Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Número Líquido de Insiders Comprando (Classificação)
Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).
Percentual do Float Comprado por Insiders (Classificação)
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
Cerecor Inc. Class B Warrants negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em CERCZ / Cerecor Inc. Class B Warrants. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em CERCZ / Cerecor Inc. Class B Warrants. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-06-01 | 2026-05-28 | 4 | Doyle Mittie | AVTX | Common Stock | D | 16.0000 | -679 | -11 | 47,122 | ||||
| 2026-06-01 | 2026-05-28 | 4 | Doyle Mittie | AVTX | Common Stock | D | 8.0400 | 679 | 5 | 47,801 | ||||
| 2026-05-26 | 2026-05-21 | 4 | NEIL GARRY ARTHUR | AVTX | Common Stock | D | 100,200 | 190,314 | ||||||
| 2026-05-26 | 2026-05-21 | 4 | VARKI PAUL | AVTX | Common Stock | D | 24,300 | 27,934 | ||||||
| 2026-05-26 | 2026-05-21 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 39,900 | 40,323 | ||||||
| 2026-05-26 | 2026-05-21 | 4 | Doyle Mittie | AVTX | Common Stock | D | 43,500 | 47,122 | ||||||
| 2026-05-26 | 2026-05-21 | 4 | Riley Jennifer | AVTX | Common Stock | D | 34,200 | 36,855 | ||||||
| 2026-05-19 | 2026-05-15 | 4 | Doyle Mittie | AVTX | Common Stock | D | 18.7600 | -3,000 | -56 | 3,622 | ||||
| 2026-05-19 | 2026-05-15 | 4 | Doyle Mittie | AVTX | Common Stock | D | 12.6500 | 3,000 | 38 | 6,622 | ||||
| 2026-05-11 | 2026-05-07 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 24.1222 | -18,606 | -449 | 423 | ||||
| 2026-05-11 | 2026-05-07 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 9.8800 | 18,606 | 184 | 19,029 | ||||
| 2026-05-07 | 2026-05-06 | 4 | VARKI PAUL | AVTX | Common Stock | D | 23.7100 | -400 | -9 | 3,634 | ||||
| 2026-05-07 | 2026-05-06 | 4 | VARKI PAUL | AVTX | Common Stock | D | 22.6985 | -9,253 | -210 | 4,034 | ||||
| 2026-05-07 | 2026-05-06 | 4 | VARKI PAUL | AVTX | Common Stock | D | 21.2155 | -22,839 | -485 | 13,287 | ||||
| 2026-05-07 | 2026-05-06 | 4 | VARKI PAUL | AVTX | Common Stock | D | 19.7812 | -5,196 | -103 | 36,126 | ||||
| 2026-05-07 | 2026-05-06 | 4 | VARKI PAUL | AVTX | Common Stock | D | 18.9120 | -37,375 | -707 | 41,322 | ||||
| 2026-05-07 | 2026-05-06 | 4 | VARKI PAUL | AVTX | Common Stock | D | 8.0400 | 12,563 | 101 | 78,697 | ||||
| 2026-05-07 | 2026-05-06 | 4 | VARKI PAUL | AVTX | Common Stock | D | 13.4300 | 62,500 | 839 | 66,134 | ||||
| 2026-05-07 | 2026-05-06 | 4 | Chan Mitchell | AVTX | Common Stock | D | 22.8800 | -3,167 | -72 | 3,166 | ||||
| 2026-05-07 | 2026-05-06 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 22.5745 | -8,900 | -201 | 423 | ||||
| 2026-05-07 | 2026-05-06 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 21.3698 | -9,219 | -197 | 9,323 | ||||
| 2026-05-07 | 2026-05-06 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 20.7600 | -2,700 | -56 | 18,542 | ||||
| 2026-05-07 | 2026-05-06 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 19.2835 | -12,347 | -238 | 21,242 | ||||
| 2026-05-07 | 2026-05-06 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 18.5525 | -13,834 | -257 | 33,589 | ||||
| 2026-05-07 | 2026-05-06 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 8.0400 | 47,000 | 378 | 47,423 | ||||
| 2026-05-07 | 2026-05-06 | 4 | Doyle Mittie | AVTX | Common Stock | D | 22.8800 | -10,058 | -230 | 3,622 | ||||
| 2026-05-07 | 2026-05-06 | 4 | Doyle Mittie | AVTX | Common Stock | D | 22.4060 | -19,015 | -426 | 13,680 | ||||
| 2026-05-07 | 2026-05-06 | 4 | Doyle Mittie | AVTX | Common Stock | D | 21.1968 | -44,944 | -953 | 32,695 | ||||
| 2026-05-07 | 2026-05-06 | 4 | Doyle Mittie | AVTX | Common Stock | D | 19.6502 | -5,000 | -98 | 77,639 | ||||
| 2026-05-07 | 2026-05-06 | 4 | Doyle Mittie | AVTX | Common Stock | D | 18.0262 | -27,538 | -496 | 82,639 | ||||
| 2026-05-07 | 2026-05-06 | 4 | Doyle Mittie | AVTX | Common Stock | D | 8.0400 | 28,650 | 230 | 110,177 | ||||
| 2026-05-07 | 2026-05-06 | 4 | Doyle Mittie | AVTX | Common Stock | D | 12.6500 | 77,905 | 985 | 81,527 | ||||
| 2026-05-07 | 2026-05-05 | 4 | Doyle Mittie | AVTX | Common Stock | D | 16.0000 | -1,679 | -27 | 3,622 | ||||
| 2026-05-07 | 2026-05-05 | 4 | Doyle Mittie | AVTX | Common Stock | D | 8.0400 | 679 | 5 | 5,301 | ||||
| 2026-05-07 | 2026-05-05 | 4 | Doyle Mittie | AVTX | Common Stock | D | 12.6500 | 1,000 | 13 | 4,622 | ||||
| 2026-05-01 | 2026-04-30 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 13.2261 | -8,457 | -112 | 423 | ||||
| 2026-05-01 | 2026-04-29 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 13.0925 | -8,458 | -111 | 8,880 | ||||
| 2026-04-08 | 2026-04-06 | 4 | Doyle Mittie | AVTX | Common Stock | D | 18.0122 | -3,970 | -72 | 3,622 | ||||
| 2026-04-08 | 2026-04-06 | 4 | Doyle Mittie | AVTX | Common Stock | D | 12.6500 | 3,970 | 50 | 7,592 | ||||
| 2026-04-03 | 2026-04-02 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 17.5674 | -1,780 | -31 | 17,338 | ||||
| 2026-04-03 | 2026-04-02 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 17.0247 | -6,200 | -106 | 19,118 | ||||
| 2026-04-03 | 2026-04-01 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 16.8259 | -7,479 | -126 | 25,318 | ||||
| 2026-04-03 | 2026-04-01 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 15.8580 | -500 | -8 | 32,797 | ||||
| 2026-04-03 | 2026-04-01 | 4 | Doyle Mittie | AVTX | Common Stock | D | 16.0000 | -679 | -11 | 3,622 | ||||
| 2026-04-03 | 2026-04-01 | 4 | Doyle Mittie | AVTX | Common Stock | D | 8.0400 | 679 | 5 | 4,301 | ||||
| 2026-03-31 | 2026-03-28 | 4 | Truex Samantha | AVTX | Common Stock | D | 3,166 | 6,333 | ||||||
| 2026-03-31 | 2026-03-28 | 4 | KAPLAN GILLA | AVTX | Common Stock | D | 3,166 | 6,333 | ||||||
| 2026-03-31 | 2026-03-28 | 4 | KANTOFF AARON | AVTX | Common Stock | D | 3,166 | 6,333 | ||||||
| 2026-03-31 | 2026-03-28 | 4 | Goldman Jonathan | AVTX | Common Stock | D | 3,166 | 3,166 | ||||||
| 2026-03-31 | 2026-03-28 | 4 | Chan Mitchell | AVTX | Common Stock | D | 3,166 | 6,333 | ||||||
| 2026-03-31 | 2026-03-28 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 13.8900 | -8,241 | -114 | 33,297 | ||||
| 2026-03-31 | 2026-03-28 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 24,200 | 41,538 | ||||||
| 2026-03-31 | 2026-03-28 | 4 | NEIL GARRY ARTHUR | AVTX | Common Stock | D | 13.8900 | -21,892 | -304 | 90,114 | ||||
| 2026-03-31 | 2026-03-28 | 4 | NEIL GARRY ARTHUR | AVTX | Common Stock | D | 64,866 | 112,006 | ||||||
| 2026-03-18 | 2026-03-16 | 4 | Doyle Mittie | AVTX | Common Stock | D | 16.1465 | -25,492 | -412 | 3,622 | ||||
| 2026-03-18 | 2026-03-16 | 4 | Doyle Mittie | AVTX | Common Stock | D | 8.0400 | 5,992 | 48 | 29,114 | ||||
| 2026-03-18 | 2026-03-16 | 4 | Doyle Mittie | AVTX | Common Stock | D | 12.6500 | 19,500 | 247 | 23,122 | ||||
| 2025-12-12 | 2025-12-10 | 4 | Riley Jennifer | AVTX | Common Stock | D | 4.1000 | -637 | -3 | 2,655 | ||||
| 2025-12-12 | 2025-12-10 | 4 | Doyle Mittie | AVTX | Common Stock | D | 4.1000 | -1,013 | -4 | 3,622 | ||||
| 2025-12-12 | 2025-12-10 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 4.1000 | -155 | -1 | 17,338 | ||||
| 2025-12-12 | 2025-12-10 | 4 | VARKI PAUL | AVTX | Common Stock | D | 4.1000 | -1,016 | -4 | 3,634 | ||||
| 2025-11-17 | 2025-11-14 | 4 | Goldman Jonathan | AVTX | Common Stock | D | 14.3474 | -8,200 | -118 | 0 | ||||
| 2025-11-17 | 2025-11-14 | 4 | Goldman Jonathan | AVTX | Common Stock | D | 9.8800 | 8,200 | 81 | 8,200 | ||||
| 2025-11-17 | 2025-11-14 | 4 | Goldman Jonathan | AVTX | Common Stock | D | 14.3000 | -3,167 | -45 | 0 | ||||
| 2025-04-01 | 2025-03-28 | 4 | Chan Mitchell | AVTX | Common Stock | D | 3,167 | 3,167 | ||||||
| 2025-04-01 | 2025-03-28 | 4 | Goldman Jonathan | AVTX | Common Stock | D | 3,167 | 3,167 | ||||||
| 2025-04-01 | 2025-03-28 | 4 | Truex Samantha | AVTX | Common Stock | D | 3,167 | 3,167 | ||||||
| 2025-04-01 | 2025-03-28 | 4 | KANTOFF AARON | AVTX | Common Stock | D | 3,167 | 3,167 | ||||||
| 2025-04-01 | 2025-03-28 | 4 | KAPLAN GILLA | AVTX | Common Stock | D | 3,167 | 3,167 | ||||||
| 2025-04-01 | 2025-03-28 | 4 | Almenoff June Sherie | AVTX | Common Stock | D | 3,167 | 3,167 | ||||||
| 2025-04-01 | 2025-03-28 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 8.4600 | -7,285 | -62 | 16,921 | ||||
| 2025-04-01 | 2025-03-28 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 24,200 | 24,206 | ||||||
| 2025-04-01 | 2025-03-28 | 4 | NEIL GARRY ARTHUR | AVTX | Common Stock | D | 8.4600 | -17,787 | -150 | 47,140 | ||||
| 2025-04-01 | 2025-03-28 | 4 | NEIL GARRY ARTHUR | AVTX | Common Stock | D | 64,867 | 64,927 | ||||||
| 2024-11-14 | 2024-11-13 | 4 | Almenoff June Sherie By Meadowlark Management, LLC | AVTX | Common Stock | I | 13.0000 | 500 | 6 | 1,000 | ||||
| 2024-11-14 | 2024-11-12 | 4 | Almenoff June Sherie By Meadowlark Management, LLC | AVTX | Common Stock | I | 12.4990 | 500 | 6 | 500 | ||||
| 2023-06-28 | 2023-06-27 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.5194 | -937,404 | -487 | 731,458 | ||||
| 2023-06-28 | 2023-06-26 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.6125 | -2,746,138 | -1,682 | 1,668,862 | ||||
| 2023-06-27 | 2023-06-26 | 4 | Caissa Capital Management ltd. | AVTX | Common Stock | D | 0.6200 | -182,300 | -113 | 0 | ||||
| 2023-06-27 | 2023-06-26 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 0.6433 | -1,425,700 | -917 | 0 | ||||
| 2023-06-20 | 2023-06-20 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 4.1444 | 2,000 | 8 | 1,425,700 | ||||
| 2023-06-20 | 2023-06-16 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 3.9048 | 3,000 | 12 | 1,423,700 | ||||
| 2023-06-20 | 2023-06-15 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 3.6837 | 3,160 | 12 | 1,420,700 | ||||
| 2023-06-14 | 2023-06-14 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 3.4790 | 6,000 | 21 | 1,417,540 | ||||
| 2023-06-14 | 2023-06-13 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 3.8216 | 8,750 | 33 | 1,411,540 | ||||
| 2023-06-14 | 2023-06-12 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 4.3352 | 2,149 | 9 | 1,402,790 | ||||
| 2023-06-13 | 2023-06-09 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 3.4200 | 511 | 2 | 1,262 | ||||
| 2023-06-13 | 2023-06-09 | 4 | NEIL GARRY ARTHUR | AVTX | Common Stock | D | 3.4200 | 4,000 | 14 | 13,220 | ||||
| 2023-06-09 | 2023-06-09 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 4.1427 | 5,044 | 21 | 1,400,641 | ||||
| 2023-06-09 | 2023-06-08 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 3.9271 | 6,398 | 25 | 1,395,597 | ||||
| 2023-06-09 | 2023-06-07 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 3.4914 | 2,984 | 10 | 1,389,199 | ||||
| 2023-06-02 | 2023-05-31 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 2.8700 | 844 | 2 | 1,386,215 | ||||
| 2023-05-30 | 2023-05-30 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common stock | I | 2.8670 | 671 | 2 | 1,385,371 | ||||
| 2023-05-30 | 2023-05-25 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common stock | I | 2.7700 | 2,000 | 6 | 1,384,700 | ||||
| 2023-05-24 | 2023-05-24 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 2.9622 | 5,519 | 16 | 1,382,700 | ||||
| 2023-05-24 | 2023-05-24 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 3.0072 | 3,481 | 10 | 1,377,181 | ||||
| 2023-05-22 | 2023-05-22 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common stock | I | 3.3368 | 7,000 | 23 | 1,373,700 | ||||
| 2023-05-22 | 2023-05-19 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common stock | I | 3.5157 | 6,500 | 23 | 1,366,700 | ||||
| 2023-05-22 | 2023-05-18 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common stock | I | 3.2896 | 13,121 | 43 | 1,360,200 | ||||
| 2023-05-16 | 2023-05-16 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common stock | I | 2.7500 | 379 | 1 | 1,347,079 | ||||
| 2023-05-16 | 2023-05-15 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common stock | I | 2.5459 | 1,715 | 4 | 1,346,700 | ||||
| 2023-05-16 | 2023-05-12 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common stock | I | 2.4500 | 2,285 | 6 | 1,344,985 | ||||
| 2023-05-08 | 2023-05-08 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 2.6216 | 5,000 | 13 | 1,342,700 | ||||
| 2023-05-08 | 2023-05-05 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 2.8750 | 5,000 | 14 | 1,337,700 | ||||
| 2023-05-08 | 2023-05-04 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 2.7921 | 15,000 | 42 | 1,332,700 | ||||
| 2023-04-27 | 2023-04-27 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 2.9600 | 1,504 | 4 | 1,317,700 | ||||
| 2023-04-27 | 2023-04-26 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 2.9700 | 425 | 1 | 1,316,196 | ||||
| 2023-04-27 | 2023-04-25 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 2.9993 | 5,571 | 17 | 1,315,771 | ||||
| 2023-04-24 | 2023-04-24 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 3.0624 | 12,500 | 38 | 1,310,200 | ||||
| 2023-04-24 | 2023-04-20 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 3.0783 | 5,000 | 15 | 1,297,700 | ||||
| 2023-04-18 | 2023-04-18 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 2.9438 | 10,000 | 29 | 1,292,700 | ||||
| 2023-04-18 | 2023-04-17 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 2.9624 | 15,000 | 44 | 1,282,700 | ||||
| 2023-04-11 | 2023-04-11 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 2.8432 | 25,000 | 71 | 1,267,700 | ||||
| 2023-04-11 | 2023-04-10 | 4 | Caissa Capital Management ltd. See Footnote (1) | AVTX | Common Stock | I | 2.2802 | 31,329 | 71 | 1,242,700 | ||||
| 2023-02-09 | 2023-02-07 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 450,000 | 4,415,000 | ||||||
| 2023-02-09 | 2023-02-03 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 3.9500 | 334 | 1 | 3,965,000 | ||||
| 2022-12-12 | 2022-12-09 | 4 | NEIL GARRY ARTHUR | AVTX | Common Stock | D | 4.4200 | 2,083 | 9 | 9,220 | ||||
| 2022-04-04 | 2022-03-31 | 4 | Persson Magnus | AVTX | Stock Option (Right to Buy) | D | 0.72 | 18,468 | 18,468 | |||||
| 2022-04-04 | 2022-03-31 | 4 | Miller Joseph M | AVTX | Stock Option (Right to Buy) | D | 0.72 | 20,239 | 20,239 | |||||
