| Total de Insiders | 37 |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Número Líquido de Insiders Comprando (Classificação)
Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).
Percentual do Float Comprado por Insiders (Classificação)
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
BRC Group Holdings, Inc. - Preferred Stock negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Robert L Antin Director - [D] | 131,914 | 131,914 | |
|
Daniel Asher
10% Owner -
|
1,245,293 | 1,245,293 | |
| Ahn Phillip J. CFO & Chief Operating Officer - [O] | 285,122 | 285,122 | |
| Tamara Sue Brandt Director - [D] | 57,614 | 57,614 | |
| Scott K Carpenter EVP, Retail Services - [O] | 144,136 | 144,136 | |
| Agostino Robert P D Director - [D] | 211,989 | 211,989 | |
|
DJ Fund Investments, LLC - Series E
10% Owner -
|
2,200,000 | 2,200,000 | |
|
Elliott Associates, L.p.
10% Owner -
|
16,143,600 | 16,143,600 | |
|
Elliott International, L.p.
10% Owner -
|
29,985,400 | 29,985,400 | |
| Alan N Forman EVP, General Counsel, Sec - [O] | 37,827 | 37,827 | |
|
Fred Goldman
10% Owner -
|
2,200,000 | 2,200,000 | |
| Andrew Gumaer CEO of Great American Grp, LLC, Director - [D] [O] | 320,867 | 320,867 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Matthew J Hart Director - [D] | 19,474 | 19,474 | |
| Richard J Hendrix Director - [D] | 236,862 | 236,862 | |
| Hugh G Hilton Director - [D] | 16,953 | 16,953 | |
|
Brett Hendrickson
10% Owner -
|
48,000,000 | 48,000,000 | |
| Thomas J /adv Kelleher Co-CEO - [O] | 70,541 | 70,541 | |
| Mark D Klein Director - [D] | 184,880 | 184,880 | |
| Michael J Levitt Director - [D] | 0 | 0 | |
|
Michael LaRocque
10% Owner -
|
2,200,000 | 2,200,000 | |
| Renee E Labran Director - [D] | 58,152 | 58,152 | |
|
Liverpool Limited Partnership
10% Owner -
|
1,614,360 | 1,614,360 | |
|
Lloyd I Iii Miller
10% Owner -
|
606,267 | 606,267 | |
|
Middleton International Ltd
10% Owner -
|
2,998,540 | 2,998,540 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Andrew Moore CEO B. Riley Securities, Inc. - [O] | 324,420 | 324,420 | |
|
Nokomis Capital, L.L.C.
10% Owner -
|
48,000,000 | 48,000,000 | |
| Randall E Paulson Director - [D] | 370,398 | 370,398 | |
|
Bryant R Riley
Chairman and Co-CEO, Director, 10% Owner -
[D]
[O]
|
6,769,728 | 6,769,728 | |
| Michael Joseph Sheldon Director - [D] | 56,677 | 56,677 | |
| Sims Todd D. Director - [D] | 15,163 | 15,163 | |
| Richard L Todaro Director - [D] | 22,775 | 22,775 | |
| Howard Weitzman SVP, Chief Accounting Officer - [O] | 53,710 | 53,710 | |
| Marian Walters Director - [D] | 55,980 | 55,980 | |
| Mikel H Williams Director - [D] | 65,698 | 65,698 | |
| Gary Kent JR Wunderlich Director - [D] | 241,213 | 241,213 | |
| Scott Yessner Executive VP and CFO - [O] | 100,000 | 100,000 | |
| Kenneth M Young President - [O] | 224,726 | 224,726 |
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em RILYP / BRC Group Holdings, Inc. - Preferred Stock. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em RILYP / BRC Group Holdings, Inc. - Preferred Stock. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-15 | 2026-05-14 | 4 | Forman Alan N | RILY | Common Stock | D | 8.5634 | -79,445 | -680 | 37,827 | ||||
| 2026-05-15 | 2026-05-13 | 4 | Forman Alan N | RILY | Common Stock | D | 8.5805 | -20,555 | -176 | 117,272 | ||||
| 2026-04-15 | 2026-04-13 | 4 | Forman Alan N | RILY | Common Stock | D | 7.2300 | -3,741 | -27 | 137,827 | ||||
| 2026-04-15 | 2026-04-13 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 7.2300 | -4,861 | -35 | 53,710 | ||||
| 2026-04-15 | 2026-04-13 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 7.2300 | -22,440 | -162 | 70,541 | ||||
| 2026-04-15 | 2026-04-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 7.2300 | -17,059 | -123 | 6,769,728 | ||||
| 2026-04-07 | 2026-04-03 | 4 | Labran Renee E | RILY | Common Stock | D | 33,064 | 58,152 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Labran Renee E | RILY | Common Stock | D | 14,695 | 25,088 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Labran Renee E | RILY | Common Stock | D | 3,660 | 10,393 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Walters Marian | RILY | Common Stock | D | 33,064 | 55,980 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Walters Marian | RILY | Common Stock | D | 14,695 | 22,916 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Walters Marian | RILY | Common Stock | D | 3,660 | 8,221 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 33,064 | 131,914 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 14,695 | 98,850 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 3,660 | 84,155 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 33,064 | 370,398 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 14,695 | 337,334 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 3,660 | 322,639 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | D Agostino Robert P | RILY | Common Stock | D | 33,064 | 211,989 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | D Agostino Robert P | RILY | Common Stock | D | 14,695 | 178,925 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | D Agostino Robert P | RILY | Common Stock | D | 3,660 | 164,230 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 33,064 | 57,614 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 14,695 | 24,550 | ||||||
| 2026-04-07 | 2026-04-03 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 3,660 | 9,855 | ||||||
| 2025-06-05 | 2025-06-03 | 4 | Yessner Scott | RILY | Common Stock | D | 100,000 | 100,000 | ||||||
| 2025-06-04 | 2025-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 3.0500 | -14,030 | -43 | 92,981 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Forman Alan N | RILY | Common Stock | D | 3.0500 | -1,373 | -4 | 141,568 | ||||
| 2025-06-04 | 2025-06-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 3.0500 | -14,030 | -43 | 6,786,787 | ||||
| 2025-06-04 | 2025-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 3.0500 | -915 | -3 | 58,571 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Moore Andrew | RILY | Common Stock | D | 3.0500 | -7,349 | -22 | 324,420 | ||||
| 2025-06-04 | 2025-06-02 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 3.0500 | -7,349 | -22 | 285,122 | ||||
| 2025-03-18 | 2025-03-14 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 4.1600 | -44,109 | -183 | 107,011 | ||||
| 2025-03-18 | 2025-03-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 4.1600 | -44,109 | -183 | 6,800,817 | ||||
| 2025-03-18 | 2025-03-14 | 4 | Forman Alan N | RILY | Common Stock | D | 4.1600 | -10,376 | -43 | 142,941 | ||||
| 2025-03-18 | 2025-03-14 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 4.1600 | -9,556 | -40 | 59,486 | ||||
| 2025-03-18 | 2025-03-14 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 4.1600 | -22,055 | -92 | 292,471 | ||||
| 2025-03-18 | 2025-03-14 | 4 | Moore Andrew | RILY | Common Stock | D | 4.1600 | -23,044 | -96 | 331,769 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 24.8100 | -4,086 | -101 | 314,526 | ||||
| 2024-06-04 | 2024-05-31 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 24.8100 | -11,254 | -279 | 151,120 | ||||
| 2024-06-04 | 2024-05-31 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 24.8100 | -11,254 | -279 | 6,844,926 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Forman Alan N | RILY | Common Stock | D | 24.8100 | -988 | -25 | 153,317 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Moore Andrew | RILY | Common Stock | D | 24.8100 | -5,073 | -126 | 354,813 | ||||
| 2024-06-04 | 2024-05-31 | 4 | Young Kenneth M | RILY | Common Stock | D | 24.8100 | -5,076 | -126 | 224,726 | ||||
| 2024-06-04 | 2024-05-31 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 24.8100 | -633 | -16 | 69,042 | ||||
| 2024-03-19 | 2024-03-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 17.5600 | -5,679 | -100 | 6,856,180 | ||||
| 2024-03-19 | 2024-03-15 | 4 | Young Kenneth M | RILY | Common Stock | D | 17.5600 | -2,068 | -36 | 229,521 | ||||
| 2024-03-19 | 2023-12-29 | 4 | Young Kenneth M | RILY | Common Stock | D | 17.8400 | 260 | 5 | 231,589 | ||||
| 2024-03-19 | 2023-06-30 | 4 | Young Kenneth M | RILY | Common Stock | D | 39.0830 | 379 | 15 | 231,329 | ||||
| 2024-03-19 | 2024-03-15 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 17.5600 | -670 | -12 | 69,675 | ||||
| 2024-03-19 | 2024-03-15 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 17.5600 | -5,679 | -100 | 172,823 | ||||
| 2024-03-19 | 2024-03-15 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17.5600 | -2,464 | -43 | 318,331 | ||||
| 2024-03-19 | 2024-03-15 | 4 | Moore Andrew | RILY | Common Stock | D | 17.5600 | -2,960 | -52 | 359,605 | ||||
| 2024-03-06 | 2024-03-04 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 23,739 | 70,345 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 17.8420 | 1 | 0 | 46,606 | ||||
| 2024-03-06 | 2024-03-04 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 41,543 | 320,795 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17.8420 | 1 | 0 | 279,252 | ||||
| 2024-03-06 | 2023-06-30 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 39.0830 | 543 | 21 | 279,251 | ||||
| 2024-03-06 | 2024-03-04 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 83,086 | 178,502 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 17.8400 | 1 | 0 | 95,416 | ||||
| 2024-03-06 | 2024-03-04 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 83,086 | 6,861,859 | ||||||
| 2024-03-06 | 2024-03-04 | 4 | Forman Alan N | RILY | Common Stock | D | 23,739 | 154,305 | ||||||
| 2024-03-06 | 2024-03-04 | 4 | Moore Andrew | RILY | Common Stock | D | 44,510 | 362,565 | ||||||
| 2024-03-06 | 2023-12-29 | 4 | Moore Andrew | RILY | Common Stock | D | 17.8420 | 1 | 0 | 318,055 | ||||
| 2024-02-06 | 2023-11-30 | 5 | Labran Renee E | RILY | Common Stock | D | 18.4468 | 15 | 0 | 6,733 | ||||
| 2024-02-06 | 2023-11-30 | 5 | Labran Renee E | RILY | Common Stock | D | 18.5030 | 106 | 2 | 6,718 | ||||
