| Ações em Circulação | 84,086,286 shares |
| Ações de Insider | 53,304,533 shares |
| Propriedade de Insider | 63.39 % |
| Total de Insiders | 38 |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Percentual do Float Comprado por Insiders (Classificação)
253 out of 10786
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
Cadiz Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| John A Bohn Director - [D] | 2,807 | 2,807 | |
| Keith Brackpool Director - [D] | 1,933,701 | 1,933,701 | |
| Jeffrey J Brown Director - [D] | 8,868 | 8,868 | |
| Anthony L Coelho - | 4,000 | 4,000 | |
|
Richard F Conway
Director, 10% Owner -
[D]
|
3,263,926 | 3,263,926 | |
| Stephen E Courter Director - [D] | 75,489 | 75,489 | |
|
Mark Donegan
10% Owner -
|
386,651 | 386,651 | |
| Dreyfus Maria S. Director - [D] | 186,003 | 186,003 | |
| Maria Echaveste Director - [D] | 39,627 | 39,627 | |
| Geoffrey T Grant Director - [D] | 551,382 | 551,382 | |
| Murray H Hutchison Director - [D] | 64,988 | 64,988 | |
|
Heerema International Group Services SA
10% Owner -
|
25,695,300 | 25,695,300 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Winston H Hickox Director - [D] | 263,830 | 263,830 | |
|
Ing Capital Llc
10% Owner -
|
1,330,731 | 1,330,731 | |
|
Groep Nv Ing
10% Owner -
|
1,330,731 | 1,330,731 | |
| Susan P Kennedy Chief Executive Officer, Director - [D] [O] | 1,171,921 | 1,171,921 | |
|
Steven Lampe
Director, 10% Owner -
[D]
|
3,263,926 | 3,263,926 | |
|
Lampe, Conway & Co. Llc
Director, 10% Owner -
[D]
|
3,263,926 | 3,263,926 | |
| Lc Capital Master Fund Ltd - | 3,263,926 | 3,263,926 | |
|
Lc Capital Partners Lp
Director, 10% Owner -
[D]
|
3,263,926 | 3,263,926 | |
|
LC Capital Advisors LLC
Director, 10% Owner -
[D]
|
3,263,926 | 3,263,926 | |
|
LC Capital Offshore Fund Ltd
Director, 10% Owner -
[D]
|
3,263,926 | 3,263,926 | |
| Barbara A Lloyd Director - [D] | 22,272 | 22,272 | |
| Kenneth T Lombard Director - [D] | 24,887 | 24,887 | |
| Dwight W Makins - | 13,425 | 13,425 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Richard Nevins Director - [D] | 24,947 | 24,947 | |
| David Mark O'Hara Director - [D] | 117,841 | 117,841 | |
|
Asset Management LLP Odey
10% Owner -
|
5,847,368 | 5,847,368 | |
| Raymond J Pacini Director - [D] | 28,590 | 28,590 | |
| Richard Garcia Polanco Director - [D] | 22,052 | 22,052 | |
| Bryant R Riley Director - [D] | 928 | 928 | |
|
Dominic Redfern
10% Owner -
|
386,651 | 386,651 | |
| Cathryn Rivera Chief Operating Officer - [O] | 145,000 | 145,000 | |
| Timothy J Shaheen CFO, Director - [D] [O] | 114,887 | 114,887 | |
| Stanley E Speer Chief Financial Officer - [O] | 297,285 | 297,285 | |
| Scott S Slater Chief Executive Officer, Director - [D] [O] | 123,881 | 123,881 | |
|
Water Asset Management LLC
10% Owner -
|
2,458,219 | 2,458,219 | |
| de Macias Carolyn D Webb Director - [D] | 33,815 | 33,815 |
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em CDZI / Cadiz Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em CDZI / Cadiz Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-06-03 | 2026-05-20 | 4 | Rivera Cathryn | CDZI | Common Stock | D | 4.3300 | -2,500 | -11 | 145,000 | ||||
| 2026-05-28 | 2026-05-26 | 4 | O'Hara David Mark | CDZI | Common Stock | D | 4.5800 | 110,865 | 508 | 117,841 | ||||
| 2026-04-10 | 2026-04-08 | 4 | Rivera Cathryn | CDZI | Common Stock | D | 10,000 | 147,500 | ||||||
| 2026-04-10 | 2026-04-08 | 4 | SPEER STANLEY E | CDZI | Common Stock | D | 25,075 | 283,860 | ||||||
| 2026-04-10 | 2025-10-31 | 4 | SPEER STANLEY E | CDZI | Common Stock | D | 13,425 | 297,285 | ||||||
| 2026-04-10 | 2026-04-08 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 125,000 | 1,121,921 | ||||||
| 2026-04-10 | 2025-10-31 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 50,000 | 1,171,921 | ||||||
| 2026-04-03 | 2026-04-01 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 5.0550 | 927 | 5 | 22,272 | ||||
| 2026-04-03 | 2026-04-01 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 5.0550 | 3,709 | 19 | 186,003 | ||||
| 2026-04-03 | 2026-04-01 | 4 | O'Hara David Mark | CDZI | Common Stock | D | 5.0550 | 3,709 | 19 | 6,976 | ||||
| 2026-04-03 | 2026-04-01 | 4 | O'Hara David Mark | CDZI | Common Stock | D | 5.7400 | 3,267 | 19 | 3,267 | ||||
| 2026-04-03 | 3 | O'Hara David Mark | CDZI | Common Stock | D | 0 | ||||||||
| 2026-01-06 | 2026-01-02 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 5.7400 | 817 | 5 | 21,345 | ||||
| 2026-01-06 | 2026-01-02 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 5.7400 | 3,267 | 19 | 182,294 | ||||
| 2025-10-08 | 2025-10-06 | 4 | SPEER STANLEY E | CDZI | Common Stock | D | 141,600 | 258,785 | ||||||
| 2025-10-02 | 2025-10-01 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 4.4400 | 1,056 | 5 | 20,528 | ||||
| 2025-10-02 | 2025-10-01 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 4.4400 | 4,223 | 19 | 179,027 | ||||
| 2025-07-01 | 2025-07-01 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 3.0200 | 1,552 | 5 | 19,472 | ||||
| 2025-07-01 | 2025-06-30 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 3.0443 | 8,212 | 25 | 17,920 | ||||
| 2025-07-01 | 2025-07-01 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 3.0200 | 6,209 | 19 | 174,804 | ||||
| 2025-07-01 | 2025-06-30 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 3.0443 | 8,212 | 25 | 168,595 | ||||
| 2025-06-30 | 2025-06-30 | 4 | Polanco Richard Garcia | CDZI | Common Stock | D | 3.0443 | 8,212 | 25 | 22,052 | ||||
| 2025-06-30 | 2025-06-30 | 4 | Lombard Kenneth T | CDZI | Common Stock | D | 3.0443 | 8,212 | 25 | 24,887 | ||||
| 2025-06-30 | 2025-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 3.0443 | 8,212 | 25 | 193,071 | ||||
| 2025-06-30 | 2025-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 3.0443 | 8,212 | 25 | 75,489 | ||||
| 2025-06-30 | 2025-06-30 | 4 | Echaveste Maria | CDZI | Common Stock | D | 3.0443 | 8,212 | 25 | 39,627 | ||||
| 2025-04-03 | 2025-04-01 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 2.9150 | 6,562 | 19 | 160,383 | ||||
| 2025-04-03 | 2025-04-01 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 2.9150 | 1,608 | 5 | 9,708 | ||||
| 2025-02-26 | 2025-02-24 | 4 | SPEER STANLEY E | CDZI | Common Stock | D | 37,477 | 117,185 | ||||||
| 2025-01-06 | 2025-01-02 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 5.2300 | 3,585 | 19 | 153,821 | ||||
| 2025-01-06 | 2025-01-02 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 5.2300 | 896 | 5 | 8,100 | ||||
| 2024-11-06 | 2024-11-05 | 4 | Heerema International Group Services SA HHC $ Fund 2012 | CDZI | Common Stock | I | 3.3400 | 2,070,000 | 6,914 | 22,783,965 | ||||
| 2024-10-11 | 2024-09-16 | 4 | Rivera Cathryn | CDZI | Common Stock | D | 137,500 | 137,500 | ||||||
| 2024-10-11 | 3 | Rivera Cathryn | CDZI | Common Stock | D | 0 | ||||||||
| 2024-10-03 | 2024-10-01 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 2.9500 | 1,589 | 5 | 7,204 | ||||
| 2024-10-02 | 2024-10-01 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 2.9500 | 6,356 | 19 | 150,236 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 3.0680 | 1,528 | 5 | 5,615 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Lloyd Barbara A | CDZI | Common Stock | D | 3.0584 | 4,087 | 12 | 4,087 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 3.0680 | 6,112 | 19 | 143,880 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 3.0584 | 8,174 | 25 | 137,768 | ||||
