| Ações de Insider | 16,678,797 shares |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Número Líquido de Insiders Comprando (Classificação)
N/A
Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).
Percentual do Float Comprado por Insiders (Classificação)
N/A
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
null negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em QLT / . Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em QLT / . Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2020-01-15 | 3 | KOTLER KEVIN | NVLNF | Common Shares | D | 5,082,444 | ||||||||
| 2020-01-15 | 3 | KOTLER KEVIN | NVLNF | Common Shares | D | 5,082,444 | ||||||||
| 2020-01-15 | 3 | KOTLER KEVIN | NVLNF | Common Shares | D | 5,082,444 | ||||||||
| 2020-01-15 | 3 | KOTLER KEVIN | NVLNF | Common Shares | D | 5,082,444 | ||||||||
| 2020-01-15 | 3 | KOTLER KEVIN | NVLNF | Common Shares | D | 5,082,444 | ||||||||
| 2019-12-12 | 2019-12-12 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.7000 | 1,000 | 1 | 3,909,207 | ||||
| 2019-12-12 | 2019-12-11 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.6900 | 40 | 0 | 3,908,207 | ||||
| 2019-12-12 | 2019-12-10 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.6916 | 5,202 | 4 | 3,908,167 | ||||
| 2019-12-09 | 2019-12-09 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.7000 | 4,500 | 3 | 3,902,965 | ||||
| 2019-12-09 | 2019-12-06 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.7000 | 40 | 0 | 3,898,465 | ||||
| 2019-12-09 | 2019-12-05 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.7000 | 5,160 | 4 | 3,898,425 | ||||
| 2019-11-26 | 2019-11-22 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.7461 | 89,845 | 67 | 3,893,265 | ||||
| 2019-10-16 | 2019-10-11 | 4 | STONEPINE CAPITAL, L.P. | NVLNF | Common Stock | D | 0.6490 | 100,000 | 65 | 3,803,420 | ||||
| 2019-10-02 | 3 | STONEPINE CAPITAL, L.P. | NVLN | Common Stock | D | 7,406,840 | ||||||||
| 2019-10-02 | 3 | STONEPINE CAPITAL, L.P. | NVLN | Common Stock | D | 7,406,840 | ||||||||
| 2019-09-26 | 2019-09-24 | 4 | Chan Barbara Y | NVLN | Common Shares | D | 0.7600 | -1,688 | -1 | 16,387 | ||||
| 2019-09-26 | 2019-09-24 | 4 | PRICE MICHAEL DENNIS | NVLN | Common Stock | D | 0.7600 | -3,926 | -3 | 14,111 | ||||
| 2019-05-13 | 2019-05-09 | 4 | Harshbarger Benjamin | NVLN | Common Stock | D | 1.2200 | -212 | -0 | 3,683 | ||||
| 2019-05-13 | 2019-05-09 | 4 | Buono Linda | NVLN | Common Stock | D | 1.2200 | -77 | -0 | 570 | ||||
| 2019-05-13 | 2019-05-09 | 4 | Louis Roger | NVLN | Common Stock | D | 1.2200 | -155 | -0 | 1,162 | ||||
| 2019-03-19 | 2019-03-15 | 4 | Chan Barbara Y | NVLN | Common Shares | D | 1.2600 | -996 | -1 | 18,075 | ||||
| 2018-12-27 | 2018-12-27 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.8514 | -100,000 | -85 | 1,498,553 | ||||
| 2018-12-27 | 2018-12-27 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.8548 | -56,316 | -48 | 1,598,553 | ||||
| 2018-12-27 | 2018-12-27 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.8803 | -14,800 | -13 | 1,654,869 | ||||
| 2018-12-27 | 2018-12-26 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.9070 | -30,726 | -28 | 1,669,669 | ||||
| 2018-12-27 | 2018-12-26 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.9058 | -28,745 | -26 | 1,700,395 | ||||
| 2018-12-27 | 2018-12-26 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.9091 | -12,219 | -11 | 1,729,140 | ||||
| 2018-12-27 | 2018-12-26 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.8720 | -109,900 | -96 | 1,741,359 | ||||
| 2018-12-27 | 2018-12-26 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.9078 | -12,450 | -11 | 1,851,259 | ||||
| 2018-12-27 | 2018-12-26 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.9784 | -83,245 | -81 | 1,863,709 | ||||
| 2018-12-27 | 2018-12-26 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.9325 | -1,200 | -1 | 1,946,954 | ||||
| 2018-12-27 | 2018-12-24 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | D | 0.9800 | -400 | -0 | 1,948,154 | ||||
| 2018-12-10 | 2018-12-06 | 4 | Chan Barbara Y | NVLN | Common Shares | D | 1.2800 | -3,313 | -4 | 19,071 | ||||
| 2018-11-28 | 2018-11-27 | 4 | PRICE MICHAEL DENNIS | NVLN | Common Stock | D | 0.9200 | -1,963 | -2 | 18,037 | ||||
| 2018-11-05 | 2018-11-01 | 4 | HACKMAN JEFFREY | NVLN | Common Stock | D | 0.8971 | -32,149 | -29 | 110,351 | ||||
| 2018-11-05 | 2018-09-17 | 4 | Harshbarger Benjamin | NVLN | Common Stock | D | 3.9400 | -98 | -0 | 3,895 | ||||
| 2018-11-05 | 2018-05-15 | 4 | Harshbarger Benjamin | NVLN | Common Stock | D | 4.1500 | -150 | -1 | 3,993 | ||||
| 2018-11-05 | 2018-05-09 | 4 | Harshbarger Benjamin | NVLN | Common Stock | D | 4.2600 | -322 | -1 | 4,143 | ||||
| 2018-08-27 | 2018-08-22 | 4 | Chan Barbara Y | NVLN | Stock Option (Right to Buy) | D | 3.12 | 50,000 | 50,000 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Stock Option (Right to Buy) | D | 3.33 | 10,000 | 19,600 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Stock Option (Right to Buy) | D | 3.33 | -10,000 | 19,600 | |||||
| 2018-08-13 | 2018-08-09 | 4 | CORRIGAN MARK | NVLN | Stock Option (Right to Buy) | D | 3.33 | 50,000 | 50,000 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Thomas John C | NVLN | Stock Option (Right to Buy) | D | 3.33 | 10,000 | 10,000 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Bruhn Suzanne Louise | NVLN | Stock Option (Right to Buy) | D | 3.33 | 10,000 | 10,000 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Stern Donald K | NVLN | Stock Option (Right to Buy) | D | 3.33 | 10,000 | 10,000 | |||||
| 2018-08-13 | 2018-08-09 | 4 | Sabba Stephen L | NVLN | Stock Option (Right to Buy) | D | 3.33 | 10,000 | 10,000 | |||||
| 2018-08-13 | 2018-08-09 | 4 | ORLOFF JOHN J | NVLN | Stock Option (Right to Buy) | D | 3.33 | 10,000 | 10,000 | |||||
| 2018-08-13 | 2018-08-09 | 4 | DiPaolo Mark | NVLN | Stock Option (Right to Buy) | D | 3.33 | 10,000 | 10,000 | |||||
| 2018-05-11 | 2018-05-09 | 4 | Buono Linda | NVLN | Common Stock | D | 4.2600 | -80 | -0 | 647 | ||||
| 2018-05-11 | 2018-05-09 | 4 | Louis Roger | NVLN | Common Stock | D | 4.2600 | -161 | -1 | 1,317 | ||||
| 2018-04-03 | 2018-04-01 | 4 | Harshbarger Benjamin | NVLN | Common Stock | D | 3.5000 | -52 | -0 | 4,465 | ||||
| 2018-03-26 | 2018-03-15 | 4 | Chan Barbara Y | NVLN | Stock Option (Right to Buy) | D | 4.52 | 40,000 | 40,000 | |||||
| 2018-03-26 | 2018-03-15 | 4 | Chan Barbara Y | NVLN | Common Shares | D | 8,600 | 22,384 | ||||||
| 2018-03-19 | 2018-03-15 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Warrants | D | 4.40 | 909,296 | 909,296 | |||||
| 2018-02-14 | 2018-02-12 | 4 | Buono Linda | NVLN | Stock Option (Right to Buy) | D | 4.44 | 25,000 | 25,000 | |||||
| 2018-02-14 | 2018-02-12 | 4 | Louis Roger | NVLN | Stock Option (Right to Buy) | D | 4.44 | 25,000 | 25,000 | |||||
| 2018-02-14 | 2018-02-12 | 4 | Harshbarger Benjamin | NVLN | Stock Option (Right to Buy) | D | 4.44 | 45,000 | 45,000 | |||||
| 2018-02-14 | 2018-02-12 | 4 | Stewart Murray | NVLN | Stock Option (Right to Buy) | D | 4.44 | 45,000 | 45,000 | |||||
| 2017-12-08 | 2017-12-06 | 4 | Chan Barbara Y | NVLN | Common Shares | D | 3.3300 | -1,216 | -4 | 13,784 | ||||
| 2017-12-06 | 3 | PRICE MICHAEL DENNIS | NVLN | Common Stock | D | 40,000 | ||||||||