| 2024-02-06 | 2023-08-22 | 5 | Labran Renee E | RILY | Common Stock | D | 47.1671 | 6 | 0 | 6,613 | ||||
| 2024-02-06 | 2023-08-21 | 5 | Labran Renee E | RILY | Common Stock | D | 50.6800 | 21 | 1 | 6,607 | ||||
| 2024-02-06 | 2023-05-24 | 5 | Labran Renee E | RILY | Common Stock | D | 36.6380 | 7 | 0 | 6,586 | ||||
| 2024-02-06 | 2023-05-23 | 5 | Labran Renee E | RILY | Common Stock | D | 36.5098 | 28 | 1 | 6,579 | ||||
| 2024-02-06 | 2023-03-24 | 5 | Labran Renee E | RILY | Common Stock | D | 26.2261 | 10 | 0 | 6,551 | ||||
| 2024-02-06 | 2023-03-23 | 5 | Labran Renee E | RILY | Common Stock | D | 31.8280 | 31 | 1 | 6,541 | ||||
| 2023-12-29 | 2023-06-30 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 39.0830 | 543 | 21 | 46,605 | ||||
| 2023-12-29 | 2023-05-25 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | -1,394 | 46,062 | ||||||
| 2023-12-19 | 2023-12-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | -4,986 | 891,558 | ||||||
| 2023-12-19 | 2023-12-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 20.2196 | 20,000 | 404 | 896,544 | ||||
| 2023-11-17 | 2023-11-17 | 4 | D Agostino Robert P | RILY | Common Stock | D | 21.2286 | 5,000 | 106 | 160,570 | ||||
| 2023-11-17 | 2023-11-17 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 21.2292 | 10,000 | 212 | 318,979 | ||||
| 2023-11-17 | 2023-11-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 21.2286 | 30,000 | 637 | 6,778,773 | ||||
| 2023-11-15 | 2023-11-13 | 4 | Moore Andrew | RILY | Common Stock | D | 20.3482 | -61,609 | -1,254 | 318,054 | ||||
| 2023-11-14 | 2023-11-13 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 20.3600 | 10,000 | 204 | 80,495 | ||||
| 2023-11-13 | 2023-11-13 | 4 | Labran Renee E | RILY | Common Stock | D | 19.9559 | 500 | 10 | 6,510 | ||||
| 2023-11-13 | 2023-11-10 | 4 | Labran Renee E | RILY | Common Stock | D | 26.1412 | 380 | 10 | 6,010 | ||||
| 2023-11-13 | 2023-11-10 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 25.6300 | 15,000 | 384 | 70,495 | ||||
| 2023-11-13 | 2023-11-10 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 25.9400 | 10,000 | 259 | 55,495 | ||||
| 2023-11-13 | 2023-11-09 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 30.6382 | 1,635 | 50 | 6,195 | ||||
| 2023-08-22 | 2023-08-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47.3111 | 25,000 | 1,183 | 6,748,773 | ||||
| 2023-07-27 | 2023-07-26 | 4/A | RILEY BRYANT R | RILY | Common Stock | D | 55.0000 | 72,727 | 4,000 | 6,723,773 | ||||
| 2023-07-27 | 2023-07-26 | 4/A | PAULSON RANDALL E | RILY | Common Stock | D | 55.0000 | 5,000 | 275 | 308,979 | ||||
| 2023-07-27 | 2023-07-26 | 4/A | Moore Andrew | RILY | Common Stock | D | 55.0000 | 5,000 | 275 | 379,663 | ||||
| 2023-07-27 | 2023-06-30 | 4/A | Moore Andrew | RILY | Common Stock | D | 39.0830 | 543 | 21 | 374,663 | ||||
| 2023-07-27 | 2023-07-26 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 55.0000 | 7,272 | 400 | 876,544 | ||||
| 2023-07-27 | 2023-07-26 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 55.0000 | 1,818 | 100 | 34,118 | ||||
| 2023-07-27 | 2023-06-30 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 39.0830 | 543 | 21 | 95,415 | ||||
| 2023-07-26 | 2023-07-25 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 55.0000 | 5,000 | 275 | 308,979 | ||||
| 2023-07-26 | 2023-07-25 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 55.0000 | 72,727 | 4,000 | 6,723,773 | ||||
| 2023-07-26 | 2023-07-25 | 4 | Moore Andrew | RILY | Common Stock | D | 55.0000 | 5,000 | 275 | 379,663 | ||||
| 2023-07-26 | 2023-06-30 | 4 | Moore Andrew | RILY | Common Stock | D | 39.0830 | 543 | 21 | 374,663 | ||||
| 2023-06-15 | 2023-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 37.9068 | 6,199 | 235 | 6,651,046 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Young Kenneth M | RILY | Common Stock | D | 36.4300 | -7,108 | -259 | 230,950 | ||||
| 2023-06-06 | 2023-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 36.4300 | -910 | -33 | 47,456 | ||||
| 2023-06-06 | 2023-06-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 36.4300 | -13,928 | -507 | 6,644,847 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Moore Andrew | RILY | Common Stock | D | 36.4300 | -7,297 | -266 | 374,120 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Forman Alan N | RILY | Common Stock | D | 36.4300 | -1,404 | -51 | 130,566 | ||||
| 2023-06-06 | 2023-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 36.4300 | -13,928 | -507 | 116,005 | ||||
| 2023-06-06 | 2023-06-02 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 36.4300 | -6,306 | -230 | 278,708 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 36.8300 | -2,765 | -102 | 285,014 | ||||
| 2023-05-26 | 2023-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 36.8300 | -6,856 | -253 | 129,933 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 36.8300 | -2,353 | -87 | 131,970 | ||||
| 2023-05-26 | 2023-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 36.8300 | -6,856 | -253 | 6,658,775 | ||||
| 2023-05-26 | 2023-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 36.8300 | -1,371 | -50 | 48,366 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 36.8300 | -3,562 | -131 | 238,058 | ||||
| 2023-05-26 | 2023-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 36.8300 | -3,657 | -135 | 381,417 | ||||
| 2023-05-25 | 2023-05-23 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1,997 | 155,570 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Walters Marian | RILY | Common Stock | D | 1,997 | 4,561 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 1,997 | 4,560 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 1,997 | 56,677 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | Labran Renee E | RILY | Common Stock | D | 1,997 | 5,630 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 1,997 | 45,495 | ||||||
| 2023-05-25 | 2023-05-23 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 1,997 | 303,896 | ||||||
| 2023-05-17 | 2023-05-16 | 4/A | RILEY BRYANT R | RILY | Common Stock | D | 32.9531 | 20,000 | 659 | 6,665,631 | ||||
| 2023-05-16 | 2023-05-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 32.9531 | 20,000 | 659 | 6,640,631 | ||||
| 2023-05-08 | 2023-05-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 34.6565 | 25,000 | 866 | 6,620,631 | ||||
| 2023-03-20 | 2023-03-17 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 29.8991 | 10,000 | 299 | 301,899 | ||||
| 2023-03-20 | 2023-03-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 29.8985 | 25,000 | 747 | 6,620,631 | ||||
| 2023-03-20 | 2023-03-17 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 29.8659 | 15,000 | 448 | 43,498 | ||||
| 2023-03-20 | 2023-03-16 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 31.9700 | 3,000 | 96 | 28,498 | ||||
| 2023-03-17 | 2023-03-17 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 31.4609 | 2,485 | 78 | 32,085 | ||||
| 2023-03-16 | 2023-03-15 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 30.9317 | 5,000 | 155 | 291,899 | ||||
| 2023-03-16 | 2023-03-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 31.1301 | 7,000 | 218 | 31,248 | ||||
| 2023-03-16 | 2023-03-15 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 31.1301 | 3,000 | 93 | 32,300 | ||||
| 2023-03-16 | 2023-03-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 29.8714 | 12,963 | 387 | 6,595,631 | ||||
| 2023-03-14 | 2023-03-10 | 4 | Moore Andrew | RILY | Common Stock | D | 33.2533 | 5,000 | 166 | 385,074 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R By the Robert Antin Children Irrevocable Trust | RILY | Common Stock | I | 40.5802 | 7,500 | 304 | 207,500 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 40.5836 | 1,000 | 41 | 17,537 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 40.5634 | 1,000 | 41 | 17,538 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 40.5828 | 1,000 | 41 | 17,538 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 40.5838 | 1,000 | 41 | 17,538 | ||||
| 2023-03-07 | 2023-03-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40.4545 | 7,500 | 303 | 6,582,668 | ||||
| 2023-02-28 | 2023-02-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 18,459 | 241,620 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 49,225 | 518,080 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | Forman Alan N | RILY | Common Stock | D | 7,384 | 134,323 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 4,922 | 49,737 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 49,225 | 6,575,168 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | Moore Andrew | RILY | Common Stock | D | 24,612 | 380,074 | ||||||
| 2023-02-28 | 2023-02-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 24,612 | 287,779 | ||||||
| 2023-02-27 | 2023-02-23 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 36.8495 | 10,000 | 368 | 286,899 | ||||
| 2023-02-27 | 2023-02-24 | 4 | Moore Andrew | RILY | Common Stock | D | 36.7774 | 10,000 | 368 | 355,462 | ||||
| 2023-02-14 | 2022-12-21 | 5 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | -1,350 | 468,855 | ||||||
| 2023-02-14 | 2022-04-14 | 5 | WEITZMAN HOWARD | RILY | Common Stock | D | -3,557 | 44,815 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Young Kenneth M | RILY | Common Stock | D | 39.6000 | -18,737 | -742 | 223,161 | ||||
| 2023-02-10 | 2023-02-08 | 4 | Young Kenneth M | RILY | Common Stock | D | 75,000 | 241,898 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 39.6000 | -11,186 | -443 | 263,167 | ||||
| 2023-02-10 | 2023-02-08 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 75,000 | 274,353 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 39.6000 | -2,101 | -83 | 48,372 | ||||
| 2023-02-10 | 2023-02-08 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 20,000 | 50,473 | ||||||
| 2023-02-10 | 2022-12-30 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 29.0700 | 575 | 17 | 30,473 | ||||
| 2023-02-10 | 2023-02-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 150,000 | 6,525,943 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Forman Alan N | RILY | Common Stock | D | 30,000 | 126,939 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | Moore Andrew | RILY | Common Stock | D | 39.6000 | -20,643 | -817 | 345,462 | ||||