| 2022-04-04 | 2022-03-31 | 4 | KAPLAN GILLA | AVTX | Stock Option (Right to Buy) | D | 0.72 | 30,359 | 30,359 | |||||
| 2022-04-04 | 2022-03-31 | 4 | Almenoff June Sherie | AVTX | Stock Option (Right to Buy) | D | 0.72 | 2,985 | 2,985 | |||||
| 2022-03-14 | 2022-03-14 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.6494 | 100,000 | 65 | 47,576,000 | ||||
| 2022-03-14 | 2022-03-11 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.6878 | 100,000 | 69 | 47,476,000 | ||||
| 2022-03-14 | 2022-03-10 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.7010 | 26,000 | 18 | 47,376,000 | ||||
| 2022-03-10 | 2022-03-08 | 4 | Sullivan Christopher Ryan | AVTX | Stock Option (Right to Buy) | D | 0.70 | 50,000 | 50,000 | |||||
| 2022-03-10 | 2022-03-08 | 4 | Sullivan Christopher Ryan | AVTX | Stock Option (Right to Buy) | D | 0.70 | 400,000 | 400,000 | |||||
| 2022-03-10 | 2022-03-08 | 4 | NEIL GARRY ARTHUR | AVTX | Stock Option (Right to Buy) | D | 0.70 | 1,000,000 | 1,000,000 | |||||
| 2022-03-07 | 2022-03-07 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.6564 | 325,000 | 213 | 47,350,000 | ||||
| 2022-03-07 | 2022-03-04 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.7045 | 135,000 | 95 | 47,025,000 | ||||
| 2022-03-07 | 2022-03-03 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.7139 | 50,000 | 36 | 46,890,000 | ||||
| 2022-02-28 | 2022-02-25 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.7929 | 40,000 | 32 | 46,840,000 | ||||
| 2022-02-28 | 2022-02-24 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.8009 | 100,000 | 80 | 46,800,000 | ||||
| 2022-02-22 | 2022-02-22 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.7720 | 83,000 | 64 | 46,700,000 | ||||
| 2022-02-22 | 2022-02-18 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.8225 | 55,000 | 45 | 46,617,000 | ||||
| 2022-02-22 | 2022-02-17 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.8150 | 150,000 | 122 | 46,562,000 | ||||
| 2022-01-20 | 2022-01-20 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.8507 | 12,000 | 10 | 46,412,000 | ||||
| 2022-01-20 | 2022-01-19 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.8757 | 93,700 | 82 | 46,400,000 | ||||
| 2022-01-20 | 2022-01-18 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.8833 | 206,300 | 182 | 46,306,300 | ||||
| 2022-01-14 | 2022-01-14 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.9291 | 85,000 | 79 | 46,100,000 | ||||
| 2022-01-14 | 2022-01-13 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 1.0042 | 312,700 | 314 | 46,015,000 | ||||
| 2022-01-14 | 2022-01-12 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 1.0433 | 57,300 | 60 | 45,702,300 | ||||
| 2022-01-11 | 2022-01-11 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.9587 | 16,003 | 15 | 45,645,000 | ||||
| 2022-01-11 | 2022-01-10 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 0.9868 | 491,097 | 485 | 45,628,997 | ||||
| 2022-01-11 | 2022-01-07 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 1.0368 | 137,900 | 143 | 45,137,900 | ||||
| 2022-01-06 | 2022-01-04 | 4 | Smolinski Stephen | AVTX | Stock Option (Right to Buy) | D | 1.70 | 400,000 | 400,000 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Almenoff June Sherie | AVTX | Stock Option (Right to Buy) | D | 1.70 | 737 | 737 | |||||
| 2022-01-04 | 2021-12-31 | 4 | KAPLAN GILLA | AVTX | Stock Option (Right to Buy) | D | 1.70 | 12,767 | 12,767 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Miller Joseph M | AVTX | Stock Option (Right to Buy) | D | 1.70 | 8,920 | 8,920 | |||||
| 2022-01-04 | 2021-12-31 | 4 | Persson Magnus | AVTX | Stock Option (Right to Buy) | D | 1.70 | 7,943 | 7,943 | |||||
| 2021-12-14 | 2021-12-10 | 4 | Wilkins H Jeffrey | AVTX | Common Stock | D | 1.5700 | 6,371 | 10 | 33,373 | ||||
| 2021-12-14 | 2021-12-10 | 4 | Sullivan Christopher Ryan | AVTX | Common Stock | D | 1.5700 | 955 | 1 | 9,004 | ||||
| 2021-12-14 | 2021-12-10 | 4 | NEIL GARRY ARTHUR | AVTX | Common Stock | D | 1.5700 | 4,267 | 7 | 85,639 | ||||
| 2021-12-14 | 2021-12-10 | 4 | Harrell James Archie Jr | AVTX | Common Stock | D | 1.5700 | 1,093 | 2 | 36,766 | ||||
| 2021-12-14 | 2021-12-10 | 4 | Greenway Schond L. | AVTX | Common Stock | D | 1.5700 | 2,231 | 4 | 3,883 | ||||
| 2021-12-03 | 2021-12-01 | 4 | Chan Mitchell | AVTX | Stock Option (Right to Buy) | D | 1.87 | 80,000 | 80,000 | |||||
| 2021-11-12 | 2021-11-10 | 4 | Almenoff June Sherie | AVTX | Stock Option (Right to Buy) | D | 2.28 | 80,000 | 80,000 | |||||
| 2021-10-04 | 2021-10-01 | 4 | COLA MICHAEL F | AVTX | Stock Option (Right to Buy) | D | 2.25 | 78,116 | 78,116 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Bruhn Suzanne Louise | AVTX | Stock Option (Right to Buy) | D | 2.18 | 5,204 | 5,204 | |||||
| 2021-10-04 | 2021-09-30 | 4 | KAPLAN GILLA | AVTX | Stock Option (Right to Buy) | D | 2.18 | 9,541 | 9,541 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Gutry Phil | AVTX | Stock Option (Right to Buy) | D | 2.18 | 4,718 | 4,718 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Persson Magnus | AVTX | Stock Option (Right to Buy) | D | 2.18 | 5,985 | 5,985 | |||||
| 2021-10-04 | 2021-09-30 | 4 | Miller Joseph M | AVTX | Stock Option (Right to Buy) | D | 2.18 | 6,939 | 6,939 | |||||
| 2021-09-17 | 2021-09-17 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 2.2000 | 5,454,545 | 12,000 | 45,000,000 | ||||
| 2021-09-17 | 2021-09-16 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 2.2797 | 150,000 | 342 | 39,545,455 | ||||
| 2021-09-17 | 2021-09-15 | 4 | ARMISTICE CAPITAL, LLC | AVTX | Common Stock | I | 2.2623 | 95,455 | 216 | 39,395,455 | ||||
| 2021-08-18 | 2021-08-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 2.7775 | 20,000 | 56 | 39,300,000 | ||||
| 2021-08-18 | 2021-08-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 2.7546 | 30,000 | 83 | 39,280,000 | ||||
| 2021-08-06 | 2021-08-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 2.8252 | 25,000 | 71 | 39,250,000 | ||||
| 2021-08-06 | 2021-08-05 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 2.7718 | 25,000 | 69 | 39,225,000 | ||||
| 2021-08-06 | 2021-08-04 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 2.6859 | 100,000 | 269 | 39,200,000 | ||||
| 2021-07-02 | 2021-06-30 | 4 | Bruhn Suzanne Louise | CERC | Stock Option (Right to Buy) | D | 3.27 | 3,465 | 3,465 | |||||
| 2021-07-02 | 2021-07-01 | 4 | COLA MICHAEL F | CERC | Stock Option (Right to Buy) | D | 3.39 | 51,740 | 51,740 | |||||
| 2021-07-02 | 2021-06-30 | 4 | KAPLAN GILLA | CERC | Stock Option (Right to Buy) | D | 3.27 | 6,353 | 6,353 | |||||
| 2021-07-02 | 2021-06-30 | 4 | Persson Magnus | CERC | Stock Option (Right to Buy) | D | 3.27 | 3,985 | 3,985 | |||||
| 2021-07-02 | 2021-06-30 | 4 | Gutry Phil | CERC | Stock Option (Right to Buy) | D | 3.27 | 3,142 | 3,142 | |||||
| 2021-07-02 | 2021-06-30 | 4 | Miller Joseph M | CERC | Stock Option (Right to Buy) | D | 3.27 | 4,620 | 4,620 | |||||
| 2021-06-17 | 2021-06-15 | 4 | Gutry Phil | CERC | Stock Option (Right to Buy) | D | 3.56 | 40,000 | 40,000 | |||||
| 2021-06-17 | 2021-06-15 | 4 | Persson Magnus | CERC | Stock Option (Right to Buy) | D | 3.56 | 40,000 | 40,000 | |||||
| 2021-06-17 | 2021-06-15 | 4 | BARER SOL J | CERC | Stock Option (Right to Buy) | D | 3.56 | 40,000 | 40,000 | |||||
| 2021-06-17 | 2021-06-15 | 4 | Miller Joseph M | CERC | Stock Option (Right to Buy) | D | 3.56 | 40,000 | 40,000 | |||||
| 2021-06-17 | 2021-06-15 | 4 | Bruhn Suzanne Louise | CERC | Stock Option (Right to Buy) | D | 3.56 | 40,000 | 40,000 | |||||
| 2021-06-17 | 2021-06-15 | 4 | KAPLAN GILLA | CERC | Stock Option (Right to Buy) | D | 3.56 | 40,000 | 40,000 | |||||
| 2021-06-14 | 2021-06-10 | 4 | NEIL GARRY ARTHUR | CERC | Common Stock | D | 2.2800 | 3,692 | 8 | 81,372 | ||||
| 2021-06-14 | 2021-06-10 | 4 | Greenway Schond L. | CERC | Common Stock | D | 2.6800 | 652 | 2 | 1,652 | ||||
| 2021-06-14 | 2021-06-10 | 4 | Harrell James Archie Jr | CERC | Common Stock | D | 2.2800 | 7,493 | 17 | 35,673 | ||||
| 2021-06-14 | 2021-06-10 | 4 | Wilkins H Jeffrey | CERC | Common Stock | D | 2.2800 | 912 | 2 | 27,002 | ||||
| 2021-05-18 | 2021-05-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 39,100,000 | ||||||
| 2021-05-18 | 2021-05-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 2.3300 | 22,000 | 51 | 39,100,000 | ||||
| 2021-05-18 | 2021-05-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 39,078,000 | ||||||
| 2021-05-18 | 2021-05-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 2.2000 | 30,000 | 66 | 39,078,000 | ||||
| 2021-05-18 | 2021-05-14 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 39,048,000 | ||||||
| 2021-05-18 | 2021-05-14 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 2.1500 | 128,000 | 275 | 39,048,000 | ||||
| 2021-04-19 | 2021-04-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | SERIES B NON-VOTING CONVERTIBLE PREFERRED STOCK | I | 2.00 | 0 | 0 | |||||
| 2021-04-19 | 2021-04-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | SERIES B NON-VOTING CONVERTIBLE PREFERRED STOCK | D | 2.00 | -1,257,143 | 0 | |||||
| 2021-04-19 | 2021-04-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 38,920,000 | ||||||
| 2021-04-19 | 2021-04-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 2.0000 | 6,285,715 | 12,571 | 38,920,000 | ||||
| 2021-04-05 | 2021-04-01 | 4 | COLA MICHAEL F | CERC | Stock Option (Right to Buy) | D | 3.05 | 70,881 | 70,881 | |||||
| 2021-04-02 | 2021-03-31 | 4/A | Miller Joseph M | CERC | Stock Option (Right to Buy) | D | 3.02 | 5,564 | 5,564 | |||||
| 2021-04-02 | 2021-03-31 | 4 | Persson Magnus | CERC | Stock Option (Right to Buy) | D | 3.02 | 4,799 | 4,799 | |||||
| 2021-04-02 | 2021-03-31 | 4 | Gutry Phil | CERC | Stock Option (Right to Buy) | D | 3.02 | 3,783 | 3,783 | |||||
| 2021-04-02 | 2021-03-31 | 4 | Bruhn Suzanne Louise | CERC | Stock Option (Right to Buy) | D | 3.02 | 4,173 | 4,173 | |||||
| 2021-04-02 | 2021-03-31 | 4 | KAPLAN GILLA | CERC | Stock Option (Right to Buy) | D | 3.02 | 7,650 | 7,650 | |||||
| 2021-03-17 | 3 | Wilkins H Jeffrey | CERC | Common Stock | D | 26,090 | ||||||||
| 2021-03-01 | 3 | Greenway Schond L. | CERC | Common Stock | D | 1,000 | ||||||||
| 2021-03-01 | 2021-03-01 | 4 | Greenway Schond L. | CERC | Stock Option (Right to Buy) | D | 3.73 | 500,000 | 500,000 | |||||
| 2021-01-28 | 2021-01-26 | 4 | Sullivan Christopher Ryan | CERC | Stock Option (Right to Buy) | D | 3.32 | 110,000 | 110,000 | |||||
| 2021-01-28 | 2021-01-26 | 4 | NEIL GARRY ARTHUR | CERC | Stock Option (right to buy) | D | 3.32 | 260,000 | 260,000 | |||||
| 2021-01-28 | 2021-01-26 | 4 | COLA MICHAEL F | CERC | Stock Option (Right to Buy) | D | 3.32 | 850,000 | 850,000 | |||||
| 2021-01-28 | 2021-01-26 | 4 | Harrell James Archie Jr | CERC | Stock Option (Right to Buy) | D | 3.32 | 150,000 | 150,000 | |||||
| 2021-01-12 | 2021-01-08 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | CERC | Common Stock | I | 0 | 32,634,285 | ||||||
| 2021-01-12 | 2021-01-08 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 2.6000 | 2,500,000 | 6,500 | 32,634,285 | ||||
| 2021-01-06 | 2021-01-04 | 4 | COLA MICHAEL F | CERC | Stock Option (Right to Buy) | D | 2.64 | 64,798 | 64,798 | |||||
| 2021-01-05 | 2020-12-31 | 4 | Miller Joseph M | CERC | Stock Option (Right to Buy) | D | 2.64 | 5,472 | 5,472 | |||||
| 2021-01-05 | 2020-12-31 | 4 | KAPLAN GILLA | CERC | Stock Option (Right to Buy) | D | 2.64 | 7,216 | 7,216 | |||||
| 2021-01-05 | 2020-12-31 | 4 | Gutry Phil | CERC | Stock Option (Right to Buy) | D | 2.64 | 3,877 | 3,877 | |||||
| 2021-01-05 | 2020-12-31 | 4 | Persson Magnus | CERC | Stock Option (Right to Buy) | D | 2.64 | 4,919 | 4,919 | |||||
| 2021-01-05 | 2020-12-31 | 4 | Bruhn Suzanne Louise | CERC | Stock Option (Right to Buy) | D | 2.64 | 4,254 | 4,254 | |||||
| 2020-12-14 | 2020-12-10 | 4 | Harrell James Archie Jr | CERC | Common Stock | D | 2.2780 | 171 | 0 | 28,180 | ||||
| 2020-12-14 | 2020-12-10 | 4 | Sullivan Christopher Ryan | CERC | Common Stock | D | 2.2780 | 5,095 | 12 | 8,049 | ||||
| 2020-12-14 | 2020-12-10 | 4 | NEIL GARRY ARTHUR | CERC | Common Stock | D | 2.2780 | 3,599 | 8 | 77,680 | ||||
| 2020-12-07 | 2020-12-03 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 30,134,285 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 2.4400 | 20,000 | 49 | 30,134,285 | ||||
| 2020-11-25 | 2020-11-25 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 30,114,285 | ||||||
| 2020-11-25 | 2020-11-25 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 2.3900 | 15,000 | 36 | 30,114,285 | ||||
| 2020-11-25 | 2020-11-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 30,099,285 | ||||||
| 2020-11-25 | 2020-11-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 2.4000 | 47,733 | 115 | 30,099,285 | ||||
| 2020-11-25 | 2020-11-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 30,051,552 | ||||||
| 2020-11-25 | 2020-11-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 2.3200 | 37,267 | 86 | 30,051,552 | ||||
| 2020-10-13 | 2020-10-08 | 4 | KAPLAN GILLA | CERC | Stock Option (Right to Buy) | D | 2.45 | 50,000 | 50,000 | |||||
| 2020-10-02 | 2020-10-01 | 4 | COLA MICHAEL F | CERC | Stock Option (Right to Buy) | D | 2.24 | 76,674 | 76,674 | |||||
| 2020-10-01 | 2020-09-30 | 4 | Gutry Phil | CERC | Stock Option (Right to Buy) | D | 2.28 | 4,516 | 4,516 | |||||
| 2020-10-01 | 2020-09-30 | 4 | Miller Joseph M | CERC | Stock Option (Right to Buy) | D | 2.28 | 6,374 | 6,374 | |||||
| 2020-10-01 | 2020-09-30 | 4 | Persson Magnus | CERC | Stock Option (Right to Buy) | D | 2.28 | 5,099 | 5,099 | |||||
| 2020-10-01 | 2020-09-30 | 4 | Bruhn Suzanne Louise | CERC | Stock Option (Right to Buy) | D | 2.28 | 4,325 | 4,325 | |||||
| 2020-09-09 | 2020-09-04 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 30,014,285 | ||||||
| 2020-09-09 | 2020-09-04 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 2.2000 | 100,000 | 220 | 30,014,285 | ||||
| 2020-07-06 | 2020-07-01 | 4 | COLA MICHAEL F | CERC | Stock Option (Right to Buy) | D | 2.56 | 64,683 | 64,683 | |||||
| 2020-07-01 | 2020-06-30 | 4 | Miller Joseph M | CERC | Stock Option (Right to Buy) | D | 2.60 | 4,005 | 4,005 | |||||
