CHUC / Charlie's Holdings, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Charlie's Holdings, Inc.
US ˙ OTCPK

Ações em Circulação 280,553,242 shares
Ações de Insider178,196,571 shares
Propriedade de Insider63.52 %
Total de Insiders34
Pontuação de Sentimento de Insider

A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.

É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com a maior acumulação de insiders.

Pontuação de Sentimento dos Oficiais

A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.

Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.

Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com maior sentimento dos insiders.

Principais Métricas de Insider

Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.

Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).

Número Líquido de Insiders Comprando (Classificação)

0 ( )
7985 out of 10948

Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).

Percentual do Float Comprado por Insiders (Classificação)

0.000% ( )
7891 out of 10786

Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.

Gráfico de Negociação de Insider

Charlie's Holdings, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.

Roster de Insider e Métricas de Lucratividade

Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.

See our leaderboard of most profitable insider traders.

Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
David R Allen CFO AND SECRETARY - [O] 30,000,000 300,000
Mitchell III Brantley 10,000,000
Ramona L Cappello 0
Edward Carmines Director - [D] 2,156,481 2,156,481
Scot Cohen Director - [D] 1,238,000 1,238,000
Anthony Digiandomenico Director - [D] 1,368,132 1,368,132
Jeffrey G Fox Director - [D] 1,450,000 1,450,000
James J Greco Director - [D] 5,000,000 5,000,000
Louis Imbrogno 368,609
Kasatkin Maxim A. 10% Owner - [10%] 409,565 409,565
Kerker Daniel R. CHIEF FINANCIAL OFFICER - [O] 4,537,869 4,537,869
Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Michael D King Director - [D] 6,750,001 6,750,001
Lb 2, Llc 10% Owner - [10%] 1,764,288 1,764,288
Leonard Lance - 3,548,414 3,548,414
Timothy Lane 737,217
Anthony Low-Beer 10% Owner - [10%] 5,720,000 5,720,000
Mkm Opportunity Master Fund Ltd - 524,244 524,244
Milton Makris Director - [D] 1,101,332 1,101,332
David Peter Marcheschi Director - [D] 1,062,500 1,062,500
Adam Mirkovich CHIEF INFORMATION OFFICER - [O] 473,100 473,100
Matthew P Montesano Chief Financial Officer - [O] 2,825,409 2,825,409
Daniel Rumsey Director - [D] 2,888,832 2,888,832
Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Red Square Fund One SPC - 409,565 409,565
Allan Jeffrie Robbins Director - [D] 1,601,332 1,601,332
Henry Iii Sicignano President - [O] 9,850,001 9,850,001
Kevin Charles Sherman Director - [D] 2,088,518 2,088,518
David Skriloff 10% Owner - [10%] 524,244 524,244
Vincent C Smith 10% Owner - [10%] 44,666,667 44,666,667
Brandon Stump CHIEF EXECUTIVE OFFICER - [O] 6,381,616,617 63,816,166
Keith Stump Director - [D] 218,502,923 2,185,029
Ryan Stump Chief Operating Officer - [O] 2,351,968 2,351,968
Boerum Robert Van CHIEF OPERATIONS OFFICER - [O] 2,923,706 2,923,706
Deborah Kern Wildrick CHIEF EXECUTIVE OFFICER, Director - [D] [O] 7,359,305 7,359,305
Carl G Wistreich 368,609

Report errors via our new Insider Auditing Tool

Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em CHUC / Charlie's Holdings, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Máx
Preço em
Máx
Lucro
Máximo ($)
Retorno Máximo (%)
2026-02-13 Montesano Matthew P 100,000 0.2000 100,000 0.2000 20,000 730
2026-02-13 King Michael D 500,000 0.2000 500,000 0.2000 100,000
2026-02-13 SICIGNANO HENRY III 250,000 0.2000 250,000 0.2000 50,000
2026-02-13 Stump Ryan 250,000 0.2000 250,000 0.2000 50,000
2026-02-13 Carmines Edward 250,000 0.2000 250,000 0.2000 50,000
2025-12-26 Carmines Edward 100,000 0.2760 100,000 0.2760 27,600
2025-12-17 SICIGNANO HENRY III 100,000 0.2100 100,000 0.2100 21,000
2025-09-09 Carmines Edward 10,000 0.3200 10,000 0.3200 3,200
2025-09-08 Carmines Edward 7,723 0.2900 7,723 0.2900 2,240

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

CHUC / Charlie's Holdings, Inc. Insider Trades
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo

Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em CHUC / Charlie's Holdings, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
2021-03-19 Stump Brandon 3,150,000,013 0.0008 31,500,000 0.0800 2,520,000 77 0.0037 -2,403,450 -95.38
2021-03-19 Stump Ryan 1,350,000,005 0.0008 13,500,000 0.0800 1,080,000

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

CHUC / Charlie's Holdings, Inc. Insider Trades
Histórico de Transações

Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.