| 2023-02-10 | 2023-02-08 | 4 | Moore Andrew | RILY | Common Stock | D | 85,000 | 366,105 | ||||||
| 2023-02-10 | 2023-02-08 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 150,000 | 470,205 | ||||||
| 2023-02-09 | 2023-02-09 | 4 | Labran Renee E | RILY | Common Stock | D | 39.9700 | 250 | 10 | 3,633 | ||||
| 2023-02-09 | 2023-02-09 | 4 | D Agostino Robert P | RILY | Common Stock | D | 40.5917 | 12,500 | 507 | 153,573 | ||||
| 2023-02-09 | 2023-02-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40.1756 | 135,923 | 5,461 | 6,375,943 | ||||
| 2023-02-08 | 2023-02-08 | 4 | Moore Andrew | RILY | Common Stock | D | 38.7464 | 20,000 | 775 | 281,105 | ||||
| 2023-01-09 | 2023-01-09 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 37.2173 | 20,000 | 744 | 276,899 | ||||
| 2022-12-30 | 2022-12-29 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 33.8178 | 20,541 | 695 | 6,240,020 | ||||
| 2022-12-30 | 2022-12-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 31.2904 | 6,023 | 188 | 6,219,479 | ||||
| 2022-12-30 | 2022-12-28 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 32.0100 | 625 | 20 | 2,563 | ||||
| 2022-12-20 | 2022-12-16 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 39.8591 | 10,026 | 400 | 54,680 | ||||
| 2022-12-20 | 2022-12-16 | 4 | Labran Renee E | RILY | Common Stock | D | 40.3960 | 247 | 10 | 3,383 | ||||
| 2022-12-19 | 2022-12-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40.1301 | 120,000 | 4,816 | 6,213,456 | ||||
| 2022-12-15 | 2022-12-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40.3359 | 24,715 | 997 | 6,093,456 | ||||
| 2022-12-15 | 2022-12-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 41.9263 | 38,812 | 1,627 | 6,068,741 | ||||
| 2022-12-05 | 2022-12-05 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 43.9205 | 50,000 | 2,196 | 6,029,929 | ||||
| 2022-12-05 | 2022-12-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 44.3267 | 1,514 | 67 | 5,979,929 | ||||
| 2022-12-01 | 2022-11-30 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 42.8365 | 2,600 | 111 | 256,899 | ||||
| 2022-10-19 | 2022-10-18 | 4 | Williams Mikel H | RILY | Common Stock | D | -904 | 65,698 | ||||||
| 2022-09-19 | 2022-09-16 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 46.9212 | 5,892 | 276 | 254,299 | ||||
| 2022-09-19 | 2022-09-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46.8272 | 8,509 | 398 | 5,978,415 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 47.6773 | 1,000 | 48 | 16,537 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 47.6773 | 1,000 | 48 | 16,537 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 47.6773 | 1,000 | 48 | 16,538 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 47.6773 | 1,000 | 48 | 16,538 | ||||
| 2022-09-14 | 2022-09-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47.4559 | 25,000 | 1,186 | 5,969,906 | ||||
| 2022-09-08 | 2022-09-07 | 4 | Moore Andrew | RILY | Common Stock | D | 48.1206 | 5,000 | 241 | 261,105 | ||||
| 2022-09-01 | 2022-08-31 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 49.7559 | 25,000 | 1,244 | 5,944,906 | ||||
| 2022-09-01 | 2022-08-30 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 49.1735 | 25,000 | 1,229 | 5,919,906 | ||||
| 2022-09-01 | 2022-08-31 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 49.7559 | 25,000 | 1,244 | 248,407 | ||||
| 2022-08-02 | 2022-08-02 | 4/A | PAULSON RANDALL E | RILY | Common Stock | D | 52.3339 | 12,500 | 654 | 223,407 | ||||
| 2022-08-02 | 2022-08-02 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 52.3339 | 15,000 | 785 | 225,907 | ||||
| 2022-08-02 | 2022-08-01 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 52.1348 | 25,000 | 1,303 | 210,907 | ||||
| 2022-06-14 | 2022-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46.9993 | 10,000 | 470 | 5,894,906 | ||||
| 2022-06-14 | 2022-06-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.9953 | 3,205 | 157 | 5,884,906 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Young Kenneth M | RILY | Common Stock | D | 54.0700 | -3,558 | -192 | 166,898 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Forman Alan N | RILY | Common Stock | D | 54.0700 | -703 | -38 | 96,939 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Moore Andrew | RILY | Common Stock | D | 54.0700 | -3,652 | -197 | 256,105 | ||||
| 2022-06-03 | 2022-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 54.0700 | -456 | -25 | 29,898 | ||||
| 2022-06-03 | 2022-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 54.0700 | -6,971 | -377 | 320,205 | ||||
| 2022-06-03 | 2022-06-02 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 54.0700 | -3,156 | -171 | 199,353 | ||||
| 2022-05-27 | 2022-05-20 | 4/A | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 45.0000 | -1,700 | -76 | 1,245,293 | ||||
| 2022-05-27 | 2022-05-20 | 4/A | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50.0000 | -122,700 | -6,135 | 1,246,993 | ||||
| 2022-05-27 | 2022-05-20 | 4/A | ASHER DANIEL thru Sphinx Trading | RILY | Common Stock | I | 50.0000 | -1,100 | -55 | 1,369,693 | ||||
| 2022-05-26 | 2022-05-24 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1,490 | 141,073 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 1,490 | 25,498 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 49.5600 | -7,049 | -349 | 259,757 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 22,048 | 266,806 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 49.5600 | -13,216 | -655 | 327,176 | ||||
| 2022-05-26 | 2022-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 42,092 | 340,392 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 49.5600 | -5,332 | -264 | 202,509 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 22,048 | 207,841 | ||||||
| 2022-05-26 | 2021-06-30 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 64.1750 | 331 | 21 | 185,793 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Walters Marian | RILY | Common Stock | D | 1,490 | 2,564 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 49.5600 | -2,643 | -131 | 30,354 | ||||
| 2022-05-26 | 2022-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 2,746 | 32,997 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 42,092 | 5,881,701 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 1,490 | 44,654 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 1,490 | 185,907 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 49.5600 | -6,868 | -340 | 170,456 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 22,048 | 177,324 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 49.5600 | -4,536 | -225 | 97,642 | ||||
| 2022-05-26 | 2022-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 4,119 | 102,178 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Williams Mikel H | RILY | Common Stock | D | 1,490 | 66,602 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Labran Renee E | RILY | Common Stock | D | 1,490 | 3,136 | ||||||
| 2022-05-26 | 2022-05-24 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 1,490 | 1,938 | ||||||
| 2022-05-24 | 2022-05-23 | 4 | ASHER DANIEL thru Sphinx Trading, LP | RILY | Common Stock | I | 49.6000 | 1,100 | 55 | 1,262,493 | ||||
| 2022-05-24 | 2022-05-23 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 49.5957 | 16,100 | 798 | 1,261,393 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50.0000 | -1,700 | -85 | 1,245,293 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50.0000 | -122,700 | -6,135 | 1,246,993 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Sphinx Trading, LP | RILY | Common Stock | I | 50.0000 | -1,100 | -55 | 1,369,693 | ||||
| 2022-05-24 | 2022-05-20 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50.0893 | 18,800 | 942 | 1,370,793 | ||||
| 2022-05-20 | 2022-05-19 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 49.9500 | 1,200 | 60 | 1,351,993 | ||||
| 2022-05-19 | 2022-05-18 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | RILY | Common Stock | I | 50.4196 | 21,200 | 1,069 | 1,350,793 | ||||
| 2022-05-18 | 2022-05-17 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | rily | Common Stock | I | 49.4050 | 6,000 | 296 | 1,329,593 | ||||
| 2022-05-18 | 2022-05-17 | 4 | ASHER DANIEL Thru Equitec Proprietary Markets, LLC | rily | Common Stock | I | 51.0000 | -300 | -15 | 1,323,593 | ||||
| 2022-05-17 | 2022-05-16 | 4 | ASHER DANIEL thru Equitec Proprietary Markers, LLC | rily | Common Stock | I | 49.0928 | 5,290 | 260 | 1,323,893 | ||||
| 2022-05-13 | 2022-05-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.2972 | 50,000 | 2,415 | 5,839,609 | ||||
| 2022-05-12 | 2022-05-11 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 46.1368 | 5,000 | 231 | 29,300 | ||||
| 2022-05-12 | 2022-05-11 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 45.7039 | 16,296 | 745 | 5,789,609 | ||||
| 2022-05-10 | 2022-05-09 | 4 | Labran Renee E | RILY | Common Stock | D | 48.9800 | 408 | 20 | 1,646 | ||||
| 2022-05-10 | 2022-05-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46.1298 | 50,000 | 2,306 | 5,773,313 | ||||
| 2022-05-10 | 2022-05-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.7000 | 25,000 | 1,218 | 5,723,313 | ||||
| 2022-05-04 | 2022-05-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 48.4592 | 10,000 | 485 | 184,417 | ||||
| 2022-05-03 | 2022-05-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.7086 | 48,814 | 2,378 | 5,698,313 | ||||
| 2022-05-03 | 2022-05-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46.8508 | 192,529 | 9,020 | 5,649,499 | ||||
| 2022-05-03 | 2022-05-02 | 4 | Moore Andrew | RILY | Common Stock | D | 45.9377 | 10,000 | 459 | 244,758 | ||||
| 2022-05-03 | 2022-05-02 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 46.6935 | 2,500 | 117 | 29,600 | ||||
| 2022-05-03 | 2022-05-02 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 46.0260 | 20,000 | 921 | 174,417 | ||||
| 2022-05-03 | 2022-05-02 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 47.6792 | 10,000 | 477 | 43,164 | ||||
