| Ações em Circulação | 15,072,762 shares |
| Ações de Insider | 22,870,707 shares |
| Total de Insiders | 32 |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Percentual do Float Comprado por Insiders (Classificação)
8921 out of 10786
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
Nano Magic Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Douglas P Baker | 1,349,100 | ||
|
Ronald J Berman
Director, 10% Owner -
[D]
|
1,039,149 | 1,039,149 | |
| Berman Tom J. President & CEO, Director - [D] [O] | 462,179 | 462,179 | |
| Tracy K Bramlett Director - [D] | 0 | 0 | |
|
Carl Zeiss Inc.
10% Owner -
|
0 | 0 | |
| Richard Lee Fink Pres, Applied Nanotech, Inc. - [O] | 105,999 | 105,999 | |
| Miles Geoffrey Gatland Director - [D] | 222,840 | 222,840 | |
| Raymond William Gunn Director - [D] | 36,924 | 36,924 | |
| Lara O'Connor Hodgson Director - [D] | 5,333 | 5,333 | |
| Hollister John B. III | 0 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Holmes Douglas Q. Director - [D] | 40,529 | 40,529 | |
| Casey Hurbis Director - [D] | 66,666 | 66,666 | |
| Alan Jernigan | 0 | ||
| Xin D Li Director - [D] | 6,578,948 | 6,578,948 | |
| John Todd Lunsford Director - [D] | 46,587 | 46,587 | |
|
Magic Growth 2 LLC
10% Owner -
|
1,154,462 | 1,154,462 | |
|
Magic Growth LLC
10% Owner -
|
980,771 | 980,771 | |
|
PEN Comeback 2, LLC
10% Owner -
|
864,781 | 864,781 | |
|
PEN Comeback, LLC
10% Owner -
|
1,275,366 | 1,275,366 | |
| Paul F Rocheleau Director - [D] | 201,667 | 201,667 | |
| Robert Ronstadt Director - [D] | 5,325,804 | 5,325,804 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Jeanne M Rickert Chief Legal Officer, Director - [D] [O] | 628,867 | 628,867 | |
|
Rickert Scott E.
Chairman, Director, 10% Owner -
[D]
[O]
|
670,347 | 670,347 | |
| David M Sherbin Director - [D] | 16,000 | 16,000 | |
| James A Sharp | 0 | ||
| Jacqueline M Soptick Chief Accounting Officer - [O] | 19,457 | 19,457 | |
| Patrick V Stark Director - [D] | 38,462 | 38,462 | |
| Leandro Vera | 0 | ||
| Bruce Vereecken CFO, Treasurer - [O] | 2,825,882 | 2,825,882 | |
| Adam Craig Wasserman Chief Financial Officer - [O] | 0 | 0 | |
| Howard G JR Westerman Director - [D] | 263,687 | 263,687 | |
| Zvi Yaniv | 1,245,600 |
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em NMGX / Nano Magic Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em NMGX / Nano Magic Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
| Data de Negociação | Insider | Reported Shares |
Preço Reportado |
Ações Ajustadas |
Preço Ajustado |
Base de Custo | Dias até Mín |
Preço em Mín |
Máxima Perda Evitada ($) |
Máxima Perda Evitada (%) |
|---|---|---|---|---|---|---|---|---|---|---|
| 2017-05-23 | Carl Zeiss Inc. | 263,462 | 0.3800 | 263,462 | 0.3800 | 100,116 | 93 | 0.7100 | 86,943 | 86.84 |
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-05-28 | 2024-05-23 | 4 | BERMAN RONALD J | NMGX | Common Stock | D | 0.9000 | 2,000 | 2 | 1,039,149 | ||||
| 2024-05-14 | 3 | Hurbis Casey | NMGX | Common stock | D | 33,333 | ||||||||
| 2023-12-07 | 2023-12-06 | 4 | Rickert Scott E. | NMGX | Common Stock | D | 0.6500 | 36,924 | 24 | 670,347 | ||||
| 2023-12-07 | 2023-12-06 | 4 | Rickert Jeanne M | NMGX | Common Stock | D | 0.6500 | 36,924 | 24 | 628,867 | ||||
| 2023-12-07 | 2023-12-06 | 4 | Gunn Raymond William | NMGX | Common Stock | D | 0.6500 | 36,924 | 24 | 36,924 | ||||
| 2023-12-07 | 2023-12-06 | 4 | Gatland Miles Geoffrey | NMGX | Common Stock | D | 0.6500 | 36,924 | 24 | 222,840 | ||||
| 2023-12-07 | 2023-12-06 | 4 | Berman Tom J. | NMGX | Common Stock | D | 0.6500 | 36,924 | 24 | 462,179 | ||||
| 2023-12-07 | 2023-12-06 | 4 | BERMAN RONALD J | NMGX | Common Stock | D | 0.6500 | 36,924 | 24 | 1,037,149 | ||||
| 2023-11-01 | 2023-10-31 | 4 | Rickert Scott E. | NMGX | Common Stock | I | 0.7500 | 4,444 | 3 | 633,423 | ||||
| 2023-11-01 | 2023-10-31 | 4 | Rickert Jeanne M | NMGX | Common Stock | I | 0.7500 | 4,444 | 3 | 625,173 | ||||
| 2023-05-22 | 2023-05-17 | 4 | BERMAN RONALD J | NMGX | Common Stock | D | 0.4500 | 5,000 | 2 | 1,005,225 | ||||
| 2022-12-08 | 2022-12-06 | 4 | Berman Tom J. | NMGX | Common Stock | D | 0.7500 | 32,000 | 24 | 425,255 | ||||
| 2022-12-08 | 2022-12-06 | 4 | Rickert Scott E. | NMGX | Common Stock | D | 0.7500 | 32,000 | 24 | 628,498 | ||||
| 2022-12-08 | 2022-12-06 | 4 | BERMAN RONALD J | NMGX | Common Stock | D | 0.7500 | 32,000 | 24 | 1,000,225 | ||||
| 2022-12-08 | 2022-12-06 | 4 | Gatland Miles Geoffrey | NMGX | Common Stock | D | 0.7500 | 32,000 | 24 | 185,916 | ||||
| 2022-12-08 | 2022-12-06 | 4 | Rickert Jeanne M | NMGX | Common Stock | D | 0.7500 | 32,000 | 24 | 620,298 | ||||
| 2022-12-08 | 2022-12-06 | 4 | SHERBIN DAVID M | NMGX | Common Stock | D | 0.7500 | 16,000 | 12 | 16,000 | ||||
| 2022-05-27 | 2022-05-25 | 4 | BERMAN RONALD J | NMGX | Warrants | I | 1.50 | 26,456 | 972,643 | |||||
| 2022-05-27 | 2022-05-25 | 4 | BERMAN RONALD J | NMGX | Common Stock | I | 26,456 | 986,681 | ||||||
| 2022-02-17 | 3 | Gatland Miles Geoffrey Through LLC investment | NMGX | Common stock | I | 368,400 | ||||||||
| 2022-02-17 | 3 | Gatland Miles Geoffrey | NMGX | Common stock | D | 153,916 | ||||||||
| 2021-12-16 | 2021-12-14 | 4 | Westerman Howard G JR | NMGX | Common Stock | D | 0.7500 | 8,000 | 6 | 263,687 | ||||
| 2021-12-16 | 2021-12-14 | 4 | Rickert Scott E. | NMGX | Common Stock | D | 0.7500 | 8,000 | 6 | 596,498 | ||||
| 2021-12-16 | 2021-12-14 | 4 | Rickert Jeanne M | NMGX | Common Stock | D | 0.7500 | 8,000 | 6 | 588,298 | ||||
| 2021-12-16 | 2021-12-14 | 4 | Hodgson Lara O'Connor | NMGX | Common Stock | D | 0.7500 | 5,333 | 4 | 5,333 | ||||
| 2021-12-16 | 2021-12-14 | 4 | Berman Tom J. | NMGX | Common Stock | D | 0.7500 | 8,000 | 6 | 393,255 | ||||
| 2021-12-16 | 2021-12-14 | 4 | BERMAN RONALD J | NMGX | Common Stock | D | 0.7500 | 8,000 | 6 | 968,225 | ||||
| 2021-11-12 | 2021-11-10 | 4 | BERMAN RONALD J | NMGX | Warrants | I | 1.50 | 462,625 | 947,187 | |||||
| 2021-11-12 | 2021-11-10 | 4 | BERMAN RONALD J | NMGX | Common Stock | I | -165,663 | 960,225 | ||||||
| 2021-11-12 | 2021-11-10 | 4 | BERMAN RONALD J | NMGX | Common Stock | D | 165,663 | 960,225 | ||||||
| 2021-11-12 | 2021-11-10 | 4 | Berman Tom J. | NMGX | Warrants | I | 1.50 | 481,435 | 3,389,191 | |||||
| 2021-11-12 | 2021-11-10 | 4 | Berman Tom J. | NMGX | Common Stock | I | -48,349 | 385,255 | ||||||
| 2021-11-12 | 2021-11-10 | 4 | Berman Tom J. | NMGX | Common Stock | D | 48,349 | 385,255 | ||||||
| 2021-11-12 | 2021-11-10 | 4 | Westerman Howard G JR | NMGX | Warrants | I | 1.50 | -47,600 | 143,431 | |||||
| 2021-11-12 | 2021-11-10 | 4 | Westerman Howard G JR | NMGX | Common Stock | I | -81,965 | 255,687 | ||||||
| 2021-11-12 | 2021-11-10 | 4 | Westerman Howard G JR | NMGX | Common Stock | D | 81,965 | 255,687 | ||||||
| 2021-11-12 | 2021-11-10 | 4 | Fink Richard Lee | NMGX | Warrants | I | 1.50 | -3,659 | 11,061 | |||||
| 2021-11-12 | 2021-11-10 | 4 | Fink Richard Lee | NMGX | Common Stock | I | -8,700 | 105,999 | ||||||
| 2021-11-12 | 2021-11-10 | 4 | Fink Richard Lee | NMGX | Common Stock | D | 8,700 | 105,999 | ||||||
| 2021-11-10 | 3/A | Fink Richard Lee | NMGX | Class A common stock Note | D | 17,500 | ||||||||
| 2021-11-10 | 3/A | Fink Richard Lee Note | NMGX | Class A common stock | I | 12,750 | ||||||||
| 2021-11-10 | 2021-11-10 | 4 | PEN Comeback, LLC | NMGX | Common Stock | D | -678,735 | 1,275,366 | ||||||
| 2021-11-10 | 2021-11-10 | 4 | PEN Comeback 2, LLC | NMGX | Common Stock | D | -1,113,162 | 864,781 | ||||||
| 2021-09-15 | 2021-09-10 | 4/A | BERMAN RONALD J | NMGX | Warrants | I | 1.50 | 36,788 | 440,949 | |||||
| 2021-09-15 | 2021-09-10 | 4/A | BERMAN RONALD J | NMGX | Common Stock | I | 36,789 | 740,156 | ||||||
| 2021-09-14 | 2021-09-10 | 4 | BERMAN RONALD J | NMGX | Warrants | I | 1.50 | 36,788 | 871,528 | |||||
| 2021-09-14 | 2021-09-10 | 4 | BERMAN RONALD J | NMGX | Common Stock | I | 36,789 | 853,171 | ||||||
