DYSL Arquivamentos da SEC - Dynasil Corporation of America- Relatório Anual, Declaração de Procuração, Prospecto

Estatísticas Básicas

CIK

30831

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Dynasil Corporation of America

SEC Filings (Chronological Order)

Esta página fornece uma lista completa e cronológica de Arquivamentos da SEC, excluindo os arquivamentos de propriedade que fornecemos em outro lugar.

December 26, 2019	EX-31.1(B)	Rule 13a-14(a)/15d-14(a) Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed herewith. EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Holly A. Hicks, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu
December 26, 2019	EX-10.31	Equipment Line of Credit Note between the Company and Middlesex Savings Bank, dated December 23, 2019 and filed herewith. EX-10.31 4 tm1925188d1ex10-31.htm EXHIBIT 10.31 Exhibit 10.31 EQUIPMENT LINE OF CREDIT MASTER NOTE (NON-REVOLVING) $750,000.00 December 23, 2019 FOR VALUE RECEIVED, the undersigned DYNASIL CORPORATION OF AMERICA, a Delaware corporation, with a principal place of business and a mailing address of 313 Washington Street, Suite 403, Newton, Massachusetts 02458 (the "Borrower"), promises to pay to MIDD
December 26, 2019	EX-31.1(A)	Rule 13a-14(a)/15d-14(a) Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed herewith. EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
December 26, 2019	EX-10.30	Loan Document Modification Agreement to the Line of Credit between the Company and Middlesex Savings Bank, dated December 23, 2019 and filed herewith. EX-10.30 3 tm1925188d1ex10-30.htm EXHIBIT 10.30 Exhibit 10.30 LOAN DOCUMENT MODIFICATION AGREEMENT This Loan Document Modification Agreement (this "Agreement") is made as of this 23rd day of December, 2019, by and between Middlesex Savings Bank, a banking corporation organized and existing under the laws of Massachusetts, of 6 Main Street, Natick, Massachusetts 01760 (the "Lender"), and Dynasil Co
December 26, 2019	EX-21.1	Subsidiaries of the Company, filed herewith. EXHIBIT 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Hibshman Corporation (Inactive) New Jersey Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation Delaware Hilger Crystals, Ltd. United Kingdom Dynasil Biomedical Corporation Delaware Xced
December 26, 2019	EX-10.29	2019 Stock Incentive Plan, dated December 12, 2019 and filed herewith. EX-10.29 2 tm1925188d1ex10-29.htm EXHIBIT 10.29 Exhibit 10.29 DYNASIL CORPORATION OF AMERICA 2019 EMPLOYEE, DIRECTOR AND CONSULTANT EQUITY INCENTIVE PLAN 1. DEFINITIONS. Unless otherwise specified or unless the context otherwise requires, the following terms, as used in this Dynasil Corporation of America 2020 Employee, Director and Consultant Equity Incentive Plan, have the following meanings: Ad
December 26, 2019	10-K	Annual Report - FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2019. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 001-35011 DYNASIL CORPORATION OF AME
November 8, 2019	EX-99.1	JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) EXHIBIT 1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13D, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13D, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements.
November 8, 2019	SC 13D	DYSL / Dynasil Corp. of America / HALE MARTIN M JR - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) DYNASIL CORPORATION OF AMERICA (Name of Issuer) Common Stock, Par Value $0.0005 Per Share (Title of Class of Securities) 268102209 (CUSIP Number) Martin M. Hale, Jr. 17 State Street, Suite 3230 New York, NY 10004 (212) 751-8800 (Name, Address and Telephone Number of Per
October 11, 2019	15-12B	DYSL / Dynasil Corp. of America 15-12B - - 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-35011 DYNASIL CORPORATION OF AMERICA (Exact name of registrant as speci
September 30, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2019 Dynasil Corporation of America (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 (State or other (Commission File Number) (IRS Em
September 30, 2019	EX-10.1	Employment Letter dated September 27, 2019 between the Company and Holly A. Hicks, filed as Exhibit 10.1 to Form 8-K filed on September 27, 2019 and incorporated herein by reference. Exhibit 10.1 September 27, 2019 Ms. Holly Hicks Re: Employment with Dynasil Corporation of America Dear Ms. Hicks: It is with great pleasure that I write to confirm the terms under which you will be promoted and continue to be employed with Dynasil Corporation of America (the “Company”). We look forward to your continued leadership in your new role. The principal terms of your employment are set f
August 29, 2019	15-12B	DYSL / Dynasil Corp. of America 15-12B - - 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-35011 DYNASIL CORPORATION OF AMERICA (Exact name of registrant as speci
August 29, 2019	S-8 POS	DYSL / Dynasil Corp. of America S-8 POS - - S-8 POS As filed with the Securities and Exchange Commission on August 29, 2019 Registration No.
August 29, 2019	S-8 POS	DYSL / Dynasil Corp. of America S-8 POS - - S-8 POS As filed with the Securities and Exchange Commission on August 29, 2019 Registration No.
August 29, 2019	S-8 POS	DYSL / Dynasil Corp. of America S-8 POS - - S-8 POS S-8 POS 1 tv528583s8pos.htm S-8 POS As filed with the Securities and Exchange Commission on August 29, 2019 Registration No. 333-46068 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 DYNASIL CORPORATION OF AMERICA (Exact Name of Registrant as Specified in Its Charter) Delaware
August 19, 2019	25	DYSL / Dynasil Corp. of America 25 - - FORM 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 001-35011 DYNASIL CORPORATION OF AMERICA The Nasdaq Stock Market LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registe
August 13, 2019	EX-10.02	Note Purchase Agreement between the Company and Massachusetts Capital Resource Company, dated August 6, 2019. EX-10.02 3 tv526984ex10-02.htm EXHIBIT 10.02 Exhibit 10.02 Execution Copy Dynasil Corporation of America Note Purchase Agreement (as amended, restated and consolidated) Dated as of August 6, 2019 Dynasil Corporation of America Note Purchase Agreement (as amended, restated and consolidated) Dated as of August 6, 2019 INDEX Page BACKGROUND 1 ARTICLE I 1 PURCHASE, SALE AND TERMS OF NOTES 1 1.01. The
August 13, 2019	10-Q	DYSL / Dynasil Corp. of America 10-Q - Quarterly Report - FORM 10-Q 10-Q 1 tv52698410q.htm FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2019 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-
August 13, 2019	EX-10.01	Amendment to the loan agreement between the Company and Middlesex Savings Bank, dated August 5, 2019. Exhibit 10.01 LOAN DOCUMENT MODIFICATION AGREEMENT This Loan Document Modification Agreement (this "Agreement") is made as of this 5th day of August, 2019, by and between Middlesex Savings Bank, a banking corporation organized and existing under the laws of Massachusetts, of 6 Main Street, Natick, Massachusetts 01760 (the "Lender"), and Dynasil Corporation of America of 313 Washington Street, Suit
August 13, 2019	EX-31.1A	Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
August 13, 2019	EX-99.1	Press release, dated August 13, 2019 issued by Dynasil Corporation of America announcing its financial results for the quarter ended June 30, 2019. Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Third Quarter Fiscal 2019 Results Newton, MA, August 13, 2019 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis technology and components for the
August 13, 2019	EX-31.1B	Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31.1(b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu
August 9, 2019	EX-99.(B)(V)	Dynasil Corporation of America Note Purchase Agreement (as amended, restated and consolidated) Dated as of August 6, 2019 Dynasil Corporation of America Note Purchase Agreement (as amended, restated and consolidated) Dated as of August 6, 2019 Exhibit (b)(v) Execution Copy Dynasil Corporation of America Note Purchase Agreement (as amended, restated and consolidated) Dated as of August 6, 2019 Dynasil Corporation of America Note Purchase Agreement (as amended, restated and consolidated) Dated as of August 6, 2019 INDEX Page BACKGROUND 5 ARTICLE I 5 PURCHASE, SALE AND TERMS OF NOTES 5 1.