| 2022-05-03 | 2022-05-02 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 45.5300 | 10,000 | 455 | 24,008 | ||||
| 2022-03-10 | 2022-03-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 62.8327 | 30,000 | 1,885 | 5,456,970 | ||||
| 2022-03-02 | 2022-02-28 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 59.4350 | 20,000 | 1,189 | 154,417 | ||||
| 2022-03-02 | 2022-02-28 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 58.6415 | 20,000 | 1,173 | 134,417 | ||||
| 2022-03-02 | 2022-03-01 | 4 | Labran Renee E | RILY | Common Stock | D | 58.5261 | 340 | 20 | 1,238 | ||||
| 2022-03-02 | 2022-03-01 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 59.5131 | 8,430 | 502 | 33,164 | ||||
| 2022-03-02 | 2022-03-01 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 58.9752 | 10,000 | 590 | 27,100 | ||||
| 2022-03-02 | 2022-02-28 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 58.6404 | 4,300 | 252 | 24,300 | ||||
| 2022-03-02 | 2021-06-30 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 64.1750 | 331 | 21 | 298,300 | ||||
| 2022-03-02 | 2022-03-01 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 58.6306 | 35,542 | 2,084 | 5,426,970 | ||||
| 2022-03-02 | 2022-02-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 58.7700 | 49,458 | 2,907 | 5,391,428 | ||||
| 2022-02-11 | 2021-11-22 | 5 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | -579 | 297,969 | ||||||
| 2022-02-11 | 2021-12-31 | 5 | RILEY BRYANT R | RILY | Common Stock | D | -5,000 | 5,341,970 | ||||||
| 2022-02-11 | 2021-11-16 | 5 | RILEY BRYANT R | RILY | Common Stock | D | -350 | 5,346,970 | ||||||
| 2022-02-11 | 2021-10-29 | 5 | WEITZMAN HOWARD | RILY | Common Stock | D | -100 | 30,251 | ||||||
| 2022-02-11 | 2021-05-25 | 5 | WEITZMAN HOWARD | RILY | Common Stock | D | -1,290 | 30,351 | ||||||
| 2021-12-22 | 2021-12-20 | 4 | Brandt Tamara Sue | RILY | Common Stock | D | 448 | 448 | ||||||
| 2021-12-07 | 2021-12-06 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 75.1708 | 1,722 | 129 | 5,347,320 | ||||
| 2021-11-18 | 2021-11-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 77.3500 | 20,000 | 1,547 | 5,218,633 | ||||
| 2021-11-04 | 2021-11-03 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 78.3126 | 1,000 | 78 | 17,100 | ||||
| 2021-11-04 | 2021-06-30 | 4 | Young Kenneth M | RILY | Common Stock | D | 64.1750 | 331 | 21 | 155,276 | ||||
| 2021-10-29 | 2021-10-27 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | 11,393 | 11,393 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | 65,000 | 65,000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | 85,000 | 85,000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Forman Alan N | RILY | Performance Restricted Stock Units | D | 17,089 | 17,089 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 150,000 | 150,000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 85,000 | 85,000 | ||||||
| 2021-10-29 | 2021-10-27 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | 150,000 | 150,000 | ||||||
| 2021-09-14 | 2021-09-13 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 60.5106 | 15,000 | 908 | 114,417 | ||||
| 2021-09-10 | 2021-09-10 | 4 | Moore Andrew | RILY | Common Stock | D | 60.2000 | 5,000 | 301 | 234,758 | ||||
| 2021-08-20 | 2021-08-19 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 60.8220 | 10,000 | 608 | 99,417 | ||||
| 2021-08-19 | 2021-08-19 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 60.6054 | 135,000 | 8,182 | 5,198,633 | ||||
| 2021-08-18 | 3 | Labran Renee E | RILY | Common Stock | D | 898 | ||||||||
| 2021-08-17 | 2021-08-17 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 63.5933 | 15,000 | 954 | 5,063,633 | ||||
| 2021-08-17 | 2021-08-17 | 4 | Moore Andrew | RILY | Common Stock | D | 63.7000 | 5,000 | 318 | 229,758 | ||||
| 2021-08-17 | 2021-06-30 | 4 | Moore Andrew | RILY | Common Stock | D | 64.1750 | 331 | 21 | 229,427 | ||||
| 2021-08-13 | 2021-08-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 64.4816 | 8,005 | 516 | 5,048,633 | ||||
| 2021-08-13 | 2021-08-11 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 67.6768 | 1,359 | 92 | 5,040,628 | ||||
| 2021-08-11 | 2021-08-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 68.2175 | 15,000 | 1,023 | 5,039,269 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 64.9842 | 450 | 29 | 15,196 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 64.9842 | 451 | 29 | 15,197 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 64.9842 | 451 | 29 | 15,197 | ||||
| 2021-08-06 | 2021-08-04 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 64.9842 | 451 | 29 | 15,197 | ||||
| 2021-06-17 | 2021-06-15 | 4 | Young Kenneth M | RILY | Common Stock | D | 66.0623 | 1,200 | 79 | 154,945 | ||||
| 2021-06-08 | 2021-06-04 | 4 | Williams Mikel H | RILY | Common Stock | D | 1,074 | 65,112 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 1,074 | 89,417 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 1,074 | 24,734 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | Walters Marian | RILY | Common Stock | D | 1,074 | 6,775 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 1,074 | 14,008 | ||||||
| 2021-06-08 | 2021-06-04 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1,074 | 139,583 | ||||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 66.3093 | 3,329 | 221 | 14,746 | ||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 66.3093 | 3,329 | 221 | 14,746 | ||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 66.3093 | 3,329 | 221 | 14,746 | ||||
| 2021-06-08 | 2021-06-07 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 66.3093 | 3,329 | 221 | 14,746 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 67.3155 | 5,000 | 337 | 11,417 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 67.3155 | 5,000 | 337 | 11,417 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 67.3155 | 5,000 | 337 | 11,417 | ||||
| 2021-06-08 | 2021-06-04 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 67.3155 | 5,000 | 337 | 11,417 | ||||
| 2021-06-02 | 2021-06-02 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 74.1800 | -4,530 | -336 | 31,641 | ||||
| 2021-06-02 | 2021-05-28 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 73.8600 | -10,973 | -810 | 36,171 | ||||
| 2021-06-02 | 2021-05-28 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 2,746 | 47,144 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 42,092 | 298,548 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Moore Andrew | RILY | Common Stock | D | 22,048 | 224,427 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 42,092 | 5,024,269 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Young Kenneth M | RILY | Common Stock | D | 22,048 | 153,745 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 22,048 | 185,462 | ||||||
| 2021-06-02 | 2021-05-28 | 4 | Forman Alan N | RILY | Common Stock | D | 4,119 | 98,059 | ||||||
| 2021-05-26 | 2021-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 73.7800 | -7,497 | -553 | 163,414 | ||||
| 2021-05-26 | 2021-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 73.7800 | -17,348 | -1,280 | 256,456 | ||||
| 2021-05-26 | 2021-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 73.7800 | -3,317 | -245 | 44,398 | ||||
| 2021-05-26 | 2021-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 73.7800 | -9,914 | -731 | 131,697 | ||||
| 2021-05-26 | 2021-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 73.7800 | -6,048 | -446 | 93,940 | ||||
| 2021-05-26 | 2021-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 73.7800 | -10,355 | -764 | 202,379 | ||||
| 2021-05-06 | 2021-05-06 | 4 | Moore Andrew | RILY | Common Stock | D | 67.6847 | 5,000 | 338 | 212,734 | ||||
| 2021-02-19 | 2021-02-17 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 75,000 | 75,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 150,000 | 150,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | 20,000 | 20,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | 75,000 | 75,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | 150,000 | 150,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | 85,000 | 85,000 | ||||||
| 2021-02-19 | 2021-02-17 | 4 | Forman Alan N | RILY | Performance Restricted Stock Units | D | 30,000 | 30,000 | ||||||
| 2021-02-12 | 2020-12-03 | 5 | RILEY BRYANT R | RILY | Common Stock | D | -1,000 | 4,982,177 | ||||||
| 2021-02-02 | 2021-01-29 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.2464 | 1,500 | 72 | 4,983,177 | ||||
| 2021-01-29 | 2021-01-28 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.7140 | 6,791 | 331 | 4,981,677 | ||||
| 2021-01-29 | 2021-01-27 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.4217 | 11,209 | 543 | 4,974,886 | ||||
| 2021-01-27 | 2021-01-27 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47.9051 | 7,907 | 379 | 4,963,677 | ||||
| 2021-01-27 | 2021-01-26 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 48.5626 | 4,093 | 199 | 4,955,770 | ||||
| 2021-01-25 | 2021-01-25 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 48.9500 | 2,089 | 102 | 23,660 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 47.4506 | 842 | 40 | 6,417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 47.4506 | 842 | 40 | 6,417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 47.4506 | 842 | 40 | 6,417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 47.4506 | 842 | 40 | 6,417 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R By B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley | RILY | Common Stock | I | 47.2627 | 4,960 | 234 | 84,369 | ||||
| 2021-01-25 | 2021-01-22 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 47.7770 | 1,672 | 80 | 4,951,677 | ||||
| 2021-01-13 | 2021-01-13 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 46.0000 | 1,600 | 74 | 16,100 | ||||
| 2021-01-13 | 2021-01-13 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 46.0000 | 5,100 | 235 | 459,848 | ||||
| 2021-01-13 | 2021-01-13 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 46.0000 | 4,900 | 225 | 20,000 | ||||
