HEPI / - Insider Trading and Ownership Report - SEC Form 3, 4, 5

US
ESTE SÍMBOLO NÃO ESTÁ MAIS ATIVO

Ações de Insider3,131,097 shares
Pontuação de Sentimento de Insider

A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.

É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com a maior acumulação de insiders.

Pontuação de Sentimento dos Oficiais

A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.

Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.

Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com maior sentimento dos insiders.

Principais Métricas de Insider

Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.

Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).

Número Líquido de Insiders Comprando (Classificação)

N/A

Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).

Percentual do Float Comprado por Insiders (Classificação)

N/A

Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.

Gráfico de Negociação de Insider

null negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.

Roster de Insider e Métricas de Lucratividade

Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.

See our leaderboard of most profitable insider traders.

Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão

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Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em HEPI / . Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Máx
Preço em
Máx
Lucro
Máximo ($)
Retorno Máximo (%)
2026-04-17 STROME MARK E 100,000 2.0000 100,000 2.0000 200,000 731
2026-02-27 YALDOO LAITH L 1,543 9.7200 1,543 9.7200 14,998
2026-02-12 STROME MARK E 20,000 9.7700 20,000 9.7700 195,400
2026-02-10 YALDOO LAITH L 2,434 10.2700 2,434 10.2700 24,997
2026-01-26 PAYNE JOHN BERNARD 11,709 8.5400 11,709 8.5400 99,995
2026-01-26 Cornell Alison A 11,709 8.5400 11,709 8.5400 99,995
2026-01-14 Maggiore Christopher D. 1,766 8.4900 1,766 8.4900 14,993
2026-01-14 YALDOO LAITH L 1,766 8.4900 1,766 8.4900 14,993
2025-11-28 YALDOO LAITH L 2,777 9.0000 2,777 9.0000 24,993

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

HEPI /  Insider Trades
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo

Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em HEPI / . Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
2025-04-08 Maggiore Christopher D. 20 16.2500 20 16.2500 325 730

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

HEPI /  Insider Trades
Histórico de Transações

Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.