| 2017-12-06 | 3 | PRICE MICHAEL DENNIS | NVLN | Common Stock | D | 40,000 | ||||||||
| 2017-11-29 | 2017-11-27 | 4 | Stewart Murray | NVLN | Stock Option (Right to Buy) | D | 3.97 | 200,000 | 200,000 | |||||
| 2017-11-29 | 2017-11-27 | 4 | Stewart Murray | NVLN | Common Stock | D | 50,000 | 50,000 | ||||||
| 2017-11-01 | 2017-11-01 | 4 | HACKMAN JEFFREY | NVLN | Stock Option (Right to Buy) | D | 4.71 | 135,000 | 135,000 | |||||
| 2017-11-01 | 2017-11-01 | 4 | HACKMAN JEFFREY | NVLN | Common Stock | D | 92,500 | 142,500 | ||||||
| 2017-11-01 | 2017-11-01 | 4 | HACKMAN JEFFREY | NVLN | Common Stock | D | 50,000 | 50,000 | ||||||
| 2017-10-10 | 2017-10-06 | 4 | Harshbarger Benjamin | NVLN | Stock Option (Right to Buy) | D | 7.03 | 75,000 | 75,000 | |||||
| 2017-10-04 | 2017-10-02 | 4 | Bruhn Suzanne Louise | NVLN | Stock Option (Right to Buy) | D | 7.16 | 9,600 | 9,600 | |||||
| 2017-09-19 | 2017-09-17 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | -337 | 336 | ||||||
| 2017-09-19 | 2017-09-17 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 7.0800 | -109 | -1 | 1,673 | ||||
| 2017-09-19 | 2017-09-17 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 337 | 1,782 | ||||||
| 2017-08-02 | 2017-08-01 | 4 | DiPaolo Mark | NVLN | Stock Option (Right to Buy) | D | 9.00 | 9,600 | 9,600 | |||||
| 2017-07-05 | 2017-07-03 | 4 | ORLOFF JOHN J | NVLN | Stock Option (Right to Buy) | D | 9.37 | 9,600 | 9,600 | |||||
| 2017-06-13 | 2017-06-12 | 4 | Stern Donald K | NVLN | Common Shares | D | 9.1000 | 2,500 | 23 | 2,500 | ||||
| 2017-05-17 | 2017-05-15 | 4 | Aryeh Jason | NVLN | Common Shares | D | 8.9500 | 361 | 3 | 242,433 | ||||
| 2017-05-17 | 2017-05-15 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | -717 | 0 | ||||||
| 2017-05-17 | 2017-05-15 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 8.9700 | -232 | -2 | 1,445 | ||||
| 2017-05-17 | 2017-05-15 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 717 | 1,677 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Buono Linda | NVLN | Restricted Stock Units | D | -274 | 546 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Buono Linda | NVLN | Common Shares | D | 9.4200 | -93 | -1 | 181 | ||||
| 2017-05-11 | 2017-05-09 | 4 | Buono Linda | NVLN | Common Shares | D | 274 | 274 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | -375 | 1,122 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | -349 | 697 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 9.4200 | -121 | -1 | 960 | ||||
| 2017-05-11 | 2017-05-09 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 375 | 1,081 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 9.4200 | -113 | -1 | 706 | ||||
| 2017-05-11 | 2017-05-09 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 349 | 819 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Louis Roger | NVLN | Restricted Stock Units | D | -547 | 1,093 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Louis Roger | NVLN | Common Shares | D | 9.4200 | -162 | -2 | 385 | ||||
| 2017-05-11 | 2017-05-09 | 4 | Louis Roger | NVLN | Common Shares | D | 547 | 547 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | PERRY GREGORY D | NVLN | Restricted Stock Units | D | -2,393 | 4,786 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | PERRY GREGORY D | NVLN | Common Shares | D | 9.4200 | -710 | -7 | 1,683 | ||||
| 2017-05-11 | 2017-05-09 | 4 | PERRY GREGORY D | NVLN | Common Shares | D | 2,393 | 2,393 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Szela Mary T | NVLN | Restricted Stock Units | D | -6,632 | 13,264 | ||||||
| 2017-05-11 | 2017-05-09 | 4 | Szela Mary T | NVLN | Common Shares | D | 9.4200 | -2,248 | -21 | 4,384 | ||||
| 2017-05-11 | 2017-05-09 | 4 | Szela Mary T | NVLN | Common Shares | D | 6,632 | 6,632 | ||||||
| 2017-05-03 | 2017-05-01 | 4 | Chan Barbara Y | NVLN | Stock Option (Right to Buy) | D | 9.93 | 20,000 | 20,000 | |||||
| 2017-04-11 | 2017-03-30 | 4/A | CORRIGAN MARK | NVLN | Stock Option (Right to Buy) | D | 10.69 | 9,600 | 9,600 | |||||
| 2017-04-04 | 2017-04-01 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | -178 | 177 | ||||||
| 2017-04-04 | 2017-04-01 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 10.7400 | -57 | -1 | 470 | ||||
| 2017-04-04 | 2017-04-01 | 4 | Harshbarger Benjamin | NVLN | Common Shares | D | 178 | 527 | ||||||
| 2017-03-31 | 2017-03-30 | 4 | CORRIGAN MARK | NVLN | Stock Option (Right to Buy) | D | 10.64 | 9,600 | 9,600 | |||||
| 2017-02-03 | 2017-01-27 | 4/A | SMITH SANDFORD D | NVLN | Common Shares | D | 456 | 1,048 | ||||||
| 2017-01-31 | 2017-01-27 | 4 | SMITH SANDFORD D | NVLN | Restricted Stock Units | D | -456 | 1,367 | ||||||
| 2017-01-31 | 2017-01-27 | 4 | SMITH SANDFORD D | NVLN | Common Shares | D | 9.3800 | -148 | -1 | 900 | ||||
| 2017-01-31 | 2017-01-27 | 4 | SMITH SANDFORD D | NVLN | Common Shares | D | 456 | 1,048 | ||||||
| 2016-12-27 | 2016-12-22 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Broadfin Healthcare Master Fund Ltd | NVLN | Stock Option (Right to Buy) | D | 8.65 | -9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Menes Remi A | NVLN | Stock Option (right to buy) | D | 8.65 | 97,400 | 97,400 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Buono Linda | NVLN | Stock Option (right to buy) | D | 8.65 | 97,400 | 97,400 | |||||
| 2016-12-27 | 2016-12-22 | 4 | ORLOFF JOHN J | NVLN | Stock Option (right to buy) | D | 8.65 | 166,020 | 166,020 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Louis Roger | NVLN | Stock Option (right to buy) | D | 8.65 | 41,740 | 41,740 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Harshbarger Benjamin | NVLN | Stock Option (right to buy) | D | 8.65 | 97,400 | 97,400 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Szela Mary T | NVLN | Stock Option (right to buy) | D | 8.65 | 323,520 | 323,520 | |||||
| 2016-12-27 | 2016-12-22 | 4 | PERRY GREGORY D | NVLN | Stock Option (right to buy) | D | 8.65 | 166,020 | 166,020 | |||||
| 2016-12-27 | 2016-12-22 | 4 | SMITH SANDFORD D | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Plutzky Jorge MD | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Stern Donald K | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | KOTLER KEVIN | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | VANLENT ANNE | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | COX GEOFFREY F | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Sabba Stephen L | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Aryeh Jason | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-27 | 2016-12-22 | 4 | Thomas John C | NVLN | Stock Option (Right to Buy) | D | 8.65 | 9,600 | 9,600 | |||||
| 2016-12-08 | 2016-12-06 | 4 | Chan Barbara Y | NVLN | Restricted Stock Units | D | 75,000 | 75,000 | ||||||
| 2016-12-08 | 2016-12-06 | 4 | COX GEOFFREY F | NVLN | Stock Option (Right to Buy) | D | 1.80 | 50,000 | 50,000 | |||||
| 2016-12-01 | 3 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | I | 10,539,662 | ||||||||
| 2016-12-01 | 3 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | I | 10,539,662 | ||||||||
| 2016-12-01 | 3 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | I | 10,539,662 | ||||||||
