FCRD / First Eagle Alternative Capital BDC Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

First Eagle Alternative Capital BDC Inc
US ˙ NASDAQ ˙ US26943B1008
ESTE SÍMBOLO NÃO ESTÁ MAIS ATIVO

Ações de Insider5,224,437 shares
Pontuação de Sentimento de Insider

A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.

É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com a maior acumulação de insiders.

Veja as Ações de Maior Classificação
Pontuação de Sentimento dos Oficiais

A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.

Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.

Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com maior sentimento dos insiders.

Veja as Ações de Maior Classificação
Principais Métricas de Insider

Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.

Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).

Número Líquido de Insiders Comprando (Classificação)

N/A

Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).

Percentual do Float Comprado por Insiders (Classificação)

N/A

Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.

Gráfico de Negociação de Insider

First Eagle Alternative Capital BDC Inc negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.

Roster de Insider e Métricas de Lucratividade

Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.

See our leaderboard of most profitable insider traders.

Insider Lucro Médio (%) Ações
Possuídas		 Ajuste
de Divisão

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Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em FCRD / First Eagle Alternative Capital BDC Inc. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custo Dias até
Máx		 Preço em
Máx		 Lucro
Máximo ($)		 Retorno Máximo (%)
2022-03-16 Hickey Robert J. 1,814 4.2900 1,814 4.2900 7,782 349 4.875 1,061 13.64
2021-12-03 Flynn Christopher J. 12,500 4.7400 12,500 4.7400 59,250
2021-12-02 Flynn Christopher J. 12,500 4.7400 12,500 4.7400 59,250
2020-05-15 Olson Terrence W. 1,500 2.7500 1,500 2.7500 4,125
2020-05-15 Olson Terrence W. 2,000 2.7300 2,000 2.7300 5,460
2020-03-16 Flynn Christopher J. 8,000 2.8700 8,000 2.8700 22,960
2020-03-16 Rusnak-Carlson Sabrina 5,300 2.8000 5,300 2.8000 14,840
2020-03-13 Mahmud Medhi 37,266 3.7000 37,266 3.7000 137,884
2020-03-12 Fellows James R 32,000 3.1000 32,000 3.1000 99,200

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

FCRD / First Eagle Alternative Capital BDC Inc Insider Trades
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo

Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em FCRD / First Eagle Alternative Capital BDC Inc. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares		 Preço
Reportado		 Ações
Ajustadas		 Preço
Ajustado		 Base de Custo Dias até
Mín		 Preço em
Mín		 Máxima Perda
Evitada ($)		 Máxima Perda
Evitada (%)
2021-08-10 Rusnak-Carlson Sabrina 8,200 4.7300 8,200 4.7300 38,786 311 3.2300 -12,300 -31.71
2020-04-21 Flynn Christopher J. 30,600 2.9700 30,600 2.9700 90,882
2018-03-14 Tillinghast Sam W. 40,365 8.1155 40,365 8.1155 327,582
2018-03-12 Tillinghast Sam W. 50,000 8.2181 50,000 8.2181 410,905
2018-03-09 Tillinghast Sam W. 37,339 8.2843 37,339 8.2843 309,327
2016-05-10 HUGHES KEITH W 20,000 10.3100 20,000 10.3100 206,200
2015-11-30 HUGHES KEITH W 24,000 11.6776 24,000 11.6776 280,262

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

FCRD / First Eagle Alternative Capital BDC Inc Insider Trades
Histórico de Transações

Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.

