ATHX / Athersys, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Athersys, Inc.
US ˙ OTCPK ˙ US04744L1061
ESTE SÍMBOLO NÃO ESTÁ MAIS ATIVO

Ações em Circulação 61,748,035 shares
Ações de Insider8,750,223 shares
Propriedade de Insider14.17 %
Pontuação de Sentimento de Insider

A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.

É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com a maior acumulação de insiders.

Veja as Ações de Maior Classificação
Pontuação de Sentimento dos Oficiais

A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.

Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.

Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com maior sentimento dos insiders.

Veja as Ações de Maior Classificação
Principais Métricas de Insider

Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.

Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).

Número Líquido de Insiders Comprando (Classificação)

N/A

Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).

Percentual do Float Comprado por Insiders (Classificação)

N/A

Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.

Gráfico de Negociação de Insider

Athersys, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.

Roster de Insider e Métricas de Lucratividade

Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.

See our leaderboard of most profitable insider traders.

Insider Lucro Médio (%) Ações
Possuídas		 Ajuste
de Divisão

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Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em ATHX / Athersys, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custo Dias até
Máx		 Preço em
Máx		 Lucro
Máximo ($)		 Retorno Máximo (%)
2022-11-22 Camardo Daniel A. 100,000 0.5496 100,000 0.5496 54,960 80 1.9000 135,040 245.71
2022-03-17 Camardo Daniel A. 132,800 0.7700 5,312 19.2500 102,256
2021-11-19 Kola Ismail 85,000 0.9612 3,400 24.0300 81,702
2021-11-17 Macleod ivor 15,000 1.1804 600 29.5100 17,706
2020-06-24 TRAUB KENNETH H 10,000 2.1900 400 54.7500 21,900
2020-06-24 TRAUB KENNETH H 20,000 2.2400 800 56.0000 44,800
2020-06-24 TRAUB KENNETH H 20,000 2.2100 800 55.2500 44,200
2020-06-23 TRAUB KENNETH H 20,000 2.2500 800 56.2500 45,000
2020-06-23 TRAUB KENNETH H 10,000 2.3800 400 59.5000 23,800

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

ATHX / Athersys, Inc. Insider Trades
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo

Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em ATHX / Athersys, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custo Dias até
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2018-06-19 Lehmann William JR 16,000 2.2441 640 56.1025 35,906 217 34.75 -13,665 -38.06
2014-08-18 Randall Lorin 15,000 1.5437 600 38.5925 23,156
2013-09-20 Harrington John J 30,000 1.8200 1,200 45.5000 54,600

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

ATHX / Athersys, Inc. Insider Trades
Histórico de Transações

Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.