| 2016-12-01 | 3 | Broadfin Healthcare Master Fund Ltd | NVLN | Common Shares, without par value | I | 10,539,662 | ||||||||
| 2016-12-01 | 2016-11-29 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | 7,486 | 7,486 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | 5,230 | 5,230 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | 2,564 | 2,564 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | 1,777 | 1,777 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | 3,589 | 3,589 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Harshbarger Benjamin | NVLN | Restricted Stock Units | D | 3,366 | 3,366 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Harshbarger Benjamin | NVLN | Common Shares, without par value | D | 1,747 | 1,747 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Louis Roger | NVLN | Restricted Stock Units | D | 8,204 | 8,204 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Buono Linda | NVLN | Restricted Stock Units | D | 4,102 | 4,102 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | SMITH SANDFORD D | NVLN | Restricted Stock Units | D | 9,115 | 9,115 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | SMITH SANDFORD D | NVLN | Common Shares, without par value | D | 2,963 | 2,963 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Chan Barbara Y | NVLN | Stock Option (Right to Buy) | D | 1.55 | 26,665 | 26,665 | |||||
| 2016-12-01 | 2016-11-29 | 4 | Szela Mary T | NVLN | Restricted Stock Units | D | 99,483 | 99,483 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | VANLENT ANNE | NVLN | Common Shares, without par value | D | 4,102 | 4,102 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | PERRY GREGORY D | NVLN | Restricted Stock Units | D | 35,896 | 35,896 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | KOTLER KEVIN | NVLN | Warrants for Common Shares (Right to Buy) | I | 0.00 | 2,840,909 | 2,840,909 | |||||
| 2016-12-01 | 2016-11-29 | 4 | KOTLER KEVIN | NVLN | Common Shares, without par value | I | 4,472,940 | 9,742,771 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Aryeh Jason By JLD Investments, L.P. | NVLN | Common Shares, without par value | I | 82,765 | 82,765 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Aryeh Jason By JLV Investments, LP | NVLN | Common Shares, without par value | I | 31,280 | 31,280 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Aryeh Jason By JALAA Equities, L.P. | NVLN | Common Shares, without par value | I | 175,979 | 637,457 | ||||||
| 2016-12-01 | 2016-11-29 | 4 | Aryeh Jason | NVLN | Common Shares, without par value | D | 1.7600 | 1,136,363 | 2,000 | 1,210,363 | ||||
| 2016-12-01 | 2016-11-29 | 4 | STONEPINE CAPITAL, L.P. | QLTI | Convertible 2.0% Senior Notes | D | 40.15 | 24,000,000 | 24,000,000 | |||||
| 2016-09-15 | 3 | STONEPINE CAPITAL, L.P. | QLTI | Common Stock | D | 11,290,000 | ||||||||
| 2016-09-15 | 3 | STONEPINE CAPITAL, L.P. | QLTI | Common Stock | D | 11,290,000 | ||||||||
| 2016-09-15 | 2016-09-15 | 4 | STONEPINE CAPITAL, L.P. | QLTI | Common Stock | D | 1.5500 | 14,928 | 23 | 5,778,496 | ||||
| 2016-09-15 | 2016-09-14 | 4 | STONEPINE CAPITAL, L.P. | QLTI | Common Stock | D | 1.5523 | 56,864 | 88 | 5,763,568 | ||||
| 2016-09-15 | 2016-09-13 | 4 | STONEPINE CAPITAL, L.P. | QLTI | Common Stock | D | 1.5423 | 61,704 | 95 | 5,706,704 | ||||
| 2016-06-24 | 3 | Aegerion Pharmaceuticals, Inc. See footnotes | QLTI | Common Shares | I | 0 | ||||||||
| 2016-06-21 | 2016-06-17 | 4 | Janes Lana Elizabeth | QLTI | Restricted Stock Units | D | 60,000 | 60,000 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Janes Lana Elizabeth | QLTI | Stock Option (right to buy) | D | 1.43 | 220,000 | 220,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | KOZARICH JOHN W | QLTI | Phantom Stock | D | 6,400 | 28,400 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | KOZARICH JOHN W | QLTI | Stock Option (right to buy) | D | 1.43 | 50,000 | 50,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | Thomas John C | QLTI | Phantom Stock | D | 6,400 | 28,400 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Thomas John C | QLTI | Stock Option (right to buy) | D | 1.43 | 50,000 | 50,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | Meckler Jeffrey A | QLTI | Phantom Stock | D | 6,400 | 28,400 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Meckler Jeffrey A | QLTI | Stock Option (right to buy) | D | 1.43 | 50,000 | 50,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | Sabba Stephen L | QLTI | Phantom Stock | D | 6,400 | 28,400 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Sabba Stephen L | QLTI | Stock Option (right to buy) | D | 1.43 | 50,000 | 50,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | Assaly Dori Christine | QLTI | Restricted Stock Units | D | 60,000 | 60,000 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Assaly Dori Christine | QLTI | Stock Option (right to buy) | D | 1.43 | 220,000 | 220,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | Aryeh Jason | QLTI | Phantom Stock | D | 12,800 | 56,800 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Aryeh Jason | QLTI | Stock Option (right to buy) | D | 1.43 | 100,000 | 100,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | Ibbott William Glen | QLTI | Restricted Stock Units | D | 60,000 | 60,000 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Ibbott William Glen | QLTI | Stock Option (right to buy) | D | 1.43 | 220,000 | 220,000 | |||||
| 2016-06-21 | 2016-06-17 | 4 | COX GEOFFREY F | QLTI | Phantom Stock | D | 6,400 | 28,400 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | COX GEOFFREY F | QLTI | Stock Option (right to buy) | D | 1.43 | 250,000 | 250,000 | |||||
| 2015-12-30 | 2015-12-29 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Common Shares | I | 2.4900 | 400 | 1 | 461,478 | ||||
| 2015-12-30 | 2015-12-29 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Common Shares | I | 2.5000 | 18,000 | 45 | 461,078 | ||||
| 2015-11-16 | 3 | Assaly Dori Christine | QLTI | Common Shares | D | 1,000 | ||||||||
| 2015-11-16 | 3 | Assaly Dori Christine | QLTI | Common Shares | D | 1,000 | ||||||||
| 2015-07-01 | 2015-06-29 | 4 | COX GEOFFREY F | QLTI | Stock Option (right to buy) | D | 3.61 | -60,000 | 90,000 | |||||
| 2015-07-01 | 2015-06-29 | 4 | COX GEOFFREY F | QLTI | Stock Option (right to buy) | D | 3.67 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | COX GEOFFREY F | QLTI | Common Shares | D | 3.6100 | 60,000 | 217 | 78,500 | ||||
| 2015-07-01 | 2015-06-29 | 4 | COX GEOFFREY F | QLTI | Common Shares | D | 3.6700 | 12,500 | 46 | 18,500 | ||||
| 2015-07-01 | 2015-06-29 | 4 | KOZARICH JOHN W | QLTI | Stock Option (right to buy) | D | 3.30 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | KOZARICH JOHN W | QLTI | Stock Option (right to buy) | D | 3.67 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.3000 | 12,500 | 41 | 57,000 | ||||
| 2015-07-01 | 2015-06-29 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.6700 | 12,500 | 46 | 44,500 | ||||
| 2015-07-01 | 2015-06-29 | 4 | Meckler Jeffrey A | QLTI | Stock Option (right to buy) | D | 3.67 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | Meckler Jeffrey A | QLTI | Stock Option (right to buy) | D | 3.30 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | Meckler Jeffrey A | QLTI | Common Shares | D | 3.3000 | 12,500 | 41 | 107,000 | ||||