| 2021-07-26 | 2021-07-23 | 4 | BERMAN RONALD J | NMGX | Warrants | I | 1.50 | 29,431 | 834,739 | |||||
| 2021-07-26 | 2021-07-23 | 4 | BERMAN RONALD J | NMGX | Common Stock | I | 29,432 | 816,381 | ||||||
| 2021-03-23 | 3 | Magic Growth 2 LLC | NMGX | Common stock | D | 1,154,462 | ||||||||
| 2021-03-04 | 2021-03-02 | 4 | BERMAN RONALD J | NMGX | Option | D | 0.75 | 100,000 | 941,040 | |||||
| 2021-03-04 | 2021-03-02 | 4 | BERMAN RONALD J | NMGX | Common Stock | D | 0.9500 | 6,315 | 6 | 688,132 | ||||
| 2021-03-04 | 2021-03-02 | 4 | Rickert Scott E. | NMGX | Common Stock | D | 0.9500 | 6,315 | 6 | 588,498 | ||||
| 2021-03-04 | 2021-03-02 | 4 | Lunsford John Todd | NMGX | Common Stock | D | 0.9500 | 6,315 | 6 | 46,587 | ||||
| 2021-03-04 | 2021-03-02 | 4 | Rickert Jeanne M | NMGX | Common Stock | D | 0.9500 | 6,315 | 6 | 580,298 | ||||
| 2021-03-04 | 2021-03-02 | 4 | Berman Tom J. | NMGX | Options | D | 0.75 | 2,050,000 | 2,607,756 | |||||
| 2021-03-04 | 2021-03-02 | 4 | Berman Tom J. | NMGX | Common Stock | D | 0.9500 | 6,315 | 6 | 124,647 | ||||
| 2021-03-04 | 2021-03-02 | 4 | Westerman Howard G JR | NMGX | Common Stock | D | 0.9500 | 6,315 | 6 | 109,508 | ||||
| 2020-12-09 | 2020-12-08 | 4 | BERMAN RONALD J | NMGX | Common Stock | D | 0.9500 | 337 | 0 | 681,817 | ||||
| 2020-12-09 | 2020-12-08 | 4 | BERMAN RONALD J | NMGX | Common Stock | D | 0.8500 | 663 | 1 | 681,480 | ||||
| 2020-12-09 | 2020-12-08 | 4 | BERMAN RONALD J | NMGX | Common Stock | D | 0.8000 | 1,500 | 1 | 680,817 | ||||
| 2020-12-09 | 2020-12-08 | 4 | BERMAN RONALD J | NMGX | Common Stock | D | 0.7500 | 500 | 0 | 679,317 | ||||
| 2020-10-26 | 2020-10-23 | 4 | PEN Comeback, LLC The stock was distributed to its indirect owner. | NMGX | Common Stock | I | -120,000 | 1,954,101 | ||||||
| 2020-09-14 | 2020-09-14 | 4 | Magic Growth LLC | NMGX | Warrant | D | 2.00 | 0.0500 | 130,750 | 7 | 980,725 | |||
| 2020-09-14 | 2020-09-14 | 4 | Magic Growth LLC | NMGX | Common Stock | D | 1.2500 | 130,770 | 163 | 980,771 | ||||
| 2020-08-19 | 3 | Magic Growth LLC | NMGX | Common Stock | D | 850,001 | ||||||||
| 2020-08-18 | 2020-08-17 | 4 | BERMAN RONALD J | NMGX | Warrant | D | 1.50 | 7,500 | 881,040 | |||||
| 2020-08-18 | 2020-08-17 | 4 | Berman Tom J. | NMGX | Warrants | D | 1.50 | 7,500 | 557,756 | |||||
| 2020-07-15 | 2020-04-08 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 1.2000 | 1,100 | 1 | 678,817 | ||||
| 2020-07-15 | 2020-03-03 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 1.7000 | 100 | 0 | 677,717 | ||||
| 2020-07-15 | 2020-01-22 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 0.6500 | 1,000 | 1 | 677,617 | ||||
| 2020-07-15 | 2020-01-06 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 0.6500 | 1,000 | 1 | 676,617 | ||||
| 2020-07-15 | 2020-01-02 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 0.5500 | 1,000 | 1 | 675,617 | ||||
| 2020-07-15 | 2019-12-27 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 0.6500 | 1,200 | 1 | 674,617 | ||||
| 2020-07-15 | 2019-12-12 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 0.6000 | 1,000 | 1 | 673,417 | ||||
| 2020-07-15 | 2019-12-10 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 0.6400 | 2,500 | 2 | 672,417 | ||||
| 2020-07-15 | 2019-12-03 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 0.7000 | 1,100 | 1 | 669,917 | ||||
| 2020-07-15 | 2019-11-22 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 0.5800 | 50 | 0 | 668,817 | ||||
| 2020-07-15 | 2019-11-15 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 0.6000 | 1 | 0 | 668,767 | ||||
| 2020-07-15 | 2019-11-07 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 0.5800 | 100 | 0 | 668,766 | ||||
| 2020-07-15 | 2019-11-06 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 0.5700 | 1,000 | 1 | 668,666 | ||||
| 2020-07-15 | 2019-10-22 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 0.5500 | 1,000 | 1 | 667,666 | ||||
| 2020-07-15 | 2018-07-19 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 0.8000 | 200 | 0 | 666,666 | ||||
| 2020-07-15 | 2018-05-31 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 0.8100 | 6 | 0 | 666,466 | ||||
| 2020-07-15 | 2018-04-06 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 1.2000 | 200 | 0 | 666,460 | ||||
| 2020-07-15 | 2018-02-28 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 1.1000 | 100 | 0 | 666,260 | ||||
| 2020-07-15 | 2018-02-22 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 1.2800 | 200 | 0 | 666,160 | ||||
| 2020-07-15 | 3 | PEN Comeback, LLC | NMGX | Common Stock | D | 4,148,202 | ||||||||
| 2020-07-15 | 3 | PEN Comeback, LLC | NMGX | Common Stock | D | 4,148,202 | ||||||||
| 2020-07-15 | 3 | PEN Comeback, LLC | NMGX | Common Stock | D | 4,148,202 | ||||||||
| 2020-07-15 | 3 | PEN Comeback 2, LLC | NMGX | Common Stock | D | 3,955,886 | ||||||||
| 2020-07-15 | 3 | PEN Comeback 2, LLC | NMGX | Common Stock | D | 3,955,886 | ||||||||
| 2020-07-15 | 3 | PEN Comeback 2, LLC | NMGX | Common Stock | D | 3,955,886 | ||||||||
| 2020-05-14 | 3 | Fink Richard Lee | NMGX | Class A common stock | D | 47,570 | ||||||||
| 2020-05-14 | 3 | Fink Richard Lee | NMGX | Class A common stock | D | 47,570 | ||||||||
| 2020-05-14 | 3 | Fink Richard Lee Note | NMGX | Class A common stock | I | 42,640 | ||||||||
| 2020-05-14 | 3 | Fink Richard Lee Note | NMGX | Class A common stock | I | 42,640 | ||||||||
| 2020-05-14 | 3 | Fink Richard Lee | NMGX | Class A common stock | D | 47,570 | ||||||||
| 2020-05-14 | 3 | Fink Richard Lee Note | NMGX | Class A common stock | I | 42,640 | ||||||||
| 2020-05-13 | 2020-04-08 | 4 | BERMAN RONALD J | NMGX | Class A Common Stock | D | 1.2000 | 1,100 | 1 | 672,295 | ||||
| 2020-03-26 | 2020-03-24 | 4 | Berman Tom J. Note 2 | PENC | Warrants | I | 1.50 | 0.0300 | 36,794 | 1 | 550,262 | |||
| 2020-03-26 | 2020-03-24 | 4 | Berman Tom J. Note 1 | PENC | Class A Common Stock | I | 0.6500 | 31,810 | 21 | 131,056 | ||||
| 2020-02-26 | 2020-02-24 | 4 | Lunsford John Todd | PENC | Warrant | I | 1.50 | 0.0300 | 36,763 | 1 | 36,763 | |||
| 2020-02-26 | 2020-02-24 | 4 | Lunsford John Todd | PENC | Class A Common Stock | I | 0.6500 | 36,764 | 24 | 40,272 | ||||
| 2020-02-26 | 2020-02-24 | 4 | BERMAN RONALD J | PENC | Warrant | I | 1.50 | 0.0300 | 36,763 | 1 | 368,935 | |||
| 2020-02-26 | 2020-02-24 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | I | 0.6500 | 36,764 | 24 | 677,232 | ||||
| 2020-02-14 | 2020-02-12 | 4 | Rickert Scott E. | PENC | Class A Common Stock | D | 0.5700 | 3,508 | 2 | 582,183 | ||||
| 2020-02-14 | 2020-02-12 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.5700 | 3,508 | 2 | 103,193 | ||||
| 2020-02-14 | 2020-02-12 | 4 | Berman Tom J. | PENC | Class A Common Stock | D | 0.5700 | 3,508 | 2 | 85,214 | ||||
| 2020-02-14 | 2020-02-12 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.5700 | 3,508 | 2 | 640,523 | ||||
| 2020-02-14 | 2020-02-12 | 4 | Rickert Jeanne M | PENC | Class A Common Stock | D | 0.5700 | 3,508 | 2 | 573,983 | ||||
| 2020-02-14 | 3 | Lunsford John Todd | PENC | Class A common stock | D | 7,016 | ||||||||
| 2020-02-14 | 3 | Lunsford John Todd | PENC | Class A common stock | D | 7,016 | ||||||||
| 2020-02-14 | 3 | Lunsford John Todd | PENC | Class A common stock | D | 7,016 | ||||||||
| 2020-01-23 | 2020-01-22 | 4 | BERMAN RONALD J | PENC | Warrant | I | 1.50 | 0.0300 | 14,706 | 0 | 332,172 | |||
| 2020-01-23 | 2020-01-22 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | I | 0.6500 | 14,706 | 10 | 332,172 | ||||
| 2020-01-03 | 2019-12-30 | 4 | Soptick Jacqueline M | PENC | Class A Common Stock | D | 0.6500 | 17,500 | 11 | 19,457 | ||||
| 2019-12-19 | 2019-12-18 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.5800 | 3,448 | 2 | 99,695 | ||||
| 2019-12-19 | 2019-12-18 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 0.5800 | 3,448 | 2 | 40,529 | ||||