August 9, 2019	SC 13E3/A	DYSL / Dynasil Corp. of America / Dynasil Corp Of America - SC 13E3/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) Dynasil Corporation of America (Name of the Issuer and Name of Person Filing Statement) Common Stock, $0.0005 par value per share (Title of Class of Securities) 268102100 (CUSIP Number of Class of Securities) Peter Sulick President
August 9, 2019	EX-99.(B)(IV)	LOAN DOCUMENT MODIFICATION AGREEMENT EX-99.(B)(IV) 2 tv527143ex99biv.htm EXHIBIT (B)(IV) Exhibit (b)(iv) LOAN DOCUMENT MODIFICATION AGREEMENT This Loan Document Modification Agreement (this "Agreement") is made as of this 5th day of August, 2019, by and between Middlesex Savings Bank, a banking corporation organized and existing under the laws of Massachusetts, of 6 Main Street, Natick, Massachusetts 01760 (the "Lender"), and Dynasil
August 7, 2019	8-K	Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events, Submission of Matters to a Vote of Security Holders 8-K 1 tv5270358k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2019 Dynasil Corporation of America (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 (State or other (Commi
August 7, 2019	EX-3.2	Certificate of Amendment, filed August 7, 2019, to effect a 8,000-for-1 forward stock split Exhibit 3.2 Delaware The First State Page 1 I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “DYNASIL CORPORATION OF AMERICA”, FILED IN THIS OFFICE ON THE SEVENTH DAY OF AUGUST, A.D. 2019, AT 10:14 O`CLOCK A.M. AND I DO HEREBY FURTHER CERTIFY THAT THE EFFECTIVE DATE OF THE AFORESAID CERT
August 7, 2019	EX-99.1	Dynasil Corporation of America Announces Results of Special Meeting of Stockholders; Company to Voluntarily Delist Common Stock From Nasdaq Exhibit 99.1 Dynasil Corporation of America Announces Results of Special Meeting of Stockholders; Company to Voluntarily Delist Common Stock From Nasdaq Newton, MA, August 7, 2019 –Dynasil Corporation of America (NASDAQ:DYSL) (the “Company”), a developer and manufacturer of optics and photonics products, optical detection and analysis technology and components for the homeland security, industrial
August 7, 2019	EX-3.1	Certificate of Amendment, filed August 7, 2019, to effect a 1-for-8,000 reverse stock split Exhibit 3.1 Delaware The First State Page 1 4503000 8100 Authentication: 203364345 SR# 20196381950 Date: 08-07-19 You may verify this certificate online at corp.delaware.gov/authver.shtml I, JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE, DO HEREBY CERTIFY THE ATTACHED IS A TRUE AND CORRECT COPY OF THE CERTIFICATE OF AMENDMENT OF “DYNASIL CORPORATION OF AMERICA”, FILED IN THIS OFF
July 12, 2019	SC 13E3/A	DYSL / Dynasil Corp. of America / Dynasil Corp Of America - SC 13E3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) Dynasil Corporation of America (Name of the Issuer and Name of Person Filing Statement) Common Stock, $0.0005 par value per share (Title of Class of Securities) 268102100 (CUSIP Number of Class of Securities) Peter Sulick President
June 25, 2019	DEF 14A	DYSL / Dynasil Corp. of America DEF 14A - - DEFINITIVE PROXY STATEMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defi
June 20, 2019	SC 13G	DYSL / Dynasil Corp. of America / Christensen Capital, Llc - SCHEDULE 13G DYNASIL CORPORATION OF AMERICA Passive Investment begin 644 ccsc13g062019.pdf M)5!$1BTQ+C<-)>+CS],-"C$V,3D@,"!O8FH-/#PO3&EN96%R:7IE9" Q+TP@ M,C,X-3DY+T\@,38R,2]%(#DP,C(S+TX@,3 O5" R,S@P-SDO2"!;(#0Y-" R M.#E=/CX-96YD;V)J#2 @(" @(" @(" @#0HQ-C,T(# @;V)J#3P\+T1E8V]D M95!A8F)D$&!@8F#^#R089@()IFE @H4)Q-H#DI@+(DZ N+] Q%\@P;@< MQ/H#4C\1X@P #=O \W#0IE;F1S M=')E86T-96YD;V)J#7-T87)T>')E9@T, T)25%3T8-"B @(" @(" @#0HQ M-C4S(# @;V)J#3P\+T,@,C U+T9I;'1E8F!@8
June 20, 2019	SC 13G	DYSL / Dynasil Corp. of America / Christensen Capital, Llc - SCHEDULE 13G DYNASIL CORPORATION OF AMERICA Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* (Amendment No. ) * Dynasil Corporation of America (Name of Issuer) Common Stock, $0.0005 Par Value (Title of Class of Securities) 268102100 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the
May 30, 2019	EX-1.01	Exhibit 1.01 - Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD. Exhibit 1.01 Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2018 to December 31, 2018 This Conflict Minerals Report (the “Report”) of Dynasil Corporation of America (“Dynasil” or the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1,
May 30, 2019	SD	DYSL / Dynasil Corp. of America SD - - FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Dynasil Corporation of America (Exact Name of Registrant as Specified in Charter) Delaware 001-35011 22-1734088 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Identification Incorporation) Number) 313 Washington St., Ste 403, Newton, MA 02458 (Address of Principal E
May 16, 2019	PRE 14A	DYSL / Dynasil Corp. of America PRE 14A PRE 14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi
May 16, 2019	EX-99.(C)(III)	1 DRAFT -- CONFIDENTIAL April 26, 2019 Project Midnight Presentation prepared for the Special Committee of the Board of Directors Exhibit (c)(iii) 1 DRAFT - CONFIDENTIAL April 26, 2019 Project Midnight Presentation prepared for the Special Committee of the Board of Directors 2 DRAFT - CONFIDENTIAL Disclaimer and Limiting Factors 2 • Mirus has relied upon and assumed the accuracy and completeness of all information that was publicly available or provided to us by the Company, and has not independently verified such information.
May 16, 2019	EX-99.(C)(II)	1 DRAFT -- CONFIDENTIAL April 19, 2019 Project Midnight Presentation prepared for the Special Committee of the Board of Directors Exhibit (c)(ii) 1 DRAFT - CONFIDENTIAL April 19, 2019 Project Midnight Presentation prepared for the Special Committee of the Board of Directors 2 DRAFT - CONFIDENTIAL Disclaimer and Limiting Factors 2 • Mirus has relied upon and assumed the accuracy and completeness of all information that was publicly available or provided to us by the Company, and has not independently verified such information.
May 16, 2019	SC 13E3	DYSL / Dynasil Corp. of America / Dynasil Corp Of America - SC 13E3 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Dynasil Corporation of America (Name of the Issuer and Name of Person Filing Statement) Common Stock, $0.0005 par value per share (Title of Class of Securities) 268102100 (CUSIP Number of Class of Securities) Peter Sulick President a
May 16, 2019	EX-99.(C)(IV)	1 DRAFT -- CONFIDENTIAL May 1, 2019 Project Midnight Presentation prepared for the Board of Directors Exhibit (c)(iv) 1 DRAFT - CONFIDENTIAL May 1, 2019 Project Midnight Presentation prepared for the Board of Directors 2 DRAFT - CONFIDENTIAL Disclaimer 2 • Mirus Capital Advisors (“Mirus”) has relied upon and assumed the accuracy and completeness of all information that was public ly available or provided to us by the Company, and has not independently verified such information.