| 2024-07-03 | 2024-07-01 | 4 | COURTER STEPHEN E | cdzi | Common Stock | D | 3.0584 | 8,174 | 25 | 67,277 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Polanco Richard Garcia | CDZI | Common Stock | D | 3.0584 | 8,174 | 25 | 13,840 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Lombard Kenneth T | CDZI | Common Stock | D | 3.0584 | 8,174 | 25 | 16,675 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Webb de Macias Carolyn D | CDZI | Common Stock | D | 3.0584 | 8,174 | 25 | 33,815 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 3.0584 | 8,174 | 25 | 184,859 | ||||
| 2024-07-03 | 2024-07-01 | 4 | Echaveste Maria | CDZI | Common Stock | D | 3.0584 | 8,174 | 25 | 31,415 | ||||
| 2024-06-26 | 2024-06-24 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 2.8500 | 6,579 | 19 | 129,594 | ||||
| 2024-04-19 | 2024-04-18 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 2.2500 | 25,000 | 56 | 966,921 | ||||
| 2024-04-18 | 2024-04-16 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 700,000 | 941,921 | ||||||
| 2024-04-15 | 2024-04-11 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 150,000 | 241,921 | ||||||
| 2024-03-27 | 2024-03-15 | 4 | SPEER STANLEY E | CDZI | Common Stock | D | 20,124 | 79,708 | ||||||
| 2024-03-11 | 3 | Lloyd Barbara A | CDZI | Common Stock | D | 0 | ||||||||
| 2024-01-04 | 2024-01-02 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 2.9250 | 6,410 | 19 | 123,015 | ||||
| 2024-01-04 | 2024-01-04 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 2.8096 | 6,762 | 19 | 91,921 | ||||
| 2023-10-03 | 2023-10-02 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 3.2250 | 5,814 | 19 | 116,605 | ||||
| 2023-09-27 | 2023-09-25 | 4 | Hickox Winston H | CDZI | Common Stock | D | 3.3000 | 3,030 | 10 | 176,685 | ||||
| 2023-09-21 | 2023-09-21 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 3.1700 | 15,822 | 50 | 85,159 | ||||
| 2023-07-17 | 2023-07-13 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 3.5000 | 100,000 | 350 | 110,791 | ||||
| 2023-07-17 | 2023-07-13 | 4 | Slater Scott S | CDZI | Common Stock | D | 3.5000 | 14,000 | 49 | 123,881 | ||||
| 2023-07-17 | 2023-07-13 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 3.5000 | 14,000 | 49 | 69,337 | ||||
| 2023-07-14 | 2023-06-13 | 4 | Odey Asset Management LLP See Footnotes | CDZI | Common Stock | I | 3.9500 | -1,063,820 | -4,202 | 0 | ||||
| 2023-07-14 | 2023-06-13 | 4 | Odey Asset Management LLP See Footnotes | CDZI | Common Stock | I | 3.9500 | -338,623 | -1,338 | 0 | ||||
| 2023-07-14 | 2023-06-13 | 4 | Odey Asset Management LLP See Footnotes | CDZI | Common Stock | I | 3.9500 | -340,883 | -1,346 | 0 | ||||
| 2023-07-14 | 2023-06-12 | 4 | Odey Asset Management LLP See Footnotes | CDZI | Common Stock | I | 4.3670 | -3,773 | -16 | 1,063,820 | ||||
| 2023-07-14 | 2023-06-12 | 4 | Odey Asset Management LLP See Footnotes | CDZI | Common Stock | I | 4.3670 | -1,201 | -5 | 338,623 | ||||
| 2023-07-13 | 2023-07-11 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 4.0100 | 4,676 | 19 | 10,791 | ||||
| 2023-07-13 | 2023-07-11 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 3.9900 | 4,699 | 19 | 6,115 | ||||
| 2023-07-06 | 2023-07-06 | 4 | Heerema International Group Services SA HHC $ Fund 2012 | CDZI | Common Stock | I | 4.0000 | 200,000 | 800 | 20,713,965 | ||||
| 2023-07-06 | 2023-07-03 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 4.4124 | 5,666 | 25 | 59,103 | ||||
| 2023-07-06 | 2023-07-03 | 4 | Dreyfus Maria S. | CDZI | Common Stock | D | 4.4124 | 1,416 | 6 | 1,416 | ||||
| 2023-07-06 | 2023-07-03 | 4 | Polanco Richard Garcia | CDZI | Common Stock | D | 4.4124 | 5,666 | 25 | 5,666 | ||||
| 2023-07-06 | 2023-07-03 | 4 | Webb de Macias Carolyn D | CDZI | Common Stock | D | 4.4124 | 5,666 | 25 | 25,641 | ||||
| 2023-07-06 | 2023-07-03 | 4 | Echaveste Maria | CDZI | Common Stock | D | 4.4124 | 5,666 | 25 | 23,241 | ||||
| 2023-07-06 | 2023-07-03 | 4 | Hickox Winston H | CDZI | Common Stock | D | 4.4124 | 5,666 | 25 | 173,655 | ||||
| 2023-07-06 | 2023-07-03 | 4 | Lombard Kenneth T | CDZI | Common Stock | D | 4.4124 | 5,666 | 25 | 8,501 | ||||
| 2023-06-26 | 2022-12-14 | 4/A | Kennedy Susan P | CDZI | Common Stock | D | 2.5000 | 20,000 | 50 | 95,950 | ||||
| 2023-06-20 | 2023-06-20 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 4.1295 | 2,417 | 10 | 75,337 | ||||
| 2023-06-20 | 2023-06-15 | 4 | Kennedy Susan P | CDZI | Common Stock | D | -20,000 | 55,337 | ||||||
| 2023-05-26 | 2023-05-26 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 5.0600 | 1,970 | 10 | 68,432 | ||||
| 2023-04-06 | 2023-04-04 | 4 | Kennedy Susan P | CDZI | Common Stock | D | -25,000 | 66,462 | ||||||
| 2023-04-05 | 2023-04-03 | 4 | Hickox Winston H | CDZI | Common Stock | D | 3.9900 | 4,699 | 19 | 167,989 | ||||
| 2023-04-05 | 2023-04-03 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 3.9900 | 4,699 | 19 | 1,933,701 | ||||
| 2023-04-05 | 2023-04-03 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 3.9900 | 4,699 | 19 | 520,882 | ||||
| 2023-03-03 | 2023-03-01 | 4 | Slater Scott S | CDZI | Common Stock | D | 40,247 | 109,881 | ||||||
| 2023-03-02 | 2023-03-01 | 4 | SPEER STANLEY E | CDZI | Common Stock | D | 20,124 | 59,584 | ||||||
| 2023-02-06 | 3 | Odey Robin Crispin William See Footnotes | CDZI | Common Stock | I | 340,883 | ||||||||
| 2023-02-06 | 3 | Odey Robin Crispin William See Footnotes | CDZI | Common Stock | I | 1,067,593 | ||||||||
| 2023-02-06 | 3 | Odey Robin Crispin William See Footnotes | CDZI | Common Stock | I | 339,824 | ||||||||
| 2023-02-06 | 3 | Odey Robin Crispin William See Footnotes | CDZI | Common Stock | I | 3,682,219 | ||||||||
| 2023-02-06 | 3 | Odey Robin Crispin William See Footnotes | CDZI | Common Stock | I | 2,165,149 | ||||||||
| 2023-02-02 | 2023-02-02 | 4 | Heerema International Group Services SA HHC $ Fund 2012 | CDZI | Common Stock | I | 3.8400 | 3,675,000 | 14,112 | 20,513,965 | ||||
| 2023-01-04 | 2023-01-03 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 2.5350 | 7,396 | 19 | 516,183 | ||||
| 2023-01-04 | 2023-01-03 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 2.5350 | 7,396 | 19 | 1,929,002 | ||||
| 2023-01-04 | 2023-01-03 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2.5350 | 7,396 | 19 | 163,290 | ||||
| 2022-12-30 | 2022-12-29 | 4 | Echaveste Maria | CDZI | Common Stock | D | 2.6490 | 2,000 | 5 | 17,575 | ||||
| 2022-12-19 | 2022-12-16 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 2.6100 | 264 | 1 | 70,759 | ||||
| 2022-12-19 | 2022-12-15 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 2.5700 | 7,905 | 20 | 70,495 | ||||
| 2022-12-16 | 2022-12-16 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 2.5700 | 2,000 | 5 | 53,437 | ||||
| 2022-12-14 | 2022-12-14 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 2.5000 | 15,512 | 39 | 91,462 | ||||
| 2022-12-13 | 2022-12-13 | 4 | Webb de Macias Carolyn D | CDZI | Common Stock | D | 2.2600 | 4,400 | 10 | 19,975 | ||||
| 2022-12-13 | 2022-12-13 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 2.2200 | 75,000 | 167 | 75,950 | ||||