Arquivo
Data		 Data da
Operação		 Formulário Insider Ticker Título de Segurança Código 10b5-1 Direto Preço de Exercício
Preço Unitário		 Preço por
Unidade		 Unidades
Alteradas		 Valor
Alterado (1K)		 Opções
Restantes		 Ações
Restantes
2023-03-16 2023-03-09 4 Wu Howard Hsung FCRD Common Stock D - Sale to Issuer D -9,554 0
2023-03-15 2023-03-09 4 Herzig Michael Arthur FCRD Common Stock D - Sale to Issuer D -40,154 0
2023-03-15 2023-03-09 4 Kovanda Jeffrey Robert FCRD Common Stock D - Sale to Issuer D -1,399 0
2023-03-13 2023-03-09 4 Giambastiani Edmund P Jr FCRD Common Stock D - Sale to Issuer D -1,924 0
2023-03-13 2023-03-09 4 Krull Steven F. FCRD Common Stock D - Sale to Issuer D -2,464 0
2023-03-13 2023-03-09 4 Hickey Robert J. FCRD Common Stock D - Sale to Issuer D -72,470 0
2023-03-13 2023-03-09 4 Kern James D. FCRD Common Stock D - Sale to Issuer D -4,000 0
2023-03-13 2023-03-10 4 Nelson Jane Musser FCRD Common Stock D - Sale to Issuer D -3,650 0
2023-03-13 2023-03-09 4 HAWTHORNE NANCY FCRD Common Stock D - Sale to Issuer D -14,869 0
2023-03-13 2023-03-09 4 MCANENY DEBORAH H FCRD Common Stock D - Sale to Issuer D -9,500 0
2023-03-13 2023-03-09 4 Murphy Brian J. FCRD Common Stock D - Sale to Issuer D -31,993 0
2023-03-13 2023-03-09 4 First Eagle Investment Management, LLC FCRD Common Stock D - Sale to Issuer I -1,259,102 0
2023-03-13 2023-03-09 4 First Eagle Investment Management, LLC FCRD Common Stock D - Sale to Issuer D -3,745,320 0
2023-03-13 2023-03-09 4 Rusnak-Carlson Sabrina FCRD Common Stock D - Sale to Issuer D -13,090 0
2023-03-13 2023-03-09 4 Flynn Christopher J. FCRD Common Stock D - Sale to Issuer D -166,478 0
2023-03-13 2023-03-09 4 Mahmud Medhi FCRD Common Stock D - Sale to Issuer D -37,226 0
2023-03-13 2023-03-09 4 Fellows James R FCRD Common Stock D - Sale to Issuer D -144,229 0
2022-03-17 2022-03-16 4 Hickey Robert J. FCRD Common Stock P - Purchase D 4.2900 1,814 8 72,470
2021-12-06 2021-12-03 4 Flynn Christopher J. FCRD Common Stock P - Purchase D 4.7400 12,500 59 166,748
2021-12-06 2021-12-02 4 Flynn Christopher J. FCRD Common Stock P - Purchase D 4.7400 12,500 59 153,978
2021-12-01 3 Hickey Robert J. FCRD Common Stock D 70,656
2021-08-11 2021-08-10 4 Rusnak-Carlson Sabrina FCRD Common Stock S - Sale D 4.7300 -8,200 -39 13,090
2020-05-18 2020-05-15 4 Olson Terrence W. TCRD Common Stock P - Purchase D 2.7500 1,500 4 133,434
2020-05-18 2020-05-15 4 Olson Terrence W. TCRD Common Stock P - Purchase D 2.7300 2,000 5 131,934
2020-04-27 3 THLP Debt Partners, L.P. TCRD Common Stock D 2,685,872
2020-04-27 3 THLP Debt Partners, L.P. TCRD Common Stock D 2,685,872
2020-04-27 3 THLP Debt Partners, L.P. TCRD Common Stock D 2,685,872
2020-04-23 2020-04-21 4 Flynn Christopher J. TCRD Common Stock S - Sale D 2.9700 -30,600 -91 141,478
2020-04-21 3 Hickey Robert J. TCRD Common Stock D 131,312
2020-04-21 3 Hickey Robert J. TCRD Common Stock D 131,312
2020-04-21 3 Hickey Robert J. TCRD Common Stock D 131,312
2020-04-21 2020-04-17 4 Rusnak-Carlson Sabrina TCRD Common Stock A - Award D 5.3400 9,030 48 21,290
2020-04-21 3 Good Brian W. TCRD Common Stock D 168,596
2020-04-21 3 Good Brian W. TCRD Common Stock D 168,596
2020-04-21 3 Good Brian W. TCRD Common Stock D 168,596
2020-04-21 3 Krull Steven F. TCRD Common Stock D 4,928
2020-04-21 3 Krull Steven F. TCRD Common Stock D 4,928
2020-04-21 3 Krull Steven F. TCRD Common Stock D 4,928
2020-04-21 3 Champ Jon Christian TCRD Common Stock D 6,110
2020-04-21 3 Champ Jon Christian TCRD Common Stock D 6,110
2020-04-21 3 Champ Jon Christian TCRD Common Stock D 6,110
2020-04-21 2020-04-17 4 Olson Terrence W. TCRD Common Stock A - Award D 5.3400 74,385 397 129,934
2020-04-21 3 Wu Howard Hsung TCRD Common Stock D 19,108
2020-04-21 3 Wu Howard Hsung TCRD Common Stock D 19,108
2020-04-21 3 Wu Howard Hsung TCRD Common Stock D 19,108
2020-04-21 3 Cook William Montgomery TCRD Common Stock D 35,272
2020-04-21 3 Cook William Montgomery TCRD Common Stock D 35,272
2020-04-21 3 Cook William Montgomery TCRD Common Stock D 35,272
2020-04-21 3 Kovanda Jeffrey Robert TCRD Common Stock D 2,798
