USMD / Tidal Trust II - Corevalues America First Technology ETF - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Tidal Trust II - Corevalues America First Technology ETF
US ˙ ARCA

Total de Insiders23
Pontuação de Sentimento de Insider

A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.

É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com a maior acumulação de insiders.

Pontuação de Sentimento dos Oficiais

A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.

Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.

Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com maior sentimento dos insiders.

Principais Métricas de Insider

Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.

Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).

Número Líquido de Insiders Comprando (Classificação)

N/A

Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).

Percentual do Float Comprado por Insiders (Classificação)

N/A

Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.

Gráfico de Negociação de Insider

Tidal Trust II - Corevalues America First Technology ETF negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.

Roster de Insider e Métricas de Lucratividade

Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.

See our leaderboard of most profitable insider traders.

Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
James F Berend 0
Steven Brock Director - [D] 0 0
Bukosky Michael W. Chief Administrative Officer - [O] 0 0
Darcie Ann Bundy Director - [D] 0 0
Gregory Allen Cardenas General Counsen and Secretary - [O] 7,707 7,707
Breaux Castleman Director - [D] 0 0
Collini M. Patrick Director - [D] 0 0
Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Cook Charles E. Director - [D] 0 0
Cummings Frederick P. Director - [D] 0 0
Lawrence E Darst Director - [D] 0 0
Davis Gordon R. Chief Accounting Officer - [O] 3,166 3,166
Dickey Russell A. Director - [D] 0 0
Christopher Dunleavy Chief Financial Officer - [O] 16,752 16,752
House John M. Chief Executive Officer, Director - [D] [O] 0 0
Johnston Richard C. Chief Physician Officer - [O] 0 0
Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Jones Carolyn P. CFO - [O] 3,074 3,074
Karen Kennedy Chief Development Officer - [O] 3,143 3,143
Gary Rudin President and COO, Director - [D] [O] 21,607 21,607
Saalfield James G. Director - [D] 0 0
Paul David Thompson Director - [D] 0 0
Khang Tran Director - [D] 1,721 1,721
UANT Ventures, L.P. 10% Owner - [10%] 8,666,440 8,666,440
Robert Allan Yonke Chief Development Officer - [O] 8,697 8,697

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Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em USMD / Tidal Trust II - Corevalues America First Technology ETF. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Máx
Preço em
Máx
Lucro
Máximo ($)
Retorno Máximo (%)
2013-11-15 Brock Steven 434 7.3200 434 7.3200 3,177 730
2012-12-18 Cook Charles E. 31,847 11.4156 31,847 11.4156 363,553

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

USMD / Tidal Trust II - Corevalues America First Technology ETF Insider Trades
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo

Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em USMD / Tidal Trust II - Corevalues America First Technology ETF. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
2013-06-19 Johnston Richard C. 988 33.3350 988 33.3350 32,935 730

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

USMD / Tidal Trust II - Corevalues America First Technology ETF Insider Trades
Histórico de Transações

Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.