Arquivo
Data
Data da
Operação
Formulário Insider Ticker Título de Segurança Código 10b5-1 Direto Preço de Exercício
Preço Unitário
Preço por
Unidade
Unidades
Alteradas
Valor
Alterado (1K)
Opções
Restantes
Ações
Restantes
2026-04-24 2026-04-17 4 STROME MARK E By entity ZIVO Common Stock P - Purchase I 2.0000 100,000 200 572,942
2026-03-03 2026-02-27 4 YALDOO LAITH L HEP Investment, LLC ZIVO Common Stock P - Purchase I 9.7200 1,543 15 583,615
2026-02-17 2026-02-12 4 STROME MARK E By entity ZIVO Common Stock P - Purchase I 9.7700 20,000 195 472,942
2026-02-12 2026-02-10 4 YALDOO LAITH L HEP Investments LLC ZIVO Common Stock P - Purchase I 10.2700 2,434 25 582,072
2026-01-28 2026-01-26 4 Cornell Alison A ZIVO Common Stock P - Purchase D 8.5400 11,709 100 279,481
2026-01-28 2026-01-26 4 PAYNE JOHN BERNARD ZIVO Common Stock P - Purchase D 8.5400 11,709 100 19,618
2026-01-27 2026-01-14 4 YALDOO LAITH L by HEP Investments LLC ZIVO Common Stock P - Purchase I 8.4900 1,766 15 579,638
2026-01-27 2026-01-14 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 8.4900 1,766 15 519,292
2025-12-29 3 Sullivan William A. ZIVO No securities are beneficially owned. D 0
2025-12-02 2025-11-28 4 YALDOO LAITH L by HEP Investments LLC ZIVO Common Stock P - Purchase I 9.0000 2,777 25 577,872
2025-10-20 2025-10-13 4 STROME MARK E By entity ZIVO Common Stock P - Purchase I 12.3400 20,259 250 452,942
2025-10-14 2025-10-10 4 YALDOO LAITH L by HEP Investments LLC ZIVO Common Stock P - Purchase I 12.0500 1,659 20 575,095
2025-10-09 2025-10-08 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 12.0100 23,682 284 517,526
2025-10-02 2025-09-30 4 YALDOO LAITH L by HEP Investments LLC zivo Common Stock P - Purchase I 15.9900 15,322 245 573,436
2025-06-16 2025-06-13 4 YALDOO LAITH L By HEP Investments LLC ZIVO Common Stock P - Purchase I 14.3300 3,488 50 558,114
2025-04-09 2025-04-08 4 Maggiore Christopher D. ZIVO Common Stock S - Sale D 16.2500 -20 -0 507,000
2025-04-04 2025-01-22 4 YALDOO LAITH L By HEP Investments LLC ZIVO Common Stock P - Purchase I 17.5280 2,880 50 554,626
2025-04-04 2025-01-22 4 YALDOO LAITH L By HEP Investments LLC ZIVO Common Stock P - Purchase I 17.5280 7,200 126 551,746
2025-01-23 2024-08-27 5 STROME MARK E By entity ZIVO Common Stock P - Purchase I 8.4400 30,000 253 398,683
2025-01-21 2025-01-17 4 STROME MARK E By entity ZIVO Common Stock J - Other I 18.5000 34,000 629 432,683
2025-01-03 2025-01-01 4 YALDOO LAITH L ZIVO Common Stock A - Award D 5,740 542,111
2025-01-03 2025-01-01 4 YALDOO LAITH L ZIVO Common Stock A - Award D 5,382 536,371
2025-01-03 2025-01-01 4 Maggiore Christopher D. ZIVO Common Stock A - Award D 7,277 507,020
2025-01-03 2025-01-01 4 Maggiore Christopher D. ZIVO Common Stock A - Award D 1,300 499,743
2025-01-03 2025-01-01 4 Masterson Nola E ZIVO Common Stock A - Award D 7,528 130,906
2025-01-03 2025-01-01 4 Masterson Nola E ZIVO Common Stock A - Award D 1,354 123,378
2025-01-03 2025-01-01 4 Cornell Alison A ZIVO Common Stock A - Award D 8,281 267,772
2025-01-03 2025-01-01 4 Cornell Alison A ZIVO Common Stock A - Award D 1,516 259,491
2024-12-31 2024-12-26 4 STROME MARK E By entity ZIVO Common Stock P - Purchase I 20.1900 75,000 1,514 398,683
2024-10-17 2024-10-16 4 YALDOO LAITH L By entity ZIVO Common Stock P - Purchase I 15.9570 3,133 50 533,424
2024-10-16 2024-10-16 4 PAYNE JOHN BERNARD ZIVO Common Stock P - Purchase D 15.7600 6,343 100 7,909
2024-10-01 3 YALDOO LAITH L By entity ZIVO Common Stock I 530,291
2024-08-23 2024-08-22 4 Cornell Alison A ZIVO Common Stock P - Purchase D 8.3400 11,990 100 257,975
2024-08-23 2024-08-22 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 8.3400 31,336 261 498,443
2024-07-30 2024-07-26 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 8.0500 2,080 17 467,107
2024-06-13 2024-06-11 4 Cornell Alison A ZIVO Common Stock A - Award D 6,273 245,985
2024-06-13 2024-06-12 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 7.9700 3,764 30 465,027
2024-06-13 2024-06-11 4 Maggiore Christopher D. ZIVO Common Stock A - Award D 6,273 461,263
2024-06-13 2024-06-11 4 Masterson Nola E ZIVO Common Stock A - Award D 6,273 122,024
2024-06-06 2024-06-05 4 Maggiore Christopher D. ZIVO Common Stock A - Award D 7.9600 81,544 649 454,990
2024-06-06 2024-06-05 4 Maggiore Christopher D. ZIVO Common Stock A - Award D 36,630 373,446
2024-06-06 2024-06-05 4 Masterson Nola E ZIVO Common Stock A - Award D 7.9600 84,941 676 115,817
2024-06-06 2024-06-05 4 Masterson Nola E ZIVO Common Stock A - Award D 30,010 30,876
2024-06-06 2024-06-05 4 Cornell Alison A ZIVO Common Stock A - Award D 7.9600 95,134 757 239,712
2024-06-06 2024-06-05 4 Cornell Alison A ZIVO Common Stock A - Award D 60,724 144,578
2024-06-04 2024-05-31 4 Cornell Alison A ZIVO Common Stock A - Award D 37,688 83,854
2024-01-04 2024-01-02 4 Cornell Alison A ZIVO Common Stock P - Purchase D 1.2000 41,666 50 68,666
2024-01-02 2023-12-29 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 1.3000 157,692 205 336,816
2023-12-14 2023-12-13 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 1.0000 45,000 45 179,124
2023-10-30 2021-06-02 4 STROME MARK E By trust ZIVO Common Stock P - Purchase I 4.9900 40,000 200 203,601
2023-10-30 2021-06-02 4 STROME MARK E By entity ZIVO Common Stock C - Conversion I 8.0000 326,286 2,610 326,286
2023-02-14 2022-09-14 4/A Maggiore Christopher D. ZIVO Common Stock P - Purchase D 3.5507 2,000 7 723,282
2023-02-14 2022-09-14 4/A Maggiore Christopher D. ZIVO Common Stock P - Purchase D 3.5281 5,200 18 721,282
2022-12-21 2022-12-19 4 Masterson Nola E ZIVO Common Stock P - Purchase D 2.6400 300 1 5,198
2022-12-20 2022-12-19 4 PAYNE JOHN BERNARD ZIVO Common Stock P - Purchase D 2.5000 57 0 9,401
2022-12-14 2022-12-13 4 Cornell Alison A ZIVO Common Stock P - Purchase D 3.0000 12,000 36 27,000
2022-09-19 2022-09-14 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 3.5507 2,000 7 810,305
2022-09-19 2022-09-14 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 3.5281 5,200 18 808,305
2022-02-16 2022-02-11 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 3.8686 44,965 174 803,105
2022-02-16 2022-02-10 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 3.6350 18,006 65 758,140