2020-04-21 3 Kovanda Jeffrey Robert TCRD Common Stock D 2,798
2020-04-21 3 Kovanda Jeffrey Robert TCRD Common Stock D 2,798
2020-04-21 3 Herzig Michael Arthur TCRD Common Stock D 80,308
2020-04-21 3 Herzig Michael Arthur TCRD Common Stock D 80,308
2020-04-21 3 Herzig Michael Arthur TCRD Common Stock D 80,308
2020-04-21 2020-04-17 4 Fellows James R TCRD Common Stock A - Award D 5.3400 85,229 455 144,229
2020-04-21 3 Tillinghast Sam W. TCRD Common Stock D 35,492
2020-04-21 3 Tillinghast Sam W. TCRD Common Stock D 35,492
2020-04-21 3 Tillinghast Sam W. TCRD Common Stock D 35,492
2020-04-21 2020-04-17 4 Flynn Christopher J. TCRD Common Stock A - Award D 5.3400 120,805 645 172,078
2020-04-21 3 First Eagle Holdings, Inc. TCRD Common Stock I 6,263,524
2020-04-21 3 First Eagle Holdings, Inc. TCRD Common Stock D 8,749,742
2020-04-21 3 First Eagle Holdings, Inc. TCRD Common Stock I 6,263,524
2020-04-21 3 First Eagle Holdings, Inc. TCRD Common Stock D 8,749,742
2020-04-21 3 First Eagle Holdings, Inc. TCRD Common Stock I 6,263,524
2020-04-21 3 First Eagle Holdings, Inc. TCRD Common Stock D 8,749,742
2020-04-21 3 First Eagle Holdings, Inc. TCRD Common Stock D 8,749,742
2020-04-21 3 First Eagle Holdings, Inc. TCRD Common Stock I 6,263,524
2020-04-21 3 Murphy Brian J. TCRD Common Stock D 63,986
2020-04-21 3 Murphy Brian J. TCRD Common Stock D 63,986
2020-04-21 3 Murphy Brian J. TCRD Common Stock D 63,986
2020-03-16 2020-03-16 4 Rusnak-Carlson Sabrina TCRD Common Stock P - Purchase D 2.8000 5,300 15 12,260
2020-03-16 2020-03-16 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 2.8700 8,000 23 51,273
2020-03-16 2020-03-13 4 Mahmud Medhi TCRD Common Stock P - Purchase D 3.7000 37,266 138 37,266
2020-03-13 2020-03-12 4 Fellows James R TCRD Common Stock P - Purchase D 3.1000 32,000 99 59,000
2020-03-13 2020-03-10 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 3.2000 7,500 24 43,273
2020-03-11 2020-03-10 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 4.6300 11,200 52 35,773
2020-02-12 3 O'Connor David P. TCRD TCRD D 0
2020-02-10 3 Margulies Brian TCRD TCRD D 0
2020-02-10 3 Dow Melanie TCRD TCRD D 0
2020-02-10 3 Mahmud Medhi TCRD TCRD D 0
2019-08-07 3 Morris Andrew James TCRD Common Stock D 0
2019-05-30 2019-05-29 4 Giambastiani Edmund P Jr TCRD Common Stock P - Purchase D 6.7000 1,440 10 1,440
2019-03-20 3 Nelson Jane Musser TCRD Common Stock D 0
2019-03-20 2019-03-15 4 Nelson Jane Musser TCRD Common Stock P - Purchase D 6.7370 3,650 25 3,650
2018-07-09 2018-07-09 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 8.2290 13,518 111 1,259,102
2018-07-09 2018-07-06 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 8.1504 21,681 177 1,245,584
2018-07-09 2018-07-05 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 8.1692 21,210 173 1,223,903
2018-07-05 2018-07-03 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 8.1518 18,763 153 1,202,693
2018-07-05 2018-07-02 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 8.0075 22,000 176 1,183,930
2018-06-29 2018-06-29 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8778 19,015 150 1,161,930
2018-06-29 2018-06-28 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.9133 18,551 147 1,142,915
2018-06-29 2018-06-27 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 8.0159 19,137 153 1,124,364
2018-06-26 2018-06-26 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.9263 14,700 117 1,105,227
2018-06-26 2018-06-25 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.9135 18,909 150 1,090,527
2018-06-26 2018-06-22 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.9393 18,800 149 1,071,618
2018-06-21 2018-06-21 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.9650 18,000 143 1,052,818
2018-06-21 2018-06-20 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.9850 18,431 147 1,034,818
2018-06-21 2018-06-19 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.9799 17,766 142 1,016,387
2018-06-18 2018-06-18 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.9902 18,800 150 998,621
2018-06-18 2018-06-15 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 8.0393 12,871 103 979,821
