SCKT / Socket Mobile, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Socket Mobile, Inc.
US ˙ NasdaqCM ˙ US83368E2000

Ações em Circulação 8,222,958 shares
Ações de Insider2,657,337 shares
Propriedade de Insider32.32 %
Total de Insiders25
Pontuação de Sentimento de Insider

A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.

É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com a maior acumulação de insiders.

Pontuação de Sentimento dos Oficiais

A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.

Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.

Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com maior sentimento dos insiders.

Principais Métricas de Insider

Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.

Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).

Número Líquido de Insiders Comprando (Classificação)

0 ( )
1733 out of 10948

Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).

Percentual do Float Comprado por Insiders (Classificação)

0.000% ( )
1717 out of 10786

Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.

Gráfico de Negociação de Insider

Socket Mobile, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.

Roster de Insider e Métricas de Lucratividade

Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.

See our leaderboard of most profitable insider traders.

Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Charlie Bass Director, 10% Owner - [D] [10%] 1,708,202 1,708,202
Lee Baillif VP of Cust. Exp. & Qual. Sys - [O] 42,267 42,267
Nelson C Chan 31,000
David W Dunlap Director - [D] 8,546 8,546
Charles C Jr Emery 51,200
Fidel Erik L. Director - [D] 101,820 101,820
Micheal L Gifford Exec. VP Business Development - [O] 10,749 10,749
Eric Glaenzer Chief Technology Officer - [O] 88,763 88,763
Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Alexis Hartmann Director - [D] 5,250 5,250
Holmes David A. Chief Business Officer - [O] 117,330 117,330
Kevin R Jost Director - [D] 0 0
Ivan Lazarev Director - [D] 105,560 105,560
James Lopez 100,500
Leon Malmed 27,181
Giacomo Marini Director - [D] 10,000 10,000
Thomas O Miller 25,000
Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Tim Miller 130,427
Kevin J Mills Chief Executive Officer, Director - [D] [O] 53,463 53,463
Brenton Earl MacDonald 35,000
Felix Marx Director - [D] 12,643 12,643
Leonard L Ott Chief Information Officer - [O] 135,084 135,084
Parnell William L. Jr Director - [D] 96,600 96,600
Peter Sealey 84,000
Laura Weinstein Director - [D] 7,000 7,000
Lynn Zhao Chief Financial Officer, Director - [D] [O] 154,060 154,060

Report errors via our new Insider Auditing Tool

Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em SCKT / Socket Mobile, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Máx
Preço em
Máx
Lucro
Máximo ($)
Retorno Máximo (%)
2025-11-28 BASS CHARLIE 5,000 1.3328 5,000 1.3328 6,664 56 1.3300 -14 -0.21
2025-11-26 BASS CHARLIE 5,000 1.3349 5,000 1.3349 6,674
2025-11-26 Lazarev Ivan 8,993 1.3122 8,993 1.3122 11,801
2025-11-25 BASS CHARLIE 5,000 1.2953 5,000 1.2953 6,476
2025-11-25 Lazarev Ivan 7,286 1.2800 7,286 1.2800 9,326
2025-11-24 BASS CHARLIE 5,000 1.2551 5,000 1.2551 6,276
2025-11-21 BASS CHARLIE 5,000 1.2386 5,000 1.2386 6,193
2025-11-20 BASS CHARLIE 5,000 1.2100 5,000 1.2100 6,050
2025-11-20 Lazarev Ivan 5,428 1.2000 5,428 1.2000 6,514

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

SCKT / Socket Mobile, Inc. Insider Trades
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo

Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em SCKT / Socket Mobile, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
2026-02-24 Marx Felix 3,000 1.0000 3,000 1.0000 3,000 91 0.8289 -513 -17.11
2025-02-28 BASS CHARLIE 1,000 1.1300 1,000 1.1300 1,130
2021-05-17 OTT LEONARD L 740 4.9100 740 4.9100 3,633
2021-04-27 MILLS KEVIN J 2,202 6.6500 2,202 6.6500 14,643
2021-04-27 MILLS KEVIN J 440 6.9000 440 6.9000 3,036
2018-05-31 DUNLAP DAVID W 4,129 2.5700 4,129 2.5700 10,612
2017-08-30 DUNLAP DAVID W 2,780 4.0000 2,780 4.0000 11,120
2017-08-25 DUNLAP DAVID W 5,000 4.0000 5,000 4.0000 20,000
2017-05-26 DUNLAP DAVID W 2,000 3.6600 2,000 3.6600 7,320

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

SCKT / Socket Mobile, Inc. Insider Trades
Histórico de Transações

Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.