2022-02-16 2022-02-09 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 3.5502 28,363 101 740,134
2022-01-28 2022-01-27 4 PAYNE JOHN BERNARD ZIVO Common Stock P - Purchase D 2.5000 46 0 9,344
2022-01-28 2022-01-25 4 PAYNE JOHN BERNARD ZIVO Common Stock P - Purchase D 2.5000 9,122 23 9,298
2022-01-14 2022-01-11 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 2.6397 7,560 20 711,771
2021-10-25 2021-10-21 4 Maggiore Christopher D. ZIVO Nonstatutory Stock Option to Purchase Common Stock A - Award D 5.50 42,000 42,000
2021-10-25 2021-10-21 4 PAYNE JOHN BERNARD ZIVO Nonstatutory Stock Option to Purchase Common Stock A - Award D 5.50 192,000 192,000
2021-10-25 2021-10-21 4 DAHL ANDREW A ZIVO Nonstatutory Stock Option to Purchase Common Stock A - Award D 5.50 376,000 376,000
2021-10-25 2021-10-21 4 Marchiando Keith ZIVO Nonstatutory Stock Option to Purchase Common Stock A - Award D 5.50 288,000 288,000
2021-10-25 2021-10-21 4 Masterson Nola E ZIVO Nonstatutory Stock Option to Purchase Common Stock A - Award D 5.50 26,000 26,000
2021-10-15 2021-10-12 4 PAYNE JOHN BERNARD ZIVO Nonstatutory Stock Option to Purchase Common Stock A - Award D 4.48 11,416 11,416
2021-10-15 2021-10-12 4 Masterson Nola E ZIVO Nonstatutory Stock Option to Purchase Common Stock A - Award D 4.48 11,416 11,416
2021-10-15 2021-10-12 4 Maggiore Christopher D. ZIVO Nonstatutory Stock Option to Purchase Common Stock A - Award D 4.48 11,416 11,416
2021-10-15 2021-10-12 4 Cornell Alison A ZIVO Nonstatutory Stock Option to Purchase Common Stock A - Award D 4.48 19,076 19,076
2021-06-04 2021-06-02 4 Masterson Nola E ZIVO Common Stock Purchase Warrant P - Purchase D 5.50 0.0100 400 0 400
2021-06-04 2021-06-02 4 Masterson Nola E ZIVO Common Stock P - Purchase D 4.9900 400 2 4,898
2021-06-04 2021-06-02 4 Cornell Alison A ZIVO Common Stock Purchase Warrant P - Purchase D 5.50 0.0100 15,000 0 15,000
2021-06-04 2021-06-02 4 Cornell Alison A ZIVO Common Stock P - Purchase D 4.9900 15,000 75 15,000
2021-06-04 2021-06-02 4 Maggiore Christopher D. ZIVO Common Stock Purchase Warrant P - Purchase D 5.50 0.0100 100,000 1 100,000
2021-06-04 2021-06-02 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 4.9900 100,000 499 704,211
2021-02-16 2020-09-11 5 DAHL ANDREW A ZIVO Common Stock Purchase Warrant G - Gift D 0.08 -4,000,000 6,000,000
2021-01-05 2021-01-01 4 Marchiando Keith ZIVO Option to Purchase Common Stock A - Award D 0.14 13,000,000 13,000,000
2020-12-02 2020-09-30 4 PAYNE JOHN BERNARD ZIVO Common Stock Purchase Warrant F - Taxes D 0.12 500,000 500,000
2020-12-02 2020-09-09 4 PAYNE JOHN BERNARD ZIVO Common Stock Purchase Warrant M - Exercise D 0.10 -250,000 250,000
2020-12-02 2020-09-09 4 PAYNE JOHN BERNARD ZIVO Common Stock F - Taxes D 0.1100 -235,849 -26 14,151
2020-12-02 2020-09-09 4 PAYNE JOHN BERNARD ZIVO Common Stock M - Exercise D 0.1000 250,000 25 250,000
2020-12-01 2020-09-30 4 RONDEAU ROBERT O JR ZIVO Common Stock Purchase Warrant A - Award D 0.12 500,000 500,000
2020-12-01 2020-09-30 4 Maggiore Christopher D. ZIVO Common Stock Purchase Warrant F - Taxes D 0.12 500,000 500,000
2020-12-01 2020-09-09 4 Maggiore Christopher D. ZIVO Common Stock Purchase Warrant M - Exercise D 0.10 -250,000 250,000
2020-12-01 2020-09-09 4 Maggiore Christopher D. ZIVO Common Stock F - Taxes D 0.1100 -46,296 -5 40,907,826
2020-12-01 2020-09-09 4 Maggiore Christopher D. ZIVO Common Stock M - Exercise D 0.1000 250,000 25 40,954,122
2020-12-01 2020-09-09 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant F - Taxes D 0.10 -250,000 0
2020-12-01 2020-09-09 4 RICE II PHILIP M ZIVO Common Stock F - Taxes D 0.1100 -235,849 -26 14,151
2020-12-01 2020-09-09 4 RICE II PHILIP M ZIVO Common Stock M - Exercise D 0.1000 250,000 25 250,000
2020-12-01 2020-04-21 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant F - Taxes D 0.09 -50,000 0
2020-12-01 2020-04-06 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant F - Taxes D 0.08 -29,833 0
2020-12-01 2020-09-30 4 Masterson Nola E ZIVO Common Stock Purchase Warrant F - Taxes D 0.12 500,000 500,000
2020-12-01 2020-08-18 4 Masterson Nola E ZIVO Common Stock Purchase Warrant M - Exercise D 0.10 -250,000 250,000
2020-12-01 2020-08-18 4 Masterson Nola E ZIVO Common Stock F - Taxes D 0.1200 -208,333 -25 359,849
2020-12-01 2020-08-18 4 Masterson Nola E ZIVO Common Stock M - Exercise D 0.1000 250,000 25 568,182
2020-10-13 2020-10-08 4 STROME MARK E See footnotes OTCQB:ZIVO Common Stock Purchase Warrant P - Purchase I 0.12 1,500,000 1,500,000
2020-04-24 2020-04-15 4 Masterson Nola E ZIVO Common Stock Purchase Warrant M - Exercise D 0.07 -500,000 500,000
2020-04-24 2020-04-15 4 Masterson Nola E ZIVO Common Stock Purchase Warrant M - Exercise D 0.05 -250,000 250,000
2020-04-24 2020-04-15 4 Masterson Nola E ZIVO Common Stock M - Exercise D 0.0700 181,818 13 318,182
2020-04-24 2020-04-15 4 Masterson Nola E ZIVO Common Stock M - Exercise D 0.0500 136,364 7 136,364
2020-04-24 2019-09-26 4 Masterson Nola E ZIVO Common Stock Purchase Warrant A - Award D 0.08 500,000 500,000
2020-04-24 2018-09-28 4 Masterson Nola E ZIVO Common Stock Purchase Warrant A - Award D 0.14 500,000 500,000
2020-04-24 2017-09-11 4 Masterson Nola E ZIVO Common Stock Purchase Warrant A - Award D 0.07 500,000 500,000
2020-04-24 2016-09-10 4 Masterson Nola E ZIVO Common Stock Purchase Warrant A - Award D 0.05 250,000 250,000
2020-04-24 2015-09-10 4 Masterson Nola E ZIVO Common Stock Purchase Warrant A - Award D 0.10 250,000 250,000
2020-04-08 2019-12-06 4 DAHL ANDREW A ZIVO Common Stock Purchase Option A - Award D 0.14 1,000,000 1,000,000
2020-04-08 2019-11-15 4 DAHL ANDREW A ZIVO Common Stock Purchase Option A - Award D 0.10 28,000,000 28,000,000
2020-04-08 2019-09-26 4 PAYNE JOHN BERNARD ZIVO Common Stock Purchase Warrant A - Award D 0.08 500,000 500,000
2020-04-08 2018-09-28 4 PAYNE JOHN BERNARD ZIVO Common Stock Purchase Warrant A - Award D 0.14 500,000 500,000
2020-04-08 2017-09-11 4 PAYNE JOHN BERNARD ZIVO Common Stock Purchase Warrant A - Award D 0.07 500,000 500,000
2020-04-08 2016-09-10 4 PAYNE JOHN BERNARD ZIVO Common Stock Purchase Warrant A - Award D 0.05 250,000 250,000
2020-04-08 2015-09-10 4 PAYNE JOHN BERNARD ZIVO Common Stock Purchase Warrant A - Award D 0.10 250,000 250,000
