| Total de Insiders | 31 |
Pontuação de Sentimento de Insider
A Pontuação de Sentimento de Insider encontra as empresas que estão sendo compradas por insiders corporativos.
É o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por insiders. O modelo de pontuação usa uma combinação do número líquido de insiders comprando nos últimos 90 dias, o total de ações compradas como um percentual do float, e o total de ações possuídas por insiders. A escala varia de 0 a 100, com números mais altos indicando um maior nível de acumulação em relação aos seus pares, e 50 sendo a média.
Frequência de Atualização: Diariamente
Pontuação de Sentimento dos Oficiais
A Pontuação de Sentimento de Officer encontra empresas que estão sendo compradas por Oficiais Corporativos.
Por definição, Oficiais Corporativos são Insiders Corporativos, mas, ao contrário de alguns outros Insiders (Acionistas de 10% e Membros do Conselho), os Oficiais trabalham para a empresa diariamente, e eles usam seu próprio dinheiro ao negociar. (Acionistas de 10% e Membros do Conselho muitas vezes são gestores de fundos que gerenciam o dinheiro de outras pessoas.) Como tal, as negociações de insiders feitas por Oficiais são muito mais significativas e devem ser tratadas apropriadamente.
Como a Pontuação de Sentimento dos Insiders, a Pontuação de Sentimento de Officer é o resultado de um modelo quantitativo sofisticado e multifatorial que identifica empresas com os mais altos níveis de acumulação por parte dos oficiais.
Frequência de Atualização: Diariamente
Principais Métricas de Insider
Este cartão mostra como a empresa se classifica em várias métricas internas. O percentil mostra como esta empresa se compara a outras empresas nos mercados dos EUA. Classificações mais altas são indicativas de situações melhores.
Por exemplo, geralmente aceita-se que a compra interna é um indicador positivo, portanto, empresas com mais compras internas teriam classificações mais altas do que empresas com menos compras internas (ou até mesmo venda interna).
Número Líquido de Insiders Comprando (Classificação)
N/A
Número Líquido de Insiders Comprando é o número total de insiders comprando menos o número total de insiders vendendo nos últimos 90 dias. O percentil é mostrado aqui (varia de 0 a 100%).
Percentual do Float Comprado por Insiders (Classificação)
N/A
Percentual do Float Comprado por Insiders é o número total de ações compradas por insiders menos o número total de ações vendidas por insiders nos últimos 90 dias, dividido pelo total flutuante e multiplicado por 100.
Gráfico de Negociação de Insider
Roundhill ETF Trust - Roundhill Memory ETF negociações de insiders são mostradas no seguinte gráfico. Insiders são oficiais, diretores ou investidores significativos em uma empresa. Em geral, é geralmente ilegal para insiders realizarem negociações em suas empresas com base em informações materiais, não públicas. Isso não significa que seja ilegal para eles fazerem quaisquer negociações em suas próprias empresas. No entanto, eles devem relatar todas as negociações à SEC através de um Formulário 4.
Roster de Insider e Métricas de Lucratividade
Esta tabela mostra a lista de insiders conhecidos, e é gerada automaticamente a partir de arquivamentos divulgados à SEC. Além dos nomes, título mais recente, e designação de diretor, oficial ou proprietário de 10%, fornecemos as últimas participações divulgadas. Adicionalmente, quando possível fornecemos o desempenho comercial histórico do insider. O desempenho comercial histórico é uma média ponderada do desempenho de transações reais de compra no mercado aberto feitas pelo insider. Para mais informações sobre como isso é calculado, assista este webinar no YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Eric Alexander Chief Financial Officer - [O] | 112,353 | 112,353 | |
| John N Braca Director - [D] | 15,015 | 15,015 | |
| George M Bee CEO, President, Director - [D] [O] | 459,578 | 459,578 | |
| Richard Douglas JR Butler Director - [D] | 3,934 | 3,934 | |
| Trent D Davis Director - [D] | 52,644 | 52,644 | |
| James D Davidson Director - [D] | 51,154 | 5,115 | |
| Robert J DelAversano | 0 | ||
| Johanna Fipke Director - [D] | 28,220 | 28,220 | |
| Francis Kevin A. VP-Exploration - [O] | 50,557 | 50,557 | |
| John Freeman President and CEO, Director - [D] [O] | 3,000 | 3,000 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| Tara Gilfillan Director - [D] | 7,927 | 7,927 | |
| Rose Ann Giordano | 4,893 | ||
|
Jon Isaac
Director, 10% Owner -
[D]
|
335,184 | 335,184 | |
| Timothy Mark Janke Director - [D] | 15,598 | 15,598 | |
| Andrew J Kaplan Director - [D] | 16,750 | 16,750 | |
| Edward M Karr Executive Chairman, Director - [D] [O] | 234,292 | 234,292 | |
| Anthony Lougee Chief Financial Officer - [O] | 20,831 | 2,083 | |
| Thomas A Majewski | 12,208 | ||
| Markulec Michael E. Director - [D] | 35,978 | 35,978 | |
| Mathewson David C. Vice President of Exploration - [O] | 686,384 | 68,638 |
| Insider | Lucro Médio (%) | Ações Possuídas |
Ajuste de Divisão |
|---|---|---|---|
| David Alan Moylan - | 55,027 | 5,503 | |
| Douglas J Newby Director - [D] | 9,900 | 9,900 | |
| Luke Anthony Norman Director - [D] | 278,759 | 278,759 | |
| Palker Marc P. CFO - [O] | 2,000 | 2,000 | |
| David Rector COO, Corporate Secretary - [O] | 99,671 | 99,671 | |
| Robert W Schafer Director - [D] | 122,622 | 122,622 | |
| Ted Riley Sharp Chief Financial Officer - [O] | 22,767 | 2,277 | |
| David Samuel Sheerr General Manager MMB Unit - [O] | 1,000 | 1,000 | |
| Michael N Waldkirch Director - [D] | 27,508 | 27,508 | |
| Neil Whitmer | 12,500 | ||
| Ryan K Zinke Director - [D] | 0 | 0 |
Report errors via our new Insider Auditing Tool
Acompanhar Históricos de Compras de Insiders - Análise de Lucro a Curto Prazo
Nesta seção, analisamos a lucratividade de cada compra de insider não planejada, feita no mercado aberto em DRAM / Roundhill ETF Trust - Roundhill Memory ETF. Esta análise ajuda a entender se o insider gera consistentemente retornos anormais, e vale a pena ser seguido. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as compras mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Acompanhar Históricos de Vendas de Insiders - Análise de Perda a Curto Prazo
Nesta seção, analisamos a evitação de perda de curto prazo de cada venda de insider não planejada, feita no mercado aberto em DRAM / Roundhill ETF Trust - Roundhill Memory ETF. Um padrão consistente de evitação de perdas pode sugerir que transações de venda futuras possam prever quedas no preço. Esta análise é para um ano após cada negociação, e os resultados são teóricos .
