Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Número Líquido de Insiders Comprando (Classificação)
N/A
Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).
Percentual do Float Comprado por Insiders (Classificação)
N/A
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
SAExploration Holdings, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em SAEXW / SAExploration Holdings, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em SAEXW / SAExploration Holdings, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | D | -239,830 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | I | -342,369 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series E Warrants | D | -17,427,095 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series E Warrants | I | -29,233,812 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series D Warrants | D | -2,979,904 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series D Warrants | I | -4,997,800 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | D | -1,458,434 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | I | -2,446,026 | 0 | ||||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 1.0952 | -22 | -0 | 1,431,072 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 0.0001 | 239,830 | 0 | 1,431,094 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 1.0952 | -32 | -0 | 2,336,520 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 0.0001 | 342,369 | 0 | 2,336,552 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 1.0952 | -80 | -0 | 1,191,264 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 0.0001 | 871,354 | 0 | 1,191,344 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 1.0952 | -135 | -0 | 1,994,183 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 0.0001 | 1,461,688 | 0 | 1,994,318 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 1.0952 | -14 | -0 | 319,990 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 0.0001 | 148,995 | 0 | 320,004 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 1.0952 | -25 | -0 | 532,630 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 0.0001 | 249,889 | 0 | 532,655 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 1.0952 | -7 | -0 | 171,009 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | D | 0.0001 | 72,921 | 0 | 171,016 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 1.0952 | -13 | -0 | 282,766 | ||||
| 2020-07-30 | 2020-07-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock, $0.0001 par value | I | 0.0001 | 122,299 | 0 | 282,779 | ||||
| 2020-04-06 | 2020-04-06 | 4 | Rassin David Alan | SAEX | Restricted Stock Unit | D | 10,000 | 10,000 | ||||||
| 2020-04-01 | 2020-03-30 | 4 | Scott Mike | SAEX | Restricted Stock Unit | D | 96,617 | 96,617 | ||||||
| 2020-04-01 | 2020-03-30 | 4 | Silvernagle Darin | SAEX | Restricted Stock Unit | D | 33,787 | 33,787 | ||||||
| 2020-02-20 | 3 | Mercer Jacob Paul | SAEX | No securities beneficially owned | D | 0 | ||||||||
| 2020-01-29 | 2020-01-14 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | D | 119,975 | 1,333,100 | ||||||
| 2020-01-29 | 2020-01-14 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | I | 171,270 | 2,176,245 | ||||||
| 2019-12-20 | 2019-12-11 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | D | 119,855 | 1,213,125 | ||||||
| 2019-12-20 | 2019-12-11 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series F Warrants | I | 171,099 | 2,004,975 | ||||||
| 2019-06-14 | 2019-06-13 | 4 | Beatty Brian A | SAEX | Common Stock | D | 3.0470 | -44,311 | -135 | 41,017 | ||||
| 2019-05-15 | 2019-04-12 | 4/A | Beatty Brian A | SAEX | Restricted Stock Unit | D | -78,880 | 215,835 | ||||||
| 2019-05-15 | 2019-04-12 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 3.8000 | -37,863 | -144 | 85,328 | ||||
| 2019-05-15 | 2019-04-12 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 78,880 | 123,191 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Abney Ryan | SAEX | Restricted Stock Unit | D | -13,921 | 31,319 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Abney Ryan | SAEX | Common Stock | D | 3.8000 | -3,877 | -15 | 21,330 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Abney Ryan | SAEX | Common Stock | D | 13,921 | 25,207 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Beatty Brian A | SAEX | Restricted Stock Unit | D | -78,880 | 215,835 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Beatty Brian A | SAEX | Common Stock | D | 3.8000 | -37,863 | -144 | 86,028 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Beatty Brian A | SAEX | Common Stock | D | 78,880 | 123,891 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Hastings Jeff | SAEX | Restricted Stock Unit | D | -78,880 | 389,748 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Hastings Jeff | SAEX | Common Stock | D | 3.8000 | -19,160 | -73 | 116,378 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Hastings Jeff | SAEX | Common Stock | D | 78,880 | 135,538 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Scott Mike | SAEX | Restricted Stock Unit | D | -30,160 | 78,382 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Scott Mike | SAEX | Common Stock | D | 3.8000 | -14,306 | -54 | 32,529 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Scott Mike | SAEX | Common Stock | D | 30,160 | 46,835 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Silvernagle Darin | SAEX | Restricted Stock Unit | D | -13,921 | 33,921 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 3.8000 | -6,039 | -23 | 15,255 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 13,921 | 21,294 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Whiteley Brent | SAEX | Restricted Stock Unit | D | -62,640 | 151,835 | ||||||