Arquivo
Data
Data da
Operação
Formulário Insider Ticker Título de Segurança Código 10b5-1 Direto Preço de Exercício
Preço Unitário
Preço por
Unidade
Unidades
Alteradas
Valor
Alterado (1K)
Opções
Restantes
Ações
Restantes
2026-02-13 2026-02-13 4 Stump Ryan CHUC Common Stock P - Purchase D 0.2000 250,000 50 2,351,968
2026-02-13 2026-02-13 4 SICIGNANO HENRY III CHUC Common Stock P - Purchase D 0.2000 250,000 50 9,850,001
2026-02-13 2026-02-13 4 Montesano Matthew P CHUC Common Stock P - Purchase D 0.2000 100,000 20 2,825,409
2026-02-13 2026-02-13 4 King Michael D CHUC Common Stock P - Purchase D 0.2000 500,000 100 6,750,001
2026-02-13 2026-02-13 4 Carmines Edward CHUC Common Stock P - Purchase D 0.2000 250,000 50 2,156,481
2025-12-29 2025-12-26 4 Carmines Edward FamilyTrust CHUC Common Stock P - Purchase I 0.2760 100,000 28 100,000
2025-12-17 2025-12-17 4 SICIGNANO HENRY III CHUC Common Stock P - Purchase D 0.2100 100,000 21 9,600,001
2025-09-09 2025-09-09 4 Carmines Edward CHUC Common Stock P - Purchase D 0.3200 10,000 3 1,906,481
2025-09-09 2025-09-08 4 Carmines Edward CHUC Common Stock P - Purchase D 0.2900 7,723 2 1,896,481
2025-09-09 2025-09-04 4 Carmines Edward CHUC Common Stock P - Purchase D 0.3000 7,000 2 1,888,758
2025-09-09 2025-09-03 4 Carmines Edward CHUC Common Stock P - Purchase D 0.2800 20,000 6 1,881,758
2025-04-11 2025-04-11 4 Montesano Matthew P CHUC Common Stock A - Award D 100,000 2,725,409
2025-04-11 2025-04-11 4 SICIGNANO HENRY III CHUC Common Stock A - Award D 500,000 9,500,001
2025-04-11 2025-04-11 4 Stump Ryan CHUC Common Stock A - Award D 500,000 2,101,968
2025-04-11 2025-04-11 4 Carmines Edward CHUC Common Stock A - Award D 200,000 1,861,758
2025-04-11 2025-04-11 4 Fox Jeffrey G CHUC Common Stock A - Award D 200,000 1,450,000
2025-04-11 2025-04-11 4 Cohen Scot CHUC Common Stock A - Award D 200,000 1,238,000
2025-04-11 2025-04-11 4 King Michael D CHUC Common Stock A - Award D 200,000 6,250,001
2024-06-04 2024-05-31 4 King Michael D CHUC Common Stock P - Purchase D 0.0800 1,250,000 100 6,050,001
2023-12-04 2023-12-01 4 Carmines Edward CHUC Common Stock P - Purchase D 0.0900 17,498 2 1,661,758
2023-11-24 2023-11-24 4 Montesano Matthew P CHUC Common Stock A - Award D 100,000 2,625,409
2023-11-24 2023-11-24 4 Stump Ryan CHUC Common Stock A - Award D 600,000 1,601,968
2023-11-24 2023-11-24 4 SICIGNANO HENRY III CHUC Common Stock A - Award D 500,000 9,000,001
2023-11-24 2023-11-24 4 King Michael D CHUC Common Stock A - Award D 200,000 4,800,001
2023-11-24 2023-11-24 4 Cohen Scot CHUC Common Stock A - Award D 200,000 1,038,000
2023-11-24 2023-11-24 4 Carmines Edward CHUC Common Stock A - Award D 200,000 1,644,260
2023-11-24 2023-11-24 4 Fox Jeffrey G CHUC Common Stock A - Award D 200,000 1,250,000
2023-06-26 3 King Michael D CHUC Common Stock D 4,600,001
2023-02-17 2023-02-15 4 Carmines Edward CHUC Common Stock A - Award D 600,000 1,444,260
2023-01-06 2023-01-04 4 SICIGNANO HENRY III CHUC Common Stock A - Award D 500,000 8,500,001
2023-01-06 2023-01-04 4 Cohen Scot CHUC Common Stock A - Award D 400,000 838,000
2023-01-06 2023-01-04 4 Fox Jeffrey G CHUC Common Stock A - Award D 400,000 1,050,000
2023-01-06 2023-01-04 4 Stump Ryan CHUC Common Stock A - Award D 600,000 1,001,968
2023-01-06 2023-01-04 4 Montesano Matthew P CHUC Common Stock A - Award D 500,000 2,525,409
2023-01-06 2023-01-04 4 Carmines Edward CHUC Common Stock A - Award D 400,000 844,260