A tabela a seguir mostra as vendas mais recentes no mercado aberto que não fizeram parte de um plano de negociação automática.
Preço Ajustado é o preço ajustado pelo desdobramento. Ações Ajustadas são as ações ajustadas pelo desdobramento.
Histórico de Transações
Clique no ícone de link para ver o histórico completo de transações. As transações relatadas como parte de um plano de negociação automática 10b5-1 terão um X na coluna marcada como 10b-5.
| Arquivo Data |
Data da Operação |
Formulário | Insider | Ticker | Título de Segurança | Código | Direto | Preço de Exercício Preço Unitário |
Preço por Unidade |
Unidades Alteradas |
Valor Alterado (1K) |
Opções Restantes |
Ações Restantes |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-05-27 | 2026-05-22 | 4 | FIPKE JOHANNA | USAU | Common Stock | D | 2,822 | 28,220 | ||||||
| 2026-04-14 | 2026-04-13 | 4 | Francis Kevin A. | USAU | Common Stock | D | 15.3000 | 100 | 2 | 50,557 | ||||
| 2026-04-13 | 2026-04-10 | 4 | FIPKE JOHANNA | USAU | Common Stock | D | 14.9085 | 700 | 10 | 25,398 | ||||
| 2026-04-10 | 2026-04-08 | 4 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 14.6300 | 10,000 | 146 | 278,759 | ||||
| 2026-01-23 | 2026-01-21 | 4 | FIPKE JOHANNA | USAU | Common Stock | D | 7,673 | 24,698 | ||||||
| 2026-01-23 | 2026-01-21 | 4 | NORMAN LUKE ANTHONY | USAU | Common Stock | D | 9,591 | 449,401 | ||||||
| 2026-01-23 | 2026-01-21 | 4 | Waldkirch Michael N | USAU | Common Stock | D | 7,673 | 27,508 | ||||||
| 2026-01-23 | 2026-01-21 | 4 | Schafer Robert W | USAU | Common Stock | D | 7,673 | 122,622 | ||||||
| 2026-01-23 | 2026-01-21 | 4 | Francis Kevin A. | USAU | Common Stock | D | 6,752 | 50,457 | ||||||
| 2026-01-23 | 2026-01-21 | 4 | Alexander Eric | USAU | Common Stock | D | 8,645 | 112,353 | ||||||
| 2026-01-23 | 2026-01-21 | 4 | Bee George M | USAU | Common Stock | D | 13,043 | 459,578 | ||||||
| 2025-08-12 | 2025-08-09 | 4 | NORMAN LUKE ANTHONY | USAU | Common Stock | D | 12.0200 | -49,917 | -600 | 439,810 | ||||
| 2025-08-12 | 2025-08-09 | 4 | NORMAN LUKE ANTHONY | USAU | Common Stock | D | 6.0000 | 100,000 | 600 | 489,727 | ||||
| 2024-12-31 | 2024-12-27 | 4 | NORMAN LUKE ANTHONY | USAU | Common Stock | D | 8,065 | 389,727 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | NORMAN LUKE ANTHONY | USAU | Common Stock | D | 12,903 | 381,662 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Bee George M | USAU | Common Stock | D | 19,713 | 446,535 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Bee George M | USAU | Common Stock | D | 25,806 | 426,822 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Alexander Eric | USAU | Common Stock | D | 14,337 | 103,708 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Alexander Eric | USAU | Common Stock | D | 20,645 | 89,371 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | FIPKE JOHANNA | USAU | Common Stock | D | 17,025 | 17,025 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Schafer Robert W | USAU | Common Stock | D | 6,272 | 114,949 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Waldkirch Michael N | USAU | Common Stock | D | 6,272 | 19,835 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Francis Kevin A. | USAU | Common Stock | D | 9,409 | 43,705 | ||||||
| 2024-12-31 | 2024-12-27 | 4 | Francis Kevin A. | USAU | Common Stock | D | 14,194 | 34,296 | ||||||
| 2024-11-27 | 2024-11-25 | 4 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 19,779 | 368,759 | ||||||
| 2024-05-24 | 2024-05-22 | 4 | Bee George M | USAU | Common Stock | D | 5.9000 | 2,518 | 15 | 401,016 | ||||
| 2024-05-24 | 2024-05-22 | 4 | Bee George M | USAU | Common Stock | D | 5.8900 | 1 | 0 | 398,498 | ||||
| 2024-05-24 | 2024-05-22 | 4 | Bee George M | USAU | Common Stock | D | 5.8910 | 200 | 1 | 398,497 | ||||
| 2024-05-24 | 2024-05-22 | 4 | Bee George M | USAU | Common Stock | D | 5.8990 | 500 | 3 | 398,297 | ||||
| 2024-05-24 | 2024-05-22 | 4 | Bee George M | USAU | Common Stock | D | 5.8750 | 152 | 1 | 397,797 | ||||
| 2024-05-16 | 2024-05-15 | 4 | Bee George M | USAU | Common Stock | D | 5.0500 | 500 | 3 | 397,645 | ||||
| 2024-05-16 | 2024-05-15 | 4 | Bee George M | USAU | Common Stock | D | 5.0700 | 2,478 | 13 | 397,145 | ||||
| 2024-05-16 | 2024-05-15 | 4 | Bee George M | USAU | Common Stock | D | 5.1000 | 200 | 1 | 394,667 | ||||
| 2024-05-16 | 2024-05-15 | 4 | Bee George M | USAU | Common Stock | D | 5.0900 | 761 | 4 | 394,467 | ||||
| 2024-05-15 | 2024-05-13 | 4 | Bee George M | USAU | Common Stock | D | 4.6900 | 100 | 0 | 393,706 | ||||
| 2024-05-15 | 2024-05-13 | 4 | Bee George M | USAU | Common Stock | D | 4.7100 | 1,050 | 5 | 393,606 | ||||
| 2024-05-15 | 2024-05-13 | 4 | Bee George M | USAU | Common Stock | D | 4.7000 | 3,029 | 14 | 392,556 | ||||
| 2024-04-17 | 2024-04-15 | 4 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 4.1900 | 5,000 | 21 | 348,980 | ||||
| 2023-08-25 | 2023-04-04 | 4 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 33,419 | 343,980 | ||||||