Arquivo
Data
Data da
Operação
Formulário Insider Ticker Título de Segurança Código 10b5-1 Direto Preço de Exercício
Preço Unitário
Preço por
Unidade
Unidades
Alteradas
Valor
Alterado (1K)
Opções
Restantes
Ações
Restantes
2016-10-04 2016-09-30 4 Castleman Breaux USMD Common Stock ($.01 par value) D - Sale to Issuer D -14,491 0
2016-10-04 2016-09-30 4 House John M. USMD 7.25% Convertible Subordinated Note due 2020 C - Conversion D 10.61 -23,563 0
2016-10-04 2016-09-30 4 House John M. Indirectly held trhoguh UANT Ventures, L.P. USMD Option to purchase D - Sale to Issuer I 24.84 -1,801 0
2016-10-04 2016-09-30 4 House John M. Indirectly held through John M. House, MD, P.A. USMD Common Stock ($.01 par value) D - Sale to Issuer I -13,248 0
2016-10-04 2016-09-30 4 House John M. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) D - Sale to Issuer I -756,334 0
2016-10-04 2016-09-30 4 House John M. USMD Common Stock ($.01 par value) D - Sale to Issuer D -124,862 0
2016-10-04 2016-09-30 4 House John M. USMD Common Stock ($.01 par value) C - Conversion D 10.6100 23,563 250 124,862
2016-10-04 2016-09-30 4 Dickey Russell A. Indirectly held through AOB Surgical Group, Ltd. USMD 5% Convertible Subordinated Notes Due 2019 D - Sale to Issuer I 10.61 -34,498 0
2016-10-04 2016-09-30 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) D - Sale to Issuer I -37,225 0
2016-10-04 2016-09-30 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) J - Other I 10.0000 -2,600 -26 37,225
2016-10-04 2016-09-30 4 Dickey Russell A. USMD Common Stock ($.01 par value) D - Sale to Issuer D -30,223 0
2016-10-04 2016-09-30 4 Brock Steven Indirectly held trhoguh AOB Surgical Group, Ltd. USMD 5% Convertible Subordinated Notes Due 2019 D - Sale to Issuer I 10.61 -5,750 0
2016-10-04 2016-09-30 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) D - Sale to Issuer I -39,198 0
2016-10-04 2016-09-30 4 Brock Steven USMD Common Stock ($.01 par value) D - Sale to Issuer D -19,114 0
2016-10-04 2016-09-30 4 Saalfield James G. Indirectly held trhoguh UANT Ventures, L.P. USMD Option to purchase D - Sale to Issuer I 24.84 -1,756 0
2016-10-04 2016-09-30 4 Saalfield James G. Indirectly held through James G. Saalfield, MD, P.A. USMD Common Stock ($.01 par value) D - Sale to Issuer I -13,248 0
2016-10-04 2016-09-30 4 Saalfield James G. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) D - Sale to Issuer I -121,464 0
2016-10-04 2016-09-30 4 Saalfield James G. USMD Common Stock ($.01 par value) D - Sale to Issuer D -19,809 0
2016-10-04 2016-09-30 4 Thompson Paul David Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) D - Sale to Issuer I -409,479 0
2016-10-04 2016-09-30 4 Thompson Paul David USMD Common Stock ($.01 par value) D - Sale to Issuer D -42,861 0
2016-10-04 2016-09-30 4 Cook Charles E. USMD 7.25% Convertible Subordinated Note due 2020 C - Conversion D 10.61 -23,563 0
2016-10-04 2016-09-30 4 Cook Charles E. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) D - Sale to Issuer I -140,999 0
2016-10-04 2016-09-30 4 Cook Charles E. USMD Common Stock ($.01 par value) D - Sale to Issuer D -53,069 0
2016-10-04 2016-09-30 4 Cook Charles E. USMD Common Stock ($.01 par value) C - Conversion D 23,563 53,069
2016-10-04 2016-09-30 4 Collini M. Patrick USMD 7.25% Convertible Subordinated Note due 2020 C - Conversion D 10.61 -18,850 0
2016-10-04 2016-09-30 4 Collini M. Patrick Indirectly held trhoguh UANT Ventures, L.P. USMD Option to purchase D - Sale to Issuer I 24.84 -1,800 0
2016-10-04 2016-09-30 4 Collini M. Patrick Indirectly held through M. Patrick Collini, MD, P.A. USMD Common Stock ($.01 par value) D - Sale to Issuer I -13,248 0
2016-10-04 2016-09-30 4 Collini M. Patrick Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) D - Sale to Issuer I -130,929 0
2016-10-04 2016-09-30 4 Collini M. Patrick USMD Common Stock ($.01 par value) D - Sale to Issuer D -41,694 0
2016-10-04 2016-09-30 4 Collini M. Patrick USMD Common Stock ($.01 par value) C - Conversion D 10.6100 18,850 200 41,694
2016-10-04 2016-09-30 4 Johnston Richard C. Indirectly held through Las Colinas Medical Group USMD Common Stock ($.01 par value) D - Sale to Issuer I -397 0
2016-10-04 2016-09-30 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) D - Sale to Issuer I -30,084 0
2016-10-04 2016-09-30 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) J - Other I 10.0000 -2,600 -26 30,084
2016-10-04 2016-09-30 4 Johnston Richard C. USMD Common Stock ($.01 par value) D - Sale to Issuer D -10,579 0
2016-10-04 2016-09-30 4 Bundy Darcie Ann USMD Common Stock ($.01 par value) D - Sale to Issuer D -13,887 0
2016-10-04 2016-09-30 4 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) D - Sale to Issuer I -34,437 0
2016-10-04 2016-09-30 4 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) J - Other I 10.0000 -2,600 -26 34,437
2016-10-04 2016-09-30 4 Cummings Frederick P. USMD Common Stock ($.01 par value) D - Sale to Issuer D -24,033 0
2016-10-04 2016-09-30 4 Bukosky Michael W. USMD Option to purchase D - Sale to Issuer D 15.54 -100,000 0
2016-10-04 2016-09-30 4 Bukosky Michael W. USMD Common Stock ($.01 par value) D - Sale to Issuer D -7,819 0
2016-10-04 2016-09-30 4 Berend James F USMD Option to purchase D - Sale to Issuer D 8.21 -100,000 0
2016-10-04 2016-09-30 4 Darst Lawrence E USMD Common Stock ($.01 par value) D - Sale to Issuer D -2,944 0
2016-08-23 2016-08-19 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) J - Other I 4.6900 310 1 39,825
2016-08-23 2015-12-15 4 Dickey Russell A. USMD Common Stock ($.01 par value) A - Award D 7.6500 990 8 30,223
2016-08-23 2016-08-19 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) J - Other I 4.6900 316 1 39,198
2016-08-23 2015-12-15 4 Brock Steven USMD Common Stock ($.01 par value) A - Award D 7.6500 1,611 12 19,114
