VCNX / Vaccinex, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Vaccinex, Inc.
US ˙ OTCPK

Ações em Circulação 2,676,637 shares
Ações de Insider1,520,981 shares
Propriedade de Insider56.82 %
Total de Insiders20
Pontuação de Sentimento de Insider

A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.

É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com a maior acumulação de insiders.

Pontuação de Sentimento dos Oficiais

A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.

Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.

Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.

Frequência de Atualização: Diariamente

Veja as Principais Escolhas dos Insiders, que fornece uma lista de empresas com maior sentimento dos insiders.

Principais Métricas de Insider

Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.

Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).

Número Líquido de Insiders Comprando (Classificação)

0 ( )
5252 out of 10948

Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).

Percentual do Float Comprado por Insiders (Classificação)

0.000% ( )
5201 out of 10786

Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.

Gráfico de Negociação de Insider

Vaccinex, Inc. negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.

Roster de Insider e Métricas de Lucratividade

Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.

See our leaderboard of most profitable insider traders.

Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Antibody Investments LLC 10% Owner - [10%] 1,895,583 130,730
Berlin Alejandro M. 7,718
Evans Elizabeth E. Chief Operating Officer - [O] 9,600 662
FCMI Parent Co. 10% Owner - [10%] 12,057,624 1,070,387
Albert Friedberg Director, 10% Owner - [D] [10%] 1,070,387 1,070,387
Frieberg Jacob B. Director - [D] 193,049 13,314
Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Jeff Goater Director - [D] 600 41
Leonard John E. SVP, Development - [O] 2,258 156
Bala S Manian 53,254
Royer Scott E. Chief Financial Officer - [O] 4,499 310
Robert Scala 50,000
Michael Shumacher 10% Owner - [10%] 1,895,583 130,730
Smith Ernest S. SVP, Research & CSO - [O] 32,000 2,207
Insider Lucro Médio (%) Ações
Possuídas
Ajuste
de Divisão
Chrystyna Bedrij Stecyk 53,254
Vaccinex, Inc. 1,856
Vaccinex (Rochester), L.L.C. 10% Owner - [10%] 4,790,469 301,548
Van Strydonck, Gerald E. Director - [D] 543 543
Watkins Raymond E. SVP & Chief Operating Officer - [O] 15,700 1,083
Barbara Yanni 53,254
Maurice Zauderer President and CEO, Director, 10% Owner - [D] [O] [10%] 301,548 301,548

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Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo

Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em VCNX / Vaccinex, Inc.. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Máx
Preço em
Máx
Lucro
Máximo ($)
Retorno Máximo (%)
2024-08-09 FRIEDBERG ALBERT 100 4.5100 100 4.5100 451 39 5.8200 131 29.05
2024-08-06 FRIEDBERG ALBERT 2,753 4.9200 2,753 4.9200 13,545
2024-08-05 FRIEDBERG ALBERT 3,653 4.6000 3,653 4.6000 16,804
2024-08-01 FRIEDBERG ALBERT 11,703 4.7200 11,703 4.7200 55,238
2024-07-31 FRIEDBERG ALBERT 100,629 5.7380 100,629 5.7380 577,409
2024-07-31 FRIEDBERG ALBERT 16,128 7.3960 16,128 7.3960 119,283
2024-07-31 FRIEDBERG ALBERT 83,243 6.4100 83,243 6.4100 533,588
2024-05-30 FRIEDBERG ALBERT 861 5.1950 861 5.1950 4,473
2024-05-29 FRIEDBERG ALBERT 957 4.9500 957 4.9500 4,737

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

VCNX / Vaccinex, Inc. Insider Trades
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo

Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em VCNX / Vaccinex, Inc.. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .

A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.

Data de Negociação Insider Reported
Shares
Preço
Reportado
Ações
Ajustadas
Preço
Ajustado
Base de Custo Dias até
Mín
Preço em
Mín
Máxima Perda
Evitada ($)
Máxima Perda
Evitada (%)
2023-12-26 Van Strydonck, Gerald E. 3,149 0.7200 225 10.0800 2,267 22 0.5500 -2,144 -94.57
2023-12-08 Van Strydonck, Gerald E. 1,334 0.6700 95 9.3800 894

Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.

VCNX / Vaccinex, Inc. Insider Trades
Histórico de Transações

Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.