| 2015-07-01 | 2015-06-29 | 4 | Meckler Jeffrey A | QLTI | Common Shares | D | 3.6700 | 12,500 | 46 | 94,500 | ||||
| 2015-07-01 | 2015-06-29 | 4 | Thomas John C | QLTI | Stock Option (right to buy) | D | 3.30 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | Thomas John C | QLTI | Stock Option (right to buy) | D | 3.67 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | Thomas John C | QLTI | Common Shares | D | 3.3000 | 12,500 | 41 | 37,000 | ||||
| 2015-07-01 | 2015-06-29 | 4 | Thomas John C | QLTI | Common Shares | D | 3.6700 | 12,500 | 46 | 24,500 | ||||
| 2015-07-01 | 2015-06-29 | 4 | Sabba Stephen L | QLTI | Stock Option (right to buy) | D | 3.67 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | Sabba Stephen L | QLTI | Stock Option (right to buy) | D | 3.30 | -12,500 | 0 | |||||
| 2015-07-01 | 2015-06-29 | 4 | Sabba Stephen L | QLTI | Common Shares | D | 3.3000 | 12,500 | 41 | 37,000 | ||||
| 2015-07-01 | 2015-06-29 | 4 | Sabba Stephen L | QLTI | Common Shares | D | 3.6700 | 12,500 | 46 | 24,500 | ||||
| 2015-07-01 | 2015-06-30 | 4 | Aryeh Jason | QLTI | Stock Option (right to buy) | D | 3.27 | -25,000 | 0 | |||||
| 2015-07-01 | 2015-06-30 | 4 | Aryeh Jason | QLTI | Stock Option (right to buy) | D | 3.64 | -25,000 | 0 | |||||
| 2015-07-01 | 2015-06-30 | 4 | Aryeh Jason | QLTI | Common Shares | D | 3.2700 | 25,000 | 82 | 74,000 | ||||
| 2015-07-01 | 2015-06-30 | 4 | Aryeh Jason | QLTI | Common Shares | D | 3.6400 | 25,000 | 91 | 49,000 | ||||
| 2015-06-18 | 2015-06-16 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Common Shares | I | 3.4700 | 288,000 | 999 | 288,000 | ||||
| 2015-06-17 | 2015-06-16 | 4 | Axial Capital Master, L.P. | QLTI | Common Shares | D | 3.4711 | -7,563,053 | -26,252 | 0 | ||||
| 2015-06-17 | 2015-06-16 | 4 | AXIAL CAPITAL MANAGEMENT, LLC | QLTI | Common Shares | I | 3.4711 | -8,865,036 | -30,771 | 0 | ||||
| 2015-06-09 | 2015-06-07 | 4 | Aryeh Jason | QLTI | Restricted Stock Unit | D | -12,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Aryeh Jason | QLTI | Restricted Stock Unit | D | -8,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Aryeh Jason | QLTI | Common Shares | D | 12,000 | 179,078 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Aryeh Jason | QLTI | Common Shares | D | 8,000 | 167,078 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | COX GEOFFREY F | QLTI | Restricted Stock Unit | D | -4,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | COX GEOFFREY F | QLTI | Common Shares | D | 4,000 | 6,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | KOZARICH JOHN W | QLTI | Restricted Stock Unit | D | -6,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | KOZARICH JOHN W | QLTI | Restricted Stock Unit | D | -4,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 6,000 | 32,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 4,000 | 26,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Meckler Jeffrey A | QLTI | Restricted Stock Unit | D | -6,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Meckler Jeffrey A | QLTI | Restricted Stock Unit | D | -4,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Meckler Jeffrey A | QLTI | Common Shares | D | 6,000 | 82,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Meckler Jeffrey A | QLTI | Common Shares | D | 4,000 | 76,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Sabba Stephen L | QLTI | Restricted Stock Unit | D | -6,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Sabba Stephen L | QLTI | Restricted Stock Unit | D | -4,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Sabba Stephen L | QLTI | Common Shares | D | 6,000 | 12,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Sabba Stephen L | QLTI | Common Shares | D | 4,000 | 6,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Thomas John C | QLTI | Restricted Stock Unit | D | -6,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Thomas John C | QLTI | Restricted Stock Unit | D | -4,000 | 0 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Thomas John C | QLTI | Common Shares | D | 6,000 | 12,000 | ||||||
| 2015-06-09 | 2015-06-07 | 4 | Thomas John C | QLTI | Common Shares | D | 4,000 | 6,000 | ||||||
| 2014-12-23 | 2014-12-22 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.6200 | 900 | 3 | 22,000 | ||||
| 2014-12-23 | 2014-12-22 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.6200 | 600 | 2 | 21,100 | ||||
| 2014-12-23 | 2014-12-22 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.6200 | 4,400 | 16 | 20,500 | ||||
| 2014-12-23 | 2014-12-22 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.6200 | 900 | 3 | 16,100 | ||||
| 2014-12-23 | 2014-12-22 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.6299 | 600 | 2 | 15,200 | ||||
| 2014-12-23 | 2014-12-22 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.6299 | 900 | 3 | 14,600 | ||||
| 2014-12-23 | 2014-12-19 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 3.4500 | 1,700 | 6 | 13,700 | ||||
| 2014-12-19 | 2014-12-17 | 4 | KOZARICH JOHN W | QLTI | Stock option (right to buy) | D | 3.51 | 12,500 | 12,500 | |||||
| 2014-12-19 | 2014-12-17 | 4 | KOZARICH JOHN W | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2014-12-19 | 2014-12-17 | 4 | Thomas John C | QLTI | Stock option (right to buy) | D | 3.51 | 12,500 | 12,500 | |||||
| 2014-12-19 | 2014-12-17 | 4 | Thomas John C | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2014-12-19 | 2014-12-18 | 4 | Meckler Jeffrey A | QLTI | Common Shares | D | 3.6000 | 20,000 | 72 | 72,000 | ||||
| 2014-12-19 | 2014-12-17 | 4 | Meckler Jeffrey A | QLTI | Stock option (right to buy) | D | 3.51 | 12,500 | 12,500 | |||||
| 2014-12-19 | 2014-12-17 | 4 | Meckler Jeffrey A | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2014-12-19 | 2014-12-17 | 4 | Sabba Stephen L | QLTI | Stock option (right to buy) | D | 3.51 | 12,500 | 12,500 | |||||
| 2014-12-19 | 2014-12-17 | 4 | Sabba Stephen L | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2014-12-19 | 2014-12-17 | 4 | Aryeh Jason | QLTI | Stock option (right to buy) | D | 3.51 | 25,000 | 25,000 | |||||
| 2014-12-19 | 2014-12-17 | 4 | Aryeh Jason | QLTI | Restricted Stock Unit | D | 12,000 | 12,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | COX GEOFFREY F | QLTI | Restricted Stock Unit | D | -2,000 | 4,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | COX GEOFFREY F | QLTI | Common Shares | D | 2,000 | 2,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Aryeh Jason | QLTI | Restricted Stock Unit | D | -4,000 | 8,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Aryeh Jason | QLTI | Common Shares | D | 4,000 | 4,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | KOZARICH JOHN W | QLTI | Restricted Stock Unit | D | -2,000 | 4,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | KOZARICH JOHN W | QLTI | Common Shares | D | 2,000 | 12,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Meckler Jeffrey A | QLTI | Restricted Stock Unit | D | -2,000 | 4,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Meckler Jeffrey A | QLTI | Common Shares | D | 2,000 | 52,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Thomas John C | QLTI | Restricted Stock Unit | D | -2,000 | 4,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Thomas John C | QLTI | Common Shares | D | 2,000 | 2,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Sabba Stephen L | QLTI | Restricted Stock Unit | D | -2,000 | 4,000 | ||||||