Arquivo
Data		 Data da
Operação		 Formulário Insider Ticker Título de Segurança Código 10b5-1 Direto Preço de Exercício
Preço Unitário		 Preço por
Unidade		 Unidades
Alteradas		 Valor
Alterado (1K)		 Opções
Restantes		 Ações
Restantes
2023-12-21 2023-12-18 4 Hansen Maia ATHX Common Stock F - Taxes D 0.0250 -67 -0 70,010
2023-10-06 2023-10-04 4 Hansen Maia ATHX Common Stock F - Taxes D 0.4400 -23,149 -10 70,144
2023-10-06 2023-10-04 4 Camardo Daniel A. ATHX Common Stock F - Taxes D 0.4400 -19,993 -9 285,341
2023-09-19 2023-09-18 4 Hansen Maia ATHX Common Stock F - Taxes D 0.3000 -67 -0 77,170
2023-07-06 2023-07-05 4 Hansen Maia ATHX Common Stock F - Taxes D 0.9140 -7,026 -6 77,237
2023-07-06 2023-07-05 4 Camardo Daniel A. ATHX Common Stock F - Taxes D 0.9140 -19,993 -18 305,334
2023-06-21 2023-06-16 4 Hansen Maia ATHX Common Stock F - Taxes D 0.9300 -270 -0 84,263
2023-04-05 2023-04-04 4 Hansen Maia ATHX Common Stock F - Taxes D 1.0000 -7,366 -7 84,533
2023-04-05 2023-04-04 4 Camardo Daniel A. ATHX Common Stock F - Taxes D 1.0000 -19,993 -20 325,327
2023-01-11 2023-01-09 4 Kola Ismail ATHX Common Stock A - Award D 35,714 60,226
2023-01-11 2023-01-09 4 Wasman Jane ATHX Common Stock A - Award D 22,321 35,141
2023-01-11 2023-01-09 4 WYSZOMIERSKI JACK L ATHX Common Stock A - Award D 22,321 35,141
2023-01-11 2023-01-09 4 Nolan Joseph Patrick ATHX Common Stock A - Award D 21,951 21,951
2023-01-06 2023-01-04 4 Hansen Maia ATHX Common Stock F - Taxes D 0.8500 -8,253 -7 91,899
2023-01-06 2023-01-04 4 Camardo Daniel A. ATHX Common Stock F - Taxes D 0.8500 -23,484 -20 345,320
2022-12-21 2022-12-19 4 Hansen Maia ATHX Common Stock F - Taxes D 0.8100 -67 -0 7,559
2022-11-22 2022-11-22 4 Camardo Daniel A. ATHX Common Stock P - Purchase D 0.5496 100,000 55 368,804
2022-10-06 2022-10-04 4 Camardo Daniel A. ATHX Common Stock A - Award D 263,492 268,804
2022-10-06 2022-10-04 4 Hansen Maia ATHX Common Stock A - Award D 92,593 100,219
2022-09-21 2022-09-19 4 Hansen Maia ATHX Common Stock F - Taxes D 1.6100 -12 -0 7,626
2022-09-20 2022-09-16 4 WYSZOMIERSKI JACK L ATHX Common Stock A - Award D 12,820 12,820
2022-09-20 2022-09-16 4 TRAUB KENNETH H ATHX Common Stock A - Award D 12,820 22,223
2022-09-20 2022-09-16 4 Kola Ismail ATHX Common Stock A - Award D 20,512 24,512
2022-09-20 2022-09-16 4 Wasman Jane ATHX Common Stock A - Award D 12,820 12,820
2022-06-23 2022-06-17 4 Hansen Maia ATHX Common Stock A - Award D 33,333 190,958
2022-06-23 3 Hansen Maia By son ATHX Common Stock I 263
2022-06-23 3 Hansen Maia ATHX Common Stock D 157,625
2022-06-21 2022-06-17 4 Harrington John J ATHX Common Stock F - Taxes D 0.2800 -24,824 -7 679,237
2022-06-21 2022-06-17 4 Macleod ivor ATHX Common Stock F - Taxes D 0.2800 -624 -0 143,290
2022-03-18 2022-03-17 4 Harrington John J ATHX Common Stock F - Taxes D 0.8300 -13,893 -12 704,061
2022-03-18 2022-03-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 0.8300 -7,258 -6 466,531
2022-03-18 2022-03-17 4 Macleod ivor ATHX Common Stock F - Taxes D 0.8300 -1,292 -1 143,914
2022-03-17 2022-03-17 4 Camardo Daniel A. ATHX Common Stock P - Purchase D 0.7700 132,800 102 132,800
2022-02-14 2022-02-14 4 Camardo Daniel A. ATHX Stock Option (right to purchase) A - Award D 0.86 4,000,000 4,000,000
2021-12-17 2021-12-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.0000 -7,498 -7 473,789
2021-12-17 2021-12-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.0000 -13,006 -13 717,954
2021-12-17 2021-12-17 4 Macleod ivor ATHX Common Stock F - Taxes D 1.0000 -1,377 -1 145,206
2021-12-15 2021-12-15 4 Lehmann William JR ATHX Stock Option (right to purchase) M - Exercise D 1.28 -5,000 107,680
2021-12-15 2021-12-15 4 Lehmann William JR ATHX Common Stock M - Exercise D 1.2800 5,000 6 481,287
2021-11-19 2021-11-19 4 Kola Ismail ATHX Common Stock P - Purchase D 0.9612 85,000 82 100,000
2021-11-17 2021-11-17 4 Macleod ivor ATHX Common Stock P - Purchase D 1.1804 15,000 18 146,583
2021-10-28 2021-10-28 4 Lehmann William JR ATHX Stock Option (right to purchase) M - Exercise D 1.28 -5,000 112,680
2021-10-28 2021-10-28 4 Lehmann William JR ATHX Common Stock M - Exercise D 1.2800 5,000 6 476,287
2021-09-21 2021-09-20 4 Lehmann William JR ATHX Common Stock S - Sale D 1.4100 -30,000 -42 471,287
2021-09-21 2021-09-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.4700 -8,234 -12 501,287
2021-09-21 2021-09-17 4 Macleod ivor ATHX Common Stock F - Taxes D 1.4700 -1,750 -3 131,583
2021-09-17 2021-09-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.4700 -11,981 -18 730,960
2021-09-17 2021-09-16 4 Harrington John J ATHX Common Stock S - Sale D 1.4500 -5,000 -7 742,941
2021-09-17 2021-09-15 4 Harrington John J ATHX Common Stock S - Sale D 1.4600 -21,050 -31 747,941
2021-06-21 2021-06-18 4 Lehmann William JR ATHX Common Stock S - Sale D 1.5428 -30,000 -46 509,521
2021-06-21 2021-06-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.5500 -12,648 -20 539,521
2021-06-21 2021-06-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.5500 -15,970 -25 768,991
2021-06-15 2021-06-15 4 WYSZOMIERSKI JACK L ATHX NonQualified Stock Option (right to purchase) A - Award D 1.54 50,000 50,000
2021-06-15 2021-06-15 4 Kalin Katherine Bach ATHX NonQualified Stock Option (right to purchase) A - Award D 1.54 50,000 50,000
2021-06-15 2021-06-11 4 Lehmann William JR ATHX Stock Option (right to purchase) A - Award D 1.63 300,000 300,000
2021-06-15 2021-06-11 4 Lehmann William JR ATHX Common Stock A - Award D 133,333 552,169
2021-06-15 2021-06-15 4 Randall Lorin ATHX NonQualified Stock Option (right to purchase) A - Award D 1.54 50,000 50,000
2021-06-15 2021-06-15 4 Harrington John J ATHX Common Stock S - Sale D 1.5471 -20,767 -32 784,961
2021-06-15 2021-06-11 4 Harrington John J ATHX Stock Option (right to purchase) A - Award D 1.63 300,000 300,000
2021-06-15 2021-06-11 4 Harrington John J ATHX Common Stock A - Award D 133,333 805,728
2021-06-15 2021-06-15 4 Kola Ismail ATHX NonQualified Stock Option (right to purchase) A - Award D 1.54 50,000 50,000
2021-06-15 2021-06-11 4 Macleod ivor ATHX Stock Option (right to purchase) A - Award D 1.63 300,000 300,000
2021-06-15 2021-06-11 4 Macleod ivor ATHX Common Stock A - Award D 133,333 133,333
2021-06-15 2021-06-15 4 Wasman Jane ATHX NonQualified Stock Option (right to purchase) A - Award D 1.54 50,000 50,000
2021-06-15 2021-06-15 4 Shah Baiju R. ATHX NonQualified Stock Option (right to purchase) A - Award D 1.54 50,000 50,000
2021-06-08 2021-06-08 4 Harrington John J ATHX Common Stock S - Sale D 1.7543 -27,107 -48 672,395
2021-06-02 2021-06-01 4 Harrington John J ATHX Common Stock S - Sale D 1.7500 -200 -0 699,502
2021-06-02 2021-05-28 4 Harrington John J ATHX Common Stock S - Sale D 1.7533 -20,247 -35 699,702
2021-03-18 2021-03-18 4 Lehmann William JR ATHX Common Stock S - Sale D 1.9097 -25,000 -48 418,836
2021-03-18 2021-03-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.9500 -13,264 -26 443,836
2021-03-17 2021-03-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.9500 -15,846 -31 719,949
2021-03-17 2021-03-16 4 Harrington John J ATHX Common Stock S - Sale D 2.0149 -5,000 -10 735,795
2021-03-17 2021-03-15 4 Harrington John J ATHX Common Stock S - Sale D 1.9682 -5,000 -10 740,795
2021-03-17 2021-03-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.9500 -9,548 -19 413,692
2021-03-17 2021-03-16 4 Campbell Laura K ATHX Common Stock S - Sale D 1.9655 -10,000 -20 403,692
2021-03-12 2021-03-11 4 Kola Ismail ATHX NonQualified Stock Option (right to purchase) A - Award D 2.00 100,000 100,000
2021-03-02 2021-03-01 4 Campbell Laura K ATHX Employee Stock Option (right to purchase) A - Award D 2.17 100,000 100,000
2021-03-02 2021-03-01 4 Lehmann William JR ATHX Employee Stock Option (right to purchase) A - Award D 2.17 500,000 500,000
2021-03-02 2021-03-01 4 Harrington John J ATHX Employee Stock Option (right to purchase) A - Award D 2.17 750,000 750,000
2021-03-02 2021-03-01 4 Macleod ivor ATHX Employee Stock Option (right to purchase) A - Award D 2.17 250,000 250,000
2021-02-19 2021-02-17 4 TRAUB KENNETH H ATHX NonQualified Stock Option (right to purchase) A - Award D 2.53 100,000 100,000
2021-02-19 3 TRAUB KENNETH H ATHX Common Stock D 235,093
2020-12-18 2020-12-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.9800 -15,976 -32 745,795
2020-12-18 2020-12-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.9800 -26,650 -53 1,680,920
2020-12-18 2020-12-18 4 Lehmann William JR ATHX Common Stock S - Sale D 2.0212 -20,000 -40 457,100
2020-12-18 2020-12-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.9800 -13,425 -27 477,100