| 2022-11-10 | 2022-11-09 | 4 | Heerema International Group Services SA HHC $ Fund 2012 | CDZI | Common Stock | I | 2.0000 | 1,783,334 | 3,567 | 16,838,965 | ||||
| 2022-10-05 | 2022-10-03 | 4 | Hickox Winston H | CDZI | Common Stock | D | 1.8600 | 10,081 | 19 | 155,894 | ||||
| 2022-10-05 | 2022-10-03 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 1.8600 | 10,081 | 19 | 508,787 | ||||
| 2022-10-05 | 2022-10-03 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 1.8600 | 10,081 | 19 | 1,921,606 | ||||
| 2022-07-14 | 2022-07-12 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 2.2050 | 11,339 | 25 | 498,706 | ||||
| 2022-07-14 | 2022-07-12 | 4 | Lombard Kenneth T | CDZI | Common Stock | D | 2.2050 | 2,835 | 6 | 2,835 | ||||
| 2022-07-14 | 2022-07-12 | 4 | Webb de Macias Carolyn D | CDZI | Common Stock | D | 2.2050 | 11,339 | 25 | 15,575 | ||||
| 2022-07-14 | 2022-07-12 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 2.2050 | 11,339 | 25 | 51,437 | ||||
| 2022-07-14 | 2022-07-12 | 4 | Echaveste Maria | CDZI | Common Stock | D | 2.2050 | 11,339 | 25 | 15,575 | ||||
| 2022-07-14 | 2022-07-12 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2.2050 | 11,339 | 25 | 145,813 | ||||
| 2022-07-14 | 2022-07-12 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 2.2050 | 5,670 | 13 | 1,911,525 | ||||
| 2022-07-06 | 2022-07-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2.4150 | 7,764 | 19 | 134,474 | ||||
| 2022-07-06 | 2022-07-01 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 2.4150 | 7,764 | 19 | 1,905,855 | ||||
| 2022-07-06 | 2022-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 2.4150 | 7,764 | 19 | 487,367 | ||||
| 2022-04-12 | 2022-04-12 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 1.9487 | 100,000 | 195 | 1,898,091 | ||||
| 2022-04-12 | 2022-04-11 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 1.9957 | 100,000 | 200 | 1,798,091 | ||||
| 2022-04-05 | 2022-04-04 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2.2200 | 5,385 | 12 | 126,710 | ||||
| 2022-04-05 | 2022-04-01 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 2.1200 | 27,590 | 58 | 62,590 | ||||
| 2022-04-05 | 2022-04-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2.1200 | 44,410 | 94 | 121,325 | ||||
| 2022-04-05 | 2022-04-04 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 2.2300 | 9,600 | 21 | 40,098 | ||||
| 2022-04-05 | 2022-04-01 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 2.1300 | 600 | 1 | 30,698 | ||||
| 2022-04-05 | 2022-04-01 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 2.0750 | 9,036 | 19 | 1,698,091 | ||||
| 2022-04-05 | 2022-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 2.0750 | 9,036 | 19 | 479,603 | ||||
| 2022-03-22 | 2022-03-20 | 4 | Heerema International Group Services SA HHC $ Fund 2012 | CDZI | Common Stock | I | 1.7500 | 2,857,142 | 5,000 | 15,055,630 | ||||
| 2022-03-22 | 2022-03-20 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 1.7500 | 1,142,857 | 2,000 | 1,689,055 | ||||
| 2022-03-22 | 2022-03-20 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 1.7500 | 285,714 | 500 | 470,567 | ||||
| 2022-02-08 | 2022-02-04 | 4 | Kennedy Susan P | CDZI | Performance Rights | D | 450,000 | 450,000 | ||||||
| 2022-02-08 | 2022-02-04 | 4 | BRACKPOOL KEITH | CDZI | Restricted Stock Units | D | -170,000 | 0 | ||||||
| 2022-02-08 | 2022-02-04 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 170,000 | 546,198 | ||||||
| 2022-01-05 | 2022-01-03 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 4.0350 | 4,647 | 19 | 184,853 | ||||
| 2021-12-17 | 2021-12-16 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 4.2487 | 25,000 | 106 | 180,206 | ||||
| 2021-12-16 | 2021-12-15 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 3.7800 | 30,000 | 113 | 376,198 | ||||
| 2021-12-14 | 2021-12-13 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 3.6000 | 25,000 | 90 | 346,198 | ||||
| 2021-12-13 | 2021-12-10 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 3.9800 | 50,000 | 199 | 321,198 | ||||
| 2021-12-08 | 3 | Heerema International Group Services SA HHC Fund 2012 | CDZI | Common Stock | I | 2,911,335 | ||||||||
| 2021-12-08 | 3 | Heerema International Group Services SA HHC $ Fund 2012 | CDZI | Common Stock | I | 12,198,488 | ||||||||
| 2021-12-08 | 2021-12-08 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 4.4300 | 11,089 | 49 | 155,206 | ||||
| 2021-12-08 | 2021-12-07 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 4.0100 | 13,911 | 56 | 144,117 | ||||
| 2021-12-08 | 2021-12-07 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 4.1000 | 29,900 | 123 | 271,198 | ||||
| 2021-12-08 | 2021-12-06 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 3.9800 | 20,100 | 80 | 241,298 | ||||
| 2021-10-25 | 2021-06-30 | 4/A | Hickox Winston H | CDZI | Common Stock | D | 13.1623 | 1,899 | 25 | 76,915 | ||||
| 2021-10-04 | 2021-10-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.9550 | 2,696 | 19 | 130,206 | ||||
| 2021-09-10 | 2021-09-08 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.8723 | 25,000 | 272 | 127,510 | ||||
| 2021-08-17 | 2021-08-13 | 4 | SPEER STANLEY E | CDZI | Restricted Stock Units | D | -42,500 | 85,000 | ||||||
| 2021-08-17 | 2021-08-13 | 4 | SPEER STANLEY E | CDZI | Common Stock | D | 20,124 | 39,460 | ||||||
| 2021-08-17 | 2021-08-13 | 4 | Slater Scott S | CDZI | Restricted Stock Units | D | -85,000 | 170,000 | ||||||
| 2021-08-17 | 2021-08-13 | 4 | Slater Scott S | CDZI | Common Stock | D | 40,247 | 69,634 | ||||||
| 2021-08-17 | 2021-08-13 | 4 | BRACKPOOL KEITH | CDZI | Restricted Stock Units | D | -85,000 | 170,000 | ||||||
| 2021-08-17 | 2021-08-13 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 55,802 | 221,198 | ||||||
| 2021-07-01 | 2021-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 14.0450 | 1,335 | 19 | 102,510 | ||||
| 2021-07-01 | 2021-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 13.1623 | 1,899 | 25 | 101,175 | ||||
| 2021-07-01 | 2021-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 13.1623 | 1,899 | 25 | 30,098 | ||||
| 2021-07-01 | 2021-06-30 | 4 | Kennedy Susan P | CDZI | Common Stock | D | 13.1623 | 950 | 13 | 950 | ||||
| 2021-07-01 | 2021-06-30 | 4 | Webb de Macias Carolyn D | CDZI | Common Stock | D | 13.1623 | 1,899 | 25 | 4,236 | ||||
| 2021-07-01 | 2021-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 13.1623 | 1,899 | 25 | 96,915 | ||||
| 2021-07-01 | 2021-06-30 | 4 | Echaveste Maria | CDZI | Common Stock | D | 13.1623 | 1,899 | 25 | 4,236 | ||||
| 2021-04-28 | 2021-04-26 | 4 | Slater Scott S | CDZI | Restricted Stock Units | D | 255,000 | 255,000 | ||||||
| 2021-04-28 | 2021-04-26 | 4 | SPEER STANLEY E | CDZI | Restricted Stock Units | D | 127,500 | 127,500 | ||||||
| 2021-04-28 | 2021-04-26 | 4 | BRACKPOOL KEITH | CDZI | Restricted Stock Units | D | 255,000 | 255,000 | ||||||
| 2021-04-05 | 2021-04-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 9.6350 | 1,297 | 12 | 24,947 | ||||
| 2021-04-05 | 2021-04-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 9.6350 | 1,297 | 12 | 64,988 | ||||
| 2021-04-05 | 2021-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 9.6350 | 1,297 | 12 | 99,276 | ||||