| 2019-04-16 | 2019-04-12 | 4 | Whiteley Brent | SAEX | Common Stock | D | 3.8000 | -15,088 | -57 | 96,991 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Whiteley Brent | SAEX | Common Stock | D | 62,640 | 112,079 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Hastings Jeff | SAEX | Restricted Stock Unit | D | 157,760 | 468,628 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Hastings Jeff | SAEX | Restricted Stock Unit | D | 63,595 | 310,868 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Scott Mike | SAEX | Restricted Stock Unit | D | 60,319 | 108,542 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Scott Mike | SAEX | Restricted Stock Unit | D | 20,174 | 48,223 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Silvernagle Darin | SAEX | Restricted Stock Unit | D | 27,841 | 47,842 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Silvernagle Darin | SAEX | Restricted Stock Unit | D | 7,055 | 20,001 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Whiteley Brent | SAEX | Restricted Stock Unit | D | 125,279 | 214,475 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Whiteley Brent | SAEX | Restricted Stock Unit | D | 30,940 | 89,196 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Abney Ryan | SAEX | Restricted Stock Unit | D | 27,841 | 45,240 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Abney Ryan | SAEX | Restricted Stock Unit | D | 4,453 | 17,399 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Beatty Brian A | SAEX | Restricted Stock Unit | D | 157,760 | 294,715 | ||||||
| 2019-04-10 | 2019-03-29 | 4 | Beatty Brian A | SAEX | Restricted Stock Unit | D | 63,595 | 136,955 | ||||||
| 2019-04-01 | 2019-03-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock | D | 3.3300 | 6,372 | 21 | 31,896 | ||||
| 2019-04-01 | 2019-03-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock | D | 3.3300 | 18,976 | 63 | 98,095 | ||||
| 2019-04-01 | 2019-03-28 | 4 | WHITEBOX ADVISORS LLC | SAEX | Common Stock | I | 3.3300 | 30,030 | 100 | 160,480 | ||||
| 2019-01-09 | 2018-12-21 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 2.0819 | 3,050 | 6 | 45,011 | ||||
| 2018-12-26 | 2018-12-21 | 4 | Beatty Brian A | SAEX | Common Stock | D | 2.0819 | -3,050 | -6 | 38,911 | ||||
| 2018-12-06 | 2018-12-03 | 4 | Faust Michael | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Faust Michael | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Menkes Alan B. | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Menkes Alan B. | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Cooper L Melvin | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Cooper L Melvin | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Dalton Gary | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-12-06 | 2018-12-03 | 4 | Dalton Gary | SAEX | Restricted stock unit | D | 13,055 | 26,110 | ||||||
| 2018-09-28 | 2018-09-26 | 4 | WHITEBOX ADVISORS LLC | SAEX | 6.00% Senior Secured Convertible Notes due 2023 | D | 3,700,117.0200 | |||||||
| 2018-09-28 | 2018-09-26 | 4 | WHITEBOX ADVISORS LLC | SAEX | 6.00% Senior Secured Convertible Notes due 2023 | D | 5,035,751.1000 | |||||||
| 2018-09-28 | 2018-09-26 | 4 | WHITEBOX ADVISORS LLC | SAEX | 6.00% Senior Secured Convertible Notes due 2023 | D | 14,986,194.3800 | |||||||
| 2018-09-28 | 2018-09-26 | 4 | WHITEBOX ADVISORS LLC | SAEX | 6.00% Senior Secured Convertible Notes due 2023 | I | 23,722,062.5000 | |||||||
| 2018-09-28 | 2018-09-26 | 4 | Hastings Jeff | SAEX | 6.00% Senior Secured Convertible Notes due 2023 | D | 1,000,000 | 1,000,000 | ||||||
| 2018-09-28 | 2018-09-27 | 4 | Dalton Gary | SAEX | Common Stock | D | 10.4595 | -390 | -4 | 0 | ||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,260,193 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,260,193 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,395,833 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,260,193 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,395,833 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,395,833 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,395,833 | ||||||||
| 2018-09-17 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,260,193 | ||||||||
| 2018-08-08 | 2018-08-06 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -1,165,123 | 1,165,122 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Whiteley Brent | SAEX | Common Stock | D | 0.8500 | -281,864 | -240 | 988,815 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Whiteley Brent | SAEX | Common Stock | D | 1,165,123 | 1,270,679 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Abney Ryan | SAEX | Restricted Stock Units | D | -258,920 | 258,920 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Abney Ryan | SAEX | Common Stock | D | 0.8500 | -61,227 | -52 | 225,732 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Abney Ryan | SAEX | Common Stock | D | 258,920 | 286,959 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -258,920 | 258,920 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 0.8500 | -124,282 | -106 | 147,461 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 258,920 | 271,743 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -1,467,201 | 1,467,201 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Hastings Jeff | SAEX | Common Stock | D | 0.8500 | -415,643 | -353 | 1,132,970 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Hastings Jeff | SAEX | Common Stock | D | 1,467,201 | 1,548,613 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -560,982 | 560,982 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Scott Mike | SAEX | Common Stock | D | 0.8500 | -269,272 | -229 | 333,535 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Scott Mike | SAEX | Common Stock | D | 560,982 | 602,807 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -1,467,201 | 1,467,201 | ||||||
| 2018-08-08 | 2018-08-06 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.8500 | -704,257 | -599 | 839,224 | ||||
| 2018-08-08 | 2018-08-06 | 4 | Beatty Brian A | SAEX | Common Stock | D | 1,467,201 | 1,543,481 | ||||||
| 2018-08-02 | 2018-07-31 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Future Warrants | I | 0.00 | 27,719,122 | 27,719,122 | |||||
| 2018-08-02 | 2018-07-31 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | I | 0.00 | -8,473 | 0 | |||||
| 2018-08-02 | 2018-07-31 | 4 | BlueMountain Montenvers GP S.a.r.l. See footnotes | SAEX | Future Warrants | I | 0.00 | 27,719,122 | 27,719,122 | |||||
| 2018-08-02 | 2018-07-31 | 4 | BlueMountain Montenvers GP S.a.r.l. See footnotes | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | I | 0.00 | -8,473 | 0 | |||||
| 2018-07-31 | 2018-07-25 | 4/A | Whitebox Credit Partners, L.P. | SAEX | Future Warrants | D | 5,869,008 | 5,869,008 | ||||||
| 2018-07-31 | 2018-07-25 | 4/A | Whitebox Credit Partners, L.P. | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | D | -1,794 | 0 | ||||||