| 2021-01-13 | 2021-01-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 46.0000 | 100,000 | 4,600 | 4,950,005 | ||||
| 2021-01-13 | 2021-01-13 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 46.0000 | 10,000 | 460 | 88,343 | ||||
| 2020-12-16 | 2020-12-15 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 36.7800 | -99,160 | -3,647 | 4,850,005 | ||||
| 2020-12-16 | 2020-12-15 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 36.7800 | -11,547 | -425 | 47,715 | ||||
| 2020-12-16 | 2020-12-15 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 36.7800 | -99,160 | -3,647 | 273,804 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Young Kenneth M | RILY | Common Stock | D | 36.7800 | -44,808 | -1,648 | 141,611 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 36.7800 | -46,188 | -1,699 | 170,911 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Forman Alan N | RILY | Common Stock | D | 36.7800 | -22,769 | -837 | 99,988 | ||||
| 2020-12-16 | 2020-12-15 | 4 | Moore Andrew | RILY | Common Stock | D | 36.7800 | -46,188 | -1,699 | 207,734 | ||||
| 2020-12-07 | 2020-12-03 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 200,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 200,000 | 172,964 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | -100,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Young Kenneth M | RILY | Common Stock | D | 100,000 | 186,419 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Forman Alan N | RILY | Performance Restricted Stock D Units | D | 50,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Forman Alan N | RILY | Common Stock | D | 50,000 | 122,757 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | -25,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 25,000 | 59,262 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | -200,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 200,000 | 4,949,165 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | -100,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Moore Andrew | RILY | Common Stock | D | 100,000 | 253,922 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 100,000 | 0 | ||||||
| 2020-12-07 | 2020-12-03 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 100,000 | 217,099 | ||||||
| 2020-12-07 | 2020-06-30 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 18.4960 | 992 | 18 | 117,099 | ||||
| 2020-11-20 | 2020-11-19 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 32.5323 | 15,000 | 488 | 4,749,165 | ||||
| 2020-11-05 | 2020-11-03 | 4/A | RILEY BRYANT R By BRC Partners Opportunity Fund, LP | RILY | Common Stock | I | 26.6582 | 141,728 | 3,778 | 317,915 | ||||
| 2020-11-03 | 2020-11-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 26.6585 | 60,000 | 1,600 | 4,734,165 | ||||
| 2020-11-03 | 2020-11-03 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 26.6502 | 40,000 | 1,066 | 78,343 | ||||
| 2020-09-15 | 2020-09-14 | 4 | Sims Todd D. | RILY | Common Stock | D | -2,554 | 15,163 | ||||||
| 2020-09-09 | 2020-09-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 25.5944 | 1,224 | 31 | 4,674,165 | ||||
| 2020-09-08 | 2020-09-04 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 26.2118 | 2,282 | 60 | 4,672,941 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of E.R. | RILY | Common Stock | I | 27.1500 | 700 | 19 | 5,575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of A.R. | RILY | Common Stock | I | 27.1500 | 700 | 19 | 5,575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of C.R. | RILY | Common Stock | I | 27.1500 | 700 | 19 | 5,575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R UTMA account of S.R. | RILY | Common Stock | I | 27.1500 | 700 | 19 | 5,575 | ||||
| 2020-09-03 | 2020-09-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 27.1500 | 15,000 | 407 | 4,670,659 | ||||
| 2020-08-27 | 2020-08-26 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 26.6656 | 20,000 | 533 | 4,655,659 | ||||
| 2020-08-07 | 2020-08-07 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 26.9608 | 25,000 | 674 | 38,343 | ||||
| 2020-08-07 | 2020-08-06 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 27.1498 | 25,000 | 679 | 4,635,659 | ||||
| 2020-08-07 | 2020-08-06 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 27.2800 | 1,000 | 27 | 14,500 | ||||
| 2020-08-07 | 2020-06-30 | 4 | Young Kenneth M | RILY | Common Stock | D | 18.4960 | 992 | 18 | 86,419 | ||||
| 2020-06-22 | 3 | PAULSON RANDALL E | RILY | Common Stock | D | 19,774 | ||||||||
| 2020-06-22 | 3 | PAULSON RANDALL E | RILY | Common Stock | D | 19,774 | ||||||||
| 2020-06-22 | 3 | PAULSON RANDALL E | RILY | Common Stock | D | 19,774 | ||||||||
| 2020-06-22 | 2020-06-18 | 4 | Sims Todd D. | RILY | Common Stock | D | 3,456 | 17,717 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 3,456 | 12,934 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | D Agostino Robert P | RILY | Common Stock | D | 3,456 | 138,509 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | Williams Mikel H | RILY | Common Stock | D | 3,456 | 64,038 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | Walters Marian | RILY | Common Stock | D | 3,456 | 5,701 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 3,456 | 21,571 | ||||||
| 2020-06-22 | 2020-06-18 | 4 | PAULSON RANDALL E | RILY | Common Stock | D | 3,456 | 13,343 | ||||||
| 2020-06-10 | 2020-06-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 22.7424 | 10,689 | 243 | 4,610,659 | ||||
| 2020-06-10 | 2020-06-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 22.9778 | 9,311 | 214 | 4,599,970 | ||||
| 2020-06-04 | 2020-06-03 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20.8065 | 40,000 | 832 | 4,590,659 | ||||
| 2020-05-26 | 2020-05-22 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 18.5400 | -8,131 | -151 | 171,972 | ||||
| 2020-05-26 | 2020-05-21 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 41,482 | 180,103 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Forman Alan N | RILY | Common Stock | D | 18.5400 | -5,657 | -105 | 72,757 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Forman Alan N | RILY | Common Stock | D | 13,827 | 78,414 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Moore Andrew | RILY | Common Stock | D | 18.5400 | -8,831 | -164 | 152,930 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Moore Andrew | RILY | Common Stock | D | 22,124 | 161,761 | ||||||
| 2020-05-26 | 2020-05-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 18.2482 | 1,835 | 33 | 4,550,659 | ||||
| 2020-05-26 | 2020-05-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 41,482 | 4,548,824 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 18.5400 | -2,872 | -53 | 34,262 | ||||
| 2020-05-26 | 2020-05-21 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 8,296 | 37,134 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Young Kenneth M | RILY | Common Stock | D | 18.5400 | -8,455 | -157 | 85,427 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Young Kenneth M | RILY | Common Stock | D | 22,124 | 93,882 | ||||||
| 2020-05-26 | 2020-05-22 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 18.5400 | -8,535 | -158 | 116,107 | ||||
| 2020-05-26 | 2020-05-21 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 19,358 | 124,642 | ||||||
| 2020-03-20 | 2020-03-20 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 18.6500 | 2,000 | 37 | 9,478 | ||||
| 2020-03-19 | 2020-03-13 | 4 | Williams Mikel H | RILY | Common Stock | D | 19.6116 | 8,870 | 174 | 60,582 | ||||
| 2020-03-16 | 2020-03-13 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 20.2357 | 3,500 | 71 | 13,500 | ||||
| 2020-03-16 | 2019-12-31 | 4 | Young Kenneth M | RILY | Common Stock | D | 21.4030 | 340 | 7 | 71,758 | ||||
| 2020-03-16 | 2020-03-16 | 4 | Moore Andrew | RILY | Common Stock | D | 18.0784 | 6,000 | 108 | 139,637 | ||||
| 2020-03-13 | 2020-03-13 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 18.9100 | 5,327 | 101 | 18,115 | ||||
| 2020-03-13 | 2020-03-11 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20.2133 | 4,000 | 81 | 105,284 | ||||
| 2020-03-13 | 2020-03-11 | 4 | Forman Alan N | RILY | Common Stock | D | 20.1908 | 4,000 | 81 | 64,587 | ||||
| 2020-03-13 | 2020-03-11 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20.2023 | 4,654 | 94 | 4,507,342 | ||||
| 2020-03-11 | 2020-03-11 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 20.1906 | 2,500 | 50 | 5,600 | ||||
| 2020-03-11 | 2020-03-11 | 4 | KELLEHER THOMAS J /ADV By wife | RILY | Common Stock | I | 20.1906 | 2,500 | 50 | 5,600 | ||||
| 2020-03-11 | 2020-03-09 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 20.6744 | 2,500 | 52 | 3,100 | ||||
| 2020-03-11 | 2020-03-09 | 4 | KELLEHER THOMAS J /ADV By wife | RILY | Common Stock | I | 20.6744 | 2,500 | 52 | 3,100 | ||||
| 2020-02-07 | 2019-11-05 | 5 | KELLEHER THOMAS J /ADV See Note | RILY | Common Stock | I | -1,500 | 454,748 | ||||||
| 2019-08-15 | 2019-08-14 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20.0878 | 8,269 | 166 | 4,502,688 | ||||
| 2019-08-15 | 2019-08-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20.5255 | 11,731 | 241 | 4,494,419 | ||||
| 2019-07-22 | 2019-07-18 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 2,610 | 7,478 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2,610 | 135,053 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 2,610 | 12,788 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Sims Todd D. | RILY | Common Stock | D | 2,610 | 14,261 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Walters Marian | RILY | Common Stock | D | 2,245 | 2,245 | ||||||
| 2019-07-22 | 2019-07-18 | 4 | Williams Mikel H | RILY | Common Stock | D | 2,610 | 51,712 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | RILEY BRYANT R | RILY | Performance Restricted Stock Units | D | 200,000 | 200,000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | WEITZMAN HOWARD | RILY | Performance Restricted Stock Units | D | 25,000 | 25,000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | Young Kenneth M | RILY | Performance Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | Young Kenneth M | RILY | Common Stock | D | 17.7310 | 788 | 14 | 71,418 | ||||