2022-12-12 2022-12-09 4 Carmines Edward CHUC Common Stock P - Purchase D 0.1300 34,260 4 444,260
2022-12-12 2022-12-08 4 Carmines Edward CHUC Common Stock P - Purchase D 0.1500 10,000 2 410,000
2022-12-05 2002-12-01 4 Stump Ryan CHUC Common Stock P - Purchase D 0.1780 96,933 17 498,901
2022-12-01 2022-11-29 4 Montesano Matthew P CHUC Common Stock P - Purchase D 0.1729 50,000 9 2,025,409
2022-11-30 2022-11-29 4 SICIGNANO HENRY III IRA CHUC Common Stock P - Purchase I 0.1637 100,000 16 100,000
2022-03-09 2022-03-02 4 Carmines Edward CHUC Common Stock A - Award D 400,000 400,000
2022-03-07 2022-03-02 4 SICIGNANO HENRY III CHUC Common Stock A - Award D 500,000 8,000,001
2022-03-04 2022-03-02 4 Mirkovich Adam CHUC Common Stock A - Award D 465,000 473,100
2022-03-04 2022-03-02 4 Cohen Scot CHUC Common Stock A - Award D 400,000 438,000
2022-03-04 2022-03-02 4 Montesano Matthew P CHUC Common Stock A - Award D 565,000 1,975,409
2022-03-04 2022-03-02 4 Fox Jeffrey G CHUC Common Stock A - Award D 400,000 650,000
2021-11-03 2021-11-01 4 Fox Jeffrey G CHUC Common Stock A - Award D 250,000 250,000
2021-05-28 2021-05-26 4 Stump Keith CHUC Common Stock A - Award D 0.0044 5,415,977 24 218,502,923
2021-05-13 2021-04-01 4 SICIGNANO HENRY III CHUC Common Stock A - Award D 150,000,000 750,000,002
2021-05-13 3 Montesano Matthew P CHUC Common Stock D 141,040,900
2021-04-06 3 SICIGNANO HENRY III CHUC Common Stock D 600,000,002
2021-03-23 2021-03-19 4 Allen David R CHUC Common Stock P - Purchase D 0.0008 30,000,000 24 30,000,000
2021-03-23 2021-03-19 4 Stump Keith CHUC Common Stock P - Purchase D 0.0008 120,000,000 96 213,086,946
2021-03-23 2021-03-22 4 Stump Ryan By the Ryan Stump Legacy Trust CHUC Common Stock A - Award I 0.0085 105,509,965 897 2,734,978,608
2021-03-23 2021-03-19 4 Stump Ryan By the Ryan Stump Legacy Trust CHUC Common Stock S - Sale I 0.0008 -1,350,000,005 -1,080 2,629,468,643
2021-03-23 2021-02-15 4 Stump Ryan By the Ryan Stump Legacy Trust CHUC Common Stock G - Gift I 3,979,468,648 3,979,468,648
2021-03-23 2021-02-15 4 Stump Ryan CHUC Common Stock G - Gift D -3,979,468,648 40,196,705
2021-03-23 2021-03-22 4 Stump Brandon By the Brandon Stump Legacy Trust CHUC Common Stock A - Award I 0.0085 246,189,918 2,093 6,381,616,617
2021-03-23 2021-03-19 4 Stump Brandon By the Brandon Stump Legacy Trust CHUC Common Stock S - Sale I 0.0008 -3,150,000,013 -2,520 6,135,426,699
2021-03-23 2021-02-15 4 Stump Brandon By the Brandon Stump Legacy Trust CHUC Common Stock G - Gift I 9,285,426,712 9,285,426,712
2021-03-23 2021-02-15 4 Stump Brandon CHUC Common Stock G - Gift D -9,285,426,712 93,792,177
2019-11-26 2019-11-25 4 Mirkovich Adam CHUC Common Stock P - Purchase D 0.0027 320,000 1 810,000
2019-11-26 2019-11-22 4 Mirkovich Adam CHUC Common Stock P - Purchase D 0.0027 490,000 1 490,000
2019-11-01 2019-10-29 4 Mirkovich Adam CHUC Stock Option A - Award D 0.00 10,000,000 10,000,000
2019-11-01 2019-10-29 4 Fox Jeffrey G CHUC Stock Options A - Award D 0.00 25,000,000 25,000,000
2019-11-01 2019-10-29 4 Allen David R CHUC Stock Option A - Award D 0.00 15,000,000 15,000,000
2019-11-01 2019-10-29 4 Brantley Mitchell III CHUC Stock Options A - Award D 0.00 10,000,000 10,000,000
2019-06-10 2019-04-26 4/A Cohen Scot By Scot Jason Cohen Foundation TRUU Series B Convertible Preferred Stock C - Conversion I -12,500 0
2019-06-10 2019-04-26 4/A Cohen Scot By V3 Capital Partners LLC TRUU Series B Convertible Preferred Stock C - Conversion I -118,750 0