2016-08-23 2015-12-15 4 Saalfield James G. USMD Common Stock ($.01 par value) A - Award D 7.6500 1,077 8 19,809
2016-08-23 2015-12-15 4 Collini M. Patrick USMD Common Stock ($.01 par value) A - Award D 7.6500 1,987 15 22,844
2016-08-23 2016-08-19 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) J - Other I 4.6900 290 1 32,684
2016-08-23 2016-08-19 4 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) J - Other I 4.6900 335 2 37,037
2016-08-23 2015-12-15 4 Cummings Frederick P. USMD Common Stock ($.01 par value) A - Award D 7.6500 3,774 29 24,033
2016-08-23 2015-09-30 4 Darst Lawrence E USMD Common Stock ($.01 par value) A - Award D 7.2000 375 3 2,944
2016-07-25 2016-07-22 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) J - Other I 2.1700 -26 -0 39,515
2016-07-25 2016-07-22 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) J - Other I 3.9000 95 0 39,541
2016-07-25 2016-07-22 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) J - Other I 3.9000 96 0 38,882
2016-07-25 2016-07-22 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) J - Other I 2.1700 -26 -0 32,394
2016-07-25 2016-07-22 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) J - Other I 3.9000 89 0 32,420
2016-07-25 2016-07-22 4 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) J - Other I 2.1700 -26 -0 36,702
2016-07-25 2016-07-22 4 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par value) J - Other I 3.9000 102 0 36,728
2016-05-06 2016-05-04 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.1700 957 2 39,446
2016-05-06 2016-05-04 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.1700 924 2 38,786
2016-05-06 2016-02-22 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.1700 919 2 31,412
2016-05-06 2016-05-04 4 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.1700 1,004 2 36,626
2016-02-24 2016-02-22 4 House John M. Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 52 1,801
2016-02-24 2016-02-22 4 House John M. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 1.9900 2,928 6 756,334
2016-02-24 2016-02-22 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 3.7000 3,921 15 38,489
2016-02-24 2016-02-22 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.5500 1,762 4 37,862
2016-02-24 2016-02-22 4 Saalfield James G. Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 50 1,756
2016-02-24 2016-02-22 4 Saalfield James G. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 1.9900 2,872 6 121,464
2016-02-24 2016-02-22 4 Collini M. Patrick Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 51 1,800
2016-02-24 2016-02-22 4 Collini M. Patrick Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 1.9900 2,927 6 130,929
2016-02-24 2016-02-22 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 3.1700 2,913 9 31,412
2016-02-24 2016-02-22 4 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 3.2900 3,665 12 35,622
2016-01-26 2016-01-22 4 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.1300 682 1 31,957
2016-01-26 2016-01-22 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.1300 647 1 28,499
2016-01-26 2016-01-22 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.1300 469 1 36,100
2016-01-26 2016-01-22 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.1300 657 1 34,568
2016-01-07 2015-12-31 4 Castleman Breaux USMD Common Stock ($.01 par) A - Award D 7.9800 2,099 17 14,491
2016-01-07 2015-12-31 4 Bundy Darcie Ann USMD Common stock ($.01 par) A - Award D 7.9800 2,099 17 13,887
2016-01-07 2015-12-31 4 Collini M. Patrick Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 -71 1,749
2016-01-07 2015-12-31 4 Collini M. Patrick USMD Common Stock ($.01 par) A - Award D 7.9800 1,629 13 20,857
2016-01-07 2015-12-31 4 Cook Charles E. USMD Common Stock ($.01 par) A - Award D 7.9800 2,099 17 29,506
2016-01-07 2015-12-31 4 Thompson Paul David USMD Common Stock ($.01 par) A - Award D 7.9800 1,629 13 42,861
2016-01-07 2015-12-31 4 Saalfield James G. USMD Common Stock ($.01 par) A - Award D 7.9800 1,629 13 18,732
2016-01-07 2015-12-31 4 Brock Steven USMD Common Stock ($.01 par) A - Award D 7.9800 1,629 13 17,503
2016-01-07 2015-12-31 4 Dickey Russell A. USMD Common Stock ($.01 par) A - Award D 7.9800 1,629 13 29,233
2016-01-07 2015-12-31 4 Rudin Gary USMD Common Stock ($.01 par) A - Award D 7.9800 288 2 21,607
2016-01-07 2015-12-31 4 House John M. USMD Common Stock ($.01 par) A - Award D 7.9800 2,882 23 100,299
2016-01-07 2015-12-31 4 Darst Lawrence E USMD Common Stock ($.01 par) A - Award D 7.9800 2,569 21 2,569
2016-01-07 2015-12-31 4 Cummings Frederick P. USMD Common Stock ($.01 par) A - Award D 7.9800 1,629 13 20,259
2016-01-06 2015-12-31 4 Saalfield James G. Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 -69 1,706
2016-01-06 2015-12-31 4 Saalfield James G. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I -3,934 118,592
2016-01-06 2015-12-31 4 Saalfield James G. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 108.7200 13 1 122,526
2016-01-06 2015-12-31 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 97.7200 5 0 33,911
2016-01-06 2015-12-31 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 1.0800 27 0 33,906
2016-01-06 2015-12-31 4 House John M. Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 -70 1,749
2016-01-06 2015-12-31 4 House John M. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I -4,035 753,406
2016-01-06 2015-12-31 4 House John M. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 26.5400 325 9 757,441
2016-01-06 2015-12-31 4 House John M. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 7.0000 9,438 66 757,116
2016-01-05 2015-12-31 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 102.4400 4 0 35,631
2016-01-05 2015-12-31 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 1.9100 109 0 35,627