Arquivo
Data
Data da
Operação
Formulário Insider Ticker Título de Segurança Código 10b5-1 Direto Preço de Exercício
Preço Unitário
Preço por
Unidade
Unidades
Alteradas
Valor
Alterado (1K)
Opções
Restantes
Ações
Restantes
2024-11-18 2024-11-14 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock A - Award I 3.2500 30,756 100 1,051,389
2024-11-18 2024-11-14 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Common Stock A - Award I 3.2500 46,153 150 297,941
2024-09-20 2024-09-18 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Common Stock M - Exercise I 5.6360 35,715 201 251,788
2024-09-20 2024-09-18 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Common Stock M - Exercise I 5.6360 9,768 55 216,073
2024-09-20 2024-09-18 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Common Stock M - Exercise I 5.6360 29,557 167 206,305
2024-09-20 2024-09-18 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Common Stock M - Exercise I 5.6360 38,610 218 176,748
2024-09-20 2024-09-18 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock M - Exercise I 5.6360 25,723 145 1,020,633
2024-09-20 2024-09-18 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock M - Exercise I 5.6360 214,286 1,208 994,910
2024-08-13 2024-08-09 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.5100 100 0 780,624
2024-08-07 2024-08-06 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.9200 2,753 14 780,524
2024-08-07 2024-08-05 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.6000 3,653 17 777,771
2024-08-02 2024-08-01 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.7200 11,703 55 774,118
2024-08-01 2024-07-31 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 7.3960 16,128 119 762,415
2024-08-01 2024-07-31 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 6.4100 83,243 534 746,287
2024-08-01 2024-07-31 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 5.7380 100,629 577 663,044
2024-05-31 2024-05-30 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 5.1950 861 4 562,415
2024-05-31 2024-05-29 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.9500 957 5 561,554
2024-05-14 2024-05-10 4 Van Strydonck, Gerald E. VCNX Common Stock A - Award D 5.7500 543 3 543
2024-04-22 2024-04-19 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.7300 282 1 560,597
2024-04-01 2024-03-28 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock A - Award I 7.7700 102,960 800 560,315
2024-04-01 2024-03-28 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Common Stock A - Award I 7.7700 38,610 300 138,138
2024-02-09 2024-02-08 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Common Stock A - Award I 0.7250 413,793 300 1,393,392
2024-02-09 2024-02-08 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock A - Award I 0.7250 1,655,172 1,200 6,402,966
2023-12-28 2023-12-26 4 Van Strydonck, Gerald E. VCNX Common Stock S - Sale D 0.7200 -3,149 -2 0
2023-12-12 2023-12-08 4 Van Strydonck, Gerald E. VCNX Common Stock S - Sale D 0.6700 -1,334 -1 3,149
2023-10-05 2023-10-04 4 Zauderer Maurice VCNX Common Stock P - Purchase D 0.9730 5,000 5 22,116
2023-10-05 2023-10-03 4 Zauderer Maurice VCNX Common Stock P - Purchase D 0.9300 5,000 5 17,116
2023-10-05 2023-10-03 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Common Stock P - Purchase I 1.0000 500,000 500 979,599
2023-10-05 2023-10-03 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 1.0000 3,000,000 3,000 4,747,794
2023-09-25 2023-09-22 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Common Stock A - Award I 0.1560 2,051,282 320 7,193,973
2023-05-16 2023-05-15 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock A - Award I 0.3743 6,711,552 2,512 26,216,904
2023-04-03 2023-03-31 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock A - Award I 0.4100 4,146,341 1,700 19,505,352