| 2019-07-16 | 2019-07-12 | 4 | Ahn Phillip J. | RILY | Performance Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17.7310 | 1,198 | 21 | 101,284 | ||||
| 2019-07-16 | 2019-07-12 | 4 | Forman Alan N | RILY | Performance Restricted Stock Units | D | 50,000 | 50,000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | Gumaer Andrew | RILY | Performance Restricted Stock Units | D | 50,000 | 50,000 | ||||||
| 2019-07-16 | 2019-07-12 | 4 | KELLEHER THOMAS J /ADV | RILY | Performance Restricted Stock Units | D | 200,000 | 200,000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 17.7310 | 1,198 | 21 | 138,621 | ||||
| 2019-07-16 | 2019-07-12 | 4 | Moore Andrew | RILY | Performance Restricted Stock Units | D | 100,000 | 100,000 | ||||||
| 2019-07-16 | 2019-06-28 | 4 | Moore Andrew | RILY | Common Stock | D | 17.7310 | 1,198 | 21 | 133,637 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 20.3200 | -4,893 | -99 | 60,587 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 12,827 | 65,480 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Moore Andrew | RILY | Common Stock | D | 20,523 | 132,439 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 38,481 | 4,482,688 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 20.3200 | -5,207 | -106 | 70,630 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Young Kenneth M | RILY | Common Stock | D | 20,523 | 75,837 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20.3200 | -6,642 | -135 | 100,086 | ||||
| 2019-05-29 | 2019-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 17,958 | 106,728 | ||||||
| 2019-05-29 | 2018-12-31 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 12.0700 | 573 | 7 | 88,770 | ||||
| 2019-05-29 | 2019-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 38,481 | 137,423 | ||||||
| 2019-05-29 | 2019-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 20.3200 | -9,125 | -185 | 320,867 | ||||
| 2019-05-29 | 2019-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 19.4900 | -10,000 | -195 | 28,838 | ||||
| 2019-05-29 | 2019-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 20.3200 | -3,152 | -64 | 38,838 | ||||
| 2019-05-29 | 2019-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 7,696 | 41,990 | ||||||
| 2019-05-09 | 2019-05-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 19.2757 | 25,516 | 492 | 4,444,207 | ||||
| 2019-05-09 | 2019-05-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 19.2498 | 9,738 | 187 | 4,418,691 | ||||
| 2019-05-09 | 2019-05-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 19.0000 | 4,975 | 95 | 4,408,953 | ||||
| 2019-03-18 | 2019-03-15 | 4 | Young Kenneth M See Note | RILY | Common Stock | I | 17.1599 | 10,000 | 172 | 10,000 | ||||
| 2019-03-18 | 2018-12-31 | 4 | Young Kenneth M | RILY | Common Stock | D | 12.0700 | 230 | 3 | 55,314 | ||||
| 2019-03-18 | 2018-08-09 | 4 | Sims Todd D. | RILY | Common Stock | D | 22.3840 | 2,250 | 50 | 11,651 | ||||
| 2019-03-15 | 2019-03-14 | 4 | KELLEHER THOMAS J /ADV See note | RILY | Common Stock | I | 16.7512 | 10,000 | 168 | 10,100 | ||||
| 2019-03-15 | 2018-12-31 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 12.0700 | 1,091 | 13 | 98,942 | ||||
| 2019-03-14 | 2019-03-14 | 4 | Moore Andrew | RILY | Common Stock | D | 16.9747 | 10,000 | 170 | 111,916 | ||||
| 2019-03-14 | 2018-12-31 | 4 | Moore Andrew | RILY | Common Stock | D | 12.0700 | 1,091 | 13 | 101,916 | ||||
| 2019-03-08 | 2019-03-08 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.9456 | 32,945 | 558 | 4,403,978 | ||||
| 2019-03-08 | 2019-03-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.9273 | 13,945 | 236 | 4,371,033 | ||||
| 2019-03-08 | 2019-03-06 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.8230 | 3,110 | 52 | 4,357,088 | ||||
| 2019-02-26 | 2019-02-22 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 16.5178 | 5,310 | 88 | 10,178 | ||||
| 2019-02-25 | 2019-02-22 | 4 | D Agostino Robert P | RILY | Common Stock | D | 16.6306 | 679 | 11 | 132,443 | ||||
| 2019-02-25 | 2019-02-21 | 4 | D Agostino Robert P | RILY | Common Stock | D | 16.2956 | 7,662 | 125 | 131,764 | ||||
| 2019-02-25 | 2019-02-22 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.6306 | 1,201 | 20 | 4,353,978 | ||||
| 2019-02-25 | 2019-02-21 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.2794 | 19,512 | 318 | 4,352,777 | ||||
| 2019-02-14 | 2019-02-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 15.6476 | 12,699 | 199 | 4,333,265 | ||||
| 2019-02-14 | 2018-10-19 | 4 | RILEY BRYANT R | RILY | Common Stock | D | -1,100 | 4,320,566 | ||||||
| 2019-02-14 | 2018-01-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | -1,000 | 4,321,666 | ||||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of E.R. | RILY | Common Stock | I | 17.1491 | 4,330 | 74 | 4,875 | ||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of S.R. | RILY | Common Stock | I | 17.1491 | 4,330 | 74 | 4,875 | ||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of A.R. | RILY | Common Stock | I | 17.1491 | 4,330 | 74 | 204,875 | ||||
| 2018-12-11 | 2018-12-10 | 4 | RILEY BRYANT R As custodian for UTMA account of C.R. | RILY | Common Stock | I | 17.1491 | 4,330 | 74 | 204,875 | ||||
| 2018-12-11 | 2018-12-07 | 4 | RILEY BRYANT R By B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley | RILY | Common Stock | I | 17.4000 | 4,400 | 77 | 73,617 | ||||
| 2018-12-11 | 2018-12-07 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 17.2800 | 10,500 | 181 | 4,322,666 | ||||
| 2018-10-03 | 2018-10-01 | 4 | Young Kenneth M | RILY | Common Stock | D | 22.0100 | -1,996 | -44 | 55,084 | ||||
| 2018-09-18 | 2018-08-21 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2,262 | 124,102 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 2,262 | 4,868 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | Sims Todd D. | RILY | Common Stock | D | 2,262 | 9,401 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | Williams Mikel H | RILY | Common Stock | D | 2,262 | 49,102 | ||||||
| 2018-09-18 | 2018-08-21 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 2,262 | 4,868 | ||||||
| 2018-08-24 | 2018-08-22 | 4 | Gumaer Andrew | RILY | Common Stock | D | 22.2000 | -9,716 | -216 | 329,992 | ||||
| 2018-07-19 | 3 | Young Kenneth M | RILY | Common Stock | D | 114,160 | ||||||||
| 2018-07-19 | 3 | Young Kenneth M | RILY | Common Stock | D | 114,160 | ||||||||
| 2018-07-19 | 3 | Young Kenneth M | RILY | Common Stock | D | 114,160 | ||||||||
| 2018-07-19 | 3 | Moore Andrew | RILY | Common Stock | D | 201,650 | ||||||||
| 2018-07-19 | 3 | Moore Andrew | RILY | Common Stock | D | 201,650 | ||||||||
| 2018-07-19 | 3 | Moore Andrew | RILY | Common Stock | D | 201,650 | ||||||||
| 2018-07-06 | 2018-07-03 | 4 | Wunderlich Gary Kent JR | RILY | Common Stock | D | 22.7000 | -3,981 | -90 | 241,213 | ||||
| 2018-06-15 | 2018-06-13 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 25,000 | 97,951 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Forman Alan N | RILY | Common Stock | D | 13,500 | 52,653 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40,000 | 4,314,346 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 18,000 | 88,197 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 8,500 | 34,294 | ||||||
| 2018-06-15 | 2018-06-13 | 4 | Gumaer Andrew | RILY | Common Stock | D | 20,000 | 339,708 | ||||||
| 2018-05-29 | 2018-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 20.8500 | -6,530 | -136 | 319,708 | ||||
| 2018-05-29 | 2018-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 20.8500 | -3,364 | -70 | 39,153 | ||||
| 2018-05-29 | 2018-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20.8500 | -4,566 | -95 | 70,197 | ||||
| 2018-05-29 | 2018-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 20.8500 | -2,172 | -45 | 25,794 | ||||
| 2018-05-29 | 2018-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 20.8500 | -13,093 | -273 | 4,274,346 | ||||
| 2018-03-19 | 2018-03-16 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 18.2500 | 221,181 | 4,037 | 4,287,439 | ||||
| 2018-03-15 | 2018-03-13 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 18.6500 | 7,200 | 134 | 69,217 | ||||
| 2017-12-12 | 2017-12-10 | 4 | Gumaer Andrew | RILY | Common Stock | D | 18.3000 | -3,618 | -66 | 326,238 | ||||
| 2017-12-12 | 2017-12-10 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 18.3000 | -1,447 | -26 | 27,966 | ||||
| 2017-12-04 | 2017-12-01 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17.9500 | 5,000 | 90 | 62,017 | ||||
| 2017-12-04 | 2017-12-01 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 17.7993 | 26,072 | 464 | 4,066,258 | ||||
| 2017-12-04 | 2017-11-30 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 18.1504 | 7,500 | 136 | 57,017 | ||||
| 2017-11-20 | 2017-11-20 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17.7500 | 8,679 | 154 | 49,517 | ||||
| 2017-11-20 | 2017-11-17 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17.7000 | 5,413 | 96 | 40,838 | ||||
| 2017-11-20 | 2017-11-16 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 17.1500 | 7,325 | 126 | 35,425 | ||||
| 2017-08-22 | 2017-08-18 | 4 | Sheldon Michael Joseph | RILY | Common Stock | D | 2,606 | 2,606 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | ANTIN ROBERT L | RILY | Common Stock | D | 2,606 | 2,606 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | Williams Mikel H | RILY | Common Stock | D | 2,606 | 46,840 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2,606 | 121,840 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | Todaro Richard L | RILY | Common Stock | D | 2,606 | 22,775 | ||||||
| 2017-08-22 | 2017-08-18 | 4 | Sims Todd D. | RILY | Common Stock | D | 2,606 | 7,139 | ||||||
| 2017-07-13 | 2017-07-12 | 4 | Wunderlich Gary Kent JR | RILY | Common Stock | D | 81,744 | 245,194 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 18.3500 | -14,792 | -271 | 236,862 | ||||