| 2022-12-30 | 2022-12-29 | 4 | Zinke Ryan K | USAU | Common Stock | D | -30,595 | 0 | ||||||
| 2022-10-21 | 2022-10-20 | 4 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 3.6300 | 6,300 | 23 | 306,861 | ||||
| 2022-10-21 | 2022-10-20 | 4 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 3.6600 | 3,700 | 14 | 310,561 | ||||
| 2022-07-14 | 2022-07-12 | 4 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 3.6851 | 7,396 | 27 | 300,561 | ||||
| 2022-06-28 | 2022-06-24 | 4 | NORMAN LUKE ANTHONY | USAU | Common Stock | D | 4.1739 | 8,482 | 35 | 293,165 | ||||
| 2022-05-31 | 3 | NORMAN LUKE ANTHONY | USAU | Common Stock | D | 100,000 | ||||||||
| 2022-05-31 | 3 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 3,463 | ||||||||
| 2022-05-31 | 3 | NORMAN LUKE ANTHONY By Luke Norman Consulting Limited | USAU | Common Stock | I | 181,220 | ||||||||
| 2022-03-31 | 2022-03-29 | 4 | Bee George M | USAU | Common Stock | D | 7.1500 | 1,567 | 11 | 389,527 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Francis Kevin A. | USAU | Warrant | D | 8.00 | 154 | 154 | |||||
| 2022-02-18 | 2022-02-16 | 4 | Francis Kevin A. | USAU | Common Stock | D | 6.5000 | 308 | 2 | 20,102 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Waldkirch Michael N By 0820659 B.C. Ltd. | USAU | Warrant | I | 8.00 | 577 | 577 | |||||
| 2022-02-18 | 2022-02-16 | 4 | Waldkirch Michael N By 0820659 B.C. Ltd. | USAU | Common Stock | I | 6.5000 | 1,154 | 8 | 13,563 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Bee George M | USAU | Warrant | D | 8.00 | 770 | 770 | |||||
| 2022-02-18 | 2022-02-16 | 4 | Bee George M | USAU | Common Stock | D | 6.5000 | 1,540 | 10 | 387,960 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Zinke Ryan K | USAU | Warrant | D | 8.00 | 770 | 770 | |||||
| 2022-02-18 | 2022-02-16 | 4 | Zinke Ryan K | USAU | Common Stock | D | 6.5000 | 1,540 | 10 | 24,781 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Schafer Robert W | USAU | Warrant | D | 8.00 | 770 | 770 | |||||
| 2022-02-18 | 2022-02-16 | 4 | Schafer Robert W | USAU | Common Stock | D | 6.5000 | 1,540 | 10 | 108,677 | ||||
| 2022-02-18 | 2022-02-16 | 4 | Alexander Eric | USAU | Warrant | D | 8.00 | 770 | 770 | |||||
| 2022-02-18 | 2022-02-16 | 4 | Alexander Eric | USAU | Common Stock | D | 6.5000 | 1,540 | 10 | 68,726 | ||||
| 2022-01-26 | 2022-01-24 | 4 | Zinke Ryan K | USAU | Stock Option | D | 6.93 | 5,310 | 5,310 | |||||
| 2022-01-26 | 2022-01-24 | 4 | Zinke Ryan K | USAU | Common Stock | D | 3,463 | 23,241 | ||||||
| 2022-01-26 | 2022-01-24 | 4 | Waldkirch Michael N | USAU | Stock Option | D | 6.93 | 5,310 | 5,310 | |||||
| 2022-01-26 | 2022-01-24 | 4 | Waldkirch Michael N | USAU | Common Stock | D | 3,463 | 12,409 | ||||||
| 2022-01-26 | 2022-01-24 | 4 | Gilfillan Tara | USAU | Stock Option | D | 6.93 | 5,310 | 5,310 | |||||
| 2022-01-26 | 2022-01-24 | 4 | Gilfillan Tara | USAU | Common Stock | D | 3,463 | 7,927 | ||||||
| 2022-01-26 | 2022-01-24 | 4 | Schafer Robert W | USAU | Stock Option | D | 6.93 | 5,310 | 5,310 | |||||
| 2022-01-26 | 2022-01-24 | 4 | Schafer Robert W | USAU | Common Stock | D | 3,463 | 107,137 | ||||||
| 2022-01-26 | 2022-01-24 | 4 | Bee George M | USAU | Stock Options | D | 6.93 | 15,928 | 15,928 | |||||
| 2022-01-26 | 2022-01-24 | 4 | Bee George M | USAU | Common Stock | D | 25,450 | 386,420 | ||||||
| 2022-01-26 | 2022-01-24 | 4 | Francis Kevin A. | USAU | Stock Options | D | 6.93 | 3,900 | 3,900 | |||||
| 2022-01-26 | 2022-01-24 | 4 | Francis Kevin A. | USAU | Common Stock | D | 4,472 | 19,794 | ||||||
| 2022-01-26 | 2022-01-24 | 4 | Alexander Eric | USAU | Stock Options | D | 6.93 | 6,372 | 6,372 | |||||
| 2022-01-26 | 2022-01-24 | 4 | Alexander Eric | USAU | Common Stock | D | 17,186 | 67,186 | ||||||
| 2022-01-14 | 2022-01-12 | 4 | Bee George M | USAU | Common Stock | D | 7.9013 | 150 | 1 | 160,970 | ||||
| 2021-07-22 | 2021-07-19 | 4 | Francis Kevin A. | USAU | Common Stock | D | 15,322 | 15,322 | ||||||
| 2021-02-17 | 2021-02-14 | 4 | Waldkirch Michael N | USAU | Common Stock | D | 3,946 | 3,946 | ||||||
| 2021-01-27 | 2021-01-25 | 4 | Zinke Ryan K | USAU | Common Stock | D | 15.5200 | 3,222 | 50 | 19,778 | ||||
| 2021-01-19 | 3 | Waldkirch Michael N By 0818940 BC Ltd. | USAU | Common Stock | I | 5,000 | ||||||||
| 2020-12-14 | 2020-12-09 | 4 | Zinke Ryan K | USAU | Common Stock | D | 4,464 | 16,556 | ||||||
| 2020-12-11 | 2020-12-09 | 4 | Bee George M | USAU | Common Stock | D | 200,000 | 360,820 | ||||||
| 2020-12-11 | 2020-12-09 | 4 | Alexander Eric | USAU | Common Stock | D | 50,000 | 50,000 | ||||||
| 2020-12-11 | 2020-12-09 | 4 | Schafer Robert W | USAU | Common Stock | D | 4,464 | 103,674 | ||||||
| 2020-12-11 | 2020-12-09 | 4 | Gilfillan Tara | USAU | Common Stock | D | 4,464 | 4,464 | ||||||
| 2020-12-11 | 2020-12-09 | 4 | Karr Edward M | USAU | Common Stock | D | 50,000 | 234,292 | ||||||