2023-04-03 2023-03-31 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Common Stock A - Award I 0.4100 731,707 300 5,142,691
2022-12-07 2022-12-06 4 Zauderer Maurice VCNX Common Stock W - Other D 3,988 181,736
2022-11-28 2022-11-23 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock A - Award I 0.5293 3,778,575 2,000 15,359,011
2022-11-28 2022-11-23 4 Van Strydonck, Gerald E. VCNX Common Stock A - Award D 0.5293 47,232 25 67,232
2022-11-28 2022-11-23 4 Frieberg Jacob B. By Gee Eff Services Limited VCNX Common Stock A - Award I 0.5293 188,928 100 193,049
2022-11-28 2022-11-23 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Common Stock A - Award I 0.5293 1,511,430 800 4,410,984
2022-05-13 2022-05-12 4 Van Strydonck, Gerald E. VCNX Stock Option (Right to Buy) A - Award D 1.12 53,254 53,254
2022-05-13 2022-05-12 4 Stecyk Chrystyna Bedrij VCNX Stock Option (Right to Buy) A - Award D 1.12 53,254 53,254
2022-05-13 2022-05-12 4 MANIAN BALA S VCNX Stock Option (Right to Buy) A - Award D 1.12 53,254 53,254
2022-05-13 2022-05-12 4 Yanni Barbara VCNX Stock Option (Right to Buy) A - Award D 1.12 53,254 53,254
2022-05-13 2022-05-12 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 1.12 53,254 53,254
2022-04-04 2022-04-01 4 Smith Ernest S. VCNX Stock Option (Right to Buy) A - Award D 1.29 20,000 20,000
2022-04-04 2022-04-01 4 Leonard John E. VCNX Stock Option (Right to Buy) A - Award D 1.29 16,000 16,000
2022-04-04 2022-04-01 4 Zauderer Maurice VCNX Stock Option (Right to Buy) A - Award D 1.29 28,000 28,000
2022-04-04 2022-04-01 4 Royer Scott E. VCNX Stock Option (Right to Buy) A - Award D 1.29 16,000 16,000
2022-04-04 2022-04-01 4 Evans Elizabeth E. VCNX Stock Option (Right to Buy) A - Award D 1.29 20,000 20,000
2022-04-04 2022-03-31 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 1.32 10,032 10,032
2022-02-24 2022-02-23 4 Van Strydonck, Gerald E. VCNX Common Stock P - Purchase D 1.3200 18,000 24 20,000
2022-02-24 2022-02-23 4 Van Strydonck, Gerald E. VCNX Common Stock P - Purchase D 1.3000 2,000 3 2,000
2022-01-31 2022-01-27 4 Frieberg Jacob B. By Benbow Estates, Ltd. VCNX Common Stock P - Purchase I 1.1100 90,090 100 94,510
2022-01-31 2022-01-27 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 1.1100 1,801,801 2,000 11,580,436
2022-01-31 2022-01-27 4 FRIEDBERG ALBERT By Friedberg Global-Macro Hedge Fund Ltd. VCNX Common Stock P - Purchase I 1.1100 1,801,801 2,000 11,580,436
2022-01-31 2022-01-27 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Common Stock P - Purchase I 1.1100 1,801,801 2,000 2,899,554
2022-01-03 2021-12-31 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 1.04 0.6800 12,856 9 12,856
2021-10-04 2021-09-30 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 2.16 6,233 6,233
2021-07-02 2021-06-30 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 2.80 4,804 4,804
2021-06-28 2021-06-25 4 Frieberg Jacob B. By Gee Eff Services Limited VCNX Option (Right to Acquire) C - Conversion I -75,000 0
2021-06-28 2021-06-25 4 Frieberg Jacob B. By Benbow Estates, Ltd. VCNX Option (Right to Acquire) C - Conversion I -44,200 0
2021-06-28 2021-06-25 4 Frieberg Jacob B. VCNX Option (Right to Acquire) C - Conversion D -44,200 0
2021-06-28 2021-06-25 4 Frieberg Jacob B. By Gee Eff Services Limited VCNX Common Stock C - Conversion I 4,121 4,121
2021-06-28 2021-06-25 4 Frieberg Jacob B. VCNX Common Stock C - Conversion D 4,420 4,420
2021-06-28 2021-06-25 4 Frieberg Jacob B. By Benbow Estates, Ltd. VCNX Common Stock C - Conversion I 4,420 4,420
2021-06-24 2021-05-24 4 FRIEDBERG ALBERT By FCMI Financial Corporation VCNX Option (Right to Acquire) C - Conversion I -9,679,833 0
2021-06-24 2021-05-24 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Option (Right to Acquire) C - Conversion I -21,475,000 0
2021-06-24 2021-05-24 4 FRIEDBERG ALBERT By FCMI Financial Corporation VCNX Common Stock C - Conversion I 967,983 967,983