| 2017-07-06 | 2017-07-03 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 3,058 | 251,654 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich III Trust | RILY | Warrants | I | 17.50 | 147 | 147 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Madison Wunderlich Trust | RILY | Warrants | I | 17.50 | 147 | 147 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich Jr. IRA - WFCS as Custodian Trust | RILY | Warrants | I | 17.50 | 246 | 246 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Alvin Wunderlich, Jr. Grandchildren's Trust | RILY | Warrants | I | 17.50 | 574 | 574 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Wunderlich Children's Trust | RILY | Warrants | I | 17.50 | 4,854 | 4,854 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR | RILY | Warrants | D | 17.50 | 63,541 | 63,541 | |||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich III Trust | RILY | Common Stock | I | 787 | 787 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Madison Wunderlich Trust | RILY | Common Stock | I | 787 | 787 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Gary Wunderlich Jr. IRA - WFCS as Custodian Trust | RILY | Common Stock | I | 1,320 | 1,320 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Alvin Wunderlich, Jr. Grandchildren's Trust | RILY | Common Stock | I | 3,086 | 3,086 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR By Wunderlich Children's Trust | RILY | Common Stock | I | 9,707 | 9,707 | ||||||
| 2017-07-06 | 2017-07-03 | 4 | Wunderlich Gary Kent JR | RILY | Common Stock | D | 163,450 | 163,450 | ||||||
| 2017-06-16 | 2017-06-15 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. | RILY | Common Stock | I | 15.5504 | 28,000 | 435 | 28,100 | ||||
| 2017-06-15 | 2017-06-13 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 24,194 | 72,951 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 8,710 | 29,413 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 38,710 | 4,040,186 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | Gumaer Andrew | RILY | Common Stock | D | 24,194 | 329,856 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | Forman Alan N | RILY | Common Stock | D | 14,516 | 42,517 | ||||||
| 2017-06-15 | 2017-06-13 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 19,355 | 74,763 | ||||||
| 2017-06-06 | 2017-06-02 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 14.5588 | 3,148 | 46 | 48,757 | ||||
| 2017-06-06 | 2017-06-02 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 14.5588 | 31,480 | 458 | 4,001,476 | ||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600,000 | ||||||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600,000 | ||||||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600,000 | ||||||||
| 2017-06-05 | 3 | ANTIN ROBERT L | RILY | Common Stock | I | 600,000 | ||||||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 14.7000 | -10,607 | -156 | 248,596 | ||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 43,402 | 259,203 | ||||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 26,024 | 215,801 | ||||||
| 2017-06-05 | 2017-06-01 | 4 | HENDRIX RICHARD J | RILY | Common Stock | D | 189,777 | 189,777 | ||||||
| 2017-05-26 | 2017-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 14.1000 | -3,847 | -54 | 305,662 | ||||
| 2017-05-26 | 2017-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 14.1000 | -2,278 | -32 | 28,001 | ||||
| 2017-05-24 | 2017-05-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.5000 | -125 | -2 | 2,344,193 | ||||
| 2017-04-27 | 2017-04-25 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.1000 | -1,577 | -24 | 2,344,318 | ||||
| 2017-03-20 | 2017-03-16 | 4 | Sims Todd D. | RILY | Common Stock | D | 14.9658 | 3,300 | 49 | 4,533 | ||||
| 2017-03-16 | 2017-03-14 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.0000 | -932 | -14 | 2,345,895 | ||||
| 2017-03-15 | 2017-03-13 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.4000 | -507 | -8 | 2,346,827 | ||||
| 2017-03-14 | 2017-03-10 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.5500 | -990 | -15 | 2,347,334 | ||||
| 2017-03-14 | 2017-03-10 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.6000 | -650 | -10 | 2,348,324 | ||||
| 2017-03-14 | 2017-03-10 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.6500 | -1,000 | -16 | 2,348,974 | ||||
| 2017-03-07 | 2017-03-02 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.6000 | -184 | -3 | 2,350,172 | ||||
| 2017-03-07 | 2017-03-03 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.2500 | -198 | -3 | 2,349,974 | ||||
| 2017-03-06 | 2017-03-02 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.6000 | -184 | -3 | 2,349,974 | ||||
| 2017-03-03 | 2017-03-01 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.7000 | -1,067 | -17 | 2,350,356 | ||||
| 2017-03-02 | 2017-01-25 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20.8977 | -2,663 | -56 | 2,354,238 | ||||
| 2017-03-02 | 2017-01-27 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 21.0000 | -15 | -0 | 2,353,723 | ||||
| 2017-03-02 | 2017-01-27 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20.8000 | -500 | -10 | 2,353,738 | ||||
| 2017-03-02 | 2017-02-22 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.0000 | -1,200 | -19 | 2,351,923 | ||||
| 2017-03-02 | 2017-02-22 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.3000 | -500 | -8 | 2,353,123 | ||||
| 2017-03-02 | 2017-02-22 | 4/A | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.3500 | -100 | -2 | 2,353,623 | ||||
| 2017-03-02 | 2017-02-28 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 15.6500 | -500 | -8 | 2,351,423 | ||||
| 2017-02-24 | 2017-02-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.0000 | -1,200 | -19 | 2,351,923 | ||||
| 2017-02-24 | 2017-02-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.3000 | -500 | -8 | 2,353,123 | ||||
| 2017-02-24 | 2017-02-22 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 16.3500 | -100 | -2 | 2,353,623 | ||||
| 2017-01-30 | 2017-01-27 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 21.0000 | -15 | -0 | 2,353,723 | ||||
| 2017-01-30 | 2017-01-27 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20.8000 | -500 | -10 | 2,353,738 | ||||
| 2017-01-26 | 2017-01-25 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 20.8977 | -2,663 | -56 | 2,354,238 | ||||
| 2016-12-13 | 2016-12-10 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 16.9000 | -5,789 | -98 | 3,969,996 | ||||
| 2016-12-13 | 2016-12-10 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 16.9000 | -1,448 | -24 | 20,703 | ||||
| 2016-12-13 | 2016-12-10 | 4 | Gumaer Andrew | RILY | Common Stock | D | 16.9000 | -3,618 | -61 | 309,509 | ||||
| 2016-12-13 | 2016-12-10 | 4 | Forman Alan N | RILY | Common Stock | D | 16.9000 | -2,112 | -36 | 30,279 | ||||
| 2016-12-13 | 2016-12-10 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 16.9000 | -2,894 | -49 | 55,408 | ||||
| 2016-12-13 | 2016-12-10 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 16.9000 | -3,618 | -61 | 45,609 | ||||
| 2016-11-09 | 2016-11-08 | 4 | Sims Todd D. | RILY | Common Stock | D | 1,233 | 1,233 | ||||||
| 2016-07-21 | 2016-07-19 | 4 | ASHER DANIEL | RILY | Common Stock, par value $0.0001 | D | 9.1000 | 149,700 | 1,362 | 2,356,901 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.1000 | 87,500 | 796 | 2,207,201 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.1000 | 600 | 5 | 2,119,701 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.0800 | 2,900 | 26 | 2,119,101 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.0600 | 3,200 | 29 | 2,116,201 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.0400 | 610 | 6 | 2,113,001 | ||||
| 2016-07-15 | 2016-07-14 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.0250 | 400 | 4 | 2,112,391 | ||||
| 2016-07-15 | 2016-07-13 | 4 | ASHER DANIEL | RILY | Common Stock, par value of $0.0001 | D | 9.0500 | 100 | 1 | 2,111,991 | ||||
| 2016-07-15 | 2016-07-05 | 4 | ASHER DANIEL | RILY | Common Stock, par value $0.0001 | D | 8.9200 | 100 | 1 | 2,111,891 | ||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2,200,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2,200,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4,100,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2,200,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4,100,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4,100,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4,100,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2,200,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 2,200,000 | ||||||||
| 2016-07-12 | 3 | LaRocque Michael | RILY | Common Stock with a par value of $0.0001 per share | D | 4,100,000 | ||||||||
| 2016-07-12 | 2016-07-07 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 8.8600 | 3,275 | 29 | 2,111,791 | ||||
| 2016-07-12 | 2016-07-06 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 8.7800 | 4,816 | 42 | 2,108,516 | ||||
| 2016-07-12 | 2016-07-05 | 4 | ASHER DANIEL | RILY | Common Stock with a par value of $0.0001 | D | 8.9200 | 3,700 | 33 | 2,103,700 | ||||
| 2016-06-21 | 2016-06-17 | 4 | D Agostino Robert P | RILY | Common Stock | D | 2,632 | 119,234 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Williams Mikel H | RILY | Common Stock | D | 2,632 | 44,234 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Young Kenneth M | RILY | Common Stock | D | 2,632 | 7,521 | ||||||
| 2016-06-21 | 2016-06-17 | 4 | Todaro Richard L | RILY | Common Stock | D | 2,632 | 20,169 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 10,127 | 22,151 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 40,507 | 3,975,785 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | Gumaer Andrew | RILY | Common Stock | D | 25,317 | 313,127 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | Forman Alan N | RILY | Common Stock | D | 15,190 | 32,391 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 20,254 | 58,302 | ||||||
| 2016-05-26 | 2016-05-24 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 25,317 | 49,227 | ||||||