| 2018-07-27 | 2018-07-25 | 4 | WHITEBOX ADVISORS LLC | SAEX | Future Warrants | D | 17,427,095 | 17,427,095 | ||||||
| 2018-07-27 | 2018-07-25 | 4 | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | D | -5,327 | 0 | ||||||
| 2018-07-27 | 2018-07-25 | 4 | WHITEBOX ADVISORS LLC | SAEX | Future Warrants | I | 29,233,812 | 29,233,812 | ||||||
| 2018-07-27 | 2018-07-25 | 4 | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | I | -8,936 | 0 | ||||||
| 2018-04-16 | 2018-03-19 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 2.4600 | 15,001 | 37 | 76,280 | ||||
| 2018-04-16 | 2018-01-26 | 4/A | Beatty Brian A | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -16,193 | -165 | 0 | |||
| 2018-04-16 | 2018-01-26 | 4/A | Beatty Brian A | SAEX | Restricted Stock Units | D | -58,834 | 0 | ||||||
| 2018-04-16 | 2018-01-26 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 2.4600 | -43,242 | -106 | 61,279 | ||||
| 2018-04-16 | 2018-01-26 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 58,834 | 104,521 | ||||||
| 2018-04-16 | 2018-01-26 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 10.1900 | 16,193 | 165 | 45,687 | ||||
| 2018-04-11 | 2018-04-09 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | 517,840 | 517,840 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | 1,121,964 | 1,121,964 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | 2,330,245 | 2,330,245 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | 2,934,402 | 2,934,402 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | 2,934,402 | 2,934,402 | ||||||
| 2018-04-11 | 2018-04-09 | 4 | Abney Ryan | SAEX | Restricted Stock Units | D | 517,840 | 517,840 | ||||||
| 2018-03-14 | 2018-03-08 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Series D Warrants | I | 0.00 | 4,734,992 | 4,734,991 | |||||
| 2018-03-14 | 2018-03-08 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Series B convertible preferred stock | I | 0.00 | -217,823 | 0 | |||||
| 2018-03-14 | 2018-03-08 | 4 | BlueMountain Montenvers GP S.a.r.l. See footnotes | SAEX | Series D Warrants | I | 0.00 | 4,734,992 | 4,734,991 | |||||
| 2018-03-14 | 2018-03-08 | 4 | BlueMountain Montenvers GP S.a.r.l. See footnotes | SAEX | Series B convertible preferred stock | I | 0.00 | -217,823 | 0 | |||||
| 2018-03-09 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,020,982 | ||||||||
| 2018-03-09 | 3 | Whitebox Credit Partners, L.P. | SAEX | Common Stock | D | 1,020,982 | ||||||||
| 2018-03-09 | 2018-03-08 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series D Warrants | D | 2,979,904 | 2,979,904 | ||||||
| 2018-03-09 | 2018-03-08 | 4 | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | D | -137,084 | 0 | ||||||
| 2018-03-09 | 2018-03-08 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series D Warrants | I | 4,997,800 | 4,997,800 | ||||||
| 2018-03-09 | 2018-03-08 | 4 | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | I | -229,913 | 0 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | D | 1,458,434 | 1,458,434 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | D | 137,084 | 137,084 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | D | 5,077 | 5,077 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | I | 2,446,026 | 2,446,026 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | I | 229,913 | 229,913 | ||||||
| 2018-02-06 | 2018-01-29 | 4/A | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | I | 8,514 | 8,514 | ||||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Montenvers GP S.a.r.l. | SAEX | Series C Warrants | D | 0.00 | 2,317,413 | 2,317,413 | |||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Montenvers GP S.a.r.l. | SAEX | Series B convertible preferred stock | D | 0.00 | 217,823 | 217,823 | |||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Montenvers GP S.a.r.l. | SAEX | Series A perpetual convertible preferred stock | D | 0.00 | 8,067 | 8,067 | |||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Series C Warrants | I | 0.00 | 2,317,413 | 2,317,413 | |||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Series B convertible preferred stock | I | 0.00 | 217,823 | 217,823 | |||||
| 2018-02-02 | 2018-01-29 | 4 | BlueMountain Capital Management, LLC See footnotes | SAEX | Series A perpetual convertible preferred stock | I | 0.00 | 8,067 | 8,067 | |||||
| 2018-02-01 | 2018-01-26 | 4 | Beatty Brian A | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -16,193 | -165 | 0 | |||
| 2018-02-01 | 2018-01-26 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -58,834 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Beatty Brian A | SAEX | Common Stock | D | 2.4600 | -43,242 | -106 | 61,279 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Beatty Brian A | SAEX | Common Stock | D | 58,834 | 104,521 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Beatty Brian A | SAEX | Common Stock | D | 10.1900 | 16,193 | 165 | 45,687 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Scott Mike | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -6,191 | -63 | 0 | |||
| 2018-02-01 | 2018-01-26 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -22,495 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Scott Mike | SAEX | Common Stock | D | 2.4600 | -7,091 | -17 | 41,825 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Scott Mike | SAEX | Common Stock | D | 22,495 | 48,916 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Scott Mike | SAEX | Common Stock | D | 10.1900 | 6,191 | 63 | 26,421 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Whiteley Brent | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -12,859 | -131 | 0 | |||
| 2018-02-01 | 2018-01-26 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -46,721 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Whiteley Brent | SAEX | Common Stock | D | 2.4600 | -13,378 | -33 | 105,556 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Whiteley Brent | SAEX | Common Stock | D | 46,721 | 118,934 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Whiteley Brent | SAEX | Common Stock | D | 10.1900 | 12,859 | 131 | 72,213 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Abney Ryan | SAEX | Stock Option (Right to Buy) | D | 10.19 | -2,857 | 0 | |||||
