NWBOW Insider Trading - Northwest Biotherapeutics, Inc. Warrants

Pontuação de Sentimento de Insider

A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.

É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com a maior acumulação de insiders.

Veja as Ações de Maior Classificação

Pontuação de Sentimento dos Oficiais

A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.

Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.

Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com maior sentimento dos insiders.

Veja as Ações de Maior Classificação

Principais Métricas de Insider

Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.

Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).

Número Líquido de Insiders Comprando (Classificação)

N/A

Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).

Percentual do Float Comprado por Insiders (Classificação)

N/A

Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.

Gráfico de Negociação de Insider

Northwest Biotherapeutics, Inc. Warrants negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.

Roster de Insider e Métricas de Lucratividade

Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.

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Insider	Lucro Médio (%)	Ações Possuídas	Ajuste de Divisão

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Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em NWBOW / Northwest Biotherapeutics, Inc. Warrants. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação	Insider	Reported Shares	Preço Reportado	Ações Ajustadas	Preço Ajustado	Base de Custo	Dias até Máx	Preço em Máx
2014-09-01	Cognate Bioservices, Inc.	639,108		639,108			325	12.24
2014-08-01	Cognate Bioservices, Inc.	550,219		550,219
2014-08-01	Farmer Robert A	3,013	5.6000	3,013	5.6000	16,873
2014-07-01	Cognate Bioservices, Inc.	796,879		796,879
2014-06-30	Cognate Bioservices, Inc.	562,500		562,500

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

NWBOW / Northwest Biotherapeutics, Inc. Warrants Insider Trades

Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo

Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em NWBOW / Northwest Biotherapeutics, Inc. Warrants. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação	Insider	Reported Shares	Preço Reportado	Ações Ajustadas	Preço Ajustado	Base de Custo	Dias até Mín	Preço em Mín	Máxima Perda Evitada ($)	Máxima Perda Evitada (%)
2023-11-17	MALIK NAVID	295,000	0.8190	295,000	0.8190	241,605	193	0.43	-114,755	-47.50
2023-11-17	MALIK NAVID	150,000	0.8230	150,000	0.8230	123,450
2023-11-16	MALIK NAVID	125,000	0.8350	125,000	0.8350	104,375
2018-12-28	Powers Linda F	804,146	0.1700	804,146	0.1700	136,705
2018-12-27	Powers Linda F	3,558,639	0.1700	3,558,639	0.1700	604,969
2015-06-30	Cognate Bioservices, Inc.	650,000	4.0000	650,000	4.0000	2,600,000
2015-06-30	Cognate Bioservices, Inc.	1,118,092	4.2200	1,118,092	4.2200	4,718,348

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

Histórico de Transações

Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.