2020-12-17 2020-12-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.9800 -8,935 -18 423,240
2020-12-17 2020-12-15 4 Campbell Laura K ATHX Common Stock S - Sale D 1.9216 -10,000 -19 432,175
2020-11-17 2020-11-12 4 Kalin Katherine Bach ATHX NonQualified Stock Option (right to purchase) A - Award D 1.88 100,000 100,000
2020-11-16 2020-11-12 4 Shah Baiju R. ATHX NonQualified Stock Option (right to purchase) A - Award D 1.88 100,000 100,000
2020-11-16 2020-11-12 4 Wasman Jane ATHX NonQualified Stock Option (right to purchase) A - Award D 1.88 100,000 100,000
2020-09-18 2020-09-18 4 Lehmann William JR ATHX Common Stock S - Sale D 2.0382 -20,000 -41 490,525
2020-09-18 2020-09-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 2.0600 -13,528 -28 510,525
2020-09-18 2020-09-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 2.0600 -8,943 -18 442,175
2020-09-18 2020-09-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 2.0600 -26,656 -55 1,707,570
2020-09-17 2020-09-17 4 Harrington John J ATHX Common Stock F - Taxes D 2.0600 -15,947 -33 761,771
2020-09-17 2020-09-16 4 Harrington John J ATHX Common Stock S - Sale D 2.1522 -5,000 -11 777,718
2020-09-17 2020-09-15 4 Harrington John J ATHX Common Stock S - Sale D 2.2065 -5,000 -11 782,718
2020-06-24 2020-06-24 4 TRAUB KENNETH H ATHX Common Stock P - Purchase D 2.1900 10,000 22 235,093
2020-06-24 2020-06-24 4 TRAUB KENNETH H ATHX Common Stock P - Purchase D 2.2400 20,000 45 225,093
2020-06-24 2020-06-24 4 TRAUB KENNETH H ATHX Common Stock P - Purchase D 2.2100 20,000 44 205,093
2020-06-24 2020-06-23 4 TRAUB KENNETH H ATHX Common Stock P - Purchase D 2.3800 10,000 24 185,093
2020-06-24 2020-06-23 4 TRAUB KENNETH H ATHX Common Stock P - Purchase D 2.2500 20,000 45 175,093
2020-06-24 2020-06-23 4 TRAUB KENNETH H ATHX Common Stock P - Purchase D 2.3400 20,000 47 155,093
2020-06-24 2020-06-22 4 TRAUB KENNETH H ATHX Common Stock P - Purchase D 2.4500 20,000 49 135,093
2020-06-24 2020-06-22 4 TRAUB KENNETH H ATHX Common Stock P - Purchase D 2.3500 20,000 47 115,093
2020-06-19 2020-06-18 4 Randall Lorin ATHX NonQualified Stock Option (right to purchase) A - Award D 2.87 50,000 50,000
2020-06-18 2020-06-18 4 Kola Ismail ATHX NonQualified Stock Option (right to purchase) A - Award D 2.87 50,000 50,000
2020-06-18 2020-06-18 4 Babiss Lee ATHX NonQualified Stock Option (right to purchase) A - Award D 2.87 50,000 50,000
2020-06-18 2020-06-18 4 WYSZOMIERSKI JACK L ATHX NonQualified Stock Option (right to purchase) A - Award D 2.87 50,000 50,000
2020-06-18 2020-06-18 4 TRAUB KENNETH H ATHX NonQualified Stock Option (right to purchase) A - Award D 2.87 100,000 100,000
2020-06-18 2020-06-18 4 Lehmann William JR ATHX Stock Option (right to purchase) A - Award D 2.87 300,000 300,000
2020-06-18 2020-06-18 4 Lehmann William JR ATHX Common Stock S - Sale D 2.8588 -20,000 -57 524,053
2020-06-18 2020-06-18 4 Lehmann William JR ATHX Common Stock A - Award D 133,333 544,053
2020-06-18 2020-06-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 2.9400 -14,925 -44 410,720
2020-06-18 2020-06-18 4 Van Bokkelen Gil ATHX Stock Option (right to purchase) A - Award D 2.87 525,000 525,000
2020-06-18 2020-06-18 4 Van Bokkelen Gil ATHX Common Stock A - Award D 233,333 1,734,226
2020-06-18 2020-06-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 2.9400 -26,494 -78 1,500,893
2020-06-18 2020-06-18 4 Harrington John J ATHX Stock Option (right to purchase) A - Award D 2.87 300,000 300,000
2020-06-18 2020-06-18 4 Harrington John J ATHX Common Stock A - Award D 133,333 787,718
2020-06-18 2020-06-17 4 Harrington John J ATHX Common Stock F - Taxes D 2.9400 -16,397 -48 654,385
2020-06-18 2020-06-18 4 Campbell Laura K ATHX Stock Option (right to purchase) A - Award D 2.87 198,000 198,000
2020-06-18 2020-06-18 4 Campbell Laura K ATHX Common Stock A - Award D 88,000 451,118
2020-06-18 2020-06-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 2.9400 -8,510 -25 363,118
2020-06-18 3 TRAUB KENNETH H ATHX Common Stock D 190,186
2020-06-18 3 TRAUB KENNETH H ATHX Common Stock D 190,186
2020-06-18 3 TRAUB KENNETH H ATHX Common Stock D 190,186
2020-05-15 2020-05-15 4 Kagimoto Tadahisa Healios ATHX Common Stock J - Other I 1.7200 310,526 534 16,310,526
2020-05-15 2020-04-02 4 Kagimoto Tadahisa Healios ATHX Warrant (right to purchase) J - Other I 4,000,000 0
2020-05-15 2020-04-02 4 Kagimoto Tadahisa Healios ATHX Common Stock J - Other I 1.7600 4,000,000 7,040 16,000,000
2020-05-15 2018-03-13 4 Kagimoto Tadahisa Healios ATHX Common Stock J - Other I 1.7600 12,000,000 21,120 12,000,000
2020-04-02 2020-04-02 4 HEALIOS K.K. ATHX Warrant (right to purchase) J - Other D 4,000,000 0
2020-04-02 2020-04-02 4 HEALIOS K.K. ATHX Common Stock J - Other D 1.7600 4,000,000 7,040 16,000,000
2020-04-02 2018-03-13 4 HEALIOS K.K. ATHX Common Stock J - Other D 1.7600 12,000,000 21,120 12,000,000
2020-04-02 2020-04-02 4 Kagimoto Tadahisa Healios ATHX Warrant (right to purchase) J - Other I 4,000,000 0
2020-04-02 2020-04-02 4 Kagimoto Tadahisa Healios ATHX Common Stock J - Other I 1.7600 4,000,000 7,040 16,000,000
2020-04-02 2018-03-13 4 Kagimoto Tadahisa Healios ATHX Common Stock J - Other I 1.7600 12,000,000 21,120 12,000,000
2020-04-01 2020-04-01 4 Campbell Laura K ATHX Common Stock S - Sale D 4.2559 -43,081 -183 371,628
2020-04-01 2020-04-01 4 Campbell Laura K ATHX Common Stock S - Sale D 3.8111 -47,474 -181 414,709
2020-04-01 2020-04-01 4 Campbell Laura K ATHX Common Stock S - Sale D 3.4035 -47,339 -161 462,183
2020-04-01 2020-03-31 4 Campbell Laura K ATHX Common Stock S - Sale D 2.9011 -51,483 -149 509,522
2020-04-01 2020-03-30 4 Campbell Laura K ATHX Common Stock S - Sale D 2.4001 -44,929 -108 561,005
2020-03-18 2020-03-18 4 Lehmann William JR ATHX Common Stock S - Sale D 1.3893 -30,000 -42 425,645
2020-03-18 2020-03-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.4600 -13,991 -20 455,645
2020-03-18 2020-03-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.4600 -25,970 -38 1,527,387
2020-03-18 2020-03-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.4600 -9,305 -14 605,934
2020-03-18 2020-03-17 4 Harrington John J ATHX Common Stock S - Sale D 1.3171 -5,000 -7 688,220
2020-03-18 2020-03-16 4 Harrington John J ATHX Common Stock F - Taxes D 1.4600 -17,438 -25 670,782
2020-03-18 2020-03-16 4 Harrington John J ATHX Common Stock S - Sale D 1.2507 -5,000 -6 693,220
2020-02-03 2020-01-31 4 Macleod ivor ATHX Employee Stock Option (right to purchase) A - Award D 1.36 600,000 600,000
2019-12-18 2019-12-18 4 Lehmann William JR ATHX Common Stock S - Sale D 1.1734 -30,000 -35 469,636
2019-12-18 2019-12-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.1800 -12,560 -15 499,636
2019-12-18 2019-12-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.1800 -16,840 -20 698,220
2019-12-18 2019-12-17 4 Harrington John J ATHX Common Stock S - Sale D 1.2206 -5,000 -6 715,060
2019-12-18 2019-12-16 4 Harrington John J ATHX Common Stock S - Sale D 1.2369 -5,000 -6 720,060
2019-12-18 2019-12-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.1800 -8,299 -10 615,239
2019-12-18 2019-12-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.1800 -17,220 -20 1,553,357
2019-09-19 2019-09-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.4900 -8,117 -12 623,538
2019-09-19 2019-09-18 4 Lehmann William JR ATHX Common Stock S - Sale D 1.4420 -30,000 -43 512,196
2019-09-19 2019-09-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.4900 -12,756 -19 542,196
2019-09-19 2019-09-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.4900 -25,372 -38 1,570,577
2019-09-19 2019-09-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.4900 -16,066 -24 725,060
2019-08-14 2019-08-12 4 Van Bokkelen Gil ATHX Employee Stock Option (right to purchase) M - Exercise D 1.28 -20,000 180,752
2019-08-14 2019-08-12 4 Van Bokkelen Gil ATHX Common Stock M - Exercise D 1.2800 20,000 26 1,595,949
2019-06-18 2019-06-18 4 Lehmann William JR ATHX Common Stock S - Sale D 1.8045 -20,000 -36 554,952
2019-06-18 2019-06-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.8300 -9,311 -17 574,952
2019-06-18 2019-06-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.8300 -4,964 -9 631,655
2019-06-18 2019-06-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.8300 -9,052 -17 741,126
2019-06-18 2019-06-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.8300 -13,965 -26 1,575,949
2019-06-14 2019-06-12 4 Van Bokkelen Gil ATHX Stock Option (right to purchase) A - Award D 1.55 587,280 587,280
2019-06-14 2019-06-12 4 Van Bokkelen Gil ATHX Common Stock A - Award D 261,008 1,589,914