2020-04-08 2019-09-26 4 RONDEAU ROBERT O JR ZIVO Common Stock Purchase Warrant A - Award D 0.08 500,000 500,000
2020-04-08 2018-09-28 4 RONDEAU ROBERT O JR ZIVO Common Stock Purchase Warrant A - Award D 0.14 500,000 500,000
2020-04-08 2017-09-11 4 RONDEAU ROBERT O JR ZIVO Common Stock Purchase Warrant A - Award D 0.07 500,000 500,000
2020-04-08 2016-09-10 4 RONDEAU ROBERT O JR ZIVO Common Stock Purchase Warrant A - Award D 0.05 250,000 250,000
2020-04-08 2019-09-26 4 Maggiore Christopher D. ZIVO Common Stock Purchase Warrant A - Award D 0.08 500,000 500,000
2020-04-08 2019-09-25 4 Maggiore Christopher D. ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 623,672 623,672
2020-04-08 2020-03-04 4 RICE II PHILIP M ZIVO Common Stock Purchase Option A - Award D 0.15 2,000,000 2,000,000
2020-04-08 2019-10-28 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.08 50,000 50,000
2020-04-08 2019-09-26 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.08 500,000 500,000
2020-04-08 2019-08-07 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.10 50,000 50,000
2020-04-08 2019-05-13 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.10 50,000 50,000
2020-04-08 2019-02-13 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.10 50,000 50,000
2020-04-08 2018-11-14 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.14 50,000 50,000
2020-04-08 2018-09-28 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.14 500,000 500,000
2020-04-08 2018-08-14 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.12 50,000 50,000
2020-04-08 2018-04-23 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.10 50,000 50,000
2020-04-08 2018-02-21 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.11 50,000 50,000
2020-02-11 2020-01-22 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1500 24,000 4 40,704,122
2020-02-11 2020-01-16 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1600 20,000 3 40,680,122
2020-02-11 2020-01-15 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1600 16,000 3 40,660,122
2020-02-11 2020-01-10 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1600 5,000 1 40,644,122
2020-01-07 2020-01-03 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1600 5,000 1 40,639,122
2020-01-07 2019-12-30 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1600 50,000 8 40,634,122
2020-01-07 2019-12-26 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1600 65,000 10 40,584,122
2020-01-07 2019-12-24 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1600 50,000 8 40,519,122
2020-01-07 2019-12-23 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1400 225,125 32 40,469,122
2020-01-07 2019-12-19 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 95,000 11 40,243,997
2019-12-20 2019-12-18 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 125,000 15 40,148,997
2019-12-20 2019-12-17 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 65,500 7 40,023,997
2019-12-20 2019-12-16 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 117,500 14 39,958,497
2019-12-20 2019-12-13 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 30,000 4 39,840,997
2019-12-20 2019-12-10 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1300 205,000 27 39,810,997
2019-12-20 2019-12-09 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1300 64,000 8 39,605,997
2019-12-20 2019-12-06 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 61,522 7 39,541,997
2019-12-09 2019-12-05 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 115,000 13 39,480,475
2019-12-09 2019-12-04 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 88,500 10 39,365,475
2019-12-09 2019-12-03 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 20,000 2 39,276,975
2019-12-09 2019-12-02 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 40,000 4 39,256,975
2019-12-09 2019-11-29 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 5,000 1 39,216,975
2019-12-09 2019-11-27 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 12,400 1 39,211,975
2019-12-09 2019-11-26 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1000 127,500 13 39,199,575
2019-12-09 2019-11-25 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1000 122,000 12 39,072,075
2019-12-09 2019-09-25 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 3,120,359 281 38,950,075
2019-12-09 2019-06-17 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 10,790,443 1,187 35,829,716
2019-11-21 2019-11-20 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 171,000 15 22,704,049
2019-11-21 2019-11-19 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 22,000 2 22,533,049
2019-11-21 2019-11-18 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 98,000 9 22,511,049
2019-11-21 2019-11-15 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 49,029 4 22,413,049
2019-11-13 2019-11-13 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0800 40,000 3 22,364,020
2019-11-13 2019-11-11 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0800 5,000 0 22,324,020
2019-11-05 2019-10-31 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0700 25,000 2 22,319,020
2019-11-05 2019-10-30 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0800 5,000 0 22,294,020
2019-11-05 2019-10-28 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0700 40,000 3 22,289,020
2019-10-28 2019-10-24 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 5,000 0 22,249,020
2019-10-28 2019-10-23 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0800 5,000 0 22,244,020
2019-10-28 2019-10-22 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0800 5,000 0 22,239,020
2019-10-11 2019-10-11 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 10,000 1 22,234,520
2019-10-11 2019-10-10 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 15,000 1 22,224,520
2019-10-11 2019-10-09 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 15,000 1 22,209,520
2019-10-11 2019-10-07 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 5,000 0 22,194,520
2019-10-11 2019-10-04 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 17,500 2 22,189,520
2019-10-11 2019-10-01 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 10,000 1 22,171,520
2019-10-11 2019-09-25 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 10,000 1 22,161,520
2019-09-26 2019-09-24 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 15,000 1 22,151,520