Arquivo Data	Data da Operação	Formulário	Insider	Ticker	Título de Segurança	Código	Direto	Preço de Exercício Preço Unitário	Preço por Unidade	Unidades Alteradas	Valor Alterado (1K)	Opções Restantes	Ações Restantes
2023-12-01	2023-11-17	4	MALIK NAVID	NWBO	Common Stock	S - Sale	D		0.8190	295,000	242		0
2023-12-01	2023-11-17	4	MALIK NAVID	NWBO	Common Stock	S - Sale	D		0.8230	150,000	123		295,000
2023-12-01	2023-11-16	4	MALIK NAVID	NWBO	Common Stock	S - Sale	D		0.8350	125,000	104		445,000
2023-04-05	2023-04-03	4	BOSCH MARNIX L	NWBO]	Common Stock	A - Award	D		0.2500	119,355	30		119,355
2022-12-05	2022-12-01	4	JASINOWSKI JERRY J	NWBO	Series C Convertible Preferred Stock	A - Award	D		21.2500	28,235	600		28,235
2021-01-19	2021-01-19	4	BOYNTON ALTON L	NWBO	Employee Stock Option (Right to Buy)	G - Gift	D	0.25		-3,402,935		0
2020-10-16	2020-10-14	4	Powers Linda F	NWBO	Options to purchase Common Stock	G - Gift	D	0.25		-3,000,000		29,558,724
2020-07-02	2020-07-02	4	BOSCH MARNIX L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		16,630,726		16,630,726
2020-07-02	2020-07-02	4	BOSCH MARNIX L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.21		3,249,572		3,249,572
2020-07-02	2020-07-02	4	BOSCH MARNIX L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		7,549,157		7,549,157
2020-07-02	2020-07-02	4	BOYNTON ALTON L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		15,697,693		15,697,693
2020-07-02	2020-07-02	4	BOYNTON ALTON L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.21		2,491,338		2,491,338
2020-07-02	2020-07-02	4	BOYNTON ALTON L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		605,160		605,160
2020-07-02	2020-07-02	4	Goldman Leslie J.	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		21,822,937		21,822,937
2020-07-02	2020-07-02	4	Goldman Leslie J.	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.21		5,415,952		5,415,952
2020-07-02	2020-07-02	4	Goldman Leslie J.	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		1,315,566		1,315,566
2020-07-02	2020-07-02	4	Powers Linda F	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		32,558,724		32,558,724
2020-07-02	2020-07-02	4	Powers Linda F	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.21		8,665,524		8,665,524
2020-07-02	2020-07-02	4	Powers Linda F	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.25		2,104,905		2,104,905
2020-07-02	2020-07-02	4	Powers Linda F	NWBO	Warrants to purchase Common Stock	A - Award	D	0.21		15,249,474		15,249,474
2020-05-01	2020-04-30	4	Powers Linda F	NWBO	Warrants	J - Other	D	0.22		29,411,760		29,411,760
2020-05-01	2020-04-30	4	Powers Linda F	NWBO	Warrants	H - Other	D	0.22		-29,411,760		0
2020-02-05	2020-02-03	4	JASINOWSKI JERRY J	NWBO	Common Stock	A - Award	D		0.1900	526,316	100		1,891,347
2019-01-29	2018-12-28	4	Powers Linda F Sale by Toucan Capital Fund III, LP.	NWBO	Class D-2 Warrants	S - Sale	I	0.30		-402,073		0
2019-01-29	2018-12-28	4	Powers Linda F Sale by Toucan Capital Fund III, LP.	NWBO	Restricted Common Stock, par value $0.001	S - Sale	I		0.1700	-804,146	-137		0
2019-01-29	2018-12-27	4	Powers Linda F	NWBO	Class D-2 Warrants	S - Sale	D	0.30		-1,779,320		0
2019-01-29	2018-12-27	4	Powers Linda F	NWBO	Restricted Common Stock, par value $0.001	S - Sale	D		0.1700	-3,558,639	-605		29,411,760
2018-06-18	2018-05-28	4	Goldman Leslie J.	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		24,500,000		24,500,000
2018-05-31	2018-05-28	4	MALIK NAVID	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		9,065,000		9,065,000
2018-05-30	2018-05-28	4	JASINOWSKI JERRY J	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		4,900,000		4,900,000
2018-05-30	2018-05-28	4	BOYNTON ALTON L	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		4,900,000		11,270,000
2018-05-30	2018-05-28	4	Powers Linda F	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		39,200,000		39,200,000
2018-05-30	2018-05-28	4	BLACK COFER	NWBO	Options to purchase Common Stock, par value $0.001	A - Award	D	0.23		1,715,000		1,715,000
2018-03-22	2018-03-19	4/A	Powers Linda F	NWBO	Class D-2 Warrants	A - Award	D	0.30		869,565		869,565
2018-03-22	2018-03-19	4/A	Powers Linda F	NWBO	Convertible Note	A - Award	D
2018-03-22	2018-03-19	4/A	Powers Linda F	NWBO	Convertible Note	A - Award	D
2018-03-21	2018-03-19	4	Powers Linda F	NWBO	Convertible Note	A - Award	D
2018-03-21	2018-03-19	4	Powers Linda F	NWBO	Convertible Note	A - Award	D
2018-03-14	2018-03-14	4	Powers Linda F	NWBO	Convertible Note	A - Award	D					8,695,652
2018-03-14	2018-03-14	4	Powers Linda F	NWBO	Class D-2 Warrants	A - Award	D	0.30		8,695,652		8,695,652