2016-01-05 2015-12-31 4 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 90.2000 4 0 31,275
2016-01-05 2015-12-31 4 Cook Charles E. Indiectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 21.9900 69 2 140,999
2016-01-05 2015-12-31 4 Cook Charles E. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 7.0000 9,438 66 140,930
2016-01-05 2015-12-31 4 Collini M. Patrick Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 -71 1,749
2016-01-05 2015-12-31 4 Collini M. Patrick Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I -4,033 128,002
2016-01-05 2015-12-31 4 Collini M. Patrick Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 84.7500 17 1 132,035
2016-01-05 2015-12-31 4 Collini M. Patrick Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 7.0000 7,143 50 132,018
2016-01-05 2015-12-31 4 Thompson Paul David Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 23.3800 202 5 409,479
2016-01-05 2015-12-31 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 107.1000 4 0 27,852
2015-12-18 2015-12-16 4 House John M. USMD Common Stock ($.01 par) A - Award D 7.2000 9,711 70 98,417
2015-12-18 2015-12-16 4 Yonke Robert Allan USMD Common Stock, $.01 par value A - Award D 7.2000 1,402 10 8,697
2015-12-18 2015-12-16 4 Johnston Richard C. USMD Common Stock ($.01 par) A - Award D 7.2000 2,539 18 10,579
2015-12-18 2015-12-16 4 Bukosky Michael W. USMD Common stock ($0.01 par) A - Award D 7.2000 2,474 18 7,819
2015-12-18 2015-12-16 4 Rudin Gary USMD Common Stock ($.01 par) A - Award D 7.2000 4,948 36 26,555
2015-10-09 2015-09-30 4 Bundy Darcie Ann USMD Common Stock ($.01 par) A - Award D 7.2000 2,156 16 11,788
2015-10-09 2015-06-30 4 Bundy Darcie Ann USMD Common Stock ($.01 par) A - Award D 8.4800 1,914 16 9,632
2015-10-09 2015-03-31 4 Bundy Darcie Ann USMD Common Stock ($.01 par) A - Award D 10.4400 458 5 7,718
2015-10-09 2015-02-28 4 Bundy Darcie Ann USMD Common Stock ($.01 par) A - Award D 13.7400 391 5 7,260
2015-10-09 2015-01-31 4 Bundy Darcie Ann USMD Common stock ($.01 par) A - Award D 15.0400 371 6 6,869
2015-10-09 2015-10-06 4 Saalfield James G. USMD Common Stock ($.01 par) A - Award D 9.0600 6,066 55 17,103
2015-10-09 2015-09-30 4 Saalfield James G. USMD Common Stock ($.01 par) A - Award D 7.2000 1,673 12 11,037
2015-10-09 2015-09-18 4 Saalfield James G. Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 60 1,775
2015-10-09 2015-06-30 4 Saalfield James G. USMD Common Stock ($.01 par) A - Award D 8.4800 1,486 13 9,364
2015-10-09 2015-03-31 4 Saalfield James G. USMD Common Stock ($.01 par) A - Award D 10.4400 355 4 7,878
2015-10-09 2015-02-28 4 Saalfield James G. USMD Common Stock ($.01 par) A - Award D 13.7400 303 4 7,523
2015-10-09 2015-01-31 4 Saalfield James G. USMD Common Stock ($.01 par) A - Award D 15.0400 288 4 7,220
2015-10-09 2015-09-30 4 Cook Charles E. USMD Common Stock ($.01 par) A - Award D 7.2000 2,558 18 27,407
2015-10-09 2015-06-30 4 Cook Charles E. USMD Common Stock ($.01 par) A - Award D 8.4800 2,343 20 24,849
2015-10-09 2015-04-29 4 Cook Charles E. USMD 7.25% Convertible Subordinated Note due 2020 P - Purchase D 10.61 10.6100 23,563
2015-10-09 2015-03-31 4 Cook Charles E. USMD Common Stock ($.01 par) A - Award D 10.4400 560 6 22,506
2015-10-09 2015-02-28 4 Cook Charles E. USMD Common Stock ($.01 par) A - Award D 13.7400 478 7 21,946
2015-10-09 2015-01-31 4 Cook Charles E. USMD Common Stock ($.01 par) A - Award D 15.0400 454 7 21,468
2015-10-09 2015-09-30 4 Rudin Gary USMD Common Stock ($.01 par) A - Award D 7.2000 1,459 11 21,607
2015-10-09 2015-06-30 4 Rudin Gary USMD Common Stock ($.01 par) A - Award D 8.4800 1,486 13 20,148
2015-10-09 2015-03-31 4 Rudin Gary USMD Common Stock ($.01 par) A - Award D 10.4400 355 4 18,662
2015-10-09 2015-02-28 4 Rudin Gary USMD Common Stock ($.01 par) A - Award D 13.7400 303 4 18,307
2015-10-09 2015-01-31 4 Rudin Gary USMD Common Stock ($.01 par) A - Award D 15.0400 288 4 18,004
2015-10-09 2015-09-30 4 House John M. USMD Common Stock ($.01 par) A - Award D 7.2000 2,960 21 88,706
2015-10-09 2015-09-18 4 House John M. Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 75 1,820
2015-10-09 2015-06-30 4 House John M. USMD Common Stock ($.01 par) A - Award D 8.4800 2,629 22 85,746
2015-10-09 2015-03-31 4 House John M. USMD Common Stock ($.01 par) A - Award D 10.4400 628 7 83,117
2015-10-09 2015-01-31 4 House John M. USMD Common Stock ($.01 par) A - Award D 15.0400 510 8 81,952
2015-10-09 2013-02-28 4 House John M. USMD Common Stock ($.01 par) A - Award D 13.7400 537 7 82,489
2015-10-09 2015-10-06 4 Collini M. Patrick USMD Common Stock ($.01 par) A - Award D 9.0600 2,377 22 19,228
2015-10-09 2015-09-30 4 Collini M. Patrick USMD Common Stock ($.01 par) A - Award D 7.2000 1,287 9 16,851
2015-10-09 2015-09-18 4 Collini M. Patrick Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 75 1,820
2015-10-09 2015-06-30 4 Collini M. Patrick USMD Common Stock ($.01 par) A - Award D 8.4800 1,486 13 15,564
2015-10-09 2015-03-31 4 Collini M. Patrick USMD Common Stock ($.01 par) A - Award D 10.4400 355 4 14,078
2015-10-09 2015-02-28 4 Collini M. Patrick USMD Common Stock ($.01 par) A - Award D 13.7400 303 4 13,723
2015-10-09 2015-01-31 4 Collini M. Patrick USMD Common Stock ($.01 par) A - Award D 15.0400 288 4 13,420
2015-10-09 2015-09-30 4 Thompson Paul David USMD Common Stock ($.01 par) A - Award D 7.2000 1,673 12 41,232
2015-10-09 2015-06-30 4 Thompson Paul David USMD Common Stock ($.01 par) A - Award D 8.4800 1,486 13 39,559
2015-10-09 2015-03-30 4 Thompson Paul David USMD Common Stock ($.01 par) A - Award D 10.4400 355 4 38,073
2015-10-09 2015-02-28 4 Thompson Paul David USMD Common Stock ($.01 par) A - Award D 13.7400 303 4 37,718
2015-10-09 2015-01-31 4 Thompson Paul David USMD Common Stock ($.01 par) A - Award D 15.0400 288 4 37,415