| 2018-02-01 | 2018-01-26 | 4 | Abney Ryan | SAEX | Restricted Stock Units | D | -10,382 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Abney Ryan | SAEX | Common Stock | D | 2.4600 | -3,079 | -8 | 28,039 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Abney Ryan | SAEX | Common Stock | D | 10,382 | 31,118 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Abney Ryan | SAEX | Common Stock | D | 10.1900 | 2,857 | 29 | 20,736 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Silvernagle Darin | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -2,857 | -29 | 0 | |||
| 2018-02-01 | 2018-01-26 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -10,382 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 2.4600 | -3,404 | -8 | 12,823 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 10,382 | 16,227 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 10.1900 | 2,857 | 29 | 5,845 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Hastings Jeff | SAEX | Stock Option (Right to Buy) | D | 10.19 | 10.1900 | -16,193 | -165 | 0 | |||
| 2018-02-01 | 2018-01-26 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -58,834 | 0 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Hastings Jeff | SAEX | Common Stock | D | 2.4600 | -15,817 | -39 | 81,412 | ||||
| 2018-02-01 | 2018-01-26 | 4 | Hastings Jeff | SAEX | Common Stock | D | 58,834 | 97,229 | ||||||
| 2018-02-01 | 2018-01-26 | 4 | Hastings Jeff | SAEX | Common Stock | D | 10.1900 | 16,193 | 165 | 38,395 | ||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | D | 1,458,434 | 1,458,434 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | D | 137,084 | 2,979,905 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | D | 5,077 | 16,609,229 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | Series C Warrants | I | 2,446,026 | 2,446,026 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | Mandatorily Convertible Series B Preferred Stock | I | 228,913 | 228,913 | ||||||
| 2018-02-01 | 2018-01-30 | 4 | WHITEBOX ADVISORS LLC | SAEX | 8.0% Cumulative Perpetual Series A Preferred Stock | I | 8,514 | 8,514 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -23,361 | 46,721 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Whiteley Brent | SAEX | Common Stock | D | 40,156 | 40,156 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Whiteley Brent | SAEX | Common Stock | D | 2.9800 | -6,390 | -19 | 19,198 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Whiteley Brent | SAEX | Common Stock | D | 23,361 | 25,588 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -5,192 | 10,382 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 2.9800 | -2,493 | -7 | 2,988 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 5,192 | 5,481 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Abney Ryan | SAEX | Restricted Stock Units | D | -5,192 | 10,382 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Abney Ryan | SAEX | Common Stock | D | 14,000 | 14,000 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Abney Ryan | SAEX | Common Stock | D | 2.9800 | -1,374 | -4 | 3,879 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Abney Ryan | SAEX | Common Stock | D | 5,192 | 5,253 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -11,248 | 22,495 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Scott Mike | SAEX | Common Stock | D | 14,000 | 14,000 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Scott Mike | SAEX | Common Stock | D | 2.9800 | -5,400 | -16 | 6,230 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Scott Mike | SAEX | Common Stock | D | 11,248 | 11,630 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -29,418 | 58,834 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 14,000 | 14,000 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Beatty Brian A | SAEX | Common Stock | D | 2.9800 | -14,121 | -42 | 15,494 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Beatty Brian A | SAEX | Common Stock | D | 29,418 | 29,615 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -29,418 | 58,834 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Hastings Jeff Through dispositive and voting control of Speculative Seismic Investments, LLC | SAEX | Common Stock | I | -82,156 | 27,000 | ||||||
| 2017-08-01 | 2017-07-27 | 4 | Hastings Jeff | SAEX | Common Stock | D | 2.9800 | -8,046 | -24 | 22,202 | ||||
| 2017-08-01 | 2017-07-27 | 4 | Hastings Jeff | SAEX | Common Stock | D | 29,418 | 30,248 | ||||||
| 2017-07-27 | 2017-07-25 | 4 | WBOX2015-7 LTD. | SAEX | Common Stock, $0.0001 par value | D | -1,026,461 | 0 | ||||||
| 2017-01-03 | 2016-12-30 | 4 | Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 7.2700 | -8,865 | -64 | 0 | ||||
| 2016-12-27 | 2016-12-22 | 4 | Hastings Jeff Through dispositive and voting control of Speculative Seismic Investments, LLC | SAEX | Common Stock | I | 8.0400 | -33,812 | -272 | 109,156 | ||||
| 2016-12-05 | 2016-12-01 | 4 | Cooper L Melvin | SAEX | Common Stock | D | 6.6600 | 7,508 | 50 | 7,508 | ||||
| 2016-12-05 | 2016-12-01 | 4 | Dalton Gary | SAEX | Common Stock | D | 6.6600 | 7,508 | 50 | 7,807 | ||||
| 2016-09-28 | 2016-09-26 | 4 | Whiteley Brent | SAEX | Stock Option (Right to Buy) | D | 10.19 | 70,082 | 70,082 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | 70,082 | 70,082 | ||||||
| 2016-09-28 | 2016-09-26 | 4 | Scott Mike | SAEX | Stock Option (Right to Buy) | D | 10.19 | 33,743 | 33,743 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | 33,743 | 33,743 | ||||||
| 2016-09-28 | 2016-09-26 | 4 | Silvernagle Darin | SAEX | Stock Option (Right to Buy) | D | 10.19 | 15,574 | 15,574 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | 15,574 | 15,574 | ||||||
| 2016-09-28 | 2016-09-26 | 4 | Hastings Jeff | SAEX | Stock Option (Right to Buy) | D | 10.19 | 88,252 | 88,252 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | 88,252 | 88,252 | ||||||
| 2016-09-28 | 2016-09-26 | 4 | Beatty Brian A | SAEX | Stock Option (Right to Buy) | D | 10.19 | 88,252 | 88,252 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | 88,252 | 88,252 | ||||||
| 2016-09-28 | 2016-09-26 | 4 | Abney Ryan | SAEX | Stock Option (Right to Buy) | D | 10.19 | 15,574 | 15,574 | |||||
| 2016-09-28 | 2016-09-26 | 4 | Abney Ryan | SAEX | Restricted Stock Units | D | 15,574 | 15,574 | ||||||