| 2020-07-01 | 2020-06-30 | 4 | Persson Magnus | CERC | Stock Option (Right to Buy) | D | 2.60 | 4,304 | 4,304 | |||||
| 2020-07-01 | 2020-06-30 | 4 | Gutry Phil | CERC | Stock Option (Right to Buy) | D | 2.60 | 3,812 | 3,812 | |||||
| 2020-07-01 | 2020-06-30 | 4 | Bruhn Suzanne Louise | CERC | Stock Option (Right to Buy) | D | 2.60 | 2,130 | 2,130 | |||||
| 2020-06-22 | 2020-06-18 | 4 | COLA MICHAEL F | CERC | Stock Option (Right to Buy) | D | 2.51 | 84,322 | 84,322 | |||||
| 2020-06-19 | 2020-06-18 | 4 | Persson Magnus | CERC | Stock Option (Right to Buy) | D | 2.51 | 25,000 | 25,000 | |||||
| 2020-06-19 | 2020-06-18 | 4 | Bruhn Suzanne Louise | CERC | Stock Option (Right to Buy) | D | 2.51 | 25,000 | 25,000 | |||||
| 2020-06-19 | 2020-06-18 | 4 | Miller Joseph M | CERC | Stock Option (Right to Buy) | D | 2.51 | 25,000 | 25,000 | |||||
| 2020-06-19 | 2020-06-18 | 4 | Gutry Phil | CERC | Stock Option (Right to Buy) | D | 2.51 | 25,000 | 25,000 | |||||
| 2020-06-19 | 2020-06-18 | 4 | BARER SOL J | CERC | Stock Option (Right to Buy) | D | 1,000,000 | 1,000,000 | ||||||
| 2020-06-19 | 2020-06-18 | 4 | BARER SOL J | CERC | Stock Option (Right to Buy) | D | 2.51 | 25,000 | 25,000 | |||||
| 2020-06-11 | 2020-06-10 | 4 | Harrell James Archie Jr | CERC | Common Stock | D | 2.2780 | 6,391 | 15 | 28,009 | ||||
| 2020-06-11 | 2020-06-09 | 4 | Harrell James Archie Jr | CERC | Common Stock | D | 2.5000 | 10,000 | 25 | 21,618 | ||||
| 2020-06-11 | 2020-06-10 | 4 | Sullivan Christopher Ryan | CERC | Common Stock | D | 2.2780 | 2,954 | 7 | 2,954 | ||||
| 2020-06-11 | 2020-06-10 | 4 | NEIL GARRY ARTHUR | CERC | Common Stock | D | 2.2780 | 1,799 | 4 | 74,081 | ||||
| 2020-06-11 | 2020-06-08 | 4 | Miller Joseph M | CERC | Common Stock | D | 3.2200 | -4,472 | -14 | 40,582 | ||||
| 2020-06-11 | 2020-06-09 | 4 | COLA MICHAEL F | CERC | Common Stock | D | 2.5000 | 100,000 | 250 | 175,746 | ||||
| 2020-06-11 | 2020-06-11 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 2.4400 | 28,000 | 68 | 1,128,000 | ||||
| 2020-06-11 | 2020-06-09 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 2.5200 | 267,806 | 675 | 1,100,000 | ||||
| 2020-06-11 | 2020-06-09 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 29,914,285 | ||||||
| 2020-06-11 | 2020-06-09 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 2.5000 | 1,753,680 | 4,384 | 29,914,285 | ||||
| 2020-04-27 | 2020-04-24 | 4 | Bruhn Suzanne Louise | CERC | Stock Option (Right to Buy) | D | 2.58 | 50,000 | 50,000 | |||||
| 2020-04-17 | 2018-07-12 | 4/A | Miller Joseph M | CERC | Common Stock | D | 45,000 | 45,000 | ||||||
| 2020-04-17 | 2019-07-16 | 4 | Calias Pericles | CERC | Common Stock | D | 4.9000 | -3,246 | -16 | 49,216 | ||||
| 2020-04-13 | 2020-04-09 | 4 | Pedder Simon | CERC | Common Stock | D | 2.5700 | -20,901 | -54 | 241,833 | ||||
| 2020-04-13 | 2020-04-09 | 4 | Miller Joseph M | CERC | Stock Option (Right to Buy) | D | 2.57 | 375,000 | 375,000 | |||||
| 2020-04-13 | 2019-06-07 | 4 | Miller Joseph M | CERC | Common Stock | D | 4.8500 | -3,723 | -18 | 45,054 | ||||
| 2020-04-13 | 2020-04-09 | 4 | Harrell James Archie Jr | CERC | Stock Option (Right to Buy) | D | 2.57 | 268,000 | 268,000 | |||||
| 2020-04-07 | 2020-04-03 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 2.1600 | 4,280 | 9 | 832,194 | ||||
| 2020-04-02 | 2020-03-31 | 4 | Persson Magnus | CERC | Stock Option (Right to Buy) | D | 2.48 | 4,866 | 4,866 | |||||
| 2020-04-02 | 2020-03-31 | 4 | Hacksell Uli | CERC | Stock Option (Right to Buy) | D | 2.48 | 2,007 | 2,007 | |||||
| 2020-04-02 | 2020-03-31 | 4 | Gutry Phil | CERC | Stock Option (Right to Buy) | D | 2.48 | 4,310 | 4,310 | |||||
| 2020-03-31 | 2020-03-31 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 2.3300 | 26,611 | 62 | 827,914 | ||||
| 2020-03-31 | 2020-03-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 2.3500 | 49,303 | 116 | 801,303 | ||||
| 2020-03-31 | 2020-03-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 2.4300 | 36,000 | 87 | 752,000 | ||||
| 2020-03-24 | 2020-03-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 2.5200 | 1,374 | 3 | 716,000 | ||||
| 2020-03-24 | 2020-03-20 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 2.5000 | 9,626 | 24 | 714,626 | ||||
| 2020-03-19 | 2020-03-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 2.6000 | 1,567 | 4 | 705,000 | ||||
| 2020-03-19 | 2020-03-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 1.9100 | 8,433 | 16 | 703,433 | ||||
| 2020-03-19 | 2020-03-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 1.9100 | 20,000 | 38 | 695,000 | ||||
| 2020-03-19 | 2020-03-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 28,160,605 | ||||||
| 2020-03-19 | 2020-03-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 2.0500 | 1,951,219 | 4,000 | 28,160,605 | ||||
| 2020-03-16 | 2020-03-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 26,621,828 | ||||||
| 2020-03-16 | 2020-03-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 26,621,828 | ||||||
| 2020-03-16 | 2020-03-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | -3,455,129 | 26,209,386 | ||||||
| 2020-02-05 | 2020-02-03 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 3.9800 | 275,000 | 1,094 | 675,000 | ||||
| 2020-02-05 | 2020-02-03 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 29,664,515 | ||||||
| 2020-02-05 | 2020-02-03 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.9800 | 981,282 | 3,906 | 29,664,515 | ||||
| 2020-02-05 | 2020-02-03 | 4 | BARER SOL J | CERC | Stock Option (Right to Buy) | D | 3.98 | 500,000 | 500,000 | |||||
| 2020-02-05 | 2020-02-03 | 4 | NEIL GARRY ARTHUR | CERC | Stock Option (Right to Buy) | D | 3.98 | 800,000 | 800,000 | |||||
| 2020-02-05 | 2020-02-03 | 4 | NEIL GARRY ARTHUR | CERC | Common Stock | D | 72,282 | 72,282 | ||||||
| 2020-02-05 | 2020-02-03 | 4 | COLA MICHAEL F | CERC | Stock Option (Right to Buy) | D | 3.98 | 1,200,000 | 1,200,000 | |||||
| 2020-02-05 | 2020-02-03 | 4 | COLA MICHAEL F | CERC | Common Stock | D | 75,746 | 75,746 | ||||||
| 2020-01-24 | 2020-01-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Series B Convertible Preferred Stock | D | -600,000 | 1,257,143 | ||||||
| 2020-01-24 | 2020-01-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3,000,000 | 28,683,233 | ||||||
| 2020-01-24 | 2020-01-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Series B Convertible Preferred Stock | D | -1,000,000 | 1,857,143 | ||||||
| 2020-01-24 | 2020-01-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 5,000,000 | 25,683,233 | ||||||
| 2020-01-02 | 2019-12-31 | 4 | Persson Magnus | CERC | Stock Option (Right to Buy) | D | 5.39 | 2,682 | 2,682 | |||||
| 2020-01-02 | 2019-12-31 | 4 | Hacksell Uli | CERC | Stock Option (Right to Buy) | D | 5.39 | 11,016 | 1,106 | |||||
| 2020-01-02 | 2019-12-31 | 4 | Gutry Phil | CERC | Stock Option (Right to Buy) | D | 5.39 | 2,375 | 2,375 | |||||
| 2019-12-11 | 2019-12-10 | 4 | Harrell James Archie Jr | CERC | Common Stock | D | 2.8475 | 3,064 | 9 | 11,618 | ||||
| 2019-12-11 | 2019-12-10 | 4 | Miller Joseph M | CERC | Common Stock | D | 2.8475 | 2,598 | 7 | 48,777 | ||||
| 2019-12-11 | 2019-12-10 | 4 | Calias Pericles | CERC | Common Stock | D | 2.8475 | 2,913 | 8 | 52,462 | ||||
| 2019-10-21 | 2019-08-23 | 4 | Phillips Matthew V By LLC | CERC | Common Stock | I | 1.0700 | 512,500 | 548 | 512,500 | ||||
| 2019-10-03 | 2019-08-07 | 4 | Persson Magnus | CERC | Stock Option (Right to Buy) | D | 2.93 | 25,000 | 25,000 | |||||
| 2019-10-03 | 2019-08-07 | 4 | Schmidt Keith | CERC | Stock Option (Right to Buy) | D | 2.93 | 25,000 | 25,000 | |||||
| 2019-10-03 | 2019-08-07 | 4 | Hacksell Uli | CERC | Stock Option (Right to Buy) | D | 2.93 | 25,000 | 25,000 | |||||
| 2019-10-03 | 2019-08-07 | 4 | Gutry Phil | CERC | Stock Option (Right to Buy) | D | 2.93 | 25,000 | 25,000 | |||||
| 2019-10-03 | 2019-08-07 | 4 | Greenleaf Peter | CERC | Stock Option (Right to Buy) | D | 2.93 | 25,000 | 25,000 | |||||
| 2019-10-02 | 2019-09-30 | 4 | Gutry Phil | CERC | Stock Option (Right to Buy) | D | 3.29 | 3,907 | 3,907 | |||||
| 2019-10-02 | 2019-09-30 | 4 | Hacksell Uli | CERC | Stock Option (Right to Buy) | D | 3.29 | 1,819 | 1,819 | |||||
| 2019-10-02 | 2019-09-30 | 4 | Persson Magnus | CERC | Stock Option (Right to Buy) | D | 3.29 | 4,411 | 4,411 | |||||
| 2019-09-06 | 2019-09-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 20,683,233 | ||||||
| 2019-09-06 | 2019-09-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 2.9500 | 1,000,000 | 2,950 | 20,683,233 | ||||
| 2019-09-06 | 2019-09-04 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.1300 | 1,200,000 | 3,756 | 19,683,233 | ||||
| 2019-09-03 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.2300 | 24,591 | 79 | 18,483,233 | ||||
| 2019-09-03 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.2100 | 17,173 | 55 | 18,458,642 | ||||
| 2019-08-29 | 2019-08-27 | 4 | Pedder Simon | CERC | Common Stock | D | 2.9849 | 6,734 | 20 | 262,734 | ||||
| 2019-08-20 | 2019-08-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,441,469 | ||||||
| 2019-08-20 | 2019-08-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,441,469 | ||||||
| 2019-08-20 | 2019-08-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.6300 | 1,825 | 7 | 18,441,469 | ||||
| 2019-08-20 | 2019-08-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.5000 | 473 | 2 | 18,439,644 | ||||
| 2019-08-20 | 2019-08-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,439,171 | ||||||
| 2019-08-20 | 2019-08-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.4300 | 9,886 | 34 | 18,439,171 | ||||
| 2019-08-14 | 2019-08-14 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.3700 | 56,842 | 192 | 400,000 | ||||
| 2019-08-14 | 2019-08-13 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 3.3000 | 29,188 | 96 | 343,158 | ||||
| 2019-08-14 | 2019-08-12 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 3.2000 | 13,970 | 45 | 313,970 | ||||
| 2019-07-02 | 2019-06-28 | 4 | Gutry Phil | CERC | Stock Option (Right to Buy) | D | 5.44 | 2,323 | 2,323 | |||||
| 2019-07-02 | 2019-06-28 | 4 | Hacksell Uli | CERC | Stock Option (Right to Buy) | D | 5.44 | 1,172 | 1,172 | |||||
| 2019-07-02 | 2019-06-28 | 4 | Persson Magnus | CERC | Stock Option (Right to Buy) | D | 5.44 | 2,636 | 2,636 | |||||
| 2019-07-02 | 2019-06-28 | 4 | Pedder Simon | CERC | Stock Option (Right to Buy) | D | 5.44 | 117 | 117 | |||||
| 2019-06-12 | 2019-06-11 | 4 | Schmidt Keith | CERC | Stock Option (Right to Buy) | D | 5.25 | 50,000 | 50,000 | |||||
| 2019-06-11 | 2019-06-10 | 4 | Phillips Matthew V | CERC | Common Stock | D | 2.8475 | 523 | 1 | 1,020 | ||||
| 2019-06-11 | 2019-06-10 | 4 | Miller Joseph M | CERC | Common Stock | D | 2.8475 | 1,179 | 3 | 46,179 | ||||
| 2019-06-11 | 2019-06-10 | 4 | Harrell James Archie Jr | CERC | Common Stock | D | 2.8475 | 4,398 | 13 | 8,554 | ||||
| 2019-06-11 | 2019-06-10 | 4 | Calias Pericles | CERC | Common Stock | D | 2.8475 | 4,549 | 13 | 49,549 | ||||
| 2019-06-11 | 2019-06-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 4.9000 | 5,000 | 24 | 300,000 | ||||
| 2019-06-11 | 2019-06-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 4.8500 | 5,000 | 24 | 295,000 | ||||
| 2019-06-05 | 2019-06-05 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,429,285 | ||||||
| 2019-06-05 | 2019-06-05 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.9700 | 5,000 | 25 | 18,429,285 | ||||
| 2019-06-05 | 2019-06-03 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,424,285 | ||||||
| 2019-06-05 | 2019-06-03 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.7300 | 10,000 | 47 | 18,424,285 | ||||
| 2019-05-31 | 2019-05-31 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,414,285 | ||||||
| 2019-05-31 | 2019-05-31 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.9100 | 13,800 | 68 | 18,414,285 | ||||
| 2019-05-31 | 2019-05-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,400,485 | ||||||
| 2019-05-31 | 2019-05-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.6400 | 18,200 | 84 | 18,400,485 | ||||
| 2019-05-31 | 2019-05-29 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,382,285 | ||||||
| 2019-05-31 | 2019-05-29 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.6300 | 19,000 | 88 | 18,382,285 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Greenleaf Peter | CERC | Employee Stock Option (Right to Buy) | D | 4.24 | 500,000 | 0 | |||||
| 2019-05-29 | 2019-05-24 | 4 | Greenleaf Peter | CERC | Employee Stock Option (Right to Buy) | D | 4.24 | 364,583 | 135,417 | |||||
| 2019-05-29 | 2019-05-24 | 4 | Greenleaf Peter | CERC | Employee Stock Option (Right to Buy) | D | 6.22 | 325,000 | 0 | |||||
| 2019-05-29 | 2019-05-24 | 4 | Greenleaf Peter | CERC | Common Stock | D | -300,000 | 112,500 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Calias Pericles | CERC | Stock Option (Right to Buy) | D | 4.98 | 25,000 | 25,000 | |||||
| 2019-05-29 | 2019-05-24 | 4 | Calias Pericles | CERC | Common Stock | D | 45,000 | 45,000 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Pedder Simon | CERC | Stock Option (Right to Buy) | D | 4.98 | 300,000 | 300,000 | |||||
| 2019-05-29 | 2019-05-24 | 4 | Pedder Simon | CERC | Common Stock | D | 250,000 | 256,000 | ||||||
| 2019-05-28 | 2019-05-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,363,285 | ||||||
| 2019-05-28 | 2019-05-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.9200 | 3,500 | 17 | 18,363,285 | ||||
| 2019-05-28 | 2019-05-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,359,785 | ||||||
| 2019-05-28 | 2019-05-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 5.0100 | 11,400 | 57 | 18,359,785 | ||||
| 2019-05-28 | 2019-05-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,348,385 | ||||||
| 2019-05-28 | 2019-05-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 5.0500 | 14,100 | 71 | 18,348,385 | ||||
| 2019-05-20 | 2019-05-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,334,285 | ||||||
| 2019-05-20 | 2019-05-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 5.3300 | 1,798 | 10 | 18,334,285 | ||||
| 2019-05-20 | 2019-05-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,332,487 | ||||||
| 2019-05-20 | 2019-05-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 5.1500 | 8,202 | 42 | 18,332,487 | ||||