| 2019-12-19 | 2019-12-18 | 4 | Rickert Jeanne M | PENC | Class A Common Stock | D | 0.5800 | 3,448 | 2 | 570,385 | ||||
| 2019-12-19 | 2019-12-18 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.5800 | 3,448 | 2 | 411,286 | ||||
| 2019-12-19 | 2019-12-18 | 4 | Rickert Scott E. | PENC | Class A Common Stock | D | 0.5800 | 3,448 | 2 | 578,675 | ||||
| 2019-12-19 | 2019-12-18 | 4 | Berman Tom J. | PENC | Class A Common Stock | D | 0.5800 | 3,448 | 2 | 18,239 | ||||
| 2019-11-04 | 2019-10-31 | 4 | Rickert Scott E. | PENC | Warrant | I | 1.50 | 0.0300 | 4 | 0 | 4 | |||
| 2019-11-04 | 2019-10-31 | 4 | Rickert Scott E. | PENC | Class A Common Stock | I | 0.6500 | 5,128 | 3 | 575,227 | ||||
| 2019-11-04 | 2019-10-31 | 4 | Rickert Jeanne M | PENC | Warrant | I | 1.50 | 0.0300 | 4 | 0 | 4 | |||
| 2019-11-04 | 2019-10-31 | 4 | Rickert Jeanne M | PENC | Class A Common Stock | I | 0.6500 | 5,128 | 3 | 566,937 | ||||
| 2019-10-25 | 2019-10-24 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 0.6000 | 3,333 | 2 | 37,081 | ||||
| 2019-10-25 | 2019-10-24 | 4 | Rickert Scott E. | PENC | Class A Common Stock | I | 0.6000 | 3,333 | 2 | 570,099 | ||||
| 2019-10-25 | 2019-10-24 | 4 | Rickert Jeanne M | PENC | Class A Common Stock | I | 0.6000 | 3,333 | 2 | 561,809 | ||||
| 2019-10-25 | 2019-10-24 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.6000 | 6,666 | 4 | 96,247 | ||||
| 2019-10-25 | 2019-10-24 | 4 | Berman Tom J. | PENC | Class A Common Stock | D | 0.6000 | 3,333 | 2 | 14,791 | ||||
| 2019-10-25 | 2019-10-24 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.6000 | 3,333 | 2 | 407,838 | ||||
| 2019-07-25 | 2019-07-24 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.6400 | 3,125 | 2 | 404,505 | ||||
| 2019-07-25 | 2019-07-24 | 4 | Berman Tom J. | PENC | Class A Common Stock | D | 0.6400 | 3,125 | 2 | 11,458 | ||||
| 2019-07-25 | 2019-07-24 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 0.6400 | 3,125 | 2 | 33,748 | ||||
| 2019-07-25 | 2019-07-24 | 4 | Rickert Scott E. See note | PENC | Class A Common Stock | I | 0.6400 | 3,125 | 2 | 566,726 | ||||
| 2019-07-25 | 2019-07-24 | 4 | Rickert Jeanne M See note | PENC | Class A Common Stock | I | 0.6400 | 3,125 | 2 | 558,476 | ||||
| 2019-07-25 | 2019-07-24 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.6400 | 3,125 | 2 | 89,581 | ||||
| 2019-07-01 | 2018-06-28 | 4 | BERMAN RONALD J | PENC | Warrant | I | 1.50 | 0.0300 | 67,631 | 2 | 317,466 | |||
| 2019-07-01 | 2018-06-28 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | I | 0.4000 | 67,631 | 27 | 317,466 | ||||
| 2019-07-01 | 2018-06-28 | 4 | Berman Tom J. | PENC | Warrant | I | 1.50 | 0.0300 | 13,526 | 0 | 63,493 | |||
| 2019-07-01 | 2018-06-28 | 4 | Berman Tom J. | PENC | Class A Common Stock | I | 0.4000 | 13,526 | 5 | 63,493 | ||||
| 2019-04-25 | 2019-04-24 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.6000 | 3,333 | 2 | 89,756 | ||||
| 2019-04-25 | 2019-04-24 | 4 | Rickert Scott E. | PENC | Class A Common Stock | I | 0.6000 | 3,333 | 2 | 563,601 | ||||
| 2019-04-25 | 2019-04-24 | 4 | Rickert Jeanne M | PENC | Class A Common Stock | I | 0.6000 | 3,333 | 2 | 555,351 | ||||
| 2019-04-25 | 2019-04-24 | 4 | Berman Tom J. | PENC | Class A Common Stock | D | 0.6000 | 3,333 | 2 | 8,333 | ||||
| 2019-04-25 | 2019-04-24 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 0.6000 | 3,333 | 2 | 30,623 | ||||
| 2019-04-25 | 2019-04-24 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.6000 | 3,333 | 2 | 401,380 | ||||
| 2019-04-05 | 2019-04-03 | 4 | Berman Tom J. | PENC | Option | D | 0.55 | 200,000 | 550,000 | |||||
| 2019-04-05 | 2019-04-03 | 4 | Berman Tom J. | PENC | Option | D | 0.55 | 125,000 | 350,000 | |||||
| 2019-04-05 | 2019-04-03 | 4 | Berman Tom J. | PENC | Option | D | 0.55 | 100,000 | 225,000 | |||||
| 2019-04-05 | 2019-04-03 | 4 | Berman Tom J. | PENC | Option | D | 0.55 | 75,000 | 125,000 | |||||
| 2019-04-05 | 2019-04-03 | 4 | Berman Tom J. | PENC | Option | D | 0.55 | 50,000 | 50,000 | |||||
| 2019-04-05 | 2019-04-03 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.5500 | 3,636 | 2 | 270,928 | ||||
| 2019-04-05 | 2019-04-03 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.5500 | 3,636 | 2 | 83,123 | ||||
| 2019-04-05 | 2019-04-03 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 0.5500 | 3,636 | 2 | 27,290 | ||||
| 2019-04-05 | 2019-04-03 | 4 | Rickert Jeanne M | PENC | Class A Common Stock | D | 0.5500 | 3,636 | 2 | 552,018 | ||||
| 2019-04-05 | 2019-04-03 | 4 | Rickert Scott E. | PENC | Class A Common Stock | D | 0.5500 | 3,636 | 2 | 560,268 | ||||
| 2019-03-25 | 2019-03-22 | 4 | BERMAN RONALD J | PENC | Warrant | I | 1.50 | 0.0300 | 41,160 | 1 | 196,280 | |||
| 2019-03-25 | 2019-03-22 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | I | 0.4000 | 41,160 | 16 | 463,572 | ||||
| 2019-02-04 | 2019-01-31 | 4 | Berman Tom J. See note | PENC | Options | I | 1.00 | 0.0300 | 29,615 | 1 | 29,615 | |||
| 2019-02-04 | 2019-01-31 | 4 | Berman Tom J. See note | PENC | Warrant Options | I | 0.03 | 0.0300 | 29,615 | 1 | 29,615 | |||
| 2019-02-04 | 2019-01-31 | 4 | Berman Tom J. See note | PENC | Warrant | I | 1.50 | 0.0300 | 47,120 | 1 | 47,120 | |||
| 2019-02-04 | 2019-01-31 | 4 | Berman Tom J. | PENC | Class A Common Stock | I | 0.4000 | 47,120 | 19 | 47,120 | ||||
| 2019-02-04 | 2019-01-31 | 4 | Westerman Howard G JR See note | PENC | Warrant | I | 1.50 | 0.0300 | 30,157 | 1 | 67,852 | |||
| 2019-02-04 | 2019-01-31 | 4 | Westerman Howard G JR See note | PENC | Class A Common Stock | I | 0.4000 | 30,157 | 12 | 67,852 | ||||
| 2018-12-07 | 2018-12-05 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 0.4000 | 5,000 | 2 | 23,654 | ||||
| 2018-12-07 | 2018-12-05 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.4000 | 5,000 | 2 | 48,889 | ||||
| 2018-12-07 | 2018-12-05 | 4 | Rickert Jeanne M Note | PENC | Class A Common Stock | I | 0.4000 | 5,000 | 2 | 558,882 | ||||
| 2018-12-07 | 2018-12-05 | 4 | Rickert Scott E. Note | PENC | Class A Common Stock | I | 0.4000 | 5,000 | 2 | 567,132 | ||||
| 2018-12-07 | 2018-12-05 | 4 | Berman Tom J. | PENC | Class A Common Stock | D | 0.4000 | 5,000 | 2 | 5,000 | ||||
| 2018-12-07 | 2018-12-05 | 4 | BERMAN RONALD J Note | PENC | Class A Common Stock | I | 0.4000 | 5,000 | 2 | 394,411 | ||||
| 2018-10-18 | 2018-10-16 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | I | 0.5000 | 127,119 | 64 | 389,411 | ||||
| 2018-10-18 | 2018-10-16 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.5000 | 4,000 | 2 | 262,292 | ||||
| 2018-10-18 | 2018-10-16 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 0.5000 | 4,000 | 2 | 18,654 | ||||
| 2018-10-18 | 2018-10-16 | 4 | Rickert Jeanne M See Footnote 1 | PENC | Class A Common Stock | I | 0.5000 | 13,333 | 7 | 553,882 | ||||
| 2018-10-18 | 2018-10-16 | 4 | Rickert Jeanne M | PENC | Class A Common Stock | D | 0.5000 | 4,000 | 2 | 540,549 | ||||
| 2018-10-18 | 2018-10-16 | 4 | Rickert Scott E. See Footnote 1 | PENC | Class A Common Stock | I | 0.5000 | 13,333 | 7 | 562,132 | ||||
| 2018-10-18 | 2018-10-16 | 4 | Rickert Scott E. | PENC | Class A Common Stock | D | 0.5000 | 5,774 | 3 | 560,799 | ||||
| 2018-10-18 | 2018-10-16 | 4 | Westerman Howard G JR | PENC | Option | I | 1.00 | 0.0300 | 33,898 | 1 | 102,753 | |||
| 2018-10-18 | 2018-10-16 | 4 | Westerman Howard G JR | PENC | Warrant Option | I | 2.00 | 0.0300 | 33,898 | 1 | 102,753 | |||
| 2018-10-18 | 2018-10-16 | 4 | Westerman Howard G JR | PENC | Warrant | I | 1.50 | 0.0300 | 33,898 | 1 | 68,855 | |||
| 2018-10-18 | 2018-10-16 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | I | 0.5000 | 33,898 | 17 | 77,787 | ||||
| 2018-10-18 | 2018-10-16 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.5000 | 4,000 | 2 | 43,889 | ||||
| 2018-10-18 | 2018-10-16 | 4 | BERMAN RONALD J | PENC | Option | I | 1.00 | 0.0300 | 127,119 | 4 | 383,100 | |||
| 2018-10-18 | 2018-10-16 | 4 | BERMAN RONALD J | PENC | Warrant Option | I | 2.00 | 0.0300 | 127,119 | 4 | 383,100 | |||
