RARX / Ra Pharmaceuticals, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Ra Pharmaceuticals, Inc.
US ˙ NASDAQ ˙ US74933V1089
ESTE SÍMBOLO NÃO ESTÁ MAIS ATIVO

Ações de Insider14,039,011 shares
Pontuação de Sentimento de Insider

A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.

É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com a maior acumulação de insiders.

Pontuação de Sentimento dos Oficiais

A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.

Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.

Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com maior sentimento dos insiders.

Principais Métricas de Insider

Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.

Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).

Número Líquido de Insiders Comprando (Classificação)

N/A

Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).

Percentual do Float Comprado por Insiders (Classificação)

N/A

Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.

Gráfico de Negociação de Insider

Ra Pharmaceuticals, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.

Roster de Insider e Métricas de Lucratividade

Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.

See our leaderboard of most profitable insider traders.

Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão

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Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em RARX / Ra Pharmaceuticals, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Máx
Preço em
Máx
Lucro
Máximo ($)
Retorno Máximo (%)
2018-12-14 Shah Rajeev M. 1,006,452 15.5000 1,006,452 15.5000 15,600,006 363
2018-12-14 NEW ENTERPRISE ASSOCIATES 13 LP 645,161 15.5000 645,161 15.5000 9,999,996
2018-12-12 RA CAPITAL MANAGEMENT, LLC 1,006,452 15.5000 1,006,452 15.5000 15,600,006
2018-02-16 NEW ENTERPRISE ASSOCIATES 13 LP 2,000,000 6.0000 2,000,000 6.0000 12,000,000
2018-02-14 RA CAPITAL MANAGEMENT, LLC 2,500,000 6.0000 2,500,000 6.0000 15,000,000
2016-10-31 NEW ENTERPRISE ASSOCIATES 13 LP 338,462 13.0000 338,462 13.0000 4,400,006
2016-10-31 MORGENTHALER VENTURE PARTNERS IX LP 263,538 13.0000 263,538 13.0000 3,425,994
2016-10-31 Novartis Bioventures Ltd 84,615 13.0000 84,615 13.0000 1,099,995
2016-10-31 RA CAPITAL MANAGEMENT, LLC 161,538 13.0000 161,538 13.0000 2,099,994

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

RARX / Ra Pharmaceuticals, Inc. Insider Trades
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo

Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em RARX / Ra Pharmaceuticals, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
2017-06-19 Novartis Bioventures Ltd 3,220 22.0182 3,220 22.0182 70,899 287
2017-06-16 Novartis Bioventures Ltd 53,200 21.2445 53,200 21.2445 1,130,207
2017-06-08 Novartis Bioventures Ltd 700 22.0000 700 22.0000 15,400
2017-06-07 Novartis Bioventures Ltd 4,840 22.1073 4,840 22.1073 106,999
2017-06-06 Novartis Bioventures Ltd 7,274 22.9806 7,274 22.9806 167,161
2017-06-05 Novartis Bioventures Ltd 4,780 23.1146 4,780 23.1146 110,488
2017-06-02 Novartis Bioventures Ltd 14,867 23.4714 14,867 23.4714 348,949
2017-06-01 Novartis Bioventures Ltd 10,722 23.8926 10,722 23.8926 256,176
2017-05-31 Novartis Bioventures Ltd 35,539 23.9426 35,539 23.9426 850,896

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

RARX / Ra Pharmaceuticals, Inc. Insider Trades
Histórico de Transações

Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.