2019-09-26 2019-09-23 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 20,000 2 22,136,520
2019-09-26 2019-09-20 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 5,000 0 22,116,520
2019-09-19 2019-09-18 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 21,100 2 22,111,520
2019-09-19 2019-09-13 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 9,000 1 22,089,420
2019-09-10 2019-09-06 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 10,000 1 22,080,420
2019-09-10 2019-09-05 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 35,000 3 22,070,420
2019-09-10 2019-09-03 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 10,000 1 22,035,420
2019-08-22 2019-08-19 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 35,000 4 22,025,420
2019-08-22 2019-08-07 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0800 10,000 1 21,990,420
2019-07-26 2019-07-19 4 Maggiore Christopher D. ZIVO COMMON STOCK P - Purchase D 0.1200 12,000 1 21,980,420
2019-07-26 2019-07-17 4 Maggiore Christopher D. ZIVO COMMON STOCK P - Purchase D 0.1200 55,000 7 21,968,420
2019-07-26 2019-07-16 4 Maggiore Christopher D. ZIVO COMMON STOCK P - Purchase D 0.1100 5,000 1 21,913,420
2019-07-26 2019-07-15 4 Maggiore Christopher D. ZIVO COMMON STOCK P - Purchase D 0.1100 23,000 3 21,908,420
2019-05-09 2019-05-08 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 91,000 10 21,885,420
2019-05-09 2019-05-07 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 61,000 7 21,794,420
2019-05-09 2019-05-03 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 27,000 3 21,733,420
2019-05-09 2019-05-02 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 90,000 10 21,706,420
2019-05-09 2019-05-01 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 125,000 14 21,616,420
2019-05-09 2019-04-30 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 48,000 5 21,491,420
2019-05-09 2019-04-26 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 54,000 6 21,443,420
2019-03-13 2019-03-12 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 30,000 3 21,389,420
2019-03-13 2019-03-11 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 10,000 1 21,359,420
2019-03-13 2019-03-08 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1000 50,000 5 21,349,420
2019-01-24 2019-01-20 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 85,400 9 21,299,420
2019-01-03 2019-01-02 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1300 13,000 2 21,214,020
2019-01-03 2018-12-31 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1300 72,500 9 21,201,020
2019-01-03 2018-12-28 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 106,000 12 21,128,520
2019-01-03 2018-12-27 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 75,000 9 21,022,520
2019-01-03 2018-12-24 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 60,000 7 20,947,520
2019-01-03 2018-12-21 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1300 15,000 2 20,728,520
2019-01-03 2018-12-20 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1300 46,000 6 20,713,520
2019-01-03 2018-12-19 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1300 15,000 2 20,667,520
2019-01-03 2018-12-18 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1300 91,000 12 20,652,520
2019-01-03 2018-12-17 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1300 59,000 8 20,561,520
2019-01-03 2018-12-14 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 40,000 5 20,502,520
2019-01-03 2018-12-13 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 85,000 10 20,462,520
2019-01-03 2018-12-12 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1300 35,000 5 20,377,520
2019-01-03 2018-12-11 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1400 12,000 2 20,342,520
2018-12-10 2018-12-10 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 172,000 21 20,330,520
2018-12-10 2018-12-07 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1300 31,000 4 20,158,520
2018-12-10 2018-12-06 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1500 10,000 2 20,127,520
2018-10-24 2018-06-28 4 STROME MARK E OTCQB:ZIVO Convertible Debt P - Purchase I 0.10 691,187.0000
2018-10-24 2018-06-07 4 STROME MARK E OTCQB:ZIVO Common Stock Purchase Warrant P - Purchase I 0.10 9,000,000 9,000,000
2018-10-24 2018-06-07 4 STROME MARK E OTCQB:ZIVO Common Stock Purchase Warrant P - Purchase I 0.10 16,000,000 16,000,000
2018-10-24 2017-11-21 4 STROME MARK E OTCQB:ZIVO Common Stock Purchase Warrant P - Purchase I 0.10 333,333 1,000,000
2018-10-24 2017-11-21 4 STROME MARK E OTCQB:ZIVO Common Stock Purchase Warrant P - Purchase I 0.10 666,667 666,667
2018-09-25 2018-09-21 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1700 15,000 3 20,117,520
2018-09-25 2018-09-20 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1700 46,689 8 20,102,520
2018-09-25 2017-09-10 4 Maggiore Christopher D. ZIVO Common Stock Purchase Warrant A - Award D 0.10 500,000 500,000
2018-09-25 2016-09-10 4 Maggiore Christopher D. ZIVO Common Stock Purchase Warrant A - Award D 0.10 250,000 250,000
2018-09-25 2015-09-10 4 Maggiore Christopher D. ZIVO Common Stock Purchase Warrant A - Award D 0.10 250,000 250,000
2018-09-17 2018-09-17 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1400 17,000 2 20,055,831
2018-09-17 2018-05-16 4 Maggiore Christopher D. ZIVO Common Stock Purchase Warrant A - Award D 0.10 5,000,000 5,000,000
2018-09-17 2018-05-01 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1000 5,000,000 500 20,038,831
2018-09-10 2018-09-06 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1500 18,000 3 15,038,831
2018-08-29 2018-08-27 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1500 17,000 3 15,020,831
2018-08-29 2018-08-24 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1300 60,000 8 15,003,831
2018-08-29 2018-08-23 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 25,000 3 14,843,831
2018-08-07 2018-08-07 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 35,000 4 14,918,831
2018-08-07 2018-08-06 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 10,000 1 14,883,831
2018-08-07 2018-08-02 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 40,000 5 14,873,831