| 2018-10-18 | 2018-10-16 | 4 | BERMAN RONALD J | PENC | Warrant | I | 1.50 | 0.0300 | 127,119 | 4 | 255,981 | |||
| 2018-10-18 | 2018-10-16 | 4 | BERMAN RONALD J 2 | PENC | Class A Common Stock | I | 0.0500 | 127,119 | 6 | 389,411 | ||||
| 2018-10-18 | 2018-10-16 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0500 | 4,000 | 0 | 262,292 | ||||
| 2018-05-25 | 2018-05-23 | 4 | Rickert Scott E. SeeNote1 | PENC | Class A Common Stock | I | 1.1900 | 1,681 | 2 | 532,866 | ||||
| 2018-05-25 | 2018-05-23 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 1.1900 | 1,681 | 2 | 14,654 | ||||
| 2018-05-25 | 2018-05-23 | 4 | Rickert Jeanne M SeeNote1 | PENC | Class A Common Stock | I | 1.1900 | 1,681 | 2 | 526,390 | ||||
| 2018-05-25 | 2018-05-23 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 1.1900 | 1,681 | 2 | 39,889 | ||||
| 2018-05-25 | 2018-05-23 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.1900 | 1,681 | 2 | 258,292 | ||||
| 2018-03-01 | 2018-02-28 | 4 | Rickert Jeanne M See footnote 1 | PENC | Class A Common Stock | I | 1.3500 | 1,481 | 2 | 524,709 | ||||
| 2018-03-01 | 2018-02-28 | 4 | Rickert Scott E. See footnote 1 | PENC | Class A Common Stock | I | 1.3500 | 7,957 | 11 | 531,185 | ||||
| 2018-03-01 | 2018-02-28 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 1.3500 | 1,481 | 2 | 37,149 | ||||
| 2018-03-01 | 2018-02-28 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.3500 | 1,481 | 2 | 256,611 | ||||
| 2018-03-01 | 2018-02-28 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 1.3500 | 1,481 | 2 | 12,973 | ||||
| 2017-12-11 | 2017-12-05 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.2500 | 100 | 0 | 255,130 | ||||
| 2017-12-11 | 2017-12-05 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.3000 | 100 | 0 | 255,030 | ||||
| 2017-12-11 | 2017-12-04 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.4500 | 300 | 0 | 254,930 | ||||
| 2017-11-27 | 2017-11-23 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.3000 | 200 | 0 | 254,630 | ||||
| 2017-11-21 | 2017-11-17 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.3000 | 1,538 | 2 | 254,430 | ||||
| 2017-11-21 | 2017-11-17 | 4 | Rickert Jeanne M | PENC | Class A Common Stock | D | 1.3000 | 1,538 | 2 | 523,228 | ||||
| 2017-11-21 | 2017-11-17 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 1.3000 | 1,538 | 2 | 11,492 | ||||
| 2017-11-21 | 2017-11-17 | 4 | Rickert Scott E. | PENC | Class A Common Stock | D | 1.3000 | 1,538 | 2 | 523,228 | ||||
| 2017-11-21 | 2017-11-17 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 1.3000 | 1,538 | 2 | 35,668 | ||||
| 2017-11-06 | 2017-11-03 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.3500 | 200 | 0 | 252,892 | ||||
| 2017-11-06 | 2017-11-02 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.3000 | 1,300 | 2 | 252,592 | ||||
| 2017-10-23 | 2017-10-20 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.3000 | 400 | 1 | 251,292 | ||||
| 2017-10-23 | 2017-10-19 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.2500 | 100 | 0 | 250,892 | ||||
| 2017-10-23 | 2017-10-19 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.1300 | 150 | 0 | 250,792 | ||||
| 2017-10-23 | 2017-10-18 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.3000 | 300 | 0 | 250,642 | ||||
| 2017-10-10 | 2017-10-05 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5500 | 100 | 0 | 250,342 | ||||
| 2017-10-10 | 2017-10-04 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5000 | 101 | 0 | 250,242 | ||||
| 2017-10-02 | 2017-09-29 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5500 | 300 | 0 | 250,141 | ||||
| 2017-10-02 | 2017-09-28 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5000 | 300 | 0 | 249,841 | ||||
| 2017-10-02 | 2017-09-27 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5500 | 300 | 0 | 249,541 | ||||
| 2017-09-25 | 2017-09-22 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6500 | 500 | 1 | 249,241 | ||||
| 2017-09-25 | 2017-09-21 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.4800 | 1,367 | 2 | 248,741 | ||||
| 2017-09-18 | 2017-09-14 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.3500 | 500 | 1 | 247,374 | ||||
| 2017-09-18 | 2017-09-14 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.4500 | 300 | 0 | 246,874 | ||||
| 2017-08-28 | 2017-08-25 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.1500 | 200 | 0 | 246,574 | ||||
| 2017-08-28 | 2017-08-24 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.3000 | 86 | 0 | 246,374 | ||||
| 2017-08-28 | 2017-08-24 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.3500 | 169 | 0 | 246,288 | ||||
| 2017-08-28 | 2017-08-24 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.2500 | 345 | 0 | 246,119 | ||||
| 2017-08-21 | 2017-08-18 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.1000 | 400 | 0 | 245,774 | ||||
| 2017-08-21 | 2017-08-17 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.1500 | 800 | 1 | 245,374 | ||||
| 2017-08-14 | 2017-08-11 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.1200 | 6 | 0 | 244,574 | ||||
| 2017-08-14 | 2017-08-10 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.2000 | 400 | 0 | 244,568 | ||||
| 2017-08-14 | 2017-08-10 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.1500 | 100 | 0 | 244,168 | ||||
| 2017-08-14 | 2017-08-09 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.2500 | 900 | 1 | 244,068 | ||||
| 2017-08-07 | 2017-08-04 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.2400 | 500 | 1 | 243,168 | ||||
| 2017-08-07 | 2017-08-04 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.2000 | 2,951 | 4 | 242,668 | ||||
| 2017-08-07 | 2017-08-04 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.1700 | 49 | 0 | 239,717 | ||||
| 2017-08-07 | 2017-08-03 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.1500 | 900 | 1 | 239,668 | ||||
| 2017-08-07 | 2017-08-03 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.1000 | 100 | 0 | 238,768 | ||||
| 2017-08-07 | 2017-08-03 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.2000 | 500 | 1 | 238,668 | ||||
| 2017-08-07 | 2017-08-02 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.0800 | 1,500 | 2 | 238,168 | ||||
| 2017-08-07 | 2017-08-02 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.1000 | 500 | 1 | 236,668 | ||||
| 2017-08-01 | 2017-07-28 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.2500 | 1,294 | 2 | 236,168 | ||||
| 2017-08-01 | 2017-07-28 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.2000 | 1,000 | 1 | 234,874 | ||||
| 2017-07-31 | 2017-07-28 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 1.2500 | 1,600 | 2 | 34,130 | ||||
| 2017-07-31 | 2017-07-28 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.2500 | 1,600 | 2 | 233,874 | ||||
| 2017-07-31 | 2017-07-28 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 1.2500 | 1,600 | 2 | 9,954 | ||||
| 2017-07-31 | 2017-07-28 | 4 | Rickert Jeanne M | PENC | Class A Common Stock | D | 1.2500 | 1,600 | 2 | 521,690 | ||||
| 2017-07-31 | 2017-07-28 | 4 | Rickert Scott E. | PENC | Class A Common Stock | D | 1.2500 | 1,600 | 2 | 521,690 | ||||
| 2017-06-28 | 2017-06-24 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6200 | 570 | 1 | 232,274 | ||||
| 2017-06-05 | 2017-06-02 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7200 | 500 | 1 | 231,704 | ||||
| 2017-06-05 | 2017-06-01 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.8500 | 500 | 1 | 231,204 | ||||
| 2017-06-01 | 2017-05-23 | 4 | Carl Zeiss Inc. | PENC | Class Z common stock | D | -262,631 | 262,631 | ||||||
| 2017-06-01 | 2017-05-23 | 4 | Carl Zeiss Inc. | PENC | Class A Common Stock | D | 0.3800 | -263,462 | -100 | 0 | ||||
| 2017-06-01 | 2017-05-23 | 4 | Carl Zeiss Inc. | PENC | Class A Common Stock | D | 262,631 | 263,462 | ||||||
| 2017-05-25 | 2017-05-23 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.3800 | 131,731 | 50 | 230,704 | ||||