Arquivo
Data
Data da
Operação
Formulário Insider Ticker Título de Segurança Código 10b5-1 Direto Preço de Exercício
Preço Unitário
Preço por
Unidade
Unidades
Alteradas
Valor
Alterado (1K)
Opções
Restantes
Ações
Restantes
2020-04-03 2020-04-02 4 NEW ENTERPRISE ASSOCIATES 13 LP RARX Common Stock D - Sale to Issuer D -6,135,234 0
2020-04-03 2020-04-02 4 Brennan Aoife RARX Stock Option (Right to Buy) D - Sale to Issuer D 16.36 -25,000 0
2020-04-03 2020-04-02 4 Brennan Aoife RARX Stock Option (Right to Buy) D - Sale to Issuer D 19.88 -15,000 0
2020-04-03 2020-04-02 4 RA CAPITAL MANAGEMENT, LLC RARX Common Stock D - Sale to Issuer I 48.0000 -4,858,260 -233,196 0
2020-04-03 2020-04-02 4 Heft Robert RARX Stock Option (Right to Buy) D - Sale to Issuer D 22.37 -15,000 0
2020-04-03 2020-04-02 4 Heft Robert RARX Stock Option (Right to Buy) D - Sale to Issuer D 19.88 -15,000 0
2020-04-03 2020-04-02 4 Heft Robert RARX Stock Option (Right to Buy) D - Sale to Issuer D 9.90 -15,000 0
2020-04-03 2020-04-02 4 Heft Robert RARX Stock Option (Right to Buy) D - Sale to Issuer D 2.87 -22,857 0
2020-04-03 2020-04-02 4 Shah Rajeev M. RARX Stock Option (Right to Buy) D - Sale to Issuer D 19.88 -15,000 0
2020-04-03 2020-04-02 4 Shah Rajeev M. RARX Stock Option (Right to Buy) D - Sale to Issuer D 22.37 -15,000 0
2020-04-03 2020-04-02 4 Shah Rajeev M. RARX Stock Option (Right to Buy) D - Sale to Issuer D 9.90 -15,000 0
2020-04-03 2020-04-02 4 Shah Rajeev M. RARX Common Stock D - Sale to Issuer I 48.0000 -4,858,260 -233,196 0
2020-04-03 2020-04-02 4 King John C RARX Restricted Stock Units D - Sale to Issuer D -30,658 0
2020-04-03 2020-04-02 4 King John C RARX Stock Option (Right to Buy) D - Sale to Issuer D 21.00 -107,000 0
2020-04-03 2020-04-02 4 King John C RARX Stock Option (Right to Buy) D - Sale to Issuer D 6.20 -190,000 0
2020-04-03 2020-04-02 4 King John C RARX Common Stock D - Sale to Issuer D 48.0000 -10,823 -520 0
2020-04-03 2020-04-02 4 PEARSON TIMOTHY R RARX Stock Option (Right to Buy) D - Sale to Issuer D 22.37 -15,000 0
2020-04-03 2020-04-02 4 PEARSON TIMOTHY R RARX Stock Option (Right to Buy) D - Sale to Issuer D 19.88 -15,000 0
2020-04-03 2020-04-02 4 PEARSON TIMOTHY R RARX Stock Option (Right to Buy) D - Sale to Issuer D 9.90 -15,000 0
2020-04-03 2020-04-02 4 PEARSON TIMOTHY R RARX Stock Option (Right to Buy) D - Sale to Issuer D 2.87 -22,857 0
2020-04-03 2020-04-02 4 Cumbo Alexander RARX Stock Option (Right to Buy) D - Sale to Issuer D 12.99 -25,000 0
2020-04-03 2020-04-02 4 Cumbo Alexander RARX Stock Option (Right to Buy) D - Sale to Issuer D 19.88 -15,000 0
2020-04-03 2020-04-02 4 Farzaneh-Far Ramin RARX Restricted Stock Units D - Sale to Issuer D -10,416 0
2020-04-03 2020-04-02 4 Farzaneh-Far Ramin RARX Stock Option (Right to Buy) D - Sale to Issuer D 21.00 -133,000 0
2020-04-03 2020-04-02 4 Farzaneh-Far Ramin RARX Stock Option (Right to Buy) D - Sale to Issuer D 7.33 -62,500 0
2020-04-03 2020-04-02 4 Farzaneh-Far Ramin RARX Stock Option (Right to Buy) D - Sale to Issuer D 16.64 -90,000 0
2020-04-03 2020-04-02 4 Farzaneh-Far Ramin RARX Stock Option (Right to Buy) D - Sale to Issuer D 5.60 -73,654 0
2020-04-03 2020-04-02 4 Farzaneh-Far Ramin RARX Stock Option (Right to Buy) D - Sale to Issuer D 5.60 -11,110 0
2020-04-03 2020-04-02 4 Farzaneh-Far Ramin RARX Common Stock D - Sale to Issuer D 48.0000 -14,492 -696 0
2020-04-03 2020-04-02 4 Read Simon RARX Restricted Stock Units D - Sale to Issuer D -9,166 0
2020-04-03 2020-04-02 4 Read Simon RARX Stock Option (Right to Buy) D - Sale to Issuer D 21.00 -107,000 0
2020-04-03 2020-04-02 4 Read Simon RARX Stock Option (Right to Buy) D - Sale to Issuer D 7.33 -55,000 0
2020-04-03 2020-04-02 4 Read Simon RARX Stock Option (Right to Buy) D - Sale to Issuer D 16.64 -67,500 0
2020-04-03 2020-04-02 4 Read Simon RARX Stock Option (Right to Buy) D - Sale to Issuer D 5.60 -25,000 0
2020-04-03 2020-04-02 4 Read Simon RARX Stock Option (Right to Buy) D - Sale to Issuer D 2.87 -26,422 0
2020-04-03 2020-04-02 4 Read Simon RARX Stock Option (Right to Buy) D - Sale to Issuer D 2.87 -46,434 0
2020-04-03 2020-04-02 4 Read Simon RARX Common Stock D - Sale to Issuer D 48.0000 -12,595 -605 0
2020-04-03 2020-04-02 4 Ricardo Alonso RARX Restricted Stock Units D - Sale to Issuer D -4,375 0
2020-04-03 2020-04-02 4 Ricardo Alonso RARX Stock Option (Right to Buy) D - Sale to Issuer D 21.00 -107,000 0
2020-04-03 2020-04-02 4 Ricardo Alonso RARX Stock Option (Right to Buy) D - Sale to Issuer D 7.33 -26,250 0
2020-04-03 2020-04-02 4 Ricardo Alonso RARX Stock Option (Right to Buy) D - Sale to Issuer D 16.64 -60,000 0
2020-04-03 2020-04-02 4 Ricardo Alonso RARX Stock Option (Right to Buy) D - Sale to Issuer D 5.60 -31,428 0
2020-04-03 2020-04-02 4 Ricardo Alonso RARX Stock Option (Right to Buy) D - Sale to Issuer D 2.87 -30,000 0
2020-04-03 2020-04-02 4 Ricardo Alonso RARX Stock Option (Right to Buy) D - Sale to Issuer D 2.87 -14,285 0
2020-04-03 2020-04-02 4 Ricardo Alonso RARX Stock Option (Right to Buy) D - Sale to Issuer D 0.84 -2,857 0
2020-04-03 2020-04-02 4 Ricardo Alonso RARX Common Stock D - Sale to Issuer D 48.0000 -2,973 -143 0
2020-04-03 2020-04-02 4 Lubner David Charles RARX Restricted Stock Units D - Sale to Issuer D -10,416 0
2020-04-03 2020-04-02 4 Lubner David Charles RARX Stock Option (Right to Buy) D - Sale to Issuer D 21.00 -133,000 0
2020-04-03 2020-04-02 4 Lubner David Charles RARX Stock Option (Right to Buy) D - Sale to Issuer D 7.33 -62,500 0
2020-04-03 2020-04-02 4 Lubner David Charles RARX Stock Option (Right to Buy) D - Sale to Issuer D 16.64 -112,500 0
2020-04-03 2020-04-02 4 Lubner David Charles RARX Stock Option (Right to Buy) D - Sale to Issuer D 5.60 -28,571 0
2020-04-03 2020-04-02 4 Lubner David Charles RARX Stock Option (Right to Buy) D - Sale to Issuer D 2.87 -92,283 0
2020-04-03 2020-04-02 4 Lubner David Charles RARX Stock Option (Right to Buy) D - Sale to Issuer D 2.87 -115,572 0