| 2016-08-12 | 3/A | Mercer Jacob Paul | SAEX | Common Stock | I | 2,609,039 | ||||||||
| 2016-08-12 | 3/A | Mercer Jacob Paul | SAEX | Common Stock | D | 1,026,461 | ||||||||
| 2016-08-12 | 3/A | Mercer Jacob Paul | SAEX | Common Stock | D | 943,607 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BlueMountain Timberline Ltd. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,553,355 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 11,120,585 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 10,818,356 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,224,896 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,205,660 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,304,420 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes | SAEX | Common Stock | I | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,517,614 | ||||||||
| 2016-08-08 | 3 | BLUEMOUNTAIN SUMMIT TRADING L.P. | SAEX | Common Stock | D | 9,203,654 | ||||||||
| 2016-08-02 | 3 | Abney Ryan | SAEX | Common Stock | D | 122 | ||||||||
| 2016-08-02 | 3 | Abney Ryan | SAEX | Common Stock | D | 122 | ||||||||
| 2016-08-02 | 3 | Mercer Jacob Paul | SAEX | No securities beneficially owned | D | 0 | ||||||||
| 2016-08-02 | 3 | WHITEBOX GENERAL PARTNER LLC | SAEX | Common Stock | D | 5,218,078 | ||||||||
| 2016-08-02 | 3 | WHITEBOX GENERAL PARTNER LLC | SAEX | Common Stock | D | 5,218,078 | ||||||||
| 2016-08-02 | 3 | WHITEBOX GENERAL PARTNER LLC | SAEX | Common Stock | D | 5,218,078 | ||||||||
| 2016-08-02 | 3 | WHITEBOX GENERAL PARTNER LLC | SAEX | Common Stock | D | 5,218,078 | ||||||||
| 2016-08-02 | 3 | WHITEBOX GENERAL PARTNER LLC | SAEX | Common Stock | D | 5,218,078 | ||||||||
| 2016-07-29 | 2016-07-27 | 4 | Hastings Jeff By Speculative Seismic Investments, LLC | SAEX | Common Stock | I | 142,968 | 142,968 | ||||||
| 2016-07-26 | 2015-09-29 | 4/A | Hastings Jeff | SAEX | Common Stock | D | 2.8550 | -5,272 | -15 | 90,294 | ||||
| 2016-07-26 | 2015-09-27 | 4/A | Scott Mike | SAEX | Common Stock | D | 2.8550 | -1,267 | -4 | 46,436 | ||||
| 2016-07-26 | 2015-09-27 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 2.8550 | -4,901 | -14 | 517,665 | ||||
| 2016-07-26 | 2015-09-27 | 4/A | Whiteley Brent | SAEX | Common Stock | D | 2.8550 | -1,740 | -5 | 289,584 | ||||
| 2016-07-26 | 2015-09-27 | 4/A | Gerber Trisha | SAEX | Common Stock | D | 2.8550 | -437 | -1 | 1,198 | ||||
| 2016-07-26 | 2015-09-27 | 4/A | Silvernagle Darin | SAEX | Common Stock | D | 2.8550 | -1,128 | -3 | 34,250 | ||||
| 2016-07-26 | 2016-06-29 | 4/A | Hastings Jeff | SAEX | Common Stock | D | 0.1600 | -3,509 | -1 | 99,351 | ||||
| 2016-07-26 | 2016-06-29 | 4/A | Whiteley Brent | SAEX | Common Stock | D | 0.1600 | -1,740 | -0 | 294,204 | ||||
| 2016-07-26 | 2016-06-29 | 4/A | Gerber Trisha | SAEX | Common Stock | D | 0.2000 | -534 | -0 | 2,299 | ||||
| 2016-07-26 | 2016-06-29 | 4/A | Scott Mike | SAEX | Common Stock | D | 0.1600 | -1,040 | -0 | 48,645 | ||||
| 2016-07-26 | 2016-06-29 | 4/A | Silvernagle Darin | SAEX | Common Stock | D | 0.1600 | -926 | -0 | 36,217 | ||||
| 2016-07-26 | 2016-06-28 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 0.1600 | -4,901 | -1 | 15,330 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Whiteley Brent | SAEX | Stock Option (Right to Buy) | D | 4.12 | -39,138 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -6,360 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Whiteley Brent | SAEX | Common Stock | D | 0.1960 | 1,865 | 0 | 300,689 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Whiteley Brent | SAEX | Common Stock | D | 0.2000 | -1,740 | -0 | 298,824 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Whiteley Brent | SAEX | Common Stock | D | 6,360 | 300,564 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Scott Mike | SAEX | Stock Option (Right to Buy) | D | 4.12 | -19,989 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -3,248 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Scott Mike | SAEX | Common Stock | D | 0.1960 | 952 | 0 | 51,675 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Scott Mike | SAEX | Common Stock | D | 0.2000 | -1,170 | -0 | 50,723 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Scott Mike | SAEX | Common Stock | D | 3,248 | 51,893 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Silvernagle Darin | SAEX | Stock Option (Right to Buy) | D | 4.12 | -17,798 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -2,892 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 0.1960 | 848 | 0 | 39,031 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 0.2000 | -926 | -0 | 38,183 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 2,892 | 39,109 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Hastings Jeff | SAEX | Stock Option (Right to Buy) | D | 4.12 | -77,327 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -12,566 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Hastings Jeff | SAEX | Common Stock | D | 0.1960 | 3,685 | 1 | 112,164 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Hastings Jeff | SAEX | Common Stock | D | 0.2000 | -9,128 | -2 | 108,479 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Hastings Jeff | SAEX | Common Stock | D | 12,566 | 111,917 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Beatty Brian A | SAEX | Stock Option (Right to Buy) | D | 4.12 | -77,327 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -12,566 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.1960 | 3,685 | 1 | 26,680 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.2000 | -4,901 | -1 | 22,995 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Beatty Brian A | SAEX | Common Stock | D | 12,566 | 27,896 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Gerber Trisha | SAEX | Stock Option (Right to Buy) | D | 4.12 | -10,063 | 0 | |||||
| 2016-07-26 | 2016-07-22 | 4 | Gerber Trisha | SAEX | Restricted Stock Units | D | -1,635 | 0 | ||||||
| 2016-07-26 | 2016-07-22 | 4 | Gerber Trisha | SAEX | Common Stock | D | 0.1960 | 479 | 0 | 3,980 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Gerber Trisha | SAEX | Common Stock | D | 0.2000 | -433 | -0 | 3,501 | ||||
| 2016-07-26 | 2016-07-22 | 4 | Gerber Trisha | SAEX | Common Stock | D | 1,635 | 3,934 | ||||||
| 2016-07-15 | 2016-07-13 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 0.2600 | -1,515,824 | -394 | 805,472 | ||||