| 2017-05-25 | 2017-05-23 | 4 | Rickert Scott E. | PENC | Class A Common Stock | D | 0.3800 | 43,910 | 17 | 520,090 | ||||
| 2017-05-25 | 2017-05-23 | 4 | Rickert Jeanne M | PENC | Class A Common Stock | D | 0.3800 | 43,910 | 17 | 520,090 | ||||
| 2017-05-01 | 2017-04-28 | 4 | Rickert Scott E. | PENC | Class B Common Stock | D | 1.3000 | 6,154 | 8 | 475,687 | ||||
| 2017-05-01 | 2017-04-28 | 4 | Rickert Jeanne M | PENC | Class B Common Stock | D | 1.3000 | 6,154 | 8 | 475,687 | ||||
| 2017-05-01 | 2017-04-28 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.3000 | 3,077 | 4 | 98,973 | ||||
| 2017-05-01 | 2017-04-28 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 1.3000 | 3,077 | 4 | 8,354 | ||||
| 2017-05-01 | 2017-04-28 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 1.3000 | 3,846 | 5 | 32,530 | ||||
| 2017-03-27 | 2017-03-24 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.4000 | 500 | 1 | 95,896 | ||||
| 2017-03-24 | 2017-03-17 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.4000 | 45 | 0 | 95,396 | ||||
| 2017-03-24 | 2017-03-17 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.4500 | 500 | 1 | 95,351 | ||||
| 2017-03-13 | 2017-03-10 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5000 | 427 | 1 | 97,278 | ||||
| 2017-03-13 | 2017-03-09 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.4900 | 2,000 | 3 | 96,851 | ||||
| 2017-03-06 | 2017-03-03 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.4000 | 1,000 | 1 | 94,851 | ||||
| 2017-03-06 | 2017-03-01 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.4300 | 285 | 0 | 93,851 | ||||
| 2017-03-06 | 2017-02-28 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5000 | 700 | 1 | 93,566 | ||||
| 2017-03-06 | 2017-02-28 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6000 | 1,715 | 3 | 92,866 | ||||
| 2017-02-27 | 2017-02-24 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 1.5600 | 1,282 | 2 | 5,277 | ||||
| 2017-02-27 | 2017-02-24 | 4 | Rickert Jeanne M | PENC | Class B Common Stock | D | 1.5600 | 1,282 | 2 | 469,533 | ||||
| 2017-02-27 | 2017-02-24 | 4 | Rickert Scott E. | PENC | Class B Common Stock | D | 1.5600 | 1,282 | 2 | 469,533 | ||||
| 2017-02-27 | 2017-02-24 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 1.5600 | 1,282 | 2 | 28,684 | ||||
| 2017-02-27 | 2017-02-24 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5600 | 1,282 | 2 | 91,151 | ||||
| 2017-02-27 | 2017-02-23 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5500 | 412 | 1 | 89,869 | ||||
| 2017-02-22 | 2017-02-17 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5500 | 183 | 0 | 89,457 | ||||
| 2017-02-22 | 2017-02-15 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5900 | 599 | 1 | 89,274 | ||||
| 2017-02-22 | 2017-02-15 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5300 | 1,734 | 3 | 88,675 | ||||
| 2017-02-22 | 2017-02-14 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5900 | 1,000 | 2 | 86,491 | ||||
| 2017-02-16 | 3 | Soptick Jacqueline M | PENC | Class A Common Stock | D | 3,914 | ||||||||
| 2017-02-16 | 3 | Soptick Jacqueline M | PENC | Class A Common Stock | D | 3,914 | ||||||||
| 2017-02-13 | 2017-02-09 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6500 | 1,458 | 2 | 85,941 | ||||
| 2017-02-13 | 2017-02-09 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7000 | 21 | 0 | 84,483 | ||||
| 2017-02-13 | 2017-02-09 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7500 | 267 | 0 | 84,462 | ||||
| 2017-02-13 | 2017-02-09 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6000 | 112 | 0 | 84,195 | ||||
| 2017-02-13 | 2017-02-09 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5500 | 100 | 0 | 84,083 | ||||
| 2017-02-06 | 2017-02-02 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6500 | 133 | 0 | 83,983 | ||||
| 2017-02-06 | 2017-02-02 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6100 | 100 | 0 | 83,850 | ||||
| 2017-02-06 | 2017-02-02 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7000 | 200 | 0 | 83,750 | ||||
| 2017-02-06 | 2017-02-01 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7500 | 1,128 | 2 | 83,550 | ||||
| 2017-02-06 | 2017-02-01 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6700 | 500 | 1 | 82,422 | ||||
| 2017-02-06 | 2017-02-01 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7000 | 1,000 | 2 | 81,922 | ||||
| 2017-01-30 | 2017-01-27 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7500 | 1,000 | 2 | 80,922 | ||||
| 2017-01-30 | 2017-01-25 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.8000 | 500 | 1 | 79,922 | ||||
| 2017-01-23 | 2017-01-19 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7000 | 1,000 | 2 | 79,422 | ||||
| 2017-01-23 | 2017-01-13 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6000 | 600 | 1 | 78,422 | ||||
| 2017-01-09 | 2017-01-05 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7000 | 1,000 | 2 | 77,822 | ||||
| 2017-01-09 | 2017-01-04 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6500 | 500 | 1 | 76,822 | ||||
| 2017-01-03 | 2016-12-30 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5000 | 3,000 | 4 | 76,322 | ||||
| 2017-01-03 | 2016-12-28 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7000 | 60 | 0 | 73,322 | ||||
| 2016-12-27 | 2016-12-23 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7000 | 1,000 | 2 | 73,256 | ||||
| 2016-12-27 | 2016-12-22 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6000 | 866 | 1 | 72,256 | ||||
| 2016-12-19 | 2016-12-09 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7200 | 460 | 1 | 70,890 | ||||
| 2016-12-19 | 2016-12-15 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5000 | 6 | 0 | 71,396 | ||||
| 2016-12-19 | 2016-12-13 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6500 | 500 | 1 | 71,390 | ||||
| 2016-12-12 | 2016-12-09 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7200 | 460 | 1 | 65,267 | ||||
| 2016-12-12 | 2016-12-09 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5500 | 500 | 1 | 70,430 | ||||
| 2016-12-12 | 2016-12-08 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6700 | 500 | 1 | 69,930 | ||||
| 2016-12-12 | 2016-12-08 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7300 | 500 | 1 | 69,430 | ||||
| 2016-11-30 | 2016-11-23 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5250 | 500 | 1 | 68,930 | ||||
| 2016-11-30 | 2016-11-23 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5000 | 300 | 0 | 68,430 | ||||
| 2016-11-30 | 2016-11-22 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6500 | 500 | 1 | 68,130 | ||||
| 2016-11-30 | 2016-11-21 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.4500 | 900 | 1 | 67,630 | ||||
| 2016-11-30 | 2016-11-21 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.4500 | 500 | 1 | 66,730 | ||||
| 2016-11-30 | 2016-11-21 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6200 | 300 | 0 | 66,230 | ||||
| 2016-11-30 | 2016-11-21 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6500 | 72 | 0 | 65,930 | ||||
| 2016-11-30 | 2016-11-21 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7500 | 128 | 0 | 65,858 | ||||
| 2016-11-30 | 2016-11-21 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5200 | 363 | 1 | 65,730 | ||||
| 2016-11-30 | 2016-11-21 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.4000 | 100 | 0 | 65,367 | ||||
| 2016-11-21 | 2016-11-18 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6500 | 1,228 | 2 | 65,267 | ||||
| 2016-11-21 | 2016-11-17 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.8200 | 1,000 | 2 | 64,039 | ||||
| 2016-11-15 | 2016-11-14 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6500 | 1,212 | 2 | 63,039 | ||||
| 2016-11-15 | 2016-11-14 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 1.6500 | 1,212 | 2 | 3,995 | ||||
| 2016-11-15 | 2016-11-14 | 4 | Rickert Jeanne M | PENC | Class B Common Stock | D | 1.6500 | 1,212 | 2 | 468,924 | ||||