2019-06-10 2019-04-26 4/A Cohen Scot By IRA TRUU Series B Convertible Preferred Stock C - Conversion I -12,500 0
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Series B Convertible Preferred Stock C - Conversion D -3,750 0
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Series D Convertible Preferred Stock C - Conversion D -4,000 0
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Warrants A - Award D 0.00 56,416,355 56,416,355
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Series A Convertible Preferred Stock A - Award D 0.00 3,751 3,751
2019-06-10 2019-04-26 4/A Cohen Scot By Scot Jason Cohen Foundation TRUU Common Stock C - Conversion I 200,000 697,612
2019-06-10 2019-04-26 4/A Cohen Scot By V3 Capital Partners LLC TRUU Common Stock C - Conversion I 1,900,000 80,125,152
2019-06-10 2019-04-26 4/A Cohen Scot by IRA TRUU Common Stock C - Conversion I 200,000 200,000
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Common Stock C - Conversion D 16,000,000 121,609,439
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Common Stock C - Conversion D 60,000 105,609,439
2019-06-10 2019-04-26 4/A Cohen Scot By V3 Capital Partners LLC TRUU Common Stock A - Award I 73,341,261 78,225,152
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Common Stock A - Award D 73,341,261 105,549,439
2019-06-10 2019-04-26 4/A Cohen Scot TRUU Common Stock A - Award D 28,208,178 32,208,178
2019-06-10 2019-05-29 4 Cohen Scot TRUU Common Stock G - Gift D -117,809,439 3,800,000
2019-06-10 2019-05-29 4 Cohen Scot By V3 Capital Partners LLC TRUU Common Stock G - Gift I -3,249,220 76,875,932
2019-06-10 2019-05-29 4 Cohen Scot By Scot Jason Cohen Foundation TRUU Common Stock G - Gift I -333,278 364,334
2019-05-17 2019-04-26 4 Stump Brandon TRUU Series B Convertible Preferred Stock A - Award D 928,543 928,543
2019-05-17 2019-04-26 4 Stump Brandon TRUU Common Stock A - Award D 93,792,189 93,792,189
2019-05-17 2019-04-26 4 Stump Ryan TRUU Series B Convertible Preferred Stock A - Award D 397,947 397,947
2019-05-17 2019-04-26 4 Stump Ryan TRUU Common Stock A - Award D 40,196,653 40,196,653
2019-05-06 2019-04-26 4 Cohen Scot By IRA TRUU Series B Convertible Preferred Stock C - Conversion I -12,500 0
2019-05-06 2019-04-26 4 Cohen Scot By Scot Jason Cohen Foundation TRUU Series B Convertible Preferred Stock C - Conversion I -12,500 0
2019-05-06 2019-04-26 4 Cohen Scot By V3 Capital Partners LLC TRUU Series B Convertible Preferred Stock C - Conversion I -118,750 0
2019-05-06 2019-04-26 4 Cohen Scot TRUU Series B Convertible Preferred Stock C - Conversion D -3,750 0
2019-05-06 2019-04-26 4 Cohen Scot TRUU Series B Convertible Preferred Stock C - Conversion D -4,000 0
2019-05-06 2019-04-26 4 Cohen Scot TRUU Warrants A - Award D 0.00 56,416,355 56,416,355
2019-05-06 2019-04-26 4 Cohen Scot TRUU Series A Convertible Preferred Stock A - Award D 0.00 3,751 3,751
2019-05-06 2019-04-26 4 Cohen Scot by IRA TRUU Common Stock C - Conversion I 200,000 200,000
2019-05-06 2019-04-26 4 Cohen Scot By Scot Jason Cohen Foundation TRUU Common Stock C - Conversion I 200,000 200,000
2019-05-06 2019-04-26 4 Cohen Scot By V3 Capital Partners LLC TRUU Common Stock C - Conversion I 1,900,000 75,241,261
2019-05-06 2019-04-26 4 Cohen Scot TRUU Common Stock C - Conversion D 16,000,000 198,433,148
2019-05-06 2019-04-26 4 Cohen Scot TRUU Common Stock C - Conversion D 60,000 182,433,148
2019-05-06 2019-04-26 4 Cohen Scot TRUU Common Stock A - Award D 73,341,261 73,341,261