2019-06-14 2019-06-12 4 Babiss Lee ATHX NonQualified Stock Option (right to purchase) A - Award D 1.55 50,000 50,000
2019-06-14 2019-06-12 4 Kola Ismail ATHX NonQualified Stock Option (right to purchase) A - Award D 1.55 50,000 50,000
2019-06-14 2019-06-12 4 Randall Lorin ATHX NonQualified Stock Option (right to purchase) A - Award D 1.55 50,000 50,000
2019-06-14 2019-06-12 4 WYSZOMIERSKI JACK L ATHX NonQualified Stock Option (right to purchase) A - Award D 1.55 50,000 50,000
2019-06-14 2019-06-12 4 Campbell Laura K ATHX Stock Option (right to purchase) A - Award D 1.55 195,776 195,776
2019-06-14 2019-06-12 4 Campbell Laura K ATHX Common Stock A - Award D 87,008 636,619
2019-06-14 2019-06-12 4 Harrington John J ATHX Stock Option (right to purchase) A - Award D 1.55 293,648 293,648
2019-06-14 2019-06-12 4 Harrington John J ATHX Common Stock A - Award D 130,512 750,178
2019-06-14 2019-06-12 4 Lehmann William JR ATHX Stock Option (right to purchase) A - Award D 1.55 293,648 293,648
2019-06-14 2019-06-12 4 Lehmann William JR ATHX Common Stock A - Award D 130,512 584,263
2019-03-18 2019-03-18 4 Lehmann William JR ATHX Common Stock S - Sale D 1.5298 -15,000 -23 453,751
2019-03-18 2019-03-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.5100 -9,311 -14 468,751
2019-03-18 2019-03-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.5100 -4,817 -7 549,611
2019-03-18 2019-03-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.5100 -9,052 -14 619,666
2019-03-18 2019-03-15 4 Harrington John J ATHX Common Stock S - Sale D 1.5400 -7,500 -12 628,718
2019-03-18 2019-03-14 4 Harrington John J ATHX Common Stock S - Sale D 1.5650 -7,500 -12 636,218
2018-12-18 2018-12-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.7200 -13,965 -24 1,328,906
2018-12-18 2018-12-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.7200 -4,964 -9 554,428
2018-12-18 2018-12-18 4 Lehmann William JR ATHX Common Stock S - Sale D 1.7274 -15,000 -26 478,062
2018-12-18 2018-12-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.7200 -9,311 -16 493,062
2018-12-17 2018-12-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.7200 -9,052 -16 643,718
2018-12-17 2018-12-14 4 Harrington John J ATHX Common Stock S - Sale D 1.8617 -7,500 -14 652,770
2018-12-17 2018-12-13 4 Harrington John J ATHX Common Stock S - Sale D 2.0023 -7,500 -15 660,270
2018-09-18 2018-09-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.8800 -4,964 -9 559,392
2018-09-18 2018-09-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.8800 -13,965 -26 1,342,871
2018-09-18 2018-09-18 4 Lehmann William JR ATHX Common Stock S - Sale D 1.8800 -15,000 -28 502,373
2018-09-18 2018-09-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.8800 -9,311 -18 517,373
2018-09-17 2018-09-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.8800 -9,050 -17 667,770
2018-09-17 2018-09-14 4 Harrington John J ATHX Common Stock S - Sale D 1.9145 -7,500 -14 676,820
2018-09-17 2018-09-13 4 Harrington John J ATHX Common Stock S - Sale D 1.9131 -7,500 -14 684,320
2018-08-10 2018-08-10 4 Campbell Laura K ATHX Common Stock S - Sale D 2.0092 -25,068 -50 564,356
2018-08-10 2018-08-09 4 Campbell Laura K ATHX Common Stock S - Sale D 2.0000 -1,000 -2 589,424
2018-08-10 2018-08-08 4 Campbell Laura K ATHX Common Stock S - Sale D 2.0068 -2,800 -6 590,424
2018-08-03 2018-08-02 4 Campbell Laura K ATHX Common Stock S - Sale D 2.0052 -9,720 -19 593,224
2018-08-03 2018-08-01 4 Campbell Laura K ATHX Common Stock S - Sale D 2.0048 -4,700 -9 602,944
2018-07-02 3 HEALIOS K.K. ATHX Common Stock D 24,000,000
2018-07-02 3 HEALIOS K.K. ATHX Common Stock D 24,000,000
2018-07-02 3 HEALIOS K.K. ATHX Common Stock D 24,000,000
2018-07-02 3 Kagimoto Tadahisa HEALIOS K.K. ("Healios") ATHX Common Stock I 24,000,000
2018-07-02 3 Kagimoto Tadahisa HEALIOS K.K. ("Healios") ATHX Common Stock I 24,000,000
2018-07-02 3 Kagimoto Tadahisa HEALIOS K.K. ("Healios") ATHX Common Stock I 24,000,000
2018-06-20 2018-06-18 4 Randall Lorin ATHX NonQualified Stock Option (right to purchase) A - Award D 2.31 50,000 50,000
2018-06-19 2018-06-19 4 Lehmann William JR ATHX Common Stock S - Sale D 2.2441 -16,000 -36 526,684
2018-06-19 2018-06-19 4 Lehmann William JR ATHX Common Stock S - Sale D 2.2482 -14,000 -31 542,684
2018-06-19 2018-06-18 4 Lehmann William JR ATHX Incentive Stock Option (right to purchase) A - Award D 2.31 230,004 230,004
2018-06-19 2018-06-18 4 Lehmann William JR ATHX Common Stock A - Award D 96,600 556,684
2018-06-19 2018-06-15 4 Lehmann William JR ATHX Common Stock F - Taxes D 2.3200 -7,889 -18 460,084
2018-06-19 2018-06-18 4 Van Bokkelen Gil ATHX Incentive Stock Option (right to purchase) A - Award D 2.31 350,400 350,400
2018-06-19 2018-06-18 4 Van Bokkelen Gil ATHX Common Stock A - Award D 147,600 1,356,836
2018-06-19 2018-06-15 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 2.3200 -11,983 -28 1,209,236
2018-06-19 2018-06-18 4 WYSZOMIERSKI JACK L ATHX NonQualified Stock Option (right to purchase) A - Award D 2.31 50,000 50,000
2018-06-19 2018-06-18 4 Babiss Lee ATHX NonQualified Stock Option (right to purchase) A - Award D 2.31 50,000 50,000
2018-06-19 2018-06-18 4 Kola Ismail ATHX NonQualified Stock Option (right to purchase) A - Award D 2.31 50,000 50,000
2018-06-19 2018-06-18 4 Campbell Laura K ATHX Incentive Stock Option (right to purchase) A - Award D 2.31 120,000 120,000
2018-06-19 2018-06-18 4 Campbell Laura K ATHX Common Stock A - Award D 50,400 607,644
2018-06-19 2018-06-15 4 Campbell Laura K ATHX Common Stock F - Taxes D 2.3200 -4,565 -11 557,244
2018-06-18 2018-06-18 4 Harrington John J ATHX Incentive Stock Option (right to purchase) A - Award D 2.31 225,000 225,000
2018-06-18 2018-06-18 4 Harrington John J ATHX Common Stock A - Award D 94,500 691,820
2018-06-18 2018-06-15 4 Harrington John J ATHX Common Stock S - Sale D 2.2959 -7,500 -17 597,320
2018-06-18 2018-06-15 4 Harrington John J ATHX Common Stock F - Taxes D 2.3200 -7,683 -18 604,820
2018-06-18 2018-06-14 4 Harrington John J ATHX Common Stock S - Sale D 2.3058 -7,500 -17 612,503
2018-03-21 2018-03-20 4 Lehmann William JR ATHX Common Stock S - Sale D 1.8900 -14,000 -26 467,973
2018-03-21 2018-03-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.8600 -7,739 -14 481,973
2018-03-19 2018-03-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.8600 -5,055 -9 561,809
2018-03-19 2018-03-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.8600 -7,529 -14 620,003
2018-03-19 2018-03-16 4 Harrington John J ATHX Common Stock S - Sale D 1.8276 -7,500 -14 627,532
2018-03-19 2018-03-15 4 Harrington John J ATHX Common Stock S - Sale D 1.8587 -7,500 -14 635,032
2018-03-19 2018-03-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.8600 -11,983 -22 1,221,219
2017-12-19 2017-12-18 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.6700 -13,168 -22 1,233,202
2017-12-19 2017-12-18 4 Harrington John J ATHX Common Stock S - Sale D 1.7705 -7,500 -13 642,532
2017-12-19 2017-12-18 4 Harrington John J ATHX Common Stock F - Taxes D 1.6700 -8,442 -14 650,032
2017-12-19 2017-12-15 4 Harrington John J ATHX Common Stock S - Sale D 1.6802 -7,500 -13 658,474
2017-12-19 2017-12-19 4 Lehmann William JR ATHX Common Stock S - Sale D 1.8037 -14,000 -25 489,712
2017-12-19 2017-12-18 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.6700 -8,668 -14 503,712
2017-12-19 2017-12-18 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.6700 -5,018 -8 566,864
2017-09-19 2017-09-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 2.2200 -5,018 -11 571,882
2017-09-19 2017-09-18 4 Harrington John J ATHX Common Stock S - Sale D 2.2198 -5,000 -11 665,974
2017-09-19 2017-09-17 4 Harrington John J ATHX Common Stock F - Taxes D 2.2200 -8,442 -19 670,974
2017-09-19 2017-09-15 4 Harrington John J ATHX Common Stock S - Sale D 2.1409 -10,000 -21 679,416
2017-09-19 2017-09-19 4 Lehmann William JR ATHX Common Stock S - Sale D 2.3817 -15,000 -36 512,380
2017-09-19 2017-09-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 2.2200 -8,668 -19 527,380
2017-09-19 2017-09-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 2.2200 -13,168 -29 1,246,370
2017-06-19 2017-06-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.4200 -5,327 -8 689,416
2017-06-19 2017-06-16 4 Harrington John J ATHX Common Stock S - Sale D 1.4359 -18,000 -26 694,743
2017-06-19 2017-06-15 4 Harrington John J ATHX Common Stock S - Sale D 1.4664 -18,000 -26 712,743
2017-06-19 2017-06-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.4200 -3,305 -5 576,900