2015-10-09 2015-10-06 4 Cummings Frederick P. USMD Common Stock ($.01 par) A - Award D 9.0600 9,233 84 18,630
2015-10-09 2015-09-30 4 Cummings Frederick P. USMD Common Stock ($.01 par) A - Award D 7.2000 1,673 12 9,397
2015-10-09 2015-06-30 4 Cummings Frederick P. USMD Common Stock ($.01 par) A - Award D 8.4800 1,486 13 7,724
2015-10-09 2015-03-31 4 Cummings Frederick P. USMD Common Stock ($.01 par) A - Award D 10.4400 355 4 6,238
2015-10-09 2015-02-28 4 Cummings Frederick P. USMD Common Stock ($.01 par) A - Award D 13.7400 606 8 5,883
2015-10-09 2015-01-31 4 Cummings Frederick P. USMD Common Stock ($.01 par) A - Award D 15.0400 288 4 5,277
2015-10-09 2015-09-30 4 Castleman Breaux USMD Common Stock ($.01 par) A - Award D 7.2000 2,156 16 12,392
2015-10-09 2015-06-30 4 Castleman Breaux USMD Common Stock ($.01 par) A - Award D 8.4800 1,914 16 10,236
2015-10-09 2015-03-31 4 Castleman Breaux USMD Common Stock ($.01 par) A - Award D 10.4400 458 5 8,322
2015-10-09 2015-02-28 4 Castleman Breaux USMD Common Stock ($.01 par) A - Award D 13.7400 391 5 7,864
2015-10-09 2015-01-31 4 Castleman Breaux USMD Common Stock ($.01 par) A - Award D 15.0400 371 6 7,473
2015-10-08 2015-10-07 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 1.0000 38 0 35,518
2015-10-08 2015-10-06 4 Brock Steven USMD Common Stock ($.01 par) A - Award D 9.0600 4,608 42 15,874
2015-10-08 2015-09-30 4 Brock Steven USMD Common Stock ($.01 par) A - Award D 7.2000 1,673 12 11,266
2015-10-08 2015-06-30 4 Brock Steven USMD Common Stock ($.01 par) A - Award D 8.4800 1,486 13 9,593
2015-10-08 2015-03-31 4 Brock Steven USMD Common Stock ($.01 par) A - Award D 10.4400 355 4 8,107
2015-10-08 2015-02-28 4 Brock Steven USMD Common Stock ($.01 par) A - Award D 13.7400 303 4 7,752
2015-10-08 2015-01-31 4 Brock Steven USMD Common Stock ($.01 par) A - Award D 15.0400 288 4 7,449
2015-10-08 2015-10-07 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) A - Award I 1.0000 37 0 33,879
2015-10-08 2015-10-06 4 Dickey Russell A. USMD Common Stock ($.01 par) A - Award D 9.0600 5,618 51 27,604
2015-10-08 2015-09-30 4 Dickey Russell A. USMD Common Stock ($.01 par) A - Award D 7.2000 1,673 12 21,986
2015-10-08 2015-06-30 4 Dickey Russell A. USMD Common Stock ($.01 par) A - Award D 8.4800 1,486 13 20,313
2015-10-08 2015-03-31 4 Dickey Russell A. USMD Common Stock ($.01 par) A - Award D 10.4400 355 4 18,827
2015-10-08 2015-02-28 4 Dickey Russell A. USMD Common Stock ($.01 par) A - Award D 13.7400 303 4 18,472
2015-10-08 2015-01-31 4 Dickey Russell A. USMD Common Stock ($.01 par) A - Award D 15.0400 288 4 18,169
2015-10-08 2015-10-07 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 1.0300 36 0 27,848
2015-09-22 2015-09-18 4 Saalfield James G. Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 60 1,775
2015-09-22 2015-09-18 4 Saalfield James G. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.0700 3,381 7 122,513
2015-09-22 2015-09-18 4 Collini M. Patrick Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 75 1,820
2015-09-22 2015-09-18 4 Collini M. Patrick Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.0700 4,252 9 124,875
2015-09-22 2015-09-18 4 House John M. Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 75 1,820
2015-09-22 2015-09-18 4 House John M. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.0700 4,253 9 747,678
2015-08-27 2015-08-15 4 Bukosky Michael W. USMD Common stock ($0.01 par) A - Award D 8.4800 2,100 18 5,345
2015-08-27 2015-08-15 4 Johnston Richard C. USMD Common Stock ($.01 par) A - Award D 8.4800 2,155 18 8,040
2015-08-27 2015-08-15 4 Rudin Gary USMD Common Stock ($.01 par) A - Award D 8.4800 4,201 36 17,716
2015-08-27 2015-08-15 4 House John M. USMD Common Stock ($.01 par) A - Award D 8.4800 8,245 70 81,442
2015-08-11 2015-08-10 4 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.2800 656 1 31,271
2015-08-11 2015-08-10 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.2800 622 1 27,812
2015-08-11 2015-08-10 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.2800 657 1 35,480
2015-08-11 2015-08-10 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.2800 631 1 33,842
2015-07-13 2015-07-09 4 Collini M. Patrick USMD Common Stock ($.01 par) A - Award D 8.4000 6,343 53 13,132
2015-05-15 2015-05-13 4 House John M. USMD Common Stock ($.01 par) A - Award D 10.4400 7,389 77 71,656
2015-05-15 2015-05-13 4 Rudin Gary USMD Common Stock ($.01 par) A - Award D 10.4400 5,005 52 13,515
2015-05-15 2015-05-13 4 Johnston Richard C. USMD Common Stock ($.01 par) A - Award D 10.4400 2,334 24 5,885
2015-05-15 2015-05-13 4 Jones Carolyn P. USMD Common Stock ($.01 par) A - Award D 10.4400 2,155 22 3,074
2015-05-15 2015-05-13 4 Bukosky Michael W. USMD Common stock ($0.01 par) A - Award D 10.4400 2,275 24 3,245
2015-05-01 2015-04-29 4 House John M. USMD 7.25% Convertible Subordinated Note due 2020 P - Purchase D 10.61 10.6100 26,563
2015-05-01 2015-04-29 4 Cook Charles E. USMD 7.25% Convertible Subordinated Note due 2020 P - Purchase D 10.61 10.6100 23,563
2015-05-01 2015-04-29 4 Collini M. Patrick USMD 7.25% Convertible Subordinated Notes due 2020 P - Purchase D 10.61 10.6100 18,850
2015-04-30 2015-04-28 4 Dickey Russell A. USMD Common Stock ($.01 par) A - Award D 644 17,881
2015-04-30 2015-04-28 4 Brock Steven USMD Common Stock ($.01 par) A - Award D 644 7,161
2015-04-30 2015-04-28 4 Saalfield James G. USMD Common Stock ($.01 par) A - Award D 551 6,932
2015-04-30 2015-04-28 4 Collini M. Patrick USMD Common Stock ($.01 par) A - Award D 695 6,789
2015-04-30 2015-04-28 4 Cummings Frederick P. USMD Common Stock ($.01 par) A - Award D 1,239 4,989
2015-04-29 3 Bukosky Michael W. USMD Common stock ($0.01 par) D 1,940
2015-04-29 3 Bukosky Michael W. USMD Common stock ($0.01 par) D 1,940