2018-03-14	2018-03-14	4	Powers Linda F	NWBO	Convertible Note	A - Award	D
2018-03-14	2018-03-12	4	Powers Linda F	NWBO	Class D-1 Warrants	J - Other	D	0.22		29,411,760		29,411,760
2018-03-14	2018-03-12	4	Powers Linda F	NWBO	Series A Preferred Stock	J - Other	D	0.00		2,941,176		2,941,176
2017-06-29	2017-06-13	4	BOSCH MARNIX L	NWBO	Employee Stock Option (Right to Buy)	M - Exercise	D	0.25		7,940,182		7,940,182
2017-06-15	2017-06-13	4	BOYNTON ALTON L	NWBO	Employee Stock Option (Right to Buy)	A - Award	D	0.25		3,402,935		3,402,935
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		D						62,549,295
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		I						70,148,553
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		D						62,549,295
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		I						70,148,553
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		D						62,549,295
2015-11-16		3	CF Woodford Equity Income Fund	NWBO	Common stock, $0.001 par value per share		I						70,148,553
2015-07-02	2015-06-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock, par value $0.001	S - Sale	D		4.2200	-1,118,092	-4,718		18,460,390
2015-07-02	2015-06-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock, par value $0.001	S - Sale	D		4.0000	-650,000	-2,600		19,578,482
2015-04-30	2012-10-18	4	JASINOWSKI JERRY J	NWBO	Common Stock, par value $0.001	P - Purchase	D		5.6000	35,715	200		35,715
2015-04-30	2012-10-10	4	JASINOWSKI JERRY J	NWBO	Warrants	X - Other	D	6.40	6.4000	9,810	63	58,917
2015-04-30	2012-10-10	4	JASINOWSKI JERRY J	NWBO	Common Stock, par value $0.001	P - Purchase	D		4.8000	43,602	209		79,317
2015-04-30	2012-08-08	4	JASINOWSKI JERRY J	NWBO	Warrants	X - Other	D	5.60	5.6000	17,857	100	49,107
2015-04-30	2012-03-27	4	JASINOWSKI JERRY J	NWBO	Warrants	X - Other	D	6.40	6.4000	31,250	200	31,250
2015-04-30	2014-08-01	4	Farmer Robert A	NWBO	Warrants	X - Other	D	5.60	5.6000	1,507	8	9,859
2015-04-30	2014-08-01	4	Farmer Robert A Held by Robert A. Farmer Revocable Trust	NWBO	Common Stock, par value $0.001	P - Purchase	I		5.6000	3,013	17		135,417
2015-04-30	2013-12-04	4	Farmer Robert A Held by Robert A. Farmer Revocable Trust	NWBO	Common Stock, par value $0.001	P - Purchase	I		5.6000	132,404	741		132,404
2015-04-30	2012-11-19	4	Farmer Robert A	NWBO	Warrants	X - Other	D	6.40	6.4000	8,352	53	8,352
2015-04-30	2013-12-17	4	MALIK NAVID	NWBO	Common Stock, par value $0.001	P - Purchase	D		0.0010	10,000	0		10,000
2014-12-22	2014-02-28	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		143,528		143,528
2014-12-22	2014-02-08	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.0900	-79,630	-246		16,821,617
2014-12-22	2014-02-07	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.0900	-132,540	-410		16,901,247
2014-12-22	2014-02-04	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.2100	-233,344	-749		17,033,787
2014-12-22	2014-02-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			287,055			17,267,131
2014-12-22	2014-02-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			500,000			16,980,076
2014-12-22	2014-01-31	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.2100	-233,344	-749		16,480,076
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		665,029		665,029
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		138,600		138,600
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		128,719		128,719
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		111,521		111,521
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		1,451,036		1,451,036
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		374,670		374,670
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		2,817,329		2,817,329
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		665,029		665,029
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		138,600		138,600
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		128,719		128,719
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		111,521		111,521
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	3.20		1,451,036		1,451,036
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	3.20		374,670		374,670
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	3.20		2,817,329		2,817,329
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		2,434,012		2,434,012
2014-12-22	2014-01-17	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			5,101,366			16,713,420
2014-12-22	2014-01-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		119,124		126,624
2014-12-22	2014-01-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			238,248			11,612,054
2014-12-22	2013-12-31	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		665,029		665,029