| 2021-01-05 | 2021-01-04 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.5200 | 1,188 | 12 | 97,979 | ||||
| 2021-01-05 | 2021-01-04 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 10.5200 | 1,188 | 12 | 63,691 | ||||
| 2021-01-05 | 2021-01-04 | 4 | Nevins Richard | CDZI | Common Stock | D | 10.5200 | 1,188 | 12 | 23,650 | ||||
| 2020-10-02 | 2020-10-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 9.9700 | 1,254 | 13 | 22,462 | ||||
| 2020-10-02 | 2020-10-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 9.9700 | 1,254 | 13 | 96,791 | ||||
| 2020-10-02 | 2020-10-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 9.9700 | 1,254 | 13 | 62,503 | ||||
| 2020-07-02 | 2020-07-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 10.2150 | 1,224 | 13 | 61,249 | ||||
| 2020-07-02 | 2020-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 10.6990 | 2,337 | 25 | 60,025 | ||||
| 2020-07-02 | 2020-07-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 10.2150 | 1,224 | 13 | 21,208 | ||||
| 2020-07-02 | 2020-06-30 | 4 | Nevins Richard | CDZI | Common Stock | D | 10.6990 | 2,337 | 25 | 19,984 | ||||
| 2020-07-02 | 2020-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.2150 | 1,224 | 13 | 95,537 | ||||
| 2020-07-02 | 2020-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.6990 | 2,337 | 25 | 94,313 | ||||
| 2020-07-02 | 2020-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 10.6990 | 2,337 | 25 | 75,016 | ||||
| 2020-07-02 | 2020-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 10.6990 | 2,337 | 25 | 28,199 | ||||
| 2020-07-02 | 2020-06-30 | 4 | Webb de Macias Carolyn D | CDZI | Common Stock | D | 10.6990 | 2,337 | 25 | 2,337 | ||||
| 2020-07-02 | 2020-06-30 | 4 | Echaveste Maria | cdzi | Common Stock | D | 10.6990 | 2,337 | 25 | 2,337 | ||||
| 2020-05-29 | 3 | SPEER STANLEY E | CDZI | Common Stock | D | 38,672 | ||||||||
| 2020-05-29 | 3 | SPEER STANLEY E | CDZI | Common Stock | D | 38,672 | ||||||||
| 2020-05-29 | 3 | SPEER STANLEY E | CDZI | Common Stock | D | 38,672 | ||||||||
| 2020-04-03 | 2020-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 11.5250 | 1,085 | 13 | 91,976 | ||||
| 2020-04-03 | 2020-04-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 11.5250 | 1,085 | 13 | 57,688 | ||||
| 2020-04-03 | 2020-04-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 11.5250 | 1,085 | 13 | 17,647 | ||||
| 2020-03-26 | 2020-03-24 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.0658 | -9,806 | -99 | 90,891 | ||||
| 2020-03-24 | 2020-03-23 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.0092 | -9,076 | -91 | 100,697 | ||||
| 2020-03-24 | 2020-03-20 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.0211 | -6,013 | -60 | 109,773 | ||||
| 2020-03-24 | 2020-03-19 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.0140 | -25,105 | -251 | 115,786 | ||||
| 2020-03-09 | 2020-03-05 | 4 | Slater Scott S | CDZI | Common Stock | D | 9.8100 | 20,387 | 200 | 29,387 | ||||
| 2020-03-09 | 2020-03-05 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 9.8100 | 20,387 | 200 | 165,387 | ||||
| 2020-03-09 | 2020-03-05 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | 9.8100 | 20,387 | 200 | 114,887 | ||||
| 2020-03-09 | 2020-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Series 1 Preferred Stock | D | 6.75 | 9,671 | 9,671 | |||||
| 2020-03-09 | 2020-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2020 | D | 6.75 | -26,441,360 | 0 | |||||
| 2020-03-09 | 2020-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2020 | D | 6.75 | -16,904,930 | 26,441,360 | |||||
| 2020-03-09 | 2020-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2020 | D | 6.75 | 16,866,290 | 43,346,290 | |||||
| 2020-03-09 | 2020-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Common Stock | D | 6.7500 | 2,504,434 | 16,905 | 3,263,926 | ||||
| 2020-01-03 | 2020-01-02 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 11.0380 | 1,133 | 13 | 8,868 | ||||
| 2020-01-03 | 2020-01-02 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 11.0380 | 1,133 | 13 | 56,603 | ||||
| 2020-01-03 | 2020-01-02 | 4 | Nevins Richard | CDZI | Common Stock | D | 11.0380 | 1,133 | 13 | 16,562 | ||||
| 2020-01-03 | 2020-01-02 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 11.0380 | 1,133 | 13 | 140,891 | ||||
| 2019-10-03 | 2019-10-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 12.2900 | 1,017 | 12 | 15,429 | ||||
| 2019-10-03 | 2019-10-01 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 12.2900 | 1,017 | 12 | 7,735 | ||||
| 2019-10-03 | 2019-10-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 12.2900 | 1,017 | 12 | 139,758 | ||||
| 2019-10-03 | 2019-10-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 12.2900 | 1,017 | 12 | 55,470 | ||||
| 2019-09-18 | 2019-09-17 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 11.5050 | 1,086 | 12 | 138,741 | ||||
| 2019-09-18 | 2019-09-17 | 4 | Nevins Richard | CDZI | Common Stock | D | 11.5050 | 1,086 | 12 | 14,412 | ||||
| 2019-09-18 | 2019-09-17 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 11.5050 | 1,086 | 12 | 6,718 | ||||
| 2019-09-18 | 2019-09-17 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 11.5050 | 1,086 | 12 | 54,453 | ||||
| 2019-07-22 | 3 | Echaveste Maria | CDZI | Common Stock | D | 0 | ||||||||
| 2019-07-17 | 3 | Webb de Macias Carolyn D | CDZI | Common Stock | D | 0 | ||||||||
| 2019-07-15 | 2019-07-11 | 4 | Water Asset Management LLC | CDZI | Common Stock, par value $0.01 ("Common Stock") | I | 11.0000 | -800,000 | -8,800 | 2,458,219 | ||||
| 2019-07-01 | 2019-06-30 | 4 | Nevins Richard | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 13,326 | ||||
| 2019-07-01 | 2019-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 72,679 | ||||
| 2019-07-01 | 2019-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 53,367 | ||||
| 2019-07-01 | 2019-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 25,862 | ||||
| 2019-07-01 | 2019-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 137,655 | ||||
| 2019-07-01 | 2019-06-30 | 4 | BOHN JOHN A | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 2,807 | ||||
| 2019-07-01 | 2019-06-30 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 5,632 | ||||
| 2019-07-01 | 2019-06-30 | 4 | Pacini Raymond J | CDZI | Common Stock | D | 10.4475 | 1,914 | 20 | 28,590 | ||||
| 2019-05-02 | 2019-04-22 | 4 | Water Asset Management LLC | CDZI | Convertible Promissory Note | I | 6.75 | 1,964,643 | 0 | |||||
| 2019-05-02 | 2019-04-22 | 4 | Water Asset Management LLC | CDZI | Common Stock, par value $0.01 ("Common Stock") | I | 6.7500 | 291,057 | 1,965 | 3,258,219 | ||||
| 2019-04-03 | 2019-04-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 9.5750 | 783 | 7 | 11,412 | ||||
| 2019-04-03 | 2019-04-01 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 9.5750 | 783 | 7 | 3,718 | ||||
| 2019-04-03 | 2019-04-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 9.5750 | 783 | 7 | 51,453 | ||||
| 2019-04-03 | 2019-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 9.5750 | 783 | 7 | 135,741 | ||||
| 2019-02-13 | 2018-10-03 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -25,000 | 145,000 | ||||||
| 2019-01-03 | 2019-01-02 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 10.3000 | 728 | 7 | 2,935 | ||||