2015-04-23 2015-04-22 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 3.6200 1,037 4 33,211
2015-04-23 2015-04-22 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 3.6200 1,018 4 27,189
2015-04-23 2015-04-22 4 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 3.6200 1,089 4 30,615
2015-04-08 2015-04-07 4 Collini M. Patrick Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 10.6700 4,468 48 120,623
2015-03-13 2014-08-12 4 Cook Charles E. USMD Common Stock ($.01 par) A - Award D 3,248 21,014
2015-03-13 2014-08-12 4 Bundy Darcie Ann USMD Common stock ($.01 par) A - Award D 2,653 6,498
2015-03-13 2014-08-12 4 Thompson Paul David USMD Common Stock ($.01 par) A - Award D 2,060 37,127
2015-03-13 2014-08-12 4 Dickey Russell A. USMD Common Stock ($.01 par) A - Award D 2,060 17,237
2015-03-13 2014-08-12 4 Saalfield James G. USMD Common Stock ($.01 par) A - Award D 2,060 6,381
2015-03-13 2014-08-12 4 Collini M. Patrick USMD Common Stock ($.01 par) A - Award D 2,060 6,094
2015-03-13 2014-08-12 4 Brock Steven USMD Common Stock ($.01 par) A - Award D 2,060 6,517
2015-03-13 2014-08-12 4 Castleman Breaux USMD Common Stock ($.01 par) A - Award D 2,653 7,102
2015-03-06 2015-03-04 4 Rudin Gary USMD Common Stock ($.01 par) A - Award D 11.9200 2,419 29 8,510
2015-03-06 2014-08-12 4 Rudin Gary USMD Common Stock ($.01 par) A - Award D 2,060 6,091
2015-03-06 2015-03-04 4 House John M. USMD Common Stock )$.01 par) A - Award D 11.9200 4,748 57 64,267
2015-03-06 2014-08-14 4 House John M. USMD Common Stock ($.01 par) A - Award D 3,643 59,519
2015-03-06 2015-03-04 4 Yonke Robert Allan USMD Common Stock, $.01 par value A - Award D 5,911 7,295
2015-03-06 2015-03-04 4 Jones Carolyn P. USMD Common Stock ($.01 par) A - Award D 11.9300 919 11 919
2015-03-06 2015-03-04 4 Johnston Richard C. USMD Common Stock ($.01 par) A - Award D 11.9200 996 12 3,551
2015-03-03 2015-02-27 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.5000 441 1 32,174
2015-03-03 2015-02-27 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.5000 477 1 34,823
2015-03-03 2015-02-27 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.5000 432 1 26,171
2015-03-03 2015-02-27 4 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.5000 466 1 29,526
2015-02-24 2015-02-20 4 Brock Steven USMD Common Stock ($.01 par) A - Award D 9.3900 2,377 22 4,457
2015-02-24 2015-02-20 4 Cummings Frederick P. USMD Common Stock ($.01 par) A - Award D 9.3900 2,377 22 3,750
2015-02-24 2015-02-20 4 Rudin Gary USMD Common Stock ($.01 par) A - Award D 9.3900 2,377 22 4,031
2015-02-24 2015-02-20 4 Castleman Breaux USMD Common Stock ($.01 par) A - Award D 9.3900 3,065 29 4,449
2015-02-24 2015-02-20 4 Collini M. Patrick USMD Common Stock ($.01 par) A - Award D 9.3900 2,377 22 4,034
2015-02-24 2015-02-20 4 Dickey Russell A. USMD Common Stock ($.01 par) A - Award D 9.3900 2,377 22 15,177
2015-02-24 2015-02-20 4 Cook Charles E. USMD Common Stock ($.01 par) A - Award D 9.3900 3,749 35 17,766
2015-02-24 2015-02-20 4 Thompson Paul David USMD Common Stock ($.01 par) A - Award D 9.3900 2,377 22 35,067
2015-02-24 2015-02-20 4 Saalfield James G. USMD Common Stock ($.01 par) A - Award D 9.3900 2,377 22 4,321
2015-02-24 2015-02-20 4 Bundy Darcie Ann USMD Common stock ($.01 par) A - Award D 9.3900 3,065 29 3,845
2015-02-24 2015-02-20 4 House John M. USMD Common Stock ($.01 par) A - Award D 9.3900 4,206 39 55,876
2015-02-10 2015-02-09 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.1900 1,010 2 34,346
2015-02-10 2015-02-09 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.1900 923 2 25,739
2015-02-10 2015-02-09 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.4900 487 1 31,733
2015-02-10 2015-02-09 4 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.4900 513 1 29,060
2015-01-02 2015-01-01 4 Collini M. Patrick Indirectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 -68 1,745
2015-01-02 2015-01-01 4 Collini M. Patrick Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I -3,859 116,155
2015-01-02 2014-12-31 4 Collini M. Patrick Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 59 1,813
2015-01-02 2014-12-31 4 Collini M. Patrick Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 1.0200 3,372 3 120,014
2015-01-02 2015-01-01 4 House John M. Indirectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 -68 1,745
2015-01-02 2015-01-01 4 House John M. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I -3,859 743,425
2015-01-02 2014-12-31 4 House John M. Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 59 1,813
2015-01-02 2014-12-31 4 House John M. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 1.0200 3,372 3 747,284
2015-01-02 2015-01-01 4 Saalfield James G. Indirectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 -67 1,715
2015-01-02 2015-01-01 4 Saalfield James G. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I -3,792 119,132
2015-01-02 2014-12-31 4 Saalfield James G. Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 59 1,782
2015-01-02 2014-12-31 4 Saalfield James G. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 1.0200 3,329 3 122,924
2014-11-04 2014-11-03 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.3300 1,171 3 33,336
2014-11-04 2014-11-03 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.3100 635 1 24,816
2014-11-04 2014-11-03 4 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.3300 1,157 3 28,547
2014-10-07 2014-10-06 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.4400 316 1 24,181
2014-10-07 2014-10-06 4 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.7600 1,211 3 27,390
2014-10-07 2014-10-07 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 2.7500 1,223 3 32,165
2014-08-20 3 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) I 53,731
2014-08-20 3 Cummings Frederick P. USMD Common Stock ($.01 par) D 28,925