| 2019-05-16 | 2019-05-14 | 4 | Pedder Simon | CERC | Common Stock | D | 5.0560 | 6,000 | 30 | 6,000 | ||||
| 2019-05-14 | 2019-05-14 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,324,285 | ||||||
| 2019-05-14 | 2019-05-14 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 5.2700 | 4,909 | 26 | 18,324,285 | ||||
| 2019-05-14 | 2019-05-13 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,319,376 | ||||||
| 2019-05-14 | 2019-05-13 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.8500 | 12,587 | 61 | 18,319,376 | ||||
| 2019-05-14 | 2019-05-10 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,306,789 | ||||||
| 2019-05-14 | 2019-05-10 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.9500 | 2,504 | 12 | 18,306,789 | ||||
| 2019-04-17 | 2019-04-15 | 4 | Pedder Simon | CERC | Stock Option (Right to Buy) | D | 5.17 | 300,000 | 300,000 | |||||
| 2019-04-02 | 2019-04-01 | 4 | Greenleaf Peter | CERC | Employee Stock Option (Right to Buy) | D | 6.22 | 325,000 | 325,000 | |||||
| 2019-04-02 | 2019-04-01 | 4 | Phillips Matthew V | CERC | Stock Option (Right to Buy) | D | 6.22 | 145,000 | 145,000 | |||||
| 2019-04-02 | 2019-04-01 | 4 | Miller Joseph M | CERC | Stock Option (Right to Buy) | D | 6.22 | 175,000 | 175,000 | |||||
| 2019-04-02 | 2019-04-01 | 4 | Crutcher Patrick J | CERC | Stock Option (Right to Buy) | D | 6.22 | 145,000 | 145,000 | |||||
| 2019-04-02 | 2018-12-20 | 4 | Crutcher Patrick J | CERC | Common Stock | D | -6,871 | 1,634,771 | ||||||
| 2019-04-02 | 2019-04-01 | 4 | Calias Pericles | CERC | Stock Option (Right to Buy) | D | 6.22 | 175,000 | 175,000 | |||||
| 2019-04-02 | 2019-04-01 | 4 | Harrell James Archie Jr | CERC | Stock Option (Right to Buy) | D | 6.22 | 145,000 | 145,000 | |||||
| 2019-04-01 | 2019-03-29 | 4 | Hacksell Uli | CERC | Stock Option (Right to Buy) | D | 5.84 | 1,724 | 1,724 | |||||
| 2019-04-01 | 2017-06-09 | 4 | Hacksell Uli | CERC | Common Stock | D | 0.4200 | 10,000 | 4 | 20,000 | ||||
| 2019-04-01 | 2016-12-10 | 4 | Hacksell Uli | CERC | Common Stock | D | 1.0700 | 10,000 | 11 | 10,000 | ||||
| 2019-04-01 | 2019-03-29 | 4 | Pedder Simon | CERC | Employee Stock Option (Right to Buy) | D | 5.84 | 882 | 882 | |||||
| 2019-04-01 | 2019-03-29 | 4 | Gutry Phil | CERC | Employee Stock Option (Right to Buy) | D | 5.84 | 1,916 | 1,916 | |||||
| 2019-04-01 | 2019-03-29 | 4 | Persson Magnus | CERC | Employee Stock Option (Right to Buy) | D | 5.84 | 2,286 | 2,286 | |||||
| 2019-03-27 | 2019-03-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,304,285 | ||||||
| 2019-03-27 | 2019-03-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 5.4800 | 10,000 | 55 | 18,304,285 | ||||
| 2019-03-27 | 2019-03-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 5.5200 | 10,000 | 55 | 290,000 | ||||
| 2019-03-27 | 2019-03-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,294,285 | ||||||
| 2019-03-27 | 2019-03-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 5.4800 | 16,238 | 89 | 18,294,285 | ||||
| 2019-03-27 | 2019-03-25 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,278,047 | ||||||
| 2019-03-27 | 2019-03-25 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 5.4000 | 13,762 | 74 | 18,278,047 | ||||
| 2019-03-08 | 2019-03-08 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,264,285 | ||||||
| 2019-03-08 | 2019-03-08 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,264,285 | ||||||
| 2019-03-08 | 2019-03-08 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 5.4588 | 4,000 | 22 | 18,264,285 | ||||
| 2019-03-08 | 2019-03-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,260,285 | ||||||
| 2019-03-08 | 2019-03-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,260,285 | ||||||
| 2019-03-08 | 2019-03-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,260,285 | ||||||
| 2019-03-08 | 2019-03-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 5.5125 | 2,500 | 14 | 18,260,285 | ||||
| 2019-03-08 | 2019-03-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,257,785 | ||||||
| 2019-03-08 | 2019-03-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,257,785 | ||||||
| 2019-03-08 | 2019-03-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 5.3615 | 500 | 3 | 18,257,785 | ||||
| 2019-03-08 | 2019-03-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,257,285 | ||||||
| 2019-03-08 | 2019-03-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 5.4482 | 3,000 | 16 | 18,257,285 | ||||
| 2019-03-08 | 2019-03-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,254,285 | ||||||
| 2019-03-08 | 2019-03-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,254,285 | ||||||
| 2019-03-08 | 2019-03-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,254,285 | ||||||
| 2019-03-08 | 2019-03-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 5.4990 | 849 | 5 | 18,254,285 | ||||
| 2019-03-08 | 2019-03-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,253,436 | ||||||
| 2019-03-08 | 2019-03-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 5.5000 | 124,637 | 686 | 18,253,436 | ||||
| 2019-03-08 | 2019-03-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 5.5000 | 239,000 | 1,314 | 280,000 | ||||
| 2019-01-11 | 2019-01-11 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 3.9200 | 579 | 2 | 18,169,799 | ||||
| 2019-01-11 | 2019-01-11 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 3.8933 | 421 | 2 | 18,169,220 | ||||
| 2019-01-11 | 2019-01-11 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 3.8780 | 2,500 | 10 | 18,168,799 | ||||
| 2019-01-11 | 2019-01-11 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 3.8872 | 2,500 | 10 | 18,166,299 | ||||
| 2019-01-11 | 2019-01-11 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 3.9078 | 6,651 | 26 | 18,163,799 | ||||
| 2019-01-11 | 2019-01-10 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 3.6980 | 800 | 3 | 18,157,148 | ||||
| 2019-01-11 | 2019-01-09 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 3.7880 | 545 | 2 | 18,156,348 | ||||
| 2019-01-08 | 2019-01-08 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 3.6980 | 500 | 2 | 18,155,803 | ||||
| 2019-01-08 | 2019-01-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 3.6508 | 6,504 | 24 | 18,155,303 | ||||
| 2019-01-08 | 2019-01-04 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 3.4160 | 20,000 | 68 | 18,148,799 | ||||
| 2019-01-02 | 2018-12-31 | 4 | Pedder Simon | CERC | Stock Option (Right to Buy) | D | 3.23 | 1,504 | 1,504 | |||||
| 2019-01-02 | 2018-12-31 | 4 | Persson Magnus | CERC | Stock Option (Right to Buy) | D | 3.23 | 4,103 | 4,103 | |||||
| 2019-01-02 | 2018-12-31 | 4 | Hacksell Uli | CERC | Stock Option (Right to Buy) | D | 3.23 | 3,095 | 3,095 | |||||
| 2019-01-02 | 2018-12-31 | 4 | BLECH ISAAC | CERC | Stock Option (Right to Buy) | D | 3.23 | 8,519 | 8,519 | |||||
| 2019-01-02 | 2018-12-31 | 4 | Gutry Phil | CERC | Stock Option (Right to Buy) | D | 3.23 | 3,439 | 3,439 | |||||
| 2018-12-31 | 2018-12-31 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,128,799 | ||||||
| 2018-12-31 | 2018-12-31 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,128,799 | ||||||
| 2018-12-31 | 2018-12-31 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.1773 | 12,300 | 39 | 18,128,799 | ||||
| 2018-12-31 | 2018-12-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,116,499 | ||||||
| 2018-12-31 | 2018-12-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,116,499 | ||||||
| 2018-12-31 | 2018-12-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.1200 | 26,499 | 83 | 18,116,499 | ||||
| 2018-12-31 | 2018-12-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | SERIES B WARRANT | I | 2.00 | 0 | 4,000,000 | |||||
| 2018-12-31 | 2018-12-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | WARRANT | I | 12.50 | 0 | 4,000,000 | |||||
| 2018-12-31 | 2018-12-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | WARRANT | I | 12.50 | 0 | 4,000,000 | |||||
| 2018-12-31 | 2018-12-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | WARRANT | D | 12.50 | 4,000,000 | 4,000,000 | |||||
| 2018-12-31 | 2018-12-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | SERIES B NON-VOTING CONVERTIBLE PREFERRED STOCK | I | 0 | 2,857,143 | ||||||
| 2018-12-31 | 2018-12-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | SERIES B NON-VOTING CONVERTIBLE PREFERRED STOCK | I | 0 | 2,857,143 | ||||||
| 2018-12-31 | 2018-12-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | SERIES B NON-VOTING CONVERTIBLE PREFERRED STOCK | D | 2,857,143 | 2,857,143 | ||||||
| 2018-12-31 | 2018-12-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | SERIES B WARRANT | D | 2.00 | 2,857,143 | 2,857,143 | |||||
| 2018-12-31 | 2018-12-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | SERIES B WARRANT | I | 2.00 | 0 | 0 | |||||
| 2018-12-31 | 2018-12-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | WARRANT | I | 0.40 | 0 | 0 | |||||
| 2018-12-31 | 2018-12-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | WARRANT | I | 0.40 | 0 | 0 | |||||
| 2018-12-31 | 2018-12-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | WARRANTS | D | 0.40 | -14,285,714 | 0 | |||||
| 2018-12-18 | 2018-12-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,090,000 | ||||||
| 2018-12-18 | 2018-12-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,090,000 | ||||||
| 2018-12-18 | 2018-12-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.3090 | 7,030 | 23 | 18,090,000 | ||||
| 2018-12-18 | 2018-12-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,082,970 | ||||||
| 2018-12-18 | 2018-12-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,082,970 | ||||||
| 2018-12-18 | 2018-12-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.2602 | 14,938 | 49 | 18,082,970 | ||||
| 2018-12-18 | 2018-12-14 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,068,032 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,068,032 | ||||||
| 2018-12-18 | 2018-12-14 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.3335 | 28,032 | 93 | 18,068,032 | ||||
| 2018-12-11 | 2018-12-10 | 4 | Phillips Matthew V | CERC | Common Stock | D | 2.8475 | 497 | 1 | 497 | ||||
| 2018-12-11 | 2018-12-10 | 4 | Harrell James Archie Jr | CERC | Common Stock | D | 2.8475 | 4,156 | 12 | 4,156 | ||||
| 2018-12-10 | 2018-12-10 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,040,000 | ||||||
| 2018-12-10 | 2018-12-10 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,040,000 | ||||||
| 2018-12-10 | 2018-12-10 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,040,000 | ||||||
| 2018-12-10 | 2018-12-10 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.3551 | 4,000 | 13 | 18,040,000 | ||||
| 2018-12-10 | 2018-12-10 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,036,000 | ||||||
| 2018-12-10 | 2018-12-10 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,036,000 | ||||||
| 2018-12-10 | 2018-12-10 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.3580 | 8,000 | 27 | 18,036,000 | ||||
| 2018-12-10 | 2018-12-10 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,028,000 | ||||||
| 2018-12-10 | 2018-12-10 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.3680 | 1,815 | 6 | 18,028,000 | ||||
| 2018-12-10 | 2018-12-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,026,185 | ||||||
| 2018-12-10 | 2018-12-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,026,185 | ||||||
| 2018-12-10 | 2018-12-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,026,185 | ||||||
| 2018-12-10 | 2018-12-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.3980 | 2,185 | 7 | 18,026,185 | ||||
| 2018-12-10 | 2018-12-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,024,000 | ||||||
| 2018-12-10 | 2018-12-07 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.4573 | 4,000 | 14 | 18,024,000 | ||||
| 2018-12-10 | 2018-12-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,020,000 | ||||||
| 2018-12-10 | 2018-12-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,020,000 | ||||||
| 2018-12-10 | 2018-12-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,020,000 | ||||||
| 2018-12-10 | 2018-12-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.4452 | 13,000 | 45 | 18,020,000 | ||||
| 2018-12-10 | 2018-12-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,007,000 | ||||||
| 2018-12-10 | 2018-12-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.4432 | 3,400 | 12 | 18,007,000 | ||||
| 2018-12-04 | 2018-12-04 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,003,600 | ||||||
| 2018-12-04 | 2018-12-04 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,003,600 | ||||||
| 2018-12-04 | 2018-12-04 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.4037 | 2,200 | 7 | 18,003,600 | ||||
| 2018-12-04 | 2018-12-03 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,001,400 | ||||||
| 2018-12-04 | 2018-12-03 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 18,001,400 | ||||||
| 2018-12-04 | 2018-12-03 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.5042 | 19,495 | 68 | 18,001,400 | ||||
| 2018-12-04 | 2018-11-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,981,905 | ||||||
| 2018-12-04 | 2018-11-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,981,905 | ||||||
| 2018-12-04 | 2018-11-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.4985 | 4,102 | 14 | 17,981,905 | ||||
| 2018-11-29 | 2018-11-29 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,977,803 | ||||||
| 2018-11-29 | 2018-11-29 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,977,803 | ||||||
| 2018-11-29 | 2018-11-29 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.4795 | 17,803 | 62 | 17,977,803 | ||||
| 2018-11-29 | 2018-11-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,960,000 | ||||||
| 2018-11-29 | 2018-11-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,960,000 | ||||||
| 2018-11-29 | 2018-11-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.5233 | 33,346 | 117 | 17,960,000 | ||||
| 2018-11-29 | 2018-11-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,926,654 | ||||||
| 2018-11-29 | 2018-11-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,926,654 | ||||||