2020-04-03 2020-04-02 4 Lubner David Charles RARX Common Stock D - Sale to Issuer D 48.0000 -15,622 -750 0
2020-04-03 2020-04-02 4 Treco Douglas A RARX Restricted Stock Units D - Sale to Issuer D -20,833 0
2020-04-03 2020-04-02 4 Treco Douglas A RARX Stock Option (Right to Buy) D - Sale to Issuer D 21.00 -311,000 0
2020-04-03 2020-04-02 4 Treco Douglas A RARX Stock Option (Right to Buy) D - Sale to Issuer D 7.33 -125,000 0
2020-04-03 2020-04-02 4 Treco Douglas A RARX Stock Option (Right to Buy) D - Sale to Issuer D 16.64 -225,000 0
2020-04-03 2020-04-02 4 Treco Douglas A RARX Stock Option (Right to Buy) D - Sale to Issuer D 5.60 -164,285 0
2020-04-03 2020-04-02 4 Treco Douglas A RARX Stock Option (Right to Buy) D - Sale to Issuer D 2.87 -241,460 0
2020-04-03 2020-04-02 4 Treco Douglas A RARX Stock Option (Right to Buy) D - Sale to Issuer D 2.87 -139,371 0
2020-04-03 2020-04-02 4 Treco Douglas A RARX Common Stock D - Sale to Issuer D 48.0000 -234,707 -11,266 0
2020-04-03 2020-04-02 4 Mathers Edward T RARX Stock Option (Right to Buy) D - Sale to Issuer D 22.37 -15,000 0
2020-04-03 2020-04-02 4 Mathers Edward T RARX Stock Option (Right to Buy) D - Sale to Issuer D 19.88 -15,000 0
2020-04-03 2020-04-02 4 Mathers Edward T RARX Stock Option (Right to Buy) D - Sale to Issuer D 9.90 -15,000 0
2020-03-18 2020-03-16 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -9,206 73,654
2020-03-18 2020-03-16 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -1,389 11,110
2020-03-18 2020-03-16 4 Farzaneh-Far Ramin RARX COMMON STOCK S - Sale D 45.1648 -10,595 -479 7,132
2020-03-18 2020-03-16 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 9,206 52 17,727
2020-03-18 2020-03-16 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 1,389 8 8,521
2020-03-18 2020-03-17 4 Ricardo Alonso RARX COMMON STOCK S - Sale D 44.2500 -2,288 -101 0
2020-02-20 2020-02-18 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -9,206 82,860
2020-02-20 2020-02-18 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -1,389 12,499
2020-02-20 2020-02-18 4 Farzaneh-Far Ramin RARX COMMON STOCK S - Sale D 46.6116 -10,595 -494 7,132
2020-02-20 2020-02-18 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 9,206 52 17,727
2020-02-20 2020-02-18 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 1,389 8 8,521
2020-01-21 2020-01-17 4 Ricardo Alonso RARX COMMON STOCK S - Sale D 47.0200 -2,285 -107 2,288
2020-01-16 2020-01-15 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -9,206 92,066
2020-01-16 2020-01-15 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -1,389 13,888
2020-01-16 2020-01-15 4 Farzaneh-Far Ramin RARX COMMON STOCK S - Sale D 46.9505 -10,595 -497 7,132
2020-01-16 2020-01-15 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 9,206 52 17,727
2020-01-16 2020-01-15 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 1,389 8 8,521
2019-12-18 2019-12-16 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -9,206 101,272
2019-12-18 2019-12-16 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -1,389 15,277
2019-12-18 2019-12-16 4 Farzaneh-Far Ramin RARX COMMON STOCK S - Sale D 47.2252 -10,595 -500 7,132
2019-12-18 2019-12-16 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 9,206 52 17,727
2019-12-18 2019-12-16 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 1,389 8 8,521
2019-12-18 2019-12-17 4 Read Simon RARX Stock Options (Right to buy) M - Exercise D 2.87 -10,000 46,142
2019-12-18 2019-12-17 4 Read Simon RARX COMMON STOCK S - Sale D 47.0821 -10,000 -471 6,234
2019-12-18 2019-12-17 4 Read Simon RARX COMMON STOCK M - Exercise D 2.8700 10,000 29 16,234
2019-12-18 2019-12-17 4 Ricardo Alonso RARX COMMON STOCK S - Sale D 47.0759 -2,285 -108 4,573
2019-11-18 2019-11-14 4 Read Simon RARX Stock Options (Right to buy) M - Exercise D 2.87 -10,000 56,142
2019-11-18 2019-11-14 4 Read Simon RARX COMMON STOCK S - Sale D 46.6808 -10,000 -467 6,234
2019-11-18 2019-11-14 4 Read Simon RARX COMMON STOCK M - Exercise D 2.8700 10,000 29 16,234
2019-11-18 2019-11-15 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -9,206 110,478
2019-11-18 2019-11-15 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -1,389 16,666
2019-11-18 2019-11-15 4 Farzaneh-Far Ramin RARX COMMON STOCK S - Sale D 46.6559 -10,595 -494 7,132
2019-11-18 2019-11-15 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 9,206 52 17,727
2019-11-18 2019-11-15 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 1,389 8 8,521
2019-10-17 2019-10-15 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -9,206 119,684
2019-10-17 2019-10-15 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -1,389 18,055
2019-10-17 2019-10-15 4 Farzaneh-Far Ramin RARX COMMON STOCK S - Sale D 46.8871 -10,595 -497 7,132
2019-10-17 2019-10-15 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 9,206 52 17,727
2019-10-17 2019-10-15 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 1,389 8 8,521
2019-10-17 2019-10-16 4 Read Simon RARX Stock Options (Right to buy) M - Exercise D 2.87 -10,000 66,142
2019-10-17 2019-10-16 4 Read Simon RARX COMMON STOCK S - Sale D 46.8726 -10,000 -469 6,234
2019-10-17 2019-10-16 4 Read Simon RARX COMMON STOCK M - Exercise D 2.8700 10,000 29 16,234
2019-10-17 2019-10-17 4 Ricardo Alonso RARX COMMON STOCK S - Sale D 46.7000 -2,285 -107 6,858
2019-09-16 2019-09-12 4 Read Simon RARX Stock Options (Right to buy) M - Exercise D 2.87 -10,000 76,142
2019-09-16 2019-09-12 4 Read Simon RARX COMMON STOCK S - Sale D 25.4050 -10,000 -254 6,234
2019-09-16 2019-09-12 4 Read Simon RARX COMMON STOCK M - Exercise D 2.8700 10,000 29 16,234
2019-09-16 2019-09-16 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -9,206 128,890
2019-09-16 2019-09-16 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -1,389 19,444
2019-09-16 2019-09-16 4 Farzaneh-Far Ramin RARX COMMON STOCK S - Sale D 25.2643 -10,595 -268 7,132