2014-12-22	2013-12-31	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	D			1,330,057			11,373,806
2014-12-22	2013-12-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		138,600		138,600
2014-12-22	2013-12-01	4/A	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	D			277,199			10,043,749
2014-12-22	2014-09-15	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		5.0200	-149,502	-751		20,228,482
2014-12-22	2014-09-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		319,554		319,554
2014-12-22	2014-09-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			639,108			20,377,984
2014-12-22	2014-08-27	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		5.1700	-145,068	-750		19,738,876
2014-12-22	2014-08-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		275,110		275,110
2014-12-22	2014-08-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			550,219			19,883,944
2014-12-22	2014-07-17	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		3,220,235		3,220,235
2014-12-22	2014-07-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		398,439		398,439
2014-12-22	2014-07-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			796,879			19,333,725
2014-12-22	2014-06-30	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		281,250		281,250
2014-12-22	2014-06-30	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			562,500			18,536,847
2014-12-22	2014-06-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		192,600		192,600
2014-12-22	2014-06-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			385,320			17,974,347
2014-12-22	2014-05-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		170,985		170,985
2014-12-22	2014-05-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			341,971			17,589,027
2014-12-22	2014-04-01	4/A	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		144,766		144,766
2014-12-22	2014-04-01	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			289,531			17,247,056
2014-12-22	2014-03-07	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.6400	-120,370	-438		16,957,525
2014-12-22	2014-03-07	4/A	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.6400	-133,333	-485		17,077,895
2014-12-22	2014-03-01	4/A	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	D			389,611			17,211,228
2014-12-19		3	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")		D						92,000,000
2014-12-19		3	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")		D						92,000,000
2014-12-19	2014-09-15	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		5.0200	-149,502	-751		20,228,482
2014-12-19	2014-09-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		319,554		319,554
2014-12-19	2014-09-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			639,108			20,377,984
2014-12-19	2014-08-27	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		5.1700	-145,068	-750		19,738,876
2014-12-19	2014-08-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		275,110		275,110
2014-12-19	2014-08-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			550,219			19,883,944
2014-12-19	2014-07-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		3,220,235		3,220,235
2014-12-19	2014-07-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		398,439		398,439
2014-12-19	2014-07-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			796,879			19,333,725
2014-12-19	2014-06-30	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		281,250		281,250
2014-12-19	2014-06-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			562,500			18,536,847
2014-12-19	2014-06-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		192,600		192,600
2014-12-19	2014-06-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			385,320			17,974,347
2014-12-19	2014-05-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		170,985		170,985
2014-12-19	2014-05-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			341,971			17,589,027
2014-12-19	2014-04-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		144,766		144,766
2014-12-19	2014-04-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			289,531			17,247,056
2014-12-19	2014-03-07	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.6400	-120,370	-438		16,957,525
2014-12-19	2014-03-07	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.6400	-133,333	-485		17,077,895
2014-12-19	2014-03-01	4	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	D			389,611			17,211,228
2014-12-19	2014-02-28	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		143,528		143,528
2014-12-19	2014-02-08	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.0900	-79,630	-246		16,821,617