| 2016-07-01 | 2016-06-30 | 4 | Sgro David | SAEX | Common Stock | D | 0.1440 | -44,000 | -6 | 800 | ||||
| 2016-07-01 | 2016-06-29 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -12,566 | 12,566 | ||||||
| 2016-07-01 | 2016-06-29 | 4 | Hastings Jeff | SAEX | Common Stock | D | 12,566 | 108,132 | ||||||
| 2016-06-30 | 2016-06-30 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 0.1450 | -25,000 | -4 | 1,014 | ||||
| 2016-06-30 | 2016-06-30 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.1400 | -524,774 | -73 | 667,334 | ||||
| 2016-06-30 | 2016-06-29 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.1600 | -212,060 | -34 | 1,192,108 | ||||
| 2016-06-30 | 2016-06-29 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -6,360 | 6,360 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Whiteley Brent | SAEX | Common Stock | D | 6,360 | 297,684 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -3,249 | 3,248 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Scott Mike | SAEX | Common Stock | D | 3,249 | 50,952 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -2,893 | 2,892 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 2,893 | 38,271 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -12,566 | 12,566 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Beatty Brian A | SAEX | Common Stock | D | 12,566 | 25,132 | ||||||
| 2016-06-30 | 2016-06-28 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.2000 | -17,500 | -4 | 12,566 | ||||
| 2016-06-30 | 2016-06-28 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.1700 | -510,000 | -87 | 30,066 | ||||
| 2016-06-30 | 2016-06-29 | 4 | Gerber Trisha | SAEX | Restricted Stock Units | D | -1,635 | 1,635 | ||||||
| 2016-06-30 | 2016-06-29 | 4 | Gerber Trisha | SAEX | Common Stock | D | 1,635 | 3,270 | ||||||
| 2016-06-29 | 2016-06-28 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.2100 | -39,217 | -8 | 1,404,168 | ||||
| 2016-06-29 | 2016-06-27 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.2200 | -11,600 | -3 | 1,443,385 | ||||
| 2016-06-28 | 2016-06-28 | 4 | Sgro David | SAEX | Common Stock | D | 0.1900 | -76,373 | -15 | 44,800 | ||||
| 2016-06-28 | 2016-06-27 | 4 | Sgro David | SAEX | Common Stock | D | 0.2300 | -30,363 | -7 | 121,173 | ||||
| 2016-06-28 | 2016-06-24 | 4 | Sgro David | SAEX | Common Stock | D | 0.2500 | -86,419 | -22 | 151,536 | ||||
| 2016-06-28 | 2016-06-28 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 0.2100 | -44,517 | -9 | 26,014 | ||||
| 2016-06-28 | 2016-06-24 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 0.2500 | -50,000 | -12 | 70,531 | ||||
| 2016-06-27 | 2016-06-24 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.2500 | -101,510 | -25 | 1,454,985 | ||||
| 2016-06-27 | 2016-06-23 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.2800 | -53,711 | -15 | 1,556,495 | ||||
| 2016-06-23 | 2016-06-22 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.3200 | -33,514 | -11 | 1,610,206 | ||||
| 2016-06-23 | 2016-06-21 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 0.3240 | -47,927 | -16 | 1,643,720 | ||||
| 2016-03-17 | 2016-03-17 | 4 | Beatty Brian A | SAEX | Common Stock | D | 0.8500 | 17,500 | 15 | 540,066 | ||||
| 2016-01-04 | 2015-12-30 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 2.3900 | 20,920 | 50 | 120,531 | ||||
| 2015-12-30 | 2015-12-30 | 4 | Dalton Gary | SAEX | Common Stock | D | 2.3900 | 20,920 | 50 | 40,425 | ||||
| 2015-12-30 | 2015-12-30 | 4 | Sgro David | SAEX | Common Stock | D | 2.3900 | 20,920 | 50 | 237,955 | ||||
| 2015-12-30 | 2015-12-30 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 2.3900 | 20,920 | 50 | 1,691,647 | ||||
| 2015-12-29 | 2015-09-27 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | -12,566 | 25,132 | ||||||
| 2015-12-29 | 2015-09-27 | 4 | Hastings Jeff | SAEX | Common Stock | D | 12,566 | 95,566 | ||||||
| 2015-12-21 | 2015-09-27 | 4 | Gerber Trisha | SAEX | Restricted Stock Units | D | -1,635 | 3,270 | ||||||
| 2015-12-21 | 2015-09-27 | 4 | Gerber Trisha | SAEX | Common Stock | D | 1,635 | 1,635 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | -2,892 | 5,785 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 2,892 | 35,378 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | -6,360 | 12,720 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Whiteley Brent | SAEX | Common Stock | D | 6,360 | 291,324 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | -12,566 | 25,132 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Beatty Brian A | SAEX | Common Stock | D | 12,566 | 522,566 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | -3,248 | 6,497 | ||||||
| 2015-12-17 | 2015-09-27 | 4 | Scott Mike | SAEX | Common Stock | D | 3,248 | 47,703 | ||||||
| 2015-11-09 | 2015-11-05 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 2.4500 | 35,701 | 87 | 2,321,296 | ||||
| 2015-09-21 | 2015-09-18 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.0100 | 7,361 | 22 | 2,285,595 | ||||
| 2015-09-21 | 2015-09-17 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.0200 | 23,756 | 72 | 2,278,234 | ||||
| 2015-09-17 | 2015-09-16 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.0100 | 43,983 | 132 | 2,254,478 | ||||
| 2015-09-17 | 2015-09-15 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 2.7500 | 5,900 | 16 | 2,210,495 | ||||
| 2015-09-02 | 2015-09-01 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 2.9500 | 17,693 | 52 | 2,204,595 | ||||
| 2015-09-02 | 2015-08-31 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.0200 | 11,394 | 34 | 2,186,902 | ||||
| 2015-08-10 | 2015-08-06 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.4000 | 15,000 | 51 | 2,175,508 | ||||
| 2015-07-01 | 2015-06-29 | 4 | Whiteley Brent | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 39,138 | 161 | 39,138 | |||
| 2015-07-01 | 2015-06-29 | 4 | Whiteley Brent | SAEX | Restricted Stock Units | D | 19,080 | 19,080 | ||||||
| 2015-07-01 | 2015-06-29 | 4 | Scott Mike | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 19,989 | 82 | 19,989 | |||
| 2015-07-01 | 2015-06-29 | 4 | Scott Mike | SAEX | Restricted Stock Units | D | 9,745 | 9,745 | ||||||
| 2015-07-01 | 2015-06-29 | 4 | Silvernagle Darin | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 17,798 | 73 | 17,798 | |||