| 2020-11-27 | 2020-11-13 | 4 | Bee George M | USAU | Series H Convertible Preferred Stock | D | 0.00 | -16,082 | 0 | |||||
| 2020-11-27 | 2020-11-13 | 4 | Bee George M | USAU | Common Stock | D | 0.0010 | 160,820 | 0 | 160,820 | ||||
| 2020-11-25 | 2020-09-17 | 4/A | Karr Edward M | USAU | Common Stock | D | 30,107 | 184,292 | ||||||
| 2020-11-17 | 2020-11-13 | 4 | Schafer Robert W | USAU | Series H Convertible Preferred Stock | D | 0.00 | -9,921 | 0 | |||||
| 2020-11-17 | 2020-11-13 | 4 | Schafer Robert W | USAU | Common Stock | D | 0.0010 | 99,210 | 0 | 99,210 | ||||
| 2020-11-04 | 2020-11-02 | 4 | BRACA JOHN N | USAU | Common Stock | D | 600 | 15,015 | ||||||
| 2020-11-04 | 2020-11-02 | 4 | KAPLAN ANDREW J | USAU | Common Stock | D | 450 | 16,750 | ||||||
| 2020-11-04 | 2020-11-02 | 4 | NEWBY DOUGLAS J | USAU | Common Stock | D | 600 | 9,900 | ||||||
| 2020-11-04 | 2020-11-02 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 225 | 15,598 | ||||||
| 2020-11-03 | 2020-10-30 | 4 | RECTOR DAVID | USAU | Common Stock | D | 18,502 | 99,671 | ||||||
| 2020-09-21 | 2020-09-17 | 4 | NEWBY DOUGLAS J | USAU | Common Stock | D | 2,500 | 9,300 | ||||||
| 2020-09-21 | 2020-09-17 | 4 | Karr Edward M | USAU | Stock Option (Right to Buy) | D | 14.70 | 50,000 | 50,000 | |||||
| 2020-09-21 | 2020-09-17 | 4 | Karr Edward M | USAU | Stock Option (Right to Buy) | D | 14.70 | -50,000 | 0 | |||||
| 2020-09-21 | 2020-09-17 | 4 | Karr Edward M | USAU | Common Stock | D | 30,107 | 184,292 | ||||||
| 2020-09-21 | 2020-09-17 | 4 | KAPLAN ANDREW J | USAU | Stock Option (Right to Buy) | D | 14.70 | 5,000 | 5,000 | |||||
| 2020-09-21 | 2020-09-17 | 4 | KAPLAN ANDREW J | USAU | Stock Option (Right to Buy) | D | 14.70 | -5,000 | 0 | |||||
| 2020-09-21 | 2020-09-17 | 4 | KAPLAN ANDREW J | USAU | Common Stock | D | 2,500 | 16,300 | ||||||
| 2020-09-21 | 2020-09-17 | 4 | BRACA JOHN N | USAU | Stock Option (Right to Buy) | D | 14.70 | 5,000 | 5,000 | |||||
| 2020-09-21 | 2020-09-17 | 4 | BRACA JOHN N | USAU | Stock Option (Right to Buy) | D | 14.70 | -5,000 | 0 | |||||
| 2020-09-21 | 2020-09-17 | 4 | BRACA JOHN N | USAU | Common Stock | D | 2,500 | 14,415 | ||||||
| 2020-09-21 | 2020-09-17 | 4 | JANKE TIMOTHY MARK | USAU | Stock Option (Right to Buy) | D | 14.70 | 5,000 | 5,000 | |||||
| 2020-09-21 | 2020-09-17 | 4 | JANKE TIMOTHY MARK | USAU | Stock Option (Right to Buy) | D | 14.70 | -5,000 | 0 | |||||
| 2020-09-21 | 2020-09-17 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 2,500 | 15,373 | ||||||
| 2020-09-21 | 2020-09-17 | 4 | Zinke Ryan K | USAU | Common Stock | D | 2,500 | 12,092 | ||||||
| 2020-09-18 | 2020-09-16 | 4 | RECTOR DAVID | USAU | Stock Option (Right to Buy) | D | 14.70 | 25,000 | 25,000 | |||||
| 2020-09-18 | 2020-09-16 | 4 | RECTOR DAVID | USAU | Stock Option (Right to Buy) | D | 14.70 | -25,000 | 0 | |||||
| 2020-08-26 | 2020-08-17 | 4 | Bee George M | USAU | Series H Convertible Preferred Stock | D | 0.00 | 0.0083 | 1,200 | 0 | 16,082 | |||
| 2020-08-03 | 2020-08-03 | 4 | KAPLAN ANDREW J | USAU | Common Stock | D | 450 | 13,800 | ||||||
| 2020-08-03 | 2020-08-03 | 4 | BRACA JOHN N | USAU | Common Stock | D | 600 | 11,915 | ||||||
| 2020-08-03 | 2020-08-03 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 225 | 12,873 | ||||||
| 2020-08-03 | 2020-08-03 | 4 | NEWBY DOUGLAS J | USAU | Common Stock | D | 600 | 6,800 | ||||||
| 2020-05-04 | 2020-05-01 | 4 | NEWBY DOUGLAS J | USAU | Common Stock | D | 600 | 6,200 | ||||||
| 2020-05-04 | 2020-05-01 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 225 | 12,648 | ||||||
| 2020-05-04 | 2020-05-01 | 4 | KAPLAN ANDREW J | USAU | Common Stock | D | 450 | 13,350 | ||||||
| 2020-05-04 | 2020-05-01 | 4 | BRACA JOHN N | USAU | Common Stock | D | 600 | 11,315 | ||||||
| 2020-02-05 | 2020-02-03 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 2,250 | 124,237 | ||||||
| 2020-02-05 | 2020-02-03 | 4 | BRACA JOHN N | USAU | Common Stock | D | 6,000 | 107,154 | ||||||
| 2020-02-05 | 2020-02-03 | 4 | KAPLAN ANDREW J | USAU | Common Stock | D | 4,500 | 129,000 | ||||||
| 2020-02-05 | 2020-02-03 | 4 | NEWBY DOUGLAS J | USAU | Common Stock | D | 6,000 | 56,000 | ||||||
| 2020-01-15 | 2020-01-14 | 4 | Karr Edward M | USAU | Common Stock | D | 277,778 | 1,541,850 | ||||||
| 2020-01-15 | 2020-01-14 | 4 | RECTOR DAVID | USAU | Common Stock | D | 200,000 | 811,692 | ||||||
| 2019-12-03 | 2019-11-27 | 4 | Sharp Ted Riley | USAU | Option | D | 0.81 | 50,000 | 0 | |||||
| 2019-12-03 | 2019-11-27 | 4 | Sharp Ted Riley | USAU | Common Stock | D | 22,767 | 22,767 | ||||||
| 2019-10-01 | 3 | NEWBY DOUGLAS J | USAU | No securities are beneficially owned. | D | 0 | ||||||||
| 2019-10-01 | 2019-09-18 | 4 | NEWBY DOUGLAS J | USAU | Common Stock | D | 50,000 | 50,000 | ||||||
| 2019-09-23 | 2019-09-20 | 4 | Karr Edward M | USAU | Common Stock | D | 1.0000 | 25,000 | 25 | 1,264,072 | ||||
| 2019-09-20 | 2019-09-18 | 4 | BRACA JOHN N | USAU | Common Stock | D | 50,000 | 101,154 | ||||||