Arquivo
Data
Data da
Operação
Formulário Insider Ticker Título de Segurança Código 10b5-1 Direto Preço de Exercício
Preço Unitário
Preço por
Unidade
Unidades
Alteradas
Valor
Alterado (1K)
Opções
Restantes
Ações
Restantes
2026-05-28 2026-05-27 4 MILLS KEVIN J SCKT Common Stock G - Gift D -128,981 53,463
2026-05-01 2026-04-29 4 BASS CHARLIE SCKT Common Stock A - Award D 0.8668 5,000 4 1,708,202
2026-05-01 2026-04-29 4 PARNELL WILLIAM L. JR SCKT Common Stock A - Award D 0.8668 5,000 4 96,600
2026-05-01 2026-04-29 4 Lazarev Ivan SCKT Common Stock A - Award D 0.8668 4,000 3 105,560
2026-05-01 2026-04-29 4 Marx Felix SCKT Common Stock A - Award D 0.8668 4,000 3 12,643
2026-02-26 2026-02-24 4 Marx Felix SCKT Common Stock S - Sale D 1.0000 3,000 3 8,643
2026-02-11 2026-02-04 4 BASS CHARLIE SCKT Common Stock A - Award D 1.1200 6,250 7 1,703,202
2026-02-11 2026-02-04 4 PARNELL WILLIAM L. JR SCKT Common Stock A - Award D 1.1200 6,250 7 91,600
2026-02-11 2026-02-04 4 Lazarev Ivan SCKT Common Stock A - Award D 1.1200 4,643 5 92,560
2026-02-11 2026-02-04 4 Marx Felix SCKT Common Stock A - Award D 1.1200 4,643 5 11,643
2025-12-01 2025-11-26 4 Lazarev Ivan SCKT Common Stock P - Purchase D 1.3122 8,993 12 87,917
2025-12-01 2025-11-25 4 Lazarev Ivan SCKT Common Stock P - Purchase D 1.2800 7,286 9 78,924
2025-12-01 2025-11-28 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.3328 5,000 7 1,696,952
2025-12-01 2025-11-26 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.3349 5,000 7 1,691,952
2025-11-25 2025-11-25 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2953 5,000 6 1,686,952
2025-11-25 2025-11-24 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2551 5,000 6 1,681,952
2025-11-25 2025-11-21 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2386 5,000 6 1,676,952
2025-11-24 2025-11-20 4 Lazarev Ivan SCKT Common Stock P - Purchase D 1.2000 5,428 7 71,638
2025-11-24 2025-11-19 4 Lazarev Ivan SCKT Common Stock P - Purchase D 1.2000 96 0 66,210
2025-11-24 2025-11-13 4 Lazarev Ivan SCKT Common Stock P - Purchase D 1.1367 30,005 34 66,114
2025-11-24 2025-11-12 4 Lazarev Ivan SCKT Common Stock P - Purchase D 1.0929 4,500 5 36,109
2025-11-24 2025-11-05 4 Lazarev Ivan SCKT Common Stock P - Purchase D 1.0301 10,067 10 31,609
2025-11-20 2025-11-20 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2100 5,000 6 1,671,952
2025-11-20 2025-11-19 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2427 5,000 6 1,666,952
2025-11-18 2025-11-18 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2410 5,000 6 1,661,952
2025-11-18 2025-11-17 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2519 5,000 6 1,656,952
2025-11-14 2025-11-14 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2370 5,000 6 1,651,952
2025-11-14 2025-11-13 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1670 3,801 4 1,646,952
2025-11-12 2025-11-12 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1115 5,000 6 1,643,151
2025-11-12 2025-11-11 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0955 5,000 5 1,638,151
2025-11-10 2025-11-10 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0925 5,000 5 1,633,151
2025-11-10 2025-11-07 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0938 5,000 5 1,628,151
2025-11-06 2025-11-06 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0758 5,000 5 1,623,151
2025-11-06 2025-11-05 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0434 5,000 5 1,618,151
2025-11-05 2025-11-04 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0346 5,000 5 1,613,151
2025-11-05 2025-11-03 4 BASS CHARLIE SCKT Common Stock P - Purchase D 0.9837 5,000 5 1,608,151
2025-08-25 2025-08-22 4 PARNELL WILLIAM L. JR SCKT Common Stock P - Purchase D 0.9850 3,500 3 75,350
2025-06-26 3 Marx Felix SCKT Common Stock D 7,000
2025-06-04 2025-06-04 4 BASS CHARLIE SCKT Common Stock A - Award D 11,500 1,603,151
2025-06-04 2025-06-04 4 PARNELL WILLIAM L. JR SCKT Common Stock A - Award D 10,000 81,850
2025-06-04 2025-06-04 4 Lazarev Ivan SCKT Common Stock A - Award D 9,000 30,542
2025-05-28 2025-05-23 4 PARNELL WILLIAM L. JR SCKT Common Stock P - Purchase D 1.1058 4,492 5 71,850
2025-05-01 2025-04-30 4 PARNELL WILLIAM L. JR SCKT Common Stock P - Purchase D 1.2152 5,709 7 53,733
2025-05-01 2025-04-29 4 PARNELL WILLIAM L. JR SCKT Common Stock P - Purchase D 1.1931 2,909 3 48,024
2025-05-01 2025-05-01 4 PARNELL WILLIAM L. JR SCKT Common Stock P - Purchase D 1.2622 13,625 17 67,358
2025-02-28 2025-02-28 4 PARNELL WILLIAM L. JR SCKT Common Stock P - Purchase D 1.1755 -13,115 -15 45,115
2025-02-28 2025-02-28 4 BASS CHARLIE By Custodial Account for Minor Child SCKT Common Stock S - Sale I 1.1300 -1,000 -1 0
2025-02-03 2025-02-01 4 MILLS KEVIN J SCKT Common Stock A - Award D 23,600 182,444
2025-02-03 2025-02-01 4 MILLS KEVIN J SCKT Common Stock A - Award D 43,637 158,844
2025-02-03 2025-02-01 4 MILLS KEVIN J SCKT Common Stock D - Sale to Issuer D -30,000 115,207
2025-02-03 2025-02-01 4 Holmes David A. SCKT Common Stock A - Award D 20,900 117,330
2025-02-03 2025-02-01 4 Holmes David A. SCKT Common Stock A - Award D 28,579 96,430
2025-02-03 2025-02-01 4 Holmes David A. SCKT Common Stock D - Sale to Issuer D -20,000 67,851
2025-02-03 2025-02-01 4 OTT LEONARD L SCKT Common Stock A - Award D 18,900 135,084
2025-02-03 2025-02-01 4 OTT LEONARD L SCKT Common Stock A - Award D 16,960 116,184
2025-02-03 2025-02-01 4 OTT LEONARD L SCKT Common Stock D - Sale to Issuer D -20,000 99,224
2025-02-03 2025-02-01 4 Zhao Lynn SCKT Common Stock A - Award D 18,900 154,060
2025-02-03 2025-02-01 4 Zhao Lynn SCKT Common Stock A - Award D 16,960 135,160
2025-02-03 2025-02-01 4 Zhao Lynn SCKT Common Stock D - Sale to Issuer D -20,000 118,200
2025-02-03 2025-02-01 4 Glaenzer Eric SCKT Common Stock A - Award D 16,500 88,763
2025-02-03 2025-02-01 4 Glaenzer Eric SCKT Common Stock A - Award D 15,463 72,263
2024-12-02 2024-11-29 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.5655 5,000 8 1,591,651
2024-11-27 2024-11-27 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.4767 5,000 7 1,586,651
2024-11-26 2024-11-26 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.5288 5,000 8 1,581,651
2024-11-26 2024-11-25 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.4969 5,000 7 1,576,651
2024-11-22 2024-11-22 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.4589 5,000 7 1,571,651
2024-11-22 2024-11-21 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.4861 5,000 7 1,566,651
2024-11-20 2024-11-20 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.4297 5,000 7 1,561,651
2024-11-20 2024-11-19 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.3992 5,000 7 1,556,651
2024-11-18 2024-11-18 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.3605 5,000 7 1,551,651
2024-11-18 2024-11-15 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.3093 5,000 7 1,546,651
2024-11-14 2024-11-14 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.3507 5,000 7 1,541,651
2024-11-14 2024-11-13 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.3366 5,000 7 1,536,651
2024-11-12 2024-11-12 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1812 5,000 6 1,531,651
2024-11-12 2024-11-11 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1828 5,000 6 1,526,651
2024-11-12 2024-11-08 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1706 5,000 6 1,521,651
2024-11-07 2024-11-07 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1756 5,000 6 1,516,651
2024-11-07 2024-11-06 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1728 5,000 6 1,511,651
2024-11-05 2024-11-05 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1692 5,000 6 1,506,651
2024-11-05 2024-11-04 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1655 5,000 6 1,501,651
2024-11-01 2024-11-01 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1213 5,000 6 1,496,651