| 2018-11-29 | 2018-11-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.5053 | 26,654 | 93 | 17,926,654 | ||||
| 2018-11-26 | 2018-11-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,900,000 | ||||||
| 2018-11-26 | 2018-11-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,900,000 | ||||||
| 2018-11-26 | 2018-11-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.5823 | 35,000 | 125 | 17,900,000 | ||||
| 2018-11-26 | 2018-11-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,865,000 | ||||||
| 2018-11-26 | 2018-11-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,865,000 | ||||||
| 2018-11-26 | 2018-11-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.6443 | 5,000 | 18 | 17,865,000 | ||||
| 2018-11-26 | 2018-11-21 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,860,000 | ||||||
| 2018-11-26 | 2018-11-21 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,860,000 | ||||||
| 2018-11-26 | 2018-11-21 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.5805 | 10,000 | 36 | 17,860,000 | ||||
| 2018-11-20 | 2018-11-20 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,850,000 | ||||||
| 2018-11-20 | 2018-11-20 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,850,000 | ||||||
| 2018-11-20 | 2018-11-20 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.6080 | 14,000 | 51 | 17,850,000 | ||||
| 2018-11-20 | 2018-11-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,836,000 | ||||||
| 2018-11-20 | 2018-11-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,836,000 | ||||||
| 2018-11-20 | 2018-11-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,836,000 | ||||||
| 2018-11-20 | 2018-11-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.5148 | 10,813 | 38 | 17,836,000 | ||||
| 2018-11-20 | 2018-11-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,825,187 | ||||||
| 2018-11-20 | 2018-11-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.5990 | 12,987 | 47 | 17,825,187 | ||||
| 2018-11-20 | 2018-11-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,812,200 | ||||||
| 2018-11-20 | 2018-11-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,812,200 | ||||||
| 2018-11-20 | 2018-11-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.7199 | 11,300 | 42 | 17,812,200 | ||||
| 2018-11-15 | 2018-11-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,800,900 | ||||||
| 2018-11-15 | 2018-11-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,800,900 | ||||||
| 2018-11-15 | 2018-11-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,800,900 | ||||||
| 2018-11-15 | 2018-11-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.7847 | 900 | 3 | 17,800,900 | ||||
| 2018-11-15 | 2018-11-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,800,000 | ||||||
| 2018-11-15 | 2018-11-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,800,000 | ||||||
| 2018-11-15 | 2018-11-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.8000 | 5 | 0 | 17,800,000 | ||||
| 2018-11-15 | 2018-11-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,799,995 | ||||||
| 2018-11-15 | 2018-11-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.8006 | 10,313 | 39 | 17,799,995 | ||||
| 2018-11-15 | 2018-11-14 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,789,682 | ||||||
| 2018-11-15 | 2018-11-14 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,789,682 | ||||||
| 2018-11-15 | 2018-11-14 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.8078 | 4,809 | 18 | 17,789,682 | ||||
| 2018-11-15 | 2018-11-13 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,784,873 | ||||||
| 2018-11-15 | 2018-11-13 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,784,873 | ||||||
| 2018-11-15 | 2018-11-13 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.9017 | 15,287 | 60 | 17,784,873 | ||||
| 2018-11-01 | 2018-10-31 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,769,586 | ||||||
| 2018-11-01 | 2018-10-31 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,769,586 | ||||||
| 2018-11-01 | 2018-10-31 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.9080 | 4,586 | 18 | 17,769,586 | ||||
| 2018-11-01 | 2018-10-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,765,000 | ||||||
| 2018-11-01 | 2018-10-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,765,000 | ||||||
| 2018-11-01 | 2018-10-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.9709 | 1,400 | 6 | 17,765,000 | ||||
| 2018-10-29 | 2018-10-29 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,763,600 | ||||||
| 2018-10-29 | 2018-10-29 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,763,600 | ||||||
| 2018-10-29 | 2018-10-29 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.9363 | 33,292 | 131 | 17,763,600 | ||||
| 2018-10-29 | 2018-10-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,730,308 | ||||||
| 2018-10-29 | 2018-10-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,730,308 | ||||||
| 2018-10-29 | 2018-10-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,730,308 | ||||||
| 2018-10-29 | 2018-10-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.9248 | 10,308 | 40 | 17,730,308 | ||||
| 2018-10-29 | 2018-10-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,720,000 | ||||||
| 2018-10-29 | 2018-10-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.9424 | 45,591 | 180 | 17,720,000 | ||||
| 2018-10-29 | 2018-10-25 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,674,409 | ||||||
| 2018-10-29 | 2018-10-25 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,674,409 | ||||||
| 2018-10-29 | 2018-10-25 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.9911 | 18,609 | 74 | 17,674,409 | ||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,655,800 | ||||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,655,800 | ||||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,655,800 | ||||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.2566 | 4,000 | 17 | 17,655,800 | ||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,651,800 | ||||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,651,800 | ||||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.3080 | 4,000 | 17 | 17,651,800 | ||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,647,800 | ||||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,647,800 | ||||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.1195 | 20,000 | 82 | 17,647,800 | ||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,627,800 | ||||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,627,800 | ||||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.0714 | 25,000 | 102 | 17,627,800 | ||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,602,800 | ||||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,602,800 | ||||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.0380 | 5,000 | 20 | 17,602,800 | ||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,597,800 | ||||||
| 2018-10-25 | 2018-10-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.9452 | 25,800 | 102 | 17,597,800 | ||||
| 2018-10-25 | 2018-10-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,572,000 | ||||||
| 2018-10-25 | 2018-10-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,572,000 | ||||||
| 2018-10-25 | 2018-10-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.1984 | 22,000 | 92 | 17,572,000 | ||||
| 2018-10-25 | 2018-10-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,550,000 | ||||||
| 2018-10-25 | 2018-10-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,550,000 | ||||||
| 2018-10-25 | 2018-10-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.3145 | 20,000 | 86 | 17,550,000 | ||||
| 2018-10-18 | 3 | Fremantle, LLC By Fremantle, LLC | CERC | Common Stock | I | 7,534,884 | ||||||||
| 2018-10-18 | 3 | Fremantle, LLC By Fremantle, LLC | CERC | Common Stock | I | 7,534,884 | ||||||||
| 2018-10-18 | 3 | Fremantle, LLC By Fremantle, LLC | CERC | Common Stock | I | 7,534,884 | ||||||||
| 2018-10-18 | 3 | Fremantle, LLC By Fremantle, LLC | CERC | Common Stock | I | 7,534,884 | ||||||||
| 2018-10-18 | 2018-08-13 | 4 | Jones Randal | CERC | Stock Option (Right to Buy) | D | 3.20 | -1,270 | 0 | |||||
| 2018-10-18 | 2018-08-13 | 4 | Jones Randal | CERC | Common Stock | D | 3.9800 | -1,270 | -5 | 0 | ||||
| 2018-10-18 | 2018-08-13 | 4 | Jones Randal | CERC | Common Stock | D | 3.2000 | 1,270 | 4 | 1,270 | ||||
| 2018-10-18 | 3 | LRS International, LLC By LRS International, Inc. | CERC | Common Stock | I | 7,534,884 | ||||||||
| 2018-10-18 | 3 | LRS International, LLC By LRS International, Inc. | CERC | Common Stock | I | 7,534,884 | ||||||||
| 2018-10-18 | 3 | LRS International, LLC By LRS International, Inc. | CERC | Common Stock | I | 7,534,884 | ||||||||
| 2018-10-18 | 3 | LRS International, LLC By LRS International, Inc. | CERC | Common Stock | I | 7,534,884 | ||||||||
| 2018-10-09 | 2018-10-09 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,530,000 | ||||||
| 2018-10-09 | 2018-10-09 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,530,000 | ||||||
| 2018-10-09 | 2018-10-09 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,530,000 | ||||||
| 2018-10-09 | 2018-10-09 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.3535 | 5,000 | 22 | 17,530,000 | ||||
| 2018-10-09 | 2018-10-09 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,525,000 | ||||||
| 2018-10-09 | 2018-10-09 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.4173 | 1,500 | 7 | 17,525,000 | ||||
| 2018-10-09 | 2018-10-08 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,523,500 | ||||||
| 2018-10-09 | 2018-10-08 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,523,500 | ||||||
| 2018-10-09 | 2018-10-08 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.3284 | 19,588 | 85 | 17,523,500 | ||||
| 2018-10-09 | 2018-10-05 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,503,912 | ||||||
| 2018-10-09 | 2018-10-05 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,503,912 | ||||||
| 2018-10-09 | 2018-10-05 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.3227 | 1,497 | 6 | 17,503,912 | ||||
| 2018-10-09 | 2018-10-04 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,502,415 | ||||||
| 2018-10-09 | 2018-10-04 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,502,415 | ||||||
| 2018-10-09 | 2018-10-04 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.3451 | 2,015 | 9 | 17,502,415 | ||||
| 2018-10-04 | 2018-09-25 | 4/A | Crutcher Patrick J | CERC | Common Stock | D | 1,641,642 | 1,641,642 | ||||||
| 2018-10-01 | 2018-09-28 | 4 | BLECH ISAAC | CERC | Employee Stock Option (Right to Buy) | D | 4.67 | 6,041 | 6,041 | |||||
| 2018-10-01 | 2018-09-28 | 4 | Pedder Simon | CERC | Employee Stock Option (Right to Buy) | D | 4.67 | 990 | 990 | |||||
| 2018-10-01 | 2018-09-28 | 4 | Gutry Phil | CERC | Employee Stock Option (Right to Buy) | D | 4.67 | 2,351 | 2,351 | |||||
| 2018-10-01 | 2018-09-28 | 4 | Persson Magnus | CERC | Employee Stock Option (Right to Buy) | D | 4.67 | 2,696 | 2,696 | |||||
| 2018-09-27 | 2018-09-25 | 4 | Crutcher Patrick J | CERC | Common Stock | D | 1,645,286 | 1,645,286 | ||||||
| 2018-09-27 | 2018-09-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,500,400 | ||||||
| 2018-09-27 | 2018-09-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,500,400 | ||||||
| 2018-09-27 | 2018-09-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,500,400 | ||||||
| 2018-09-27 | 2018-09-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.6680 | 400 | 2 | 17,500,400 | ||||
| 2018-09-27 | 2018-09-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,500,000 | ||||||
| 2018-09-27 | 2018-09-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.7083 | 6,073 | 29 | 17,500,000 | ||||
| 2018-09-27 | 2018-09-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,493,927 | ||||||
| 2018-09-27 | 2018-09-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,493,927 | ||||||
| 2018-09-27 | 2018-09-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.6252 | 4,631 | 21 | 17,493,927 | ||||
| 2018-09-27 | 2018-09-25 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,489,296 | ||||||
| 2018-09-27 | 2018-09-25 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,489,296 | ||||||
| 2018-09-27 | 2018-09-25 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.5986 | 9,296 | 43 | 17,489,296 | ||||
| 2018-08-20 | 2018-08-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,480,000 | ||||||
| 2018-08-20 | 2018-08-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 17,480,000 | ||||||
| 2018-08-20 | 2018-08-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.9100 | 1,000,000 | 3,910 | 17,480,000 | ||||
| 2018-08-01 | 2018-07-31 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,480,000 | ||||||
| 2018-08-01 | 2018-07-31 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,480,000 | ||||||
| 2018-08-01 | 2018-07-31 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.2099 | 655 | 3 | 16,480,000 | ||||
| 2018-08-01 | 2018-07-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,479,345 | ||||||
| 2018-08-01 | 2018-07-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,479,345 | ||||||
| 2018-08-01 | 2018-07-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.2622 | 2,200 | 9 | 16,479,345 | ||||
| 2018-07-27 | 2018-07-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,477,145 | ||||||
| 2018-07-27 | 2018-07-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,477,145 | ||||||
| 2018-07-27 | 2018-07-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,477,145 | ||||||
| 2018-07-27 | 2018-07-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.4433 | 2,145 | 10 | 16,477,145 | ||||
| 2018-07-27 | 2018-07-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,475,000 | ||||||
| 2018-07-27 | 2018-07-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,475,000 | ||||||
| 2018-07-27 | 2018-07-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.4415 | 5,000 | 22 | 16,475,000 | ||||
| 2018-07-27 | 2018-07-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,470,000 | ||||||
| 2018-07-27 | 2018-07-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.4133 | 10,000 | 44 | 16,470,000 | ||||
| 2018-07-27 | 2018-07-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,460,000 | ||||||