May 14, 2019	EX-99.1	Press release, dated May 14, 2019 issued by Dynasil Corporation of America announcing its financial results for the quarter ended March 31, 2019. EX-99.1 6 tv520976ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Second Quarter Fiscal 2019 Results Newton, MA, May 14, 2019 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and ana
May 14, 2019	EX-31.1A	Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
May 14, 2019	EX-31.1B	Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ
May 14, 2019	EX-10.1	Equipment Line of Credit Term Note between the Company and Middlesex Savings Bank, dated April 30, 2019 and filed as Exhibit 10.01 to Form 10-Q filed on May 14, 2019 and incorporated herein by reference. EXHIBIT 10.1 EQUIPMENT LINE OF CREDIT TERM NOTE $483,876.14 April 30, 2019 FOR VALUE RECEIVED, the undersigned, with a principal place of business located at, 313 Washington Street, Suite 403, Newton, Massachusetts 02458 (hereinafter called the "Borrower"), promises to pay to MIDDLESEX SAVINGS BANK, a Massachusetts banking corporation, at its principal office at 6 Main Street, Natick, Massachusett
May 14, 2019	10-Q	DYSL / Dynasil Corp. of America 10-Q Quarterly Report FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2019 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-35011 DYNASIL CORPORATION OF AME
May 2, 2019	EX-99.2	313 Washington Street Suite 403 EX-99.2 3 tv520469ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 Dynasil 313 Washington Street Suite 403 Newton, MA 02458 To: All Dynasil Employees From: Peter Sulick, President and CEO Date: May 2, 2019 Re: Recent Board Action Dear Employees, Yesterday, the Dynasil Board approved a plan to potentially cease the registration of the Company's stock under federal securities laws and to delist its shares of st
May 2, 2019	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2019 Dynasil Corporation of America (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 (State or other (Commission File Number) (IRS Employer
May 2, 2019	EX-99.1	Patty Kehe Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America’s Board of Directors Approves Plan to Terminate Registration of Its Common Stock NEWTON, MA, May 2, 2019 – Dynasil Corporation of America (Nasdaq:DYSL) today announced that a Special Committee of independent directors has recommended, and its Boar
April 9, 2019	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 4, 2019 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 - - - (State or other (Commission (IRS Employer ju
March 1, 2019	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 28, 2019 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 - - - (State or other (Commission (IRS Employe
February 28, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 tv5149128k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2019 Dynasil Corporation of America (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 (State or other (Co
February 28, 2019	EX-99.1	www.dynasil.com Inspired by Light Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 28, 2019 1 www.dynasil.com Inspired by Light The statements made in this presentation which are not statements of historical fact are EX-99.1 2 tv514912ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 www.dynasil.com Inspired by Light Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 28, 2019 1 www.dynasil.com Inspired by Light The statements made in this presentation which are not statements of historical fact are forward looking statements within the meaning of Section 27 A of the Securities Act of 1933 and
February 13, 2019	EX-31.1A	Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31.1(a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst
February 13, 2019	EX-99.1	Press release, dated February 13, 2019 issued by Dynasil Corporation of America announcing its financial results for the quarter ended December 31, 2018. Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports First Quarter Fiscal 2019 Results Optics Segment Revenue up 16% Newton, MA, February 13, 2019 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis te
February 13, 2019	10-Q	DYSL / Dynasil Corp. of America FORM 10-Q (Quarterly Report) 10-Q 1 tv51267010q.htm FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2018 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number:
February 13, 2019	EX-31.1B	Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31.1(b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu
January 25, 2019	EX-1	Joint Filing Agreement Exhibit 1 to Schedule 13D Joint Filing Agreement In accordance with Rule 13d-1(k), as promulgated under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13D (including amendments thereto) with regard to the common stock of Dynasil Corporation of America, Inc.
January 25, 2019	SC 13D/A	DYSL / Dynasil Corp. of America / Entine Steven M. - SCHEDULE 13D/A Activist Investment Schedule 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2) Under the Securities Exchange Act of 1934 Dynasil Corporation of America (Name of Issuer) Common Stock, $0.0005 par value (Title of Class of Securities) 268102100 (CUSIP Number) Steven Entine, Co-Trustee Gerald Entine 1988 Family Trust 6747 Diversity Road Middleton WI 53562 608-203
January 17, 2019	SC 13D	DYSL / Dynasil Corp. of America / Entine Steven M. - SCHEDULE 13D Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Amendment No. 2) Under the Securities Exchange Act of 1934 Dynasil Corporation of America (Name of Issuer) Common Stock, $0.0005 par value (Title of Class of Securities) 268102100 (CUSIP Number) Steven Entine, Co-Trustee Gerald Entine 1988 Family Trust 6747 Diversity Road Middleton WI 53562 608-203-8
January 11, 2019	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2019 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 - - - (State or other (Commission File Number)
January 10, 2019	DEF 14A	DYSL / Dynasil Corp. of America DEF 14A DEF 14A 1 tv510855def14a.htm DEF 14A U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rul
December 28, 2018	SC 13D/A	DYSL / Dynasil Corp. of America / Sulick Peter - PETER SULICK FORM 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 3)* Under the Securities Exchange Act of 1934 DYNASIL CORPORATION OF AMERICA - (Name of Issuer) Common Stock, par value $0.0005 per share - (Title of Class of Securities) 268102100 - (CUSIP Number) Peter Sulick 313 Washington Street, Suite 403 Newton, Massachusetts 02458 617-668-6855 - (Name, Addr
December 21, 2018	EX-10.24	Equipment Line of Credit Note between the Company and Middlesex Savings Bank, dated August 13, 2018 and filed as Exhibit 10.24 to Form 10-K filed on December 21, 2018 and incorporated herein by reference. Exhibit 10.24 EQUIPMENT LINE OF CREDIT NOTE (NON-REVOLVING) 1. DEFINED TERMS. As used in this Equipment Line of Credit Note (this "Note"), the following terms shall have the meanings there indicated: 1.1 Borrower: Dynasil Corporation of America a Delaware corporation 313 Washington Street, Suite 403 Newton, MA 01760 1.2 Lender: Middlesex Savings Bank a Massachusetts savings bank 6 Main Street Nati
December 21, 2018	EX-31.1(A)	Rule 13a-14(a)/15d-14(a) Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed herewith. EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
December 21, 2018	EX-10.23	Loan Document Modification Agreement to the Line of Credit between the Company and Middlesex Savings Bank, dated August 9, 2018 and filed herewith. Exhibit 10.23 LOAN DOCUMENT MODIFICATION AGREEMENT This Loan Document Modification Agreement (this "Agreement") is made as of this 9th day of August, 2018, by and between Middlesex Savings Bank, a banking corporation organized and existing under the laws of Massachusetts, of 6 Main Street, Natick, Massachusetts 01760 "Lender"), and Dynasil Corporation of America of 313 Washington Street, Suite 403
December 21, 2018	EX-10.14	Second Amended and Restated Employee Stock Purchase Plan, dated December 13, 2018, filed as Exhibit 10.14 to Form 10-K filed on December 21, 2018 and incorporated herein by reference. Exhibit 10.14 DYNASIL CORPORATION OF AMERICA SECOND AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN DECEMBER 13, 2018 I. PURPOSE OF THE PLAN This Second Amended and Restated Employee Stock Purchase Plan is intended to promote the interests of Dynasil Corporation of America by providing eligible employees with the opportunity to acquire a proprietary interest in the Corporation through participat
December 21, 2018	EX-31.1(B)	Rule 13a-14(a)/15d-14(a) Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed herewith. EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert J. Bowdring, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the c
December 21, 2018	EX-21.1	Subsidiaries of the Company, filed herewith. EX-21.1 7 tv508705ex21-1.htm EXHIBIT 21.1 Exhibit 21.1 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Hibshman Corporation (Inactive) New Jersey Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation Delaware Hilger Crystals, Ltd. United Kingd
December 21, 2018	10-K	DYSL / Dynasil Corp. of America FORM 10-K (Annual Report) U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2018. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 001-35011 DYNASIL CORPORATION OF AME
December 21, 2018	EX-99.1	Press release, dated December 21, 2018 issued by Dynasil Corporation of America announcing the filing of its Annual Report on Form 10-K, filed herewith. Exhibit 99.1 Contact: Patty Kehe Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Fiscal Year 2018 Financial Results Newton, MA, December 21, 2018 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis technology and components for the homeland security