| 2014-12-17 | 2014-12-15 | 4 | Sabba Stephen L | QLTI | Common Shares | D | 2,000 | 2,000 | ||||||
| 2014-10-30 | 2014-10-29 | 4 | COX GEOFFREY F | QLTI | Stock option (right to buy) | D | 4.01 | 150,000 | 150,000 | |||||
| 2014-07-15 | 2014-07-11 | 4 | NB Public Equity K/S | QLTI | Common Shares, no par value | D | 5.8000 | -1,000,000 | -5,800 | 6,447,626 | ||||
| 2014-07-07 | 3 | AUXILIUM PHARMACEUTICALS INC See Footnotes | QLTI | Common Shares, no par value | I | 0 | ||||||||
| 2013-11-25 | 2013-11-22 | 4 | Meckler Jeffrey A | QLTI | Stock option (right to buy) | D | 5.11 | 225,000 | 225,000 | |||||
| 2013-11-25 | 2013-11-22 | 4 | Lussow Alexander R | QLTI | Stock option (right to buy) | D | 5.11 | -100,000 | 100,000 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Jagpal Sukhi | QLTI | Employee Stock Options (right to buy) | D | 4.36 | 100,000 | 100,000 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Thomas John C | QLTI | Stock option (right to buy) | D | 4.36 | 12,500 | 12,500 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Thomas John C | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | Thomas John C | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | Meckler Jeffrey A | QLTI | Stock option (right to buy) | D | 4.36 | 12,500 | 12,500 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Meckler Jeffrey A | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | Meckler Jeffrey A | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | Sabba Stephen L | QLTI | Stock option (right to buy) | D | 4.36 | 12,500 | 12,500 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Sabba Stephen L | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | Sabba Stephen L | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | KOZARICH JOHN W | QLTI | Stock option (right to buy) | D | 4.36 | 12,500 | 12,500 | |||||
| 2013-07-17 | 2013-07-15 | 4 | KOZARICH JOHN W | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | KOZARICH JOHN W | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | ANIDO VICENTE JR | QLTI | Stock option (right to buy) | D | 4.36 | 12,500 | 12,500 | |||||
| 2013-07-17 | 2013-07-15 | 4 | ANIDO VICENTE JR | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | ANIDO VICENTE JR | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | COX GEOFFREY F | QLTI | Stock option (right to buy) | D | 4.36 | 12,500 | 12,500 | |||||
| 2013-07-17 | 2013-07-15 | 4 | COX GEOFFREY F | QLTI | Restricted Stock Unit | D | 6,000 | 6,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | COX GEOFFREY F | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | Aryeh Jason | QLTI | Stock option (right to buy) | D | 4.36 | 25,000 | 25,000 | |||||
| 2013-07-17 | 2013-07-15 | 4 | Aryeh Jason | QLTI | Restricted Stock Unit | D | 12,000 | 12,000 | ||||||
| 2013-07-17 | 2013-07-15 | 4 | Aryeh Jason | QLTI | Phantom Stock | D | 22,000 | 22,000 | ||||||
| 2013-07-02 | 2013-07-01 | 4 | Axial Capital Master, L.P. | QLTI | Common Stock | D | 4.3900 | -288,890 | -1,268 | 7,563,053 | ||||
| 2013-07-01 | 2013-06-28 | 4 | Meckler Jeffrey A | QLTI | Common Stock | D | 4.3600 | 30,000 | 131 | 50,000 | ||||
| 2013-06-07 | 2013-06-04 | 4/A | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | 40.0000 | -34 | -1 | 371 | |||
| 2013-06-06 | 2013-06-04 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | 40.0000 | -34 | -1 | 371 | |||
| 2013-05-28 | 2013-05-24 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | 40.0000 | -50 | -2 | 337 | |||
| 2013-05-21 | 2013-05-17 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | 40.0000 | -37 | -1 | 287 | |||
| 2013-05-21 | 2013-05-17 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | 40.0000 | -50 | -2 | 250 | |||
| 2013-05-15 | 2013-05-14 | 4 | Jagpal Sukhi | QLTI | Employee Stock Options (right to buy) | D | 7.12 | -10,000 | 0 | |||||
| 2013-05-15 | 2013-05-14 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 7.9600 | -100 | -1 | 1,200 | ||||
| 2013-05-15 | 2013-05-14 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 7.9500 | -9,900 | -79 | 1,300 | ||||
| 2013-05-15 | 2013-05-14 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 7.1200 | 10,000 | 71 | 11,200 | ||||
| 2013-05-14 | 2013-05-13 | 4 | KOZARICH JOHN W | QLTI | Common Stock | D | 7.9700 | 10,000 | 80 | 10,000 | ||||
| 2013-05-07 | 2013-05-03 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | 0.4000 | -100 | -0 | 200 | |||
| 2013-05-07 | 2013-05-03 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | 0.4500 | -100 | -0 | 100 | |||
| 2013-05-06 | 2013-05-03 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 7.14 | -90,000 | 0 | |||||
| 2013-05-06 | 2013-05-03 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.8500 | -90,000 | -706 | 20,000 | ||||
| 2013-05-06 | 2013-05-03 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.1400 | 90,000 | 643 | 110,000 | ||||
| 2013-05-06 | 2013-05-03 | 4 | Meckler Jeffrey A | QLTI | Common Stock | D | 7.9600 | 20,000 | 159 | 20,000 | ||||
| 2012-12-28 | 2012-12-28 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.75 | -50,000 | 0 | |||||
| 2012-12-28 | 2012-12-28 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.5063 | -50,000 | -375 | 20,000 | ||||
| 2012-12-28 | 2012-12-28 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7500 | 50,000 | 188 | 70,000 | ||||
| 2012-12-28 | 2012-12-27 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 6.30 | -80,000 | 0 | |||||
| 2012-12-28 | 2012-12-27 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 2.45 | -100,000 | 0 | |||||
| 2012-12-28 | 2012-12-27 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.5263 | -180,000 | -1,355 | 20,000 | ||||
| 2012-12-28 | 2012-12-27 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 6.3000 | 80,000 | 504 | 200,000 | ||||
| 2012-12-28 | 2012-12-27 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 2.4500 | 100,000 | 245 | 120,000 | ||||
| 2012-12-26 | 2012-12-22 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 5.00 | -330 | 0 | |||||
| 2012-12-26 | 2012-12-22 | 4 | Aryeh Jason By JAALA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | -125 | 0 | |||||
| 2012-12-13 | 2012-12-12 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.79 | -5,000 | 50,000 | |||||
| 2012-12-13 | 2012-12-12 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 8.0200 | -5,000 | -40 | 20,000 | ||||
| 2012-12-13 | 2012-12-12 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7900 | 5,000 | 19 | 25,000 | ||||
| 2012-11-29 | 2012-11-28 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.76 | -5,000 | 55,000 | |||||
| 2012-11-29 | 2012-11-28 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.8800 | -5,000 | -39 | 20,000 | ||||
| 2012-11-29 | 2012-11-28 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7600 | 5,000 | 19 | 25,000 | ||||
| 2012-11-21 | 2012-11-20 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.74 | -5,000 | 60,000 | |||||
| 2012-11-21 | 2012-11-20 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.8100 | -5,000 | -39 | 20,000 | ||||