2017-06-19 2017-06-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.4200 -5,440 -8 536,048
2017-06-19 2017-06-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.4200 -8,475 -12 1,259,538
2017-06-09 2017-06-07 4 Davis Jordan ATHX NonQualified Stock Option (right to purchase) A - Award D 1.46 30,000 30,000
2017-06-09 2017-06-07 4 Kola Ismail ATHX NonQualified Stock Option (right to purchase) A - Award D 1.46 30,000 30,000
2017-06-09 2017-06-07 4 Randall Lorin ATHX NonQualified Stock Option (right to purchase) A - Award D 1.46 30,000 30,000
2017-06-09 2017-06-07 4 WYSZOMIERSKI JACK L ATHX NonQualified Stock Option (right to purchase) A - Award D 1.46 30,000 30,000
2017-06-09 2017-06-07 4 Van Bokkelen Gil ATHX Employee Stock Option (right to purchase) A - Award D 1.46 500,000 500,000
2017-06-09 2017-06-07 4 Van Bokkelen Gil ATHX Common Stock A - Award D 225,008 1,268,013
2017-06-09 2017-06-07 4 Babiss Lee ATHX NonQualified Stock Option (right to purchase) A - Award D 1.46 30,000 30,000
2017-06-09 2017-06-07 4 Lehmann William JR ATHX Employee Stock Option (right to purchase) A - Award D 1.46 361,200 361,200
2017-06-09 2017-06-07 4 Lehmann William JR ATHX Common Stock A - Award D 154,800 541,488
2017-06-09 2017-06-07 4 Harrington John J ATHX Employee Stock Option (right to purchase) A - Award D 1.46 348,608 348,608
2017-06-09 2017-06-07 4 Harrington John J ATHX Common Stock A - Award D 149,392 730,743
2017-06-09 2017-06-07 4 Campbell Laura K ATHX Employee Stock Option (right to purchase) A - Award D 1.46 194,000 194,000
2017-06-09 2017-06-07 4 Campbell Laura K ATHX Common Stock A - Award D 82,000 580,205
2017-03-21 2017-03-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.1500 -5,413 -6 386,688
2017-03-21 2017-03-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.1500 -8,475 -10 1,043,005
2017-03-21 2017-03-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.1500 -3,610 -4 498,205
2017-03-21 2017-03-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.1500 -5,294 -6 581,351
2017-02-01 2017-02-01 4/A Kola Ismail ATHX Common Stock P - Purchase D 1.0100 15,000 15 15,000
2017-02-01 2017-02-01 4 Davis Jordan Radius Venture Partners III QP, LP ATHX Common Stock P - Purchase I 1.0100 203,320 205 2,177,776
2017-02-01 2017-02-01 4 Davis Jordan Radius Venture Partners III, LP ATHX Common Stock P - Purchase I 1.0100 18,645 19 199,704
2017-02-01 2017-02-01 4 Davis Jordan Radius Venture Partners III, (Ohio), LP ATHX Common Stock P - Purchase I 1.0100 25,535 26 273,520
2017-02-01 2017-02-01 4 Campbell Laura K ATHX Common Stock P - Purchase D 1.0100 20,000 20 501,815
2017-02-01 2017-02-01 4 Kola Ismail ATHX Common Stock P - Purchase D 1.0100 15,000 15 15,000
2016-12-19 2016-12-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.5900 -8,348 -13 1,051,480
2016-12-19 2016-12-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.5900 -3,256 -5 481,815
2016-12-19 2016-12-19 4 Lehmann William JR ATHX Common Stock S - Sale D 1.6005 -3,000 -5 392,101
2016-12-19 2016-12-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.5900 -5,358 -9 395,101
2016-12-19 2016-12-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.5900 -5,247 -8 586,645
2016-12-19 2016-12-16 4 Harrington John J ATHX Common Stock S - Sale D 1.6002 -7,500 -12 591,892
2016-12-19 2016-12-15 4 Harrington John J ATHX Common Stock S - Sale D 1.6087 -7,500 -12 599,392
2016-09-19 2016-09-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.9700 -8,348 -16 1,059,828
2016-09-19 2016-09-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.9700 -3,256 -6 485,071
2016-09-19 2016-09-19 4 Lehmann William JR ATHX Common Stock S - Sale D 1.9579 -3,000 -6 400,459
2016-09-19 2016-09-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.9700 -5,358 -11 403,459
2016-09-19 2016-09-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.9700 -5,247 -10 606,892
2016-09-19 2016-09-16 4 Harrington John J ATHX Common Stock S - Sale D 1.9542 -7,500 -15 612,139
2016-09-19 2016-09-15 4 Harrington John J ATHX Common Stock S - Sale D 1.9723 -7,500 -15 619,639
2016-06-21 3 Davis Jordan Radius Venture Partners LLC ATHX Common Stock I 8,046,576
2016-06-21 3 Davis Jordan Radius Venture Partners LLC ATHX Common Stock I 8,046,576
2016-06-21 3 Davis Jordan ATHX Common Stock D 4,085,288
2016-06-21 3 Davis Jordan ATHX Common Stock D 4,085,288
2016-06-21 3 Davis Jordan Mr. Davis' children ATHX Common Stock I 4,049,288
2016-06-21 3 Davis Jordan Mr. Davis' children ATHX Common Stock I 4,049,288
2016-06-21 2016-06-20 4 Davis Jordan ATHX NonQualified Stock Option (right to purchase) A - Award D 2.19 60,000 60,000
2016-06-21 2016-06-20 4 Randall Lorin ATHX NonQualified Stock Option (right to purchase) A - Award D 2.19 30,000 30,000
2016-06-21 2016-06-20 4 WYSZOMIERSKI JACK L ATHX NonQualified Stock Option (right to purchase) A - Award D 2.19 30,000 30,000
2016-06-21 2016-06-20 4 Van Bokkelen Gil ATHX Employee Stock Option (right to purchase) A - Award D 2.19 500,000 500,000
2016-06-21 2016-06-20 4 Van Bokkelen Gil ATHX Common Stock A - Award D 225,008 1,068,176
2016-06-21 2016-06-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 2.1600 -3,728 -8 843,168
2016-06-21 2016-06-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 2.1600 -19,027 -41 846,896
2016-06-21 2016-06-20 4 Campbell Laura K ATHX Employee Stock Option A - Award D 2.19 158,208 158,208
2016-06-21 2016-06-20 4 Campbell Laura K ATHX Common Stock A - Award D 67,792 488,327
2016-06-21 2016-06-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 2.1600 -10,118 -22 420,535
2016-06-21 2016-06-21 4 Lehmann William JR ATHX Common Stock S - Sale D 2.1622 -12,000 -26 408,817
2016-06-21 2016-06-20 4 Lehmann William JR ATHX Employee Stock Option (right to purchase) A - Award D 2.19 361,200 361,200
2016-06-21 2016-06-20 4 Lehmann William JR ATHX Common Stock S - Sale D 2.1837 -13,000 -28 420,817
2016-06-21 2016-06-20 4 Lehmann William JR ATHX Common Stock A - Award D 154,800 433,817
2016-06-21 2016-06-17 4 Lehmann William JR ATHX Common Stock F - Taxes D 2.1600 -15,703 -34 279,017
2016-06-21 2016-06-20 4 Harrington John J ATHX Employee Stock Option (right to purchase) A - Award D 2.19 348,608 348,608
2016-06-21 2016-06-20 4 Harrington John J ATHX Common Stock A - Award D 149,392 627,139
2016-06-21 2016-06-17 4 Harrington John J ATHX Common Stock F - Taxes D 2.1600 -2,180 -5 477,747
2016-06-21 2016-06-17 4 Harrington John J ATHX Common Stock F - Taxes D 2.1600 -15,619 -34 479,927
2016-06-21 2016-06-20 4 Babiss Lee ATHX NonQualified Stock Option (right to purchase) A - Award D 2.19 30,000 30,000
2016-06-21 2016-06-20 4 Kola Ismail ATHX NonQualified Stock Option (right to purchase) A - Award D 2.19 30,000 30,000
2016-03-21 2016-03-18 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 2.4300 -19,027 -46 865,923
2016-03-21 2016-03-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 2.4700 -3,728 -9 884,950
2016-03-21 2016-03-18 4 Campbell Laura K ATHX Common Stock F - Taxes D 2.4300 -10,300 -25 430,653
2016-03-21 2016-03-21 4 Lehmann William JR ATHX Common Stock S - Sale D 2.4306 -12,000 -29 294,720
2016-03-21 2016-03-18 4 Lehmann William JR ATHX Common Stock S - Sale D 2.4000 -13,000 -31 306,720
2016-03-21 2016-03-18 4 Lehmann William JR ATHX Common Stock F - Taxes D 2.4300 -15,626 -38 319,720
2016-03-21 2016-03-18 4 Harrington John J ATHX Common Stock F - Taxes D 2.4300 -15,542 -38 495,546
2016-03-21 2016-03-17 4 Harrington John J ATHX Common Stock F - Taxes D 2.4700 -2,169 -5 511,088
2016-03-09 2016-03-07 4 WYSZOMIERSKI JACK L ATHX Director Stock Option (right to purchase) A - Award D 1.84 75,000 75,000
2016-03-09 2016-03-07 4 Randall Lorin ATHX Director Stock Option (right to purchase) A - Award D 1.84 75,000 75,000
2016-03-09 2016-03-07 4 Campbell Laura K ATHX Employee Stock Option (right to purchase) A - Award D 1.84 50,000 50,000
2016-03-09 2016-03-07 4 Babiss Lee ATHX Director Stock Option (right to purchase) A - Award D 1.84 75,000 75,000
2016-03-09 2016-03-07 4 Kola Ismail ATHX Director Stock Option (right to purchase) A - Award D 1.84 75,000 75,000
2015-12-21 2015-12-18 4 Harrington John J ATHX Common Stock F - Taxes D 1.0300 -15,619 -16 513,257
2015-12-21 2015-12-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.0300 -2,180 -2 528,876
2015-12-21 2015-12-21 4 Lehmann William JR ATHX Common Stock S - Sale D 1.0339 -12,000 -12 335,346
2015-12-21 2015-12-18 4 Lehmann William JR ATHX Common Stock S - Sale D 1.0186 -13,000 -13 347,346
2015-12-21 2015-12-18 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.0300 -15,703 -16 360,346