2019-09-16 2019-09-16 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 9,206 52 17,727
2019-09-16 2019-09-16 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 1,389 8 8,521
2019-08-27 2019-08-23 4 Ricardo Alonso RARX COMMON STOCK S - Sale D 27.8949 -2,285 -64 9,143
2019-08-27 2019-08-23 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -9,206 138,096
2019-08-27 2019-08-23 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -1,389 20,833
2019-08-27 2019-08-23 4 Farzaneh-Far Ramin RARX COMMON STOCK S - Sale D 27.7703 -10,595 -294 7,132
2019-08-27 2019-08-23 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 9,206 52 17,727
2019-08-27 2019-08-23 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 1,389 8 8,521
2019-08-27 2019-08-23 4 Read Simon RARX Stock Options (Right to buy) M - Exercise D 2.87 -10,000 86,142
2019-08-27 2019-08-23 4 Read Simon RARX COMMON STOCK S - Sale D 27.7703 -10,000 -278 6,234
2019-08-27 2019-08-23 4 Read Simon RARX COMMON STOCK M - Exercise D 2.8700 10,000 29 16,234
2019-07-18 2019-07-17 4 Read Simon RARX Stock Options (Right to buy) M - Exercise D 2.87 -10,000 96,142
2019-07-18 2019-07-17 4 Read Simon RARX COMMON STOCK S - Sale D 32.9479 -10,000 -329 6,234
2019-07-18 2019-07-17 4 Read Simon RARX COMMON STOCK M - Exercise D 2.8700 10,000 29 16,234
2019-07-16 2019-07-15 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -9,206 147,302
2019-07-16 2019-07-15 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -1,389 22,222
2019-07-16 2019-07-15 4 Farzaneh-Far Ramin RARX COMMON STOCK S - Sale D 33.2870 -4,216 -140 7,132
2019-07-16 2019-07-15 4 Farzaneh-Far Ramin RARX COMMON STOCK S - Sale D 32.9690 -6,379 -210 11,348
2019-07-16 2019-07-15 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 9,206 52 17,727
2019-07-16 2019-07-15 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 1,389 8 8,521
2019-06-25 2019-06-21 4 Ricardo Alonso RARX COMMON STOCK S - Sale D 23.7248 -2,857 -68 11,428
2019-06-19 2019-06-17 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -9,206 156,508
2019-06-19 2019-06-17 4 Farzaneh-Far Ramin RARX Stock Options (Right to buy) M - Exercise D 5.60 -1,389 23,611
2019-06-19 2019-06-17 4 Farzaneh-Far Ramin RARX COMMON STOCK S - Sale D 22.0439 -7,184 -158 7,132
2019-06-19 2019-06-17 4 Farzaneh-Far Ramin RARX COMMON STOCK S - Sale D 21.4074 -3,411 -73 14,316
2019-06-19 2019-06-17 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 9,206 52 17,727
2019-06-19 2019-06-17 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 5.6000 1,389 8 8,521
2019-06-19 2019-06-18 4 Read Simon RARX Stock Options (Right to buy) M - Exercise D 2.87 -10,000 106,142
2019-06-19 2019-06-18 4 Read Simon RARX COMMON STOCK S - Sale D 23.0906 -414 -10 6,234
2019-06-19 2019-06-18 4 Read Simon RARX COMMON STOCK S - Sale D 22.2103 -9,586 -213 6,648
2019-06-19 2019-06-18 4 Read Simon RARX COMMON STOCK M - Exercise D 2.8700 10,000 29 16,234
2019-06-13 2019-06-11 4 RA CAPITAL MANAGEMENT, LLC RARX Director Options to Purchase Common Stock (right to buy) A - Award I 19.88 15,000 15,000
2019-06-13 2019-06-11 4 Heft Robert RARX Option to Purchase Common Stock A - Award D 19.88 15,000 15,000
2019-06-13 2019-06-11 4 Brennan Aoife RARX Option to Purchase Common Stock A - Award D 19.88 15,000 15,000
2019-06-13 2019-06-11 4 PEARSON TIMOTHY R RARX Option to Purchase Common Stock A - Award D 19.88 15,000 15,000
2019-06-13 2019-06-11 4 Cumbo Alexander RARX Option to Purchase Common Stock A - Award D 19.88 15,000 15,000
2019-06-13 2019-06-11 4 Shah Rajeev M. RARX Option to Purchase Common Stock A - Award D 19.88 15,000 15,000
2019-06-13 2019-06-11 4 Mathers Edward T RARX Option to Purchase Common Stock A - Award D 19.88 15,000 15,000
2019-04-18 2019-04-16 4 King John C RARX Restricted Stock Units M - Exercise D -15,329 30,658
2019-04-18 2019-04-16 4 King John C RARX Common Stock F - Taxes D 21.9300 -4,506 -99 10,823
2019-04-18 2019-04-16 4 King John C RARX Common Stock M - Exercise D 15,329 15,329
2019-03-06 3 Ricardo Alonso RARX Common Stock D 28,570
2019-03-06 3 Ricardo Alonso RARX Common Stock D 28,570
2019-03-06 3 Ricardo Alonso RARX Common Stock D 28,570
2019-02-05 2019-02-01 4 Treco Douglas A RARX Restricted Stock Units M - Exercise D -20,834 41,666
2019-02-05 2019-02-01 4 Treco Douglas A RARX Options to Purchase Common Stock A - Award D 21.00 311,000 311,000
2019-02-05 2019-02-01 4 Treco Douglas A RARX COMMON STOCK F - Taxes D 21.0000 -6,327 -133 218,799
2019-02-05 2019-02-01 4 Treco Douglas A RARX COMMON STOCK M - Exercise D 20,834 225,126
2019-02-05 2019-02-01 4 Farzaneh-Far Ramin RARX Restricted Stock Units M - Exercise D -10,417 20,833
2019-02-05 2019-02-01 4 Farzaneh-Far Ramin RARX Options to Purchase Common Stock A - Award D 21.00 133,000 133,000
2019-02-05 2019-02-01 4 Farzaneh-Far Ramin RARX COMMON STOCK F - Taxes D 21.0000 -3,285 -69 7,132
2019-02-05 2019-02-01 4 Farzaneh-Far Ramin RARX COMMON STOCK M - Exercise D 10,417 10,417
2019-02-05 2019-02-01 4 Read Simon RARX Restricted Stock Units M - Exercise D -9,167 18,333
2019-02-05 2019-02-01 4 Read Simon RARX Options to Purchase Common Stock A - Award D 21.00 107,000 107,000
2019-02-05 2019-02-01 4 Read Simon RARX COMMON STOCK F - Taxes D 21.0000 -2,933 -62 6,234
2019-02-05 2019-02-01 4 Read Simon RARX COMMON STOCK M - Exercise D 9,167 9,167
2019-02-05 2019-02-01 4 Lubner David Charles RARX Restricted Stock Units M - Exercise D -10,417 20,833
2019-02-05 2019-02-01 4 Lubner David Charles RARX Options to Purchase Common Stock A - Award D 21.00 133,000 133,000
2019-02-05 2019-02-01 4 Lubner David Charles RARX COMMON STOCK F - Taxes D 21.0000 -3,291 -69 7,126
2019-02-05 2019-02-01 4 Lubner David Charles RARX COMMON STOCK M - Exercise D 10,417 10,417
2019-02-05 2019-02-01 4 King John C RARX Options to Purchase Common Stock A - Award D 21.00 107,000 107,000
2018-12-14 2018-12-12 4 RA CAPITAL MANAGEMENT, LLC RARX Common Stock P - Purchase I 15.5000 1,006,452 15,600 4,858,260