2018-07-31 2018-07-30 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 15,000 2 14,833,831
2018-07-26 2018-07-20 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1300 5,000 1 14,818,831
2018-07-26 2018-07-20 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 5,000 1 14,813,831
2018-07-17 2018-07-17 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1000 40,000 4 14,808,831
2018-05-25 2018-05-23 4 STROME MARK E By trust OTCQB:ZIVO Common Stock P - Purchase I 0.1000 4,268,163 427 13,088,129
2018-05-25 2018-05-11 4 STROME MARK E By trust OTCQB:ZIVO Common Stock P - Purchase I 0.1000 8,819,966 882 8,819,966
2018-05-17 2018-05-17 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1000 52,000 5 14,768,831
2018-05-17 2018-05-16 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 111,000 10 14,716,831
2018-03-12 2018-03-08 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 39,000 4 14,606,831
2018-03-12 2018-03-07 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 57,000 6 14,567,831
2018-03-12 2018-03-06 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 20,000 2 14,510,831
2018-03-05 2018-03-05 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 10,000 1 14,490,831
2018-03-05 2018-02-27 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 50,000 6 14,480,831
2018-02-14 2018-02-14 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 5,000 1 14,430,831
2018-02-14 2018-02-12 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1200 5,000 1 14,425,831
2018-02-14 2018-02-09 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0800 55,000 4 14,420,831
2018-02-14 2018-02-06 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1000 51,000 5 14,365,831
2018-02-09 3/A DAHL ANDREW A ZIVO Common Stock D 685,925
2018-02-09 2017-11-08 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.08 6,000,000 6,000,000
2018-02-09 2017-10-19 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.07 50,000 50,000
2018-02-09 2017-09-11 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.07 500,000 500,000
2018-02-09 2017-08-13 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.06 50,000 50,000
2018-02-09 2017-05-12 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.09 50,000 50,000
2018-02-09 2017-03-31 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.08 50,000 50,000
2018-02-09 2016-11-14 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.08 50,000 50,000
2018-02-09 2016-09-10 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.05 250,000 250,000
2018-02-09 2016-08-12 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.08 50,000 50,000
2018-02-09 2016-05-13 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.08 50,000 50,000
2018-02-09 2016-03-29 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.08 50,000 50,000
2018-02-09 2015-11-13 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.08 50,000 50,000
2018-02-09 2015-09-10 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.10 250,000 250,000
2018-02-09 2015-08-13 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.12 50,000 50,000
2018-02-09 2015-05-13 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.09 50,000 50,000
2018-02-09 2015-04-06 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.08 50,000 50,000
2018-02-09 2014-11-14 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.09 50,000 50,000
2018-02-09 2014-08-14 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.14 50,000 50,000
2018-02-09 2014-05-14 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.19 50,000 50,000
2018-02-09 2014-03-31 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.17 50,000 50,000
2018-02-09 2014-01-04 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.38 50,000 0
2018-02-09 2013-11-18 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.25 50,000 50,000
2018-02-09 2013-08-10 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.25 50,000 50,000
2018-02-09 2013-04-30 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.25 557,000 557,000
2018-02-09 2013-04-01 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.25 50,000 50,000
2018-02-09 2013-01-04 4 RICE II PHILIP M ZIVO Common Stock Purchase Warrant A - Award D 0.12 50,000 0
2018-02-09 2017-11-08 4 DAHL ANDREW A ZIVO Common Stock Purchase Warrant A - Award D 0.08 10,000,000 10,000,000
2018-01-25 2018-01-23 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0800 3,000 0 14,314,831
2018-01-25 2018-01-22 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0700 56,000 4 14,311,831
2018-01-25 2018-01-19 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0800 15,000 1 14,255,831
2018-01-04 2018-01-03 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0800 48,000 4 14,240,831
2018-01-04 2017-12-29 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 20,000 2 14,192,831
2018-01-04 2017-12-22 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 35,000 4 14,172,831
2017-12-20 2017-12-19 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 101,000 9 14,137,831
2017-12-20 2017-12-18 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 6,000 1 14,036,831
2017-12-20 2017-12-15 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1000 10,000 1 14,030,831
2017-12-20 2017-12-14 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1000 8,000 1 14,020,831
2017-11-29 2017-11-29 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1500 2,500 0 14,012,831
2017-11-29 2017-11-28 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.1100 81,500 9 14,010,831
2017-11-29 2017-11-27 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 33,000 3 13,928,831
2017-11-29 2017-11-24 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0900 80,000 7 13,895,831
2017-11-22 2017-11-17 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0800 20,000 2 13,815,831
2017-11-21 2017-11-17 4 STROME MEZZANINE FUND, LP OTCQB:ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 16,666,667 16,666,667
2017-11-14 2017-11-10 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0800 41,000 3 13,795,831
2017-11-14 2017-11-09 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0700 52,000 4 13,754,831
2017-11-02 2017-10-26 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0700 50,000 4 13,702,831
2017-10-27 2017-10-26 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0800 50,000 4 13,652,831