2014-08-20 3 Cummings Frederick P. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) I 53,731
2014-08-20 3 Cummings Frederick P. USMD Common Stock ($.01 par) D 28,925
2014-05-06 2014-03-05 4 Castleman Breaux USMD Common Stock ($.01 par) A - Award D 14.5400 780 11 1,384
2014-05-06 2014-05-02 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) L - Other I 4.0700 474 2 31,246
2014-05-06 2014-05-02 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) L - Other I 4.1300 482 2 30,942
2014-05-05 2014-03-05 4 Dickey Russell A. USMD Common Stock ($.01 par) A - Award D 14.5400 606 9 12,800
2014-05-05 2014-03-05 4 Brock Steven USMD Common Stock ($.01 par) A - Award D 14.5400 486 7 2,080
2014-05-02 2014-03-05 4 House John M. USMD Common Stock ($.01 par) A - Award D 14.5400 737 11 51,670
2014-05-02 2014-03-05 4 Rudin Gary USMD Common Stock ($.01 par) A - Award D 14.5400 407 6 1,654
2014-05-02 2014-03-05 4 Saalfield James G. USMD Common Stock ($.01 par) A - Award D 14.5400 606 9 1,944
2014-05-02 2014-03-05 4 Thompson Paul David USMD Common Stock ($.01 par) A - Award D 14.5400 606 9 32,690
2014-05-02 2014-03-05 4 Tran Khang USMD Common Stock ($.01 par) A - Award D 14.5400 606 9 1,721
2014-05-02 2014-03-05 4 Cook Charles E. USMD Common Stock ($.01 par) A - Award D 14.5400 955 14 14,017
2014-05-02 2014-03-05 4 Collini M. Patrick USMD Common Stock ($.01 par) A - Award D 14.5400 606 9 1,657
2014-05-02 2014-03-05 4 Bundy Darcie Ann USMD Common stock ($.01 par) A - Award D 14.5400 780 11 780
2014-03-24 2014-03-24 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) L - Other I 4.6000 419 2 30,772
2014-03-24 2014-03-24 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) L - Other I 4.6600 427 2 30,460
2014-03-24 2013-09-13 4 Brock Steven Indiectly held through AOB Surgical Group, Ltd. USMD Right to purchase J - Other I 23.37 23.3700 5,750 134 5,750
2014-03-12 2014-03-10 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) L - Other I 4.6100 943 4 30,353
2014-03-12 2014-03-10 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) L - Other I 4.6600 961 4 30,033
2014-02-20 2014-02-14 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) L - Other I 4.9500 506 3 29,410
2014-02-20 2014-02-14 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) L - Other I 4.9800 201 1 29,072
2014-02-20 2013-09-13 4 Brock Steven Indiectly held through AOB Surgical Group, Ltd. USMD Right to purchase J - Other I 23.37 23.3700 5,750 134 5,750
2014-01-13 2013-12-31 4 Yonke Robert Allan USMD Common Stock, $.01 par value A - Award D 1,384 1,384
2014-01-08 2014-01-06 4 Jones Carolyn P. USMD Options to Purchase A - Award D 20.67 50,000 50,000
2014-01-03 2014-01-01 4 Saalfield James G. Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 -64 1,723
2014-01-03 2014-01-01 4 Saalfield James G. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I -3,617 119,596
2014-01-03 2014-01-01 4 House John M. Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 -65 1,754
2014-01-03 2014-01-01 4 House John M. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I -3,686 743,912
2014-01-03 2014-01-01 4 Collini M. Patrick Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 -65 1,754
2014-01-03 2014-01-01 4 Collini M. Patrick Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I -3,688 116,642
2013-11-19 2013-11-15 4 Yonke Robert Allan USMD Employee Stock Option (right to buy) A - Award D 26.92 70,000 70,000
2013-11-18 2013-11-15 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) P - Purchase I 7.3200 434 3 28,871
2013-10-02 2013-10-01 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) L - Other I 26.5100 408 11 28,904
2013-10-02 2013-10-01 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) L - Other I 26.5100 426 11 28,437
2013-10-02 2013-10-01 4 Tran Khang Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) L - Other I 26.5100 265 7 19,259
2013-10-02 2013-10-01 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) L - Other I 26.5100 449 12 23,864
2013-09-17 2013-09-13 4 Dickey Russell A. Indiectly held through AOB Surgical Group, Ltd. USMD Right to purchase J - Other I 23.37 23.3700 34,498 806 34,498
2013-09-17 2013-09-13 4 Brock Steven Indiectly held through AOB Surgical Group, Ltd. USMD Right to purchase J - Other I 23.37 23.3700 5,750 134 5,750
2013-06-21 2013-06-19 4 Johnston Richard C. USMD Common Stock ($.01 par) S - Sale D 33.3350 -988 -33 2,555
2013-06-19 2013-06-17 4 House John M. Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 3.6100 77 0 1,819
2013-06-19 2013-06-17 4 House John M. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 3.6100 4,346 16 747,598
2013-06-19 2013-06-17 4 Saalfield James G. Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 3.6400 45 0 1,787
2013-06-19 2013-06-17 4 Saalfield James G. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 3.6400 2,555 9 123,213
2013-06-19 2013-06-17 4 Collini M. Patrick Indiectly held through UANT Ventures, L.P. USMD Options to Purchase J - Other I 24.84 3.3500 77 0 1,819
2013-06-19 2013-06-17 4 Collini M. Patrick Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 3.3500 4,348 15 120,330
2013-05-21 2013-05-20 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 7.6400 650 5 28,011
2013-05-21 2013-05-20 4 Tran Khang Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 7.6400 650 5 18,994
2013-04-03 2013-04-01 4 House John M. Indirectly held through UANT Ventures, L.P. USMD Option to purchase J - Other I 24.84 -12 1,742
2013-04-03 2013-04-01 4 House John M. Held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I -668 743,252
2013-04-03 2013-04-01 4 Saalfield James G. Indirectly held through UANT Ventures, L.P. USMD Option to purchase J - Other I 24.84 -12 1,742
2013-04-03 2013-04-01 4 Saalfield James G. Held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I -668 120,658