| 2012-11-21 | 2012-11-20 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7400 | 5,000 | 19 | 25,000 | ||||
| 2012-11-05 | 2012-11-01 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.74 | -5,000 | 65,000 | |||||
| 2012-11-05 | 2012-11-01 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.5200 | -5,000 | -38 | 20,000 | ||||
| 2012-11-05 | 2012-11-01 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7400 | 5,000 | 19 | 25,000 | ||||
| 2012-10-23 | 2012-10-22 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.75 | -5,000 | 70,000 | |||||
| 2012-10-23 | 2012-10-22 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.7200 | -5,000 | -39 | 20,000 | ||||
| 2012-10-23 | 2012-10-22 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7500 | 5,000 | 19 | 25,000 | ||||
| 2012-10-15 | 2012-10-11 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 10.00 | -500 | 0 | |||||
| 2012-10-15 | 2012-10-11 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Common Stock | I | 10.0000 | 500 | 5 | 155,078 | ||||
| 2012-10-05 | 2012-10-05 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.82 | -5,000 | 75,000 | |||||
| 2012-10-05 | 2012-10-05 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.7200 | -5,000 | -39 | 20,000 | ||||
| 2012-10-05 | 2012-10-05 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.8200 | 5,000 | 19 | 25,000 | ||||
| 2012-09-25 | 2012-09-22 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 5.00 | -20 | 0 | |||||
| 2012-09-25 | 2012-09-22 | 4 | Aryeh Jason By JAALA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 7.50 | -210 | 0 | |||||
| 2012-09-25 | 2012-09-22 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Short Put Option (obligation to buy) | I | 10.00 | -10 | 0 | |||||
| 2012-09-25 | 2012-09-22 | 4 | Aryeh Jason By JALAA Equities, LP | QLTI | Common Stock | I | 10.0000 | 1,000 | 10 | 154,578 | ||||
| 2012-09-19 | 2012-09-18 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.83 | -5,000 | 80,000 | |||||
| 2012-09-19 | 2012-09-18 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.5700 | -5,000 | -38 | 20,000 | ||||
| 2012-09-19 | 2012-09-18 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.8300 | 5,000 | 19 | 25,000 | ||||
| 2012-09-06 | 2012-09-05 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.77 | -5,000 | 85,000 | |||||
| 2012-09-06 | 2012-09-05 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.5500 | -5,000 | -38 | 20,000 | ||||
| 2012-09-06 | 2012-09-05 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7700 | 5,000 | 19 | 25,000 | ||||
| 2012-08-20 | 2012-08-20 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.77 | -5,000 | 90,000 | |||||
| 2012-08-20 | 2012-08-20 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.6700 | -5,000 | -38 | 20,000 | ||||
| 2012-08-20 | 2012-08-20 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7715 | 5,000 | 19 | 25,000 | ||||
| 2012-08-15 | 2012-08-13 | 4 | LUPINI LINDA | QLTI | Employee Stock Options (right to buy) | D | 2.45 | -77,007 | 0 | |||||
| 2012-08-15 | 2012-08-13 | 4 | LUPINI LINDA | QLTI | Common stock | D | 7.5828 | -77,007 | -584 | 15,000 | ||||
| 2012-08-15 | 2012-08-13 | 4 | LUPINI LINDA | QLTI | Common stock | D | 2.4530 | 77,007 | 189 | 92,007 | ||||
| 2012-08-10 | 2012-08-08 | 4 | LUPINI LINDA | QLTI | Employee Stock Options (right to buy) | D | 2.45 | -22,993 | 77,007 | |||||
| 2012-08-10 | 2012-08-08 | 4 | LUPINI LINDA | QLTI | Common stock | D | 7.8500 | -22,993 | -180 | 15,000 | ||||
| 2012-08-10 | 2012-08-08 | 4 | LUPINI LINDA | QLTI | Common stock | D | 2.4530 | 22,993 | 56 | 37,993 | ||||
| 2012-08-08 | 2012-08-08 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.75 | -5,000 | 95,000 | |||||
| 2012-08-08 | 2012-08-08 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.9200 | -5,000 | -40 | 20,000 | ||||
| 2012-08-08 | 2012-08-08 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.7530 | 5,000 | 19 | 25,000 | ||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Employee Stock Options (right to buy) | D | 7.21 | -20,000 | 0 | |||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Employee Stock Options (right to buy) | D | 3.74 | -20,000 | 0 | |||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Employee Stock Options (right to buy) | D | 6.28 | -12,000 | 0 | |||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Employee Stock Options (right to buy) | D | 2.44 | -15,000 | 0 | |||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 8.1900 | -67,000 | -549 | 1,200 | ||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 7.2100 | 20,000 | 144 | 68,200 | ||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 6.2800 | 12,000 | 75 | 48,200 | ||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 2.4400 | 15,000 | 37 | 36,200 | ||||
| 2012-08-07 | 2012-08-03 | 4 | Jagpal Sukhi | QLTI | Common stock | D | 3.7400 | 20,000 | 75 | 21,200 | ||||
| 2012-07-30 | 3 | Jagpal Sukhi | QLTI | Common Stock | D | 1,200 | ||||||||
| 2012-07-25 | 2012-07-24 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.65 | -5,000 | 100,000 | |||||
| 2012-07-25 | 2012-07-24 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 8.2800 | -5,000 | -41 | 20,000 | ||||
| 2012-07-25 | 2012-07-24 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.6540 | 5,000 | 18 | 25,000 | ||||
| 2012-07-19 | 2012-07-10 | 4/A | Thomas John C | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2012-07-12 | 2012-07-10 | 4 | Sabba Stephen L | QLT | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2012-07-12 | 2012-07-10 | 4 | ANIDO VICENTE JR | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2012-07-12 | 2012-07-10 | 4 | CORMATRIX CARDIOVASCULAR INC | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2012-07-12 | 2012-07-10 | 4 | Aryeh Jason | QLTI | Phantom Stock | D | 22,000 | 22,000 | ||||||
| 2012-07-12 | 2012-07-10 | 4 | KOZARICH JOHN W | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2012-07-12 | 2012-07-10 | 4 | COX GEOFFREY F | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2012-07-12 | 2012-07-10 | 4 | Meckler Jeffrey A | QLTI | Phantom Stock | D | 11,000 | 11,000 | ||||||
| 2012-07-11 | 2012-06-06 | 4/A | CLARKE C BOYD | QLTI | Common Stock | I | 20,000 | 20,000 | ||||||
| 2012-07-11 | 2012-07-09 | 4 | CLARKE C BOYD | QLTI | Common Stock | I | 7.6230 | -20,000 | -152 | 0 | ||||
| 2012-07-11 | 2012-07-09 | 4 | CLARKE C BOYD | QLTI | Common Stock | D | 7.6157 | -55,450 | -422 | 0 | ||||
| 2012-07-10 | 2012-07-09 | 4 | Lussow Alexander R | QLTI | Employee Stock Option (right to buy) | D | 3.66 | -5,000 | 105,000 | |||||
| 2012-07-10 | 2012-07-09 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.5300 | -5,000 | -38 | 20,000 | ||||
| 2012-07-10 | 2012-07-09 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.6572 | 5,000 | 18 | 25,000 | ||||
| 2012-06-22 | 2012-06-21 | 4 | Lussow Alexander R | QLTI | Employee Stock Options (right to buy) | D | 3.63 | -5,000 | 110,000 | |||||
| 2012-06-22 | 2012-06-21 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.6500 | -5,000 | -38 | 20,000 | ||||
| 2012-06-22 | 2012-06-21 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.6259 | 5,000 | 18 | 25,000 | ||||
| 2012-06-19 | 2012-06-15 | 4 | Lussow Alexander R | QLTI | Employee Stock Options (right to buy) | D | 3.64 | -5,000 | 115,000 | |||||