| 2019-09-20 | 2019-09-18 | 4 | Zinke Ryan K | USAU | Common Stock | D | 50,000 | 95,923 | ||||||
| 2019-09-20 | 2019-09-18 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 50,000 | 121,987 | ||||||
| 2019-09-20 | 2019-09-18 | 4 | KAPLAN ANDREW J | USAU | Common Stock | D | 50,000 | 124,500 | ||||||
| 2019-06-19 | 2019-06-17 | 4 | Mathewson David C. | USAU | Common Shares | D | 1.3300 | 9,398 | 12 | 686,384 | ||||
| 2019-05-07 | 2019-05-06 | 4 | Mathewson David C. | USAU | Common Shares | D | 1.1700 | 10,684 | 13 | 676,986 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Zinke Ryan K | USAU | Common Shares | D | 0.9799 | 45,923 | 45 | 45,923 | ||||
| 2019-04-16 | 2019-04-12 | 4 | Karr Edward M | USAU | Common Shares | D | 0.9799 | 255,128 | 250 | 1,239,072 | ||||
| 2019-04-16 | 2019-04-12 | 4 | RECTOR DAVID | USAU | Common Shares | D | 0.9799 | 183,692 | 180 | 611,692 | ||||
| 2019-04-11 | 2019-03-29 | 4 | Mathewson David C. | USAU | Common Shares | D | 0.9000 | 13,889 | 13 | 666,302 | ||||
| 2019-03-26 | 2019-03-13 | 4 | Mathewson David C. | USAU | Common Shares | D | 0.9500 | 13,158 | 13 | 652,413 | ||||
| 2019-02-01 | 2019-01-31 | 4 | Mathewson David C. | USAU | Common Shares | D | 0.9614 | -20,000 | -19 | 639,255 | ||||
| 2019-01-17 | 2018-11-16 | 4 | Mathewson David C. | USAU | Common Shares | D | 0.9000 | 13,889 | 13 | 659,255 | ||||
| 2019-01-07 | 2018-09-06 | 4/A | Mathewson David C. | USAU | Common Stock | D | 10,965 | 508,114 | ||||||
| 2019-01-07 | 2018-12-29 | 4 | Mathewson David C. | USAU | Common Stock | D | 13,441 | 645,366 | ||||||
| 2019-01-07 | 2018-11-16 | 4 | Mathewson David C. | USAU | Common Stock | D | 12,019 | 631,925 | ||||||
| 2019-01-07 | 2018-10-24 | 4 | Mathewson David C. | USAU | Common Stock | D | 11,792 | 619,906 | ||||||
| 2019-01-02 | 2018-12-31 | 4 | RECTOR DAVID | USAU | Common Shares | D | 0.8331 | 8,700 | 7 | 428,000 | ||||
| 2019-01-02 | 2018-12-31 | 4 | RECTOR DAVID | USAU | Common Shares | D | 0.8737 | 1,300 | 1 | 419,300 | ||||
| 2018-12-26 | 2018-12-24 | 4 | Karr Edward M | USAU | Common Shares | D | 0.8750 | 13,404 | 12 | 983,944 | ||||
| 2018-09-17 | 2018-09-13 | 4 | Karr Edward M | USAU | Common Stock | D | 400,000 | 970,540 | ||||||
| 2018-09-17 | 2018-09-13 | 4 | KAPLAN ANDREW J | USAU | Common Stock | D | 50,000 | 74,500 | ||||||
| 2018-09-17 | 2018-09-13 | 4 | BRACA JOHN N | USAU | Common Stock | D | 50,000 | 51,154 | ||||||
| 2018-09-17 | 2018-09-13 | 4 | Mathewson David C. | USAU | Common Stock | D | 100,000 | 608,114 | ||||||
| 2018-09-17 | 2018-09-13 | 4 | Davidson James D | USAU | Common Stock | D | 50,000 | 51,154 | ||||||
| 2018-09-17 | 2018-09-13 | 4 | RECTOR DAVID | USAU | Common Stock | D | 200,000 | 418,000 | ||||||
| 2018-09-17 | 2018-09-13 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 50,000 | 71,987 | ||||||
| 2018-09-07 | 2018-09-06 | 4 | Mathewson David C. | USAU | Common Stock | D | 10,965 | 508,114 | ||||||
| 2018-08-14 | 2018-08-14 | 4 | Mathewson David C. | USAU | Common Stock | D | 9,843 | 497,149 | ||||||
| 2018-07-18 | 2018-07-14 | 4 | Mathewson David C. | USAU | Common Stock | D | 9,921 | 487,306 | ||||||
| 2018-06-14 | 2018-06-13 | 4 | Mathewson David C. | USAU | Common Stock | D | 9,398 | 477,385 | ||||||
| 2018-05-09 | 2018-05-07 | 4 | Mathewson David C. | USAU | Common Stock | D | 9,191 | 467,987 | ||||||
| 2018-04-12 | 2018-04-10 | 4 | DelAversano Robert J | USAU | Option | D | 1.45 | 50,000 | 0 | |||||
| 2018-04-10 | 2018-04-10 | 4 | Mathewson David C. | USAU | Common Stock | D | 9,766 | 458,796 | ||||||
| 2018-04-10 | 2018-03-02 | 4 | Mathewson David C. | USAU | Common Stock | D | 6,906 | 449,030 | ||||||
| 2018-04-10 | 2018-02-08 | 4 | Mathewson David C. | USAU | Common Stock | D | 4,902 | 442,124 | ||||||
| 2018-04-10 | 2018-01-03 | 4 | Mathewson David C. | USAU | Common Stock | D | 7,669 | 437,222 | ||||||
| 2018-04-10 | 2017-12-22 | 4 | Mathewson David C. | USAU | Common Stock | D | 8,929 | 429,553 | ||||||
| 2018-03-29 | 2018-03-28 | 4 | Mathewson David C. | USAU | Common Stock | D | 1.2700 | 10,000 | 13 | 420,624 | ||||
| 2018-03-20 | 2018-03-16 | 4 | RECTOR DAVID | USAU | Common Stock | D | 95,745 | 218,000 | ||||||
| 2018-03-20 | 2018-03-16 | 4 | Karr Edward M | USAU | Common Stock | D | 132,979 | 570,540 | ||||||
| 2017-12-29 | 2017-12-22 | 4 | Davidson James D | USAU | Option | D | 1.47 | 50,000 | 25,000 | |||||
| 2017-12-27 | 2017-12-22 | 4 | BRACA JOHN N | USAU | Option | D | 1.47 | 50,000 | 25,000 | |||||
| 2017-12-27 | 2017-12-22 | 4 | Mathewson David C. | USAU | Option | D | 1.47 | 125,000 | 31,250 | |||||
| 2017-12-27 | 2017-12-22 | 4 | Whitmer Neil | USAU | Option | D | 1.47 | 50,000 | 12,500 | |||||
| 2017-12-27 | 2017-12-22 | 4 | JANKE TIMOTHY MARK | USAU | Option | D | 1.47 | 50,000 | 25,000 | |||||
| 2017-12-27 | 2017-12-22 | 4 | RECTOR DAVID | USAU | Option | D | 1.47 | 250,000 | 62,500 | |||||