| 2016-05-09 | 2016-05-05 | 4 | Forman Alan N | RILY | Common Stock | D | 9.5000 | 3,000 | 28 | 17,201 | ||||
| 2016-05-09 | 2016-05-05 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 9.5000 | 4,000 | 38 | 38,048 | ||||
| 2016-05-09 | 2016-05-05 | 4 | Todaro Richard L | RILY | Common Stock | D | 9.5000 | 10,000 | 95 | 17,537 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By daughter | RILY | Common Stock | I | 9.5000 | 500 | 5 | 482,558 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By daughter | RILY | Common Stock | I | 9.5000 | 500 | 5 | 482,558 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By Daughter | RILY | Common Stock | I | 9.5000 | 500 | 5 | 600 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV By wife | RILY | Common Stock | I | 9.5000 | 500 | 5 | 600 | ||||
| 2016-05-09 | 2016-05-06 | 4 | KELLEHER THOMAS J /ADV See Note | RILY | Common Stock | I | 9.5000 | 16,000 | 152 | 456,248 | ||||
| 2016-05-06 | 2016-05-05 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 9.5000 | 152,372 | 1,448 | 3,935,278 | ||||
| 2016-05-06 | 2016-05-05 | 4 | Williams Mikel H | O*IDYRU5 | Common Stock | D | 9.5000 | 40,000 | 380 | 41,602 | ||||
| 2016-05-06 | 2016-05-05 | 4 | D Agostino Robert P | RILY | Common Stock | D | 9.5000 | 40,000 | 380 | 116,602 | ||||
| 2015-11-04 | 2015-11-02 | 4 | Todaro Richard L | RILY | Common Stock | D | 2,051 | 7,537 | ||||||
| 2015-11-04 | 2015-11-02 | 4 | Young Kenneth M | RILY | Common Stock | D | 2,051 | 4,889 | ||||||
| 2015-11-04 | 2015-11-02 | 4 | D Agostino Robert P | RILY | Common Stock | D | 1,602 | 76,602 | ||||||
| 2015-11-04 | 2015-11-02 | 4 | Williams Mikel H | RILY | Common Stock | D | 1,602 | 1,602 | ||||||
| 2015-10-27 | 3 | D Agostino Robert P | RILY | Common Stock | D | 150,000 | ||||||||
| 2015-10-27 | 3 | D Agostino Robert P | RILY | Common Stock | D | 150,000 | ||||||||
| 2015-05-12 | 3 | Young Kenneth M | RILY | Common Stock | D | 200 | ||||||||
| 2015-05-12 | 3 | Young Kenneth M | RILY | Common Stock | D | 200 | ||||||||
| 2015-05-12 | 2015-05-09 | 4 | WEITZMAN HOWARD | RILY | Common Stock | D | 9,524 | 12,024 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Young Kenneth M | RILY | Common Stock | D | 357 | 2,838 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Young Kenneth M | RILY | Common Stock | D | 2,381 | 2,481 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | HILTON HUGH G | RILY | Common Stock | D | 5,000 | 16,953 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | HART MATTHEW J | RILY | Common Stock | D | 5,000 | 19,474 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 38,096 | 3,782,906 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Gumaer Andrew | RILY | Common Stock | D | 23,810 | 287,810 | ||||||
| 2015-05-12 | 2015-05-12 | 4 | Forman Alan N | RILY | Common Stock | D | 10.5000 | -85 | -1 | 14,201 | ||||
| 2015-05-12 | 2015-05-12 | 4 | Forman Alan N | RILY | Common Stock | D | 200 | 14,286 | ||||||
| 2015-05-12 | 2015-05-12 | 4 | Forman Alan N | RILY | Common Stock | D | 14,086 | 14,086 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Ahn Phillip J. | RILY | Common Stock | D | 19,048 | 34,048 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | Todaro Richard L | RILY | Common Stock | D | 2,381 | 5,486 | ||||||
| 2015-05-12 | 2015-05-09 | 4 | KELLEHER THOMAS J /ADV | RILY | Common Stock | D | 23,810 | 23,910 | ||||||
| 2015-02-05 | 2014-12-26 | 5 | MILLER LLOYD I III | RILY | Common Stock | D | -10,858 | 606,267 | ||||||
| 2014-12-30 | 2014-12-29 | 4 | RILEY BRYANT R | RILY | Common Stock | D | 5.0000 | -8,875 | -44 | 3,744,810 | ||||
| 2014-09-12 | 2014-09-10 | 4 | HILTON HUGH G | GAMR | Common Stock | D | 1,953 | 11,953 | ||||||
| 2014-09-12 | 2014-09-10 | 4 | HART MATTHEW J | GAMR | Common Stock | D | 1,953 | 14,474 | ||||||
| 2014-09-12 | 2014-09-10 | 4 | Todaro Richard L | GAMR | Common Stock | D | 1,953 | 3,105 | ||||||
| 2014-08-27 | 2014-08-26 | 4 | RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan | GAMR | Common Stock | I | 8.0000 | 100 | 1 | 100 | ||||
| 2014-08-27 | 2014-08-26 | 4 | RILEY BRYANT R | GAMR | Common Stock | D | 8.0000 | 400 | 3 | 3,753,685 | ||||
| 2014-08-27 | 2014-08-26 | 4 | KELLEHER THOMAS J /ADV | GAMR | Common Stock | D | 8.0000 | 500 | 4 | 440,748 | ||||
| 2014-08-05 | 3 | Todaro Richard L | GAMR | Common Stock | D | 2,304 | ||||||||
| 2014-08-05 | 3 | Todaro Richard L | GAMR | Common Stock | D | 2,304 | ||||||||
| 2014-07-25 | 3 | Middleton International Ltd | GAMR | Common Stock, par value $0.0001 per share | D | 2,998,540 | ||||||||
| 2014-07-25 | 3 | Middleton International Ltd | GAMR | Common Stock, par value $0.0001 per share | D | 2,998,540 | ||||||||
| 2014-07-25 | 3 | Liverpool Limited Partnership | GAMR | Common Stock, par value $0.0001 per share | D | 1,614,360 | ||||||||
| 2014-07-25 | 3 | Liverpool Limited Partnership | GAMR | Common Stock, par value $0.0001 per share | D | 1,614,360 | ||||||||
| 2014-06-26 | 2014-06-18 | 4 | KELLEHER THOMAS J /ADV | GAMR | Common Stock | D | 440,248 | 440,248 | ||||||
| 2014-06-20 | 2014-06-18 | 4 | RILEY BRYANT R By B. Riley and Co., LLC | GAMR | Common Stock | I | -3,437 | 0 | ||||||
| 2014-06-20 | 2014-06-18 | 4 | RILEY BRYANT R | GAMR | Common Stock | D | 3,751,264 | 3,753,285 | ||||||
| 2014-06-20 | 2014-05-19 | 4 | RILEY BRYANT R By the Robert Antin Children Irrevocable Trust | GAMR | Common Stock | I | 5.0000 | 200,000 | 1,000 | 200,000 | ||||
| 2014-05-28 | 3 | Hendrickson Brett | GAMR | Common Stock, par value $0.0001 per share | I | 48,000,000 | ||||||||
| 2014-05-28 | 3 | Hendrickson Brett | GAMR | Common Stock, par value $0.0001 per share | I | 48,000,000 | ||||||||
| 2014-05-28 | 3 | Hendrickson Brett | GAMR | Common Stock, par value $0.0001 per share | I | 48,000,000 | ||||||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III By Susan F. Miller | GAMR | Common Stock | I | 0.2500 | 4,000,000 | 1,000 | 4,000,000 | ||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III | GAMR | Common Stock | D | 0.2500 | 12,000,000 | 3,000 | 12,467,600 | ||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III By Milfam II L.P. | GAMR | Common Stock | I | 0.2500 | 12,000,000 | 3,000 | 16,507,362 | ||||
| 2014-05-22 | 2014-05-19 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2500 | 10,000,000 | 2,500 | 11,535,600 | ||||
| 2014-05-21 | 2014-05-19 | 4 | WEITZMAN HOWARD | GAMR | Common Stock | I | 0.2500 | 150,000 | 38 | 150,000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | WEITZMAN HOWARD | GAMR | Common Stock | D | 0.2500 | 50,000 | 12 | 50,000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | HART MATTHEW J | GAMR | Common Stock | D | 0.2500 | 200,000 | 50 | 250,435 | ||||
| 2014-05-21 | 2014-05-19 | 4 | HILTON HUGH G | GAMR | Common Stock | D | 0.2500 | 200,000 | 50 | 200,000 | ||||
| 2014-05-21 | 2011-05-02 | 4 | Carpenter Scott K | GAMR | Common Stock | D | 11,086 | 144,136 | ||||||
| 2014-05-21 | 2011-01-31 | 4 | Carpenter Scott K | GAMR | Common Stock | D | 33,863 | 133,050 | ||||||
| 2014-05-21 | 2014-05-19 | 4 | Carpenter Scott K | GAMR | Common Stock | D | 0.2500 | 856,000 | 214 | 1,000,136 | ||||
| 2014-05-21 | 2014-05-19 | 4 | Gumaer Andrew | GAMR | Common Stock | I | 0.2500 | 6,720,000 | 1,680 | 6,720,000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | Ahn Phillip J. | GAMR | Common Stock | D | 0.2500 | 300,000 | 75 | 300,000 | ||||
| 2014-05-21 | 2014-05-19 | 4 | ELLIOTT ASSOCIATES, L.P. | GAMR | Common Stock, par value $0.0001 | D | 0.2500 | 13,692,000 | 3,423 | 16,143,600 | ||||
| 2014-05-21 | 2014-05-19 | 4 | ELLIOTT INTERNATIONAL, L.P. | GAMR | Common Stock, par value $0.0001 | D | 0.2500 | 26,308,000 | 6,577 | 29,985,400 | ||||
| 2013-12-31 | 2013-12-30 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2300 | 92,000 | 21 | 2,220,600 | ||||
| 2013-12-30 | 2013-12-27 | 4 | MILLER LLOYD I III By Milfam II L.P. | GAMR | Common Stock | I | 0.2000 | 70,600 | 14 | 467,600 | ||||
| 2013-11-18 | 2013-11-14 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2400 | 221,011 | 53 | 2,128,600 | ||||
| 2013-11-14 | 2013-11-13 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2400 | 268,000 | 64 | 1,907,589 | ||||
| 2013-11-13 | 2013-11-12 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2400 | 10,989 | 3 | 1,639,589 | ||||
| 2013-09-03 | 2013-08-30 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 0.2400 | 200,500 | 48 | 1,781,976 | ||||
| 2013-08-30 | 2013-08-29 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 0.2405 | 200,000 | 48 | 1,581,476 | ||||
| 2013-08-22 | 2013-08-21 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 0.2900 | 289,476 | 84 | 1,381,476 | ||||
| 2013-08-09 | 2013-08-07 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.3300 | 93,600 | 31 | 1,628,600 | ||||
| 2013-02-12 | 2012-01-25 | 5 | LEVITT MICHAEL J | GAMR | Common Stock | I | -590,981 | 0 | ||||||
| 2013-02-12 | 2012-04-30 | 5 | Klein Mark D | GAMR | Common Stock | D | -93,750 | 184,880 | ||||||
| 2013-01-29 | 2013-01-25 | 4 | MILLER LLOYD I III By LIMFAM LLC | GAMR | Common Stock | I | 546,000 | 1,092,000 | ||||||
| 2012-11-21 | 2012-11-20 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.2560 | 250,000 | 64 | 1,535,000 | ||||
| 2012-11-19 | 2012-11-16 | 4 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 0.3000 | 8,156 | 2 | 1,285,000 | ||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Milfam NG LLC | GAMR | Common Stock | I | 1,092,000 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust C - Lloyd I. Miller | GAMR | Common Stock | I | 135,000 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust D - Lloyd I. Miller | GAMR | Common Stock | I | 52,980 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust A-3 - Lloyd I. Miller | GAMR | Common Stock | I | 49,925 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller | GAMR | Common Stock | I | 1,276,844 | ||||||||
| 2012-11-16 | 3 | MILLER LLOYD I III By Milfam II L.P. | GAMR | Common Stock | I | 397,000 | ||||||||
| 2010-09-29 | 3 | ELLIOTT INTERNATIONAL, L.P. | GAMR | Common Stock | D | 2,120,280 |