December 21, 2018	EX-10.22	Equipment Line of Credit Term Note between the Company and Middlesex Savings Bank, dated July 31, 2018 and filed as Exhibit 10.22 to Form 10-K filed on December 21, 2018 and incorporated herein by reference. Exhibit 10.22 EQUIPMENT LINE OF CREDIT TERM NOTE $752,543.15 July 31, 2018 FOR VALUE RECEIVED, the undersigned, with a principal place of business located at, 313 Washington Street, Suite 403, Newton, Massachusetts 02458 (hereinafter called the "Borrower"), promises to pay to MIDDLESEX SAVINGS BANK, a Massachusetts banking corporation, at its principal office at 6 Main Street, Natick, Massachusett
December 21, 2018	EX-10.25	Amendment to Note Purchase Agreement between the Company and Massachusetts Capital Resource Company, dated November 27, 2018 and filed as Exhibit 10.25 to Form 10-K filed on December 21, 2018 and incorporated herein by reference. Exhibit 10.25 AMENDMENT TO NOTE PURCHASE AGREEMENT This Amendment to the Note Purchase Agreement, dated as of July 31, 2012, as amended, (this “Amendment”), is entered into as of November 27, 2018 (subject to the satisfaction of the conditions set forth in Section 3 below, the “Effective Date”), by and between Dynasil Corporation of America, a Delaware corporation (the “Company”), and Massachusett
December 20, 2018	SC 13D/A	DYSL / Dynasil Corp. of America / Sulick Peter - FORM 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 2), * Under the Securities Exchange Act of 1934 DYNASIL CORPORATION OF AMERICA - (Name of Issuer) Common Stock, par value $0.0005 per share - (Title of Class of Securities) 268102100 - (CUSIP Number) Peter Sulick 313 Washington Street, Suite 403 Newton, Massachusetts 02458 617-668-6855 - (Name,
December 19, 2018	SC 13D/A	DYSL / Dynasil Corp. of America / Dynasil Corp Of America - DYNASIL CORPORATION OF AMERICA FORM 13-D/A Activist Investment SC 13D/A 1 dysl13d121918.txt DYNASIL CORPORATION OF AMERICA FORM 13-D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 2)* Under the Securities Exchange Act of 1934 DYNASIL CORPORATION OF AMERICA - (Name of Issuer) Common Stock, par value $0.0005 per share - (Title of Class of Securities) 268102100 - (CUSIP Number) Peter Sulick 313 Washington
August 14, 2018	10-Q	DYSL / Dynasil Corp. of America FORM 10-Q (Quarterly Report) U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2018 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-35011 DYNASIL CORPORATION OF AMER
August 14, 2018	EX-31.1A	Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31.1(a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst
August 14, 2018	EX-31.1B	Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31.1(b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu
August 14, 2018	EX-99.1	Press release, dated August 14, 2018 issued by Dynasil Corporation of America announcing its financial results for the quarter ended June 30, 2018. Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Third Quarter Fiscal 2018 Revenue Increase of 19% Newton, MA, August 14, 2018 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis technology and com
July 26, 2018	8-K	Other Events 8-K 1 dysl8-k.072618.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 20, 2018 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 - - - (State or other (Co
May 29, 2018	SD	DYSL / Dynasil Corp. of America FORM SD SD 1 tv495247sd.htm FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Dynasil Corporation of America (Exact Name of Registrant as Specified in Charter) Delaware 001-35011 22-1734088 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Identification Incorporation) Number) 313 Washington St., Ste 403, Newton, MA 0
May 29, 2018	EX-1.01	Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2017 to December 31, 2017 Exhibit 1.01 Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2017 to December 31, 2017 This Conflict Minerals Report (the “Report”) of Dynasil Corporation of America (“Dynasil” or the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1,
May 14, 2018	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2018 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-35011 DYNASIL CORPORATION OF AME
May 14, 2018	EX-99.1	Press release, dated May 14, 2018 issued by Dynasil Corporation of America announcing its financial results for the quarter ended March 31, 2018. EX-99.1 5 tv493118ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Second Quarter Fiscal 2018 Net Income of $1.3 Million Newton, MA, May 14, 2018 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optica
May 14, 2018	EX-31.1B	Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31.1(b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu
May 14, 2018	EX-31.1A	Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31.1(a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst
February 27, 2018	8-K/A	Submission of Matters to a Vote of Security Holders 8-K/A 1 dysk8ka-022718.txt DYNASIL CORPORATION OF AMERICA FORM 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K/A Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 22, 2018 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaw
February 26, 2018	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 dysl8k-022218.txt DYNASIL CORPORATION OF AMERICA FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 22, 2018 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 001
February 22, 2018	EX-99.1	Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 22, 2018 2 Forward - Looking Statements The statements made in this presentation which are not statements of historical fact are forward Exhibit 99.1 Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 22, 2018 2 Forward - Looking Statements The statements made in this presentation which are not statements of historical fact are forward looking statements within the meaning of Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Exchange Act of 19
February 22, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 22, 2018 Dynasil Corporation of America (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 (State or other (Commission File Number) (IRS Emp
February 13, 2018	EX-10.01	Second Amendment to Note Purchase Agreement between the Company and Massachusetts Capital Resource Company, dated January 3, 2018, filed as Exhibit 10.01 to Form 10-Q filed on February 13, 2018 and incorporated herein by reference. EX-10.01 2 tv485142ex10-01.htm EXHIBIT 10.01 Exhibit 10.01 AMENDMENT TO NOTE PURCHASE AGREEMENT This Amendment to the Note Purchase Agreement, dated as of July 31, 2012, as amended, (this “Amendment”), is entered into as of January 3, 2018 (subject to the satisfaction of the conditions set forth in Section 3 below, the “Effective Date”), by and between Dynasil Corporation of America, a Delaware co
February 13, 2018	EX-31.1A	31.1(a) Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31.1(a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumst
February 13, 2018	10-Q	DYSL / Dynasil Corp. of America FORM 10-Q (Quarterly Report) U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2017 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-35011 DYNASIL CORPORATION OF
February 13, 2018	EX-99.1	99.1 Press release, dated February 13, 2017 issued by Dynasil Corporation of America announcing its financial results for the quarter ended December 31, 2017. Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports First Quarter Fiscal 2018 Results Optics Segment Revenue up 12% Newton, MA, February 13, 2018 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis te
February 13, 2018	EX-31.1B	31.1(b) Rule 13a-14(a)/15d-14(a) Certification of Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. EXHIBIT 31.1(b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu
January 8, 2018	DEF 14A	DYSL / Dynasil Corp. of America DEF 14A U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Sta
December 20, 2017	EX-21.1	Subsidiaries of the Company, filed herewith. EXHIBIT 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Hibshman Corporation (Inactive) New Jersey Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation Delaware Hilger Crystals, Ltd. United Kingdom Dynasil Biomedical Corporation Delaware Xced
December 20, 2017	EX-31.1(B)	Rule 13a-14(a)/15d-14(a) Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed herewith. EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert J. Bowdring, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the c
December 20, 2017	EX-31.1(A)	Rule 13a-14(a)/15d-14(a) Certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, filed herewith. EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
December 20, 2017	EX-99.1	Press release, dated December 20, 2017 issued by Dynasil Corporation of America announcing the filing of its Annual Report on Form 10-K, filed herewith. Exhibit 99.1 Contact: Patty Kehe Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Fiscal Year 2017 Financial Results Newton, MA, December 20, 2017 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis technology and components for the homeland security
December 20, 2017	10-K	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K 10-K 1 tv48126810k.htm FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2017. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 001
August 14, 2017	EX-31.1(A)	CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
August 14, 2017	EX-31.1(B)	CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ
August 14, 2017	EX-10.01	Third Amendment to the Loan and Security Agreement between the Company and Middlesex Savings Bank, dated May 16, 2017, filed as Exhibit 10.01 to Form 10-Q filed on August 14, 2017 and incorporated herein by reference. Exhibit 10.01 LOAN DOCUMENT MODIFICATION AGREEMENT This Loan Document Modification Agreement (this "Agreement") is made as of this 16 day of May, 2017, by and between Middlesex Savings Bank, a banking corporation organized and existing under the laws of Massachusetts, of 6 Main Street, Natick, Massachusetts 01760 "Lender"), and Dynasil Corporation of America of 313 Washington Street, Suite 403, Ne