2018-12-14 2018-12-14 4 NEW ENTERPRISE ASSOCIATES 13 LP RARX Common Stock P - Purchase D 15.5000 645,161 10,000 6,135,234
2018-12-14 2018-12-14 4 Shah Rajeev M. RARX Common Stock P - Purchase I 15.5000 1,006,452 15,600 4,858,260
2018-11-15 2018-11-14 4 Cumbo Alexander RARX Option to Purchase Common Stock A - Award D 12.99 25,000 25,000
2018-11-01 2018-06-28 4 RA CAPITAL MANAGEMENT, LLC RARX Director Options to Purchase Common Stock (right to buy) A - Award I 9.90 15,000 15,000
2018-09-25 2018-09-21 4 Brennan Aoife RARX Options to Purchase Common Stock A - Award D 16.36 25,000 25,000
2018-07-02 2018-06-28 4 RA CAPITAL MANAGEMENT, LLC RARX Director Options to Purchase Common Stock (right to buy) A - Award I 9.90 15,000 15,000
2018-07-02 2018-06-28 4 Mathers Edward T RARX Options to Purchase Common Stock A - Award D 9.90 15,000 15,000
2018-07-02 2018-06-28 4 Shah Rajeev M. RARX Options to Purchase Common Stock A - Award D 9.90 15,000 15,000
2018-07-02 2018-06-28 4 Bisgaard Peter RARX Options to Purchase Common Stock A - Award D 9.90 15,000 15,000
2018-07-02 2018-06-28 4 PEARSON TIMOTHY R RARX Options to Purchase Common Stock A - Award D 9.90 15,000 15,000
2018-07-02 2018-06-28 4 Heft Robert RARX Options to Purchase Common Stock A - Award D 9.90 15,000 15,000
2018-05-02 2018-05-01 4 King John C RARX Restricted Stock Units A - Award D 45,987 45,987
2018-05-02 2018-05-01 4 King John C RARX Option to Purchase Common Stock A - Award D 6.20 190,000 190,000
2018-02-21 2018-02-16 4 NEW ENTERPRISE ASSOCIATES 13 LP RARX Common Stock P - Purchase D 6.0000 2,000,000 12,000 5,490,073
2018-02-16 2018-02-14 4 RA CAPITAL MANAGEMENT, LLC See Note RARX Common Stock P - Purchase I 6.0000 2,500,000 15,000 3,851,808
2018-02-16 2018-02-14 4 Shah Rajeev M. RARX Common Stock P - Purchase I 6.0000 2,500,000 15,000 3,851,808
2018-02-05 2018-02-01 4 Treco Douglas A RARX Restricted Stock Units A - Award D 0.00 62,500 62,500
2018-02-05 2018-02-01 4 Treco Douglas A RARX Options to Purchase Common Stock A - Award D 7.33 125,000 125,000
2018-02-05 2018-02-01 4 Lubner David Charles RARX Restricted Stock Units A - Award D 0.00 31,250 31,250
2018-02-05 2018-02-01 4 Lubner David Charles RARX Options to Purchase Common Stock A - Award D 7.33 62,500 62,500
2018-02-05 2018-02-01 4 Read Simon RARX Restricted Stock Unit A - Award D 0.00 27,500 27,500
2018-02-05 2018-02-01 4 Read Simon RARX Options to Purchase Common Stock A - Award D 7.33 55,000 55,000
2018-02-05 2018-02-01 4 Farzaneh-Far Ramin RARX Restricted Stock Unit A - Award D 0.00 31,250 31,250
2018-02-05 2018-02-01 4 Farzaneh-Far Ramin RARX Options to Purchase Common Stock A - Award D 7.33 62,500 62,500
2017-10-30 2017-10-26 4 Bisgaard Peter RARX Options to Purchase Common Stock A - Award D 22.37 15,000 15,000
2017-06-22 2017-06-20 4 Lettmann Jason RARX Options to Purchase Common Stock A - Award D 22.37 15,000 15,000
2017-06-22 2017-06-20 4 Mathers Edward T RARX Options to Purchase Common Stock A - Award D 22.37 15,000 15,000
2017-06-22 2017-06-20 4 PEARSON TIMOTHY R RARX Options to Purchase Common Stock A - Award D 22.37 15,000 15,000
2017-06-22 2017-06-20 4 Shah Rajeev M. RARX Options to Purchase Common Stock A - Award D 22.37 15,000 15,000
2017-06-22 2017-06-20 4 Heft Robert RARX Options to Purchase Common Stock A - Award D 22.37 15,000 15,000
2017-06-22 2017-06-20 4 RA CAPITAL MANAGEMENT, LLC See Footnotes RARX Director Options to Purchase Common Stock (right to buy) A - Award I 22.37 15,000 15,000
2017-06-20 2017-06-19 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 22.0182 -3,220 -71 2,251,457
2017-06-20 2017-06-16 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 21.2445 -53,200 -1,130 2,254,677
2017-06-12 2017-06-08 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 22.0000 -700 -15 2,307,877
2017-06-08 2017-06-07 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 22.1073 -4,840 -107 2,308,577
2017-06-08 2017-06-06 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 22.9806 -7,274 -167 2,313,417
2017-06-06 2017-06-05 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 23.1146 -4,780 -110 2,320,691
2017-06-06 2017-06-02 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 23.4714 -14,867 -349 2,325,471
2017-06-02 2017-06-01 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 23.8926 -10,722 -256 2,340,338
2017-06-02 2017-05-31 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 23.9426 -35,539 -851 2,351,060
2017-05-30 2017-05-26 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 25.1448 -5,300 -133 2,386,599
2017-05-30 2017-05-25 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 25.0000 -53 -1 2,391,899
2017-05-25 2017-05-24 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 25.0051 -17,451 -436 2,391,952
2017-05-22 2017-05-18 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 25.4977 -9,019 -230 2,409,403
2017-05-18 2017-05-17 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 25.5126 -22,534 -575 2,418,422
2017-05-18 2017-05-16 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 26.3296 -20,081 -529 2,440,956
2017-05-02 2017-03-01 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 20.9126 -7,778 -163 2,461,037
2017-05-02 2017-02-28 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 20.8577 -7,847 -164 2,468,815
2017-05-02 2017-02-27 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 20.9582 -57,844 -1,212 2,476,662
2017-05-02 2017-02-24 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 20.9336 -5,398 -113 2,534,506
2017-05-02 2017-02-23 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 21.0362 -4,999 -105 2,539,904
2017-05-02 2017-02-22 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 21.8553 -749 -16 2,544,903
2017-02-03 2017-02-01 4 Lubner David Charles RARX Options to Purchase Common Stock A - Award D 16.64 112,500 112,500
2017-02-03 2017-02-01 4 Treco Douglas A RARX Options to Purchase Common Stock A - Award D 16.64 225,000 225,000