2017-10-05 2017-09-20 4 STROME MEZZANINE FUND, LP Participation Agreement OTCQB:ZIVO Convertible Debt P - Purchase I 0.10 500,000.0000 5,000,000 2,500,000,000 10,000,000
2017-10-05 2017-09-20 4 STROME MEZZANINE FUND, LP OTCQB:ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 250,000 250,000
2017-08-24 2017-08-24 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0675 20,000 1 13,602,831
2017-06-14 2017-05-12 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0700 10,000 1 13,582,831
2017-06-14 2017-05-08 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0710 30,000 2 13,572,831
2017-06-14 2017-05-07 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0670 44,000 3 13,542,831
2017-04-28 2017-04-27 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0948 10,000 1 13,498,831
2017-04-28 2017-04-26 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0683 45,000 3 13,488,831
2017-04-28 2017-04-24 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0584 59,000 3 13,443,831
2016-04-29 2016-04-29 4 HEP INVESTMENTS LLC ZIVO Common Stock P - Purchase D 0.0800 107,064 9 1,338,628
2016-04-29 2016-04-15 4 HEP INVESTMENTS LLC ZIVO Accrued Interest converting into Common Stock P - Purchase D 5,902,729 87,607,961
2016-04-29 2016-03-01 4 HEP INVESTMENTS LLC ZIVO Convertible Debt P - Purchase D 0.10 250,000.0000 2,500,000 625,000,000 81,705,232
2016-04-29 2016-03-01 4 HEP INVESTMENTS LLC ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 250,000 57,333,032
2016-04-29 2016-01-27 4 HEP INVESTMENTS LLC ZIVO Convertible Debt P - Purchase D 0.10 250,000.0000 2,500,000 625,000,000 74,205,232
2016-04-29 2016-01-27 4 HEP INVESTMENTS LLC ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 250,000 56,583,032
2016-04-29 2015-10-29 4 HEP INVESTMENTS LLC ZIVO Convertible Debt P - Purchase D 0.10 250,000.0000 2,500,000 625,000,000 71,705,232
2016-04-29 2015-10-29 4 HEP INVESTMENTS LLC ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 250,000 56,333,032
2016-04-29 2015-10-08 4 HEP INVESTMENTS LLC ZIVO Convertible Debt P - Purchase D 0.10 250,000.0000 2,500,000 625,000,000 69,205,232
2016-04-29 2015-10-08 4 HEP INVESTMENTS LLC ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 250,000 56,083,032
2016-04-29 2015-09-24 4 HEP INVESTMENTS LLC ZIVO Convertible Debt D - Sale to Issuer D 0.12 30,000.0000 -250,000 -7,500,000 66,705,232
2016-04-29 2015-09-02 4 HEP INVESTMENTS LLC ZIVO Convertible Debt P - Purchase D 0.10 250,000.0000 2,500,000 625,000,000 66,955,232
2016-04-29 2015-09-02 4 HEP INVESTMENTS LLC ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 250,000 55,833,032
2016-04-29 2015-07-07 4 HEP INVESTMENTS LLC ZIVO Convertible Debt P - Purchase D 0.10 250,000.0000 2,500,000 625,000,000 64,455,232
2016-04-29 2015-07-07 4 HEP INVESTMENTS LLC ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 250,000 55,583,032
2016-04-29 2015-06-26 4 HEP INVESTMENTS LLC ZIVO Convertible Debt P - Purchase D 0.10 250,000.0000 2,500,000 625,000,000 61,955,232
2016-04-29 2015-06-26 4 HEP INVESTMENTS LLC ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 250,000 55,333,032
2016-04-29 2015-06-05 4 HEP INVESTMENTS LLC ZIVO Convertible Debt D - Sale to Issuer D 0.12 30,000.0000 -250,000 -7,500,000 59,455,232
2016-04-29 2015-05-01 4 HEP INVESTMENTS LLC ZIVO Convertible Debt P - Purchase D 0.10 237,200.0000 2,372,200 562,685,840 59,705,232
2016-04-29 2015-05-01 4 HEP INVESTMENTS LLC ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 237,200 55,083,032
2016-03-17 3 RONDEAU ROBERT O JR ZIVO Common Stock D 10,000
2016-03-17 3 RONDEAU ROBERT O JR ZIVO Common Stock D 10,000
2015-04-30 2015-04-28 4 HEP INVESTMENTS LLC ZIVO Accrued Interest converting into Common Stock P - Purchase D 7,774,165 54,845,832
2015-04-30 2015-04-28 4 HEP INVESTMENTS LLC ZIVO Common Stock P - Purchase D 0.1331 299,400 40 1,540,527
2015-04-30 2015-04-17 4 HEP INVESTMENTS LLC ZIVO Convertible Debt P - Purchase D 0.10 62,800.0000 628,000 39,438,400 47,071,667
2015-04-30 2015-04-17 4 HEP INVESTMENTS LLC ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 62,800 38,755,000
2015-04-30 2015-04-15 4 HEP INVESTMENTS LLC ZIVO Convertible Debt P - Purchase D 0.10 155,000.0000 1,550,000 240,250,000 46,443,667
2015-04-30 2015-04-15 4 HEP INVESTMENTS LLC ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 155,000 38,692,200
2015-04-30 2015-03-27 4 HEP INVESTMENTS LLC ZIVO Convertible Debt P - Purchase D 0.10 135,000.0000 1,350,000 182,250,000 44,893,667
2015-04-30 2015-03-27 4 HEP INVESTMENTS LLC ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 135,000 38,537,200
2015-04-30 2015-02-27 4 HEP INVESTMENTS LLC ZIVO Convertible Debt P - Purchase D 0.10 227,500.0000 2,275,000 517,562,500 43,543,667
2015-04-30 2015-02-27 4 HEP INVESTMENTS LLC ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 227,500 38,402,200
2015-04-30 2014-12-08 4 HEP INVESTMENTS LLC ZIVO Convertible Debt P - Purchase D 0.10 84,700.0000 847,000 71,740,900 41,268,667
2015-04-30 2014-12-08 4 HEP INVESTMENTS LLC ZIVO Common Stock Purchase Warrant P - Purchase D 0.10 84,700 38,174,700
2015-04-30 2014-09-19 4 HEP INVESTMENTS LLC ZIVO Convertible Debt P - Purchase D 0.15 250,000.0000 1,666,667 416,666,750 40,421,667
2015-04-30 2014-09-19 4 HEP INVESTMENTS LLC ZIVO Common Stock Purchase Warrant P - Purchase D 0.15 166,667 38,090,000
2015-04-10 2015-04-06 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0849 50,000 4 13,384,831
2015-01-08 2015-01-06 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0874 10,000 1 13,334,831
2015-01-08 2015-01-02 4 Maggiore Christopher D. ZIVO Common Stock P - Purchase D 0.0871 29,069 3 13,324,831
2014-12-01 2014-11-28 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.0863 125,400 11 13,295,762
2014-11-26 2014-11-25 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.0754 101,000 8 13,170,362
2014-11-26 2014-11-24 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.0928 20,000 2 13,069,362
2014-09-03 3 HEP INVESTMENTS LLC HEPI Common Stock D 2,482,254
2014-09-03 3 HEP INVESTMENTS LLC HEPI Common Stock D 2,482,254
2014-05-23 2014-05-23 4 Maggiore Christopher D. HEPI.OB Common Stock P - Purchase D 0.1748 15,000 3 13,049,362
2014-05-23 2014-05-22 4 Maggiore Christopher D. HEPI.OB Common Stock P - Purchase D 0.1713 15,000 3 13,034,362