2018-06-15 2018-06-14 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 8.1359 13,000 106 966,950
2018-06-15 2018-06-13 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 8.3436 13,000 108 953,950
2018-06-13 2018-06-12 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 8.3907 13,000 109 940,950
2018-06-13 2018-06-11 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 8.2664 13,000 107 927,950
2018-06-11 2018-06-08 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 8.1186 11,046 90 914,950
2018-06-11 2018-06-07 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 8.0819 11,070 89 903,904
2018-06-07 2018-06-06 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 8.0064 11,300 90 892,834
2018-06-07 2018-06-05 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.9052 10,741 85 881,534
2018-06-04 2018-06-04 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.9167 8,036 64 870,793
2018-06-04 2018-06-01 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8598 10,870 85 862,757
2018-06-01 2018-05-31 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8266 11,300 88 851,887
2018-06-01 2018-05-30 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8470 11,300 89 840,587
2018-06-01 2018-05-29 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.7594 10,947 85 829,287
2018-05-29 2018-05-25 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.7573 9,249 72 818,340
2018-05-29 2018-05-24 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.7606 8,576 67 809,091
2018-05-29 2018-05-23 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.7741 10,526 82 800,515
2018-05-29 2018-05-22 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.7985 10,800 84 789,989
2018-05-29 2018-05-21 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8231 10,800 84 779,189
2018-05-29 2018-05-18 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8595 11,500 90 768,389
2018-05-29 2018-05-16 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8265 11,378 89 745,823
2018-05-29 2018-05-15 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8294 8,336 65 734,445
2018-05-29 2018-05-14 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8678 10,992 86 726,109
2018-05-29 2018-05-11 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8613 11,511 90 715,117
2018-05-29 2018-05-10 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8451 12,200 96 703,606
2018-05-29 2018-05-09 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.7991 10,200 80 691,406
2018-05-29 2018-05-08 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.7677 12,200 95 681,206
2018-05-29 2018-05-07 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.7675 12,200 95 669,006
2018-05-29 2018-05-04 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.7446 13,098 101 656,806
2018-05-29 2018-05-03 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.7885 10,760 84 643,708
2018-05-29 2018-05-02 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8724 12,762 100 632,948
2018-05-29 2018-05-01 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8811 11,898 94 620,186
2018-05-29 2018-04-30 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.9375 13,626 108 608,288
2018-05-29 2018-04-27 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8769 15,600 123 594,662
2018-05-29 2018-04-26 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8299 13,667 107 579,062
2018-05-29 2018-04-25 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8269 10,797 85 565,395
2018-05-29 2018-04-24 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8273 12,414 97 554,598
2018-05-29 2018-04-23 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8090 14,381 112 542,184
2018-05-29 2018-04-20 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.7957 14,387 112 527,803
2018-05-29 2018-04-19 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8407 17,576 138 513,416
2018-05-29 2018-04-18 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8854 12,955 102 495,840
2018-05-29 2018-04-17 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.9407 17,600 140 482,885