| 2016-11-15 | 2016-11-14 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 1.6500 | 1,212 | 2 | 14,289 | ||||
| 2016-11-15 | 2016-11-14 | 4 | Rickert Scott E. | PENC | Class B Common Stock | D | 1.6500 | 1,212 | 2 | 468,924 | ||||
| 2016-11-07 | 2016-11-04 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5000 | 800 | 1 | 61,827 | ||||
| 2016-11-07 | 2016-11-03 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.5800 | 452 | 1 | 61,027 | ||||
| 2016-11-07 | 2016-11-03 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6800 | 381 | 1 | 60,575 | ||||
| 2016-10-31 | 2016-10-28 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7000 | 1,000 | 2 | 60,194 | ||||
| 2016-10-31 | 2016-10-27 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.8000 | 500 | 1 | 59,194 | ||||
| 2016-10-21 | 2016-10-20 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.7500 | 440 | 1 | 58,694 | ||||
| 2016-10-21 | 2016-10-18 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.6500 | 2,224 | 4 | 58,254 | ||||
| 2016-10-14 | 2016-10-12 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.8000 | 1,000 | 2 | 56,030 | ||||
| 2016-10-14 | 2016-10-12 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.2870 | 500 | 1 | 55,030 | ||||
| 2016-10-14 | 2016-10-11 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.8500 | 1,000 | 2 | 54,530 | ||||
| 2016-10-05 | 2016-09-29 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 1.8700 | 221 | 0 | 53,530 | ||||
| 2016-10-05 | 2016-09-27 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.0500 | 1,900 | 4 | 53,309 | ||||
| 2016-09-19 | 2016-09-15 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.0000 | 500 | 1 | 51,409 | ||||
| 2016-08-29 | 2016-08-26 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.3500 | 1,000 | 2 | 50,909 | ||||
| 2016-08-29 | 2016-08-26 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.0000 | 1,000 | 2 | 49,909 | ||||
| 2016-08-15 | 2016-08-11 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.5000 | 158 | 0 | 48,909 | ||||
| 2016-08-15 | 2016-08-10 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.5000 | 2,907 | 7 | 48,751 | ||||
| 2016-08-08 | 2016-08-04 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.3500 | 500 | 1 | 45,844 | ||||
| 2016-08-08 | 2016-08-04 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.2500 | 497 | 1 | 45,344 | ||||
| 2016-08-08 | 2016-08-04 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.2250 | 500 | 1 | 44,847 | ||||
| 2016-07-27 | 2016-07-25 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.2500 | 889 | 2 | 44,347 | ||||
| 2016-07-27 | 2016-07-25 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 2.2500 | 889 | 2 | 2,783 | ||||
| 2016-07-27 | 2016-07-25 | 4 | Rickert Jeanne M | PENC | Class B Common Stock | D | 2.2500 | 889 | 2 | 467,712 | ||||
| 2016-07-27 | 2016-07-25 | 4 | Rickert Scott E. | PENC | Class B Common Stock | D | 2.2500 | 889 | 2 | 467,712 | ||||
| 2016-07-27 | 2016-07-25 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 2.2500 | 889 | 2 | 13,077 | ||||
| 2016-07-14 | 2016-07-12 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.7000 | 500 | 1 | 43,458 | ||||
| 2016-07-14 | 2016-07-12 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.6000 | 500 | 1 | 42,958 | ||||
| 2016-07-11 | 2016-07-08 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.5500 | 500 | 1 | 42,458 | ||||
| 2016-07-05 | 2016-07-01 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.5000 | 162 | 0 | 41,958 | ||||
| 2016-07-05 | 2016-07-01 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.6400 | 338 | 1 | 41,796 | ||||
| 2016-07-05 | 2016-07-01 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.7300 | 1,000 | 3 | 41,458 | ||||
| 2016-06-06 | 2016-06-02 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.9600 | 1,000 | 3 | 40,458 | ||||
| 2016-05-20 | 2016-05-18 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.9000 | 1,000 | 3 | 39,458 | ||||
| 2016-04-27 | 2016-04-25 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.5000 | 800 | 2 | 38,458 | ||||
| 2016-04-27 | 2016-04-25 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 2.5000 | 800 | 2 | 1,894 | ||||
| 2016-04-27 | 2016-04-25 | 4 | Rickert Jeanne M | PENC | Class B Common Stock | D | 2.5000 | 800 | 2 | 466,823 | ||||
| 2016-04-27 | 2016-04-25 | 4 | Rickert Scott E. | PENC | Class B Common Stock | D | 2.5000 | 800 | 2 | 466,823 | ||||
| 2016-04-27 | 2016-04-25 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 2.5000 | 1,200 | 3 | 12,188 | ||||
| 2016-04-13 | 2016-04-12 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 2.5000 | 513 | 1 | 38,171 | ||||
| 2016-04-07 | 2016-02-17 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 3.2000 | 312 | 1 | 37,658 | ||||
| 2016-02-19 | 2016-02-18 | 4 | Carl Zeiss Inc. | PENC | Class A Common Stock | D | 312 | 831 | ||||||
| 2016-02-19 | 2016-02-17 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 3.2000 | 312 | 1 | 1,094 | ||||
| 2016-02-19 | 2016-02-17 | 4 | Rickert Scott E. | PENC | Class B Common Stock | D | 3.2000 | 312 | 1 | 466,023 | ||||
| 2016-02-19 | 2016-02-17 | 4 | Rickert Jeanne M | PENC | Class B Common Stock | D | 3.2000 | 312 | 1 | 466,023 | ||||
| 2016-02-19 | 2016-02-17 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 3.2000 | 312 | 1 | 24,101 | ||||
| 2016-02-19 | 2016-02-17 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 3.2000 | 312 | 1 | 37,152 | ||||
| 2016-01-22 | 2015-08-13 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0122 | 28,650 | 0 | 3,650,063 | ||||
| 2016-01-22 | 2015-11-20 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0229 | 96,490 | 2 | 5,128,930 | ||||
| 2016-01-22 | 2015-11-25 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0260 | 1,783 | 0 | 4,093,223 | ||||
| 2016-01-22 | 2015-12-24 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0130 | 100,000 | 1 | 6,530,213 | ||||
| 2016-01-11 | 2016-01-08 | 4 | Wasserman Adam Craig | PENC | Common Stock | D | 0.0098 | -670,000 | -7 | 0 | ||||
| 2016-01-07 | 2016-01-06 | 4 | Wasserman Adam Craig | PENC | Common Stock | D | 0.0102 | -900,000 | -9 | 670,000 | ||||
| 2016-01-05 | 2015-12-31 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0122 | 200,000 | 2 | 6,630,213 | ||||
| 2015-12-30 | 2015-12-29 | 4 | Wasserman Adam Craig | PENC | Common Stock | D | 0.0118 | -430,000 | -5 | 1,570,000 | ||||
| 2015-12-23 | 2015-12-21 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0132 | 450,000 | 6 | 6,430,213 | ||||
| 2015-12-18 | 2015-12-09 | 4 | Wasserman Adam Craig | PENC | Class A Common Shares | D | 0.0150 | 2,000,000 | 30 | 2,000,000 | ||||
| 2015-12-08 | 2015-12-08 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0150 | 468,000 | 7 | 5,980,213 | ||||
| 2015-12-08 | 2015-12-07 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0184 | 50,000 | 1 | 5,512,213 | ||||
| 2015-12-08 | 2015-12-07 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0150 | 400,000 | 6 | 5,462,213 | ||||
| 2015-12-04 | 2015-12-04 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0165 | 2,000 | 0 | 5,062,213 | ||||
| 2015-12-04 | 2015-12-03 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0150 | 160,000 | 2 | 5,060,213 | ||||
| 2015-12-04 | 2015-12-03 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0176 | 20,000 | 0 | 4,900,213 | ||||
| 2015-12-04 | 2015-12-02 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0150 | 244,900 | 4 | 4,880,213 | ||||
| 2015-12-04 | 2015-11-30 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0212 | 47,170 | 1 | 4,635,313 | ||||
| 2015-12-01 | 2015-11-30 | 4 | Rickert Scott E. | PENC | Class B Common Stock | D | 0.0212 | 47,170 | 1 | 83,827,471 | ||||
| 2015-12-01 | 2015-11-30 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 0.0212 | 47,170 | 1 | 140,448 | ||||
| 2015-12-01 | 2015-11-30 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.0212 | 47,170 | 1 | 2,406,980 | ||||