| 2017-12-27 | 2017-12-22 | 4 | Karr Edward M | USAU | Option | D | 1.47 | 500,000 | 125,000 | |||||
| 2017-12-27 | 2017-12-22 | 4 | KAPLAN ANDREW J | USAU | Option | D | 1.47 | 50,000 | 25,000 | |||||
| 2017-11-14 | 2017-11-13 | 4/A | Mathewson David C. | USAU | Common Stock | D | 1.4000 | 10,000 | 14 | 410,624 | ||||
| 2017-11-14 | 2017-11-06 | 4/A | Mathewson David C. | USAU | Common Stock | D | 1.3900 | 10,000 | 14 | 400,624 | ||||
| 2017-11-14 | 3 | KAPLAN ANDREW J | USAU | Common Stock | D | 49,000 | ||||||||
| 2017-11-14 | 3 | KAPLAN ANDREW J | USAU | Common Stock | D | 49,000 | ||||||||
| 2017-11-13 | 2017-11-13 | 4 | Mathewson David C. | USAU | Common Stock | D | 1.4000 | 10,000 | 14 | 395,624 | ||||
| 2017-11-13 | 2017-11-06 | 4 | Mathewson David C. | USAU | Common Stock | D | 1.3900 | 10,000 | 14 | 385,624 | ||||
| 2017-11-13 | 2017-11-13 | 4 | RECTOR DAVID | USAU | Common Stock | D | 1.3600 | 10,000 | 14 | 122,255 | ||||
| 2017-11-13 | 2017-11-13 | 4 | Karr Edward M | USAU | Common Stock | D | 1.3600 | 5,000 | 7 | 437,561 | ||||
| 2017-11-03 | 2017-11-02 | 4 | Karr Edward M | USAU | Common Stock | D | 1.0900 | 5,000 | 5 | 432,561 | ||||
| 2017-10-25 | 2017-10-25 | 4 | Karr Edward M | USAU | Common Stock | D | 1.1700 | 5,000 | 6 | 427,561 | ||||
| 2017-10-23 | 2017-10-20 | 4 | Karr Edward M | USAU | Common Stock | D | 1.4700 | 5,000 | 7 | 422,561 | ||||
| 2017-10-11 | 2017-10-10 | 4 | Karr Edward M | USAU] | Common Stock | D | 1.8000 | 27,778 | 50 | 417,561 | ||||
| 2017-09-06 | 2017-08-23 | 4 | RECTOR DAVID | USAU | Common Stock | D | 70,588 | 112,255 | ||||||
| 2017-08-28 | 2017-08-23 | 4 | Mathewson David C. | USAU | Common Stock | D | 15,000 | 390,624 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | LOUGEE ANTHONY | USAU | Common Stock | D | 11,000 | 20,831 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | Moylan David Alan | USAU | Common Stock | D | 1,500 | 55,027 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | Moylan David Alan | USAU | Common Stock | D | 15,898 | 70,925 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | Mathewson David C. | USAU | Common Stock | D | 29,412 | 375,624 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | BRACA JOHN N | USAU | Common Stock | D | 1,154 | 1,154 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | Karr Edward M | USAU | Common Stock | D | 1,500 | 291,744 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | Karr Edward M | USAU | Common Stock | D | 98,039 | 389,783 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | JANKE TIMOTHY MARK | USAU | Common Stock | D | 1,154 | 21,987 | ||||||
| 2017-08-25 | 2017-08-23 | 4 | Davidson James D | USAU | Common Stock | D | 1,154 | 1,154 | ||||||
| 2017-06-15 | 3 | RECTOR DAVID | DRAM | Common Stock | D | 83,334 | ||||||||
| 2017-06-15 | 3 | RECTOR DAVID | DRAM | Common Stock | D | 83,334 | ||||||||
| 2017-06-12 | 3 | Mathewson David C. | DRAM | Common Stock | D | 538,258 | ||||||||
| 2017-06-12 | 3 | Mathewson David C. | DRAM | Common Stock | D | 538,258 | ||||||||
| 2017-06-12 | 2017-06-08 | 4 | Karr Edward M | DRAM | Common Stock, par value $0.001 per share | D | 1.0000 | 77,084 | 77 | 290,244 | ||||
| 2017-06-12 | 2017-06-08 | 4 | Mathewson David C. | DRAM | Common Stock | D | 1.0000 | 77,083 | 77 | 346,212 | ||||
| 2017-06-01 | 3 | JANKE TIMOTHY MARK | DRAM | Common Stock | D | 41,666 | ||||||||
| 2017-06-01 | 3 | JANKE TIMOTHY MARK | DRAM | Common Stock | D | 41,666 | ||||||||
| 2017-05-25 | 2017-02-01 | 4/A | Karr Edward M | DRAM | Common Stock, par value $0.001 per share | D | 1.4700 | 8,000 | 12 | 19,311 | ||||
| 2017-05-25 | 2017-05-23 | 4 | Karr Edward M | DRAM | Common Stock, par value $0.001 per share | D | 208,333 | 213,160 | ||||||
| 2017-02-03 | 2017-02-01 | 4 | Karr Edward M | DRAM | Common Stock, par value $0.001 per share | D | 1.4700 | -8,000 | -12 | 19,311 | ||||
| 2017-02-03 | 2017-02-01 | 4 | Karr Edward M | DRAM | Common Stock, par value $0.001 per share | D | 1.4700 | -8,000 | -12 | 19,311 | ||||
| 2017-02-03 | 2017-02-01 | 4 | Moylan David Alan | DRAM | Common Stock, par value $0.001 per share | D | 1.4700 | -8,000 | -12 | 214,111 | ||||
| 2017-02-03 | 2017-02-01 | 4 | DAVIS TRENT D | DRAM | Common Stock, par value $0.001 per share | D | 1.4700 | 8,000 | 12 | 52,644 | ||||
| 2017-02-03 | 2017-02-01 | 4 | Markulec Michael E. | DRAM | Common Stock, par value $0.001 per share | D | 1.4700 | -8,000 | -12 | 35,978 | ||||
| 2016-06-20 | 2016-06-16 | 4 | Markulec Michael E. | DRAM | Common Stock, par value $0.001 per share | D | 0.8400 | 50,000 | 42 | 83,934 | ||||
| 2016-06-17 | 2016-06-16 | 4 | LOUGEE ANTHONY | DRAM | Common Stock, par value $0.001 per share | D | 0.8400 | 75,000 | 63 | 117,975 | ||||
| 2016-06-17 | 2016-06-16 | 4 | DAVIS TRENT D | DRAM | Common Stock, par value $0.001 per share | D | 0.8400 | 100,000 | 84 | 137,868 | ||||
| 2016-06-17 | 2016-06-16 | 4 | Moylan David Alan | DRAM | Common Stock, par value $0.001 per share | D | 0.8400 | 100,000 | 84 | 618,333 | ||||