2018-05-29 2018-04-16 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.9120 17,285 137 465,285
2018-05-29 2014-05-17 4 Olson Terrence W. Indirect ownership through acquisitions by THL Credit Advisors LLC TCRD Common Stock P - Purchase I 7.8917 11,066 87 756,889
2018-03-15 2018-03-14 4 Tillinghast Sam W. TCRD Common Stock S - Sale D 8.1155 -40,365 -328 0
2018-03-13 2018-03-12 4 Olson Terrence W. TCRD Common Stock P - Purchase D 8.2100 1,250 10 45,067
2018-03-13 2018-03-12 4 Fellows James R TCRD Common Stock P - Purchase D 8.3000 10,800 90 27,000
2018-03-13 2018-03-12 4 Fellows James R TCRD Common Stock P - Purchase D 8.2800 800 7 16,200
2018-03-13 2018-03-12 4 Fellows James R TCRD Common Stock P - Purchase D 8.2700 1,000 8 15,400
2018-03-13 2018-03-12 4 Fellows James R TCRD Common Stock P - Purchase D 8.2600 1,900 16 14,400
2018-03-13 2018-03-12 4 Fellows James R TCRD Common Stock P - Purchase D 8.2400 100 1 12,500
2018-03-13 2018-03-12 4 Fellows James R TCRD Common Stock P - Purchase D 8.2300 400 3 12,400
2018-03-13 2018-03-12 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 8.2241 1,500 12 35,285
2018-03-13 2018-03-12 4 Tillinghast Sam W. TCRD Common Stock S - Sale D 8.2181 -50,000 -411 40,365
2018-03-12 2018-03-09 4/A Rusnak-Carlson Sabrina TCRD Common Stock P - Purchase D 8.2979 1,160 10 6,960
2018-03-12 2018-03-09 4 Rusnak-Carlson Sabrina TCRD Common Stock P - Purchase D 8.2979 1 0 6,960
2018-03-12 2018-03-09 4 Tillinghast Sam W. TCRD Common Stock S - Sale D 8.2843 -37,339 -309 90,365
2017-09-05 2017-09-01 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 9.3000 1,250 12 35,745
2017-09-01 2017-08-30 4 Olson Terrence W. TCRD Common Stock P - Purchase D 9.3206 1,886 18 42,947
2017-06-15 2017-06-14 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 9.9000 900 9 34,495
2017-06-08 2017-06-06 4 Tillinghast Sam W. TCRD Common Stock P - Purchase D 10.0100 5,000 50 127,704
2017-05-15 2017-05-11 4 Olson Terrence W. TCRD Common Stock P - Purchase D 9.8508 1,025 10 39,975
2017-03-16 2017-03-14 4 Fellows James R TCRD Common Stock P - Purchase D 9.6900 12,000 116 12,000
2017-03-16 2017-03-14 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 9.6800 1,500 15 33,595
2017-03-16 2017-03-14 4 Olson Terrence W. TCRD Common Stock P - Purchase D 9.6800 750 7 37,856
2017-03-16 2017-03-14 4 Rusnak-Carlson Sabrina TCRD Common Stock P - Purchase D 9.6200 2,000 19 5,800
2017-03-16 2017-03-14 4 Tillinghast Sam W. TCRD Common Stock P - Purchase D 9.6500 5,000 48 122,704
2016-12-06 2016-12-05 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 10.3236 2,500 26 32,095
2016-12-05 2016-12-02 4 Tillinghast Sam W. TCRD Common Stock P - Purchase D 10.3400 5,000 52 115,477
2016-12-05 2016-12-02 4 Olson Terrence W. TCRD Common Stock P - Purchase D 10.3500 1,500 16 36,467
2016-05-18 2016-05-16 4 Olson Terrence W. TCRD Common Stock P - Purchase D 10.6300 1,000 11 33,461
2016-05-18 2016-05-17 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 10.6600 2,000 21 29,595
2016-05-18 2016-05-16 4 Kern James D. TCRD Common Stock P - Purchase D 10.5700 2,000 21 4,000
2016-05-12 2016-05-11 4 MCANENY DEBORAH H TCRD Common Stock P - Purchase D 10.8798 9,500 103 9,500
2016-05-12 2016-05-11 4 Rusnak-Carlson Sabrina TCRD Common Stock P - Purchase D 10.7700 1,400 15 3,800
2016-05-11 2016-05-10 4 HUGHES KEITH W TCRD Common Stock S - Sale D 10.3100 -20,000 -206 5,880
2016-05-11 2016-05-10 4 Kern James D. TCRD Common Stock P - Purchase D 10.4270 2,000 21 2,000
2016-03-17 2016-03-15 4 Tillinghast Sam W. TCRD Common Stock P - Purchase D 10.2400 5,000 51 102,772
2016-03-17 2016-03-15 4 Olson Terrence W. TCRD Common Stock P - Purchase D 10.2700 1,000 10 31,470
2016-03-17 2016-03-15 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 10.2100 900 9 27,595
2016-03-17 2016-03-15 4 Rusnak-Carlson Sabrina TCRD Common Stock P - Purchase D 10.4194 2,400 25 2,400
2015-12-15 2015-12-14 4 Olson Terrence W. TCRD Common Stock P - Purchase D 10.1699 1,000 10 29,589
2015-12-15 2015-12-14 4 Tillinghast Sam W. TCRD Common Stock P - Purchase D 10.1700 7,000 71 95,402