2014-12-19	2014-02-07	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.0900	-132,540	-410		16,901,247
2014-12-19	2014-02-04	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.2100	-233,344	-749		17,033,787
2014-12-19	2014-02-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			287,055			17,267,131
2014-12-19	2014-02-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			500,000			16,980,076
2014-12-19	2014-01-31	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	D		3.2100	-233,344	-749		16,480,076
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00	3.1800	665,029	2,115	665,029
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00	3.1800	138,600	441	138,600
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00	3.1800	128,719	409	128,719
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00	3.1800	111,521	355	111,521
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20	3.1800	1,451,036	4,614	1,451,036
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20	3.1800	374,670	1,191	374,670
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20	3.1800	2,817,329	8,959	2,817,329
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	4.00	3.1800	665,029	2,115	665,029
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	4.00	3.1800	138,600	441	138,600
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	4.00	3.1800	128,719	409	128,719
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	4.00	3.1800	111,521	355	111,521
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	3.20	3.1800	1,451,036	4,614	1,451,036
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	3.20	3.1800	374,670	1,191	374,670
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	S - Sale	D	3.20	3.1800	2,817,329	8,959	2,817,329
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		2,434,012		2,434,012
2014-12-19	2014-01-17	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			5,101,366			16,713,420
2014-12-19	2014-01-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		119,124		126,624
2014-12-19	2014-01-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			238,248			11,612,054
2014-12-19	2013-12-31	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	D	4.00		665,029		665,029
2014-12-19	2013-12-31	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	D			1,330,057			11,373,806
2014-12-19	2013-12-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		138,600		138,600
2014-12-19	2013-12-01	4	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	P - Purchase	D			277,199			10,043,749
2014-12-19	2013-11-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		128,719		128,719
2014-12-19	2013-11-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			257,439			9,766,550
2014-12-19	2013-10-31	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	4.00		111,521		111,521
2014-12-19	2013-10-31	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			223,042			9,509,111
2014-12-19	2013-07-31	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		1,451,036		1,451,036
2014-12-19	2013-07-31	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D		4.0000	2,902,072	11,608		9,286,069
2014-12-19	2012-11-30	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		374,670		374,670
2014-12-19	2012-11-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			749,339			6,383,997
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		243,376		2,817,329
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		1,136,454		2,573,954
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	D	3.20		1,437,500		1,437,500
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	3.20		1,335,659		1,335,659
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	3.20		-1,335,659		518,590
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	3.20		794,867		1,854,249
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	3.20		1,059,382		1,059,382
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	6% Convertible Promissory Notes	C - Conversion	I	2.88
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			486,751			5,634,658
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	D			2,272,907			5,147,907
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I			1,559,700			1,715,286
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I			-1,559,700			2,705,352
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I			1,589,734			4,265,052
2014-12-19	2012-10-16	4	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	C - Conversion	I			2,118,761			2,675,318
2014-12-19	2012-08-15	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.40		1,707,806		1,707,806