| 2016-01-26 | 2016-01-19 | 4 | Moylan David Alan | DRAM | Options | D | 1.69 | -166,667 | 0 | |||||
| 2016-01-26 | 2016-01-19 | 4 | Moylan David Alan | DRAM | Common Stock, par value $0.001 per share | D | 166,667 | 518,333 | ||||||
| 2016-01-25 | 2016-01-21 | 4 | LOUGEE ANTHONY | DRAM | 0% Series B Convertible Preferred Stock, par value $0.001 | D | 0.6100 | -225 | -0 | 0 | ||||
| 2016-01-25 | 2016-01-21 | 4 | LOUGEE ANTHONY | DRAM | 0% Series B Convertible Preferred Stock, par value $0.001 | D | 0.6100 | 225 | 0 | 225 | ||||
| 2016-01-25 | 2016-01-21 | 4 | LOUGEE ANTHONY | DRAM | Common Stock, par value $0.001 | D | 4,500 | 42,975 | ||||||
| 2016-01-25 | 2016-01-19 | 4 | LOUGEE ANTHONY | DRAM | Options | D | 1.50 | -27,000 | 0 | |||||
| 2016-01-25 | 2016-01-19 | 4 | LOUGEE ANTHONY | DRAM | Common Stock, par value $0.001 | D | 27,000 | 38,475 | ||||||
| 2016-01-25 | 2016-01-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 2.94 | -3,000 | 0 | |||||
| 2016-01-25 | 2016-01-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 3.50 | -3,000 | 0 | |||||
| 2016-01-25 | 2016-01-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 3.00 | -3,000 | 0 | |||||
| 2016-01-19 | 2016-01-13 | 4 | Karr Edward M | DRAM | Common Stock, par value $0.001 per share | D | 0.6000 | 30,000 | 18 | 33,934 | ||||
| 2016-01-15 | 2016-01-13 | 4 | Markulec Michael E. | DRAM | Common Stock, par value $0.001 per share | D | 0.6000 | 30,000 | 18 | 33,934 | ||||
| 2016-01-15 | 2016-01-13 | 4 | Moylan David Alan | DRAM | Common Stock, par value $0.001 per share | D | 0.6000 | 280,000 | 168 | 351,666 | ||||
| 2016-01-15 | 2016-01-13 | 4 | DAVIS TRENT D | DRAM | Common Stock, par value $0.001 per share | D | 0.6000 | 30,000 | 18 | 33,934 | ||||
| 2015-09-03 | 2015-08-26 | 4 | Butler Richard Douglas JR | DRAM | Common Stock | D | 3,934 | 3,934 | ||||||
| 2015-09-03 | 2015-08-26 | 4 | Moylan David Alan | DRAM | Common Stock | D | 3,931 | 71,666 | ||||||
| 2015-09-03 | 2015-06-08 | 4 | Moylan David Alan | DRAM | 2014 Equity Incentive Plan (Right to Buy) | D | 1.69 | 1.6900 | 166,667 | 282 | 166,667 | |||
| 2015-09-03 | 2015-08-26 | 4 | Markulec Michael E. | DRAM | Common Stock | D | 3,934 | 3,934 | ||||||
| 2015-09-03 | 2015-08-26 | 4 | DAVIS TRENT D | DRAM | Common Stock | D | 3,934 | 3,934 | ||||||
| 2015-09-01 | 2015-08-26 | 4 | Karr Edward M | DRAM | Common Stock | D | 3,934 | 3,934 | ||||||
| 2015-08-21 | 2015-08-17 | 4 | LOUGEE ANTHONY | DRAM | Common Stock, $1.00 par value | D | 10,000 | 11,000 | ||||||
| 2015-08-21 | 2014-08-12 | 4 | LOUGEE ANTHONY | DRAM | Option | D | 1.50 | 27,000 | 29,000 | |||||
| 2015-08-21 | 2014-07-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 3.50 | 3.5000 | 3,000 | 10 | 3,000 | |||
| 2015-08-21 | 2014-07-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 3.00 | 3.0000 | 3,000 | 9 | 3,000 | |||
| 2015-08-21 | 2014-07-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 2.94 | 2.9400 | 3,000 | 9 | 3,000 | |||
| 2015-07-06 | 2014-12-31 | 4 | Isaac Jon By Isaac Capital Group | DRAM | Common Stock | I | 1.7500 | -42,000 | -74 | 335,184 | ||||
| 2015-06-22 | 2015-06-08 | 4/A | Moylan David Alan | DRAM | 2014 Equity Incentive Plan (Right to Buy) | D | 1.69 | 1.6900 | 166,667 | 282 | 166,667 | |||
| 2015-06-22 | 2015-06-08 | 4/A | Moylan David Alan | DRAM | Common Stock | D | 25,000 | 75,000 | ||||||
| 2015-06-18 | 2015-06-16 | 4 | Isaac Jon By Isaac Capital Group LLC | DRAM | Call Option (right to buy) | I | -300,000 | 300,000 | ||||||
| 2015-06-18 | 2015-06-16 | 4 | Isaac Jon By Isaac Capital Group LLC | DRAM | Warrant | I | 2.50 | 2.5000 | -500,000 | -1,250 | 500,000 | |||
| 2015-06-18 | 2015-06-16 | 4 | Isaac Jon By Isaac Capital Group LLC | DRAM | Call Option (right to buy) | I | 5.00 | 5.0000 | -300,000 | -1,500 | 300,000 | |||
| 2015-06-18 | 2015-06-16 | 4 | Isaac Jon By Isaac Capital Group LLC | DRAM | Series A Preferred Stock | I | 2.00 | 2.0000 | -154,000 | -308 | 154,000 | |||
| 2015-06-18 | 2015-06-16 | 4 | Isaac Jon By Isaac Capital Group | DRAM | Common Stock | I | 2.0000 | -118,000 | -236 | 217,184 | ||||
| 2015-06-18 | 2015-06-08 | 4 | Moylan David Alan | DRAM | Option | D | 1.69 | 1.6900 | 166,667 | 282 | 166,667 | |||
| 2015-06-18 | 2015-06-08 | 4 | Moylan David Alan | DRAM | Common Stock | D | 2.0000 | 50,000 | 100 | 100,000 | ||||
| 2015-02-06 | 2015-01-31 | 4 | Moylan David Alan | DRAM | Warrant | D | 2.50 | 2.5000 | -50,000 | -125 | 50,000 | |||
| 2015-02-06 | 2015-01-31 | 4 | Moylan David Alan | DRAM | Common Stock | D | 2.0000 | 50,000 | 100 | 50,000 | ||||
| 2014-11-19 | 3 | Isaac Capital Group, LLC By Isaac Capital Group LLC | DRAM | Common Stock | I | 754,368 | ||||||||
| 2014-11-19 | 3 | Isaac Capital Group, LLC By Isaac Capital Group LLC | DRAM | Common Stock | I | 754,368 | ||||||||
| 2014-11-19 | 3 | Isaac Capital Group, LLC By Isaac Capital Group LLC | DRAM | Common Stock | I | 754,368 | ||||||||