2024-11-01 2024-10-31 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1054 5,000 6 1,491,651
2024-10-30 2024-10-30 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0894 5,000 5 1,486,651
2024-10-30 2024-10-29 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0768 5,000 5 1,481,651
2024-09-03 2024-08-30 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1994 10,000 12 1,476,651
2024-09-03 2024-08-29 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2027 10,000 12 1,466,651
2024-08-28 2024-08-28 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1848 10,000 12 1,456,651
2024-08-28 2024-08-27 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1732 10,000 12 1,446,651
2024-08-26 2024-08-26 4 PARNELL WILLIAM L. JR SCKT Common Stock P - Purchase D 1.1029 10,000 11 32,000
2024-08-26 2024-08-23 4 PARNELL WILLIAM L. JR SCKT Common Stock P - Purchase D 1.0216 4,000 4 22,000
2024-08-26 2024-08-26 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1012 10,000 11 1,436,651
2024-08-26 2024-08-23 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0150 10,000 10 1,426,651
2024-08-23 2024-08-22 4 Hartmann Alexis SCKT Common Stock A - Award D 5,250 5,250
2024-08-21 3 Glaenzer Eric SCKT Common Stock D 36,800
2024-07-18 2024-07-17 4 MILLS KEVIN J SCKT Common Stock G - Gift D -55,000 145,207
2024-07-01 2024-06-28 4 MILLS KEVIN J SCKT Common Stock G - Gift D -45,000 200,207
2024-05-24 2024-05-24 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.3692 5,000 7 1,416,651
2024-05-23 2024-05-23 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.3262 5,000 7 1,411,651
2024-05-23 2024-05-22 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.4605 5,000 7 1,406,651
2024-05-21 2024-05-21 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.5115 5,000 8 1,401,651
2024-05-21 2024-05-20 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.5115 5,000 8 1,396,651
2024-05-21 2024-05-17 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.4642 5,000 7 1,391,651
2024-05-16 2024-05-16 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.4432 5,000 7 1,386,651
2024-05-16 2024-05-15 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.4407 5,000 7 1,381,651
2024-05-16 2024-05-15 4 BASS CHARLIE SCKT Common Stock A - Award D 15,000 1,376,651
2024-05-16 2024-05-15 4 PARNELL WILLIAM L. JR SCKT Common Stock A - Award D 10,000 18,000
2024-05-16 2024-05-15 4 Lazarev Ivan SCKT Common Stock A - Award D 9,000 21,542
2024-05-14 2024-05-14 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.3676 5,000 7 1,361,651
2024-05-14 2024-05-13 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.3022 5,000 7 1,356,651
2024-05-10 2024-05-10 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2735 5,000 6 1,351,651
2024-05-10 2024-05-09 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2553 5,000 6 1,346,651
2024-05-08 2024-05-08 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2412 5,000 6 1,341,651
2024-05-08 2024-05-07 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2301 5,000 6 1,336,651
2024-05-06 2024-05-06 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1179 5,000 6 1,331,651
2024-05-06 2024-05-03 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0915 5,000 5 1,326,651
2024-03-19 2024-03-15 4 MILLS KEVIN J SCKT Common Stock A - Award D 30,000 245,207
2024-03-19 2024-03-15 4 Holmes David A. SCKT Common Stock A - Award D 25,000 87,851
2024-03-19 2024-03-15 4 OTT LEONARD L SCKT Common Stock A - Award D 22,000 119,224
2024-03-19 2024-03-15 4 Zhao Lynn SCKT Common Stock A - Award D 22,000 138,200
2024-03-04 2024-02-29 4 Zhao Lynn SCKT Common Stock M - Exercise D 0.9500 8,000 8 122,616
2023-12-08 2023-12-07 4 MILLS KEVIN J SCKT Common Stock S - Sale D 1.1496 -459 -1 215,207
2023-12-07 2023-12-06 4 MILLS KEVIN J SCKT Common Stock S - Sale D 1.1992 -2,000 -2 215,666
2023-12-06 2023-12-05 4 MILLS KEVIN J SCKT Common Stock S - Sale D 1.3044 2,000 3 217,666
2023-12-05 2023-12-04 4 MILLS KEVIN J SCKT Common Stock S - Sale D 1.3674 2,000 3 219,666
2023-12-04 2023-12-01 4 MILLS KEVIN J SCKT Common Stock S - Sale D 1.3645 -2,000 -3 221,666
2023-11-30 2023-11-30 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.4321 5,000 7 1,321,651
2023-11-29 2023-11-29 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.3998 5,000 7 1,316,651
2023-11-28 2023-11-28 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.3638 5,000 7 1,311,651
2023-11-27 2023-11-27 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.3640 5,000 7 1,306,651
2023-11-27 2023-11-24 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.3408 5,000 7 1,301,651
2023-11-22 2023-11-22 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2987 5,000 6 1,296,651
2023-11-21 2023-11-21 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2335 5,000 6 1,291,651
2023-11-20 2023-11-20 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2287 5,000 6 1,286,651
2023-11-17 2023-11-17 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.2076 5,000 6 1,281,651
2023-11-16 2023-11-16 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.1256 5,000 6 1,276,651
2023-11-15 2023-11-15 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0874 5,000 5 1,271,651
2023-11-14 2023-11-14 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0846 5,000 5 1,266,651
2023-11-13 2023-11-13 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0662 5,000 5 1,261,651
2023-11-13 2023-11-10 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0944 5,000 5 1,256,651
2023-11-09 2023-11-09 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0926 5,000 5 1,251,651
2023-11-08 2023-11-08 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0436 5,000 5 1,246,651
2023-11-07 2023-11-07 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0859 5,000 5 1,241,651
2023-11-06 2023-11-06 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0442 5,000 5 1,236,651
2023-11-03 2023-11-03 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0800 5,000 5 1,231,651
2023-11-02 2023-11-02 4 BASS CHARLIE SCKT Common Stock P - Purchase D 1.0036 5,000 5 1,226,651
2023-08-14 2023-08-11 4 MILLS KEVIN J SCKT Common Stock G - Gift D -45,000 223,666
2023-07-19 2023-07-18 4 BASS CHARLIE SCKT Common Stock M - Exercise D 1.5000 10,000 15 1,221,651
2023-06-20 2023-06-19 4 PARNELL WILLIAM L. JR SCKT Common Stock A - Award D 2,000 10,000
2023-06-13 2023-06-13 4 MARINI GIACOMO SCKT Common Stock A - Award D 7,000 7,000
2023-06-13 3 MARINI GIACOMO Giacomo Marini Trust dtd 11/2/2005 SCKT Common Stock I 5,000
2023-06-08 2023-06-07 4 BASS CHARLIE SCKT Common Stock A - Award D 13,000 1,206,151
2023-06-08 2023-06-07 4 PARNELL WILLIAM L. JR SCKT Common Stock A - Award D 8,000 8,000
2023-06-08 2023-06-07 4 Lazarev Ivan SCKT Common Stock A - Award D 7,000 12,542
2023-06-08 2023-06-07 4 Weinstein Laura SCKT Common Stock A - Award D 7,000 7,000
2023-05-30 2023-05-26 4 MILLS KEVIN J SCKT Common Stock M - Exercise D 1.9000 40,000 76 268,666
2023-05-30 2023-05-26 4 MILLS KEVIN J SCKT Common Stock M - Exercise D 2.2700 20,000 45 228,666
2023-05-30 2023-05-26 4 MILLS KEVIN J SCKT Common Stock M - Exercise D 1.8900 5,000 9 208,666
2023-05-30 2023-05-26 4 MILLS KEVIN J SCKT Common Stock M - Exercise D 0.9500 20,000 19 203,666
2023-04-06 2023-04-04 4 MILLS KEVIN J SCKT Common Stock G - Gift D -12,065 183,666
2023-04-03 2023-03-30 4 BASS CHARLIE SCKT Common Stock M - Exercise D 1.0400 5,500 6 1,199,251
2023-03-02 2023-03-01 4 MILLS KEVIN J SCKT Common Stock G - Gift D -2,900 195,731
2023-03-02 2023-03-01 4 Zhao Lynn SCKT Common Stock F - Taxes D 2.1100 -1,496 -3 114,616
2023-03-02 2023-03-01 4 OTT LEONARD L SCKT Common Stock F - Taxes D 2.1100 -1,496 -3 103,640
2023-03-01 2023-02-28 4 Zhao Lynn SCKT Common Stock M - Exercise D 1.0400 6,152 6 116,112
2023-02-23 2023-02-21 4 OTT LEONARD L SCKT Common Stock A - Award D 22,326 105,136