2014-05-23 2014-05-21 4 Maggiore Christopher D. HEPI.OB Common Stock P - Purchase D 0.1737 5,000 1 13,019,362
2014-05-23 2014-05-20 4 Maggiore Christopher D. HEPI.OB Common Stock P - Purchase D 0.1725 10,000 2 13,014,362
2014-05-23 2014-05-19 4 Maggiore Christopher D. HEPI.OB Common Stock P - Purchase D 0.1750 5,000 1 13,004,362
2014-05-23 2014-05-16 4 Maggiore Christopher D. HEPI.OB Common Stock P - Purchase D 0.1838 20,000 4 12,999,362
2014-05-23 2014-05-13 4 Maggiore Christopher D. HEPI.OB Common Stock P - Purchase D 0.1746 1,500 0 12,979,362
2014-05-09 2014-05-09 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.1671 25,000 4 12,977,862
2014-05-09 2014-05-08 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.1743 22,400 4 12,952,862
2014-05-02 2014-05-02 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.1759 85,000 15 12,930,462
2014-05-02 2014-05-01 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.1828 25,000 5 12,845,461
2014-05-02 2014-04-30 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.1829 65,000 12 12,820,460
2014-05-02 2014-04-29 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.1833 50,000 9 12,755,459
2014-04-25 2014-04-23 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2140 5,000 1 12,705,457
2014-04-25 2014-04-22 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.1890 84,769 16 12,700,457
2014-04-25 2014-04-21 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.1818 20,000 4 12,615,687
2013-08-09 2013-08-01 4/A Maggiore Christopher D. HEPI COMMON STOCK P - Purchase D 0.2200 454,546 100 12,595,686
2013-08-08 2013-08-01 4 Maggiore Christopher D. HEPI COMMON STOCK P - Purchase D 0.1200 833,333 100 12,974,473
2013-06-20 2013-06-18 4 Gorman John HEP Common Stock P - Purchase D 0.3929 61,000 24 977,599
2013-06-20 2013-06-15 4 Gorman John HEP Common Stock Purchase Warrant M - Exercise D 0.15 -500,000 350,000
2013-06-20 2013-06-15 4 Gorman John HEP Common Stock F - Taxes D 0.3840 -195,313 -75 916,599
2013-06-20 2013-06-15 4 Gorman John HEP Common Stock M - Exercise D 0.1500 500,000 75 1,111,912
2013-06-20 2012-11-01 4 Gorman John HEP Common Stock Purchase Warrant A - Award D 0.12 50,000 850,000
2013-04-24 2013-04-19 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.3812 67,700 26 12,141,140
2013-04-19 2013-04-12 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.3000 8,200 2 12,073,440
2013-04-05 2013-04-01 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.3050 37,000 11 12,065,240
2013-03-27 2013-03-25 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2880 155,200 45 12,030,240
2013-03-08 2013-03-08 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2305 160,000 37 11,875,040
2013-03-08 2013-03-07 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2045 25,500 5 11,715,040
2013-03-08 2013-03-05 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2171 15,500 3 11,689,540
2013-03-05 2013-02-28 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2167 15,000 3 11,674,040
2013-03-05 2013-02-26 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2181 10,500 2 11,659,040
2013-02-22 2013-02-22 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2300 71,400 16 11,648,540
2013-02-22 2013-02-21 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2313 25,000 6 11,577,140
2013-02-22 2013-02-19 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2313 22,000 5 11,552,140
2013-02-12 2013-02-11 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2350 20,000 5 11,530,140
2013-02-11 2013-02-08 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2350 44,100 10 11,510,140
2013-02-11 2013-01-31 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2681 6,500 2 11,466,040
2013-01-31 2013-01-29 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2685 81,500 22 11,459,540
2013-01-31 2013-01-28 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2727 6,000 2 11,378,040
2013-01-25 2013-01-25 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2569 184,500 47 11,372,040
2013-01-25 2013-01-24 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2361 11,000 3 11,187,540
2013-01-25 2013-01-23 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2490 5,625 1 11,176,540
2013-01-24 2013-01-22 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2510 16,000 4 11,170,915
2013-01-22 2013-01-18 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2466 18,500 5 11,154,915
2013-01-16 2013-01-15 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2639 52,500 14 11,136,415
2013-01-15 2013-01-14 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2624 60,000 16 11,083,915
2013-01-14 2013-01-11 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2848 37,500 11 11,023,915
2013-01-11 3/A Maggiore Christopher D. HEPI COMMON STOCK D 10,823,415
2013-01-11 2013-01-10 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2807 35,000 10 10,986,415
2013-01-11 2013-01-09 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2850 47,500 14 10,951,415
2013-01-11 2013-01-08 4 Maggiore Christopher D. HEPI Common Stock P - Purchase D 0.2641 80,500 21 10,903,915
2013-01-10 3 Maggiore Christopher D. HEPI COMMON STOCK D 10,823,415
2012-11-29 2012-11-28 4 DAHL ANDREW A HEPI Common Stock P - Purchase D 0.1083 5,000 1 2,090,232
2012-11-27 2012-11-27 4 DAHL ANDREW A HEPI Common Stock P - Purchase D 0.1083 95,000 10 2,085,232
2012-01-05 2011-11-23 4 WARNER STEPHEN J HEPI.OB Common Stock Purchase Warrant A - Award D 0.15 300,000 500,000
2012-01-05 2010-10-13 4 WARNER STEPHEN J HEPI.OB Common Stock Purchase Warrant A - Award D 0.15 200,000 200,000
2012-01-04 2011-11-23 4 Crissman John D HEPI.OB Common Stock Purchase Warrant A - Award D 0.15 200,000 900,000
2012-01-04 2011-11-23 4 Crissman John D HEPI.OB Common Stock Purchase Warrant A - Award D 0.15 300,000 700,000
2012-01-04 2011-07-01 4 Crissman John D HEPI.OB Common Stock Purchase Warrant A - Award D 0.22 200,000 400,000
2012-01-04 2011-11-23 4 Gorman John HEPI.OB Common Stock Purchase Warrant A - Award D 0.15 300,000 840,000
2012-01-04 2012-01-04 4 RICE II PHILIP M HEPI.OB Common Stock Purchase Warrant A - Award D 0.12 200,000 200,000
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
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