| 2019-01-03 | 2019-01-02 | 4 | Nevins Richard | CDZI | Common Stock | D | 10.3000 | 728 | 7 | 10,629 | ||||
| 2019-01-03 | 2019-01-02 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.3000 | 728 | 7 | 134,958 | ||||
| 2019-01-03 | 2019-01-02 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 10.3000 | 728 | 7 | 50,670 | ||||
| 2018-12-12 | 2018-12-10 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.8400 | -111,000 | -1,092 | 2,967,162 | ||||
| 2018-12-12 | 2018-12-10 | 4 | Water Asset Management LLC | CDZI | Common Stock, par value $0.01 ("Common Stock") | I | 9.8800 | 111,000 | 1,097 | 3,078,162 | ||||
| 2018-10-05 | 2018-10-03 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 11.1000 | 676 | 8 | 49,942 | ||||
| 2018-10-05 | 2018-10-03 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 11.1000 | 676 | 8 | 134,230 | ||||
| 2018-10-05 | 2018-10-03 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 11.1000 | 676 | 8 | 2,207 | ||||
| 2018-10-05 | 2018-10-03 | 4 | Nevins Richard | CDZI | Common Stock | D | 11.1000 | 676 | 8 | 9,901 | ||||
| 2018-07-02 | 2018-07-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 13.0750 | 574 | 8 | 9,225 | ||||
| 2018-07-02 | 2018-06-30 | 4 | Nevins Richard | CDZI | Common Stock | D | 12.7100 | 1,573 | 20 | 8,651 | ||||
| 2018-07-02 | 2018-07-01 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 13.0750 | 574 | 8 | 1,531 | ||||
| 2018-07-02 | 2018-06-30 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 12.7100 | 393 | 5 | 957 | ||||
| 2018-07-02 | 2018-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 13.0750 | 574 | 8 | 133,554 | ||||
| 2018-07-02 | 2018-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 12.7100 | 1,573 | 20 | 132,980 | ||||
| 2018-07-02 | 2018-07-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 13.0750 | 574 | 8 | 49,266 | ||||
| 2018-07-02 | 2018-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 12.7100 | 1,573 | 20 | 48,692 | ||||
| 2018-07-02 | 2018-06-30 | 4 | BOHN JOHN A | CDZI | Common Stock | D | 12.7100 | 393 | 5 | 893 | ||||
| 2018-07-02 | 2018-06-30 | 4 | Pacini Raymond J | CDZI | Common Stock | D | 12.7100 | 1,573 | 20 | 26,676 | ||||
| 2018-07-02 | 2018-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 12.7100 | 1,573 | 20 | 70,765 | ||||
| 2018-07-02 | 2018-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 12.7100 | 1,573 | 20 | 23,948 | ||||
| 2018-06-15 | 2018-06-13 | 4 | BROWN JEFFREY J | CDZI | Common Stock | D | 13.3000 | 564 | 8 | 564 | ||||
| 2018-06-13 | 3 | BOHN JOHN A | CDZI | Common Stock | D | 1,000 | ||||||||
| 2018-06-13 | 3 | BOHN JOHN A | CDZI | Common Stock | D | 1,000 | ||||||||
| 2018-06-13 | 3 | BOHN JOHN A | CDZI | Common Stock | D | 1,000 | ||||||||
| 2018-06-04 | 2018-05-25 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 12.4600 | -531,918 | -6,628 | 2,967,162 | ||||
| 2018-06-04 | 2018-05-25 | 4 | Water Asset Management LLC | CDZI | Common Stock, par value $0.01 ("Common Stock") | I | 12.4700 | 531,918 | 6,633 | 3,499,080 | ||||
| 2018-05-31 | 3 | BROWN JEFFREY J | CDZI | Common Stock | D | 0 | ||||||||
| 2018-04-03 | 2018-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 13.3000 | 564 | 8 | 131,407 | ||||
| 2018-04-03 | 2018-03-19 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | -10,000 | 130,843 | ||||||
| 2018-04-03 | 2018-04-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 13.3000 | 564 | 8 | 7,078 | ||||
| 2018-04-03 | 2018-04-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 13.3000 | 564 | 8 | 47,119 | ||||
| 2018-02-08 | 2017-12-19 | 5 | SHAHEEN TIMOTHY J | cdzi | Common Stock | D | -4,000 | 94,500 | ||||||
| 2018-02-08 | 2017-11-24 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -40,000 | 170,000 | ||||||
| 2018-02-08 | 2017-10-11 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -40,000 | 210,000 | ||||||
| 2018-02-08 | 2017-09-14 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -35,000 | 250,000 | ||||||
| 2018-02-08 | 2017-06-07 | 5 | BRACKPOOL KEITH | CDZI | Restricted Stock Units | D | -100,000 | 0 | ||||||
| 2018-02-08 | 2017-06-07 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | 100,000 | 285,000 | ||||||
| 2018-01-03 | 2018-01-02 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 14.2000 | 528 | 7 | 46,555 | ||||
| 2018-01-03 | 2018-01-02 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 14.2000 | 528 | 7 | 140,843 | ||||
| 2018-01-03 | 2018-01-02 | 4 | Nevins Richard | CDZI | Common Stock | D | 14.2000 | 528 | 7 | 6,514 | ||||
| 2017-10-05 | 2017-10-03 | 4 | Nevins Richard | CDZI | Common Stock | D | 12.7750 | 587 | 7 | 5,986 | ||||
| 2017-10-05 | 2017-10-03 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 12.5000 | 8,541 | 107 | 2,967,162 | ||||
| 2017-10-05 | 2017-10-03 | 4 | HUTCHISON MURRAY H | cdzi | Common Stock | D | 12.7750 | 587 | 7 | 46,027 | ||||
| 2017-10-05 | 2017-10-03 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 12.7750 | 587 | 7 | 140,315 | ||||
| 2017-09-25 | 2017-09-21 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | 12.3000 | -50,000 | -615 | 98,500 | ||||
| 2017-09-25 | 2017-08-14 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | -10,000 | 148,500 | ||||||
| 2017-07-03 | 2017-07-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 13.4250 | 559 | 8 | 5,399 | ||||
| 2017-07-03 | 2017-06-30 | 4 | Nevins Richard | CDZI | Common Stock | D | 1,449 | 4,840 | ||||||
| 2017-07-03 | 2017-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 13.4250 | 559 | 8 | 139,728 | ||||
| 2017-07-03 | 2017-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 1,449 | 139,169 | ||||||
| 2017-07-03 | 2017-07-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 13.4250 | 559 | 8 | 45,440 | ||||
| 2017-07-03 | 2017-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 1,449 | 44,881 | ||||||
| 2017-07-03 | 2017-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 1,449 | 69,192 | ||||||
| 2017-07-03 | 2017-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 1,449 | 22,375 | ||||||
| 2017-07-03 | 2017-06-30 | 4 | Pacini Raymond J | CDZI | Common Stock | D | 1,449 | 25,103 | ||||||
| 2017-06-22 | 2017-06-21 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | 13.0000 | -50,000 | -650 | 158,500 | ||||
| 2017-06-22 | 2017-06-07 | 4 | SHAHEEN TIMOTHY J | CDZI | Restricted Stock Units | D | -100,000 | 0 | ||||||
| 2017-06-22 | 2017-06-07 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | 100,000 | 208,500 | ||||||
| 2017-06-22 | 2017-05-18 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | -5,000 | 108,500 | ||||||
| 2017-04-06 | 2017-04-03 | 4 | Nevins Richard | cdzi | Common Stock | D | 15.4250 | 486 | 7 | 3,391 | ||||
| 2017-04-06 | 2017-04-03 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 15.4250 | 486 | 7 | 43,432 | ||||
| 2017-04-06 | 2017-04-03 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 15.4250 | 486 | 7 | 137,720 | ||||
| 2017-03-06 | 2017-03-03 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 14.5800 | 961 | 14 | 2,958,621 | ||||
| 2017-01-06 | 2017-01-05 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | 12.7000 | -32,000 | -406 | 113,500 | ||||
| 2017-01-06 | 2016-08-10 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | -2,000 | 145,500 | ||||||
| 2017-01-06 | 2016-05-10 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | -5,000 | 147,500 | ||||||