2023-02-23 2023-02-21 4 Holmes David A. SCKT Common Stock A - Award D 24,651 62,851
2023-02-23 2023-02-21 4 MILLS KEVIN J SCKT Common Stock A - Award D 29,767 198,631
2023-02-23 2023-02-21 4 Zhao Lynn SCKT Common Stock A - Award D 22,326 109,960
2023-02-03 2023-02-01 4 OTT LEONARD L SCKT Common stock F - Taxes D 2.3700 -2,106 -5 82,810
2023-02-03 2023-02-01 4 Zhao Lynn SCKT Common Stock F - Taxes D 2.3700 -2,106 -5 87,634
2023-01-11 2023-01-10 4 MILLS KEVIN J SCKT Common Stock G - Gift D -20,850 168,864
2023-01-03 2023-01-03 4 MILLS KEVIN J SCKT Common Stock M - Exercise D 1.0400 8,129 8 189,714
2022-11-07 2022-11-04 4 BASS CHARLIE SCKT Common Stock M - Exercise D 1.0800 35,000 38 1,193,751
2022-08-01 2022-07-29 4 BASS CHARLIE SCKT Common Stock M - Exercise D 1.0800 20,000 22 1,158,751
2022-05-04 2022-05-03 4 MILLS KEVIN J SCKT Common Stock A - Award D 30,000 181,585
2022-05-04 2022-05-03 4 Zhao Lynn SCKT Common Stock A - Award D 20,000 89,740
2022-05-04 2022-05-03 4 OTT LEONARD L SCKT Common Stock A - Award D 20,000 84,916
2022-05-04 2022-05-03 4 Holmes David A. SCKT Common Stock A - Award D 20,000 38,200
2022-04-25 2022-04-22 4 BASS CHARLIE SCKT Common stock option M - Exercise D 2.22 -10,000 189,250
2022-04-25 2022-04-22 4 BASS CHARLIE SCKT Common Stock M - Exercise D 2.2200 10,000 22 1,138,751
2022-03-03 2022-03-01 4 Zhao Lynn SCKT Common Stock F - Taxes D 3.9300 -967 -4 70,600
2022-03-03 2022-03-01 4 OTT LEONARD L SCKT Common Stock F - Taxes D 3.9300 -967 -4 64,336
2022-02-25 2022-02-25 4 BASS CHARLIE SCKT Common Stock P - Purchase D 3.6078 78 0 1,128,751
2022-02-25 2022-02-24 4 BASS CHARLIE SCKT Common Stock P - Purchase D 3.5288 8,647 31 1,128,673
2022-02-25 2022-02-23 4 BASS CHARLIE SCKT Common Stock P - Purchase D 3.6624 1,275 5 1,120,026
2022-02-14 2022-02-14 4 MILLS KEVIN J SCKT Common Stock G - Gift D -19,920 151,585
2022-02-03 2022-02-01 4 MILLS KEVIN J SCKT Common Stock A - Award D 17,100 171,505
2022-02-03 2022-02-01 4 Zhao Lynn SCKT Common Stock F - Taxes D 3.7700 -870 -3 71,567
2022-02-03 2022-02-01 4 Zhao Lynn SCKT Common Stock A - Award D 12,100 72,437
2022-02-03 2022-02-01 4 OTT LEONARD L SCKT Common Stock F - Taxes D 3.7700 -870 -3 65,303
2022-02-03 2022-02-01 4 OTT LEONARD L SCKT Common Stock A - Award D 12,100 66,173
2022-02-03 2022-02-01 4 Holmes David A. SCKT Common Stock A - Award D 12,100 19,100
2022-01-12 2022-01-10 4 MILLS KEVIN J SCKT Common Stock G - Gift D -16,060 154,405
2022-01-10 2022-01-06 4 MILLS KEVIN J SCKT Common stock option X - Other D 1.04 -7,500 194,881
2022-01-10 2022-01-06 4 MILLS KEVIN J SCKT Common Stock X - Other D 1.0400 7,500 8 170,465
2022-01-06 2022-01-04 4 MILLS KEVIN J SCKT Common stock option X - Other D 1.08 -6,000 203,579
2022-01-06 2022-01-04 4 MILLS KEVIN J SCKT Common Stock X - Other D 1.0800 6,000 6 165,557
2021-10-21 2021-10-19 4 MILLS KEVIN J SCKT Common stock option X - Other D 1.08 -2,900 199,816
2021-10-21 2021-10-19 4 MILLS KEVIN J SCKT Common Stock X - Other D 1.0800 2,900 3 159,557
2021-08-11 2021-08-09 4 BASS CHARLIE SCKT Common stock option X - Other D 1.95 1.9500 -10,000 -20 192,166
2021-08-11 2021-08-09 4 BASS CHARLIE SCKT Common Stock M - Exercise D 1.9500 10,000 20 1,118,751
2021-07-27 2021-07-23 4 MILLS KEVIN J SCKT Common Stock Option X - Other D 2.36 -10,000 191,757
2021-07-27 2021-07-23 4 MILLS KEVIN J SCKT Common Stock Option X - Other D 1.20 -2,000 201,757
2021-07-27 2021-07-23 4 MILLS KEVIN J SCKT Common Stock S - Sale D 14.0800 -12,000 -169 156,657
2021-07-27 2021-07-23 4 MILLS KEVIN J SCKT Common Stock X - Other D 2.3600 10,000 24 168,657
2021-07-27 2021-07-23 4 MILLS KEVIN J SCKT Common Stock X - Other D 1.2000 2,000 2 158,657
2021-07-27 2021-07-23 4 OTT LEONARD L SCKT Common Stock S - Sale D 14.0700 -274 -4 54,073
2021-07-27 2021-07-23 4 OTT LEONARD L SCKT Common Stock S - Sale D 14.0000 -466 -7 54,347
2021-07-26 2021-07-22 4 Lazarev Ivan SCKT Common Stock Option X - Other D 2.24 -5,542 4,084
2021-07-26 2021-07-22 4 Lazarev Ivan SCKT Common Stock M - Exercise D 2.2400 5,542 12 5,542
2021-06-02 2021-06-01 4 Holmes David A. SCKT Common stock option A - Award D 5.92 100,000 100,000
2021-06-02 2021-06-01 4 Holmes David A. SCKT Common Stock A - Award D 7,000 7,000
2021-05-18 2021-05-17 4 OTT LEONARD L SCKT Common Stock S - Sale D 4.9100 -740 -4 54,813
2021-05-14 2021-05-13 4 BASS CHARLIE SCKT Common stock option A - Award D 5.00 10,000 215,500
2021-05-14 2021-05-13 4 PARNELL WILLIAM L. JR SCKT Common stock option A - Award D 5.00 8,000 38,000
2021-05-14 2021-05-13 4 DUNLAP DAVID W SCKT Common stock option A - Award D 5.00 5,000 104,500
2021-05-14 2021-05-13 4 Lazarev Ivan SCKT Common stock option A - Award D 5.00 7,000 19,542
2021-05-14 2021-05-13 4 MacDonald Brenton Earl SCKT Common stock option A - Award D 5.00 7,000 42,000
2021-04-29 2021-04-27 4 MILLS KEVIN J SCKT Common Stock S - Sale D 6.9000 -440 -3 154,015
2021-04-29 2021-04-27 4 MILLS KEVIN J SCKT Common Stock S - Sale D 6.6500 -2,202 -15 154,455
2021-03-12 2021-03-11 4 BASS CHARLIE SCKT Common Stock M - Exercise D 2.1000 10,000 21 1,108,751
2021-03-12 2011-04-27 4 BASS CHARLIE SCKT Common Stock Option X - Other D 2.10 2.1000 -10,000 -21 205,500
2021-03-04 2021-03-02 4 MILLS KEVIN J SCKT Common Stock F - Taxes D 10.6300 -924 -10 156,657
2021-03-04 2021-03-02 4 Zhao Lynn SCKT Common Stock F - Taxes D 10.6300 -770 -8 60,377
2021-03-04 2021-03-02 4 OTT LEONARD L SCKT Common Stock F - Taxes D 10.6500 -770 -8 55,553
2021-03-03 2021-03-01 4 MILLS KEVIN J SCKT Common Stock S - Sale D 12.3900 -40,000 -496 157,581
2021-03-03 2021-03-01 4 Zhao Lynn SCKT Common stock option X - Other D 1.08 1.0800 -2,300 -2 81,412
2021-03-03 2021-03-01 4 Zhao Lynn SCKT Common stock option X - Other D 2.36 2.3600 -3,600 -8 83,712
2021-03-03 2021-03-01 4 Zhao Lynn SCKT Common Stock S - Sale D 12.5800 -5,900 -74 61,147
2021-03-03 2021-03-01 4 Zhao Lynn SCKT Common Stock M - Exercise D 1.0800 2,300 2 67,047
2021-03-03 2021-03-01 4 Zhao Lynn SCKT Common Stock M - Exercise D 2.3600 3,600 8 64,747
2021-02-24 2021-02-22 4 Zhao Lynn SCKT Common stock option X - Other D 1.82 1.8200 -4,120 -7 87,312
2021-02-24 2021-02-22 4 Zhao Lynn SCKT Common Stock M - Exercise D 1.8200 4,120 7 61,147
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common stock option M - Exercise D 2.75 -4,375 88,950
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common stock option M - Exercise D 2.75 -4,375 88,950
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common stock option M - Exercise D 2.75 -4,375 88,950
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common stock option M - Exercise D 2.75 -4,375 93,325
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common stock option M - Exercise D 2.27 -3,500 106,450
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common stock option M - Exercise D 0.95 -3,500 106,450
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common stock option M - Exercise D 0.95 -3,500 106,450
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common stock option M - Exercise D 2.36 -4,250 109,950
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common stock option M - Exercise D 2.27 -4,250 109,950
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common stock option M - Exercise D 2.27 -3,500 114,200
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common stock option M - Exercise D 2.27 -3,500 117,700
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common stock option M - Exercise D 2.27 -3,500 121,200
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common stock option M - Exercise D 1.04 -4,942 132,450
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common stock option I - Other D 0.95 -3,500 137,392
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common Stock S - Sale D 9.9300 -55,442 -551 56,323