| 2015-12-01 | 2015-11-30 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0212 | 47,170 | 1 | 5,226,010 | ||||
| 2015-12-01 | 2015-11-30 | 4 | RONSTADT ROBERT | PENC | Class A Common Stock | D | 0.0212 | 47,170 | 1 | 5,325,804 | ||||
| 2015-12-01 | 2015-11-30 | 4 | Rickert Jeanne M | PENC | Class B Common Stock | D | 0.0212 | 47,170 | 1 | 83,827,471 | ||||
| 2015-11-23 | 2015-11-20 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0225 | 50,000 | 1 | 5,178,840 | ||||
| 2015-11-23 | 2015-11-20 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0229 | 96,400 | 2 | 5,128,840 | ||||
| 2015-11-23 | 2015-11-18 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0220 | 1,000 | 0 | 5,032,440 | ||||
| 2015-11-23 | 2015-11-18 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0228 | 49,000 | 1 | 5,031,440 | ||||
| 2015-11-23 | 2015-11-18 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0240 | 40,000 | 1 | 4,982,440 | ||||
| 2015-10-05 | 2015-09-30 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0250 | 42,900 | 1 | 5,036,140 | ||||
| 2015-10-05 | 2015-09-29 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0275 | 12,000 | 0 | 4,993,240 | ||||
| 2015-10-05 | 2015-09-29 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0273 | 29,800 | 1 | 4,981,240 | ||||
| 2015-10-05 | 2015-09-29 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0247 | 9,000 | 0 | 4,951,440 | ||||
| 2015-10-05 | 2015-09-29 | 4/A | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0280 | 21,000 | 1 | 4,942,440 | ||||
| 2015-10-01 | 2015-09-30 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.2500 | 42,900 | 11 | 5,036,140 | ||||
| 2015-10-01 | 2015-09-29 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.2750 | 12,000 | 3 | 4,993,240 | ||||
| 2015-10-01 | 2015-09-29 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.2730 | 29,800 | 8 | 4,981,240 | ||||
| 2015-10-01 | 2015-09-29 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.2470 | 9,000 | 2 | 4,951,440 | ||||
| 2015-10-01 | 2015-09-29 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.2800 | 21,000 | 6 | 4,942,440 | ||||
| 2015-09-11 | 2015-09-10 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0300 | 200,000 | 6 | 4,291,440 | ||||
| 2015-08-27 | 2015-08-25 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0260 | 26,600 | 1 | 4,091,440 | ||||
| 2015-08-27 | 2015-08-25 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0299 | 50,000 | 1 | 4,089,657 | ||||
| 2015-08-21 | 2015-08-20 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0290 | 26,600 | 1 | 4,039,657 | ||||
| 2015-08-21 | 2015-08-19 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0300 | 80,000 | 2 | 4,013,057 | ||||
| 2015-08-19 | 2015-08-18 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0358 | 50,000 | 2 | 3,933,057 | ||||
| 2015-08-19 | 2015-08-18 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0344 | 39,306 | 1 | 3,883,057 | ||||
| 2015-08-19 | 2015-08-18 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0340 | 24,425 | 1 | 3,843,751 | ||||
| 2015-08-17 | 2015-08-14 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0315 | 47,000 | 1 | 3,866,326 | ||||
| 2015-08-17 | 2015-08-13 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0300 | 14,313 | 0 | 3,819,326 | ||||
| 2015-08-17 | 2015-08-13 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0290 | 155,000 | 4 | 3,805,013 | ||||
| 2015-08-17 | 2015-08-13 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0280 | 28,600 | 1 | 3,650,013 | ||||
| 2015-08-03 | 2015-07-30 | 4 | Carl Zeiss Inc. | PENC | Class A Common Stock | D | 30,864 | 93,248 | ||||||
| 2015-07-31 | 2015-07-30 | 4 | RONSTADT ROBERT | PENC | Class A Common Stock | D | 0.0324 | 30,864 | 1 | 5,278,634 | ||||
| 2015-07-31 | 2015-07-30 | 4 | Rickert Jeanne M | PENC | Class B Common Stock | D | 0.0324 | 30,864 | 1 | 83,780,301 | ||||
| 2015-07-31 | 2015-07-30 | 4 | Rickert Scott E. | PENC | Class B Common Stock | D | 0.0324 | 30,864 | 1 | 83,780,301 | ||||
| 2015-07-31 | 2015-07-30 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 0.0324 | 30,864 | 1 | 93,248 | ||||
| 2015-07-31 | 2015-07-30 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0324 | 30,864 | 1 | 3,621,413 | ||||
| 2015-07-31 | 2015-07-30 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.0324 | 30,864 | 1 | 2,359,810 | ||||
| 2015-07-06 | 2015-07-06 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0315 | 15,000 | 0 | 3,590,549 | ||||
| 2015-07-06 | 2015-07-02 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0350 | 65,000 | 2 | 3,575,499 | ||||
| 2015-06-11 | 2015-06-10 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0350 | 38,800 | 1 | 3,598,349 | ||||
| 2015-06-05 | 2015-06-05 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0447 | 24,000 | 1 | 3,559,549 | ||||
| 2015-06-05 | 2015-06-03 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0410 | 25,050 | 1 | 3,535,549 | ||||
| 2015-06-05 | 2015-06-03 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0400 | 10,000 | 0 | 3,510,499 | ||||
| 2015-05-29 | 2015-05-27 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0400 | 50,000 | 2 | 3,500,499 | ||||
| 2015-05-15 | 2015-05-14 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0400 | 100,000 | 4 | 3,450,499 | ||||
| 2015-05-06 | 2015-05-04 | 4 | Carl Zeiss Inc. | PENC | Class A Common Stock | D | 23,923 | 62,384 | ||||||
| 2015-05-04 | 2015-05-04 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0420 | 23,923 | 1 | 3,350,499 | ||||
| 2015-05-04 | 2015-05-04 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 0.0420 | 23,923 | 1 | 62,384 | ||||
| 2015-05-04 | 2015-05-04 | 4 | Rickert Jeanne M | PENC | Class B Common Stock | D | 0.0420 | 23,923 | 1 | 83,749,437 | ||||
| 2015-05-04 | 2015-05-04 | 4 | Rickert Scott E. | PENC | Class B Common Stock | D | 0.0420 | 23,923 | 1 | 83,749,437 | ||||
| 2015-05-04 | 2015-05-04 | 4 | RONSTADT ROBERT | PENC | Class A Common Stock | D | 0.0420 | 23,923 | 1 | 5,247,770 | ||||
| 2015-05-04 | 2015-05-04 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.0420 | 23,923 | 1 | 2,328,946 | ||||
| 2014-12-15 | 2014-12-11 | 4 | Carl Zeiss Inc. | PENC | Class A Common Stock | D | 21,739 | 38,461 | ||||||
| 2014-12-15 | 2014-12-12 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0415 | 20,000 | 1 | 3,326,576 | ||||
| 2014-12-15 | 2014-12-12 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0395 | 7,950 | 0 | 3,306,576 | ||||
| 2014-12-15 | 2014-12-12 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0400 | 22,050 | 1 | 3,298,626 | ||||
| 2014-12-15 | 2014-12-10 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0452 | 80,000 | 4 | 3,276,576 | ||||
| 2014-12-12 | 2014-12-11 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.0460 | 21,739 | 1 | 2,305,023 | ||||
| 2014-12-12 | 2014-12-10 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.0460 | 101,000 | 5 | 2,283,284 | ||||
| 2014-12-12 | 2014-12-10 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.0456 | 10,000 | 0 | 2,182,284 | ||||
| 2014-12-12 | 2014-12-11 | 4 | Rickert Jeanne M | PENC | Class B Common Stock | D | 0.0460 | 21,739 | 1 | 83,725,514 | ||||
| 2014-12-12 | 2014-12-11 | 4 | RONSTADT ROBERT | PENC | Class A Common Stock | D | 0.0460 | 21,739 | 1 | 5,223,847 | ||||
| 2014-12-12 | 2014-12-11 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 0.0460 | 21,739 | 1 | 38,461 | ||||
| 2014-12-12 | 2014-12-11 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0460 | 21,739 | 1 | 3,196,576 | ||||
| 2014-12-12 | 2014-12-11 | 4 | Rickert Scott E. | PENC | Class B Common Stock | D | 0.0046 | 21,739 | 0 | 83,725,514 | ||||
| 2014-11-17 | 2014-11-17 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0393 | 264,436 | 10 | 3,174,837 | ||||
| 2014-10-27 | 2014-10-27 | 4 | Rickert Jeanne M | PENC | Class B Common Stock | D | 0.0431 | 121,018 | 5 | 83,703,775 | ||||
| 2014-10-27 | 2014-10-27 | 4 | Rickert Scott E. | PENC | Class B Common Stock | D | 0.0431 | 121,018 | 5 | 83,703,775 | ||||