| 2015-07-01 | 2015-06-29 | 4 | Silvernagle Darin | SAEX | Restricted Stock Units | D | 8,677 | 8,677 | ||||||
| 2015-07-01 | 2015-06-29 | 4 | Hastings Jeff | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 77,327 | 319 | 77,327 | |||
| 2015-07-01 | 2015-06-29 | 4 | Hastings Jeff | SAEX | Restricted Stock Units | D | 37,698 | 37,698 | ||||||
| 2015-07-01 | 2015-06-29 | 4 | Beatty Brian A | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 77,327 | 319 | 77,327 | |||
| 2015-07-01 | 2015-06-29 | 4 | Beatty Brian A | SAEX | Restricted Stock Units | D | 37,698 | 37,698 | ||||||
| 2015-07-01 | 2015-06-29 | 4 | Gerber Trisha | SAEX | Stock Option (Right to Buy) | D | 4.12 | 4.1200 | 10,063 | 41 | 10,063 | |||
| 2015-07-01 | 2015-06-29 | 4 | Gerber Trisha | SAEX | Restricted Stock Units | D | 4,905 | 4,905 | ||||||
| 2015-06-10 | 2015-06-10 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.4300 | 653 | 2 | 2,160,508 | ||||
| 2015-06-10 | 2015-06-08 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.3500 | 11,955 | 40 | 2,159,855 | ||||
| 2015-03-26 | 2015-03-25 | 4 | Beatty Brian A | SAEX | Common Stock | D | 3.1500 | 37,995 | 120 | 510,000 | ||||
| 2015-03-26 | 2015-03-24 | 4 | Beatty Brian A | SAEX | Common Stock | D | 3.1600 | 10,000 | 32 | 472,005 | ||||
| 2015-03-23 | 2015-03-19 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 2.7000 | 69,814 | 188 | 2,147,900 | ||||
| 2014-12-11 | 2014-12-11 | 4 | Beatty Brian A | SAEX | Common Stock | D | 4.4110 | 58,200 | 257 | 462,005 | ||||
| 2014-12-11 | 2014-12-09 | 4 | Beatty Brian A | SAEX | Common Stock | D | 4.0740 | 75,000 | 306 | 403,805 | ||||
| 2014-12-09 | 2014-12-08 | 4 | Hastings Jeff | SAEX | Common Stock | D | 3.7970 | 25,000 | 95 | 83,000 | ||||
| 2014-12-08 | 2014-12-08 | 4 | Beatty Brian A | SAEX | Common Stock | D | 3.6350 | 100,000 | 364 | 328,805 | ||||
| 2014-11-17 | 2014-11-14 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 4.0200 | 50,000 | 201 | 228,805 | ||||
| 2014-11-17 | 2014-11-13 | 4/A | Beatty Brian A | SAEX | Common Stock | D | 3.9900 | 178,805 | 713 | 178,805 | ||||
| 2014-11-17 | 2013-06-24 | 4/A | Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 0 | 1,196,846 | ||||||
| 2014-11-17 | 2014-11-14 | 4 | Beatty Brian A | SAEX | Common Stock | D | 4.0000 | 50,000 | 200 | 228,805 | ||||
| 2014-11-17 | 2014-11-13 | 4 | Beatty Brian A | SAEX | Common Stock | D | 4.0000 | 178,805 | 715 | 178,805 | ||||
| 2014-11-17 | 2013-06-24 | 4 | Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 0 | 1,196,846 | ||||||
| 2014-11-13 | 2014-11-11 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 3.8700 | 88,418 | 342 | 2,078,086 | ||||
| 2014-08-21 | 2014-08-20 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.6300 | 68,068 | 587 | 1,989,668 | ||||
| 2014-08-21 | 2014-08-19 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.6500 | 9,416 | 81 | 1,921,600 | ||||
| 2014-08-19 | 2014-08-18 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.6100 | 16,934 | 146 | 1,912,184 | ||||
| 2014-07-28 | 2014-07-24 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.3000 | 17,230 | 143 | 1,895,250 | ||||
| 2014-07-24 | 2014-07-23 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.2600 | 50,423 | 416 | 1,878,020 | ||||
| 2014-07-24 | 2014-07-22 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.3300 | 6,297 | 52 | 1,827,597 | ||||
| 2014-06-25 | 2014-06-23 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.4000 | 20,000 | 168 | 1,821,300 | ||||
| 2014-06-13 | 2014-06-11 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 7.9900 | 24,231 | 194 | 1,801,300 | ||||
| 2014-06-10 | 2014-06-06 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.0300 | 17,123 | 137 | 1,777,069 | ||||
| 2014-06-06 | 2014-06-05 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.0100 | 17,123 | 137 | 1,759,946 | ||||
| 2014-06-06 | 2014-06-04 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.0000 | 4,531 | 36 | 1,742,823 | ||||
| 2014-05-30 | 2014-05-29 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.2000 | 16,992 | 139 | 1,738,292 | ||||
| 2014-05-20 | 2014-05-16 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.3000 | 11,100 | 92 | 1,721,300 | ||||
| 2014-05-16 | 2014-05-15 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.4600 | 41,196 | 349 | 1,710,200 | ||||
| 2014-05-16 | 2014-05-14 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.6000 | 10,329 | 89 | 1,669,004 | ||||
| 2014-05-12 | 2014-05-08 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 8.8800 | 33,941 | 301 | 1,658,675 | ||||
| 2014-04-14 | 3 | PECORA JOHN P | SAEX | Common Stock | D | 3,143,780 | ||||||||
| 2014-04-14 | 3 | PECORA JOHN P | SAEX | Common Stock | D | 3,143,780 | ||||||||
| 2014-04-14 | 2014-04-11 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 9.5700 | 4,800 | 46 | 1,624,734 | ||||
| 2014-04-14 | 2014-04-10 | 4 | PECORA JOHN P | SAEX | Common Stock | D | 9.4700 | 48,044 | 455 | 1,619,934 | ||||
| 2014-03-28 | 2014-02-14 | 4 | Monahan Gregory R | SAEX | Warrants | D | 0.00 | -22,807 | 0 | |||||
| 2014-03-28 | 2014-02-14 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 2,280 | 86,424 | ||||||
| 2014-03-28 | 2014-02-14 | 4 | Sgro David | SAEX | Warrants | D | 0.00 | -400,000 | 0 | |||||
| 2014-03-28 | 2014-02-14 | 4 | Sgro David | SAEX | Warrants | D | 0.00 | -22,806 | 0 | |||||
| 2014-03-28 | 2014-02-14 | 4 | Sgro David | SAEX | Common Stock | D | 42,280 | 204,048 | ||||||
| 2014-03-28 | 2014-02-14 | 4 | ROSENFELD ERIC | SAEX | Warrants | D | 0.00 | -600,000 | 0 | |||||
| 2014-03-28 | 2014-02-14 | 4 | ROSENFELD ERIC | SAEX | Warrants | D | 0.00 | -2,514,912 | 0 | |||||
| 2014-03-28 | 2014-02-14 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 311,491 | 1,657,740 | ||||||
| 2014-01-15 | 2014-01-10 | 4 | ROSENFELD ERIC | SAEX | Warrants (Right to Buy) | D | 12.00 | 0.5000 | 600,000 | 300 | 3,114,912 | |||
| 2014-01-15 | 2013-12-06 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 7.6700 | 6,518 | 50 | 1,339,731 | ||||
| 2014-01-15 | 2014-01-10 | 4 | Sgro David | SAEX | Warrants (Right to Buy) | D | 12.00 | 0.5000 | 400,000 | 200 | 422,806 | |||
| 2014-01-15 | 2013-12-06 | 4 | Sgro David | SAEX | Common Stock | D | 7.6700 | 6,518 | 50 | 161,768 | ||||