2015-12-15 2015-12-14 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 10.1682 1,200 12 26,695
2015-12-02 2015-11-30 4 HUGHES KEITH W TCRD Common Stock S - Sale D 11.6776 -24,000 -280 25,880
2015-08-24 2015-08-21 4 Tillinghast Sam W. TCRD Common Stock P - Purchase D 11.9700 4,200 50 86,181
2015-08-24 2015-08-21 4 Olson Terrence W. TCRD Common Stock P - Purchase D 12.0200 2,100 25 27,753
2015-08-24 2015-08-21 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 12.0000 2,075 25 25,495
2015-06-11 2015-06-10 4 Olson Terrence W. TCRD Common Stock P - Purchase D 12.4321 1,650 21 24,942
2015-06-11 2015-06-11 4 Sullivan Stephanie Pare TCRD Common Stock P - Purchase D 12.1400 1,000 12 14,331
2015-06-11 2015-06-10 4 Sullivan Stephanie Pare TCRD Common Stock P - Purchase D 12.4200 100 1 13,331
2015-06-11 2015-06-10 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 12.4500 1,950 24 23,420
2015-06-05 2015-06-03 4 STROPP WENDELL HUNTER TCRD Common Stock P - Purchase D 12.6000 1,568 20 20,749
2015-03-20 2015-03-13 4/A Tillinghast Sam W. TCRD Common Stock P - Purchase D 12.3600 4,000 49 77,998
2015-03-16 2015-03-13 4 Olson Terrence W. TCRD Common Stock P - Purchase D 12.3210 2,000 25 22,666
2015-03-16 2015-03-13 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 12.4000 2,000 25 21,470
2015-03-16 2015-03-13 4 Tillinghast Sam W. TCRD Common Stock P - Purchase D 12.3600 3,800 47 77,798
2015-03-16 2015-03-13 4 HUGHES KEITH W TCRD Common Stock P - Purchase D 12.4007 10,380 129 49,880
2014-12-17 2014-12-15 4/A Flynn Christopher J. TCRD Common Stock P - Purchase D 11.7200 2,950 35 19,470
2014-12-17 2014-12-15 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 11.7200 2,950 35 19,470
2014-12-17 2014-12-15 4 Tillinghast Sam W. TCRD Common Stock P - Purchase D 11.8200 5,000 59 72,100
2014-12-16 2014-12-12 4 Sommers John A. By self as Trustee for John A. Sommers Revocable Trust TCRD Common Stock P - Purchase I 11.7849 2,000 24 38,449
2014-12-10 2014-12-08 4 Olson Terrence W. TCRD Common Stock P - Purchase D 12.5800 900 11 20,087
2014-12-10 2014-12-08 4 Sullivan Stephanie Pare TCRD Common Stock P - Purchase D 12.5500 1,000 13 13,007
2014-12-10 2014-12-08 4 Sommers John A. By self as Trustee for John A. Sommers Revocable Trust TCRD Common Stock P - Purchase I 12.6752 2,000 25 36,449
2014-12-09 2014-12-05 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 12.8800 1,150 15 16,520
2014-12-08 2014-12-04 4 Olson Terrence W. TCRD Common Stock P - Purchase D 13.1000 1,525 20 19,187
2014-09-11 2014-09-10 4 Sullivan Stephanie Pare TCRD Common Stock P - Purchase D 13.8800 200 3 11,907
2014-08-29 2014-08-27 4 Sullivan Stephanie Pare TCRD Common Stock P - Purchase D 13.8000 400 6 11,707
2014-08-29 2014-08-28 4 Flynn Christopher J. TCRD Common Stock P - Purchase D 14.0000 5,500 77 15,370
2014-08-28 2014-08-27 4 Olson Terrence W. TCRD Common Stock P - Purchase D 13.9400 1,000 14 17,218
2014-08-28 2014-08-26 4 Olson Terrence W. TCRD Common Stock P - Purchase D 13.9300 1,000 14 16,218
2014-06-06 2014-05-15 4/A Sommers John A. By self as Trustee for John A. Sommers Revocable Trust TCRD Common Stock P - Purchase I 12.8700 2,000 26 33,645
2014-05-19 2014-05-16 4 Hunt James K TCRD Common Stock P - Purchase D 12.9100 3,000 39 8,000
2014-05-19 2014-05-15 4 Sommers John A. By self as Trustee for John A. Sommers Revocable Trust TCRD Common Stock P - Purchase I 12.8700 2,000 26 31,645
2014-03-17 2014-03-14 4 Sommers John A. By self as Trustee for John A. Sommers Revocable Trust TCRD Common Stock P - Purchase I 14.0600 1,600 22 30,938
2014-03-17 2014-03-14 4 Sommers John A. By self as Trustee for John A. Sommers Revocable Trust TCRD Common Stock P - Purchase I 14.0500 400 6 29,338
2014-03-14 2014-03-12 4 DOWNES DAVID K TCRD Common Stock P - Purchase D 14.3943 13,900 200 24,532
2014-03-13 2014-03-11 4 Sommers John A. By self as Trustee for John A. Sommers Revocable Trust TCRD Common Stock P - Purchase I 14.3700 2,000 29 28,938
2014-03-10 3 Flynn Christopher J. TCRD Shares of Beneficial Ownership D 19,740
2014-03-10 3 Flynn Christopher J. TCRD Shares of Beneficial Ownership D 19,740