2019-05-06 2019-04-26 4 Cohen Scot By V3 Capital Partners LLC TRUU Common Stock A - Award I 73,341,261 73,341,261
2019-05-06 2019-04-26 4 Cohen Scot TRUU Common Stock A - Award D 101,549,439 109,031,887
2019-02-13 2018-07-05 5 Greco James J TRUU Common Stock A - Award D 5,000,000 5,000,000
2018-07-06 2018-07-05 4 Greco James J TRUU Stock Option A - Award D 0.02 12,644,921 12,644,921
2018-07-06 2018-07-05 4 Greco James J TRUU Stock Option A - Award D 0.02 1,575,079 1,575,079
2018-07-06 2018-07-05 4 Greco James J TRUU Stock Option D - Sale to Issuer D 0.07 -15,750,789 0
2018-07-06 2018-07-05 4 VAN BOERUM ROBERT TRUU Stock Option A - Award D 0.02 3,172,294 3,172,294
2018-07-06 2018-07-05 4 VAN BOERUM ROBERT TRUU Stock Option A - Award D 0.02 3,937,706 3,937,706
2018-07-06 2018-07-05 4 VAN BOERUM ROBERT TRUU Stock Option D - Sale to Issuer D 0.07 -3,937,706 0
2018-07-06 2018-07-05 4 Cohen Scot TRUU Stock Option A - Award D 0.02 7,114,826 7,114,826
2018-07-06 2018-07-05 4 Sherman Kevin Charles TRUU Stock Option A - Award D 0.02 35,971,988 35,971,988
2018-07-06 2018-07-05 4 Sherman Kevin Charles TRUU Stock Option A - Award D 0.02 10,238,012 10,238,012
2018-07-06 2018-07-05 4 Sherman Kevin Charles TRUU Stock Option D - Sale to Issuer D 0.07 -10,238,012
2016-05-13 2016-05-09 4 Cohen Scot TRUU Common Stock J - Other D 0.1250 400,000 50 4,010,000
2016-04-14 2016-04-13 4 Smith Vincent C Red Beard Holdings, LLC TRUU Common Stock Warrant (Right to Acquire) P - Purchase I 0.15 33,333,333 33,333,333
2016-04-14 2016-04-13 4 Smith Vincent C Red Beard Holdings, LLC TRUU Series C Convertible Preferred Stock P - Purchase I 100.0000 50,000 5,000 106,471
2016-01-20 2016-01-15 4 Lance Leonard TRUU Common Stock D - Sale to Issuer D -3,672,268 3,548,414
2016-01-08 2016-01-04 4 Cohen Scot TRUU Common Stock P - Purchase D 0.1575 10,000 2 3,610,000
2016-01-08 2015-12-31 4 Cohen Scot TRUU Common Stock P - Purchase D 0.1442 100,000 14 3,600,000
2015-12-03 2015-11-25 4 Smith Vincent C Red Beard Holdings, LLC TRUU Common Stock Warrant (Right to Acquire) P - Purchase I 0.15 7,000,002 7,000,002
2015-12-03 2015-11-25 4 Smith Vincent C Red Beard Holdings, LLC TRUU Series C Convertible Preferred Stock P - Purchase I 100.0000 30,000 3,000 56,471
2015-10-21 2015-08-14 4/A Smith Vincent C Red Beard Holdings, LLC TRUU Option to Acquire Series C Convertible Preferred Stock P - Purchase I 113.33 1 17,648
2015-10-21 2015-08-14 4/A Smith Vincent C Red Beard Holdings, LLC TRUU Common Stock Warrant (Right to Acquire) P - Purchase I 0.17 2,906,852 2,906,852
2015-10-21 2015-08-14 4/A Smith Vincent C Red Beard Holdings, LLC TRUU Series C Convertible Preferred Stock P - Purchase I 113.3300 14,119 1,600 14,119
2015-10-21 2015-09-11 4/A Smith Vincent C Red Beard Holdings, LLC TRUU Common Stock Warrant (Right to Acquire) J - Other I 0.17 726,559 726,559
2015-10-21 2015-09-11 4/A Smith Vincent C Red Beard Holdings, LLC TRUU Series C Convertible Preferred Stock X - Other I 113.3300 3,529 400 17,648
2015-10-21 2015-09-11 4/A Smith Vincent C Red Beard Holdings, LLC TRUU Option to Acquire Series C Convertible Preferred Stock X - Other I 113.33 -1 0
2015-10-20 2015-10-16 4 Smith Vincent C Red Beard Holdings, LLC TRUU Common Stock Warrant (Right to Acquire) P - Purchase I 0.17 1,816,500 1,816,500
2015-10-20 2015-10-16 4 Smith Vincent C Red Beard Holdings, LLC TRUU Series C Convertible Preferred Stock P - Purchase I 113.3300 8,823 1,000 26,471