August 14, 2017	EX-99.1	Dynasil Corporation of America Reports Third Quarter Fiscal 2017 Results Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Third Quarter Fiscal 2017 Results Newton, MA, August 14, 2017 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis technology and components for the
August 14, 2017	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2017 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-35011 DYNASIL CORPORATION OF AMER
August 14, 2017	EX-10.02	Line of Credit by and between Middlesex Savings Bank, as Lender, and the Company, as Borrower, dated as of May 16, 2017, filed as Exhibit 10.02 to Form 10-Q filed on August 14, 2017 and incorporated herein by reference. Exhibit 10.02 LINE OF CREDIT AGREEMENT FOR THE ACQUISITION OF EQUIPMENT ($1,000,000.00 Line) May 16, 2017 Dynasil Corporation of America 313 Washington Street, Suite 403 Newton, MA 02458 Gentlemen: We (the "Lender") are pleased to advise you (the "Borrower") that Lender has established a line of credit of up to One Million and 00/100 ($1,000,000.00) Dollars (subject to limitations contained herein
May 30, 2017	EX-1.01	EX-1.01 Exhibit 1.01 Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2016 to December 31, 2016 This Conflict Minerals Report (the "Report") of Dynasil Corporation of America ("Dynasil" or the "Company") has been prepared pursuant to Rule 13p-1 and Form SD (the "Rule") promulgated under the Securities Exchange Act of 1934 for the reporting period January 1,
May 30, 2017	SD	Dynasil of America DYNASIL CORPORATION OF AMERICA FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 - - - (State or other (Commission (IRS Employer jurisdiction of File Number) Identification No.) incorporation) 313 Washington Street, Suite 403, Newton, MA 02458 - (Addres
May 15, 2017	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2017 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-35011 DYNASIL CORPORATION OF AME
May 15, 2017	EX-99.1	Dynasil Corporation of America Reports Second Quarter Fiscal 2017 Gross Margin Improves 2%, Up to 38% from 36% in 2016 Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Second Quarter Fiscal 2017 Gross Margin Improves 2%, Up to 38% from 36% in 2016 Newton, MA, May 15, 2017 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and
May 15, 2017	EX-31.1(B)	EXHIBIT 31.1 (b) EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ
May 15, 2017	EX-31.1(A)	EXHIBIT 31.1 (a) EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
February 27, 2017	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 23, 2017 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 - - - (State or other (Commission (IRS Employe
February 23, 2017	EX-99.1	Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 23, 2017 EX-99.1 2 v460170ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 23, 2017 2 Forward - Looking Statements The statements made in this presentation which are not statements of historical fact are forward looking statements within the meaning of Section 27 A of the Securities Act of 1933 and Section
February 23, 2017	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 v4601708k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2017 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 001-35011 22-1734088 - - - (State or
February 13, 2017	EX-10.01	December 2, 2016 EX-10.01 2 v458432ex10-01.htm EXHIBIT 10.01 Exhibit 10.01 December 2, 2016 Dynasil Corporation of America 44 Hunt Street Watertown, MA 02472 Attn: Robert Bowdring, Chief Financial Officer Re: Second Amendment of Loan Agreement Gentlemen: Reference is made to that certain Loan and Security Agreement dated May 1, 2014, as amended by a certain Line of Credit Modification dated September 29, 2015, as
February 13, 2017	EX-31.1(A)	EXHIBIT 31.1 (a) EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
February 13, 2017	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q 1 v45843210q.htm FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 0
February 13, 2017	EX-99.1	Dynasil Corporation of America Reports First Quarter Fiscal 2017 Recognition of Deferred Tax Asset Benefit of $2.7 million EX-99.1 7 v458432ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports First Quarter Fiscal 2017 Recognition of Deferred Tax Asset Benefit of $2.7 million Newton, MA, February 13, 2017 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of opt
February 13, 2017	EX-31.1(B)	EXHIBIT 31.1 (b) EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ
February 13, 2017	EX-10.02	NOTE PURCHASE AGREEMENT Exhibit 10.02 AMENDMENT TO NOTE PURCHASE AGREEMENT This Amendment to the Note Purchase Agreement, dated as of July 31, 2012, as amended, (this ?Amendment?), is entered into as of December 31, 2016 (subject to the satisfaction of the conditions set forth in Section 3 below, the ?Effective Date?), by and between Dynasil Corporation of America, a Delaware corporation (the ?Company?), and Massachusett
January 5, 2017	DEF 14A	Dynasil of America DEF 14A DEF 14A 1 v456130def14a.htm DEF 14A U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule
December 21, 2016	EX-31.1B	CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert J. Bowdring, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the c
December 21, 2016	EX-99.1	Dynasil Corporation of America Reports Fiscal Year 2016 Financial Results Revenue increases $2.9 million year over year; Net Income rises $690,000 Exhibit 99.1 Contact: Patty Kehe Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Fiscal Year 2016 Financial Results Revenue increases $2.9 million year over year; Net Income rises $690,000 Newton, MA, December 21, 2016 ? Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical d
December 21, 2016	EX-21.1	Subsidiaries of the Company EXHIBIT 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Hibshman Corporation (Inactive) New Jersey Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation Delaware Hilger Crystals, Ltd. United Kingdom Dynasil Biomedical Corporation Delaware Xced
December 21, 2016	10-K	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K 10-K 1 v45495210k.htm FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2016. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 001-
December 21, 2016	EX-31.1A	CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
November 18, 2016	EX-99.2	Dynasil Corporation of America Xcede Conference Call November 21, 2016 EX-99.2 3 v453443ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 Dynasil Corporation of America Xcede Conference Call November 21, 2016 2 Forward - Looking Statements The statements made in this presentation which are not statements of historical fact are forward looking statements within the meaning of Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Exchange Act of 1934 . Forwa
November 18, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 v4534438k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2016 - Dynasil Corporation of America (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 (State or other (C
November 18, 2016	EX-99.1	Dynasil Corporation and Cook Biotech Inc. Join Together to Advance Xcede Technologies Patch through First in Human Trials Exhibit 99.1 Contacts: Patty Kehe Dynasil Corp of America Phone: 617.668.6855 [email protected] Dennis Abbott Director, Global Business Development Cook Biotech Inc. 1425 Innovation Place West Lafayette, IN 47906 Phone: 765.807.1925 [email protected] Dynasil Corporation and Cook Biotech Inc. Join Together to Advance Xcede Technologies Patch through First in Human Trials Rochester, Minn., Nov
August 11, 2016	EX-99.1	Dynasil Corporation of America Reports Year to Date Revenue is up 11% Over the Same 2015 Period Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Year to Date Revenue is up 11% Over the Same 2015 Period Newton, MA, August 11, 2016 ? Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis technology
August 11, 2016	EX-31.1(B)	EXHIBIT 31.1 (b) EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ
August 11, 2016	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 001-35011 DYNASIL CORPORATION OF AMER
August 11, 2016	EX-31.1(A)	EXHIBIT 31.1 (a) EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
May 26, 2016	EX-1.01	Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2015 to December 31, 2015 EX-1.01 2 v440840ex1-01.htm EXHIBIT 1.01 Exhibit 1.01 Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2015 to December 31, 2015 This Conflict Minerals Report (the “Report”) of Dynasil Corporation of America (“Dynasil” or the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of
May 26, 2016	SD	Dynasil of America FORM SD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Dynasil Corporation of America (Exact Name of Registrant as Specified in Charter) Delaware 001-35011 22-1734088 (State or Other Jurisdiction of (Commission File Number) (IRS Employer Identification Incorporation) Number) 313 Washington St., Ste 403, Newton, MA 02458 (Address of Principal E
May 12, 2016	EX-99.1	Dynasil Corporation of America Reports Continued Revenue Growth in its Optics Business for Fiscal 2016’s Second Quarter at 23% Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Continued Revenue Growth in its Optics Business for Fiscal 2016?s Second Quarter at 23% Newton, MA, May 12, 2016 ? Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detect
May 12, 2016	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2016 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF AME
May 12, 2016	EX-31.1(B)	EXHIBIT 31.1 (b) EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ
May 12, 2016	EX-31.1(A)	EXHIBIT 31.1 (a) EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
February 29, 2016	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 26, 2015 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other (Commission (IRS Employe
February 25, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2016 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other (Commission File Number
February 25, 2016	EX-99.1	Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 25, 2016 Exhibit 99.1 Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 25, 2016 2 Forward - Looking Statements The statements made in this presentation which are not statements of historical fact are forward looking statements within the meaning of Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Exchange Act of 19
February 11, 2016	EX-31.1(A)	EXHIBIT 31.1 (a) EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
February 11, 2016	EX-31.1(B)	EXHIBIT 31.1 (b) EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Robert Bowdring, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circ
February 11, 2016	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2015 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF
February 11, 2016	EX-99.1	Dynasil Corporation of America Reports First Quarter Fiscal 2016 Profit Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports First Quarter Fiscal 2016 Profit Newton, MA, February 11, 2016 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optical detection and analysis technology and components for the
February 11, 2016	EX-10.1	Term Note Agreement between the Company and Middlesex Savings Bank, dated February 1, 2016, filed as Exhibit 10.1 to Form 10-Q filed on February 11, 2016 and incorporated herein by reference. Exhibit 10.1 TERM NOTE $2,000,000.00 February 1, 2016 FOR VALUE RECEIVED, Dynasil Corporation of America, a duly organized Delaware corporation with a mailing address at 313 Washington Street, Suite 403, Newton, MA 02458 (the “Borrower”), promises to pay to MIDDLESEX SAVINGS BANK (the “Lender”), a Massachusetts banking corporation, at its principal office at 6 Main Street, Natick, Massachusetts 01
January 7, 2016	DEF 14A	Dynasil of America FORM DEF 14A DEF 14A 1 v428204def14a.htm FORM DEF 14A U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by
December 17, 2015	EX-21.1	Subsidiaries of Dynasil Corporation of America EX-21.1 4 v426455ex21-1.htm EXHIBIT 21.1 EXHIBIT 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Dynasil International, Inc (Inactive) New Jersey Hibshman Corporation (Inactive) California Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation
December 17, 2015	10-K	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2015. ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 000-27503 DYNASIL CORPORATION OF AME
December 17, 2015	EX-99.1	Dynasil Corporation of America Reports Fiscal Year 2015 Financial Results Optics segment continues double digit growth in 2015 EX-99.1 9 v426455ex99-1.htm EXHIBIT 99.1 EXHIBIT 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Fiscal Year 2015 Financial Results Optics segment continues double digit growth in 2015 Newton, MA, December 17, 2015 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of
December 17, 2015	EX-10.04	Loan Document Modification Agreement between the Company and Middlesex Savings Bank, dated September 29, 2015, filed as Exhibit 10.04 to Form 10-K filed on December 17, 2015 and incorporated herein by reference. EX-10.04 2 v426455ex10-04.htm EXHIBIT 10.04 Exhibit 10.04 LOAN DOCUMENT MODIFICATION AGREEMENT This Loan Document Modification Agreement (this “Agreement”) is made as of this 29th day of September, 2015 by and between MIDDLESEX SAVINGS BANK, a Banking Corporation organized and existing under the laws of Massachusetts, of 6 Main Street, Natick, Massachusetts 01760 "Lender"), and Dynasil Corporation
December 17, 2015	EX-10.07	Amendment to Note Purchase Agreement between the Company and Massachusetts Capital Resource Company, dated October 1, 2015, filed as Exhibit 10.07 to Form 10-K filed on December 17, 2015 and incorporated herein by reference. EX-10.07 3 v426455ex10-07.htm EXHIBIT 10.07 Exhibit 10.07 Execution Copy AMENDMENT TO NOTE PURCHASE AGREEMENT This Amendment to the Note Purchase Agreement, dated as of July 31, 2012, as amended, (this "Amendment"), is entered into as of October 1,2015 (subject to the satisfaction of the conditions set forth in Section 3 below, the "Effective Date"), by and between Dynasil Corporation of America,
December 17, 2015	EX-31.1B	CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas C. Leonard, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci
November 13, 2015	EX-99	EX-99 [LOGO] Dynasil Contacts: Patty Kehe Dynasil Corporation of America Phone: 617.668.6855 Email: [email protected] Dynasil Announces Retirement of CFO Thomas Leonard; Corporate Controller Robert Bowdring Named as Successor NEWTON, Mass. - November 13, 2015 - Dynasil Corporation of America ("Dynasil" or the "Company") (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, optic
November 13, 2015	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 12, 2015 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other (Commission (IRS Employe
November 13, 2015	EX-10	Employment Letter dated November 13, 2015 between the Company and Robert J. Bowdring, filed as Exhibit 10.1 to Form 8-K filed on November 13, 2015 and incorporated herein by reference. [LOGO]Dynasil November 12, 2015 Mr. Robert Bowdring Re: Employment with Dynasil Corporation of America Dear Rob: It is with great pleasure that I write to confirm the terms under which you will be promoted and continue to be employed with Dynasil Corporation of America (the "Company"). We look forward to your continued leadership in your new role. The principal terms of your employment are set for
October 7, 2015	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 1, 2015 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other (Commission (IRS Employer
October 7, 2015	EX-99	EX-99 [LOGO] DYNASIL Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.
August 12, 2015	EX-31.1(B)	EXHIBIT 31.1 (b) EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas Leonard, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu
August 12, 2015	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE — ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2015 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE — ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF
August 12, 2015	EX-99.1	Dynasil Corporation of America Reports Third Quarter Fiscal 2015 Financial Results Operating Income for the Quarter increases 300% EX-99.1 5 v417249ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 [email protected] Dynasil Corporation of America Reports Third Quarter Fiscal 2015 Financial Results Operating Income for the Quarter increases 300% Newton, MA, August 12, 2015 – Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacture
August 12, 2015	EX-31.1(A)	EXHIBIT 31.1 (a) EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
May 27, 2015	SD	Dynasil of America FORM SD OMB APPROVAL OMB Number: 3235-0697 Expires: May 31, 2016 Estimated average burden hours per response.
May 27, 2015	EX-1.01	Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2014 to December 31, 2014 Exhibit 1.01 Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2014 to December 31, 2014 This Conflict Minerals Report (the ?Report?) of Dynasil Corporation of America (the ?Company?) has been prepared pursuant to Rule 13p-1 and Form SD (the ?Rule?) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2014 to Decem
May 13, 2015	EX-99.1	Dynasil Corporation of America Reports Second Quarter Fiscal 2015 Financial Results Company to Host Earnings Conference Call at 5:00 p.m. (ET) Today Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 [email protected] Dynasil Corporation of America Reports Second Quarter Fiscal 2015 Financial Results Company to Host Earnings Conference Call at 5:00 p.m. (ET) Today Newton, MA, May 13, 2015 ? Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics
May 13, 2015	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2015 ? TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF AME
May 13, 2015	EX-31.1(B)	CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas Leonard, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu
May 13, 2015	EX-31.1(A)	CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
April 13, 2015	SC 13D/A	DYSL / Dynasil Corp. of America / Sulick Peter Activist Investment SC 13D/A 1 dysl13da-sulick.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1)* Under the Securities Exchange Act of 1934 DYNASIL CORPORATION OF AMERICA - (Name of Issuer) Common Stock, par value $0.0005 per share - (Title of Class of Securities) 268102100 - (CUSIP Number) Peter Sulick 313 Washington Street, Suite 403 Newton, Massachusetts 0
March 24, 2015	8-K	Dynasil of America DYNASIL CORPORATION OF AMERICA FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 20, 2015 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other (Commission (IRS Employer j
March 23, 2015	SC 13D/A	DYSL / Dynasil Corp. of America / Entine Gerald - SC 13D/A Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Dynasil Corporation of America (Name of Issuer) Common Stock, $0.0005 par value (Title of Class of Securities) 268102100 (CUSIP Number) Gerald Entine Gerald Entine 1988 Family Trust 100 Belvidere Street, Unit 10B Boston, Massachusetts 02199 617-529-4786 (Name, Address
February 27, 2015	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 26, 2015 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other (Commission (IRS Employe