2017-02-03 2017-02-01 4 Farzaneh-Far Ramin RARX Options to Purchase Common Stock A - Award D 16.64 90,000 90,000
2017-02-03 2017-02-01 4 Read Simon RARX Options to Purchase Common Stock A - Award D 16.64 67,500 67,500
2016-11-02 2016-10-31 4 Novo A/S RARX Series B-2 Preferred Stock C - Conversion D -860,438 0
2016-11-02 2016-10-31 4 Novo A/S RARX Series B-1 Preferred Stock C - Conversion D -924,970 0
2016-11-02 2016-10-31 4 Novo A/S RARX Common Stock P - Purchase D 13.0000 246,154 3,200 2,031,562
2016-11-02 2016-10-31 4 Novo A/S RARX Common Stock C - Conversion D 860,438 1,785,408
2016-11-02 2016-10-31 4 Novo A/S RARX Common Stock C - Conversion D 924,970 924,970
2016-10-31 2016-10-31 4 Novartis Bioventures Ltd RARX Series B-2 Preferred Stock C - Conversion D -3,402,729 0
2016-10-31 2016-10-31 4 Novartis Bioventures Ltd RARX Series B-1 Preferred Stock C - Conversion D -3,657,932 0
2016-10-31 2016-10-31 4 Novartis Bioventures Ltd RARX Series A Preferred Stock C - Conversion D -9,728,589 0
2016-10-31 2016-10-31 4 Novartis Bioventures Ltd RARX Warrants to Purchase Common Stock X - Other D 0.07 -62,914 0
2016-10-31 2016-10-31 4 Novartis Bioventures Ltd RARX Common Stock P - Purchase D 13.0000 84,615 1,100 2,545,652
2016-10-31 2016-10-31 4 Novartis Bioventures Ltd RARX Common Stock C - Conversion D 486,104 2,461,037
2016-10-31 2016-10-31 4 Novartis Bioventures Ltd RARX Common Stock C - Conversion D 522,561 1,974,933
2016-10-31 2016-10-31 4 Novartis Bioventures Ltd RARX Common Stock C - Conversion D 1,389,797 1,452,372
2016-10-31 2016-10-31 4 Novartis Bioventures Ltd RARX Common Stock S - Sale D 13.0000 -339 -4 62,575
2016-10-31 2016-10-31 4 Novartis Bioventures Ltd RARX Common Stock X - Other D 0.0700 62,914 4 62,914
2016-10-31 2016-10-31 4 RA CAPITAL MANAGEMENT, LLC See footnotes RARX Series B-2 Preferred Stock C - Conversion I -4,015,378 0
2016-10-31 2016-10-31 4 RA CAPITAL MANAGEMENT, LLC See footnotes RARX Series B-1 Preferred Stock C - Conversion I -4,316,531 0
2016-10-31 2016-10-31 4 RA CAPITAL MANAGEMENT, LLC RARX Common Stock P - Purchase I 13.0000 161,538 2,100 1,351,808
2016-10-31 2016-10-31 4 RA CAPITAL MANAGEMENT, LLC See footnotes RARX Common Stock C - Conversion I 573,624 1,190,270
2016-10-31 2016-10-31 4 RA CAPITAL MANAGEMENT, LLC See footnotes RARX Common Stock C - Conversion I 616,646 616,646
2016-10-31 2016-10-31 4 NEW ENTERPRISE ASSOCIATES 13 LP RARX Series B-2 Preferred Stock C - Conversion D -4,362,472 0
2016-10-31 2016-10-31 4 NEW ENTERPRISE ASSOCIATES 13 LP RARX Series B-1 Preferred Stock C - Conversion D -4,689,657 0
2016-10-31 2016-10-31 4 NEW ENTERPRISE ASSOCIATES 13 LP RARX Series A Preferred Stock C - Conversion D -12,447,605 0
2016-10-31 2016-10-31 4 NEW ENTERPRISE ASSOCIATES 13 LP RARX Warrants to Purchase Common Stock X - Other D 0.07 -80,658 0
2016-10-31 2016-10-31 4 NEW ENTERPRISE ASSOCIATES 13 LP RARX Common Stock P - Purchase D 13.0000 338,462 4,400 3,490,073
2016-10-31 2016-10-31 4 NEW ENTERPRISE ASSOCIATES 13 LP RARX Common Stock C - Conversion D 623,210 3,151,611
2016-10-31 2016-10-31 4 NEW ENTERPRISE ASSOCIATES 13 LP RARX Common Stock C - Conversion D 669,951 2,528,401
2016-10-31 2016-10-31 4 NEW ENTERPRISE ASSOCIATES 13 LP RARX Common Stock C - Conversion D 1,778,227 1,858,450
2016-10-31 2016-10-31 4 NEW ENTERPRISE ASSOCIATES 13 LP RARX Common Stock S - Sale D 13.0000 -435 -6 80,223
2016-10-31 2016-10-31 4 NEW ENTERPRISE ASSOCIATES 13 LP RARX Common Stock X - Other D 0.0700 80,658 6 80,658
2016-10-31 2016-10-31 4 BARRETT M JAMES See Note 2 RARX Series B-2 Preferred Stock C - Conversion I -4,362,472 0
2016-10-31 2016-10-31 4 BARRETT M JAMES See Note 2 RARX Series B-1 Preferred Stock C - Conversion I -4,689,657 0
2016-10-31 2016-10-31 4 BARRETT M JAMES See Note 2 RARX Series A Preferred Stock C - Conversion I -12,447,605 0
2016-10-31 2016-10-31 4 BARRETT M JAMES See Note 2 RARX Warrants to Purchase Common Stock X - Other I 0.07 -80,658 0
2016-10-31 2016-10-31 4 BARRETT M JAMES See Note 2 RARX Common Stock P - Purchase I 13.0000 338,462 4,400 3,490,073
2016-10-31 2016-10-31 4 BARRETT M JAMES See Note 2 RARX Common Stock C - Conversion I 623,210 3,151,611
2016-10-31 2016-10-31 4 BARRETT M JAMES See Note 2 RARX Common Stock C - Conversion I 669,951 2,528,401
2016-10-31 2016-10-31 4 BARRETT M JAMES See Note 2 RARX Common Stock C - Conversion I 1,778,227 1,858,450
2016-10-31 2016-10-31 4 BARRETT M JAMES See Note 2 RARX Common Stock S - Sale I 13.0000 -435 -6 80,223
2016-10-31 2016-10-31 4 BARRETT M JAMES See Note 2 RARX Common Stock X - Other I 0.0700 80,658 6 80,658
2016-10-31 2016-10-31 4 BARRIS PETER J See Note 2 RARX Series B-2 Preferred Stock C - Conversion I -4,362,472 0
2016-10-31 2016-10-31 4 BARRIS PETER J See Note 2 RARX Series B-1 Preferred Stock C - Conversion I -4,689,657 0
2016-10-31 2016-10-31 4 BARRIS PETER J See Note 2 RARX Series A Preferred Stock C - Conversion I -12,447,605 0
2016-10-31 2016-10-31 4 BARRIS PETER J See Note 2 RARX Warrants to Purchase Common Stock X - Other I 0.07 -80,658 0
2016-10-31 2016-10-31 4 BARRIS PETER J See Note 2 RARX Common Stock P - Purchase I 13.0000 338,462 4,400 3,490,073
2016-10-31 2016-10-31 4 BARRIS PETER J See Note 2 RARX Common Stock C - Conversion I 623,210 3,151,611
2016-10-31 2016-10-31 4 BARRIS PETER J See Note 2 RARX Common Stock C - Conversion I 669,951 2,528,401
2016-10-31 2016-10-31 4 BARRIS PETER J See Note 2 RARX Common Stock C - Conversion I 1,778,227 1,858,450
2016-10-31 2016-10-31 4 BARRIS PETER J See Note 2 RARX Common Stock S - Sale I 13.0000 -435 -6 80,223
2016-10-31 2016-10-31 4 BARRIS PETER J See Note 2 RARX Common Stock X - Other I 0.0700 80,658 6 80,658
2016-10-31 2016-10-31 4 BASKETT FOREST See Note 2 RARX Series B-2 Preferred Stock C - Conversion I -4,362,472 0
2016-10-31 2016-10-31 4 BASKETT FOREST See Note 2 RARX Series B-1 Preferred Stock C - Conversion I -4,689,657 0