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common Stock M - Exercise D 2.7500 4,375 12 111,765
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common Stock M - Exercise D 2.7500 4,375 12 111,765
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common Stock M - Exercise D 2.7500 4,375 12 111,765
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common Stock M - Exercise D 2.7500 4,375 12 111,765
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common Stock M - Exercise D 0.9500 3,500 3 94,265
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common Stock M - Exercise D 0.9500 3,500 3 94,265
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common Stock M - Exercise D 0.9500 3,500 3 94,265
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common Stock M - Exercise D 2.2700 4,250 10 90,765
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common Stock M - Exercise D 2.2700 3,500 8 86,515
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common Stock M - Exercise D 2.2700 3,500 8 86,515
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common Stock M - Exercise D 2.2700 3,500 8 86,515
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common Stock M - Exercise D 2.2700 3,500 8 86,515
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common Stock M - Exercise D 2.3600 4,250 10 72,515
2021-02-18 2021-02-16 4 OTT LEONARD L SCKT Common Stock M - Exercise D 1.0400 4,942 5 68,265
2021-02-18 2021-02-16 4 DUNLAP DAVID W SCKT Common stock option M - Exercise D 2.75 -2,500 99,500
2021-02-18 2021-02-16 4 DUNLAP DAVID W SCKT Common stock option M - Exercise D 2.75 -5,000 102,000
2021-02-18 2021-02-16 4 DUNLAP DAVID W SCKT Common stock option M - Exercise D 2.27 -5,000 102,000
2021-02-18 2021-02-16 4 DUNLAP DAVID W SCKT Common stock option M - Exercise D 2.27 -5,000 102,000
2021-02-18 2021-02-16 4 DUNLAP DAVID W SCKT Common stock option M - Exercise D 2.75 -5,000 102,000
2021-02-18 2021-02-16 4 DUNLAP DAVID W SCKT Common stock option M - Exercise D 2.75 -5,000 107,000
2021-02-18 2021-02-16 4 DUNLAP DAVID W SCKT Common stock option M - Exercise D 2.27 -4,000 117,000
2021-02-18 2021-02-16 4 DUNLAP DAVID W SCKT Common Stock S - Sale D 10.0000 -31,500 -315 8,546
2021-02-18 2021-02-16 4 DUNLAP DAVID W SCKT Common Stock M - Exercise D 2.7500 2,500 7 40,046
2021-02-18 2021-02-16 4 DUNLAP DAVID W SCKT Common Stock M - Exercise D 2.7500 5,000 14 37,546
2021-02-18 2021-02-16 4 DUNLAP DAVID W SCKT Common Stock M - Exercise D 2.7500 5,000 14 37,546
2021-02-18 2021-02-16 4 DUNLAP DAVID W SCKT Common Stock M - Exercise D 2.7500 5,000 14 37,546
2021-02-18 2021-02-16 4 DUNLAP DAVID W SCKT Common Stock M - Exercise D 2.2700 4,000 9 22,546
2021-02-18 2021-02-16 4 DUNLAP DAVID W SCKT Common Stock M - Exercise D 2.2700 5,000 11 18,546
2021-02-18 2021-02-16 4 DUNLAP DAVID W SCKT Common Stock M - Exercise D 2.2700 5,000 11 18,546
2021-02-16 2021-02-11 4 MILLS KEVIN J SCKT Common stock option X - Other D 1.82 1.8200 -19,920 -36 278,729
2021-02-16 2021-02-11 4 MILLS KEVIN J SCKT Common Stock X - Other D 1.8200 19,920 36 197,581
2021-02-10 2021-02-10 4 MILLS KEVIN J SCKT Common G - Gift D -15,000 177,661
2021-02-02 2021-02-01 4 MILLS KEVIN J SCKT Common Stock A - Award D 25,000 192,661
2021-02-02 2021-02-01 4 OTT LEONARD L SCKT Common Stock A - Award D 18,000 56,323
2021-02-02 2021-02-01 4 Zhao Lynn SCKT Common Stock A - Award D 18,000 57,027
2021-01-22 2021-01-21 4 OTT LEONARD L SCKT Common Stock Option X - Other D 1.04 -4,940 144,392
2021-01-22 2021-01-21 4 OTT LEONARD L SCKT Common Stock S - Sale D 2.8800 -4,940 -14 16,440
2021-01-22 2021-01-21 4 OTT LEONARD L SCKT Common Stock C - Conversion D 1.0400 4,940 5 21,380
2020-09-01 2020-08-31 4 BASS CHARLIE SCKT Subordinated Convertible note P - Purchase D 1.46 1,000,000.0000 684,931 684,931,000 684,931
2020-09-01 2020-08-31 4 MILLS KEVIN J SCKT Subordinated Convertible Note P - Purchase D 1.46 175,000.0000 119,863 20,976,025 119,863
2020-09-01 2020-08-31 4 MILLS KEVIN J SCKT Common stock A - Award D 45,770 167,661
2020-09-01 2020-08-31 4 Zhao Lynn SCKT Subordinated Convertible Note P - Purchase D 1.46 25,000.0000 17,123 428,075 17,123
2020-09-01 2020-08-31 4 Zhao Lynn SCKT Common stock A - Award D 24,027 39,027
2020-09-01 2020-08-31 4 OTT LEONARD L SCKT Common stock A - Award D 21,883 38,323
2020-09-01 2020-08-31 4 Baillif Lee SCKT Subordinated Convertible Note P - Purchase D 1.46 50,000.0000 34,246 1,712,300 34,246
2020-07-29 2020-07-27 4 OTT LEONARD L SCKT Common stock option X - Other D 1.82 -5,520 149,332
2020-07-29 2020-07-27 4 OTT LEONARD L SCKT Common stock option X - Other D 1.82 -5,520 149,332
2020-07-29 2020-07-27 4 OTT LEONARD L SCKT Common stock option X - Other D 0.95 -3,500 160,372
2020-07-29 2020-07-27 4 OTT LEONARD L SCKT Common stock option X - Other D 1.04 -2,223 163,872
2020-07-29 2020-07-27 4 OTT LEONARD L SCKT Common stock option X - Other D 1.04 -2,223 163,872
2020-07-29 2020-07-27 4 OTT LEONARD L SCKT Common Stock S - Sale D 3.8400 -18,986 -73 16,440
2020-07-29 2020-07-27 4 OTT LEONARD L SCKT Common Stock C - Conversion D 1.8200 5,520 10 35,426
2020-07-29 2020-07-27 4 OTT LEONARD L SCKT Common Stock C - Conversion D 1.8200 5,520 10 35,426
2020-07-29 2020-07-27 4 OTT LEONARD L SCKT Common Stock C - Conversion D 0.9500 3,500 3 24,386
2020-07-29 2020-07-27 4 OTT LEONARD L SCKT Common Stock C - Conversion D 1.0400 2,223 2 20,886
2020-07-29 2020-07-27 4 OTT LEONARD L SCKT Common Stock C - Conversion D 1.0400 2,223 2 20,886
2020-07-29 2020-07-27 4 DUNLAP DAVID W SCKT Common stock option X - Other D 2.36 -3,500 131,000
2020-07-29 2020-07-27 4 DUNLAP DAVID W SCKT Common stock option X - Other D 1.82 -5,000 134,500
2020-07-29 2020-07-27 4 DUNLAP DAVID W SCKT Common stock option X - Other D 2.36 -5,000 134,500
2020-07-29 2020-07-27 4 DUNLAP DAVID W SCKT Common stock option X - Other D 1.82 -4,060 139,500
2020-07-29 2020-07-27 4 DUNLAP DAVID W SCKT Common stock option X - Other D 1.82 -5,000 143,560
2020-07-29 2020-07-27 4 DUNLAP DAVID W SCKT Common Stock S - Sale D 3.8500 -22,560 -87 8,546
2020-07-29 2020-07-27 4 DUNLAP DAVID W SCKT Common Stock C - Conversion D 2.3600 3,500 8 31,106
2020-07-29 2020-07-27 4 DUNLAP DAVID W SCKT Common Stock C - Conversion D 2.3600 5,000 12 27,606
2020-07-29 2020-07-27 4 DUNLAP DAVID W SCKT Common Stock C - Conversion D 1.8200 4,060 7 22,606
2020-07-29 2020-07-27 4 DUNLAP DAVID W SCKT Common Stock C - Conversion D 1.8200 5,000 9 18,546
2020-07-29 2020-07-27 4 DUNLAP DAVID W SCKT Common Stock C - Conversion D 1.8200 5,000 9 18,546
2020-05-28 2020-05-27 4 PARNELL WILLIAM L. JR SCKT Common stock option A - Award D 1.08 8,000 30,000
2020-05-28 2020-05-27 4 MacDonald Brenton Earl SCKT Common stock option A - Award D 1.08 7,000 35,000
2020-05-28 2020-05-27 4 Lazarev Ivan SCKT Common stock option A - Award D 1.08 7,000 12,542
2020-05-28 2020-05-27 4 DUNLAP DAVID W SCKT Common stock option A - Award D 1.08 5,000 153,560
2020-05-28 2020-05-27 4 BASS CHARLIE SCKT Common stock option A - Award D 1.08 10,000 255,750
2020-03-02 2020-02-28 4 MILLS KEVIN J SCKT Common Stock A - Award D 18,000 121,891
2020-03-02 2020-02-28 4 OTT LEONARD L SCKT Common Stock A - Award D 15,000 16,440
2020-03-02 2020-02-28 4 Zhao Lynn SCKT Common Stock A - Award D 15,000 15,000
2020-03-02 2020-02-28 4 Baillif Lee SCKT Common Stock A - Award D 12,500 42,267
2020-02-19 2020-02-19 4 BASS CHARLIE SCKT Common P - Purchase D 1.6300 314 1 1,098,751
2020-02-19 2020-02-18 4 BASS CHARLIE SCKT Common P - Purchase D 1.6500 9,686 16 1,098,437
2020-02-10 2020-02-07 4 MILLS KEVIN J SCKT Common G - Gift D -15,000 103,891
2019-11-08 2019-11-08 4 BASS CHARLIE sckt Common Stock P - Purchase D 1.7400 600 1 1,088,751
2019-10-25 2019-10-23 4 PARNELL WILLIAM L. JR SCKT Common stock option A - Award D 2.24 1,000 22,000