| 2017-01-06 | 2017-01-05 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 12.7000 | -50,000 | -635 | 185,000 | ||||
| 2017-01-04 | 2017-01-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 12.3000 | 610 | 8 | 137,234 | ||||
| 2017-01-04 | 2017-01-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 12.3000 | 610 | 8 | 42,946 | ||||
| 2017-01-04 | 2017-01-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 12.3000 | 610 | 8 | 67,743 | ||||
| 2017-01-04 | 2017-01-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 12.3000 | 610 | 8 | 2,905 | ||||
| 2017-01-03 | 2016-12-30 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 12.3600 | 20,000 | 247 | 2,957,660 | ||||
| 2017-01-03 | 2016-12-29 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 12.6600 | 15,000 | 190 | 2,937,660 | ||||
| 2016-12-29 | 2016-12-28 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 12.3200 | 12,200 | 150 | 2,922,660 | ||||
| 2016-12-29 | 2016-12-27 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 11.8600 | 40,000 | 474 | 2,910,460 | ||||
| 2016-12-29 | 2016-12-27 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 12.0300 | 20,000 | 241 | 2,870,460 | ||||
| 2016-12-23 | 2016-12-22 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 11.5700 | 25,421 | 294 | 2,850,460 | ||||
| 2016-12-23 | 2016-12-21 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 11.4200 | 77,193 | 882 | 2,825,039 | ||||
| 2016-12-21 | 2016-12-20 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 11.0100 | 17,200 | 189 | 2,747,846 | ||||
| 2016-12-21 | 2016-12-19 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 10.9100 | 56,600 | 618 | 2,730,646 | ||||
| 2016-12-21 | 2016-11-30 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 1,495 | 2,674,046 | ||||||
| 2016-12-21 | 2016-11-29 | 4 | Water Asset Management LLC | CDZI | Warrants to purchase Common Stock | I | 0.01 | 11,561 | 11,561 | |||||
| 2016-12-21 | 2016-11-29 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 11,561 | 2,672,551 | ||||||
| 2016-11-18 | 2016-11-17 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 9.2820 | 2,000 | 19 | 35,000 | ||||
| 2016-11-18 | 2016-11-16 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 9.0330 | 3,000 | 27 | 33,000 | ||||
| 2016-11-16 | 2016-11-15 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 8.9480 | 14,500 | 130 | 30,000 | ||||
| 2016-11-16 | 2016-11-14 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 8.7999 | 500 | 4 | 15,500 | ||||
| 2016-11-14 | 2016-11-09 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 8.0800 | 200,000 | 1,616 | 2,660,990 | ||||
| 2016-10-04 | 2016-10-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 7.4575 | 1,006 | 8 | 67,133 | ||||
| 2016-10-04 | 2016-10-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 7.4575 | 1,006 | 8 | 136,624 | ||||
| 2016-10-04 | 2016-10-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 7.4575 | 1,006 | 8 | 42,336 | ||||
| 2016-10-04 | 2016-10-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 7.4575 | 1,006 | 8 | 2,295 | ||||
| 2016-07-05 | 2016-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.8200 | 1,289 | 8 | 135,618 | ||||
| 2016-07-05 | 2016-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.7580 | 3,473 | 20 | 134,329 | ||||
| 2016-07-05 | 2016-07-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 5.8200 | 1,289 | 8 | 41,330 | ||||
| 2016-07-05 | 2016-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 5.7580 | 3,473 | 20 | 40,041 | ||||
| 2016-07-05 | 2016-07-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 5.8200 | 1,289 | 8 | 66,127 | ||||
| 2016-07-05 | 2016-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 5.7580 | 3,473 | 20 | 64,838 | ||||
| 2016-07-05 | 2016-07-01 | 4 | Nevins Richard | CDZI | Common Stock | D | 5.8200 | 1,289 | 8 | 1,289 | ||||
| 2016-06-30 | 2016-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 3,473 | 20,926 | ||||||
| 2016-06-30 | 2016-06-30 | 4 | Pacini Raymond J | cdzi | Common Stock | D | 3,473 | 23,654 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 3.1100 | 23,430 | 73 | 2,460,990 | ||||
| 2016-04-01 | 2016-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 1,453 | 130,856 | ||||||
| 2016-04-01 | 2016-04-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 1,453 | 61,365 | ||||||
| 2016-04-01 | 2016-04-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 1,453 | 36,568 | ||||||
| 2016-02-12 | 2015-04-08 | 5 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | -5,000 | 152,500 | ||||||
| 2016-01-05 | 2016-01-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 1,340 | 129,403 | ||||||
| 2016-01-05 | 2016-01-01 | 4 | Hickox Winston H | CDZI | Common Stock | D | 1,340 | 59,912 | ||||||
| 2016-01-05 | 2016-01-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 1,340 | 35,115 | ||||||
| 2015-12-14 | 2015-12-10 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2020 | D | 6.75 | 26,480,000 | 4,761,429 | |||||
| 2015-12-14 | 2015-12-10 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2018 | D | 8.05 | -26,480,000 | 0 | |||||
| 2015-10-05 | 2015-10-01 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 7.5500 | 7,400 | 56 | 2,437,560 | ||||
| 2015-10-05 | 2015-10-01 | 4 | Grant Geoffrey T | cdzi | Common Stock | D | 1,002 | 128,063 | ||||||
| 2015-10-05 | 2015-10-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 1,002 | 33,775 | ||||||
| 2015-10-01 | 2015-09-29 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 7.3600 | 5,300 | 39 | 2,430,160 | ||||
| 2015-10-01 | 2015-09-29 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 7.4600 | 2,600 | 19 | 2,424,860 | ||||
| 2015-07-15 | 2015-07-15 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.2000 | 5,200 | 48 | 2,422,260 | ||||
| 2015-07-15 | 2015-07-14 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.6100 | 10,000 | 96 | 2,417,060 | ||||
| 2015-07-15 | 2015-07-13 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.3400 | 15,000 | 140 | 2,407,060 | ||||
| 2015-07-13 | 2015-07-10 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.4700 | 15,000 | 142 | 2,392,060 | ||||
| 2015-07-13 | 2015-07-09 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.4100 | 15,000 | 141 | 2,377,060 | ||||
| 2015-07-02 | 2015-06-30 | 4 | Pacini Raymond J | CDZI | Common Stock | D | 2,370 | 20,181 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 2,370 | 17,453 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2,370 | 58,572 | ||||||
| 2015-07-02 | 2015-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 850 | 127,061 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 2,370 | 126,211 | ||||||
| 2015-07-02 | 2015-07-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 850 | 32,773 | ||||||
| 2015-07-02 | 2015-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 2,370 | 31,923 | ||||||
| 2015-06-15 | 2015-06-11 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 7.7200 | 6,100 | 47 | 2,362,060 | ||||
| 2015-06-15 | 2015-06-11 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 7.7200 | -6,100 | -47 | 2,355,960 | ||||
| 2015-06-03 | 2015-06-01 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 8.6100 | 11,100 | 96 | 2,362,060 | ||||