February 26, 2015	EX-99.1	Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 26, 2015 2 Forward - Looking Statements The statements made in this presentation which are not statements of historical fact are forward Exhibit 99.1 Dynasil Corporation of America Annual Meeting of Stockholders Peter Sulick, Chairman, President and CEO February 26, 2015 2 Forward - Looking Statements The statements made in this presentation which are not statements of historical fact are forward looking statements within the meaning of Section 27 A of the Securities Act of 1933 and Section 21 E of the Securities Exchange Act of 19
February 26, 2015	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2015 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other (Commission File Number
February 17, 2015	EX-99.1	Dynasil Corporation of America Reports First Quarter Fiscal 2015 Financial Results Company to Host Earnings Conference Call at 5:00 p.m. (ET) Today Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 [email protected] Dynasil Corporation of America Reports First Quarter Fiscal 2015 Financial Results Company to Host Earnings Conference Call at 5:00 p.m. (ET) Today Newton, MA, February 17, 2015 ? Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photon
February 17, 2015	EX-31.1B	EXHIBIT 31.1 (b) EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas Leonard, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu
February 17, 2015	EX-31.1A	EXHIBIT 31.1 (a) EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
February 17, 2015	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2014 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF
January 12, 2015	DEF 14A	DYSL / Dynasil Corp. of America DEF 14A - - DEF 14A U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Sta
December 23, 2014	EX-31.1B	CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas C. Leonard, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci
December 23, 2014	10-K/A	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment No. 1) U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2014. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 000-27503 DYNAS
December 23, 2014	EX-31.1A	CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
December 23, 2014	EX-21.1	Subsidiaries of Dynasil Corporation of America EXHIBIT 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Dynasil International, Inc (Inactive) New Jersey Hibshman Corporation (Inactive) California Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation Delaware Hilger Crystals, Ltd. United Kin
December 16, 2014	EX-31.1B	CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas C. Leonard, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci
December 16, 2014	EX-21.1	Subsidiaries of Dynasil Corporation of America Exhibit 21.1 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Dynasil International, Inc (Inactive) New Jersey Hibshman Corporation (Inactive) California Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation Delaware Hilger Crystals, Ltd. Unite
December 16, 2014	EX-99.1	Dynasil Corporation of America Reports Fiscal Year 2014 Financial Results Company reports $2.0 million of net income for fiscal 2014 Exhibit 99.1 Contacts: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Fiscal Year 2014 Financial Results Company reports $2.0 million of net income for fiscal 2014 Newton, MA, December 16, 2014 Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics products, opti
December 16, 2014	EX-31.1A	CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
December 16, 2014	10-K	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K U.S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2014. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 000-27503 DYNASIL CORPORATION OF AME
September 24, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K 1 dysl8k-092314.txt DYNASIL CORPORATION OF AMERICA FORM 8-K 09/18/2014 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 18, 2014 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter)
August 13, 2014	EX-10.1	ASSET PURCHASE AGREEMENT BY AND AMONG EVAPORATED METAL FILMS CORPORATION (?Buyer?), DYNASIL CORPORATION OF AMERICA (?Dynasil?), DICHROTEC THIN FILMS, LLC (?Seller?) SYNCROLITE, LLC (?Parent?) June 26, 2014 TABLE OF CONTENTS Exhibit 10.1 Execution Version ASSET PURCHASE AGREEMENT BY AND AMONG EVAPORATED METAL FILMS CORPORATION (?Buyer?), DYNASIL CORPORATION OF AMERICA (?Dynasil?), DICHROTEC THIN FILMS, LLC (?Seller?) AND SYNCROLITE, LLC (?Parent?) June 26, 2014 TABLE OF CONTENTS Page Article 1 SALE AND PURCHASE OF ASSETS 1 1.1 Purchased Assets 1 1.2 Assets Excluded from Sale 2 1.3 Liabilities 3 1.4 Purchase Price 4 1.
August 13, 2014	EX-31.1B	EXHIBIT 31.1 (b) EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas Leonard, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu
August 13, 2014	EX-31.1A	EXHIBIT 31.1 (a) EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
August 13, 2014	EX-99.1	Dynasil Corporation of America Reports Third Quarter Fiscal 2014 Financial Results Company Reports Third Consecutive Quarter of Profitability Exhibit 99.1 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 [email protected] Dynasil Corporation of America Reports Third Quarter Fiscal 2014 Financial Results Company Reports Third Consecutive Quarter of Profitability Watertown, MA, August 13, 2014 ? Dynasil Corporation of America (NASDAQ: DYSL), a developer and manufacturer of optics and photonics p
August 13, 2014	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2014 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF AMER
June 26, 2014	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 26, 2014 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other Commission (IRS Employer jur
June 26, 2014	EX-99	EX-99 [LOGO] DYNASIL Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.
May 28, 2014	EX-1.01	Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2013 to December 31, 2013 Exhibit 1.01 Dynasil Corporation of America Conflict Minerals Report For the reporting period from January 1, 2013 to December 31, 2013 This Conflict Minerals Report (the “Report”) of Dynasil Corporation of America (the “Company”) has been prepared pursuant to Rule 13p-1 and Form SD (the “Rule”) promulgated under the Securities Exchange Act of 1934 for the reporting period January 1, 2013 to Decem
May 28, 2014	SD	- FORM SD SD 1 v379962sd.htm FORM SD OMB APPROVAL OMB Number: 3235-0697 Expires: May 31, 2016 Estimated average burden hours per response....480.61 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD SPECIALIZED DISCLOSURE REPORT Dynasil Corporation of America (Exact Name of Registrant as Specified in Charter) DELAWARE 000-27503 22-1734088 (State or Other Jurisdiction of (Commiss
May 23, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2014 Dynasil Corporation of America (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 (State or other (Commission File Number) (IRS Employer
May 12, 2014	EX-99.1	Dynasil Corporation of America Reports Second Quarter Fiscal 2014 Financial Results Company Regains Bank Compliance and Records Second Quarter of Profitability Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.
May 12, 2014	EX-31.1B	EXHIBIT 31.1 (b) EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas Leonard, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu
May 12, 2014	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2014 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF AME
May 12, 2014	EX-31.1A	EXHIBIT 31.1 (a) EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
May 6, 2014	8-K	Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events 8-K 1 dysl8k-050114.txt DYNASIL CORPORATION OF AMERICA FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 1, 2014 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503
May 6, 2014	EX-10	Revolving Line of Credit by and between Middlesex Savings Bank, as Lender, and the Company, as Borrower, dated as of May 1, 2014, filed as Exhibit 10.2 to Form 8-K filed on May 2, 2014 and incorporated herein by reference. REVOLVING LINE OF CREDIT NOTE $4,000,000.00 May 1, 2014 FOR VALUE RECEIVED, the undersigned Dynasil Corporation of America, a corporation duly organized, validly existing and in good standing under the laws of the State of Delaware, with a principal place of business located at 44 Hunt Street Watertown, MA 02472, (hereinafter called the "Borrower"), promises to pay to MIDDLESEX SAVINGS BANK, a Mas
May 6, 2014	EX-10	Loan and Security Agreement by and between Middlesex Savings Bank, as Lender, and the Company, as Borrower, dated as of May 1, 2014, filed as Exhibit 10.1 to Form 8-K filed on May 2, 2014 and incorporated herein by reference. EX-10 2 dysl8k050114ex10-1.txt EXHIBIT 10.1 - LOAN AND SECURITY AGREEMENT LOAN AND SECURITY AGREEMENT THIS LOAN AND SECURITY AGREEMENT ("Agreement") is made this 1st day of May, 2014 by and between MIDDLESEX SAVINGS BANK ("Lender"), a Massachusetts banking corporation with a principal place of business at 6 Main Street, Natick, Massachusetts 01760, and DYNASIL CORPORATION OF AMERICA ("Borrower"),
May 6, 2014	EX-99	EX-99 [LOGO] Dynasil Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.
February 13, 2014	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 13, 2014 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other Commission (IRS Employer
February 12, 2014	EX-31.1A	EXHIBIT 31.1 (a) EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
February 12, 2014	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF
February 12, 2014	EX-31.1B	EXHIBIT 31.1 (b) EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas Leonard, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu
February 12, 2014	EX-99.1	Dynasil Corporation of America Reports First Quarter Fiscal 2014 Financial Results Company Sells Instruments Businesses and Returns to Profitability Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.