2019-10-25 2019-10-23 4 Lazarev Ivan SCKT Common stock option A - Award D 2.24 5,542 5,542
2019-09-04 2019-08-30 4 Baillif Lee SCKT Common Stock Option J - Other D 2.32 41,200 174,154
2019-09-04 2019-08-30 4 Baillif Lee SCKT Common Stock Option J - Other D 3.04 -28,700 0
2019-09-04 2019-08-30 4 Baillif Lee SCKT Common Stock Option J - Other D 2.74 -12,500 0
2019-09-04 2019-08-30 4 OTT LEONARD L SCKT Common Stock Option J - Other D 2.32 43,450 168,318
2019-09-04 2019-08-30 4 OTT LEONARD L SCKT Common Stock Option J - Other D 3.04 -43,450 0
2019-09-04 2019-08-30 4 DUNLAP DAVID W SCKT Common Stock Option J - Other D 2.32 62,000 148,560
2019-09-04 2019-08-30 4 DUNLAP DAVID W SCKT Common Stock Option J - Other D 3.04 -54,500 0
2019-09-04 2019-08-30 4 DUNLAP DAVID W SCKT Common Stock Option J - Other D 2.74 -7,500 0
2019-09-04 2019-08-30 4 MILLS KEVIN J SCKT Common Stock Option J - Other D 2.32 98,700 298,649
2019-09-04 2019-08-30 4 MILLS KEVIN J SCKT Common Stock Option J - Other D 3.04 -88,700 0
2019-09-04 2019-08-30 4 MILLS KEVIN J SCKT Common Stock Option J - Other D 2.74 -10,000 0
2019-09-04 2019-08-30 4 Zhao Lynn SCKT Common Stock Option J - Other D 2.32 14,660 91,432
2019-09-04 2019-08-30 4 Zhao Lynn SCKT Common Stock Option J - Other D 3.04 -14,660 0
2019-07-30 2019-07-26 4 OTT LEONARD L sckt Common stock option X - Other D 1.04 -494 168,318
2019-07-30 2019-07-26 4 OTT LEONARD L sckt Common D - Sale to Issuer D 2.8000 -494 -1 1,440
2019-07-30 2019-07-26 4 OTT LEONARD L sckt Common C - Conversion D 1.0400 494 1 1,934
2019-05-24 2019-05-22 4 MacDonald Brenton Earl sckt Common stock option A - Award D 2.45 7,000 28,000
2019-05-24 2019-05-22 4 PARNELL WILLIAM L. JR sckt Common stock option A - Award D 2.45 7,000 21,000
2019-05-24 2019-05-22 4 CHAN NELSON C sckt Common stock option A - Award D 2.45 8,000 31,000
2019-05-24 2019-05-22 4 DUNLAP DAVID W sckt Common stock option A - Award D 2.45 5,000 148,560
2019-05-24 2019-05-22 4 BASS CHARLIE sckt Common stock option A - Award D 2.45 10,000 255,750
2019-02-19 2019-02-15 4 MILLS KEVIN J SCKT Common stock option A - Award D 1.90 40,000 307,274
2019-02-19 2019-02-15 4 OTT LEONARD L SCKT Common stock option A - Award D 1.90 20,000 168,812
2019-02-19 2019-02-15 4 DUNLAP DAVID W SCKT Common stock option A - Award D 1.90 8,500 155,710
2019-02-19 2019-02-15 4 Baillif Lee SCKT Common stock option A - Award D 1.90 12,000 185,354
2019-02-19 2019-02-15 4 Zhao Lynn SCKT Common stock option A - Award D 1.90 18,000 97,052
2019-01-29 2019-01-25 4 MILLS KEVIN J SCKT Common G - Gift D -15,000 118,891
2018-06-04 2018-06-01 4 BASS CHARLIE SCKT Common stock option A - Award D 2.52 10,000 255,750
2018-06-04 2018-06-01 4 MacDonald Brenton Earl SCKT Common stock option A - Award D 2.52 7,000 21,000
2018-06-04 2018-06-01 4 PARNELL WILLIAM L. JR SCKT Common stock option A - Award D 2.52 7,000 14,000
2018-06-04 2018-06-01 4 CHAN NELSON C SCKT Common stock option A - Award D 2.52 8,000 23,000
2018-06-04 2018-05-31 4 DUNLAP DAVID W SCKT Common stock option X - Other D 1.04 1.0400 -1,212 -1 147,210
2018-06-04 2018-05-31 4 DUNLAP DAVID W SCKT Common stock option X - Other D 0.95 0.9500 -2,917 -3 148,422
2018-06-04 2018-05-31 4 DUNLAP DAVID W SCKT Common S - Sale D 2.5700 -4,129 -11 8,546
2018-06-04 2018-05-31 4 DUNLAP DAVID W SCKT Common C - Conversion D 1.0400 1,212 1 12,675
2018-06-04 2018-05-31 4 DUNLAP DAVID W SCKT Common C - Conversion D 0.9500 2,917 3 11,463
2018-05-04 2018-05-02 4 Lopez James SCKT Common stock option A - Award D 2.93 14,500 100,500
2018-05-04 2018-05-02 4 DUNLAP DAVID W SCKT Common stock option A - Award D 2.93 4,000 151,339
2018-05-04 2018-05-02 4 MILLS KEVIN J SCKT Common stock option A - Award D 2.93 17,500 267,274
2018-05-04 2018-05-02 4 Zhao Lynn SCKT Common stock option A - Award D 2.93 10,000 79,052
2018-05-04 2018-05-02 4 Baillif Lee SCKT Common stock option A - Award D 2.93 12,000 173,354
2018-05-04 2018-05-02 4 OTT LEONARD L SCKT Common stock option A - Award D 2.93 13,500 148,812
2018-01-10 2018-01-09 4 MILLS KEVIN J SCKT Common G - Gift D -12,000 138,941
2017-09-06 2017-09-05 4 BASS CHARLIE SCKT Convertible Subordinated Note M - Exercise D 1.25 -1,068,660 0
2017-09-06 2017-09-05 4 BASS CHARLIE SCKT Common Stock M - Exercise D 1.2500 854,927 1,069 1,088,151
2017-09-06 2017-09-05 4 Baillif Lee SCKT Convertible Subordinated Note M - Exercise D 1.25 -37,302 0
2017-09-06 2017-09-05 4 Baillif Lee SCKT Common Stock M - Exercise D 1.2500 29,841 37 31,199
2017-09-01 2017-08-30 4 DUNLAP DAVID W SCKT Common stock option X - Other D 1.96 1.9600 -2,780 -5 147,339
2017-09-01 2017-08-30 4 DUNLAP DAVID W SCKT Common S - Sale D 4.0000 -2,780 -11 8,546
2017-09-01 2017-08-30 4 DUNLAP DAVID W SCKT Common C - Conversion D 1.9600 2,780 5 11,326
2017-08-28 2017-08-25 4 DUNLAP DAVID W SCKT Common stock option X - Other D 1.96 1.9600 -5,000 -10 150,119
2017-08-28 2017-08-25 4 DUNLAP DAVID W SCKT Common S - Sale D 4.0000 -5,000 -20 8,546
2017-08-28 2017-08-25 4 DUNLAP DAVID W SCKT Common C - Conversion D 1.9600 5,000 10 13,546
2017-08-03 2017-08-01 4 OTT LEONARD L SCKT Common stock option X - Other D 3.04 -500 135,312
2017-08-03 2017-08-01 4 OTT LEONARD L SCKT Common D - Sale to Issuer D 4.5000 -500 -2 1,440
2017-08-03 2017-08-01 4 OTT LEONARD L SCKT Common C - Conversion D 3.0400 500 2 1,940
2017-08-01 2017-07-28 4 BASS CHARLIE SCKT Common stock option A - Award D 3.88 10,000 245,750
2017-08-01 2017-07-28 4 MacDonald Brenton Earl SCKT Common stock option A - Award D 3.88 7,000 14,000
2017-08-01 2017-07-28 4 CHAN NELSON C SCKT Common stock option A - Award D 3.88 8,000 15,000
2017-07-05 2017-07-03 4 OTT LEONARD L SCKT Common stock option X - Other D 3.04 -500 135,812
2017-07-05 2017-07-03 4 OTT LEONARD L SCKT Common D - Sale to Issuer D 4.5000 -500 -2 1,440
2017-07-05 2017-07-03 4 OTT LEONARD L SCKT Common C - Conversion D 3.0400 500 2 1,940
2017-05-26 2017-05-26 4 DUNLAP DAVID W SCKT Common stock option X - Other D 1.04 1.0400 -917 -1 155,119
2017-05-26 2017-05-26 4 DUNLAP DAVID W SCKT Common stock option X - Other D 0.95 0.9500 -1,083 -1 156,036
2017-05-26 2017-05-26 4 DUNLAP DAVID W SCKT Common S - Sale D 3.6600 -2,000 -7 8,546
2017-05-26 2017-05-26 4 DUNLAP DAVID W SCKT Common C - Conversion D 1.0400 917 1 10,546
2017-05-26 2017-05-26 4 DUNLAP DAVID W SCKT Common C - Conversion D 0.9500 1,083 1 9,629
2017-04-25 2017-04-25 4 OTT LEONARD L SCKT Common D - Sale to Issuer D 4.5000 -150 -1 1,440
2017-04-25 2017-04-25 4 OTT LEONARD L SCKT Common C - Conversion D 2.7400 150 0 1,590
2017-04-25 2017-04-20 4 OTT LEONARD L SCKT Common stock option X - Other D 2.74 -150 136,312
2017-04-25 2017-04-20 4 OTT LEONARD L SCKT Common stock option X - Other D 2.74 -500 136,462
2017-04-25 2017-04-20 4 OTT LEONARD L SCKT Common D - Sale to Issuer D 4.3000 -500 -2 1,440
2017-04-25 2017-04-20 4 OTT LEONARD L SCKT Common C - Conversion D 2.7400 500 1 1,940
2017-04-07 2017-04-05 4 OTT LEONARD L SCKT Common stock option X - Other D 2.74 -200 136,962
2017-04-07 2017-04-05 4 OTT LEONARD L SCKT Common D - Sale to Issuer D 4.3000 -200 -1 1,440
2017-04-07 2017-04-05 4 OTT LEONARD L SCKT Common C - Conversion D 2.7400 200 1 1,640
2017-04-05 2017-04-04 4 OTT LEONARD L SCKT Common stock option X - Other D 2.92 -1,522 125,162
2017-04-05 2017-04-04 4 OTT LEONARD L SCKT Common D - Sale to Issuer D 4.2400 -1,522 -6 1,440
2017-04-05 2017-04-04 4 OTT LEONARD L SCKT Common C - Conversion D 2.9200 1,522 4 2,962
2017-04-05 2017-04-03 4 MILLS KEVIN J SCKT Common stock option A - Award D 4.22 16,000 249,774
2017-04-05 2017-04-03 4 Lopez James SCKT Common stock option A - Award D 4.22 12,000 86,000
2017-04-05 2017-04-03 4 Baillif Lee SCKT Common stock option A - Award D 4.22 12,000 161,354
2017-04-05 2017-04-03 4 DUNLAP DAVID W SCKT Common stock option A - Award D 4.22 12,000 157,119
2017-04-05 2017-04-03 4 OTT LEONARD L SCKT Common stock option A - Award D 4.22 12,000 137,162