2013-04-03 2013-04-01 4 Collini M. Patrick Indirectly held through UANT Ventures, L.P. USMD Option to purchase J - Other I 24.84 -12 1,742
2013-04-03 2013-04-01 4 Collini M. Patrick Held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I -668 115,982
2013-03-13 2013-03-11 4 Kennedy Karen USMD Common Stock ($.01 par) A - Award D 13.7500 2,589 36 3,143
2013-03-13 2013-03-11 4 Davis Gordon R. USMD Common Stock ($.01 par) A - Award D 13.7500 3,066 42 3,166
2013-03-13 2013-03-11 4 House John M. USMD Common Stock ($.01 par) A - Award D 13.7500 11,382 157 50,933
2013-03-13 2013-03-11 4 Dunleavy Christopher USMD Common Stock ($.01 par) A - Award D 13.7500 5,220 72 16,752
2013-03-13 2013-03-11 4 Rudin Gary USMD Common Stock ($.01 par) A - Award D 13.7500 643 9 1,247
2013-03-13 2013-03-11 4 Cardenas Gregory Allen USMD Common Stock ($.01 par) A - Award D 13.7500 7,707 106 7,707
2013-03-13 2013-03-11 4 Johnston Richard C. USMD Common Stock ($.01 par) A - Award D 13.7500 2,555 35 3,543
2012-12-20 2012-12-10 4 Rudin Gary USMD Employee Stock Option (right to buy) A - Award D 24.84 120,000 120,000
2012-12-20 2012-12-18 4 Cook Charles E. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) P - Purchase I 11.4156 31,847 364 130,636
2012-09-06 2012-08-31 4 Cardenas Gregory Allen Indirectly held through UANT Ventures, L.P. USMD Option to purchase J - Other I 24.96 24.9600 126,205
2012-09-06 2012-08-31 4 Cardenas Gregory Allen Indirectly held through UANT Ventures, L.P. USMD Option to purchase J - Other I 24.96 24.9600 126,205
2012-09-06 2012-08-31 4 Cardenas Gregory Allen Indirectly held through UANT Ventures, L.P. USMD Option to purchase J - Other I 24.96 24.9600 100,964
2012-09-06 2012-08-31 4 Cardenas Gregory Allen Indirectly held through UANT Ventures, L.P. USMD Option to purchase J - Other I 24.96 24.9600 75,723
2012-09-06 2012-08-31 4 Cardenas Gregory Allen Indirectly held through UANT Ventures, L.P. USMD Option to purchase J - Other I 24.96 24.9600 50,482
2012-09-06 2012-08-31 4 House John M. Indirectly held through UANT Ventures, L.P. USMD Option to purchase J - Other I 24.96 24.9600 2,009
2012-09-06 2012-08-31 4 House John M. Held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 24.1000 742,142 17,886 742,142
2012-09-06 2012-08-31 4 House John M. Held in John M. House MD, P.A. USMD Common Stock ($.01 par) J - Other I 24.1000 13,909 335 13,909
2012-09-06 2012-08-31 4 House John M. USMD Common Stock ($.01 par) J - Other D 24.1000 43,946 1,059 43,946
2012-09-06 2012-08-31 4 Saalfield James G. Indirectly held through UANT Ventures, L.P. USMD Option to purchase J - Other I 24.96 24.9600 2,009
2012-09-06 2012-08-31 4 Saalfield James G. Held in James G. Saalfield MD, P.A. USMD Common Stock ($.01 par) J - Other I 24.1000 13,909 335 13,909
2012-09-06 2012-08-31 4 Saalfield James G. USMD Common Stock ($.01 par) J - Other D 24.1000 1,487 36 1,487
2012-09-05 2012-08-31 4 Castleman Breaux USMD Common Stock ($.01 par) J - Other D 24.1000 601 14 601
2012-09-05 2012-08-31 4 Kennedy Karen Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 24.1000 8,970 216 8,970
2012-09-05 2012-08-31 4 Kennedy Karen USMD Common Stock ($.01 par) J - Other D 24.1000 616 15 616
2012-09-05 2012-08-31 4 Davis Gordon R. Indirectly held through UANT Ventures, L.P. USMD Option to purchase J - Other I 24.96 24.9600 2,404
2012-09-05 2012-08-31 4 Rudin Gary USMD Common Stock ($.01 par) J - Other D 24.1000 601 14 601
2012-09-05 2012-08-31 4 Dunleavy Christopher USMD Option to purchase J - Other I 24.96 0 6,010
2012-09-05 2012-08-31 4 Dunleavy Christopher USMD Option to purchase J - Other I 16.64 0 6,010
2012-09-05 2012-08-31 4 Dunleavy Christopher USMD Common Stock ($.01 par) A - Award D 24.1000 12,630 304 12,630
2012-09-05 2012-08-31 4 Dickey Russell A. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 24.1000 26,814 646 26,814
2012-09-05 2012-08-31 4 Dickey Russell A. USMD Common Stock ($.01 par) J - Other D 24.1000 12,330 297 12,330
2012-09-05 2012-08-31 4 Brock Steven Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 24.1000 25,817 622 25,817
2012-09-05 2012-08-31 4 Brock Steven USMD Common Stock ($.01 par) J - Other D 24.1000 1,771 43 1,771
2012-09-05 2012-08-31 4 Thompson Paul David Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 24.1000 407,037 9,810 407,037
2012-09-05 2012-08-31 4 Thompson Paul David USMD Common Stock ($.01 par) J - Other D 24.1000 35,466 855 35,466
2012-09-05 2012-08-31 4 Cook Charles E. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 24.1000 98,789 2,381 98,789
2012-09-05 2012-08-31 4 Cook Charles E. USMD Common Stock ($.01 par) J - Other D 24.1000 14,330 345 14,330
2012-09-05 2012-08-31 4 Tran Khang Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 24.1000 18,061 435 18,061
2012-09-05 2012-08-31 4 Tran Khang USMD Common Stock ($.01 par) J - Other D 24.1000 1,239 30 1,239
2012-09-05 2012-08-31 4 Collini M. Patrick Indirectly held through UANT Ventures, L.P. USMD Option to purchase J - Other I 24.96 24.9600 2,009
2012-09-05 2012-08-31 4 Collini M. Patrick Held in M. Patrick Collini MD, P.A. USMD Common Stock ($.01 par) J - Other I 24.1000 13,909 335 13,909
2012-09-05 2012-08-31 4 Collini M. Patrick USMD Common Stock ($.01 par) J - Other D 24.1000 1,168 28 1,168
2012-09-05 2012-08-31 4 Johnston Richard C. Indirectly held through UANT Ventures, L.P. USMD Common Stock ($.01 par) J - Other I 24.1000 16,007 386 16,007
2012-09-05 2012-08-31 4 Johnston Richard C. USMD Common Stock ($.01 par) J - Other D 24.1000 1,098 26 1,098
2012-09-05 3 UANT Ventures, L.P. USMD Common Stock ($.01 par) D 8,666,440
2012-08-28 3 Davis Gordon R. USMD Common Stock, $0.01 par value D 100
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
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