2021-06-24 2021-05-24 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock C - Conversion I 1,180,051 8,810,652
2021-05-21 3 Evans Elizabeth E. VCNX Common Stock D 9,600
2021-05-12 2021-05-11 4 Goater Jeff VCNX Stock Option (Right to Buy) A - Award D 2.15 28,586 28,586
2021-05-12 2021-05-11 4 Yanni Barbara VCNX Stock Option (Right to Buy) A - Award D 2.15 28,586 28,586
2021-05-12 2021-05-11 4 MANIAN BALA S VCNX Stock Option (Right to Buy) A - Award D 2.15 28,586 28,586
2021-05-12 2021-05-11 4 Stecyk Chrystyna Bedrij VCNX Stock Option (Right to Buy) A - Award D 2.15 28,586 28,586
2021-05-12 2021-05-11 4 Van Strydonck, Gerald E. VCNX Stock Option (Right to Buy) A - Award D 2.15 28,586 28,586
2021-05-12 2021-05-11 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 2.15 28,586 28,586
2021-04-02 2021-04-02 4 Royer Scott E. VCNX Stock Option (Right to Buy) A - Award D 2.93 6,000 6,000
2021-04-02 2021-04-02 4 Zauderer Maurice VCNX Stock Option (Right to Buy) A - Award D 2.93 14,000 14,000
2021-04-02 2021-04-02 4 Leonard John E. VCNX Stock Option (Right to Buy) A - Award D 2.93 8,000 8,000
2021-04-02 2021-04-02 4 Smith Ernest S. VCNX Stock Option (Right to Buy) A - Award D 2.93 10,000 10,000
2021-04-01 2021-03-31 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 2.98 4,535 4,535
2021-01-04 2020-12-31 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 2.07 6,545 6,545
2020-10-01 2020-09-30 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 1.78 7,626 7,626
2020-09-03 2020-07-14 4/A Leonard John E. VCNX Stock Option (Right to Buy) M - Exercise D 3.90 -1,000 3,000
2020-09-03 2020-07-14 4/A Leonard John E. VCNX Common Stock M - Exercise D 3.9000 1,000 4 2,258
2020-09-03 2020-09-03 4 Royer Scott E. VCNX Stock Option (Right to Buy) M - Exercise D 3.90 -500 1,500
2020-09-03 2020-09-03 4 Royer Scott E. VCNX Common Stock M - Exercise D 3.9000 500 2 4,499
2020-09-01 2020-09-01 4 Scala Robert VCNX Stock Option (Right to Buy) A - Award D 5.67 50,000 50,000
2020-07-28 2020-07-27 4/A Leonard John E. VCNX Stock Option (Right to Buy) M - Exercise D 3.90 -1,000 3,000
2020-07-28 2020-07-27 4/A Leonard John E. VCNX Common Stock M - Exercise D 3.9000 1,000 4 2,258
2020-07-28 2020-07-24 4/A Leonard John E. VCNX Stock Option (Right to Buy) M - Exercise D 7.10 -1,258 23,150
2020-07-28 2020-07-24 4/A Leonard John E. VCNX Common Stock M - Exercise D 7.1000 1,258 9 1,258
2020-07-27 2020-07-27 4 Leonard John E. VCNX Stock Option (Right to Buy) M - Exercise D 3.90 -1,000 3,000
2020-07-27 2020-07-27 4 Leonard John E. VCNX Common Stock M - Exercise D 3.9000 1,000 4 1,000
2020-07-10 2020-07-10 4 FRIEDBERG ALBERT By Friedberg Global-Macro Hedge Fund Ltd. VCNX Common Stock P - Purchase I 3.5500 1,126,760 4,000 1,710,093
2020-07-02 2020-06-30 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 3.61 3,756 3,756
2020-05-18 2020-05-14 4 Goater Jeff VCNX Stock Option (Right to Buy) A - Award D 3.95 15,679 15,679
2020-05-18 2020-05-14 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 3.95 15,679 15,679
2020-05-18 2020-05-14 4 Stecyk Chrystyna Bedrij VCNX Stock Option (Right to Buy) A - Award D 3.95 25,087 25,087
2020-05-18 2020-05-14 4 Yanni Barbara VCNX Stock Option (Right to Buy) A - Award D 3.95 15,679 15,679
2020-05-18 2020-05-14 4 Van Strydonck, Gerald E. VCNX Stock Option (Right to Buy) A - Award D 3.95 15,679 15,679
2020-05-18 2020-05-14 4 MANIAN BALA S VCNX Stock Option (Right to Buy) A - Award D 3.95 15,679 15,679
2020-04-01 2020-03-31 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 4.00 3,336 3,336
2020-03-30 2020-03-30 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.0600 5,000 20 7,630,601
2020-03-30 2020-03-27 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.1800 4,000 17 7,625,601