| 2014-01-03 | 2013-12-31 | 4 | Hastings Jeff | SAEX | Common Stock | D | 8.7207 | 11,200 | 98 | 6,830,064 | ||||
| 2014-01-03 | 2013-12-30 | 4 | Hastings Jeff | SAEX | Common Stock | D | 8.5552 | 40,000 | 342 | 6,818,864 | ||||
| 2014-01-03 | 2013-12-27 | 4 | Hastings Jeff | SAEX | Common Stock | D | 8.0043 | 6,800 | 54 | 6,778,864 | ||||
| 2014-01-03 | 2013-12-31 | 4 | Whiteley Brent Through group membership | SAEX | Common Stock | I | 8.7207 | 11,200 | 98 | 6,830,064 | ||||
| 2014-01-03 | 2013-12-30 | 4 | Whiteley Brent Through group membership | SAEX | Common Stock | I | 8.5552 | 40,000 | 342 | 6,818,864 | ||||
| 2014-01-03 | 2013-12-27 | 4 | Whiteley Brent Through group membership | SAEX | Common Stock | I | 8.0043 | 6,800 | 54 | 6,778,864 | ||||
| 2014-01-03 | 2013-12-31 | 4 | Beatty Brian A Through group membership | SAEX | Common Stock | I | 8.7207 | 11,200 | 98 | 6,830,064 | ||||
| 2014-01-03 | 2013-12-30 | 4 | Beatty Brian A Through group membership | SAEX | Common Stock | I | 8.5552 | 40,000 | 342 | 6,818,864 | ||||
| 2014-01-03 | 2013-12-27 | 4 | Beatty Brian A Through group membership | SAEX | Common Stock | I | 8.0043 | 6,800 | 54 | 6,778,864 | ||||
| 2014-01-03 | 2013-12-31 | 4 | CLCH, LLC Through group membership | SAEX | Common Stock | I | 8.7207 | 11,200 | 98 | 6,830,064 | ||||
| 2014-01-03 | 2013-12-30 | 4 | CLCH, LLC Through group membership | SAEX | Common Stock | I | 8.5552 | 40,000 | 342 | 6,818,864 | ||||
| 2014-01-03 | 2013-12-27 | 4 | CLCH, LLC Through group membership | SAEX | Common Stock | I | 8.0043 | 6,800 | 54 | 6,778,864 | ||||
| 2014-01-03 | 2013-12-31 | 4 | Beatty Sheri L Through group membership | SAEX | Common Stock | I | 8.7207 | 11,200 | 98 | 6,830,064 | ||||
| 2014-01-03 | 2013-12-30 | 4 | Beatty Sheri L Through group membership | SAEX | Common Stock | I | 8.5552 | 40,000 | 342 | 6,818,864 | ||||
| 2014-01-03 | 2013-12-27 | 4 | Beatty Sheri L Through group membership | SAEX | Common Stock | I | 8.0043 | 6,800 | 54 | 6,778,864 | ||||
| 2014-01-02 | 2013-12-06 | 4 | Monahan Gregory R | SAEX | Common Stock | D | 7.6700 | 6,518 | 50 | 84,544 | ||||
| 2014-01-02 | 2013-12-06 | 4 | Dalton Gary | SAEX | Common Stock | D | 7.6700 | 6,518 | 50 | 6,518 | ||||
| 2013-11-20 | 2013-11-20 | 4 | ROSENFELD ERIC | SAEX | Warrants (Right to Buy) | D | 12.00 | 0.7000 | 200,000 | 140 | 2,514,912 | |||
| 2013-11-20 | 2013-11-20 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 7.4638 | 58,663 | 438 | 1,339,731 | ||||
| 2013-11-20 | 2013-11-18 | 4 | ROSENFELD ERIC | SAEX | Common Stock | D | 7.2254 | 88,694 | 641 | 1,281,068 | ||||
| 2013-07-12 | 3 | Beatty Brian A | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-12 | 3 | Seismic Management Holdings, Inc. Through group membership | SAEX | Common Stock | I | 5,290,254 | ||||||||
| 2013-07-12 | 3 | Seismic Management Holdings, Inc. Through group membership | SAEX | Common Stock | I | 284,964 | ||||||||
| 2013-07-12 | 3 | Seismic Management Holdings, Inc. Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 1,196,846 | ||||||||
| 2013-07-12 | 2013-06-24 | 4 | Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. | SAEX | Common Stock | I | 1,196,846 | 1,196,846 | ||||||
| 2013-07-11 | 3 | Dalton Gary | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-09 | 2013-06-24 | 4 | Hastings Jeff Through dispositive and voting control of CLCH, LLC | SAEX | Common Stock | I | 3,269,954 | 3,269,954 | ||||||
| 2013-07-09 | 3 | Hastings Jeff | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-08 | 3 | CLCH, LLC Through group membership | SAEX | Common Stock | I | 1,196,846 | ||||||||
| 2013-07-08 | 3 | CLCH, LLC Through group membership | SAEX | Common Stock | I | 284,964 | ||||||||
| 2013-07-08 | 3 | CLCH, LLC | SAEX | Common Stock | D | 3,269,954 | ||||||||
| 2013-07-08 | 3 | CLCH, LLC By voting control/proxy | SAEX | Common Stock | I | 2,020,300 | ||||||||
| 2013-07-05 | 3 | Monahan Gregory R | SAEX | Common Stock | D | 77,826 | ||||||||
| 2013-07-05 | 3 | Monahan Gregory R By Gregory R. Monahan SEP-IRA Account | SAEX | Common Stock | I | 100 | ||||||||
| 2013-07-05 | 3 | Monahan Gregory R By Gregory R. Monahan IRA Account | SAEX | Common Stock | I | 100 | ||||||||
| 2013-07-05 | 3 | Whiteley Brent | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-05 | 2013-06-24 | 4 | Whiteley Brent | SAEX | Common Stock | D | 284,964 | 284,964 | ||||||
| 2013-07-05 | 3 | Wong Arnold | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-05 | 2013-06-24 | 4 | Siegfried David By Spouse | SAEX | Exchangeable Shares | I | 11,219 | 11,219 | ||||||
| 2013-07-05 | 2013-06-24 | 4 | Siegfried David | SAEX | Exchangeable Shares | D | 4,185 | 4,185 | ||||||
| 2013-07-05 | 3 | Siegfried David | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-05 | 2013-06-24 | 4 | Scott Mike | SAEX | Common Stock | D | 44,455 | 44,455 | ||||||
| 2013-07-05 | 3 | Scott Mike | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-07-05 | 2013-06-24 | 4 | Silvernagle Darin | SAEX | Common Stock | D | 32,486 | 32,486 | ||||||
| 2013-07-05 | 3 | Silvernagle Darin | SAEX | No securities are beneficially owned | D | 0 | ||||||||
| 2013-06-25 | 2013-06-21 | 4 | ROSENFELD ERIC Held by Crescendo Advisors II, LLC | SAEX | Convertible Promissory Note | I | 0.50 | -400,000 | 0 | |||||
| 2013-06-25 | 2013-06-21 | 4 | Sgro David | SAEX | Convertible Promissory Note | D | 0.50 | 400,000 | 400,000 | |||||
| 2013-06-04 | 2013-06-04 | 4 | ROSENFELD ERIC Held by Crescendo Advisors II, LLC | TRIO | Convertible Promissory Note | I | 0.50 | 0.5000 | 200,000 | 100 | 400,000 | |||
| 2013-05-28 | 2013-05-28 | 4 | ROSENFELD ERIC | TRIO | Common Stock | D | 10.0700 | 100,000 | 1,007 | 1,192,374 | ||||
| 2013-03-11 | 2013-03-07 | 4 | ROSENFELD ERIC Held by Crescendo Advisors II, LLC | TRIO | Convertible Promissory Note | I | 0.50 | 0.5000 | 200,000 | 100 | 200,000 | |||
| 2012-11-26 | 2012-11-21 | 4 | ROSENFELD ERIC | TRIO | Convertible Promissory Note | D | 0.50 | 0.5000 | 200,000 | 100 | 600,000 | |||
| 2012-09-28 | 2012-09-26 | 4 | ROSENFELD ERIC | TRIO | Convertible Promissory Note | D | 0.50 | 0.5000 | 200,000 | 100 | 400,000 | |||
| 2012-04-26 | 2012-04-25 | 4 | ROSENFELD ERIC | TRIO | Convertible Promissory Note | D | 0.50 | 0.5000 | 200,000 | 100 | 200,000 |
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