2017-04-04 2017-04-03 4 OTT LEONARD L SCKT Common stock option X - Other D 2.90 -11,544 126,684
2017-04-04 2017-04-03 4 OTT LEONARD L SCKT Common D - Sale to Issuer D 4.3200 -11,544 -50 1,440
2017-04-04 2017-04-03 4 OTT LEONARD L SCKT Common C - Conversion D 2.9000 11,544 33 12,984
2017-04-04 2017-03-31 4 OTT LEONARD L SCKT Common stock option X - Other D 2.95 -3,211 138,228
2017-04-04 2017-03-31 4 OTT LEONARD L SCKT Common D - Sale to Issuer D 4.1700 -3,211 -13 1,440
2017-04-04 2017-03-31 4 OTT LEONARD L SCKT Common C - Conversion D 2.9500 3,211 9 4,651
2017-03-07 2017-03-06 4 DUNLAP DAVID W SCKT Common stock option X - Other D 0.95 0.9500 -4,071 -4 145,119
2017-03-07 2017-03-06 4 DUNLAP DAVID W SCKT Common D - Sale to Issuer D 4.5199 -4,071 -18 8,546
2017-03-07 2017-03-06 4 DUNLAP DAVID W SCKT Common C - Conversion D 0.9500 4,071 4 12,617
2017-03-07 2017-03-03 4 DUNLAP DAVID W SCKT Common stock option X - Other D 0.95 0.9500 -929 -1 149,190
2017-03-07 2017-03-03 4 DUNLAP DAVID W SCKT Common D - Sale to Issuer D 4.5000 -929 -4 8,546
2017-03-07 2017-03-03 4 DUNLAP DAVID W SCKT Common C - Conversion D 0.9500 929 1 9,475
2017-03-06 2017-03-03 4 MILLS KEVIN J SCKT Common S - Sale D 4.4800 -4,096 -18 145,941
2017-03-06 2017-03-02 4 MILLS KEVIN J SCKT Common S - Sale D 4.4800 -904 -4 150,037
2017-03-02 2017-02-28 4 OTT LEONARD L SCKT Common stock option X - Other D 3.04 3.0400 -11 -0 141,439
2017-03-02 2017-02-28 4 OTT LEONARD L SCKT Common D - Sale to Issuer D 4.1000 -11 -0 1,440
2017-03-02 2017-02-28 4 OTT LEONARD L SCKT Common C - Conversion D 3.0400 11 0 1,451
2017-03-02 2017-02-27 4 OTT LEONARD L SCKT Common stock option X - Other D 2.74 2.7400 -4,637 -13 141,450
2017-03-02 2017-02-27 4 OTT LEONARD L SCKT Common D - Sale to Issuer D 4.3167 -4,637 -20 1,440
2017-03-02 2017-02-27 4 OTT LEONARD L SCKT Common C - Conversion D 2.7400 4,637 13 6,077
2017-02-27 2017-02-27 4 DUNLAP DAVID W SCKT Common stock option X - Other D 1.08 1.0800 -6,800 -7 150,119
2017-02-27 2017-02-27 4 DUNLAP DAVID W SCKT Common S - Sale D 4.3000 -6,800 -29 8,546
2017-02-27 2017-02-27 4 DUNLAP DAVID W SCKT Common C - Conversion D 1.0800 6,800 7 15,346
2017-01-05 2017-01-04 4 MILLS KEVIN J SCKT Common G - Gift D -12,000 150,941
2016-12-15 2016-12-13 4 DUNLAP DAVID W SCKT Common stock option X - Other D 1.04 1.0400 -5,000 -5 156,919
2016-12-15 2016-12-13 4 DUNLAP DAVID W SCKT Common S - Sale D 4.0000 -5,000 -20 8,546
2016-12-15 2016-12-13 4 DUNLAP DAVID W SCKT Common C - Conversion D 1.0400 5,000 5 13,546
2016-11-30 2016-11-30 4 DUNLAP DAVID W SCKT Common stock option X - Other D 1.04 1.0400 -1,300 -1 161,919
2016-11-30 2016-11-30 4 DUNLAP DAVID W SCKT Common D - Sale to Issuer D 3.2800 -1,300 -4 8,546
2016-11-30 2016-11-30 4 DUNLAP DAVID W SCKT Common C - Conversion D 1.0400 1,300 1 9,846
2016-11-30 2016-11-29 4 DUNLAP DAVID W SCKT Common stock option X - Other D 1.04 1.0400 -3,400 -4 163,219
2016-11-30 2016-11-29 4 DUNLAP DAVID W SCKT Common D - Sale to Issuer D 3.2200 -3,400 -11 8,546
2016-11-30 2016-11-29 4 DUNLAP DAVID W SCKT Common C - Conversion D 1.0400 3,400 4 12,246
2016-11-23 2016-11-22 4 DUNLAP DAVID W SCKT Common stock option X - Other D 1.04 1.0400 -300 -0 166,619
2016-11-23 2016-11-22 4 DUNLAP DAVID W SCKT Common D - Sale to Issuer D 3.3800 -300 -1 8,546
2016-11-23 2016-11-22 4 DUNLAP DAVID W SCKT Common C - Conversion D 1.0400 300 0 8,846
2016-11-14 2016-10-25 4/A MILLS KEVIN J SCKT Common stock option X - Other D 1.96 1.9600 -21,560 -42 233,774
2016-11-14 2016-10-25 4/A MILLS KEVIN J SCKT Common Stock F - Taxes D 1.9600 21,560 42 162,941
2016-10-26 2016-10-25 4 MILLS KEVIN J SCKT Common stock option X - Other D 1.96 1.9600 -21,560 -42 233,774
2016-10-26 2016-10-25 4 MILLS KEVIN J SCKT Common Stock F - Taxes D 1.9600 21,560 42 172,943
2016-06-23 2016-06-20 4 DUNLAP DAVID W SCKT Common stock option A - Award D 3.84 3,000 166,919
2016-05-25 2016-05-25 4 DUNLAP DAVID W SCKT Common stock option X - Other D 0.95 0.9500 -5,000 -5 163,919
2016-05-25 2016-05-25 4 DUNLAP DAVID W SCKT Common D - Sale to Issuer D 3.7200 -5,000 -19 8,546
2016-05-25 2016-05-25 4 DUNLAP DAVID W SCKT Common C - Conversion D 0.9500 5,000 5 13,546
2016-05-12 2016-05-10 4 Emery Charles C Jr SCKT Common stock option A - Award D 3.70 7,000 51,200
2016-05-12 2016-05-10 4 SEALEY PETER SCKT Common stock option A - Award D 3.70 8,000 84,000
2016-05-12 2016-05-10 4 BASS CHARLIE SCKT Common stock option A - Award D 3.70 10,000 235,750
2016-05-12 2016-05-12 4 MILLS KEVIN J SCKT Common Stock S - Sale D 3.8800 -5,000 -19 141,381
2016-04-21 2016-04-21 4 OTT LEONARD L SCKT Common stock option X - Other D 1.96 1.9600 -6,000 -12 146,087
2016-04-21 2016-04-21 4 OTT LEONARD L SCKT Common D - Sale to Issuer D 3.5000 -6,000 -21 1,440
2016-04-21 2016-04-21 4 OTT LEONARD L SCKT Common C - Conversion D 1.9600 6,000 12 7,440
2016-04-20 2016-04-15 4 OTT LEONARD L SCKT Common stock option X - Other D 1.96 1.9600 -2,100 -4 152,087
2016-04-20 2016-04-15 4 OTT LEONARD L SCKT Common D - Sale to Issuer D 1.9600 -2,100 -4 1,440
2016-04-20 2016-04-15 4 OTT LEONARD L SCKT Common C - Conversion D 1.9600 2,100 4 3,540
2016-03-15 2016-03-14 4 OTT LEONARD L sckt Common stock option X - Other D 1.96 1.9600 -3,800 -7 154,187
2016-03-15 2016-03-14 4 OTT LEONARD L sckt Common stock option X - Other D 1.08 1.0800 -5,500 -6 157,987
2016-03-15 2016-03-14 4 OTT LEONARD L sckt Common D - Sale to Issuer D 3.2500 -3,800 -12 1,440
2016-03-15 2016-03-14 4 OTT LEONARD L sckt Common D - Sale to Issuer D 3.0100 -5,500 -17 5,240
2016-03-15 2016-03-14 4 OTT LEONARD L sckt Common C - Conversion D 1.9600 3,800 7 10,740
2016-03-15 2016-03-14 4 OTT LEONARD L sckt Common C - Conversion D 1.0800 5,500 6 6,940
2016-02-24 2016-02-22 4 Baillif Lee SCKT Common stock option A - Award D 2.75 20,000 149,354
2016-02-24 2016-02-22 4 OTT LEONARD L SCKT Common stock option A - Award D 2.75 17,500 163,487
2016-02-24 2016-02-22 4 Lopez James SCKT Common stock option A - Award D 2.75 17,500 74,000
2016-02-24 2016-02-22 4 DUNLAP DAVID W SCKT Common stock option A - Award D 2.75 17,500 168,919
2016-02-24 2016-02-22 4 MILLS KEVIN J SCKT Common stock option A - Award D 2.75 25,000 255,334
2016-02-18 2016-02-16 4 MILLS KEVIN J SCKT Common G - Gift D -18,000 146,381
2015-06-05 2015-06-04 4 Emery Charles C Jr SCKT Common stock option A - Award D 2.00 7,000 44,200
2015-06-05 2015-06-04 4 SEALEY PETER SCKT Common stock option A - Award D 2.00 8,000 76,000
2015-06-05 2015-06-04 4 BASS CHARLIE SCKT Common stock option A - Award D 2.00 10,000 225,750
2015-02-24 2015-02-23 4 Lopez James SCKT Common stock option A - Award D 2.27 16,500 56,500
2015-02-24 2015-02-23 4 MILLS KEVIN J SCKT Common stock option A - Award D 2.27 20,000 230,334
2015-02-24 2015-02-23 4 DUNLAP DAVID W SCKT Common stock option A - Award D 2.27 14,000 151,419
2015-02-24 2015-02-23 4 OTT LEONARD L SCKT Common stock option A - Award D 2.27 14,000 145,987
2015-02-24 2015-02-23 4 Baillif Lee SCKT Common stock option A - Award D 2.27 17,500 129,354
2015-01-26 2015-01-23 4 MILLS KEVIN J SCKT Common Stock S - Sale D 3.0800 -5,000 -15 163,371
2014-12-17 2014-12-16 4 MILLS KEVIN J SCKT Common Stock S - Sale D 2.0900 -33 -0 169,371
2014-09-30 2014-09-29 4 MILLS KEVIN J SCKT Common Stock S - Sale D 2.5900 -5,000 -13 169,414
2014-07-24 2014-07-23 4 Emery Charles C Jr SCKT Common stock option A - Award D 1.59 7,000 37,200
2014-07-24 2014-07-23 4 SEALEY PETER SCKT Common stock option A - Award D 1.59 8,000 68,000
2014-07-24 2014-07-23 4 BASS CHARLIE SCKT Common stock option A - Award D 1.59 10,000 215,750
2014-06-04 2014-06-02 4 MILLS KEVIN J SCKT Common stock option A - Award D 1.89 5,000 210,334
2014-06-04 2014-06-02 4 BASS CHARLIE SCKT Common stock option A - Award D 1.89 45,000 205,750