2020-03-26 2020-03-26 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.4400 1,000 4 7,621,601
2020-03-26 2020-03-24 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.4000 2,000 9 7,620,601
2020-03-23 2020-03-20 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.3100 2,000 9 7,618,601
2020-03-23 2020-03-19 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.1500 4,000 17 7,616,601
2020-03-17 2020-03-17 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.0000 3,440 14 7,612,601
2020-03-17 2020-03-16 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.1500 600 2 7,609,161
2020-03-17 2020-03-13 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.2800 3,000 13 7,608,561
2020-03-11 2020-03-10 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.2000 4,000 17 7,605,561
2020-03-11 2020-03-09 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.2200 231 1 7,601,561
2020-02-26 2020-02-25 4 Zauderer Maurice VCNX Stock Option (Right to Buy) A - Award D 6.68 28,400 28,400
2020-02-26 2020-02-25 4 Royer Scott E. VCNX Stock Option (Right to Buy) A - Award D 6.07 2,000 2,000
2020-02-26 2020-02-25 4 Watkins Raymond E. VCNX Stock Option (Right to Buy) A - Award D 6.07 8,000 8,000
2020-02-26 2020-02-25 4 Smith Ernest S. VCNX Stock Option (Right to Buy) A - Award D 6.07 8,000 8,000
2020-02-26 2020-02-25 4 Leonard John E. VCNX Stock Option (Right to Buy) A - Award D 6.07 4,000 4,000
2020-02-10 3/A Frieberg Jacob B. By Trust VCNX Common Stock I 13,574
2020-01-27 2020-01-23 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Common Stock P - Purchase I 5.0900 98,231 500 1,097,753
2020-01-27 2020-01-23 4 Frieberg Jacob B. VCNX Common Stock P - Purchase D 5.0900 39,292 200 39,292
2020-01-27 2020-01-23 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 5.0900 982,318 5,000 7,601,330
2020-01-15 2019-06-30 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 5.52 2,385 2,385
2020-01-15 2019-06-30 4 Van Strydonck, Gerald E. VCNX Stock Option (Right to Buy) A - Award D 5.52 2,385 2,385
2020-01-06 2019-09-30 4/A Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 7.17 1,856 1,856
2020-01-06 2019-09-30 4/A Van Strydonck, Gerald E. VCNX Stock Option (Right to Buy) A - Award D 7.17 1,856 1,856
2020-01-06 2019-12-31 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 4.85 2,737 2,737
2020-01-06 2019-12-31 4 Van Strydonck, Gerald E. VCNX Stock Option (Right to Buy) A - Award D 4.85 2,737 2,737
2019-10-04 2019-09-30 4/A VACCINEX, INC. VCNX Stock Option (Right to Buy) A - Award D 7.17 1,856 1,856
2019-10-04 2019-09-30 4/A VACCINEX, INC. VCNX Stock Option (Right to Buy) A - Award D 7.17 1,856 1,856
2019-10-04 2019-09-30 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 7.17 1,856 1,856
2019-10-04 2019-09-30 4 Van Strydonck, Gerald E. VCNX Stock Option (Right to Buy) A - Award D 7.17 1,856 1,856
2019-10-02 2019-09-30 4 VACCINEX, INC. VCNX Stock Option (Right to Buy) A - Award D 7.17 1,856 1,856
2019-10-02 2019-09-30 4 VACCINEX, INC. VCNX Stock Option (Right to Buy) A - Award D 7.17 1,856 1,856
2019-07-31 2019-07-30 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.0800 1,838,235 7,500 6,619,012
2019-07-31 2019-07-30 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Common Stock P - Purchase I 4.0800 183,824 750 999,522
2019-07-29 2019-07-26 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 3.9900 1,000 4 4,791,521
2019-07-29 2019-07-25 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 3.9900 52 0 4,790,521
2019-05-17 2019-05-15 4 Goater Jeff VCNX Stock Option (Right to Buy) A - Award D 7.78 7,718 7,718
2019-05-17 2019-05-15 4 MANIAN BALA S VCNX Stock Option (Right to Buy) A - Award D 7.78 7,718 7,718
2019-05-17 2019-05-15 4 Van Strydonck, Gerald E. VCNX Stock Option (Right to Buy) A - Award D 7.78 7,718 7,718
2019-05-17 2019-05-15 4 Berlin Alejandro M. VCNX Stock Option (Right to Buy) A - Award D 7.78 7,718 7,718