2015-12-21 2015-12-18 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.0300 -12,987 -13 888,678
2015-09-21 2015-09-21 4 Harrington John J ATHX Common Stock S - Sale D 1.3291 -4,075 -5 531,056
2015-09-21 2015-09-18 4 Harrington John J ATHX Common Stock S - Sale D 1.3824 -4,075 -6 535,131
2015-09-21 2015-09-18 4 Harrington John J ATHX Common Stock F - Taxes D 1.3500 -15,619 -21 539,206
2015-09-21 2015-09-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.4500 -2,180 -3 554,825
2015-09-21 2015-09-21 4 Lehmann William JR ATHX Common Stock S - Sale D 1.3309 -12,000 -16 376,049
2015-09-21 2015-09-18 4 Lehmann William JR ATHX Common Stock S - Sale D 1.3802 -13,000 -18 388,049
2015-09-21 2015-09-18 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.3500 -10,992 -15 401,049
2015-09-21 2015-09-18 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.3500 -10,118 -14 440,953
2015-09-21 2015-09-21 4 Van Bokkelen Gil ATHX Common Stock S - Sale D 1.3303 -4,750 -6 901,665
2015-09-21 2015-09-18 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.3500 -19,027 -26 906,415
2015-09-21 2015-09-18 4 Van Bokkelen Gil ATHX Common Stock S - Sale D 1.3813 -4,750 -7 925,442
2015-09-21 2015-09-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.4500 -3,727 -5 930,192
2015-06-25 2015-06-24 4 TRAUB KENNETH H ATHX Director stock option (right to purchase) A - Award D 1.28 30,000 30,000
2015-06-25 2015-06-24 4 WYSZOMIERSKI JACK L ATHX Director stock option (right to purchase) A - Award D 1.28 30,000 30,000
2015-06-25 2015-06-24 4 Randall Lorin ATHX Director stock option (right to purchase) A - Award D 1.28 30,000 30,000
2015-06-25 2015-06-24 4 Van Bokkelen Gil ATHX Employee incentive stock option (right to purchase) A - Award D 1.28 200,752 200,752
2015-06-25 2015-06-24 4 Van Bokkelen Gil ATHX Common Stock A - Award D 89,248 933,919
2015-06-25 2015-06-24 4 Campbell Laura K ATHX Employee incentive stock option (right to purchase) A - Award D 1.28 100,384 100,384
2015-06-25 2015-06-24 4 Campbell Laura K ATHX Common Stock A - Award D 44,624 451,071
2015-06-25 2015-06-24 4 Lehmann William JR ATHX Employee incentive stock option (right to purchase) A - Award D 1.28 117,680 117,680
2015-06-25 2015-06-24 4 Lehmann William JR ATHX Common Stock A - Award D 52,320 426,639
2015-06-25 2015-06-24 4 Harrington John J ATHX Employee incentive stock option (right to purchase) A - Award D 1.28 117,680 117,680
2015-06-25 2015-06-17 4 Harrington John J ATHX Common Stock A - Award D 52,320 557,005
2015-06-25 2015-06-24 4 Deans Robert J ATHX Employee incentive stock option (right to purchase) A - Award D 1.28 100,384 100,384
2015-06-25 2015-06-24 4 Deans Robert J ATHX Common Stock A - Award D 44,624 426,639
2015-06-25 2015-06-24 4 Babiss Lee ATHX Director stock option (right to purchase) A - Award D 1.28 30,000 30,000
2015-06-25 2015-06-24 4 Kola Ismail ATHX Director stock option (right to purchase) A - Award D 1.28 30,000 30,000
2015-06-22 2015-06-22 4 Lehmann William JR ATHX Common Stock S - Sale D 1.1969 -12,000 -14 359,721
2015-06-22 2015-06-19 4 Lehmann William JR ATHX Common Stock S - Sale D 1.2271 -13,000 -16 371,721
2015-06-22 2015-06-18 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.2100 -11,777 -14 384,721
2015-06-19 2014-06-19 4 Van Bokkelen Gil ATHX Common Stock S - Sale D 1.2266 -4,750 -6 844,671
2015-06-19 2014-06-18 4 Van Bokkelen Gil ATHX Common Stock S - Sale D 1.2341 -4,750 -6 849,421
2015-06-19 2014-06-18 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.2100 -11,035 -13 854,171
2015-06-19 2015-06-19 4 Harrington John J ATHX Common Stock S - Sale D 1.2271 -4,075 -5 504,685
2015-06-19 2015-06-18 4 Harrington John J ATHX Common Stock S - Sale D 1.2348 -4,075 -5 508,760
2015-06-19 2015-06-18 4 Harrington John J ATHX Common Stock F - Taxes D 1.2100 -15,619 -19 512,835
2015-06-19 2015-06-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.2200 -1,106 -1 528,454
2015-06-19 2015-06-19 4 Deans Robert J ATHX Common Stock S - Sale D 1.2269 -2,540 -3 382,015
2015-06-19 2015-06-18 4 Deans Robert J ATHX Common Stock S - Sale D 1.2336 -2,540 -3 384,555
2015-06-19 2015-06-18 4 Deans Robert J ATHX Common Stock F - Taxes D 1.2100 -15,381 -19 387,095
2015-06-19 2015-06-17 4 Deans Robert J ATHX Common Stock F - Taxes D 1.2200 -1,084 -1 402,476
2015-06-10 2015-06-09 4 TRAUB KENNETH H ATHX Common Stock P - Purchase D 1.2700 30,000 38 80,000
2015-03-20 2015-03-20 4 Lehmann William JR ATHX Common Stock S - Sale D 3.1532 -12,000 -38 396,498
2015-03-20 2015-03-19 4 Lehmann William JR ATHX Common Stock S - Sale D 3.1278 -13,000 -41 408,498
2015-03-20 2015-03-18 4 Lehmann William JR ATHX Common Stock F - Taxes D 3.0900 -15,703 -49 421,498
2015-03-19 2015-03-19 4 Harrington John J ATHX Common Stock S - Sale D 3.1208 -4,075 -13 529,560
2015-03-19 2015-03-18 4 Harrington John J ATHX Common Stock S - Sale D 3.0741 -4,075 -13 533,635
2015-03-19 2015-03-18 4 Harrington John J ATHX Common Stock F - Taxes D 3.0900 -15,619 -48 537,710
2015-03-19 2015-03-17 4 Harrington John J ATHX Common Stock F - Taxes D 3.0700 -1,106 -3 553,329
2015-03-19 2015-03-19 4 Deans Robert J ATHX Common Stock S - Sale D 3.1262 -2,540 -8 403,560
2015-03-19 2015-03-18 4 Deans Robert J ATHX Common Stock S - Sale D 3.0739 -2,540 -8 406,100
2015-03-19 2015-03-18 4 Deans Robert J ATHX Common Stock F - Taxes D 3.0900 -15,381 -48 408,640
2015-03-19 2015-03-17 4 Deans Robert J ATHX Common Stock F - Taxes D 3.0700 -1,084 -3 424,021
2015-03-19 2015-03-18 4 Campbell Laura K ATHX Common Stock F - Taxes D 3.0900 -10,118 -31 406,447
2015-03-19 2015-03-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 3.0700 -948 -3 416,565
2015-03-19 2015-03-19 4 Van Bokkelen Gil ATHX Common Stock S - Sale D 3.1221 -4,750 -15 865,206
2015-03-19 2015-03-18 4 Van Bokkelen Gil ATHX Common Stock S - Sale D 3.0754 -4,750 -15 869,956
2015-03-19 2015-03-18 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 3.0900 -19,027 -59 874,706
2015-03-19 2015-03-17 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 3.0700 -1,895 -6 893,733
2014-12-19 2014-12-19 4 Van Bokkelen Gil ATHX Common Stock S - Sale D 1.2767 -4,750 -6 895,628
2014-12-19 2014-12-18 4 Van Bokkelen Gil ATHX Common Stock S - Sale D 1.3003 -4,750 -6 900,378
2014-12-19 2014-12-18 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.2900 -12,367 -16 905,128
2014-12-19 2014-12-19 4 Deans Robert J ATHX Common Stock S - Sale D 1.2769 -2,540 -3 425,105
2014-12-19 2014-12-18 4 Deans Robert J ATHX Common Stock S - Sale D 1.2874 -2,540 -3 427,645
2014-12-19 2014-12-18 4 Deans Robert J ATHX Common Stock F - Taxes D 1.2900 -15,381 -20 430,185
2014-12-19 2014-12-17 4 Deans Robert J ATHX Common Stock F - Taxes D 1.2300 -1,084 -1 445,566
2014-12-19 2014-12-19 4 Harrington John J ATHX Common Stock S - Sale D 1.2764 -4,050 -5 554,435
2014-12-19 2014-12-18 4 Harrington John J ATHX Common Stock S - Sale D 1.2956 -4,100 -5 558,485
2014-12-19 2014-12-18 4 Harrington John J ATHX Common Stock F - Taxes D 1.2900 -15,619 -20 562,585
2014-12-19 2014-12-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.2300 -1,106 -1 578,204
2014-12-19 2014-12-18 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.2900 -10,118 -13 417,513
2014-12-19 2014-12-17 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.2300 -948 -1 427,631
2014-12-19 2014-12-19 4 Lehmann William JR ATHX Common Stock S - Sale D 1.2791 -15,000 -19 437,201
2014-12-19 2014-12-18 4 Lehmann William JR ATHX Common Stock S - Sale D 1.3026 -15,000 -20 452,201
2014-12-19 2014-12-18 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.2900 -3,141 -4 467,201
2014-09-25 2014-09-24 4 TRAUB KENNETH H ATHX Common Stock P - Purchase D 1.3850 100 0 50,000
2014-09-25 2014-09-24 4 TRAUB KENNETH H ATHX Common Stock P - Purchase D 1.3900 29,900 42 49,900
2014-09-22 2014-09-19 4 Deans Robert J ATHX Common Stock S - Sale D 1.4196 -2,540 -4 446,650
2014-09-22 2014-09-18 4 Deans Robert J ATHX Common Stock S - Sale D 1.4020 -2,540 -4 449,190
2014-09-22 2014-09-18 4 Deans Robert J ATHX Common Stock F - Taxes D 1.4400 -15,381 -22 451,730
2014-09-22 2014-09-19 4 Harrington John J ATHX Common Stock S - Sale D 1.4193 -4,100 -6 579,310
2014-09-22 2014-09-18 4 Harrington John J ATHX Common Stock S - Sale D 1.4044 -4,050 -6 583,410
2014-09-22 2014-09-18 4 Harrington John J ATHX Common Stock F - Taxes D 1.4400 -15,619 -22 587,460
2014-09-22 2014-09-19 4 Van Bokkelen Gil ATHX Common Stock S - Sale D 1.4209 -4,750 -7 917,495
2014-09-22 2014-09-18 4 Van Bokkelen Gil ATHX Common Stock S - Sale D 1.4055 -4,750 -7 922,245
2014-09-22 2014-09-22 4 Lehmann William JR ATHX Common Stock S - Sale D 1.3883 -15,000 -21 470,342