2014-02-13 2013-11-20 5 Hunt James K TCRD Common Stock G - Gift I -18 255,803
2013-11-26 2013-11-25 4 STROPP WENDELL HUNTER TCRD Common Stock P - Purchase D 16.7963 900 15 16,513
2013-11-14 2013-11-12 4 Hunt James K TCRD Common Stock P - Purchase I 16.2500 18 0 255,821
2013-08-26 2013-08-23 4 STROPP WENDELL HUNTER TCRD Common Stock P - Purchase D 15.3190 300 5 15,206
2013-08-26 2013-08-22 4 STROPP WENDELL HUNTER TCRD Common Stock P - Purchase D 15.4000 1,850 28 14,906
2013-08-22 2013-08-20 4 Olson Terrence W. TCRD Common Stock P - Purchase D 15.2577 1,800 27 13,836
2013-06-05 2013-06-03 4 Sullivan Stephanie Pare TCRD Common Stock P - Purchase D 15.1044 845 13 10,882
2013-05-28 2013-05-24 4 HUGHES KEITH W TCRD Common Stock P - Purchase D 15.3813 6,000 92 39,500
2013-05-24 2013-05-10 4 Tillinghast Sam W. TCRD Common Stock J - Other D 9,956 58,184
2013-05-23 2013-05-23 4 Hunt James K TCRD Common Stock P - Purchase D 15.2500 5,000 76 255,803
2013-05-23 2013-05-10 4 Hunt James K TCRD Common Stock J - Other I 45,076 250,803
2013-05-23 2013-05-21 4 Olson Terrence W. TCRD Common Stock P - Purchase D 15.5400 1,000 16 11,768
2013-05-23 2013-05-23 4 STROPP WENDELL HUNTER TCRD Common Stock P - Purchase D 15.1880 1,283 19 12,767
2013-05-23 2013-05-10 4 STROPP WENDELL HUNTER TCRD Common Stock J - Other D 104 11,484
2013-03-19 2013-03-15 4 STROPP WENDELL HUNTER TCRD Common Stock P - Purchase D 15.2711 853 13 11,156
2013-03-15 2013-03-13 4 HUGHES KEITH W TCRD Common Stock P - Purchase D 15.3433 10,000 153 33,500
2013-03-15 2013-03-13 4 Olson Terrence W. TCRD Common Stock P - Purchase D 15.2800 2,000 31 10,580
2013-03-15 2013-03-14 4 Sullivan Stephanie Pare TCRD Common Stock P - Purchase D 15.2800 725 11 9,963
2013-03-11 2013-03-08 4 Hunt James K TCRD Common Stock J - Other I 44,026 205,727
2013-03-11 2013-03-08 4 Tillinghast Sam W. TCRD Common Stock J - Other D 9,724 47,402
2013-03-11 2013-03-08 4 STROPP WENDELL HUNTER TCRD Common Stock J - Other D 102 10,303
2013-03-11 2013-03-08 4 THL Credit Partners BDC Holdings GP, LLC TCRD Common Stock J - Other D -2,000,000 2,047,720
2012-12-18 2012-12-14 4 Sommers John A. By self as Trustee for John A. Sommers Revocable Trust TCRD Common Stock P - Purchase I 14.0600 750 11 23,992
2012-12-11 2012-12-07 4 Hunt James K TCRD Common Stock J - Other I 22,013 161,701
2012-12-11 2012-12-07 4 Tillinghast Sam W. TCRD Common Stock J - Other D 4,862 36,717
2012-12-11 2012-12-07 4 STROPP WENDELL HUNTER TCRD Common Stock J - Other D 51 9,942
2012-12-11 2012-12-07 4 STROPP WENDELL HUNTER TCRD Common Stock P - Purchase D 14.3375 1,160 17 9,891
2012-12-11 2012-12-07 4 THL Credit Partners BDC Holdings GP, LLC TCRD Common Stock J - Other D 3,210 3,210
2012-12-11 2012-12-07 4 THL Credit Partners BDC Holdings GP, LLC TCRD Common Stock J - Other D -1,000,000 4,047,720
2012-12-10 2012-12-06 4 Sullivan Stephanie Pare TCRD Common Stock P - Purchase D 14.2000 704 10 9,152
2012-11-28 2012-11-27 4 Olson Terrence W. TCRD Common Stock P - Purchase D 14.2390 400 6 8,363
2012-11-28 2012-11-27 4 Olson Terrence W. TCRD Common Stock P - Purchase D 14.2280 600 9 7,963
2012-11-15 2012-11-13 4 Sommers John A. By self as Trustee for John A. Sommers Revocable Trust TCRD Common Stock P - Purchase I 13.9700 1,500 21 23,242
2012-09-10 2012-08-17 4/A THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D -24 0
2012-09-10 2012-08-17 4/A THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D 24 24
2012-09-10 2012-08-17 4/A THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D -2,408 0
2012-09-10 2012-08-17 4/A THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D 2,408 2,408
2012-09-10 2012-08-17 4/A THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D -750,000 5,797,720
2012-09-10 2012-09-06 4 Hunt James K TCRD Common Stock J - Other I 16,852 139,688
2012-09-10 2012-09-06 4 Tillinghast Sam W. TCRD Common Stock J - Other D 3,852 31,233
2012-09-10 2012-09-06 4 STROPP WENDELL HUNTER TCRD Common Stock J - Other D 120 8,540
2012-09-10 2012-09-06 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D -24 0