| 2012-06-19 | 2012-06-15 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 7.4700 | -5,000 | -37 | 20,000 | ||||
| 2012-06-19 | 2012-06-15 | 4 | Lussow Alexander R | QLTI | Common Stock | D | 3.6412 | 5,000 | 18 | 25,000 | ||||
| 2012-06-19 | 2012-06-16 | 4 | Aryeh Jason By JALAA Equities, LP | QLT | Short Put Option (obligation to buy) | I | 5.00 | -20 | 0 | |||||
| 2012-06-19 | 2012-06-16 | 4 | Aryeh Jason By JAALA Equities, LP | QLT | Short Put Option (obligation to buy) | I | 7.50 | -447 | 0 | |||||
| 2012-06-19 | 2012-06-16 | 4 | Aryeh Jason By JALAA Equities, LP | QLT | Short Put Option (obligation to buy) | I | 10.00 | -25 | 0 | |||||
| 2012-06-19 | 2012-06-16 | 4 | Aryeh Jason By JALAA Equities, LP | QLT | Common Stock | I | 10.0000 | 2,500 | 25 | 153,578 | ||||
| 2012-06-14 | 2012-06-06 | 4 | CLARKE C BOYD | QLTI | Common Stock | D | -20,000 | 55,450 | ||||||
| 2012-06-13 | 3 | Aryeh Jason By JALAA Equities, LP | QLT | Common Shares, without par value | I | 151,078 | ||||||||
| 2012-05-18 | 2012-05-16 | 4 | NB Public Equity K/S | QLTI | Common Shares, no par value | D | 6.6668 | 50,000 | 333 | 7,447,626 | ||||
| 2012-05-16 | 2012-05-15 | 4 | CLARKE C BOYD | QLTI | Common Stock | D | 6.5602 | 2,450 | 16 | 75,450 | ||||
| 2012-04-17 | 2012-04-16 | 4 | Muller Christopher A. | QLTI | Employee Stock Options (right to buy) | D | 6.84 | 250,000 | 250,000 | |||||
| 2012-03-21 | 2012-03-20 | 4 | BUTCHOFSKY ROBERT | QLTI | Common Stock | D | 350 | 168,847 | ||||||
| 2009-11-10 | 2009-11-06 | 4 | Nelson Cameron | QLTI | Common Stock | D | 3.5900 | 1,600 | 6 | 35,000 | ||||
| 2009-11-10 | 2009-11-06 | 4 | Nelson Cameron | QLTI | Common Stock | D | 3.5899 | 3,385 | 12 | 33,400 | ||||
| 2009-11-10 | 2009-11-06 | 4 | Nelson Cameron | QLTI | Common Stock | D | 3.5800 | 3,600 | 13 | 30,015 | ||||
| 2009-11-10 | 2009-11-06 | 4 | Nelson Cameron | QLTI | Common Stock | D | 3.5799 | 115 | 0 | 26,415 | ||||
| 2009-11-10 | 2009-11-06 | 4 | Nelson Cameron | QLTI | Common Stock | D | 3.5700 | 1,300 | 5 | 26,300 | ||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 59,000 | ||||||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 349,800 | ||||||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 4,920,153 | ||||||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 1,314 | ||||||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 182,130 | ||||||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 169,290 | ||||||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 100 | ||||||||
| 2009-03-17 | 3 | RENAISSANCE TECHNOLOGIES LLC | QLTI | Common Shares | I | 5,800 | ||||||||
| 2009-03-17 | 2009-02-10 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2763 | -8,200 | -19 | 197,388 | ||||
| 2009-03-17 | 2009-02-10 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3000 | 500 | 1 | 205,588 | ||||
| 2009-03-17 | 2009-02-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3318 | 1,100 | 3 | 357,000 | ||||
| 2009-03-17 | 2009-02-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3117 | -4,700 | -11 | 4,883,253 | ||||
| 2009-03-17 | 2009-02-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3348 | 6,340 | 15 | 205,088 | ||||
| 2009-03-17 | 2009-02-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3196 | 1,100 | 3 | 355,900 | ||||
| 2009-03-17 | 2009-02-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3121 | -3,500 | -8 | 4,887,953 | ||||
| 2009-03-17 | 2009-02-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3293 | 13,500 | 31 | 198,748 | ||||
| 2009-03-17 | 2009-02-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2844 | 900 | 2 | 354,800 | ||||
| 2009-03-17 | 2009-02-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2697 | -5,600 | -13 | 4,891,453 | ||||
| 2009-03-17 | 2009-02-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2687 | -5,500 | -12 | 142,002 | ||||
| 2009-03-17 | 2009-02-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2838 | 2,100 | 5 | 185,248 | ||||
| 2009-03-17 | 2009-02-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2944 | 900 | 2 | 353,900 | ||||
| 2009-03-17 | 2009-02-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2746 | -6,700 | -15 | 4,897,053 | ||||
| 2009-03-17 | 2009-02-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2636 | -2,500 | -6 | 147,502 | ||||
| 2009-03-17 | 2009-02-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2963 | 818 | 2 | 183,148 | ||||
| 2009-03-17 | 2009-02-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2800 | -700 | -2 | 55,600 | ||||
| 2009-03-17 | 2009-02-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2830 | 1,000 | 2 | 353,000 | ||||
| 2009-03-17 | 2009-02-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2568 | -1,900 | -4 | 150,002 | ||||
| 2009-03-17 | 2009-02-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.3136 | 1,400 | 3 | 182,330 | ||||
| 2009-03-17 | 2009-02-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2669 | -800 | -2 | 56,300 | ||||
| 2009-03-17 | 2009-02-02 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2546 | 1,100 | 2 | 352,000 | ||||
| 2009-03-17 | 2009-02-02 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2398 | -8,000 | -18 | 4,903,753 | ||||
| 2009-03-17 | 2009-02-02 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2464 | -5,150 | -12 | 151,902 | ||||
| 2009-03-17 | 2009-02-02 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2372 | -900 | -2 | 57,100 | ||||
| 2009-03-17 | 2009-01-30 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2559 | 1,100 | 2 | 350,900 | ||||
| 2009-03-17 | 2009-01-30 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2487 | -8,400 | -19 | 4,911,753 | ||||
| 2009-03-17 | 2009-01-30 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2508 | -12,238 | -28 | 157,052 | ||||
| 2009-03-17 | 2009-01-30 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2508 | -1,200 | -3 | 180,930 | ||||
| 2009-03-17 | 2009-01-30 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 2.2425 | -1,000 | -2 | 58,000 | ||||
| 2009-03-17 | 2009-03-02 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6612 | -4,638 | -8 | 144,283 | ||||
| 2009-03-17 | 2009-02-27 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6836 | 1,100 | 2 | 372,600 | ||||
| 2009-03-17 | 2009-02-27 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6300 | -1,700 | -3 | 88,684 | ||||
| 2009-03-17 | 2009-02-27 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6684 | -3,095 | -5 | 148,921 | ||||
| 2009-03-17 | 2009-02-27 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6430 | 2,300 | 4 | 150,887 | ||||
| 2009-03-17 | 2009-02-27 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6760 | -500 | -1 | 51,500 | ||||
| 2009-03-17 | 2009-02-26 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6750 | 1,100 | 2 | 371,500 | ||||
| 2009-03-17 | 2009-02-26 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6672 | -4,150 | -7 | 90,384 | ||||
| 2009-03-17 | 2009-02-26 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6562 | -4,500 | -7 | 149,716 | ||||
| 2009-03-17 | 2009-02-26 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6600 | 300 | 0 | 153,216 | ||||
| 2009-03-17 | 2009-02-26 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6704 | -1,200 | -2 | 52,000 | ||||