2015-10-19 2015-10-08 4 VAN BOERUM ROBERT TRUU Common Stock A - Award D 2,923,706 2,923,706
2015-10-14 2015-10-09 4 Smith Vincent C TRUU Common Stock Warrant (Right to Acquire) J - Other D 0.19 17,500,000 17,500,000
2015-10-13 2015-10-08 4 Sherman Kevin Charles TRUU Common Stock A - Award D 1,500,000 2,088,518
2015-10-13 2015-10-08 4 Kerker Daniel R. TRUU Common Stock A - Award D 3,898,275 4,537,869
2015-10-13 2015-10-08 4 Lance Leonard TRUU Common Stock A - Award D 6,172,268 7,220,682
2015-09-15 2015-09-11 4 Smith Vincent C Red Beard Holdings, LLC TRUU Common Stock Warrant (Right to Acquire) J - Other I 0.17 726,559 726,559
2015-09-15 2015-09-11 4 Smith Vincent C Red Beard Holdings, LLC TRUU Series C Convertible Preferred Stock X - Other I 113.3300 3,529 400 17,648
2015-09-15 2015-09-11 4 Smith Vincent C Red Beard Holdings, LLC TRUU Option to Acquire Series C Convertible Preferred Stock X - Other I 113.33 -1 0
2015-08-18 2015-08-14 4 Smith Vincent C Red Beard Holdings, LLC TRUU Option to Acquire Series C Convertible Preferred Stock P - Purchase I 113.33 1 17,648
2015-08-18 2015-08-14 4 Smith Vincent C Red Beard Holdings, LLC TRUU Common Stock Warrant (Right to Acquire) P - Purchase I 0.17 2,906,852 2,906,852
2015-08-18 2015-08-14 4 Smith Vincent C Red Beard Holdings, LLC TRUU Series C Convertible Preferred Stock P - Purchase I 113.3300 14,119 1,600 14,119
2015-08-18 2015-07-30 4 Smith Vincent C Vincent C. Smith, Jr. Annuity Trust 2015-1 TRUU Series C Convertible Preferred Stock C - Conversion I -67,000 0
2015-08-18 2015-07-30 4 Smith Vincent C Vincent C. Smith, Jr. Annuity Trust 2015-1 TRUU Common Stock C - Conversion I 44,666,667 44,666,667
2015-08-18 2015-07-13 4 Smith Vincent C LB 2, LLC TRUU Common Stock P - Purchase I 0.2100 31,500 7 1,459,329
2015-08-18 2015-07-08 4 Smith Vincent C LB 2, LLC TRUU Common Stock P - Purchase I 0.2100 100,000 21 1,427,829
2015-08-18 2015-07-07 4 Smith Vincent C LB 2, LLC TRUU Common Stock P - Purchase I 0.2000 445,685 89 1,327,829
2015-07-14 2015-07-10 4 Lance Leonard TRUU Common Stock A - Award D 1,015,229 1,048,414
2015-07-14 2015-07-10 4 Kerker Daniel R. TRUU Common Stock A - Award D 639,594 639,594
2015-07-14 2015-07-10 4 Sherman Kevin Charles TRUU Common Stock A - Award D 532,995 588,518
2015-06-29 3/A Smith Vincent C TRUU Common Stock D 1,021,445
2015-06-29 3/A Smith Vincent C By: LB 2, LLC TRUU Common Stock I 882,144
2015-06-16 3 Smith Vincent C TRUU Common Stock D 1,764,288
2015-06-16 3 Smith Vincent C TRUU Common Stock D 1,764,288
2015-06-16 3 Smith Vincent C TRUU Common Stock D 1,764,288
2015-05-26 2015-05-21 4 Cohen Scot TRUU Common Stock P - Purchase D 0.1800 500,000 90 3,500,000
2014-11-19 2014-10-15 4/A Lance Leonard TRUU Stock Option A - Award D 0.38 971,970 971,970
2014-11-19 2014-10-15 4/A Lance Leonard TRUU Stock Option D - Sale to Issuer D 0.61 -971,970 256,725
2014-10-16 2014-10-15 4 Wistreich Carl G TRUU Stock Option A - Award D 0.38 368,609 368,609
2014-10-16 2014-10-15 4 Wistreich Carl G TRUU Stock Option D - Sale to Issuer D 0.61 -368,609 0
2014-10-16 2014-10-15 4 Kerker Daniel R. TRUU Stock Option A - Award D 0.38 430,043 430,043
2014-10-16 2014-10-15 4 Kerker Daniel R. TRUU Stock Option D - Sale to Issuer D 0.61 -430,043 0
2014-10-16 2014-10-15 4 Sherman Kevin Charles TRUU Stock Option A - Award D 0.38 430,043 430,043
2014-10-16 2014-10-15 4 Sherman Kevin Charles TRUU Stock Option D - Sale to Issuer D 1.10 -245,739 0