| 2018-07-27 | 2018-07-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,460,000 | ||||||
| 2018-07-27 | 2018-07-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.4845 | 4,081 | 18 | 16,460,000 | ||||
| 2018-07-27 | 2018-07-25 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,455,919 | ||||||
| 2018-07-27 | 2018-07-25 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,455,919 | ||||||
| 2018-07-27 | 2018-07-25 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.3382 | 7,700 | 33 | 16,455,919 | ||||
| 2018-07-18 | 2018-07-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,448,219 | ||||||
| 2018-07-18 | 2018-07-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,448,219 | ||||||
| 2018-07-18 | 2018-07-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.3462 | 2,500 | 11 | 16,448,219 | ||||
| 2018-07-18 | 2018-07-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,445,719 | ||||||
| 2018-07-18 | 2018-07-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,445,719 | ||||||
| 2018-07-18 | 2018-07-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.2982 | 9,719 | 42 | 16,445,719 | ||||
| 2018-07-18 | 2018-07-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,436,000 | ||||||
| 2018-07-18 | 2018-07-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,436,000 | ||||||
| 2018-07-18 | 2018-07-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,436,000 | ||||||
| 2018-07-18 | 2018-07-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.2540 | 4,000 | 17 | 16,436,000 | ||||
| 2018-07-18 | 2018-07-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,432,000 | ||||||
| 2018-07-18 | 2018-07-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.2572 | 13,800 | 59 | 16,432,000 | ||||
| 2018-07-16 | 2018-07-12 | 4 | Miller Joseph M | CERC | Stock Option (Right to Buy) | D | 4.50 | 105,000 | 105,000 | |||||
| 2018-07-16 | 2018-07-12 | 4 | Miller Joseph M | CERC | Common Stock | D | 45,000 | 45,000 | ||||||
| 2018-07-16 | 2018-07-16 | 4 | Calias Pericles | CERC | Stock Option (Right to Buy) | D | 4.26 | 80,000 | 80,000 | |||||
| 2018-07-03 | 2018-06-29 | 4 | Pedder Simon | CERC | Employee Stock Option (Right to Buy) | D | 4.34 | 4.3400 | 1,012 | 4 | 1,012 | |||
| 2018-07-02 | 2018-07-02 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,418,200 | ||||||
| 2018-07-02 | 2018-07-02 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,418,200 | ||||||
| 2018-07-02 | 2018-07-02 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.2831 | 3,800 | 16 | 16,418,200 | ||||
| 2018-07-02 | 2018-06-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,414,400 | ||||||
| 2018-07-02 | 2018-06-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,414,400 | ||||||
| 2018-07-02 | 2018-06-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,414,400 | ||||||
| 2018-07-02 | 2018-06-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.2040 | 2,400 | 10 | 16,414,400 | ||||
| 2018-07-02 | 2018-06-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,412,000 | ||||||
| 2018-07-02 | 2018-06-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.0327 | 12,000 | 48 | 16,412,000 | ||||
| 2018-07-02 | 2018-06-29 | 4 | BLECH ISAAC | CERC | Employee Stock Option (Right to Buy) | D | 4.34 | 6,881 | 6,881 | |||||
| 2018-07-02 | 2018-06-29 | 4 | Persson Magnus | CERC | Employee Stock Option (Right to Buy) | D | 4.34 | 2,747 | 2,747 | |||||
| 2018-07-02 | 2018-06-29 | 4 | Jones Randal | CERC | Employee Stock Option (Right to Buy) | D | 4.34 | 1,012 | 1,012 | |||||
| 2018-07-02 | 2018-06-29 | 4 | Gutry Phil | CERC | Employee Stock Option (Right to Buy) | D | 4.34 | 2,544 | 2,544 | |||||
| 2018-05-23 | 2018-05-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,400,000 | ||||||
| 2018-05-23 | 2018-05-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,400,000 | ||||||
| 2018-05-23 | 2018-05-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.8513 | 300 | 1 | 16,400,000 | ||||
| 2018-05-23 | 2018-05-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,399,700 | ||||||
| 2018-05-23 | 2018-05-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,399,700 | ||||||
| 2018-05-23 | 2018-05-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.8484 | 7,541 | 29 | 16,399,700 | ||||
| 2018-05-23 | 2018-05-21 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,392,159 | ||||||
| 2018-05-23 | 2018-05-21 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,392,159 | ||||||
| 2018-05-23 | 2018-05-21 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.7714 | 42,159 | 159 | 16,392,159 | ||||
| 2018-05-21 | 2018-05-18 | 4 | Greenleaf Peter | CERC | Common Stock | D | 3.9800 | 12,500 | 50 | 412,500 | ||||
| 2018-05-17 | 2018-05-15 | 4 | Pedder Simon | CERC | Stock Option (Right to Buy) | D | 3.71 | 8,357 | 8,357 | |||||
| 2018-05-17 | 2018-05-15 | 4 | Persson Magnus | CERC | Stock Option (Right to Buy) | D | 3.71 | 8,357 | 8,357 | |||||
| 2018-05-17 | 2018-05-15 | 4 | Hacksell Uli | CERC | Stock Option (Right to Buy) | D | 3.71 | 8,357 | 8,357 | |||||
| 2018-05-17 | 2018-05-15 | 4 | Gutry Phil | CERC | Stock Option (Right to Buy) | D | 3.71 | 8,357 | 8,357 | |||||
| 2018-05-17 | 2018-05-15 | 4 | BLECH ISAAC | CERC | Stock Option (Right to Buy) | D | 3.71 | 8,357 | 8,357 | |||||
| 2018-05-17 | 2018-05-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,350,000 | ||||||
| 2018-05-17 | 2018-05-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,350,000 | ||||||
| 2018-05-17 | 2018-05-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.8312 | 27,700 | 106 | 16,350,000 | ||||
| 2018-05-17 | 2018-05-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,322,300 | ||||||
| 2018-05-17 | 2018-05-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,322,300 | ||||||
| 2018-05-17 | 2018-05-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.7474 | 9,600 | 36 | 16,322,300 | ||||
| 2018-05-17 | 2018-05-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,312,700 | ||||||
| 2018-05-17 | 2018-05-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,312,700 | ||||||
| 2018-05-17 | 2018-05-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.5117 | 92,700 | 326 | 16,312,700 | ||||
| 2018-05-08 | 2018-05-07 | 4 | Harrell James Archie Jr | CERC | Stock Option (right to buy) | D | 4.11 | 125,000 | 125,000 | |||||
| 2018-04-23 | 2018-04-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,220,000 | ||||||
| 2018-04-23 | 2018-04-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,220,000 | ||||||
| 2018-04-23 | 2018-04-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 4.1679 | 6,189 | 26 | 16,220,000 | ||||
| 2018-04-23 | 2018-04-20 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,213,811 | ||||||
| 2018-04-23 | 2018-04-20 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,213,811 | ||||||
| 2018-04-23 | 2018-04-20 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.5930 | 600 | 2 | 16,213,811 | ||||
| 2018-04-23 | 2018-04-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,213,211 | ||||||
| 2018-04-23 | 2018-04-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,213,211 | ||||||
| 2018-04-23 | 2018-04-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.5724 | 13,211 | 47 | 16,213,211 | ||||
| 2018-04-18 | 2018-04-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,200,000 | ||||||
| 2018-04-18 | 2018-04-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,200,000 | ||||||
| 2018-04-18 | 2018-04-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.4140 | 81,544 | 278 | 16,200,000 | ||||
| 2018-04-18 | 2018-04-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,118,456 | ||||||
| 2018-04-18 | 2018-04-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,118,456 | ||||||
| 2018-04-18 | 2018-04-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.5123 | 27,360 | 96 | 16,118,456 | ||||
| 2018-04-18 | 2018-04-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,091,096 | ||||||
| 2018-04-18 | 2018-04-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,091,096 | ||||||
| 2018-04-18 | 2018-04-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 3.3552 | 41,096 | 138 | 16,091,096 | ||||
| 2018-04-10 | 2018-04-06 | 4 | Pedder Simon | CERC | Stock Option (right to buy) | D | 4.14 | 16,714 | 16,714 | |||||
| 2018-04-04 | 2018-03-31 | 4 | BAUER EUGENE A | CERC | Employee Stock Option (Right to Buy) | D | 4.29 | 2,262 | 2,262 | |||||
| 2018-04-04 | 2018-03-31 | 4 | BLECH ISAAC | CERC | Employee Stock Option (Right to Buy) | D | 4.29 | 6,111 | 6,111 | |||||
| 2018-04-04 | 2018-03-31 | 4 | Jones Randal | CERC | Employee Stock Option (Right to Buy) | D | 4.29 | 2,056 | 2,056 | |||||
| 2018-04-04 | 2018-03-31 | 4 | Persson Magnus | CERC | Employee Stock Option (Right to Buy) | D | 4.29 | 2,791 | 2,791 | |||||
| 2018-04-04 | 2018-03-31 | 4 | Gutry Phil | CERC | Employee Stock Option (Right to Buy) | D | 4.29 | 2,350 | 2,350 | |||||
| 2018-03-29 | 2018-03-27 | 4 | Greenleaf Peter | CERC | Employee Stock Option (Right to Buy) | D | 4.24 | 500,000 | 500,000 | |||||
| 2018-03-29 | 2018-03-27 | 4 | Greenleaf Peter | CERC | Employee Stock Option (Right to Buy) | D | 4.24 | 500,000 | 500,000 | |||||
| 2018-03-29 | 2018-03-27 | 4 | Greenleaf Peter | CERC | Common Stock | D | 400,000 | 400,000 | ||||||
| 2018-01-24 | 2018-01-22 | 4 | Phillips Matthew V | CERC | Stock Option (right to buy) | D | 3.21 | 100,000 | 100,000 | |||||
| 2018-01-24 | 2018-01-22 | 4 | Morris Mariam E | CERC | Employee Stock Option (Right to Buy) | D | 3.21 | 100,000 | 100,000 | |||||
| 2018-01-05 | 2017-12-31 | 4 | BLECH ISAAC | CERC | Employee Stock Option (Right to Buy) | D | 3.20 | 8,267 | 8,267 | |||||
| 2018-01-04 | 2017-12-31 | 4 | Jones Randal | CERC | Employee Stock Option (Right to Buy) | D | 3.20 | 1,270 | 1,270 | |||||
| 2018-01-04 | 2017-12-31 | 4 | BAUER EUGENE A | CERC | Employee Stock Option (Right to Buy) | D | 3.20 | 3,060 | 3,060 | |||||
| 2018-01-04 | 2017-12-31 | 4 | Gutry Phil | CERC | Employee Stock Option (Right to Buy) | D | 3.20 | 3,179 | 3,179 | |||||
| 2018-01-04 | 2017-12-31 | 4 | Persson Magnus | CERC | Employee Stock Option (Right to Buy) | D | 3.20 | 3,776 | 3,776 | |||||
| 2017-12-07 | 2017-12-04 | 4 | Moscato Robert Jr. Family relationship | CERC | Shares of common stock | I | 1.7700 | 285 | 1 | 2,592,743 | ||||
| 2017-11-24 | 2017-11-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,050,000 | ||||||
| 2017-11-24 | 2017-11-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,050,000 | ||||||
| 2017-11-24 | 2017-11-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,050,000 | ||||||
| 2017-11-24 | 2017-11-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,050,000 | ||||||
| 2017-11-24 | 2017-11-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 1.1980 | 5,000 | 6 | 16,050,000 | ||||
| 2017-11-24 | 2017-11-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 1.1980 | 5,000 | 6 | 16,050,000 | ||||
| 2017-11-24 | 2017-11-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,040,000 | ||||||
| 2017-11-24 | 2017-11-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,040,000 | ||||||
| 2017-11-24 | 2017-11-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,040,000 | ||||||
| 2017-11-24 | 2017-11-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,040,000 | ||||||
| 2017-11-24 | 2017-11-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 1.1979 | 30,000 | 36 | 16,040,000 | ||||
| 2017-11-24 | 2017-11-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 1.2064 | 5,200 | 6 | 16,010,000 | ||||
| 2017-11-21 | 3 | Jones Randal Fremantle Corporation | CERC | Common Stock | I | 5,184,916 | ||||||||
| 2017-11-21 | 3 | Jones Randal Fremantle Corporation | CERC | Common Stock | I | 5,184,916 | ||||||||
| 2017-11-21 | 3 | Moscato Robert Jr. LRS International, LLC | CERC | Common Stock | I | 5,184,916 | ||||||||
| 2017-11-21 | 3 | Moscato Robert Jr. LRS International, LLC | CERC | Common Stock | I | 5,184,916 | ||||||||
| 2017-11-21 | 2017-11-17 | 4 | Jones Randal | CERC | Stock Option (right to buy) | D | 1.13 | 16,714 | 16,714 | |||||
| 2017-10-18 | 2017-10-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,004,800 | ||||||
| 2017-10-18 | 2017-10-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,004,800 | ||||||
| 2017-10-18 | 2017-10-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 1.0780 | 4,800 | 5 | 16,004,800 | ||||
| 2017-10-04 | 2017-09-30 | 4 | BAUER EUGENE A | CERC | Employee Stock Option (Right to Buy) | D | 0.85 | 10,202 | 10,202 | |||||
| 2017-10-04 | 2017-09-30 | 4 | BLECH ISAAC | CERC | Employee Stock Option (Right to Buy) | D | 0.85 | 27,560 | 27,560 | |||||
| 2017-10-04 | 2017-09-30 | 4 | Gutry Phil | CERC | Employee Stock Option (Right to Buy) | D | 0.85 | 10,600 | 10,600 | |||||
| 2017-10-04 | 2017-09-30 | 4 | Persson Magnus | CERC | Employee Stock Option (Right to Buy) | D | 0.85 | 12,587 | 12,587 | |||||
| 2017-10-03 | 2017-09-29 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,000,000 | ||||||
| 2017-10-03 | 2017-09-29 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 16,000,000 | ||||||
| 2017-10-03 | 2017-09-29 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.8697 | 6,883 | 6 | 16,000,000 | ||||
| 2017-09-28 | 2017-09-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,993,117 | ||||||
| 2017-09-28 | 2017-09-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,993,117 | ||||||
| 2017-09-28 | 2017-09-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.8360 | 300 | 0 | 15,993,117 | ||||
| 2017-09-28 | 2017-09-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,992,817 | ||||||
| 2017-09-28 | 2017-09-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,992,817 | ||||||
| 2017-09-28 | 2017-09-27 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.8060 | 100 | 0 | 15,992,817 | ||||
| 2017-09-28 | 2017-09-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,992,717 | ||||||
| 2017-09-28 | 2017-09-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,992,717 | ||||||
| 2017-09-28 | 2017-09-26 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7950 | 13,552 | 11 | 15,992,717 | ||||
| 2017-09-25 | 2017-09-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,979,165 | ||||||
| 2017-09-25 | 2017-09-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,979,165 | ||||||