2014-09-22 2014-09-19 4 Lehmann William JR ATHX Common Stock S - Sale D 1.4191 -15,000 -21 485,342
2014-09-17 2014-09-17 4 Harrington John J ATHX Common Stock F - Taxes D 1.3600 -1,106 -2 603,079
2014-09-17 2014-09-17 4 Deans Robert J ATHX Common Stock F - Taxes D 1.3600 -1,084 -1 467,111
2014-08-19 2014-08-18 4 Randall Lorin ATHX Director stock option (right to purchase) M - Exercise D 1.35 -15,000 0
2014-08-19 2014-08-18 4 Randall Lorin ATHX Common Stock S - Sale D 1.5437 -15,000 -23 0
2014-08-19 2014-08-18 4 Randall Lorin ATHX Common Stock M - Exercise D 1.3500 15,000 20 15,000
2014-06-20 2014-06-20 4 Lehmann William JR ATHX Common Stock S - Sale D 1.5825 -12,000 -19 500,342
2014-06-19 2014-06-17 4 WYSZOMIERSKI JACK L ATHX Director stock option (right to purchase) A - Award D 1.65 30,000 30,000
2014-06-19 2014-06-17 4 Randall Lorin ATHX Director stock option (right to purchase) A - Award D 1.65 30,000 30,000
2014-06-19 2014-06-17 4 TRAUB KENNETH H ATHX Director stock option (right to purchase) A - Award D 1.65 30,000 30,000
2014-06-19 2014-06-19 4 Van Bokkelen Gil ATHX Common Stock S - Sale D 1.6174 -4,750 -8 926,995
2014-06-19 2014-06-18 4 Van Bokkelen Gil ATHX Common Stock S - Sale D 1.6473 -4,750 -8 931,745
2014-06-19 2014-06-18 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.6500 -14,270 -24 936,495
2014-06-19 2014-06-17 4 Van Bokkelen Gil ATHX Employee incentive stock option (right to purchase) A - Award D 1.65 207,680 207,680
2014-06-19 2014-06-17 4 Van Bokkelen Gil ATHX Common Stock A - Award D 92,320 950,765
2014-06-19 2014-06-17 4 Campbell Laura K ATHX Employee incentive stock option (right to purchase) A - Award D 1.65 103,840 103,840
2014-06-19 2014-06-17 4 Campbell Laura K ATHX Common Stock A - Award D 46,160 428,579
2014-06-19 2014-06-19 4 Lehmann William JR ATHX Common Stock S - Sale D 1.6174 -13,000 -21 512,342
2014-06-19 2014-06-17 4 Lehmann William JR ATHX Employee incentive stock option (right to purchase) A - Award D 1.65 121,152 121,152
2014-06-19 2014-06-17 4 Lehmann William JR ATHX Common Stock A - Award D 53,856 525,342
2014-06-19 2014-06-19 4 Harrington John J ATHX Common Stock S - Sale D 1.6167 -4,075 -7 604,185
2014-06-19 2014-06-18 4 Harrington John J ATHX Common Stock S - Sale D 1.6467 -4,075 -7 608,260
2014-06-19 2014-06-18 4 Harrington John J ATHX Common Stock F - Taxes D 1.6500 -15,619 -26 612,335
2014-06-19 2014-06-17 4 Harrington John J ATHX Employee incentive stock option (right to purchase) A - Award D 1.65 121,152 121,152
2014-06-19 2014-06-17 4 Harrington John J ATHX Common Stock A - Award D 53,856 627,954
2014-06-19 2014-06-19 4 Deans Robert J ATHX Common Stock S - Sale D 1.6169 -2,540 -4 468,195
2014-06-19 2014-06-18 4 Deans Robert J ATHX Common Stock S - Sale D 1.6452 -2,540 -4 470,735
2014-06-19 2014-06-18 4 Deans Robert J ATHX Common Stock F - Taxes D 1.6500 -15,381 -25 473,275
2014-06-19 2014-06-17 4 Deans Robert J ATHX Employee incentive stock option (right to purchase) A - Award D 1.65 103,840 103,840
2014-06-19 2014-06-17 4 Deans Robert J ATHX Common Stock A - Award D 46,160 488,656
2014-06-19 2014-06-17 4 Babiss Lee ATHX Director stock option (right to purchase) A - Award D 1.65 30,000 30,000
2014-06-19 2014-06-17 4 Kola Ismail ATHX Director stock option (right to purchase) A - Award D 1.65 30,000 30,000
2014-03-20 2014-03-18 4 Van Bokkelen Gil ATHX Common Stock S - Sale D 3.5424 -9,500 -34 858,445
2014-03-20 2014-03-18 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 3.6900 -19,027 -70 867,945
2014-03-20 2014-03-18 4 Campbell Laura K ATHX Common Stock F - Taxes D 3.6900 -10,133 -37 382,419
2014-03-20 2014-03-20 4 Lehmann William JR ATHX Common Stock S - Sale D 3.5703 -12,000 -43 471,486
2014-03-20 2014-03-19 4 Lehmann William JR ATHX Common Stock S - Sale D 3.6582 -13,000 -48 483,486
2014-03-20 2014-03-18 4 Lehmann William JR ATHX Common Stock F - Taxes D 3.6900 -15,646 -58 496,486
2014-03-20 2014-03-18 4 Harrington John J ATHX Common Stock S - Sale D 3.5413 -8,150 -29 574,098
2014-03-20 2014-03-18 4 Harrington John J ATHX Common Stock F - Taxes D 3.6900 -15,559 -57 582,248
2014-03-20 2014-03-18 4 Deans Robert J ATHX Common Stock S - Sale D 3.5375 -5,080 -18 442,496
2014-03-20 2014-03-18 4 Deans Robert J ATHX Common Stock F - Taxes D 3.6900 -15,242 -56 447,576
2013-12-20 2013-12-18 4 Van Bokkelen Gil ATHX Common Stock S - Sale D 2.0339 -9,500 -19 886,972
2013-12-20 2013-12-18 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 2.0600 -19,027 -39 896,472
2013-12-20 2013-12-20 4 Lehmann William JR ATHX Common Stock S - Sale D 2.2087 -12,000 -27 512,132
2013-12-20 2013-12-19 4 Lehmann William JR ATHX Common Stock S - Sale D 2.0594 -13,000 -27 524,132
2013-12-20 2013-12-18 4 Lehmann William JR ATHX Common Stock F - Taxes D 2.0600 -15,704 -32 537,132
2013-12-20 2013-12-18 4 Harrington John J ATHX Common Stock S - Sale D 2.0346 -8,150 -17 597,807
2013-12-20 2013-12-18 4 Harrington John J ATHX Common Stock F - Taxes D 2.0600 -15,619 -32 605,957
2013-12-20 2013-12-18 4 Deans Robert J ATHX Common Stock S - Sale D 2.0355 -5,080 -10 462,818
2013-12-20 2013-12-18 4 Deans Robert J ATHX Common Stock F - Taxes D 2.0600 -15,382 -32 467,898
2013-12-12 2013-12-11 4 TRAUB KENNETH H ATHX common stock P - Purchase D 1.9380 100 0 20,000
2013-12-12 2013-12-11 4 TRAUB KENNETH H ATHX common stock P - Purchase D 1.9375 600 1 19,900
2013-12-12 2013-12-11 4 TRAUB KENNETH H ATHX common stock P - Purchase D 1.9400 19,300 37 19,300
2013-09-20 2013-09-18 4 Van Bokkelen Gil ATHX Common Stock F - Taxes D 1.7800 -19,027 -34 915,499
2013-09-20 2013-09-18 4 Campbell Laura K ATHX Common Stock F - Taxes D 1.7800 -10,118 -18 392,552
2013-09-20 2013-09-20 4 Lehmann William JR ATHX Common Stock S - Sale D 1.8200 -6,000 -11 552,836
2013-09-20 2013-09-19 4 Lehmann William JR ATHX Common Stock S - Sale D 1.8400 -6,000 -11 558,836
2013-09-20 2013-09-18 4 Lehmann William JR ATHX Common Stock F - Taxes D 1.7800 -15,704 -28 564,836
2013-09-20 2013-09-20 4 Harrington John J ATHX Common Stock S - Sale D 1.8200 -30,000 -55 621,576
2013-09-20 2013-09-18 4 Harrington John J ATHX Common Stock F - Taxes D 1.7800 -15,619 -28 651,576
2013-09-20 2013-09-18 4 Deans Robert J ATHX Common Stock F - Taxes D 1.7800 -15,382 -27 483,280
2013-09-11 2013-09-10 4 WYSZOMIERSKI JACK L ATHX Director stock option (right to purchase) A - Award D 1.71 15,000 15,000
2013-09-11 2013-09-10 4 TRAUB KENNETH H ATHX Director stock option (right to purchase) A - Award D 1.71 15,000 15,000
2013-09-11 2013-09-10 4 Randall Lorin ATHX Director stock option (right to purchase) A - Award D 1.71 15,000 15,000
2013-09-11 2013-09-10 4 Babiss Lee ATHX Director stock option (right to purchase) A - Award D 1.71 15,000 15,000
2013-09-11 2013-09-10 4 Kola Ismail ATHX Director stock option (right to purchase) A - Award D 1.71 15,000 15,000
2013-06-20 2013-06-18 4 TRAUB KENNETH H ATHX Director stock option (right to purchase) A - Award D 1.71 15,000 15,000
2013-06-20 2013-06-18 4 WYSZOMIERSKI JACK L ATHX Director stock option (right to purchase) A - Award D 1.71 15,000 15,000
2013-06-20 2013-06-18 4 Randall Lorin ATHX Director stock option (right to purchase) A - Award D 1.71 15,000 15,000
2013-06-20 2013-06-18 4 Van Bokkelen Gil ATHX Employee stock option (right to purchase) A - Award D 1.71 185,000 185,000
2013-06-20 2013-06-18 4 Van Bokkelen Gil ATHX Common Stock A - Award D 695,040 934,526
2013-06-20 2013-06-18 4 Campbell Laura K ATHX Employee stock option (right to purchase) A - Award D 1.71 60,000 60,000
2013-06-20 2013-06-18 4 Campbell Laura K ATHX Common Stock A - Award D 369,607 402,670
2013-06-20 2013-06-18 4 Lehmann William JR ATHX Employee stock option (right to purchase) A - Award D 1.71 115,000 115,000
2013-06-20 2013-06-18 4 Lehmann William JR ATHX Common Stock A - Award D 573,640 580,540
2013-06-20 2013-06-18 4 Harrington John J ATHX Employee stock option (right to purchase) A - Award D 1.71 100,000 100,000
2013-06-20 2013-06-18 4 Harrington John J ATHX Common Stock A - Award D 570,551 667,195
2013-06-20 2013-06-18 4 Deans Robert J ATHX Employee stock option (right to purchase) A - Award D 1.71 80,000 80,000
2013-06-20 2013-06-18 4 Deans Robert J ATHX Common Stock A - Award D 491,162 498,662
2013-06-20 2013-06-18 4 Babiss Lee ATHX Director stock option (right to purchase) A - Award D 1.71 15,000 15,000
2013-06-20 2013-06-18 4 Kola Ismail ATHX Director stock option (right to purchase) A - Award D 1.71 15,000 15,000
2012-11-29 2012-11-28 4 Campbell Laura K ATHX Common Stock P - Purchase D 1.0085 10,000 10 33,063