2014-10-16 2014-10-15 4 Sherman Kevin Charles TRUU Stock Option D - Sale to Issuer D 1.02 -184,304 0
2014-10-16 2014-10-15 4 Lane Timothy TRUU Stock Option A - Award D 0.38 737,217 737,217
2014-10-16 2014-10-15 4 Lane Timothy TRUU Stock Option D - Sale to Issuer D 0.61 -737,217 0
2014-10-16 2014-10-15 4 Imbrogno Louis TRUU Stock Option A - Award D 0.38 368,609 368,609
2014-10-16 2014-10-15 4 Imbrogno Louis TRUU Stock Option D - Sale to Issuer D 0.61 -368,609 0
2014-10-16 2014-10-15 4 Lance Leonard TRUU Stock Option A - Award D 0.38 1,228,695 1,228,695
2014-10-16 2014-10-15 4 Lance Leonard TRUU Stock Option D - Sale to Issuer D 0.61 -1,228,695 0
2014-07-24 2014-07-23 4 Sherman Kevin Charles TRUU Stock Option A - Award D 0.38 1,264,582 1,264,582
2014-07-24 2014-07-23 4 Kerker Daniel R. TRUU Stock Option A - Award D 0.38 1,264,580 1,264,580
2014-07-24 2014-07-23 4 Lance Leonard TRUU Stock Option A - Award D 0.38 1,718,550 1,718,550
2014-06-11 3 Low-Beer Anthony By managed accounts TRUU Common stock I 5,720,000
2014-06-11 3 Low-Beer Anthony TRUU Common stock D 4,660,000
2014-06-11 3 Low-Beer Anthony By managed accounts TRUU Common stock I 5,720,000
2014-06-11 3 Low-Beer Anthony TRUU Common stock D 4,660,000
2014-06-11 2014-05-28 4 Low-Beer Anthony By managed accounts TRUU Common stock P - Purchase I 0.4050 175,000 71 2,435,000
2014-02-14 2013-12-10 5 Wistreich Carl G TRUU Warrants P - Purchase D 0.30 29,167 63,983
2014-02-14 2013-12-10 5 Wistreich Carl G TRUU Series B Convertible Preferred Stock P - Purchase D 25,000.0000 6,250 156,250 13,711
2014-02-14 2013-11-29 5 Wistreich Carl G TRUU Warrants J - Other D 0.30 968 63,983
2014-02-14 2013-11-29 5 Wistreich Carl G TRUU Series B Convertible Preferred Stock J - Other D 829.6100 207 172 13,711
2014-02-14 2013-11-29 5 Wistreich Carl G TRUU Warrants J - Other D 0.30 33,848 63,015
2014-02-14 2013-11-29 5 Wistreich Carl G TRUU Series B Convertible Preferred Stock J - Other D 29,012.5000 7,254 210,457 13,711
2014-02-14 2013-12-05 5 Imbrogno Louis TRUU Warrants P - Purchase D 0.30 5,834 5,834
2014-02-14 2013-12-05 5 Imbrogno Louis TRUU Series B Convertible Preferred Stock P - Purchase D 5,000.0000 1,250 6,250 1,250
2014-02-11 2014-02-07 4 Sherman Kevin Charles TRUU Stock Option A - Award D 0.25 368,609 368,609
2014-02-11 2014-02-07 4 Kerker Daniel R. TRUU Stock Option A - Award D 0.25 368,609 368,609
2014-02-11 2014-02-07 4 Lance Leonard TRUU Stock Option A - Award D 0.25 491,478 491,478
2014-02-11 2014-02-07 4 Wistreich Carl G TRUU Warrants A - Award D 0.30 23,334 23,334
2014-02-11 2014-02-07 4 Wistreich Carl G TRUU Series B Convertible Preferred Stock A - Award D 20,000.0000 5,000 100,000 80,000
2014-02-11 2014-02-07 4 Wistreich Carl G TRUU Stock Option A - Award D 0.25 368,609 368,609
2014-02-11 2014-02-07 4 Imbrogno Louis TRUU Warrants A - Award D 0.30 29,167 29,167
2014-02-11 2014-02-07 4 Imbrogno Louis TRUU Series B Convertible Preferred Stock A - Award D 25,000.0000 6,250 156,250 100,000
2014-02-11 2014-02-07 4 Imbrogno Louis TRUU Stock Option A - Award D 0.25 368,609 368,609
2014-02-11 2014-02-07 4 Lane Timothy TRUU Warrant A - Award D 0.30 29,167 29,167
2014-02-11 2014-02-07 4 Lane Timothy TRUU Series B Convertible Preferred Stock A - Award D 25,000.0000 6,250 156,250 6,250
2014-02-11 2014-02-07 4 Lane Timothy TRUU Stock Option A - Award D 0.25 491,478 491,478
2013-02-12 3 MKM OPPORTUNITY MASTER FUND LTD By MKM Opportunity Master Fund, Ltd. BAZI.OB Common Stock I 3,673,799