| 2017-09-25 | 2017-09-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7838 | 12,300 | 10 | 15,979,165 | ||||
| 2017-09-25 | 2017-09-21 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,966,865 | ||||||
| 2017-09-25 | 2017-09-21 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,966,865 | ||||||
| 2017-09-25 | 2017-09-21 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7853 | 2,360 | 2 | 15,966,865 | ||||
| 2017-09-20 | 2017-09-20 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,964,505 | ||||||
| 2017-09-20 | 2017-09-20 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,964,505 | ||||||
| 2017-09-20 | 2017-09-20 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7613 | 15,250 | 12 | 15,964,505 | ||||
| 2017-09-20 | 2017-09-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,949,255 | ||||||
| 2017-09-20 | 2017-09-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,949,255 | ||||||
| 2017-09-20 | 2017-09-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,949,255 | ||||||
| 2017-09-20 | 2017-09-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,949,255 | ||||||
| 2017-09-20 | 2017-09-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7428 | 22,360 | 17 | 15,949,255 | ||||
| 2017-09-20 | 2017-09-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7501 | 7,759 | 6 | 15,926,895 | ||||
| 2017-09-20 | 2017-09-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,919,136 | ||||||
| 2017-09-20 | 2017-09-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,919,136 | ||||||
| 2017-09-20 | 2017-09-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7778 | 6,000 | 5 | 15,919,136 | ||||
| 2017-09-08 | 2017-09-08 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,913,136 | ||||||
| 2017-09-08 | 2017-09-08 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,913,136 | ||||||
| 2017-09-08 | 2017-09-08 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7531 | 2,060 | 2 | 15,913,136 | ||||
| 2017-09-08 | 2017-09-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,911,076 | ||||||
| 2017-09-08 | 2017-09-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,911,076 | ||||||
| 2017-09-08 | 2017-09-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7358 | 2,239 | 2 | 15,911,076 | ||||
| 2017-09-01 | 2017-09-01 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,908,837 | ||||||
| 2017-09-01 | 2017-09-01 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,908,837 | ||||||
| 2017-09-01 | 2017-09-01 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,908,837 | ||||||
| 2017-09-01 | 2017-09-01 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,908,837 | ||||||
| 2017-09-01 | 2017-09-01 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7340 | 8,837 | 6 | 15,908,837 | ||||
| 2017-09-01 | 2017-09-01 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7360 | 5,030 | 4 | 15,900,000 | ||||
| 2017-09-01 | 2017-08-31 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,894,970 | ||||||
| 2017-09-01 | 2017-08-31 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,894,970 | ||||||
| 2017-09-01 | 2017-08-31 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7694 | 25,100 | 19 | 15,894,970 | ||||
| 2017-09-01 | 2017-08-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,869,870 | ||||||
| 2017-09-01 | 2017-08-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0 | 15,869,870 | ||||||
| 2017-09-01 | 2017-08-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7360 | 512 | 0 | 15,869,870 | ||||
| 2017-08-29 | 2017-08-29 | 4 | ARMISTICE CAPITAL, LLC See Footnote 2 | CERC | Common Stock | I | 0 | 15,869,358 | ||||||
| 2017-08-29 | 2017-08-29 | 4 | ARMISTICE CAPITAL, LLC See Footnote 2 | CERC | Common Stock | I | 0 | 15,869,358 | ||||||
| 2017-08-29 | 2017-08-29 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7159 | 50,000 | 36 | 15,869,358 | ||||
| 2017-08-29 | 2017-08-28 | 4 | ARMISTICE CAPITAL, LLC See Footnote 2 | CERC | Common Stock | I | 0 | 15,819,358 | ||||||
| 2017-08-29 | 2017-08-28 | 4 | ARMISTICE CAPITAL, LLC See Footnote 2 | CERC | Common Stock | I | 0 | 15,819,358 | ||||||
| 2017-08-29 | 2017-08-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7257 | 25,321 | 18 | 15,819,358 | ||||
| 2017-08-29 | 2017-08-25 | 4 | ARMISTICE CAPITAL, LLC See Footnote 2 | CERC | Common Stock | I | 0 | 15,794,037 | ||||||
| 2017-08-29 | 2017-08-25 | 4 | ARMISTICE CAPITAL, LLC See Footnote 2 | CERC | Common Stock | I | 0 | 15,794,037 | ||||||
| 2017-08-29 | 2017-08-25 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7538 | 38,328 | 29 | 15,794,037 | ||||
| 2017-08-24 | 2017-08-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.6991 | 19,944 | 14 | 15,755,709 | ||||
| 2017-08-24 | 2017-08-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6991 | 19,944 | 14 | 15,755,709 | ||||
| 2017-08-24 | 2017-08-24 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6991 | 19,944 | 14 | 15,755,709 | ||||
| 2017-08-24 | 2017-08-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.6186 | 900 | 1 | 15,735,765 | ||||
| 2017-08-24 | 2017-08-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6186 | 900 | 1 | 15,735,765 | ||||
| 2017-08-24 | 2017-08-23 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6186 | 900 | 1 | 15,735,765 | ||||
| 2017-08-24 | 2017-08-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6163 | 19,301 | 12 | 15,734,865 | ||||
| 2017-08-24 | 2017-08-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.6163 | 19,301 | 12 | 15,734,865 | ||||
| 2017-08-24 | 2017-08-22 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6163 | 19,301 | 12 | 15,734,865 | ||||
| 2017-08-22 | 2017-08-18 | 4 | Kaiser John Joseph | CERC | Employee Stock Option (Right to Buy) | D | 0.62 | 25,000 | 25,000 | |||||
| 2017-08-21 | 2017-08-21 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.6126 | 15,564 | 10 | 15,715,564 | ||||
| 2017-08-21 | 2017-08-21 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6126 | 15,564 | 10 | 15,715,564 | ||||
| 2017-08-21 | 2017-08-21 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6126 | 15,564 | 10 | 15,715,564 | ||||
| 2017-08-21 | 2017-08-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6091 | 31,698 | 19 | 15,700,000 | ||||
| 2017-08-21 | 2017-08-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6091 | 31,698 | 19 | 15,700,000 | ||||
| 2017-08-21 | 2017-08-18 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.6091 | 31,698 | 19 | 15,700,000 | ||||
| 2017-08-21 | 2017-08-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.5863 | 26,002 | 15 | 15,668,302 | ||||
| 2017-08-21 | 2017-08-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.5863 | 26,002 | 15 | 15,668,302 | ||||
| 2017-08-21 | 2017-08-17 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.5863 | 26,002 | 15 | 15,668,302 | ||||
| 2017-08-16 | 2017-08-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.5800 | 76,800 | 45 | 15,642,300 | ||||
| 2017-08-16 | 2017-08-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.5800 | 76,800 | 45 | 15,642,300 | ||||
| 2017-08-16 | 2017-08-16 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.5800 | 76,800 | 45 | 15,642,300 | ||||
| 2017-08-16 | 2017-08-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.5800 | 65,500 | 38 | 15,565,500 | ||||
| 2017-08-16 | 2017-08-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.5800 | 65,500 | 38 | 15,565,500 | ||||
| 2017-08-16 | 2017-08-15 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.5800 | 65,500 | 38 | 15,565,500 | ||||
| 2017-08-16 | 2017-08-14 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6400 | 175,776 | 112 | 15,500,000 | ||||
| 2017-08-16 | 2017-08-14 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.6400 | 175,776 | 112 | 15,500,000 | ||||
| 2017-08-16 | 2017-08-14 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6400 | 175,776 | 112 | 15,500,000 | ||||
| 2017-07-31 | 2017-06-30 | 4 | Gutry Phil | CERC | Employee Stock Option (Right to Buy) | D | 0.57 | 8,357 | 8,357 | |||||
| 2017-07-31 | 2017-06-30 | 4 | Persson Magnus | CERC | Employee Stock Option (Right to Buy) | D | 0.57 | 8,357 | 8,357 | |||||
| 2017-07-31 | 2017-06-30 | 4 | BAUER EUGENE A | CERC | Employee Stock Option (Right to Buy) | D | 0.57 | 8,357 | 8,357 | |||||
| 2017-07-31 | 2017-06-30 | 4 | BLECH ISAAC | CERC | Employee Stock Option (Right to Buy) | D | 0.57 | 8,357 | 8,357 | |||||
| 2017-07-31 | 2017-06-30 | 4 | Greenleaf Peter | CERC | Employee Stock Option (Right to Buy) | D | 0.57 | 8,357 | 8,357 | |||||
| 2017-07-31 | 2017-06-30 | 4 | Aasen Thomas H | CERC | Employee Stock Option (Right to Buy) | D | 0.57 | 8,357 | 8,357 | |||||
| 2017-07-13 | 2017-07-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | SERIES A CONVERTIBLE PREFERRED STOCK | I | 0.35 | -4,179 | 0 | |||||
| 2017-07-13 | 2017-07-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | SERIES A CONVERTIBLE PREFERRED STOCK | D | 0.35 | -4,179 | 0 | |||||
| 2017-07-13 | 2017-07-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | SERIES A CONVERTIBLE PREFERRED STOCK | I | 0.35 | -4,179 | 0 | |||||
| 2017-07-13 | 2017-07-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.3500 | 11,940,000 | 4,179 | 15,324,224 | ||||
| 2017-07-13 | 2017-07-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.3500 | 11,940,000 | 4,179 | 15,324,224 | ||||
| 2017-07-13 | 2017-07-06 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.3500 | 11,940,000 | 4,179 | 15,324,224 | ||||
| 2017-07-13 | 2017-06-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | WARRANTS | I | 0.40 | 14,285,714 | 14,285,714 | |||||
| 2017-07-13 | 2017-06-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | WARRANTS | D | 0.40 | 14,285,714 | 14,285,714 | |||||
| 2017-07-13 | 2017-06-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | WARRANTS | I | 0.40 | 14,285,714 | 14,285,714 | |||||
| 2017-07-05 | 2017-06-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | SERIES A CONVERTIBLE PREFERRED STOCK | D | 0.35 | 4,179 | 4,179 | |||||
| 2017-07-05 | 2017-06-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | SERIES A CONVERTIBLE PREFERRED STOCK | I | 0.35 | 4,179 | 4,179 | |||||
| 2017-07-05 | 2017-06-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | SERIES A CONVERTIBLE PREFERRED STOCK | I | 0.35 | 4,179 | 4,179 | |||||
| 2017-07-05 | 2017-06-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | WARRANTS | I | 0.40 | 14,285,714 | 14,285,714 | |||||
| 2017-07-05 | 2017-06-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | WARRANTS | D | 0.40 | 14,285,714 | 14,285,714 | |||||
| 2017-07-05 | 2017-06-30 | 4 | ARMISTICE CAPITAL, LLC | CERC | WARRANTS | I | 0.40 | 14,285,714 | 14,285,714 | |||||
| 2017-07-05 | 2017-06-30 | 4 | BAUER EUGENE A | CERC | Employee Stock Option (Right to Buy) | D | 0.57 | 13,690 | 13,690 | |||||
| 2017-07-05 | 2017-06-30 | 4 | BLECH ISAAC | CERC | Employee Stock Option (Right to Buy) | D | 0.57 | 36,982 | 36,982 | |||||
| 2017-07-05 | 2017-06-30 | 4 | Gutry Phil | CERC | Employee Stock Option (Right to Buy) | D | 0.57 | 14,224 | 14,224 | |||||
| 2017-07-05 | 2017-06-30 | 4 | Persson Magnus | CERC | Employee Stock Option (Right to Buy) | D | 0.57 | 16,891 | 16,891 | |||||
| 2017-05-23 | 2017-05-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.6300 | 24,224 | 15 | 3,384,224 | ||||
| 2017-05-23 | 2017-05-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6300 | 24,224 | 15 | 3,384,224 | ||||
| 2017-05-23 | 2017-05-19 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6300 | 24,224 | 15 | 3,384,224 | ||||
| 2017-05-16 | 3 | Greenleaf Peter | CERC | Common Stock | D | 0 | ||||||||
| 2017-05-16 | 2017-05-12 | 4 | Greenleaf Peter | CERC | Stock Option (Right to Buy) | D | 0.80 | 16,714 | 16,714 | |||||
| 2017-05-11 | 2017-05-11 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7400 | 86,122 | 64 | 3,360,000 | ||||
| 2017-05-11 | 2017-05-11 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.7400 | 86,122 | 64 | 3,360,000 | ||||
| 2017-05-11 | 2017-05-11 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.7400 | 86,122 | 64 | 3,360,000 | ||||
| 2017-05-11 | 2017-05-10 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.7900 | 27,819 | 22 | 3,273,878 | ||||
| 2017-05-11 | 2017-05-10 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.7900 | 27,819 | 22 | 3,273,878 | ||||
| 2017-05-11 | 2017-05-10 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.7900 | 27,819 | 22 | 3,273,878 | ||||
| 2017-05-11 | 2017-05-09 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6600 | 36,059 | 24 | 3,246,059 | ||||
| 2017-05-11 | 2017-05-09 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6600 | 36,059 | 24 | 3,246,059 | ||||
| 2017-05-11 | 2017-05-09 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.6600 | 36,059 | 24 | 3,246,059 | ||||
| 2017-05-09 | 3 | Boyd Steven | CERC | Common Stock, $0.001 par value | I | 4,691,428 | ||||||||
| 2017-05-09 | 3 | Boyd Steven | CERC | Common Stock, $0.001 par value | I | 4,691,428 | ||||||||
| 2017-05-09 | 2017-05-08 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6500 | 50,001 | 33 | 3,210,000 | ||||
| 2017-05-09 | 2017-05-08 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.6500 | 50,001 | 33 | 3,210,000 | ||||
| 2017-05-09 | 2017-05-08 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6500 | 50,001 | 33 | 3,210,000 | ||||
| 2017-05-09 | 2017-05-05 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6100 | 15,798 | 10 | 3,159,999 | ||||
| 2017-05-09 | 2017-05-05 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6100 | 15,798 | 10 | 3,159,999 | ||||
| 2017-05-09 | 2017-05-05 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.6300 | 15,798 | 10 | 3,159,999 | ||||
| 2017-05-09 | 2017-05-04 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.6300 | 28,413 | 18 | 3,144,201 | ||||
| 2017-05-09 | 2017-05-04 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6300 | 28,413 | 18 | 3,144,201 | ||||
| 2017-05-09 | 2017-05-04 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.6300 | 28,413 | 18 | 3,144,201 | ||||
| 2017-05-09 | 2017-05-03 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.5500 | 68,359 | 38 | 3,115,788 | ||||