| 2014-08-12 | 2014-07-15 | 4 | Freeman John | DRAM | Common Stock Warrants | D | 3.50 | 3.5000 | 32,000 | 112 | 32,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Freeman John | DRAM | Common Stock Warrants | D | 3.00 | 3.0000 | 32,000 | 96 | 32,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Freeman John | DRAM | Common Stock Warrants | D | 2.94 | 2.9400 | 32,000 | 94 | 32,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Freeman John | DRAM | Subordinated Secured Convertible Bridge Note | D | 2.94 | 2.9400 | 27,210 | 80 | 27,210 | |||
| 2014-08-12 | 2014-07-15 | 4 | Giordano Rose Ann | DRAM | Common Stock Warrants | D | 3.50 | 3.5000 | 4,000 | 14 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Giordano Rose Ann | DRAM | Common Stock Warrants | D | 3.00 | 3.0000 | 4,000 | 12 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Giordano Rose Ann | DRAM | Common Stock Warrants | D | 2.94 | 2.9400 | 4,000 | 12 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Giordano Rose Ann | DRAM | Subordinated Secured Convertible Bridge Note | D | 2.94 | 2.9400 | 3,401 | 10 | 3,401 | |||
| 2014-08-12 | 2014-07-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 3.50 | 3.5000 | 3,000 | 10 | 3,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 3.00 | 3.0000 | 3,000 | 9 | 3,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | LOUGEE ANTHONY | DRAM | Common Stock Warrants | D | 2.94 | 2.9400 | 3,000 | 9 | 3,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | LOUGEE ANTHONY | DRAM | Subordinated Secured Convertible Bridge Note | D | 2.94 | 2.9400 | 2,551 | 7 | 2,551 | |||
| 2014-08-12 | 2014-07-15 | 4 | MAJEWSKI THOMAS A | DRAM | Common Stock Warrants | D | 3.50 | 3.5000 | 4,000 | 14 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | MAJEWSKI THOMAS A | DRAM | Common Stock Warrants | D | 3.00 | 3.0000 | 4,000 | 12 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | MAJEWSKI THOMAS A | DRAM | Common Stock Warrants | D | 2.94 | 2.9400 | 4,000 | 12 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | MAJEWSKI THOMAS A | DRAM | Subordinated Secured Convertible Bridge Note | D | 2.94 | 2.9400 | 3,401 | 10 | 3,401 | |||
| 2014-08-12 | 2014-07-15 | 4 | Palker Marc P. | DRAM | Common Stock Warrants | D | 3.50 | 3.5000 | 2,000 | 7 | 2,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Palker Marc P. | DRAM | Common Stock Warrants | D | 3.00 | 3.0000 | 2,000 | 6 | 2,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Palker Marc P. | DRAM | Common Stock Warrants | D | 2.94 | 2.9400 | 2,000 | 6 | 2,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Palker Marc P. | DRAM | Subordinated Secured Convertible Bridge Note | D | 2.94 | 2.9400 | 1,700 | 5 | 1,700 | |||
| 2014-08-12 | 2014-07-15 | 4 | Sheerr David Samuel | DRAM | Common Stock Warrants | D | 3.50 | 3.5000 | 4,000 | 14 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Sheerr David Samuel | DRAM | Common Stock Warrants | D | 3.00 | 3.0000 | 4,000 | 12 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Sheerr David Samuel | DRAM | Common Stock Warrants | D | 2.94 | 2.9400 | 4,000 | 12 | 4,000 | |||
| 2014-08-12 | 2014-07-15 | 4 | Sheerr David Samuel | DRAM | Subordinated Secured Convertible Bridge Note | D | 2.94 | 2.9400 | 3,401 | 10 | 3,401 | |||
| 2014-07-09 | 3 | Markulec Michael E. | DRAM | Common Stock, $1.00 | D | 0 | ||||||||
| 2014-04-17 | 2014-04-17 | 4 | LOUGEE ANTHONY | DRAM | Common Stock, $1.00 Par Value | D | 2.7390 | 1,000 | 3 | 1,000 | ||||
| 2014-04-16 | 2014-04-15 | 4 | Sheerr David Samuel | DRAM | Common Stock, $1.00 Par Value | D | 2.5484 | 1,000 | 3 | 1,000 | ||||
| 2014-04-15 | 2014-04-15 | 4 | Palker Marc P. | DRAM | Common Stock, $1.00 Par Value | D | 2.6579 | 1,000 | 3 | 2,000 | ||||
| 2014-04-11 | 2014-04-10 | 4 | Freeman John | DRAM | Common Stock, $1.00 Par Value | D | 2.8700 | 1,500 | 4 | 3,000 | ||||
| 2014-03-03 | 2014-02-27 | 4 | Palker Marc P. | DRAM | Common Stock, $1.00 Par Value | D | 2.7400 | 1,000 | 3 | 1,000 | ||||
| 2014-02-24 | 2014-02-20 | 4 | Freeman John | DRAM | Common Stock , $1.00 Par Value | D | 2.5700 | 1,500 | 4 | 1,500 | ||||
| 2012-08-06 | 2012-07-19 | 4 | Sheerr David Samuel | DRAM | Options | D | 0.69 | 0.6900 | 100,000 | 69 | 100,000 |
P
Compra de mercado aberto ou privada de ativo não-derivativo ou derivativo
S
Venda de mercado aberto ou privada de ativo não-derivativo ou derivativo
A
Concessão, premiação, ou outra aquisição de ativos da empresa (como uma opção)
C
Conversão de derivativo
D
Venda ou transferência de ativos de volta para a empresa
F
Pagamento do preço de exercício ou responsabilidade fiscal utilizando parte dos ativos recebidos da empresa
G
Doação de ativos pelo ou para o insider
K
Swaps de capital e transações de hedge similares
M
Exercício ou conversão de ativo derivativo recebido da empresa (como uma opção)
V
Uma transação voluntariamente reportada no Formulário 4
J
Outro (acompanhado de uma nota explicativa descrevendo a transação)