2016-10-31 2016-10-31 4 BASKETT FOREST See Note 2 RARX Series A Preferred Stock C - Conversion I -12,447,605 0
2016-10-31 2016-10-31 4 BASKETT FOREST See Note 2 RARX Warrants to Purchase Common Stock X - Other I 0.07 -80,658 0
2016-10-31 2016-10-31 4 BASKETT FOREST See Note 2 RARX Common Stock P - Purchase I 13.0000 338,462 4,400 3,490,073
2016-10-31 2016-10-31 4 BASKETT FOREST See Note 2 RARX Common Stock C - Conversion I 623,210 3,151,611
2016-10-31 2016-10-31 4 BASKETT FOREST See Note 2 RARX Common Stock C - Conversion I 669,951 2,528,401
2016-10-31 2016-10-31 4 BASKETT FOREST See Note 2 RARX Common Stock C - Conversion I 1,778,227 1,858,450
2016-10-31 2016-10-31 4 BASKETT FOREST See Note 2 RARX Common Stock S - Sale I 13.0000 -435 -6 80,223
2016-10-31 2016-10-31 4 BASKETT FOREST See Note 2 RARX Common Stock X - Other I 0.0700 80,658 6 80,658
2016-10-31 2016-10-31 4 KERINS PATRICK J See Note 2 RARX Series B-2 Preferred Stock C - Conversion I -4,362,472 0
2016-10-31 2016-10-31 4 KERINS PATRICK J See Note 2 RARX Series B-1 Preferred Stock C - Conversion I -4,689,657 0
2016-10-31 2016-10-31 4 KERINS PATRICK J See Note 2 RARX Series A Preferred Stock C - Conversion I -12,447,605 0
2016-10-31 2016-10-31 4 KERINS PATRICK J See Note 2 RARX Warrants to Purchase Common Stock X - Other I 0.07 -80,658 0
2016-10-31 2016-10-31 4 KERINS PATRICK J See Note 2 RARX Common Stock P - Purchase I 13.0000 338,462 4,400 3,490,073
2016-10-31 2016-10-31 4 KERINS PATRICK J See Note 2 RARX Common Stock C - Conversion I 623,210 3,151,611
2016-10-31 2016-10-31 4 KERINS PATRICK J See Note 2 RARX Common Stock C - Conversion I 669,951 2,528,401
2016-10-31 2016-10-31 4 KERINS PATRICK J See Note 2 RARX Common Stock C - Conversion I 1,778,227 1,858,450
2016-10-31 2016-10-31 4 KERINS PATRICK J See Note 2 RARX Common Stock S - Sale I 13.0000 -435 -6 80,223
2016-10-31 2016-10-31 4 KERINS PATRICK J See Note 2 RARX Common Stock X - Other I 0.0700 80,658 6 80,658
2016-10-31 2016-10-31 4 KOLLURI KRISHNA KITTU See Note 2 RARX Series B-2 Preferred Stock C - Conversion I -4,362,472 0
2016-10-31 2016-10-31 4 KOLLURI KRISHNA KITTU See Note 2 RARX Series B-1 Preferred Stock C - Conversion I -4,689,657 0
2016-10-31 2016-10-31 4 KOLLURI KRISHNA KITTU See Note 2 RARX Series A Preferred Stock C - Conversion I -12,447,605 0
2016-10-31 2016-10-31 4 KOLLURI KRISHNA KITTU See Note 2 RARX Warrants to Purchase Common Stock X - Other I 0.07 -80,658 0
2016-10-31 2016-10-31 4 KOLLURI KRISHNA KITTU See Note 2 RARX Common Stock P - Purchase I 13.0000 338,462 4,400 3,490,073
2016-10-31 2016-10-31 4 KOLLURI KRISHNA KITTU See Note 2 RARX Common Stock C - Conversion I 623,210 3,151,611
2016-10-31 2016-10-31 4 KOLLURI KRISHNA KITTU See Note 2 RARX Common Stock C - Conversion I 669,951 2,528,401
2016-10-31 2016-10-31 4 KOLLURI KRISHNA KITTU See Note 2 RARX Common Stock C - Conversion I 1,778,227 1,858,450
2016-10-31 2016-10-31 4 KOLLURI KRISHNA KITTU See Note 2 RARX Common Stock S - Sale I 13.0000 -435 -6 80,223
2016-10-31 2016-10-31 4 KOLLURI KRISHNA KITTU See Note 2 RARX Common Stock X - Other I 0.0700 80,658 6 80,658
2016-10-31 2016-10-31 4 MOTT DAVID M See Note 2 RARX Series B-2 Preferred Stock C - Conversion I -4,362,472 0
2016-10-31 2016-10-31 4 MOTT DAVID M See Note 2 RARX Series B-1 Preferred Stock C - Conversion I -4,689,657 0
2016-10-31 2016-10-31 4 MOTT DAVID M See Note 2 RARX Series A Preferred Stock C - Conversion I -12,447,605 0
2016-10-31 2016-10-31 4 MOTT DAVID M See Note 2 RARX Warrants to Purchase Common Stock X - Other I 0.07 -80,658 0
2016-10-31 2016-10-31 4 MOTT DAVID M See Note 2 RARX Common Stock P - Purchase I 13.0000 338,462 4,400 3,490,073
2016-10-31 2016-10-31 4 MOTT DAVID M See Note 2 RARX Common Stock C - Conversion I 623,210 3,151,611
2016-10-31 2016-10-31 4 MOTT DAVID M See Note 2 RARX Common Stock C - Conversion I 669,951 2,528,401
2016-10-31 2016-10-31 4 MOTT DAVID M See Note 2 RARX Common Stock C - Conversion I 1,778,227 1,858,450
2016-10-31 2016-10-31 4 MOTT DAVID M See Note 2 RARX Common Stock S - Sale I 13.0000 -435 -6 80,223
2016-10-31 2016-10-31 4 MOTT DAVID M See Note 2 RARX Common Stock X - Other I 0.0700 80,658 6 80,658
2016-10-31 2016-10-31 4 SANDELL SCOTT D See Note 2 RARX Series B-2 Preferred Stock C - Conversion I -4,362,472 0
2016-10-31 2016-10-31 4 SANDELL SCOTT D See Note 2 RARX Series B-1 Preferred Stock C - Conversion I -4,689,657 0
2016-10-31 2016-10-31 4 SANDELL SCOTT D See Note 2 RARX Series A Preferred Stock C - Conversion I -12,447,605 0
2016-10-31 2016-10-31 4 SANDELL SCOTT D See Note 2 RARX Warrants to Purchase Common Stock X - Other I 0.07 -80,658 0
2016-10-31 2016-10-31 4 SANDELL SCOTT D See Note 2 RARX Common Stock P - Purchase I 13.0000 338,462 4,400 3,490,073
2016-10-31 2016-10-31 4 SANDELL SCOTT D See Note 2 RARX Common Stock C - Conversion I 623,210 3,151,611
2016-10-31 2016-10-31 4 SANDELL SCOTT D See Note 2 RARX Common Stock C - Conversion I 669,951 2,528,401
2016-10-31 2016-10-31 4 SANDELL SCOTT D See Note 2 RARX Common Stock C - Conversion I 1,778,227 1,858,450
2016-10-31 2016-10-31 4 SANDELL SCOTT D See Note 2 RARX Common Stock S - Sale I 13.0000 -435 -6 80,223
2016-10-31 2016-10-31 4 SANDELL SCOTT D See Note 2 RARX Common Stock X - Other I 0.0700 80,658 6 80,658
2016-10-31 2016-10-31 4 Viswanathan Ravi See Note 2 RARX Series B-2 Preferred Stock C - Conversion I -4,362,472 0
2016-10-31 2016-10-31 4 Viswanathan Ravi See Note 2 RARX Series B-1 Preferred Stock C - Conversion I -4,689,657 0
2016-10-31 2016-10-31 4 Viswanathan Ravi See Note 2 RARX Series A Preferred Stock C - Conversion I -12,447,605 0
2016-10-31 2016-10-31 4 Viswanathan Ravi See Note 2 RARX Warrants to Purchase Common Stock X - Other I 0.07 -80,658 0
2016-10-31 2016-10-31 4 Viswanathan Ravi See Note 2 RARX Common Stock P - Purchase I 13.0000 338,462 4,400 3,490,073
