series G Preferred Stock C - Conversion D -6,504 0
2017-11-09 2017-11-07 4 VOLL MARK AQ Series F Preferred Stock C - Conversion D -10,359 0
2017-11-09 2017-11-07 4 VOLL MARK AQ Series E Preferred Stock C - Conversion D -24,294 0
2017-11-09 2017-11-07 4 VOLL MARK AQ Series D Preferred Stock C - Conversion D -84,747 0
2017-11-09 2017-11-07 4 VOLL MARK AQ Series B Preferred Stock C - Conversion D -14,596 0
2017-11-09 2017-11-07 4 VOLL MARK AQ Series A Preferred Stock C - Conversion D -33,666 0
2017-11-09 2017-11-07 4 VOLL MARK AQ Common Stock C - Conversion D 17,413 40,140
2017-11-09 2017-11-07 4 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Series G Preferred Stock C - Conversion I -6,503 0
2017-11-09 2017-11-07 4 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Series F Preferred Stock C - Conversion I -10,359 0
2017-11-09 2017-11-07 4 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Series E Preferred Stock C - Conversion I -24,294 0
2017-11-09 2017-11-07 4 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Series D Preferred Stock C - Conversion I -84,747 0
2017-11-09 2017-11-07 4 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Series B Preferred Stock C - Conversion I -14,596 0
2017-11-09 2017-11-07 4 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Series A Preferred Stock C - Conversion I -33,666 0
2017-11-09 2017-11-07 4 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Common Stock C - Conversion I 17,413 17,413
2017-11-07 2017-11-07 4 CISCO SYSTEMS, INC. AQ Series H Convertible Preferred Stock C - Conversion D -265,064 0
2017-11-07 2017-11-07 4 CISCO SYSTEMS, INC. AQ Series G Convertible Preferred Stock C - Conversion I -217,490 0
2017-11-07 2017-11-07 4 CISCO SYSTEMS, INC. AQ Series F Convertible Preferred Stock C - Conversion I -538,793 0
2017-11-07 2017-11-07 4 CISCO SYSTEMS, INC. AQ Series E Convertible Preferred Stock C - Conversion I -931,914 0
2017-11-07 2017-11-07 4 CISCO SYSTEMS, INC. AQ Series D Convertible Preferred Stock C - Conversion I -1,873,110 0
2017-11-07 2017-11-07 4 CISCO SYSTEMS, INC. AQ Series B Convertible Preferred Stock C - Conversion I -465,056 0
2017-11-07 2017-11-07 4 CISCO SYSTEMS, INC. AQ Series A Convertible Preferred Stock C - Conversion I -2,436,351 0
2017-11-07 2017-11-07 4 CISCO SYSTEMS, INC. AQ Common Stock C - Conversion D 26,506 26,506
2017-11-07 2017-11-07 4 CISCO SYSTEMS, INC. AQ Common Stock C - Conversion I 21,749 21,749
2017-11-07 2017-11-07 4 CISCO SYSTEMS, INC. AQ Common Stock C - Conversion I 53,879 53,879
2017-11-07 2017-11-07 4 CISCO SYSTEMS, INC. AQ Common Stock C - Conversion I 93,191 93,191
2017-11-07 2017-11-07 4 CISCO SYSTEMS, INC. AQ Common Stock C - Conversion I 187,311 187,311
2017-11-07 2017-11-07 4 CISCO SYSTEMS, INC. AQ Common Stock C - Conversion I 46,505 46,505
2017-11-07 2017-11-07 4 CISCO SYSTEMS, INC. AQ Common Stock C - Conversion I 243,635 243,635
2017-11-02 3 VOLL MARK AQ Common Stock D 45,454
2017-11-02 3 VOLL MARK AQ Common Stock D 45,454
2017-11-02 3 TAN LIP BU AQ Common Stock I 960,000
2017-11-02 3 TAN LIP BU AQ Common Stock I 960,000
2017-11-02 3 Shirani Ramin AQ Common Stock D 935,860
2017-11-02 3 Shirani Ramin AQ Common Stock D 935,860
2017-11-02 3 AALAEI FARAJ By: Dena Aalaei 2007 Irrevocable Trust AQ Common Stock I 1,434,334
2017-11-02 3 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Common Stock I 1,401,747
2017-11-02 3 AALAEI FARAJ By: Dena Aalaei 2007 Irrevocable Trust AQ Common Stock I 1,434,334
2017-11-02 3 AALAEI FARAJ By: Dariush Aalaei AQ Common Stock I 1,389,334
2017-11-02 3 AALAEI FARAJ By: Ali A. Aalaei AQ Common Stock I 1,389,334
2017-11-02 3 AALAEI FARAJ By: Farajollah Aalaei 2000 Irrevocable Trust AQ Common Stock I 1,401,747
2017-11-02 3 AALAEI FARAJ By: Farajollah Aalaei Living Trust dated January 14, 2000 AQ Common Stock I 2,022,794
2017-11-02 3 AALAEI FARAJ By: Farajollah Aalaei Living Trust dated January 14, 2000 AQ Common Stock I 2,022,794
2017-11-02 3 AALAEI FARAJ By: Lindenwood Trust dated 8/13/2014 AQ Common Stock I 2,047,795
2017-11-02 3 AALAEI FARAJ By: Cyrus Akbarpour, as Custodian for Dena Aalaei AQ Common Stock I 1,389,334
2017-11-02 3 AALAEI FARAJ By: Dariush Aalaei AQ Common Stock I 1,389,334
2017-11-02 3 AALAEI FARAJ By: Ali A. Aalaei AQ Common Stock I 1,389,334
2017-11-02 3 AALAEI FARAJ By: Lindenwood Trust dated 8/13/2014 AQ Common Stock I 2,047,795
2017-11-02 3 AALAEI FARAJ By: Cyrus Akbarpour, as Custodian for Dena Aalaei AQ Common Stock I 1,389,334
2017-11-02 3 SRINIVASAN SAM By: The Srinivasan Family Trust dated 07/07/1992 AQ Common Stock I 117,646
2017-11-02 3 SRINIVASAN SAM By: The Srinivasan Family Trust dated 07/07/1992 AQ Common Stock I 117,646
2017-11-02 3 Dalmia Kamal AQ Common Stock D 353,332
2017-11-02 3 Dalmia Kamal AQ Common Stock D 353,332
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
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