| 2014-10-27 | 2014-10-27 | 4 | RONSTADT ROBERT | PENC | Class A Common Stock | D | 0.0431 | 484,073 | 21 | 5,202,108 | ||||
| 2014-10-27 | 2014-10-27 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.0431 | 484,175 | 21 | 2,172,284 | ||||
| 2014-09-26 | 2014-09-24 | 4 | Carl Zeiss Inc. | PENC | Class A Common Stock | D | 16,722 | 16,722 | ||||||
| 2014-09-26 | 2014-09-24 | 4 | Rickert Scott E. | PENC | Class B Common Stock | D | 0.0598 | 16,722 | 1 | 83,582,757 | ||||
| 2014-09-26 | 2014-09-24 | 4 | Rickert Jeanne M | PENC | Class B Common Stock | D | 0.0598 | 16,722 | 1 | 83,582,757 | ||||
| 2014-09-25 | 2014-09-24 | 4 | Holmes Douglas Q. | PENC | Class A Common Stock | D | 0.5980 | 16,722 | 10 | 16,722 | ||||
| 2014-09-25 | 2014-09-24 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.5980 | 16,722 | 10 | 1,688,109 | ||||
| 2014-09-25 | 2014-08-27 | 4 | Westerman Howard G JR | PENC | Class A Common Stock | D | 0.0500 | 1,296,680 | 65 | 1,671,387 | ||||
| 2014-09-25 | 2014-09-24 | 4 | RONSTADT ROBERT | PENC | Class A Common Stock | D | 0.0598 | 16,722 | 1 | 4,718,035 | ||||
| 2014-09-25 | 2014-08-27 | 4 | RONSTADT ROBERT | PENC | Class A Common Stock | D | 0.0500 | 4,465,540 | 223 | 4,701,313 | ||||
| 2014-09-25 | 2014-09-24 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.5980 | 16,722 | 10 | 2,910,401 | ||||
| 2014-09-25 | 2014-08-27 | 4 | BERMAN RONALD J | PENC | Class A Common Stock | D | 0.0500 | 2,575,060 | 129 | 2,893,679 | ||||
| 2014-09-02 | 3 | Rickert Jeanne M Note 1 | PENC | Class B Common Stock | I | 0 | ||||||||
| 2014-09-02 | 3 | Rickert Scott E. Note 1 | PENC | Class B Common Stock | I | 501,396,210 | ||||||||
| 2014-09-02 | 3 | Rickert Scott E. Note 1 | PENC | Class B Common Stock | I | 501,396,210 | ||||||||
| 2014-09-02 | 3 | Vereecken Bruce | PENC | Class A Common Stock | D | 2,825,882 | ||||||||
| 2014-09-02 | 3 | Vereecken Bruce | PENC | Class A Common Stock | D | 2,825,882 | ||||||||
| 2014-08-18 | 3 | Soptick Jacqueline M | APNT | Common Stock | D | 689,164 | ||||||||
| 2014-08-18 | 3 | Soptick Jacqueline M | APNT | Common Stock | D | 689,164 | ||||||||
| 2014-03-25 | 2014-03-24 | 4 | BERMAN RONALD J | APNT | Common Stock | I | 0.0694 | 120,900 | 8 | 318,619 | ||||
| 2014-03-25 | 2014-03-21 | 4 | ROCHELEAU PAUL F | APNT | Common Stock | D | 0.0655 | 200,000 | 13 | 201,667 | ||||
| 2014-03-25 | 2014-03-24 | 4 | RONSTADT ROBERT | APNT | Common Stock | D | 0.0700 | 143,000 | 10 | 235,773 | ||||
| 2014-03-25 | 2014-03-21 | 4 | Westerman Howard G JR | APNT | Common Stock | D | 0.0702 | 148,000 | 10 | 374,707 | ||||
| 2013-11-04 | 2013-10-31 | 4 | BERMAN RONALD J | APNT | Stock Option-Rt to Buy | D | 0.05 | 12,500 | 162,500 | |||||
| 2013-11-04 | 2013-10-31 | 4 | BERMAN RONALD J | APNT | Stock Option-Rt to Buy | D | 0.08 | 12,500 | 162,500 | |||||
| 2013-11-04 | 2013-10-31 | 4 | Li Xin D | APNT | Stock Option-Rt to Buy | D | 0.08 | 12,500 | 123,750 | |||||
| 2013-11-04 | 2013-10-31 | 4 | Li Xin D | APNT | Stock Option-Rt to Buy | D | 0.05 | 12,500 | 123,750 | |||||
| 2013-11-04 | 2013-10-31 | 4 | ROCHELEAU PAUL F | APNT | Stock Option-Rt to Buy | D | 0.05 | 12,500 | 212,500 | |||||
| 2013-11-04 | 2013-10-31 | 4 | ROCHELEAU PAUL F | APNT | Stock Option-Rt to Buy | D | 0.08 | 12,500 | 212,500 | |||||
| 2013-11-04 | 2013-10-31 | 4 | RONSTADT ROBERT | APNT | Stock Option-Rt to Buy | D | 0.05 | 12,500 | 372,500 | |||||
| 2013-11-04 | 2013-10-31 | 4 | RONSTADT ROBERT | APNT | Stock Option-Rt to Buy | D | 0.08 | 12,500 | 372,500 | |||||
| 2013-11-04 | 2013-10-31 | 4 | Westerman Howard G JR | APNT | Stock Option-Rt to Buy | D | 0.08 | 12,500 | 202,500 | |||||
| 2013-11-04 | 2013-10-31 | 4 | Westerman Howard G JR | APNT | Stock Option-Rt to Buy | D | 0.05 | 12,500 | 202,500 | |||||
| 2013-05-02 | 2013-04-30 | 4 | BERMAN RONALD J | APNT | Stock Option-Rt to Buy | D | 0.09 | 12,500 | 137,500 | |||||
| 2013-05-02 | 2013-04-30 | 4 | BERMAN RONALD J | APNT | Stock Option-Rt to Buy | D | 0.18 | 37,500 | 125,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Bramlett Tracy K | APNT | Stock Option-Rt to Buy | D | 0.09 | 12,500 | 177,500 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Bramlett Tracy K | APNT | Stock Option-Rt to Buy | D | 0.18 | 37,500 | 165,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Li Xin D | APNT | Stock Option-Rt to Buy | D | 0.09 | 12,500 | 98,750 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Li Xin D | APNT | Stock Option-Rt to Buy | D | 0.18 | 37,500 | 86,250 | |||||
| 2013-05-02 | 2013-04-30 | 4 | ROCHELEAU PAUL F | APNT | Stock Option-Rt to Buy | D | 0.09 | 12,500 | 187,500 | |||||
| 2013-05-02 | 2013-04-30 | 4 | ROCHELEAU PAUL F | APNT | Stock Option-Rt to Buy | D | 0.18 | 37,500 | 175,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | RONSTADT ROBERT | APNT | Stock Option-Rt to Buy | D | 0.09 | 12,500 | 372,500 | |||||
| 2013-05-02 | 2013-04-30 | 4 | RONSTADT ROBERT | APNT | Stock Option-Rt to Buy | D | 0.18 | 37,500 | 360,000 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Westerman Howard G JR | APNT | Stock Option-Rt to Buy | D | 0.09 | 12,500 | 177,500 | |||||
| 2013-05-02 | 2013-04-30 | 4 | Westerman Howard G JR | APNT | Stock Option-Rt to Buy | D | 0.18 | 37,500 | 165,000 | |||||
| 2012-05-02 | 2012-04-30 | 4 | BAKER DOUGLAS P | APNT | Stock Option-Rt to Buy | D | 0.23 | 12,500 | 1,249,100 | |||||
| 2012-05-02 | 2012-04-30 | 4 | BERMAN RONALD J | APNT | Stock Option-Rt to Buy | D | 0.23 | 12,500 | 87,500 | |||||
| 2012-05-02 | 2012-04-30 | 4 | Fink Richard Lee | APNT | Stock Option-Rt to Buy | D | 0.23 | 7,500 | 465,824 | |||||
| 2012-05-02 | 2012-04-30 | 4 | Bramlett Tracy K | APNT | Stock Option-Rt to Buy | D | 0.23 | 12,500 | 127,500 | |||||
| 2012-05-02 | 2012-04-30 | 4 | Li Xin D | APNT | Stock Option-Rt to Buy | D | 0.23 | 12,500 | 48,750 | |||||
| 2012-05-02 | 2012-04-30 | 4 | ROCHELEAU PAUL F | APNT | Stock Option-Rt to Buy | D | 0.23 | 12,500 | 137,500 | |||||
| 2012-05-02 | 2012-04-30 | 4 | RONSTADT ROBERT | APNT | Stock Option-Rt to Buy | D | 0.23 | 12,500 | 322,500 | |||||
| 2012-05-02 | 2012-04-30 | 4 | Westerman Howard G JR | APNT | Stock Option-Rt to Buy | D | 0.23 | 12,500 | 127,500 | |||||
| 2012-05-02 | 2012-04-30 | 4 | YANIV ZVI | APNT | Stock Option-Rt to Buy | D | 0.23 | 12,500 | 1,085,600 | |||||
| 2012-02-02 | 2012-02-02 | 4 | BAKER DOUGLAS P | APNT | Stock Option-Rt to Buy | D | 0.34 | 12,500 | 1,236,600 | |||||
| 2012-02-02 | 2012-01-31 | 4 | BERMAN RONALD J | APNT | Stock Option-Rt to Buy | D | 0.34 | 12,500 | 75,000 | |||||
| 2012-02-02 | 2012-02-02 | 4 | Fink Richard Lee | APNT | Stock Option-Rt to Buy | D | 0.34 | 7,500 | 458,324 | |||||
| 2012-02-02 | 2012-01-31 | 4 | Bramlett Tracy K | APNT | Stock Option-Rt to Buy | D | 0.34 | 12,500 | 115,000 | |||||
| 2012-02-02 | 2012-01-31 | 4 | Li Xin D | APNT | Stock Option-Rt to Buy | D | 0.34 | 12,500 | 36,250 | |||||
| 2012-02-02 | 2012-01-31 | 4 | ROCHELEAU PAUL F | APNT | Stock Option-Rt to Buy | D | 0.34 | 12,500 | 125,000 | |||||
| 2012-02-02 | 2012-01-31 | 4 | RONSTADT ROBERT | APNT | Stock Option-Rt to Buy | D | 0.34 | 12,500 | 310,000 | |||||
| 2012-02-02 | 2012-01-31 | 4 | Westerman Howard G JR | APNT | Stock Option-Rt to Buy | D | 0.34 | 12,500 | 115,000 | |||||
| 2012-02-02 | 2012-02-02 | 4 | YANIV ZVI | APNT | Stock Option-Rt to Buy | D | 0.34 | 12,500 | 1,073,100 | |||||
| 2011-04-08 | 3 | Li Xin D By Company, of which Mr. Li is an officer | APNT | Common Stock | I | 6,578,948 | ||||||||
| 2008-01-11 | 3 | Fink Richard Lee | NNPP | Common Stock | D | 0 | ||||||||
| 2007-09-14 | 3 | Stark Patrick V | NNPP | Common Stock | D | 38,462 | ||||||||
| 2007-09-14 | 3 | Bramlett Tracy K | NNPP | Common Stock | D | 0 | ||||||||
| 2007-05-24 | 3 | Westerman Howard G JR | NNPP | Common Stock | D | 187,040 |
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