2012-09-10 2012-09-06 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D 24 24
2012-09-10 2012-09-06 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D -2,408 0
2012-09-10 2012-09-06 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D 2,408 2,408
2012-09-10 2012-09-06 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D -750,000 5,047,720
2012-08-31 2012-08-29 4 Sommers John A. By self as Trustee for John A. Sommers Revocable Trust TCRD Common Stock P - Purchase I 13.9299 1,000 14 21,259
2012-08-30 2012-08-17 4/A STROPP WENDELL HUNTER TCRD Common Stock J - Other D 120 8,420
2012-08-22 2012-08-20 4 Sommers John A. By self as Trustee for John A. Sommers Revocable Trust TCRD Common Stock P - Purchase I 13.7000 1,000 14 20,259
2012-08-20 2012-08-17 4 Hunt James K TCRD Common Stock J - Other I 16,852 122,836
2012-08-20 2012-08-17 4 Tillinghast Sam W. TCRD Common Stock J - Other D 3,852 27,381
2012-08-20 2012-08-17 4 STROPP WENDELL HUNTER TCRD Common Stock J - Other D 120 6,620
2012-08-20 2012-08-17 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D -24 0
2012-08-20 2012-08-17 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D 24 24
2012-08-20 2012-08-17 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D -2,408 0
2012-08-20 2012-08-17 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D 2,408 2,408
2012-08-20 2012-08-17 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D -750,000 5,797,720
2012-08-10 2012-08-08 4 Sommers John A. By self as Trustee for John A. Sommers Revocable Trust TCRD Common Stock P - Purchase I 13.5200 200 3 19,259
2012-08-08 2012-08-08 4 STROPP WENDELL HUNTER TCRD Common Stock P - Purchase D 13.6461 1,800 25 8,300
2012-08-06 2012-08-02 4 Hunt James K TCRD Common Stock J - Other I 34,992 105,984
2012-08-06 2012-08-02 4 Tillinghast Sam W. TCRD Common Stock J - Other D 8,476 23,529
2012-08-06 2012-08-02 4 STROPP WENDELL HUNTER TCRD Common Stock J - Other D 551 6,500
2012-08-06 2012-08-02 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D -139 0
2012-08-06 2012-08-02 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D 139 139
2012-08-06 2012-08-02 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D -13,883 0
2012-08-06 2012-08-02 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D 4,815 13,883
2012-08-06 2012-08-02 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D -1,500,000 6,547,720
2012-05-17 2012-05-15 4 Olson Terrence W. TCRD Common Stock P - Purchase D 12.7900 2,900 37 7,040
2012-05-16 2012-05-14 4 Sommers John A. By self as Trustee for John A. Sommers Revocable Trust TCRD Common Stock P - Purchase I 12.7499 1,500 19 18,645
2012-03-16 2012-03-15 4 Sullivan Stephanie Pare TCRD Common Stock P - Purchase D 12.8500 600 8 8,226
2012-03-15 2012-03-14 4/A Tillinghast Sam W. TCRD Common Stock J - Other D 4,497 14,352
2012-03-15 2012-03-14 4 Hunt James K TCRD Common Stock J - Other I 20,362 70,992
2012-03-15 2012-03-14 4 Tillinghast Sam W. TCRD Common Stock J - Other D 4,497 14,352
2012-03-15 2012-03-14 4 Sommers John A. By self as Trustee for John A. Sommers Revocable Trust TCRD Common Stock P - Purchase I 12.9100 1,500 19 16,709
2012-03-15 2012-03-14 4 STROPP WENDELL HUNTER TCRD Common Stock J - Other D 47 5,671
2012-03-15 2012-03-14 4 STROPP WENDELL HUNTER TCRD Common Stock P - Purchase D 12.9460 2,015 26 5,624
2012-03-15 2012-03-14 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other I 2,969 9,068
2012-03-15 2012-03-14 4 THL CREDIT PARTNERS BDC HOLDINGS, L.P. TCRD Common Stock J - Other D -925,000 8,047,720
2010-05-17 3 THL Credit Group GP LLC TCRD Common Stock D 4,140,496
2010-05-17 3 Hunt James K Owned by THL Credit Opportunities, L.P. and THL Credit Partners BDC Holdings, L.P. TCRD Common Stock I 4,147,196
2010-05-17 3 STROPP WENDELL HUNTER Owned by THL Credit Opportunities, L.P. TCRD Common Stock I 6,700
2010-05-17 3 Tillinghast Sam W. Owned by THL Credit Opportunities, L.P. and THL Credit Partners BDC Holdings, L.P. TCRD Common Stock I 4,147,196
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
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