| 2015-06-03 | 2015-06-01 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 8.6100 | -11,100 | -96 | 2,350,960 | ||||
| 2015-04-03 | 2015-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 735 | 123,841 | ||||||
| 2015-04-03 | 2015-04-01 | 4 | HUTCHISON MURRAY H | cdzi | Common Stock | D | 735 | 29,553 | ||||||
| 2015-04-02 | 2015-03-31 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 10.4700 | 3,047 | 32 | 2,362,060 | ||||
| 2015-04-02 | 2015-03-31 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 10.4700 | -3,047 | -32 | 2,359,013 | ||||
| 2015-03-27 | 2015-03-25 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.9800 | -7,000 | -70 | 2,362,060 | ||||
| 2015-03-25 | 2015-03-24 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 10.0100 | -8,000 | -80 | 2,369,060 | ||||
| 2015-03-25 | 2015-03-23 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 10.0500 | -7,000 | -70 | 2,377,060 | ||||
| 2015-03-23 | 2015-03-20 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.7800 | -7,000 | -68 | 2,384,060 | ||||
| 2015-03-23 | 2015-03-19 | 4 | Water Asset Management LLC | CDZI | Common Stock | I | 9.8800 | -7,000 | -69 | 2,391,060 | ||||
| 2015-03-23 | 2015-03-16 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2018 | D | 8.05 | -21,000 | 3,786,147 | |||||
| 2015-03-23 | 2015-03-12 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2018 | D | 8.05 | -125,000 | 3,789,149 | |||||
| 2015-03-23 | 2015-03-11 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2018 | D | 8.05 | -100,000 | 3,807,022 | |||||
| 2015-02-10 | 2014-12-26 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -50,000 | 235,000 | ||||||
| 2015-02-10 | 2009-11-12 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -30,000 | 285,000 | ||||||
| 2015-02-10 | 2009-10-01 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -10,000 | 315,000 | ||||||
| 2015-02-10 | 2009-08-12 | 5 | BRACKPOOL KEITH | CDZI | Common Stock | D | -20,000 | 325,000 | ||||||
| 2015-01-05 | 2015-01-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 684 | 123,106 | ||||||
| 2015-01-05 | 2015-01-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 684 | 28,818 | ||||||
| 2014-11-14 | 3 | Water Asset Management LLC | CDZI | Common Stock | I | 4,796,120 | ||||||||
| 2014-11-14 | 3 | Water Asset Management LLC | CDZI | Common Stock | I | 4,796,120 | ||||||||
| 2014-11-13 | 2014-11-13 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.6026 | 12,800 | 136 | 122,422 | ||||
| 2014-11-12 | 2014-11-12 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.7395 | 5,000 | 54 | 109,622 | ||||
| 2014-11-12 | 2014-11-11 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 10.4955 | 2,200 | 23 | 104,622 | ||||
| 2014-10-03 | 2014-10-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 743 | 102,422 | ||||||
| 2014-10-03 | 2014-10-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 743 | 28,134 | ||||||
| 2014-07-03 | 2014-07-01 | 4 | BRACKPOOL KEITH | CDZI | Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2014-07-03 | 2014-07-01 | 4 | BRACKPOOL KEITH | CDZI | Common Stock | D | 100,000 | 347,436 | ||||||
| 2014-07-03 | 2010-01-14 | 4 | BRACKPOOL KEITH | CDZI | Employee Stock Options (right to buy) | D | 11.50 | 200,000 | 300,000 | |||||
| 2014-07-03 | 2005-05-04 | 4 | BRACKPOOL KEITH | CDZI | Employee Stock Options (right to buy) | D | 12.00 | 100,000 | 100,000 | |||||
| 2014-07-02 | 2014-07-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 881 | 101,679 | ||||||
| 2014-07-02 | 2014-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 2,419 | 100,798 | ||||||
| 2014-07-02 | 2014-07-01 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 881 | 27,391 | ||||||
| 2014-07-02 | 2014-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 2,419 | 26,510 | ||||||
| 2014-07-02 | 2014-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 2,419 | 15,083 | ||||||
| 2014-07-02 | 2014-07-01 | 4 | SHAHEEN TIMOTHY J | CDZI | Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2014-07-02 | 2014-07-01 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | 62,500 | 157,500 | ||||||
| 2014-07-02 | 2014-05-14 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | -5,000 | 95,000 | ||||||
| 2014-07-02 | 2010-01-14 | 4 | SHAHEEN TIMOTHY J | CDZI | Employee Stock Option (right to buy) | D | 11.50 | 100,000 | 100,000 | |||||
| 2014-07-01 | 2014-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2,419 | 56,202 | ||||||
| 2014-07-01 | 2014-06-30 | 4 | Pacini Raymond J | CDZI | Common Stock | D | 2,419 | 17,811 | ||||||
| 2014-05-22 | 2014-05-20 | 4 | Hickox Winston H | CDZI | Common Stock | D | 7.9410 | 320 | 3 | 53,783 | ||||
| 2014-05-19 | 2014-05-16 | 4 | Hickox Winston H | CDZI | Common Stock | D | 7.9267 | 9,003 | 71 | 53,463 | ||||
| 2014-05-16 | 2014-05-15 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 7.9995 | 30,000 | 240 | 98,379 | ||||
| 2014-05-16 | 2014-05-15 | 4 | Hickox Winston H | CDZI | Common Stock | D | 8.0086 | 15,998 | 128 | 44,460 | ||||
| 2014-05-16 | 2014-05-14 | 4 | Hickox Winston H | CDZI | Common Stock | D | 7.9598 | 5,199 | 41 | 28,462 | ||||
| 2014-05-14 | 2014-05-13 | 4 | Grant Geoffrey T By Trust | CDZI | Common Stock | I | 7.9546 | 6,100 | 49 | 347,995 | ||||
| 2014-05-14 | 2014-05-13 | 4 | Grant Geoffrey T By Trust | CDZI | Common Stock | I | 7.9546 | 6,100 | 49 | 6,100 | ||||
| 2014-05-14 | 2014-05-13 | 4 | Grant Geoffrey T By Trust | CDZI | Common Stock | I | 7.9546 | 6,100 | 49 | 6,100 | ||||
| 2014-05-14 | 2014-05-13 | 4 | Grant Geoffrey T By Trust | CDZI | Common Stock | I | 7.9546 | 6,100 | 49 | 74,479 | ||||
| 2014-05-14 | 2014-05-13 | 4 | Grant Geoffrey T By Trust | CDZI | Common STock | I | 7.9546 | 6,100 | 49 | 74,479 | ||||
| 2014-05-14 | 2014-05-13 | 4 | Hickox Winston H | CDZI | Common Stock | D | 7.9517 | 7,400 | 59 | 23,263 | ||||
| 2014-01-31 | 2014-01-22 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2018 | D | 8.05 | 3,524,455 | ||||||
| 2014-01-31 | 2014-01-21 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2018 | D | 8.05 | 3,589,920 | ||||||
| 2013-11-22 | 2013-11-20 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.5000 | 200 | 1 | 68,379 | ||||
| 2013-11-20 | 2013-11-19 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.4633 | 1,500 | 8 | 68,179 | ||||
| 2013-11-20 | 2013-11-18 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.5000 | 800 | 4 | 66,679 | ||||
| 2013-11-15 | 2013-11-15 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.5000 | 1,200 | 7 | 65,879 | ||||
| 2013-11-15 | 2013-11-14 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.3929 | 6,997 | 38 | 64,679 | ||||
| 2013-11-15 | 2013-11-13 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 5.2249 | 9,238 | 48 | 57,682 | ||||
| 2013-07-02 | 2013-06-30 | 4 | Pacini Raymond J | CDZI | Common Stock | D | 3,711 | 15,392 | ||||||
| 2013-07-02 | 2013-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 3,711 | 12,664 | ||||||
| 2013-07-02 | 2013-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 3,711 | 15,863 | ||||||
| 2013-07-02 | 2013-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 3,711 | 48,444 | ||||||
| 2013-07-02 | 2013-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 3,711 | 24,091 | ||||||
| 2013-07-02 | 2013-06-30 | 4 | RILEY BRYANT R | CDZI | Common Stock | D | 928 | 928 | ||||||