February 12, 2014	EX-10.1	ASSET PURCHASE AGREEMENT BY AND AMONG DILON TECHNOLOGIES, INC., AS BUYER, RMD INSTRUMENTS CORP. D/B/A DYNASIL PRODUCTS, AS SELLER, DYNASIL CORPORATION OF AMERICA, AS PARENT Dated December 23, 2013 Table of Contents Execution Version ASSET PURCHASE AGREEMENT BY AND AMONG DILON TECHNOLOGIES, INC., AS BUYER, RMD INSTRUMENTS CORP. D/B/A DYNASIL PRODUCTS, AS SELLER, AND DYNASIL CORPORATION OF AMERICA, AS PARENT Dated December 23, 2013 Table of Contents Page ARTICLE I PURCHASE AND SALE 1 1.1 Agreement to Purchase and Sell 1 1.2 Excluded Assets 2 1.3 Assumption of Assumed Liabilities 2 1.4 Purchase Price 3 1.5 Cont
January 3, 2014	DEF 14A	- DEF 14A DEF 14A 1 v364164def14a.htm DEF 14A U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule
December 24, 2013	EX-99	EX-99 EX-99 2 dysl8k-122313ex99.1.txt PRESS RELEASE [LOGO] DYNASIL Contacts: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 [email protected] Dynasil Sells Navigator Product Line Proceeds Used to Reduce Bank Debt Watertown, Mass., December 24, 2013 - Dynasil Corporation of America (NASDAQ: DYSL), a developer of sensing, detection and analysis technology for homeland
December 24, 2013	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 dysl8k-122313.txt DYNASIL CORPORATION OF AMERICA FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2013 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 00
December 20, 2013	10-K	a) (1) The financial statements are included under Part II, Item 8 of this Report. (2) Schedules are omitted because they are not applicable, or are not required, or because the information is included in the consolidated financial statements and t U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2013. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 000-27503 DYNASIL CORPORATION OF AM
December 20, 2013	EX-21.1	Subsidiaries of Dynasil Corporation of America 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Dynasil International, Inc (Inactive) New Jersey Hibshman Corporation (Inactive) California Optometrics Corporation Delaware Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Delaware RMD Instruments Corporation Delaware Hilger Crystals, Ltd. United Kingdom Dyn
December 20, 2013	EX-99.1	Dynasil Corporation of America Reports Fiscal Year 2013 Financial Results Filing of Annual Report on Form 10-K Ex 99.1 v363155ex 99.htm EXHIBIT 99.1 Contacts: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: 617.668.6855 [email protected] Dynasil Corporation of America Reports Fiscal Year 2013 Financial Results Filing of Annual Report on Form 10-K Watertown, MA, December 19, 2013 ? Dynasil Corporation of America (NASDAQ: DYSL), a developer of sensing, detection and analysis technology f
December 20, 2013	EX-10.27	ASSET PURCHASE AGREEMENT ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT, dated as of November 7, 2013, is among Protec Instrument Corporation, a Delaware corporation (the ?Purchaser?), which is a wholly owned subsidiary of Laboratoires Protec S.
December 20, 2013	EX-10.19	Amendment No. 1 to Note Purchase Agreement between the Company and Massachusetts Capital Resource Company, dated September 26, 2013, filed as Exhibit 10.19 to Form 10-K filed on December 20, 2013 and incorporated herein by reference. EXECUTION VERSION CONSENT, LIMITED WAIVER AND AMENDMENT NO. 1 TO NOTE PURCHASE AGREEMENT Consent, Limited Waiver and Amendment No. 1 to Note Purchase Agreement, dated as of September 26, 2013 (the ?Amendment?), is by and between DYNASIL CORPORATION OF AMERICA, a Delaware corporation (the ?Borrower?), and MASSACHUSETTS CAPITAL RESOURCE COMPANY (the ?Lender?), with an address at 420 Boylston Street,
December 20, 2013	EX-10.16	CONSENT, LIMITED WAIVER AND AMENDMENT NO. 4 TO LOAN AND SECURITY AGREEMENT EXECUTION VERSION CONSENT, LIMITED WAIVER AND AMENDMENT NO. 4 TO LOAN AND SECURITY AGREEMENT Consent, Limited Waiver and Amendment No. 4 to Loan and Security Agreement, dated as of September 26, 2013 (the ?Amendment?), is by and between DYNASIL CORPORATION OF AMERICA, a Delaware corporation (the ?Borrower?), and SOVEREIGN BANK, N.A., a national banking association (the ?Lender?), with an address a
December 20, 2013	EX-31.1(A)	CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
December 20, 2013	EX-31.1(B)	CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas C. Leonard, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the ci
November 8, 2013	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2013 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other (Commission (IRS Employe
November 8, 2013	EX-99	EX-99 EX-99 2 dysl8k-110713ex99.1.txt PRESS RELEASE [LOGO] Dynasil Contacts: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 [email protected] Dynasil Divests XRF Product Line Proceeds Used to Reduce Bank Debt Watertown, Mass., November 7, 2013 - Dynasil Corporation of America (NASDAQ: DYSL), a developer of sensing, detection and analysis technology for homeland secur
August 12, 2013	EX-31.1(A)	EXHIBIT 31.1 (a) EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
August 12, 2013	EX-99.1	Dynasil Corporation of America Reports Third Quarter Fiscal 2013 Financial Results Navigator 2.0? medical probe for cancer surgery is approved and began shipping in the Third Quarter ended June, 2013 Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.
August 12, 2013	EX-31.1(B)	EXHIBIT 31.1 (b) EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Thomas Leonard, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circu
August 12, 2013	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE — ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE — ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF
August 12, 2013	EX-10.01	RESTRICTED STOCK AWARD AGREEMENT RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (?Agreement?) is made effective and entered into as of June 10, 2013 (the ?Grant Date?), by and between Dynasil Corporation of America, a Delaware corporation (the ?Company?), and Peter Sulick (the ?Grantee?).
June 13, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - DYNASIL CORPORATION OF AMERICA FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2013 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other (Commission (IRS Employer j
May 15, 2013	EX-99.1	Dynasil Corporation of America Reports Second Quarter Fiscal 2013 Financial Results Contact: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.
May 15, 2013	EX-31.1A	EXHIBIT 31.1 (a) EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-Q of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums
May 15, 2013	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2013 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION OF AME
May 2, 2013	EX-99	EX-99 [LOGO]DYNASIL[/LOGO] Contacts: Patty Kehe Dynasil Corporation of America Phone: 617.
May 2, 2013	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - DYNASIL CORPORATION OF AMERICA FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 2013 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other (Commission (IRS Employer j
March 28, 2013	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing - DYNASIL CORPORATION OF AMERICA FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 26, 2013 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other (Commission (IRS Employer j
March 11, 2013	8-K	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 5, 2013 - Dynasil Corporation of America - (Exact name of registrant as specified in its charter) Delaware 000-27503 22-1734088 - - - (State or other (Commission (IRS Employer ju
February 14, 2013	10-K/A	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment No. 1) U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 0R 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the fiscal year ended September 30, 2012. ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 for the transition period from to Commission file number: 000-27503 DYNAS
February 13, 2013	10-Q	U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE — ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED DECEMBER 31, 2012 ¨ TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE — ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number: 000-27503 DYNASIL CORPORATION
February 13, 2013	EX-99.1	Dynasil Corporation of America Reports First Quarter Fiscal 2013 Financial Results Company to Host Earnings Conference Call at 5:00 p.m. (ET) Today Contacts: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.
January 18, 2013	DEF 14A	- FORM DEF 14A U. S. SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant (x) Filed by a Party other than the Registrant ( ) Check the appropriate box: ( ) Preliminary Proxy Statement ( ) Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) (X) Definitive
January 15, 2013	EX-21.1	Subsidiaries of Dynasil Corporation of America 21.1 Subsidiaries of the Company Subsidiaries of Dynasil Corporation of America Jurisdiction of Incorporation Dynasil International, Inc (Inactive) New Jersey Hibshman Corporation (Inactive) California Optometrics Corporation Massachusetts Evaporated Metal Films Corporation New York Radiation Monitoring Devices, Inc. Massachusetts RMD Instruments Corporation Massachusetts Hilger Crystals, Ltd. Uni
January 15, 2013	EX-99.1	Dynasil Corporation of America Reports Fiscal Year 2012 Financial Results Filing of Annual Report on Form 10-K Company to Host Earnings Conference Call at 5:00 p.m. (ET) Today Contacts: Patty Kehe Corporate Secretary Dynasil Corporation of America Phone: (617) 668-6855 pkehe@dynasil.
January 15, 2013	EX-31.1B	CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and EXHIBIT 31.1 (b) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Richard A. Johnson, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the c
January 15, 2013	EX-31.1A	CERTIFICATION PURSUANT TO RULE 13a?14(a)/15d-14(a) and EXHIBIT 31.1 (a) CERTIFICATION PURSUANT TO RULE 13a–14(a)/15d-14(a) and SECTION 302 OF THE SARBANES-OXLEY ACT I, Peter Sulick, certify that: 1. I have reviewed this Form 10-K of Dynasil Corporation of America; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circums

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