2016-10-31 2016-10-31 4 Viswanathan Ravi See Note 2 RARX Common Stock C - Conversion I 623,210 3,151,611
2016-10-31 2016-10-31 4 Viswanathan Ravi See Note 2 RARX Common Stock C - Conversion I 669,951 2,528,401
2016-10-31 2016-10-31 4 Viswanathan Ravi See Note 2 RARX Common Stock C - Conversion I 1,778,227 1,858,450
2016-10-31 2016-10-31 4 Viswanathan Ravi See Note 2 RARX Common Stock S - Sale I 13.0000 -435 -6 80,223
2016-10-31 2016-10-31 4 Viswanathan Ravi See Note 2 RARX Common Stock X - Other I 0.0700 80,658 6 80,658
2016-10-31 2016-10-31 4 Weller Harry R See Note 2 RARX Series B-2 Preferred Stock C - Conversion I -4,362,472 0
2016-10-31 2016-10-31 4 Weller Harry R See Note 2 RARX Series B-1 Preferred Stock C - Conversion I -4,689,657 0
2016-10-31 2016-10-31 4 Weller Harry R See Note 2 RARX Series A Preferred Stock C - Conversion I -12,447,605 0
2016-10-31 2016-10-31 4 Weller Harry R See Note 2 RARX Warrants to Purchase Common Stock X - Other I 0.07 -80,658 0
2016-10-31 2016-10-31 4 Weller Harry R See Note 2 RARX Common Stock P - Purchase I 13.0000 338,462 4,400 3,490,073
2016-10-31 2016-10-31 4 Weller Harry R See Note 2 RARX Common Stock C - Conversion I 623,210 3,151,611
2016-10-31 2016-10-31 4 Weller Harry R See Note 2 RARX Common Stock C - Conversion I 669,951 2,528,401
2016-10-31 2016-10-31 4 Weller Harry R See Note 2 RARX Common Stock C - Conversion I 1,778,227 1,858,450
2016-10-31 2016-10-31 4 Weller Harry R See Note 2 RARX Common Stock S - Sale I 13.0000 -435 -6 80,223
2016-10-31 2016-10-31 4 Weller Harry R See Note 2 RARX Common Stock X - Other I 0.0700 80,658 6 80,658
2016-10-31 2016-10-31 4 Lubner David Charles RARX Options to Purchase Common Stock A - Award D 2.87 29,285 29,285
2016-10-31 2016-10-31 4 Shah Rajeev M. RARX Series B-2 Preferred Stock C - Conversion I -4,015,378 0
2016-10-31 2016-10-31 4 Shah Rajeev M. See footnotes RARX Series B-1 Preferred Stock C - Conversion I -4,316,531 0
2016-10-31 2016-10-31 4 Shah Rajeev M. RARX Common Stock P - Purchase I 13.0000 161,538 2,100 1,351,808
2016-10-31 2016-10-31 4 Shah Rajeev M. RARX Common Stock C - Conversion I 573,624 1,190,270
2016-10-31 2016-10-31 4 Shah Rajeev M. See footnotes RARX Common Stock C - Conversion I 616,646 616,646
2016-10-31 2016-10-31 4 MORGENTHALER VENTURE PARTNERS IX LP RARX Series B-2 Preferred Stock C - Conversion D -3,408,439 0
2016-10-31 2016-10-31 4 MORGENTHALER VENTURE PARTNERS IX LP RARX Series B-1 Preferred Stock C - Conversion D -3,664,071 0
2016-10-31 2016-10-31 4 MORGENTHALER VENTURE PARTNERS IX LP RARX Series A Preferred Stock C - Conversion D -9,744,916 0
2016-10-31 2016-10-31 4 MORGENTHALER VENTURE PARTNERS IX LP RARX Warrants to Purchase Common Stock X - Other D 0.07 -63,019 0
2016-10-31 2016-10-31 4 MORGENTHALER VENTURE PARTNERS IX LP RARX Common Stock P - Purchase D 13.0000 263,538 3,426 2,745,846
2016-10-31 2016-10-31 4 MORGENTHALER VENTURE PARTNERS IX LP RARX Common Stock C - Conversion D 486,919 2,482,308
2016-10-31 2016-10-31 4 MORGENTHALER VENTURE PARTNERS IX LP RARX Common Stock C - Conversion D 523,438 1,995,389
2016-10-31 2016-10-31 4 MORGENTHALER VENTURE PARTNERS IX LP RARX Common Stock C - Conversion D 1,392,130 1,471,951
2016-10-31 2016-10-31 4 MORGENTHALER VENTURE PARTNERS IX LP RARX Common Stock S - Sale D 13.0000 -340 -4 79,821
2016-10-31 2016-10-31 4 MORGENTHALER VENTURE PARTNERS IX LP RARX Common Stock X - Other D 0.0700 63,019 4 80,161
2016-10-31 2016-10-31 4 Lettmann Jason RARX Series B-2 Preferred Stock C - Conversion I -481,503 0
2016-10-31 2016-10-31 4 Lettmann Jason RARX Series B-1 Preferred Stock C - Conversion I -3,533,875 0
2016-10-31 2016-10-31 4 Lettmann Jason RARX Series B-2 Preferred Stock C - Conversion I -517,617 0
2016-10-31 2016-10-31 4 Lettmann Jason RARX Series B-1 Preferred Stock C - Conversion I -3,798,914 0
2016-10-31 2016-10-31 4 Lettmann Jason RARX Series B-2 Preferred Stock C - Conversion I -3,408,439 0
2016-10-31 2016-10-31 4 Lettmann Jason RARX Series B-1 Preferred Stock C - Conversion I -3,664,071 0
2016-10-31 2016-10-31 4 Lettmann Jason RARX Series A Preferred Stock C - Conversion I -9,744,916 0
2016-10-31 2016-10-31 4 Lettmann Jason RARX Warrants to Purchase Common Stock X - Other I 0.07 -63,019 0
2016-10-31 2016-10-31 4 Lettmann Jason RARX Common Stock P - Purchase I 13.0000 15,633 203 4,066,503
2016-10-31 2016-10-31 4 Lettmann Jason RARX Common Stock P - Purchase I 13.0000 114,752 1,492 4,050,870
2016-10-31 2016-10-31 4 Lettmann Jason RARX Common Stock P - Purchase I 13.0000 263,538 3,426 3,936,118
2016-10-31 2016-10-31 4 Lettmann Jason RARX Common Stock C - Conversion I 68,786 3,672,580
2016-10-31 2016-10-31 4 Lettmann Jason RARX Common Stock C - Conversion I 504,839 3,603,794
2016-10-31 2016-10-31 4 Lettmann Jason RARX Common Stock C - Conversion I 73,945 3,098,955
2016-10-31 2016-10-31 4 Lettmann Jason RARX Common Stock C - Conversion I 542,702 3,025,010
2016-10-31 2016-10-31 4 Lettmann Jason RARX Common Stock C - Conversion I 486,919 2,482,308
2016-10-31 2016-10-31 4 Lettmann Jason RARX Common Stock C - Conversion I 523,438 1,995,389
2016-10-31 2016-10-31 4 Lettmann Jason RARX Common Stock C - Conversion I 1,392,130 1,471,951
2016-10-31 2016-10-31 4 Lettmann Jason RARX Common Stock S - Sale I 13.0000 -340 -4 79,821
2016-10-31 2016-10-31 4 Lettmann Jason RARX Common Stock X - Other I 0.0700 63,019 4 80,161
2016-10-25 3 Morgenthaler Management Partners IX, LLC RARX Common Stock D 34,284
2016-10-25 3 Morgenthaler Management Partners IX, LLC RARX Common Stock D 34,284
2016-10-25 3 Morgenthaler Management Partners IX, LLC RARX Common Stock D 34,284
2016-10-25 3 Treco Douglas A RARX Common Stock D 408,584
2016-10-25 3 Treco Douglas A RARX Common Stock D 408,584
2016-10-25 3 Lettmann Jason See footnotes RARX Common Stock I 34,284
2016-10-25 3 Lettmann Jason See footnotes RARX Common Stock I 34,284
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
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