| 2009-03-17 | 2009-02-25 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7436 | 1,100 | 2 | 370,400 | ||||
| 2009-03-17 | 2009-02-25 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7532 | -8,200 | -14 | 94,534 | ||||
| 2009-03-17 | 2009-02-25 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7506 | -10,246 | -18 | 153,916 | ||||
| 2009-03-17 | 2009-02-25 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7200 | 100 | 0 | 164,162 | ||||
| 2009-03-17 | 2009-02-24 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7277 | 1,300 | 2 | 369,300 | ||||
| 2009-03-17 | 2009-02-24 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7241 | -9,000 | -16 | 4,836,553 | ||||
| 2009-03-17 | 2009-02-24 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7200 | -1,200 | -2 | 102,734 | ||||
| 2009-03-17 | 2009-02-24 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7272 | 1,800 | 3 | 164,062 | ||||
| 2009-03-17 | 2009-02-24 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7300 | -100 | -0 | 162,262 | ||||
| 2009-03-17 | 2009-02-24 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7225 | -800 | -1 | 53,200 | ||||
| 2009-03-17 | 2009-02-23 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7362 | 1,300 | 2 | 368,000 | ||||
| 2009-03-17 | 2009-02-23 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7221 | -2,400 | -4 | 103,934 | ||||
| 2009-03-17 | 2009-02-23 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7228 | -2,500 | -4 | 162,362 | ||||
| 2009-03-17 | 2009-02-20 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.8088 | 1,200 | 2 | 366,700 | ||||
| 2009-03-17 | 2009-02-20 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.8054 | -2,328 | -4 | 106,334 | ||||
| 2009-03-17 | 2009-02-20 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.8041 | -2,700 | -5 | 164,862 | ||||
| 2009-03-17 | 2009-02-20 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.8114 | 700 | 1 | 166,262 | ||||
| 2009-03-17 | 2009-02-20 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.7975 | -1,000 | -2 | 54,000 | ||||
| 2009-03-17 | 2009-02-19 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.9342 | 1,200 | 2 | 365,500 | ||||
| 2009-03-17 | 2009-03-10 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4483 | -22,300 | -32 | 22,400 | ||||
| 2009-03-17 | 2009-03-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4343 | 700 | 1 | 377,900 | ||||
| 2009-03-17 | 2009-03-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4227 | -9,200 | -13 | 4,820,453 | ||||
| 2009-03-17 | 2009-03-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4244 | -3,780 | -5 | 150,867 | ||||
| 2009-03-17 | 2009-03-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4335 | 3,700 | 5 | 154,647 | ||||
| 2009-03-17 | 2009-03-09 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4250 | -1,400 | -2 | 44,700 | ||||
| 2009-03-17 | 2009-03-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4300 | 800 | 1 | 377,200 | ||||
| 2009-03-17 | 2009-03-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4221 | -6,900 | -10 | 4,829,653 | ||||
| 2009-03-17 | 2009-03-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4300 | -228 | -0 | 80,783 | ||||
| 2009-03-17 | 2009-03-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4251 | 6,221 | 9 | 150,947 | ||||
| 2009-03-17 | 2009-03-06 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4308 | -1,200 | -2 | 46,100 | ||||
| 2009-03-17 | 2009-03-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5631 | 800 | 1 | 376,400 | ||||
| 2009-03-17 | 2009-03-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5286 | -3,273 | -5 | 81,011 | ||||
| 2009-03-17 | 2009-03-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5691 | -8,440 | -13 | 144,726 | ||||
| 2009-03-17 | 2009-03-05 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5393 | -1,400 | -2 | 47,300 | ||||
| 2009-03-17 | 2009-03-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5790 | 1,000 | 2 | 375,600 | ||||
| 2009-03-17 | 2009-03-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5806 | -7,164 | -11 | 153,166 | ||||
| 2009-03-17 | 2009-03-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5200 | 1,200 | 2 | 160,330 | ||||
| 2009-03-17 | 2009-03-04 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.5643 | -1,400 | -2 | 48,700 | ||||
| 2009-03-17 | 2009-03-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4665 | 1,000 | 1 | 374,600 | ||||
| 2009-03-17 | 2009-03-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4600 | -100 | -0 | 84,284 | ||||
| 2009-03-17 | 2009-03-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4716 | 14,847 | 22 | 159,130 | ||||
| 2009-03-17 | 2009-03-03 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.4836 | -1,400 | -2 | 50,100 | ||||
| 2009-03-17 | 2009-03-02 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6400 | 1,000 | 2 | 373,600 | ||||
| 2009-03-17 | 2009-03-02 | 4 | SIMONS JAMES H | QLTI | Common Shares | I | 1.6842 | -4,300 | -7 | 84,384 | ||||
| 2009-02-17 | 2009-02-12 | 4 | NB Public Equity K/S | QLTI | Common Shares, no par value | D | 2.2900 | 193,190 | 442 | 7,112,515 | ||||
| 2009-02-17 | 2009-02-12 | 4 | NB Public Equity K/S | QLTI | Common Shares, no par value | D | 2.2825 | 25 | 0 | 6,919,325 | ||||
| 2009-02-17 | 2009-02-12 | 4 | NB Public Equity K/S | QLTI | Common Shares, no par value | D | 2.2800 | 1,455 | 3 | 6,919,300 | ||||
| 2009-02-17 | 2009-02-10 | 4 | NB Public Equity K/S | QLTI | Common Shares, no par value | D | 2.3000 | 150,017 | 345 | 7,262,532 | ||||
| 2005-04-20 | 3 | Nelson Cameron | QLTI | Common Stock | D | 0 | ||||||||
| 2005-01-04 | 3/A | VUTURO GEORGE J | QLTI | Common Stock | D | 26,813 | ||||||||
| 2004-11-29 | 3 | AZAB MOHAMMAD | QLTI | Common Stock | D | 200 | ||||||||
| 2004-11-29 | 3 | BUTCHOFSKY ROBERT | QLTI | Common Stock | D | 18,100 | ||||||||
| 2004-11-29 | 3 | CLARKE C BOYD | QLTI | Common Stock | D | 3,000 | ||||||||
| 2004-11-29 | 3 | CURAUDEAU ALAIN | QLTI | Common Stock | D | 0 | ||||||||
| 2004-11-29 | 3 | DUNCAN MICHAEL R | QLTI | Common Stock | D | 715 | ||||||||
| 2004-11-29 | 3 | CROSSGROVE PETER A | QLTI | Common Stock | D | 2,000 | ||||||||
| 2004-11-29 | 3 | HASTINGS PAUL J | QLTI | Common Stock | D | 8,600 | ||||||||
| 2004-11-29 | 3 | DOTY MICHAEL J | QLTI | Common Stock | D | 1,000 | ||||||||
| 2004-11-29 | 3 | HAYES THERESE | QLTI | Common Stock | D | 0 | ||||||||
| 2004-11-29 | 3 | LEVY JULIA By Spouse | QLTI | Common Stock | I | 29,800 | ||||||||
| 2004-11-29 | 3 | LEVY JULIA RRSP Account | QLTI | Common Stock | I | 4,000 | ||||||||
| 2004-11-29 | 3 | LEVY JULIA | QLTI | Common Stock | D | 445,480 | ||||||||
| 2004-11-29 | 3 | LUPINI LINDA | QLTI | Common Stock | D | 500 | ||||||||
| 2004-11-29 | 3 | NEWELL WILLIAM J | QLTI | Common Stock | D | 0 | ||||||||
| 2004-11-29 | 3 | MENDELSON ALAN C | QLTI | Common Stock | D | 2,000 | ||||||||
| 2004-11-29 | 3 | REDENBARGER JAMES | QLTI | Common Stock | D | 0 | ||||||||
| 2004-11-29 | 3 | SCOTT E DUFF | QLTI | Common Stock | D | 30,000 | ||||||||
| 2004-11-29 | 3 | VIETOR RICHARD R | QLTI | Common Stock | D | 448 | ||||||||
| 2004-11-29 | 3 | WOOD JACK | QLTI | Common Stock | D | 3,500 | ||||||||
| 2004-11-29 | 3 | HENRIKSEN RONALD D | QLTI | Common Stock | D | 6,000 |
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