2019-05-17 2019-05-15 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 7.78 7,718 7,718
2019-05-17 2019-05-15 4 Yanni Barbara VCNX Stock Option (Right to Buy) A - Award D 7.78 7,718 7,718
2019-04-02 2019-03-31 4 Frieberg Jacob B. VCNX Stock Option (Right to Buy) A - Award D 5.26 2,501 2,501
2019-04-02 2019-03-31 4 Van Strydonck, Gerald E. VCNX Stock Option (Right to Buy) A - Award D 5.26 2,501 2,501
2019-03-19 2019-03-15 4 Smith Ernest S. VCNX Stock Option (Right to Buy) A - Award D 3.90 8,000 8,000
2019-03-19 2019-03-15 4 Zauderer Maurice VCNX Stock Option (Right to Buy) A - Award D 4.29 20,000 20,000
2019-03-19 2019-03-15 4 Leonard John E. VCNX Stock Option (Right to Buy) A - Award D 3.90 4,000 4,000
2019-03-19 2019-03-15 4 Watkins Raymond E. VCNX Stock Option (Right to Buy) A - Award D 3.90 8,000 8,000
2019-03-19 2019-03-15 4 Royer Scott E. VCNX Stock Option (Right to Buy) A - Award D 3.90 2,000 2,000
2019-03-18 2019-03-15 4/A FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 3.9600 1,000 4 4,790,469
2019-03-18 2019-03-14 4/A FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.0000 1,000 4 4,789,469
2019-03-18 2019-03-15 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 3.9600 1,000 4 4,790,469
2019-03-18 2019-03-14 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.0000 1,000 4 4,789,469
2019-03-18 2019-03-15 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 3.9600 1,000 4 4,790,469
2019-03-18 2019-03-14 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 4.0000 1,000 4 4,789,469
2019-02-08 2019-02-07 4 Royer Scott E. VCNX Common Stock P - Purchase D 5.0500 1,725 9 3,999
2019-02-08 2019-02-06 4 Royer Scott E. VCNX Common Stock P - Purchase D 4.5700 275 1 2,274
2019-01-17 2019-01-15 4 Royer Scott E. VCNX Common Stock P - Purchase D 4.3100 1,688 7 1,999
2018-12-31 2018-12-27 4 Royer Scott E. VCNX Common Stock P - Purchase D 4.1500 311 1 311
2018-08-15 2018-08-13 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Series D Convertible Preferred Stock C - Conversion I -8,157,067 0
2018-08-15 2018-08-13 4 Zauderer Maurice By Jeremy C. Zauderer Trust VCNX Series B Convertible Preferred Stock C - Conversion I -581,577 0
2018-08-15 2018-08-13 4 Zauderer Maurice By Jordan M. Zauderer Trust VCNX Series B Convertible Preferred Stock C - Conversion I -581,577 0
2018-08-15 2018-08-13 4 Zauderer Maurice VCNX Series B Convertible Preferred Stock C - Conversion D -569,993 0
2018-08-15 2018-08-13 4 Zauderer Maurice By Vaccinex (Rochester), L.L.C. VCNX Common Stock C - Conversion I 815,698 815,698
2018-08-15 2018-08-13 4 Zauderer Maurice By Jeremy C. Zauderer Trust VCNX Common Stock C - Conversion I 95,448 212,161
2018-08-15 2018-08-13 4 Zauderer Maurice By Jordan M. Zauderer Trust VCNX Common Stock C - Conversion I 95,448 212,161
2018-08-15 2018-08-13 4 Zauderer Maurice VCNX Common Stock C - Conversion D 93,547 177,748
2018-08-15 2018-08-13 4 Antibody Investments LLC VCNX Series D Convertible Preferred Stock C - Conversion D -5,494,505 0
2018-08-15 2018-08-13 4 Antibody Investments LLC VCNX Series C Convertible Preferred Stock C - Conversion D -7,205,882 0
2018-08-15 2018-08-13 4 Antibody Investments LLC VCNX Common Stock C - Conversion D 549,444 1,895,583
2018-08-15 2018-08-13 4 Antibody Investments LLC VCNX Common Stock C - Conversion D 1,346,139 1,346,139
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Option (Right to Acquire) J - Other I 21,475,000 21,475,000
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Series D Convertible Preferred Stock C - Conversion I -6,836,890 0
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Series B2 Convertible Preferred Stock C - Conversion I -3,877,641 0
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Series B1 Convertible Preferred Stock C - Conversion I -2,041,477 0