2014-04-29 2014-04-29 4 Fidel Erik L. SCKT Common P - Purchase D 1.0800 3,700 4 101,820
2014-03-04 2014-03-03 4 Baillif Lee SCKT Common stock option A - Award D 0.95 14,000 111,854
2014-03-04 2014-03-03 4 MILLER TIM SCKT Common stock option A - Award D 0.95 14,000 130,427
2014-03-04 2014-03-03 4 OTT LEONARD L SCKT Common stock option A - Award D 0.95 14,000 131,987
2014-03-04 2014-03-03 4 DUNLAP DAVID W SCKT Common stock option A - Award D 0.95 14,000 137,419
2014-03-04 2014-03-03 4 MILLS KEVIN J SCKT Common stock option A - Award D 0.95 20,000 205,334
2013-11-27 2013-11-25 4 Baillif Lee SCKT Common stock S - Sale D 1.0100 -1,300 -1 243
2013-09-10 2013-09-06 4 Baillif Lee SCKT Conv Sub note A - Award D 1.25 27,159.0000 27,159 737,611 27,159
2013-09-10 2013-09-06 4 Baillif Lee SCKT Conv Sub Note H - Other D 2.00 25,000.0000 25,000 625,000 0
2013-09-10 2013-09-06 4 Emery Charles C Jr SCKT Conv Sub Note A - Award D 1.25 27,159.0000 27,159 737,611 27,159
2013-09-10 2013-09-06 4 Emery Charles C Jr SCKT Conv Sub Note H - Other D 2.00 25,000.0000 25,000 625,000 0
2013-09-10 2013-09-06 4 MALMED LEON SCKT Conv Sub Note A - Award D 1.25 27,181.0000 27,181 738,807 27,181
2013-09-10 2013-09-06 4 MALMED LEON SCKT Conv Sub Note H - Other D 2.00 25,000.0000 25,000 625,000 0
2013-09-10 2013-09-06 4 MILLS KEVIN J SCKT Conv Sub Note A - Award D 1.25 25,855.0000 25,855 668,481 25,855
2013-09-10 2013-09-06 4 MILLS KEVIN J SCKT Conv Sub Note H - Other D 2.00 25,000.0000 25,000 625,000 0
2013-09-10 2013-09-06 4 BASS CHARLIE SCKT Conv Sub Note A - Award D 1.25 273,342.0000 273,342 74,715,849 273,342
2013-09-10 2013-09-06 4 BASS CHARLIE SCKT Conv Sub Note H - Other D 2.00 250,000.0000 250,000 62,500,000 0
2013-09-10 2013-09-06 4 BASS CHARLIE SCKT Conv Sub Note A - Award D 1.25 371,928.0000 371,928 138,330,437 371,928
2013-09-10 2013-09-06 4 BASS CHARLIE SCKT Conv Sub Note H - Other D 1.04 350,000.0000 350,000 122,500,000 0
2013-08-01 2013-08-01 4 Fidel Erik L. SCKT Common P - Purchase D 1.3900 1,000 1 98,120
2013-07-30 2013-07-26 4 Fidel Erik L. SCKT Common stock option A - Award D 1.50 5,000 5,000
2013-07-30 2013-07-26 4 Jost Kevin R SCKT Common stock option A - Award D 1.50 7,000 7,000
2013-07-30 2013-07-26 4 Emery Charles C Jr SCKT Common stock option A - Award D 1.50 7,000 30,200
2013-07-30 2013-07-26 4 SEALEY PETER SCKT Common stock option A - Award D 1.50 8,000 60,000
2013-07-30 2013-07-26 4 MALMED LEON SCKT Common stock option A - Award D 1.50 8,000 76,450
2013-07-30 2013-07-26 4 BASS CHARLIE SCKT Common stock option A - Award D 1.50 10,000 160,750
2013-07-10 2013-07-08 4 GIFFORD MICHEAL L SCKT Common S - Sale D 1.9800 -101 -0 10,749
2013-06-14 3 Jost Kevin R SCKT Socket Mobile Common Stock D 0
2013-06-13 3 Fidel Erik L. SCKT Socket Mobile Common Stock D 97,120
2013-05-03 2013-05-02 4 GIFFORD MICHEAL L SCKT Common Stock Options X - Other D 1.08 1.0800 -6,000 -6 111,714
2013-05-03 2013-05-02 4 GIFFORD MICHEAL L SCKT Common S - Sale D 1.7700 -6,000 -11 10,850
2013-05-03 2013-05-02 4 GIFFORD MICHEAL L SCKT Common X - Other D 1.0800 6,000 6 16,850
2013-04-03 2013-04-01 4 Baillif Lee SCKT Common stock option A - Award D 1.04 14,914 97,854
2013-04-03 2013-04-01 4 MILLER TIM SCKT Common stock option A - Award D 1.04 12,822 116,427
2013-04-03 2013-04-01 4 OTT LEONARD L SCKT Common stock option A - Award D 1.04 14,822 117,987
2013-04-03 2013-04-01 4 Emery Charles C Jr SCKT Common stock option A - Award D 1.04 200 23,200
2013-04-03 2013-04-01 4 GIFFORD MICHEAL L SCKT Common stock option A - Award D 1.04 12,375 117,714
2013-04-03 2013-04-01 4 DUNLAP DAVID W SCKT Common stock option A - Award D 1.04 12,129 123,419
2013-04-03 2013-04-01 4 MILLS KEVIN J SCKT Common stock option A - Award D 1.04 15,629 185,334
2013-04-03 2013-04-01 4 BASS CHARLIE SCKT Common stock option A - Award D 1.04 5,500 150,750
2013-04-03 2013-04-01 4 MALMED LEON sckt Common stock option A - Award D 1.04 200 68,450
2012-12-13 2012-12-12 4 BASS CHARLIE SCKT Convertible Subordinate Note A - Award D 2.00 50,000.0000 50,000 2,500,000 600,000
2012-12-06 2012-12-06 4 BASS CHARLIE SCKT Convertible Subordinate Note A - Award D 2.00 50,000.0000 50,000 2,500,000 550,000
2012-11-29 2012-11-28 4 BASS CHARLIE SCKT Convertible Subordinate Note A - Award D 2.00 100,000.0000 100,000 10,000,000 500,000
2012-11-16 2012-11-15 4 BASS CHARLIE SCKT Convertible Subordinate Note A - Award D 2.00 50,000.0000 50,000 2,500,000 400,000
2012-11-13 2012-11-08 4 BASS CHARLIE SCKT Common stock option A - Award D 1.08 35,000 145,250
2012-11-13 2012-11-08 4 BASS CHARLIE SCKT Convertible Subordinate Note A - Award D 2.00 100,000.0000 100,000 10,000,000 350,000
2012-11-13 2012-11-09 4 Baillif Lee SCKT Common stock option A - Award D 1.08 2,800 82,940
2012-11-13 2012-11-09 4 OTT LEONARD L SCKT Common stock option A - Award D 1.08 5,500 103,165
2012-11-13 2012-11-09 4 MILLER TIM SCKT Common stock option A - Award D 1.08 5,500 103,605
2012-11-13 2012-11-09 4 DUNLAP DAVID W SCKT Common stock option A - Award D 1.08 6,800 111,290
2012-11-13 2012-11-09 4 GIFFORD MICHEAL L SCKT Common stock option A - Award D 1.08 7,200 105,339
2012-11-13 2012-11-09 4 MILLS KEVIN J SCKT Common stock option A - Award D 1.08 8,900 169,705
2012-08-07 2012-08-03 4 Baillif Lee SCKT Convertible Subordinate Note A - Award D 2.00 25,000.0000 25,000 625,000 25,000
2012-08-07 2012-08-03 4 MILLS KEVIN J SCKT Convertible Subordinate Note A - Award D 2.00 25,000.0000 25,000 625,000 25,000
2012-08-07 2012-08-03 4 MILLER TIM SCKT Convertible Subordinate Note A - Award D 2.00 25,000.0000 25,000 625,000 25,000
2012-08-07 2012-08-03 4 Emery Charles C Jr SCKT Convertible Subordinate Note A - Award D 2.00 25,000.0000 25,000 625,000 25,000
2012-08-07 2012-08-03 4 MILLER THOMAS O SCKT Convertible Subordinate Note A - Award D 2.00 25,000.0000 25,000 625,000 25,000
2012-08-07 2012-08-03 4 MALMED LEON SCKT Convertible Subordinate Note A - Award D 2.00 25,000.0000 25,000 625,000 25,000
2012-08-07 2012-08-03 4 BASS CHARLIE SCKT Convertible Subordinate Note A - Award D 2.00 250,000.0000 250,000 62,500,000 250,000
2012-08-03 2012-08-01 4 Emery Charles C Jr SCKT Common stock option A - Award D 1.20 2,000 23,000
2012-08-03 2012-08-01 4 Baillif Lee SCKT Common stock option A - Award D 1.20 2,000 80,140
2012-08-03 2012-08-01 4 MILLS KEVIN J SCKT Common stock option A - Award D 1.20 2,000 160,805
2012-08-03 2012-08-01 4 MILLER TIM SCKT Common stock option A - Award D 1.20 2,000 98,105
2012-08-03 2012-08-01 4 MILLER THOMAS O SCKT Common stock option A - Award D 1.20 2,000 37,000
2012-08-03 2012-08-01 4 BASS CHARLIE SCKT Common stock option A - Award D 1.20 20,000 110,250
2012-08-03 2012-08-01 4 MALMED LEON SCKT Common stock option A - Award D 1.20 2,000 68,250
2012-04-27 2012-04-25 4 Emery Charles C Jr SCKT Common stock option A - Award D 2.22 7,000 21,000
2012-04-27 2012-04-25 4 MILLER THOMAS O SCKT Common stock option A - Award D 2.22 7,000 35,000
2012-04-27 2012-04-25 4 SEALEY PETER SCKT Common stock option A - Award D 2.22 8,000 52,000
2012-04-27 2012-04-25 4 MALMED LEON SCKT Common stock option A - Award D 2.22 8,000 66,250
2012-04-27 2012-04-25 4 BASS CHARLIE SCKT Common stock option A - Award D 2.22 10,000 90,250
2012-02-29 2012-02-27 4 MILLER TIM SCKT Common stock option A - Award D 2.36 8,500 96,105
2012-02-29 2012-02-27 4 Baillif Lee SCKT Common stock option A - Award D 2.36 8,500 78,140
2012-02-29 2012-02-27 4 OTT LEONARD L SCKT Common stock option A - Award D 2.36 8,500 97,665
2012-02-29 2012-02-27 4 DUNLAP DAVID W SCKT Common stock option A - Award D 2.36 8,500 104,490
2012-02-29 2012-02-27 4 GIFFORD MICHEAL L SCKT Common stock option A - Award D 2.36 8,500 98,139
2012-02-29 2012-02-27 4 MILLS KEVIN J SCKT Common stock option A - Award D 2.36 10,000 158,805
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
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