2012-11-19 2012-11-15 4 Deans Robert J ATHX Common Stock P - Purchase D 0.9846 300 0 7,500
2012-11-19 2012-11-15 4 Deans Robert J ATHX Common Stock P - Purchase D 0.9856 600 1 7,200
2012-11-19 2012-11-15 4 Deans Robert J ATHX Common Stock P - Purchase D 0.9851 2,600 3 6,600
2012-06-22 2012-06-20 4 Randall Lorin ATHX Director stock option (right to purchase) A - Award D 1.43 15,000 15,000
2012-06-22 2012-06-20 4 WYSZOMIERSKI JACK L ATHX Director stock option (right to purchase) A - Award D 1.43 15,000 15,000
2012-06-22 2012-06-20 4 TRAUB KENNETH H ATHX Director stock option (right to purchase) A - Award D 1.43 30,000 30,000
2012-06-22 2012-06-20 4 Babiss Lee ATHX Director stock option (right to purchase) A - Award D 1.43 15,000 15,000
2012-06-22 2012-06-20 4 Kola Ismail ATHX Director stock option (right to purchase) A - Award D 1.43 15,000 15,000
2012-05-23 2012-05-23 4 Campbell Laura K ATHX Common Stock P - Purchase D 1.3700 10,000 14 23,063
2012-05-22 2012-05-18 4 Van Bokkelen Gil ATHX Common Stock P - Purchase D 1.3500 20,000 27 239,486
2012-05-22 2012-05-18 4 Deans Robert J ATHX Common Stock P - Purchase D 1.4700 4,000 6 4,000
2007-06-12 2007-06-08 4 Campbell Laura K BVIC Common Stock C - Conversion D 0.0100 1,999 0 3,063
2007-06-12 2007-06-08 4 Campbell Laura K BVIC Common Stock C - Conversion D 5.0000 1,064 5 1,064
2007-06-12 2007-06-08 4 LOOP FLOYD D MD Held by Radius Venture Partners III QP, L.P. BVIC Warrant (right to purchase) P - Purchase I 6.00 174,058 400,000
2007-06-12 2007-06-08 4 LOOP FLOYD D MD Held by Radius Venture Partners III, L.P. BVIC Warrant (right to purchase) P - Purchase I 6.00 25,942 225,942
2007-06-12 2007-06-08 4 LOOP FLOYD D MD Held by Radius Venture Partners II, L.P. BVIC Warrant (right to purchase) P - Purchase I 6.00 200,000 200,000
2007-06-12 2007-06-08 4 LOOP FLOYD D MD Held by Radius Venture Partners III QP, L.P. BVIC Warrant (right to purchase) P - Purchase I 6.00 174,059 400,000
2007-06-12 2007-06-08 4 LOOP FLOYD D MD Held by Radius Venture Partners III, L.P. BVIC Warrant (right to purchase) P - Purchase I 6.00 25,941 225,941
2007-06-12 2007-06-08 4 LOOP FLOYD D MD Held by Radius Venture Partners II, L.P. BVIC Warrant (right to purchase) P - Purchase I 6.00 200,000 200,000
2007-06-12 2007-06-08 4 LOOP FLOYD D MD BVIC Director stock option (right to purchase) A - Award D 5.00 75,000 75,000
2007-06-12 2007-06-08 4 LOOP FLOYD D MD Held by Radius Venture Partners III QP, L.P. BVIC Common Stock P - Purchase I 5.0000 696,234 3,481 1,600,000
2007-06-12 2007-06-08 4 LOOP FLOYD D MD Held by Radius Venture Partners III, L.P. BVIC Common Stock P - Purchase I 5.0000 103,766 519 903,766
2007-06-12 2007-06-08 4 LOOP FLOYD D MD Held by Radius Venture Partners II, L.P. BVIC Common Stock P - Purchase I 5.0000 800,000 4,000 800,000
2007-06-12 2007-06-08 4 MILNE GEORGE M JR Held by Radius Venture Partners III QP, L.P. BVIC Warrant (right to purchase) P - Purchase I 6.00 174,058 400,000
2007-06-12 2007-06-08 4 MILNE GEORGE M JR Held by Radius Venture Partners III, L.P. BVIC Warrant (right to purchase) P - Purchase I 6.00 25,942 225,942
2007-06-12 2007-06-08 4 MILNE GEORGE M JR Held by Radius Venture Partners II, L.P. BVIC Warrant (right to purchase) P - Purchase I 6.00 200,000 200,000
2007-06-12 2007-06-08 4 MILNE GEORGE M JR BVIC Warrant (right to purchase) P - Purchase D 6.00 2,500 2,500
2007-06-12 2007-06-08 4 MILNE GEORGE M JR Held by Radius Venture Partners III QP, L.P. BVIC Warrant (right to purchase) P - Purchase I 6.00 174,059 400,000
2007-06-12 2007-06-08 4 MILNE GEORGE M JR Held by Radius Venture Partners III, L.P. BVIC Warrant (right to purchase) P - Purchase I 6.00 25,941 225,941
2007-06-12 2007-06-08 4 MILNE GEORGE M JR Held by Radius Venture Partners II, L.P. BVIC Warrant (right to purchase) P - Purchase I 6.00 200,000 200,000
2007-06-12 2007-06-08 4 MILNE GEORGE M JR BVIC Warrant (right to purchase) P - Purchase D 6.00 2,500 2,500
2007-06-12 2007-06-08 4 MILNE GEORGE M JR BVIC Director stock option (right to purchase) A - Award D 5.00 75,000 75,000
2007-06-12 2007-06-08 4 MILNE GEORGE M JR Held by Radius Venture Partners III QP, L.P. BVIC Common Stock P - Purchase I 5.0000 696,234 3,481 1,600,000
2007-06-12 2007-06-08 4 MILNE GEORGE M JR Held by Radius Venture Partners III, L.P. BVIC Common Stock P - Purchase I 5.0000 103,766 519 903,766
2007-06-12 2007-06-08 4 MILNE GEORGE M JR Held by Radius Venture Partners II, L.P. BVIC Common Stock P - Purchase I 5.0000 800,000 4,000 800,000
2007-06-12 2007-06-08 4 MILNE GEORGE M JR BVIC Common Stock P - Purchase D 5.0000 10,000 50 10,000
2007-06-12 2007-06-08 4 Lehmann William JR BVIC Warrant (right to purchase) A - Award D 6.00 1,250 1,250
2007-06-12 2007-06-08 4 Lehmann William JR BVIC Empoyee incentive stock option A - Award D 5.00 60,000 60,000
2007-06-12 2007-06-08 4 Lehmann William JR BVIC Employee nonqualified stock option (right to purchase) A - Award D 5.00 340,000 340,000
2007-06-12 2007-06-08 4 Lehmann William JR BVIC Common Stock P - Purchase D 5.0000 5,000 25 5,000
2007-06-12 2007-06-08 4 SHEFFERY MICHAEL B By partnerships BVIC Warrant (right to purchase) P - Purchase I 6.00 750,000 750,000
2007-06-12 2007-06-08 4 SHEFFERY MICHAEL B BVIC Director stock option (right to purchase) A - Award D 5.00 75,000 75,000
2007-06-12 2007-06-08 4 SHEFFERY MICHAEL B By partnerships BVIC Common Stock P - Purchase I 5.0000 3,000,000 15,000 3,000,000
2007-06-12 2007-06-08 4 Brunden Kurt L BVIC Employee nonqualified stock option (right to purchase) A - Award D 5.00 50,000 50,000
2007-06-12 2007-06-08 4 Harrington John J BVIC Bridge warrants (right to purchase) C - Conversion D 0.01 -39,999 0
2007-06-12 2007-06-08 4 Harrington John J BVIC Bridge notes C - Conversion D 5.00 -21,271 0
2007-06-12 2007-06-08 4 Harrington John J BVIC Warrants (right to purchase) A - Award D 6.00 5,318 5,318
2007-06-12 2007-06-08 4 Harrington John J BVIC Employee incentive stock option (right to purchase) A - Award D 5.00 60,000 60,000
2007-06-12 2007-06-08 4 Harrington John J BVIC Employee nonqualified stock option (right to purchase) A - Award D 5.00 640,000 640,000
2007-06-12 2007-06-08 4 Harrington John J BVIC Common Stock C - Conversion D 0.0100 39,999 0 85,809
2007-06-12 2007-06-08 4 Harrington John J BVIC Common Stock C - Conversion D 5.0000 21,271 106 45,810
2007-06-12 2007-06-08 4 Harrington John J BVIC Common Stock A - Award D 24,539 24,539
2007-06-12 2007-06-08 4 Deans Robert J BVIC Empoyee incentive stock option (right to purchase) A - Award D 5.00 60,000 60,000
2007-06-12 2007-06-08 4 Deans Robert J BVIC Employee nonqualified stock option (right to purchase) A - Award D 5.00 180,000 180,000
2007-06-12 2007-06-08 4 MULLIGAN WILLIAM C By partnerships BVIC Bridge warrants (right to purchase) C - Conversion I 0.01 -199,998 0
2007-06-12 2007-06-08 4 MULLIGAN WILLIAM C By partnerships BVIC Bridge notes C - Conversion I 5.00 -106,356 0
2007-06-12 2007-06-08 4 MULLIGAN WILLIAM C By partnerships BVIC Warrants (right to purchase) A - Award I 6.00 26,589 26,589
2007-06-12 2007-06-08 4 MULLIGAN WILLIAM C BVIC Director nonqualified stock option (right to purchase) A - Award D 5.00 75,000 75,000
2007-06-12 2007-06-08 4 MULLIGAN WILLIAM C By partnerships BVIC Common Stock C - Conversion I 0.0100 199,998 2 488,646
2007-06-12 2007-06-08 4 MULLIGAN WILLIAM C By partnerships BVIC Common Stock C - Conversion I 5.0000 106,356 532 288,648
2007-06-12 2007-06-08 4 MULLIGAN WILLIAM C By partnerships BVIC Common Stock A - Award I 182,292 182,292
2007-06-12 2007-06-08 4 Van Bokkelen Gil BVIC Bridge warrants (right to purchase) C - Conversion D 0.01 -39,999 0
2007-06-12 2007-06-08 4 Van Bokkelen Gil BVIC Bridge notes C - Conversion D 5.00 -21,271 0
2007-06-12 2007-06-08 4 Van Bokkelen Gil BVIC Warrants (right to purchase) A - Award D 6.00 5,318 5,318
2007-06-12 2007-06-08 4 Van Bokkelen Gil BVIC Employee incentive stock option (right to purchase) A - Award D 5.00 60,000 60,000
2007-06-12 2007-06-08 4 Van Bokkelen Gil BVIC Employee nonqualified stock option (right to purchase) A - Award D 5.00 652,500 652,500
2007-06-12 2007-06-08 4 Van Bokkelen Gil By trust BVIC Common Stock A - Award I 537 537
2007-06-12 2007-06-08 4 Van Bokkelen Gil BVIC Common Stock C - Conversion D 0.0100 39,999 0 102,032
2007-06-12 2007-06-08 4 Van Bokkelen Gil BVIC Common Stock C - Conversion D 5.0000 21,271 106 62,033
2007-06-12 2007-06-08 4 Van Bokkelen Gil BVIC Common Stock A - Award D 40,762 40,762
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
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