2014-12-19	2012-08-15	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.35		1,707,806		1,707,806
2014-12-19	2012-08-15	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.35		1,500,000		1,500,000
2014-12-19	2012-08-15	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.40		1,500,000		1,500,000
2014-12-19	2012-03-06	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.57		4,470,938		4,470,938
2014-12-19	2012-02-09	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.57		4,687,500		761,240
2014-12-19	2011-12-29	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.40		250,000		250,000
2014-12-19	2011-11-01	4	Cognate Bioservices, Inc.	NWBO	6% Convertible Promissory Notes	C - Conversion	I	0.20
2014-12-19	2011-11-01	4	Cognate Bioservices, Inc.	NWBO	Common Stock	C - Conversion	I			750,000			9,854,913
2014-12-19	2011-10-28	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	D		0.2000	46,000,000	9,200		46,000,000
2014-12-19	2011-10-28	4	Cognate Bioservices, Inc.	NWBO	Common Stock	C - Conversion	I		0.2700	2,016,667	545		9,104,913
2014-12-19	2011-09-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.75		909,000		909,000
2014-12-19	2011-06-08	4	Cognate Bioservices, Inc.	NWBO	Options	A - Award	I	10.56		14,220,000		14,220,000
2014-12-19	2011-02-02	4	Cognate Bioservices, Inc.	NWBO	Common Stock	S - Sale	I		1.0800	-860,000	-929		7,088,246
2014-12-19	2010-10-09	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I		0.1700	-120,000	-20		7,948,246
2014-12-19	2010-10-01	4	Cognate Bioservices, Inc.	NWBO	Promissory Note	P - Purchase	I	0.75		1,200,000		2,400,000
2014-12-19	2010-10-01	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.75		1,200,000		2,400,000
2014-12-19	2010-09-30	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	0.60		14,296,039		14,296,039
2014-12-19	2010-09-30	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	0.60		-22,035,089		0
2014-12-19	2010-09-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I			12,866,324			12,866,324
2014-12-19	2010-09-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I			-19,299,486			0
2014-12-19	2010-08-12	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I		0.6200	-2,250,000	-1,395		8,068,246
2014-12-19	2010-07-31	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	I		0.2000	8,466	2		10,318,246
2014-12-19	2010-07-02	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.75		86,667		86,667
2014-12-19	2010-07-02	4	Cognate Bioservices, Inc.	NWBO	Common Stock	A - Award	I		0.7500	866,667	650		3,439,377
2014-12-19	2009-09-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	P - Purchase	I		0.2000	1,762,500	352		10,309,780
2014-12-19	2009-09-30	4	Cognate Bioservices, Inc.	NWBO	Common Stock	A - Award	I		0.2000	750,000	150		3,322,710
2014-12-19	2009-09-28	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	0.40		513,841		1,356,216
2014-12-19	2009-09-28	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	0.20		152,375		842,375
2014-12-19	2009-09-28	4	Cognate Bioservices, Inc.	NWBO	Warrants	J - Other	I	0.20		690,000		690,000
2014-12-19	2009-09-28	4	Cognate Bioservices, Inc.	NWBO	Common Stock	J - Other	I		0.2000	2,763,691	553		8,547,280
2014-12-19	2009-09-28	4	Cognate Bioservices, Inc.	NWBO	Common stock, par value $0.001 per share ("Common Stock")	J - Other	I		0.2000	5,783,589	1,157		5,783,589
2014-12-19	2009-06-30	4	Cognate Bioservices, Inc.	NWBO	6% Convertible Promissory Notes	P - Purchase	I	0.20	1,300,000.0000
2014-12-19	2008-12-22	4	Cognate Bioservices, Inc.	NWBO	Warrants	P - Purchase	I	0.40		132,500		132,500
2013-01-04	2012-12-29	4	Powers Linda F	NWBO	Common Stock	G - Gift	I			-59,405			10,750,587
2013-01-04	2012-12-12	4	Powers Linda F	NWBO	Warrants	P - Purchase	I	6.40		3,234,078		7,138,540
2013-01-04	2012-12-12	4	Powers Linda F	NWBO	Common Stock	P - Purchase	I			6,468,153			10,809,992
2012-07-30	2012-07-24	4	Powers Linda F	NWBO	Common Stock	G - Gift	D			-950,000			11,385,824

Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo

Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo

Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)

Conversão de derivativo

Venda ou transferência de ativos de volta para a empresa

Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa

Doação de ativos pelo ou para o insider

Swaps de capital e transações de hedge similares

Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)

Uma transação voluntariamente reportada no Formulário 4

Outro (acompanhado de uma nota explicativa descrevendo a transação)

NWBOW / Northwest Biotherapeutics, Inc. Warrants - Insider Trading and Ownership Report - SEC Form 3, 4, 5