| 2017-05-09 | 2017-05-03 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.5500 | 68,359 | 38 | 3,115,788 | ||||
| 2017-05-09 | 2017-05-03 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.5500 | 68,359 | 38 | 3,115,788 | ||||
| 2017-05-09 | 2017-05-02 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.5300 | 146,095 | 77 | 3,047,429 | ||||
| 2017-05-09 | 2017-05-02 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.5300 | 146,095 | 77 | 3,047,429 | ||||
| 2017-05-09 | 2017-05-02 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.5300 | 146,095 | 77 | 3,047,429 | ||||
| 2017-05-09 | 2017-05-01 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.5000 | 105,620 | 53 | 2,901,334 | ||||
| 2017-05-09 | 2017-05-01 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.5000 | 105,620 | 53 | 2,901,334 | ||||
| 2017-05-09 | 2017-05-01 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.5000 | 105,620 | 53 | 2,901,334 | ||||
| 2017-05-09 | 2017-04-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.4400 | 450,000 | 198 | 2,795,714 | ||||
| 2017-05-09 | 2017-04-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | I | 0.4400 | 450,000 | 198 | 2,795,714 | ||||
| 2017-05-09 | 2017-04-28 | 4 | ARMISTICE CAPITAL, LLC | CERC | Common Stock | D | 0.4400 | 450,000 | 198 | 2,795,714 | ||||
| 2017-05-08 | 3 | ARMISTICE CAPITAL, LLC | CERC | Common Stock, $0.001 par value | D | 7,037,142 | ||||||||
| 2017-05-08 | 3 | ARMISTICE CAPITAL, LLC | CERC | Common Stock, $0.001 par value | D | 7,037,142 | ||||||||
| 2017-05-08 | 3 | ARMISTICE CAPITAL, LLC | CERC | Common Stock, $0.001 par value | D | 7,037,142 | ||||||||
| 2017-05-08 | 3 | ARMISTICE CAPITAL, LLC See Footnotes | CERC | Common Stock, $0.001 par value | I | 7,037,142 | ||||||||
| 2017-05-08 | 3 | ARMISTICE CAPITAL, LLC See Footnotes | CERC | Common Stock, $0.001 par value | I | 7,037,142 | ||||||||
| 2017-05-08 | 3 | ARMISTICE CAPITAL, LLC See Footnotes | CERC | Common Stock, $0.001 par value | I | 7,037,142 | ||||||||
| 2017-04-04 | 2017-03-31 | 4 | Aasen Thomas H | CERC | Employee Stock Option (Right to Buy) | D | 0.68 | 10,764 | 21,528 | |||||
| 2017-04-04 | 2017-03-31 | 4 | Gutry Phil | CERC | Employee Stock Option (Right to Buy) | D | 0.68 | 10,131 | 10,131 | |||||
| 2017-04-04 | 2017-03-31 | 4 | Persson Magnus | CERC | Employee Stock Option (Right to Buy) | D | 0.68 | 12,031 | 12,031 | |||||
| 2017-04-04 | 2017-03-31 | 4 | BLECH ISAAC | CERC | Employee Stock Option (Right to Buy) | D | 0.68 | 26,342 | 26,342 | |||||
| 2017-04-04 | 2017-03-31 | 4 | BAUER EUGENE A | CERC | Employee Stock Option (Right to Buy) | D | 0.68 | 9,751 | 9,751 | |||||
| 2017-04-04 | 2017-03-31 | 4 | Aasen Thomas H | CERC | Employee Stock Option (Right to Buy) | D | 0.68 | 10,764 | 10,764 | |||||
| 2017-01-30 | 2017-01-26 | 4 | Hacksell Uli | CERC | Employee Stock Option (Right to Buy) | D | 0.87 | 100,000 | 100,000 | |||||
| 2017-01-30 | 2017-01-26 | 4 | Morris Mariam E | CERC | Employee Stock Option (Right to Buy) | D | 0.87 | 25,000 | 25,000 | |||||
| 2017-01-30 | 2017-01-26 | 4 | Kaiser John Joseph | CERC | Employee Stock Option (Right to Buy) | D | 0.87 | 25,000 | 25,000 | |||||
| 2017-01-04 | 2016-12-31 | 4 | Aasen Thomas H | CERC | Employee Stock Option (Right to Buy) | D | 0.88 | 8,060 | 8,060 | |||||
| 2017-01-04 | 2016-12-31 | 4 | BAUER EUGENE A | CERC | Employee Stock Option (Right to Buy) | D | 0.88 | 7,301 | 7,301 | |||||
| 2017-01-04 | 2016-12-31 | 4 | Persson Magnus | CERC | Employee Stock Option (Right to Buy) | D | 0.88 | 9,008 | 9,008 | |||||
| 2017-01-04 | 2016-12-31 | 4 | Gutry Phil | CERC | Employee Stock Option (Right to Buy) | D | 0.88 | 3,793 | 3,793 | |||||
| 2017-01-04 | 2016-12-31 | 4 | BLECH ISAAC | CERC | Employee Stock Option (Right to Buy) | D | 0.88 | 17,827 | 17,827 | |||||
| 2016-10-03 | 2016-09-30 | 4 | Aasen Thomas H | CERC | Employee Stock Option (Right to Buy) | D | 4.23 | 1,883 | 1,883 | |||||
| 2016-10-03 | 2016-09-30 | 4 | BAUER EUGENE A | CERC | Employee Stock Option (Right to Buy) | D | 4.23 | 1,706 | 1,706 | |||||
| 2016-10-03 | 2016-09-30 | 4 | Persson Magnus | CERC | Employee Stock Option (Right to Buy) | D | 4.23 | 2,105 | 2,105 | |||||
| 2016-10-03 | 2016-09-30 | 4 | Gutry Phil | CERC | Employee Stock Option (Right to Buy) | D | 4.23 | 886 | 886 | |||||
| 2016-10-03 | 2016-09-30 | 4 | BLECH ISAAC | CERC | Employee Stock Option (Right to Buy) | D | 4.23 | 3,723 | 3,723 | |||||
| 2016-08-19 | 2016-08-17 | 4 | Hacksell Uli | CERC | Employee Stock Option (Right to Buy) | D | 3.77 | 130,000 | 130,000 | |||||
| 2016-08-19 | 2016-08-17 | 4 | Morris Mariam E | CERC | Employee Stock Option (Right to Buy) | D | 3.77 | 32,500 | 32,500 | |||||
| 2016-08-19 | 2016-08-17 | 4 | Kaiser John Joseph | CERC | Employee Stock Option (Right to Buy) | D | 3.77 | 32,500 | 32,500 | |||||
| 2016-08-19 | 2016-08-17 | 4 | Marcus Ronald | CERC | Employee Stock Option (Right to Buy) | D | 3.77 | 40,000 | 40,000 | |||||
| 2016-07-01 | 2016-06-30 | 4 | Aasen Thomas H | CERC | Employee Stock Option (Right to Buy) | D | 2.20 | 3,481 | 3,481 | |||||
| 2016-07-01 | 2016-06-30 | 4 | BAUER EUGENE A | CERC | Employee Stock Option (Right to Buy) | D | 2.20 | 3,153 | 3,153 | |||||
| 2016-07-01 | 2016-06-30 | 4 | Persson Magnus | CERC | Employee Stock Option (Right to Buy) | D | 2.20 | 3,891 | 3,891 | |||||
| 2016-07-01 | 2016-06-30 | 4 | Gutry Phil | CERC | Employee Stock Option (Right to Buy) | D | 2.20 | 1,638 | 1,638 | |||||
| 2016-07-01 | 2016-06-30 | 4 | BLECH ISAAC | CERC | Employee Stock Option (Right to Buy) | D | 2.20 | 6,881 | 6,881 | |||||
| 2016-05-20 | 2016-05-18 | 4 | Aasen Thomas H | CERC | Employee Stock Option (Right to Buy) | D | 3.52 | 8,357 | 8,357 | |||||
| 2016-05-20 | 2016-05-18 | 4 | BAUER EUGENE A | CERC | Employee Stock Option (Right to Buy) | D | 3.52 | 8,357 | 8,357 | |||||
| 2016-05-20 | 2016-05-18 | 4 | Persson Magnus | CERC | Employee Stock Option (Right to Buy) | D | 3.52 | 8,357 | 8,357 | |||||
| 2016-05-20 | 2016-05-18 | 4 | Gutry Phil | CERC | Employee Stock Option (Right to Buy) | D | 3.52 | 8,357 | 8,357 | |||||
| 2016-05-20 | 2016-05-18 | 4 | Sheldon Behshad | CERC | Employee Stock Option (Right to Buy) | D | 3.52 | 8,357 | 8,357 | |||||
| 2016-05-20 | 2016-05-18 | 4 | BLECH ISAAC | CERC | Employee Stock Option (Right to Buy) | D | 3.52 | 8,357 | 8,357 | |||||
| 2016-02-25 | 2016-02-24 | 4 | Kaiser John Joseph | CERC | Employee Stock Option (Right to Buy) | D | 3.01 | 31,288 | 31,288 | |||||
| 2016-02-25 | 2016-02-24 | 4 | Morris Mariam E | CERC | Employee Stock Option (Right to Buy) | D | 3.01 | 10,100 | 10,100 | |||||
| 2016-02-25 | 2016-02-24 | 4 | Marcus Ronald | CERC | Employee Stock Option (Right to Buy) | D | 3.01 | 44,286 | 44,286 | |||||
| 2016-01-12 | 2016-01-11 | 4 | Aasen Thomas H | CERC | Employee Stock Option (Right to Buy) | D | 3.56 | 16,714 | 16,714 | |||||
| 2016-01-12 | 2016-01-01 | 4 | Hacksell Uli | CERC | Employee Stock Option (Right to Buy) | D | 3.35 | 360,459 | 388,780 | |||||
| 2015-11-12 | 2015-11-09 | 4 | BLECH ISAAC | CERC | Employee Stock Option (Right to Buy) | D | 5.80 | 16,714 | 16,714 | |||||
| 2015-11-12 | 2015-11-09 | 4 | Sheldon Behshad | CERC | Employee Stock Option (Right to Buy) | D | 5.80 | 16,714 | 16,714 | |||||
| 2015-11-12 | 2015-11-09 | 4 | Gutry Phil | CERC | Employee Stock Option (Right to Buy) | D | 5.80 | 16,714 | 16,714 | |||||
| 2015-11-12 | 2015-11-09 | 4 | Persson Magnus | CERC | Employee Stock Option (Right to Buy) | D | 5.80 | 16,714 | 16,714 | |||||
| 2015-11-12 | 2015-11-09 | 4 | BAUER EUGENE A | CERC | Employee Stock Option (Right to Buy) | D | 5.80 | 16,714 | 16,714 | |||||
| 2015-11-12 | 2015-11-09 | 4 | Hacksell Uli | CERC | Employee Stock Option (Right to Buy) | D | 5.80 | 16,714 | 16,714 | |||||
| 2015-10-20 | 2015-10-20 | 4 | Sonsini Peter W. See Note 2 | CERC | Series B Convertible Preferred Stock | I | -16,638,880 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | Sonsini Peter W. See Note 2 | CERC | Common Stock | I | 594,245 | 594,245 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | Florence Anthony A. Jr. See Note 2 | CERC | Series B Convertible Preferred Stock | I | -16,638,880 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | Florence Anthony A. Jr. See Note 2 | CERC | Common Stock | I | 594,245 | 594,245 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | MOTT DAVID M See Note 2 | CERC | Series B Convertible Preferred Stock | I | -16,638,880 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | MOTT DAVID M See Note 2 | CERC | Common Stock | I | 594,245 | 594,245 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | BARRIS PETER J See Note 2 | CERC | Series B Convertible Preferred Stock | I | -16,638,880 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | BARRIS PETER J See Note 2 | CERC | Common Stock | I | 594,245 | 594,245 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | BARRETT M JAMES See Note 2 | CERC | Series B Convertible Preferred Stock | I | -16,638,880 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | BARRETT M JAMES See Note 2 | CERC | Common Stock | I | 594,245 | 594,245 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | New Enterprise Associates 14, L.P. | CERC | Series B Convertible Preferred Stock | D | -16,638,880 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | New Enterprise Associates 14, L.P. | CERC | Common Stock | D | 594,245 | 594,245 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | BLECH ISAAC By Daniel Blech Trust DTD 8/3/2005 | CERC | Series A Convertible Preferred Stock | I | -4,077,475 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | BLECH ISAAC | CERC | Series A Convertible Preferred Stock | D | -133,333 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | BLECH ISAAC By Daniel Blech Trust DTD 8/3/2005 | CERC | Common Stock | I | 182,030 | 385,452 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | BLECH ISAAC | CERC | Common Stock | D | 5,952 | 203,452 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | Paterson Blake M | CERC | Employee Stock Option (Right to Buy) | D | 6.49 | 160,000 | 160,000 | |||||
| 2015-10-20 | 2015-10-20 | 4 | Marcus Ronald | CERC | Class A Warrant (Right to Buy) | D | 4.55 | 13,693 | 36,000 | |||||
| 2015-10-20 | 2015-10-20 | 4 | Marcus Ronald | CERC | Class B Warrant (Right to Buy) | D | 3.90 | 13,693 | 36,000 | |||||
| 2015-10-20 | 2015-10-20 | 4 | Marcus Ronald | CERC | Class B Warrant (Right to Buy) | D | 3.90 | 16,924 | 22,307 | |||||
| 2015-10-20 | 2015-10-20 | 4 | Marcus Ronald | CERC | Class A Warrant (Right to Buy) | D | 4.55 | 16,924 | 22,307 | |||||
| 2015-10-20 | 2015-10-20 | 4 | Marcus Ronald | CERC | Class A Warrant (Right to Buy) | D | 4.55 | 5,383 | 5,383 | |||||
| 2015-10-20 | 2015-10-20 | 4 | Marcus Ronald | CERC | Class B Warrant (Right to Buy) | D | 3.90 | 5,383 | 5,383 | |||||
| 2015-10-20 | 2015-10-20 | 4 | Marcus Ronald | CERC | Employee Stock Option (Right to Buy) | D | 6.49 | 15,000 | 15,000 | |||||
| 2015-10-20 | 2015-10-20 | 4 | Marcus Ronald | CERC | Common Stock | D | 13,693 | 36,000 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | Marcus Ronald | CERC | Common Stock | D | 16,924 | 22,307 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | Marcus Ronald | CERC | Common Stock | D | 5,383 | 5,383 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | Viswanathan Ravi See Note 2 | CERC | Series B Convertible Preferred Stock | I | -16,638,880 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | Viswanathan Ravi See Note 2 | CERC | Common Stock | I | 594,245 | 594,245 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | Kaiser John Joseph | CERC | Employee Stock Option (Right to Buy) | D | 6.49 | 40,000 | 40,000 | |||||
| 2015-10-20 | 2015-10-20 | 4 | Apple Tree Partners IV, L.P. | CERC | Series B Convertible Preferred Stock | D | -16,672,224 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | Apple Tree Partners IV, L.P. | CERC | Common Stock | D | 595,436 | 595,436 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | Morris Mariam E | CERC | Employee Stock Option (Right to Buy) | D | 6.49 | 102,900 | 102,900 | |||||
| 2015-10-20 | 2015-10-20 | 4 | Weller Harry R See Note 2 | CERC | Series B Convertible Preferred Stock | I | -16,638,880 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | Weller Harry R See Note 2 | CERC | Common Stock | I | 594,245 | 594,245 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | MPM BIOVENTURES V, L.P. | CERC | Series B Convertible Preferred Stock | I | -16,672,224 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | MPM BIOVENTURES V, L.P. | CERC | Common Stock | I | 595,436 | 595,436 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | BASKETT FOREST See Note 2 | CERC | Series B Convertible Preferred Stock | I | -16,638,880 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | BASKETT FOREST See Note 2 | CERC | Common Stock | I | 594,245 | 594,245 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | KOLLURI KRISHNA KITTU See Note 2 | CERC | Series B Convertible Preferred Stock | I | -16,638,880 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | KOLLURI KRISHNA KITTU See Note 2 | CERC | Common Stock | I | 594,245 | 594,245 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | SANDELL SCOTT D See Note 2 | CERC | Series B Convertible Preferred Stock | I | -16,638,880 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | SANDELL SCOTT D See Note 2 | CERC | Common Stock | I | 594,245 | 594,245 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | KERINS PATRICK J See Note 2 | CERC | Series B Convertible Preferred Stock | I | -16,638,880 | 0 | ||||||
| 2015-10-20 | 2015-10-20 | 4 | KERINS PATRICK J See Note 2 | CERC | Common Stock | I | 594,245 | 594,245 | ||||||
| 2015-10-14 | 3 | Paterson Blake M | CERC | Common Stock | D | 112,142 | ||||||||
| 2015-10-14 | 3 | Paterson Blake M | CERC | Common Stock | D | 112,142 | ||||||||
| 2015-10-14 | 3 | BLECH ISAAC | CERC | Common Stock | D | 395,000 | ||||||||
| 2015-10-14 | 3 | BLECH ISAAC | CERC | Common Stock | D | 395,000 | ||||||||
| 2015-10-14 | 3 | BAUER EUGENE A | CERC | Common Stock | D | 53,570 | ||||||||
| 2015-10-14 | 3 | BAUER EUGENE A | CERC | Common Stock | D | 53,570 |