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Series B Convertible Preferred Stock C - Conversion I -3,655,595 0
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Series A Convertible Preferred Stock C - Conversion I -5,005,755 0
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT By Pan-Atlantic Bank & Trust Ltd. VCNX Series A Convertible Preferred Stock C - Conversion I -376,334 0
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT VCNX Series D Convertible Preferred Stock C - Conversion D -4,395,604 0
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT By Global Macro Hedge Fund Ltd. VCNX Common Stock P - Purchase I 12.0000 583,333 7,000 583,333
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock P - Purchase I 12.0000 1,875,000 22,500 4,788,469
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock C - Conversion I 683,681 2,913,469
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock C - Conversion I 480,822 2,229,788
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock C - Conversion I 204,145 1,748,966
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock C - Conversion I 599,957 1,544,821
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT By FCMI Parent Co. VCNX Common Stock C - Conversion I 500,570 944,864
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT By Pan-Atlantic Bank & Trust Ltd. VCNX Common Stock C - Conversion I 37,633 37,633
2018-08-15 2018-08-13 4 FRIEDBERG ALBERT VCNX Common Stock C - Conversion D 439,555 439,555
2018-08-15 2018-08-13 4 Frieberg Jacob B. By Gee Eff Services Limited VCNX Option (Right to Acquire) J - Other I 75,000 75,000
2018-08-09 3 Leonard John E. By John Leonard Consulting, LLC VCNX Common Stock I 2,028
2018-08-09 3 Leonard John E. By John Leonard Consulting, LLC VCNX Common Stock I 2,028
2018-08-09 3 Leonard John E. By John Leonard Consulting, LLC VCNX Common Stock I 2,028
2018-08-09 3 FCMI Parent Co. By FCMI Parent Co. VCNX Common Stock I 888,588
2018-08-09 3 FCMI Parent Co. By FCMI Parent Co. VCNX Common Stock I 888,588
2018-08-09 3 FCMI Parent Co. By FCMI Parent Co. VCNX Common Stock I 888,588
2018-08-09 3 FCMI Parent Co. By FCMI Parent Co. VCNX Common Stock I 888,588
2018-08-09 3 Vaccinex (Rochester), L.L.C. VCNX Common Stock D 402,876
2018-08-09 3 Vaccinex (Rochester), L.L.C. By Jeremy C. Zauderer Trust VCNX Common Stock I 436,436
2018-08-09 3 Vaccinex (Rochester), L.L.C. By Jordan M. Zauderer Trust VCNX Common Stock I 435,388
2018-08-09 3 Vaccinex (Rochester), L.L.C. VCNX Common Stock D 402,876
2018-08-09 3 Vaccinex (Rochester), L.L.C. By Jeremy C. Zauderer Trust VCNX Common Stock I 436,436
2018-08-09 3 Vaccinex (Rochester), L.L.C. By Jordan M. Zauderer Trust VCNX Common Stock I 435,388
2018-08-09 3 Vaccinex (Rochester), L.L.C. VCNX Common Stock D 402,876
2018-08-09 3 Vaccinex (Rochester), L.L.C. By Jeremy C. Zauderer Trust VCNX Common Stock I 436,436
2018-08-09 3 Vaccinex (Rochester), L.L.C. By Jordan M. Zauderer Trust VCNX Common Stock I 435,388
2018-08-09 3 Vaccinex (Rochester), L.L.C. VCNX Common Stock D 402,876
2018-08-09 3 Vaccinex (Rochester), L.L.C. By Jeremy C. Zauderer Trust VCNX Common Stock I 436,436
2018-08-09 3 Vaccinex (Rochester), L.L.C. By Jordan M. Zauderer Trust VCNX Common Stock I 435,388
2018-08-09 3 Goater Jeff VCNX Common Stock D 600
2018-08-09 3 Goater Jeff VCNX Common Stock D 600
2018-08-09 3 Goater Jeff VCNX Common Stock D 600
2018-08-09 3 Smith Ernest S. VCNX Common Stock D 32,000
2018-08-09 3 Smith Ernest S. VCNX Common Stock D 32,000
2018-08-09 3 Smith Ernest S. VCNX Common Stock D 32,000
2018-08-09 3 Watkins Raymond E. VCNX Common Stock D 15,700
2018-08-09 3 Watkins Raymond E. VCNX Common Stock D 15,700
2018-08-09 3 Watkins Raymond E. VCNX Common Stock D 15,700
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
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