| 2013-05-23 | 2013-05-21 | 4 | Hickox Winston H | CDZI | Common Stock | D | 5.9152 | 2,000 | 12 | 12,152 | ||||
| 2013-05-21 | 2013-05-17 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 5.8718 | 6,000 | 35 | 15,000 | ||||
| 2013-05-09 | 2013-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | 7% Convertible Senior Notes due 2018 | D | 8.05 | 3,655,386 | ||||||
| 2013-05-09 | 2013-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Convertible Term Loan Tranche A-2a | D | 35.00 | 0 | ||||||
| 2013-05-09 | 2013-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Convertible Term Loan Tranche C-1 | D | 13.50 | 0 | ||||||
| 2013-05-09 | 2013-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Convertible Term Loan Tranche B-3a | D | 35.00 | 0 | ||||||
| 2013-05-09 | 2013-03-05 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Convertible Term Loan Tranche B-1 | D | 13.50 | 0 | ||||||
| 2013-04-29 | 2013-04-25 | 4 | Hickox Winston H By Spouse | CDZI | Common Stock | I | 5.5500 | 9,000 | 50 | 9,000 | ||||
| 2013-04-23 | 2013-04-23 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 5.2100 | 300 | 2 | 8,953 | ||||
| 2013-04-23 | 2013-04-22 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 5.2900 | 500 | 3 | 8,653 | ||||
| 2013-04-23 | 2013-04-19 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 5.2800 | 300 | 2 | 8,153 | ||||
| 2013-04-23 | 2013-04-19 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 5.1900 | 200 | 1 | 7,853 | ||||
| 2013-04-03 | 2013-04-02 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.7493 | 214 | 1 | 44,733 | ||||
| 2013-04-03 | 2013-04-01 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.7492 | 4,900 | 33 | 44,519 | ||||
| 2013-03-29 | 2013-03-28 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.7382 | 25,623 | 173 | 39,619 | ||||
| 2013-03-29 | 2013-03-27 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.7475 | 1,187 | 8 | 13,996 | ||||
| 2013-03-27 | 2013-03-26 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.7500 | 200 | 1 | 12,809 | ||||
| 2013-03-27 | 2013-03-25 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.7467 | 300 | 2 | 12,609 | ||||
| 2013-03-22 | 2013-03-20 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 6.6882 | 2,576 | 17 | 12,309 | ||||
| 2012-11-14 | 2012-11-12 | 4 | Donegan Mark By Altima Global Special Opportunities Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.0500 | -360,000 | -2,898 | 386,651 | ||||
| 2012-11-14 | 2012-11-12 | 4 | Redfern Dominic By Altima Global Special Opportunities Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.0500 | -360,000 | -2,898 | 386,651 | ||||
| 2012-11-14 | 2012-10-30 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Common Stock Warrants (right to buy) | I | 10.00 | 20.0000 | 50,000 | 1,000 | 50,000 | |||
| 2012-11-14 | 2012-10-30 | 4 | LC CAPITAL MASTER FUND LTD | CDZI | Common Stock Warrants (right to buy) | D | 10.00 | 20.0000 | 50,000 | 1,000 | 50,000 | |||
| 2012-08-14 | 2012-05-09 | 4/A | Donegan Mark By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.5240 | 26,418 | 225 | 600,000 | ||||
| 2012-08-14 | 2012-05-08 | 4/A | Donegan Mark By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.4330 | 3,582 | 30 | 573,582 | ||||
| 2012-07-03 | 2012-06-30 | 4 | Hickox Winston H | CDZI | Common Stock | D | 2,759 | 10,152 | ||||||
| 2012-07-03 | 2012-06-30 | 4 | COURTER STEPHEN E | CDZI | Common Stock | D | 2,759 | 7,653 | ||||||
| 2012-07-02 | 2012-06-30 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 2,759 | 20,380 | ||||||
| 2012-07-02 | 2012-06-30 | 4 | Grant Geoffrey T | CDZI | Common Stock | D | 2,759 | 9,733 | ||||||
| 2012-07-02 | 2012-06-30 | 4 | Pacini Raymond J | CDZI | Common Stock | D | 2,759 | 11,681 | ||||||
| 2012-05-10 | 2012-05-09 | 4 | Donegan Mark By Altima Glboal Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.5240 | 26,418 | 225 | 600,000 | ||||
| 2012-05-10 | 2012-05-08 | 4 | Donegan Mark By Altima Glboal Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.4330 | 3,582 | 30 | 573,582 | ||||
| 2012-05-10 | 2012-05-09 | 4 | Redfern Dominic By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.5240 | 26,418 | 225 | 600,000 | ||||
| 2012-05-10 | 2012-05-08 | 4 | Redfern Dominic By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.4330 | 3,582 | 30 | 573,582 | ||||
| 2012-05-08 | 3 | Redfern Dominic By Altima Services UK Limited | CDZI | Common Stock, par value $0.01 per share | I | 201,467 | ||||||||
| 2012-05-08 | 3 | Redfern Dominic By Altima Global Special Opportunities Fund | CDZI | Common Stock, par value $0.01 per share | I | 746,651 | ||||||||
| 2012-05-08 | 3 | Redfern Dominic By Altima Global Special Situations Master Fund | CDZI | Common Stock, par value $0.01 per share | I | 500,000 | ||||||||
| 2012-05-08 | 2012-05-07 | 4 | Redfern Dominic By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.3560 | 5,300 | 44 | 570,000 | ||||
| 2012-05-08 | 2012-05-04 | 4 | Redfern Dominic By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.2960 | 4,200 | 35 | 564,700 | ||||
| 2012-05-08 | 3 | Donegan Mark By Altima Global Special Situations Master Fund | CDZI | Common Stock, par value $0.01 per share | I | 500,000 | ||||||||
| 2012-05-08 | 3 | Donegan Mark | CDZI | Common Stock, par value $0.01 per share | D | 24,300 | ||||||||
| 2012-05-08 | 3 | Donegan Mark By Altima Services UK Limited | CDZI | Common Stock, par value $0.01 per share | I | 201,467 | ||||||||
| 2012-05-08 | 3 | Donegan Mark By Altima Global Special Opportunities Fund | CDZI | Common Stock, par value $0.01 per share | I | 746,651 | ||||||||
| 2012-05-08 | 2012-05-07 | 4 | Donegan Mark By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.3560 | 5,300 | 44 | 570,000 | ||||
| 2012-05-08 | 2012-05-04 | 4 | Donegan Mark By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.2960 | 4,200 | 35 | 564,700 | ||||
| 2012-05-04 | 2012-05-02 | 4 | Donegan Mark By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.9600 | 60,500 | 542 | 560,500 | ||||
| 2012-05-04 | 2012-05-02 | 4 | Redfern Dominic By Altima Global Special Situations Master Fund | CDZI | Common Stock, Par Value $0.01 per share | I | 8.9600 | 60,500 | 542 | 560,500 | ||||
| 2007-05-08 | 2007-05-07 | 4 | ING GROEP NV I | CDZI | Common Stock | I | 23.0816 | -2,901 | -67 | 1,330,731 | ||||
| 2007-04-17 | 3/A | Grant Geoffrey T | CDIZ | Class A Common Stock ("Common Stock") | I | 1,134,478 | ||||||||
| 2007-01-31 | 3 | Grant Geoffrey T | CDIZ | Class A Common Stock ("Common Stock") | I | 2,268,956 | ||||||||
| 2006-03-21 | 2006-03-20 | 4 | ING GROEP NV I | CDZI | Common Stock | I | 17.6858 | -19,551 | -346 | 1,712,287 | ||||
| 2006-03-21 | 2006-03-17 | 4 | ING GROEP NV I | CDZI | Common Stock | I | 17.5327 | -45,617 | -800 | 1,731,838 | ||||
| 2004-03-26 | 2004-03-25 | 4 | SHAHEEN TIMOTHY J | CDZI | Common Stock | D | 7.5400 | -185 | -1 | 10,109 | ||||
| 2004-02-11 | 2004-02-11 | 4 | MAKINS DWIGHT W | CDZI | Common Stock | D | 2.5000 | 4,000 | 10 | 13,425 | ||||
| 2004-02-06 | 2004-02-05 | 4 | HUTCHISON MURRAY H | CDZI | Common Stock | D | 2.5000 | 4,000 | 10 | 5,000 | ||||
| 2004-02-06 | 2004-02-05 | 4 | COELHO ANTHONY L | CDZI | Common Stock | D | 2.5000 | 4,000 | 10 | 4,000 |
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