2013-02-12 3 MKM OPPORTUNITY MASTER FUND LTD By MKM Capital Advisors, LLC BAZI.OB Common Stock I 524,244
2013-02-11 3 Red Square Fund One SPC By Red Square Fund One SPC BAZI.OB Common Stock I 3,751,616
2013-02-11 3 Red Square Fund One SPC By Rolant Investments Limited BAZI.OB Common Stock I 409,565
2012-12-04 2012-10-15 4 Lane Timothy BAZI.OB Option to Purchase Common Stock A - Award D 73,721,700 73,721,700
2012-11-20 2012-10-15 4 Imbrogno Louis BAZI.OB Option to Purchase Common Stock A - Award D 36,860,850 36,860,850
2012-10-31 2012-10-15 4 Kerker Daniel R. BAZI.OB Option to Purchase Common Stock A - Award D 0.00 43,004,325 43,004,325
2012-10-31 2012-10-15 4 Lance Leonard BAZI.OB Option to Purchase Common Stock A - Award D 0.00 122,869,500 122,869,500
2012-08-28 2012-08-27 4 DIGIANDOMENICO ANTHONY BAZI.OB Common Stock J - Other D 200,000 1,368,132
2012-08-28 2012-08-27 4 RUMSEY DANIEL BAZI.OB Common Stock J - Other D 800,000 2,888,832
2012-08-15 2012-08-08 4 Sherman Kevin Charles BAZI.OB Common Stock J - Other D 0.0300 639,476 19 5,552,236
2012-08-15 2012-08-08 4 Wildrick Deborah Kern Spouse BAZI.OB Common Stock J - Other I 0.0300 740,385 22 7,359,305
2012-08-15 2012-08-08 4 Wildrick Deborah Kern Spouse BAZI.OB Common Stock J - Other I 0.0300 740,385 22 7,359,305
2012-08-06 2012-07-23 4 RUMSEY DANIEL BAZI.OB Common Stock J - Other D 0.0800 500,000 40 2,088,832
2012-06-28 2012-06-20 4 RUMSEY DANIEL BAZI.OB Common Stock D - Sale to Issuer D 0.0600 -20,000 -1 1,588,832
2012-04-09 2012-04-09 4 DIGIANDOMENICO ANTHONY BAZI.OB Common Stock A - Award D 0.0600 1,000,000 60 1,168,132
2012-04-09 2012-04-09 4 RUMSEY DANIEL BAZI.OB Common Stock A - Award D 0.0600 1,500,000 90 1,608,832
2012-04-09 2012-04-09 4 Robbins Allan Jeffrie BAZI.OB Common Stock A - Award D 0.0600 1,500,000 90 1,601,332
2012-04-09 2012-04-09 4 Makris Milton BAZI.OB Common Stock A - Award D 0.0600 1,000,000 60 1,101,332
2012-04-09 2012-04-09 4 Marcheschi David Peter BAZI.OB Common Stock A - Award D 0.0600 1,000,000 60 1,062,500
2012-03-01 2011-11-14 5 DIGIANDOMENICO ANTHONY BAZI.OB Common Stock A - Award D 0.0400 62,500 2 168,132
2012-03-01 2011-08-10 5 DIGIANDOMENICO ANTHONY BAZI.OB Common Stock A - Award D 0.1400 38,832 5 105,632
2012-03-01 2010-03-18 5 DIGIANDOMENICO ANTHONY BAZI.OB Common Stock Option A - Award D 0.18 0.1800 138,888 25 138,888
2012-03-01 2010-03-18 5 DIGIANDOMENICO ANTHONY BAZI.OB Common Stock Option A - Award D 0.18 0.1800 13,888 2 13,888
2012-02-14 2011-11-14 5 Robbins Allan Jeffrie BAZI.OB Common Stock A - Award D 0.0400 62,500 2 101,332
2012-02-14 2011-11-14 5 Makris Milton BAZI.OB Common Stock A - Award D 0.0400 62,500 2 101,332
2012-02-14 2011-11-14 5 Marcheschi David Peter BAZI.OB Common Stock A - Award D 0.0400 62,500 2 62,500
2012-02-13 2011-11-14 5 RUMSEY DANIEL BAZI.OB Common Stock A - Award D 0.0400 62,500 2 148,832
2012-01-18 2012-01-12 4 Sherman Kevin Charles BAZI.OB Common Stock A - Award D 0.0300 4,550,760 137
2012-01-18 2011-11-14 4 Sherman Kevin Charles BAZI.OB Common Stock A - Award D 0.0400 200,000 8
2012-01-18 2012-01-12 4 Wildrick Deborah Kern BAZI.OB Common Stock A - Award D 0.0300 6,236,920 187
2012-01-18 2011-11-14 4 Wildrick Deborah Kern BAZI.OB Common Stock A - Award D 0.0400 200,000 8
2010-08-16 2010-08-10 4 Sherman Kevin Charles XELR.OB Stock Option A - Award D 0.19 0.1900 100,000 19 550,000
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
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